UNIT 1

SECTION-A
1) What is financial system?

2) State any two components of financial system.

3) Name two regulatory authorities of financial system.

4) State two objectives of financial system.

5) What is finance?

6) Mention the components of financial system.

7) What do you mean by Financial Instruments?

8) Give the meaning of financial services.

9) What is Forex market?

SECTION-B
1. Discuss the various challenges faced by Indian financial system.

2. What is financial system? Explain the functions of financial system?

3. Explain the major issues of Indian Financial system.

4. Explain relationship between financial system and economic growth.

5. Discus the key elements of financial system.

6. Explain the role of financial system in economy.

7. Explain the objectives of financial system.

Section C
1. Elaborate the phases in development of Financial System in India

2. Explain the Development of Financial system in India.

3. Explain the functions of financial system.

4. Explain the structure of financial market.

SECTION-A
1) What is financial market?

2) Mention the classification of markets.

3) What is organized financial markets?

4) What is unorganized financial market?

5) What is primary market?

6) What is money market?

7) What is Capital market?

8) What is call money?

9) Mention the types of Treasure bills?

10) Name any two instruments of Indian Money Market.

SECTION-B
1. Explain the functions of financial markets.

2. Define Money Market. Explain various instruments of money market.

3. Explain the functions of money market.

4. Explain the drawbacks of money market.

5. What is capital market? Explain the functions of capital market.

6. What is commercial paper? Explain the Advantages of commercial paper.

7. What do you mean by public deposits? Explain the advantages of public deposits.

8. Enumerate the objectives of capital market?

2. Distinguish between money market and capital market.

3. Define Money Market. Explain various instruments of money market.

4. Explain various instruments of Capital market.

UNIT 3

SECTION-A
1) What is new issue market?

2) What do you mean by public issue?

3) What is right issue?

4) What is private placement?

5) What is IPO?

6) What is Book building?

7) What is undersubscription?

8) Who are tarawaniwala's?

9) Who is bull?

10) Define stock exchange.

11) What is turn?

12) What is price band?

13) What is SEBI?

14) Who is a broker?

15) Give the meaning of speculators

2. Explain the steps involved in issue of shares under fixed price method.

3. What is book building? Explain the steps involves in book building process and different types of
applicants.

4. Distinguish between primary market and secondary market

5. Explain the features of book building.

6. What is secondary market. Explain the functions of secondary market.

7. Distinguish between jobbers and brokers.

8. What do you mean by jobbers. Explain the characteristics and functions of jobbers.

9. What is OTCEI? Explain the features of OTCEI.

10. Explain the need for establishment of Bombay stock exchange

Section C
1. Give the meaning of IPO. Discuss the essential features: steps of IPO.

2. Define stock exchange. Explain the types of dealers in stock exchange of India.

3. Discuss the functions of stock exchange.

4. Why the NSE was established? Explain the objectives of NSE

SECTION-A
1) What do you mean by financial intermediaries?

2) What do you mean by financial institutions?

3) What do you mean by Non Banking Institutions?

4) What is merchant banking?

5) Mentions types of NBFC’s

6) What is scheduled and non scheduled banks?

7) What is Mutual Fund?

8) What is Social banking?

9) Expand a) CRISIL b) OTCEI c) BSE d) BOLT e) NIM g) IPO h) GSO i) IEPF

10) Define the co-operative banks.

11) What is open ended scheme in mutual funds?

SECTION-B
1. Discuss the role of financial intermediaries.
2. When the SIDBI was established? Explain the objectives SIDBI.
3. Explain the types of non banking financial companies.
4. Discuss the features of co-operative banks
5. Distinguish between banking institutions and non banking financial institutions.
6. Explain the functions of industrial finance corporation of India.
7. Discuss the different types of underwriters.
8. Explain the services and obligations of custodians.
9. Explain the functions of registrars to an issue
10. Give the meaning of SIDBI. Explain the functions of SIDBI.
11. Explain the functions of infrastructure development finance company limited (IDFC)
12. Discuss the functions of merchant banks.
13. What do you mean by 'Merchant Banking'? Explain its functions.
SECTION C
1. Explain the structure of commercial banks
2. Define the NBFC. Discuss the types of NBFCs
3. Give the meaning of underwriting. Explain the functions of underwriters and SEBI guide lines of
underwriting.
4. Explain the functions of commercial Banks
Unit 5

SECTION-A
1) Mention the market regulators in Indian financial system.

2) Mention the objectives of SEBI.

3) Why the SEBI is established?

4) Mention the objective of IEPF

5) What is the need for market regulators ?

6) State the terms of reference of committee on financial reforms

SECTION 'B
1. Explain the objectives of SEBI
2. Explain the powers of Investors education and protection fund.
3. State the power of SEBI
4. Explain the investor protection fund (IPF)
5. Explain the need for establishment of market regulators
6. Explain the Major Recommendations Raghuram rajans committee
7. State the features of stock exchange.

SECTION C
1. Why the SEBI is established ? Explain the functions of SEBI
2. Explain the IEPF and IPF with functions.
3. Explain the benefits of Stock Exchanges in India.
4. Explain the organization and functions of SEBI.