Manual Otan (Stanag 2931)
Manual Otan (Stanag 2931)
ORGANIZATION ORGANIZATION
AC/323(HFM-184)TP/475 www.sto.nato.int
      This Report documents the findings of Task Group HFM-184 (2009 – 2012),
            which investigated the possibility and acceptability of casualty
                evacuation using Unmanned Aerial Vehicles (UAVs).
AC/323(HFM-184)TP/475 www.sto.nato.int
      This Report documents the findings of Task Group HFM-184 (2009 – 2012),
             which investigated the possibility and acceptability of casualty
                 evacuation using Unmanned Aerial Vehicles (UAVs).
     NOTE: Even though the authors of this Report are American, British, German,
    and Israeli subject-matter experts in the fields of aviation, UAS, air evacuation,
     and emergency care of the trauma victim, this Report does not represent the
    formal position of any of these governments or any portion thereof. Any mention
      of trade, brand, or corporate names is for illustration or acknowledgement,
           and does not represent any recommendation of specific products.
         The NATO Science and Technology Organization
Science & Technology (S&T) in the NATO context is defined as the selective and rigorous generation and application of
state-of-the-art, validated knowledge for defence and security purposes. S&T activities embrace scientific research,
technology development, transition, application and field-testing, experimentation and a range of related scientific
activities that include systems engineering, operational research and analysis, synthesis, integration and validation of
knowledge derived through the scientific method.
In NATO, S&T is addressed using different business models, namely a collaborative business model where NATO
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     •     SET      Sensors and Electronics Technology Panel
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ISBN 978-92-837-0174-3
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ii                                                                                                     STO-TR-HFM-184
                                    Table of Contents
Page
List of Figures/Tables                                              ix
Acknowledgements                                                     x
HFM-184 Membership List                                             xi
STO-TR-HFM-184                                                           iii
            2.3.5.8  Command and Control (C2)                                               2-14
            2.3.5.9  Autonomy                                                               2-14
            2.3.5.10 Medical Devices for en route Care                                      2-14
            2.3.5.11 Summary of Mission Enablers                                            2-14
      2.3.6 Ongoing Related Efforts                                                         2-15
            2.3.6.1  Autonomous Aerial Cargo/Utility System (AACUS) Innovative Naval        2-15
                     Prototype
            2.3.6.2  Autonomous Technologies for Unmanned Aerial Systems (ATUAS)            2-15
                     Joint Capability Technology Demonstration (JCTD)
            2.3.6.3  Medium Range Multi-Purpose (MRMP) VTOL UAS                             2-16
            2.3.6.4  Medium Range Maritime Unmanned Aerial System (MRMUAS)                  2-16
2.4   Summary                                                                               2-17
Chapter 3 – Current NATO Doctrine and Policy, as it Affects the Concept                      3-1
of Casualty Evacuation via UAVS
3.1   Introduction                                                                           3-1
3.2   Key NATO Doctrinal Documents                                                           3-1
      3.2.1   MC 326/3 (NATO Principles and Policies of Medical Support)                     3-1
      3.2.2   AJP-4.10 (B) (“Allied Joint Medical Support Doctrine” – Draft)                 3-1
      3.2.3   AJMEDP-2 (“Allied Joint Doctrine for Medical Evacuation”)                      3-2
      3.2.4   STANAG 2087 (“Medical Employment of Air Transport in the Forward Area”)        3-2
      3.2.5   AMEDP-11 (“NATO Handbook on Maritime Medicine”)                                3-2
      3.2.6   AMEDP-38 (“Medical Aspects in the Management of a Major Incident / Mass        3-3
              Casualty Situation”)
      3.2.7   International Humanitarian Law                                                 3-3
      3.2.8   Other Documentation                                                            3-4
3.3   RTO Interest in UAVs                                                                   3-4
3.4   Summary                                                                                3-5
iv                                                                                  STO-TR-HFM-184
5.5    Circulation                                                                             5-4
5.6    Disability                                                                              5-4
5.7    Exposure                                                                                5-4
5.8    Restraint and Stabilization of Spinal Injuries                                          5-5
5.9    MEDEVAC in Optionally Piloted Aircraft                                                  5-5
5.10   MEDEVAC in Aircraft Designated as Unmanned Platforms                                    5-5
5.11   CASEVAC on UAVs                                                                         5-6
5.12   Recommended NATO UAV Flight Safety Standards                                            5-7
Chapter 7 – En Route Care Medical Research, Development, Test and Evaluation                   7-1
(RDT&E) Gaps and Status
7.1    Background                                                                              7-1
7.2    Research Gaps                                                                           7-1
7.3    Research Scope                                                                          7-2
STO-TR-HFM-184                                                                                       v
       7.3.1 Description of Casualty Movement Environment and Functional Limitations               7-2
       7.3.2 En Route Care Research                                                                7-3
             7.3.2.1   Safe Clinical Management and Transport of Patients with Head and            7-4
                       Spine Injuries
       7.3.3 Medical Carry-On Equipment Test and Evaluation                                        7-6
             7.3.3.1   Background                                                                  7-6
             7.3.3.2   Test Standardization                                                        7-6
             7.3.3.3   Knowledge Gaps                                                              7-7
7.4    Summary                                                                                     7-8
vi                                                                                        STO-TR-HFM-184
Annex B – History and Development of Aerial Evacuation, with Specific             B-1
Reference to UAV Potential Use
B.1   Introduction                                                                B-1
B.2   Early History                                                               B-2
B.3   World War I – The First Attempts                                            B-2
B.4   Interwar Use                                                                B-3
B.5   World War II – Mass Evacuations and Improved Care in Flight                 B-4
B.6   Continued Developments Post-WWII                                            B-5
B.7   Current Period, and the Relevance of UAVs to Future Evacuation Operations   B-6
Annex E – Potential Future Use of UAVS for Tactical and Strategic Medical         E-1
Evacuation
E.1   Tactical Aeromedical Evacuation                                              E-1
STO-TR-HFM-184                                                                          vii
       E.1.1 Peripheral Nerve Block Catheters                E-1
       E.1.2 Staffing Differences                            E-2
       E.1.3 Potential Tactical UAV Use                      E-2
E.2    MEDEVAC (Strategic Aeromedical Evacuation)            E-2
E.3    Summary                                               E-4
viii                                                STO-TR-HFM-184
                              List of Figures/Tables
Figure Page
Figure 1-1    U.S. Navy / Gyrodyne Corporation Slide on Project “Midget”, Undated, but    1-3
              During the Vietnam War
Table
Table 2-1     Mission Enablers Current State of the Art                                  2-15
Table 9-1     CASEVAC and MEDEVAC Within Afghanistan, 2009 – 2011                         9-2
Table 9-2     UK-Provided Air Evacuation Within Afghanistan                               9-4
STO-TR-HFM-184                                                                                  ix
                                   Acknowledgements
The following persons, though not formally appointed as members of this RTG, have provided important input
to the RTG effort and to this report at different stages of the work, and we sincerely thank them for their
contributions:
    •   CAPT. Richard Beane, M.D., M.P.H./T.M. – U.S. Navy Bureau of Medicine and Surgery, USA
    •   COL. William Butler, MD, MTM&H – USAF Air Force Research Laboratory, USA
    •   CAPT. Charles Ciccone – USN Naval Aerospace Medical Institute, USA
    •   CDR. Gregory Cook – Office of the Command Surgeon, USJFCOM, USA
    •   Major Scott Farley – US Army UAS Proponency Office, USA
    •   Dr. Gary Gilbert, PhD – USATATRC, USA
    •   Mr. Gerald Jones – Office of the Command Surgeon, USJFCOM, USA
    •   CW3 Corey Lefebvre – TRADOC UAS Program Office, USA
    •   LTC. Li Kenyi – AFSOC, USA
    •   COL. Robert Mitchell – U.S. Army MEDEVAC Proponency Office, USA
    •   COL. Dana Renta – USAARL, USA
    •   COL. Glenn Rizzi – US Army UAS Proponency Office, USA
    •   MAJ. (RET) Jeff Warren – Directorate of Medical Evacuation Proponency, U.S. Army, USA
    •   LTC. Atzmon Yoav – R&D Section, Ministry of Defence, Israel
Our thanks are also extended to the industry representatives who have provided briefings and other information
about the state of the art, without which this effort could not have been successful. These representatives
include those from Aeronautics LTD, Aurora Flight Sciences, Cassidian Corporation, EADS North America,
Israel Aerospace Industries, Piasecki Aircraft Corporation, Sikorsky USA, Urban Aeronautics, and Westland-
Augusta Corporation.
x                                                                                            STO-TR-HFM-184
                          HFM-184 Membership List
STO-TR-HFM-184                                                                           xi
UNITED STATES (cont’d)
COL. Hadley Reed, M.D., M.P.H.
Chief, International Training Division
USAF School of Aerospace Medicine/ETO
2510 Fifth Street
Wright-Patterson AFB, OH 45433-7913
Tel: (++1) 937-938-3023
xii                                        STO-TR-HFM-184
             Safe Ride Standards for Casualty Evacuation
                   Using Unmanned Aerial Vehicles
                                                (STO-TR-HFM-184)
                                           Executive Summary
The aim of this document is to investigate and make recommendations regarding the potential use of
Unmanned Aerial Vehicles (UAVs)1 for the transportation of casualties. Development of these
recommendations has involved a review of all aspects of this type of vehicle, the legal and ethical
considerations for such use, the operational and clinical considerations, and the development of possible
scenarios in which such use could be beneficial to the casualty. This study has resulted in a set of
recommendations for future research and development to support such potential usage, as well as some
recommendations for doctrine development by various NATO bodies and clinical guidelines for such
usage.
Aerial evacuation has become the “gold standard” for evacuation mechanisms. The flight parameters of these
aircraft are controlled by on-board pilots, and thus are usually within the tolerance limits of casualties.
However, there is not any internationally recognised set of tolerable physiological standards for casualties
which can be used in development of flight profiles for Unmanned Aerial Vehicles (UAVs) – this is of
special concern since some UAVs have the ability to potentially create physiological stresses far in excess of
those produced by most current evacuation aircraft. Potential use of these vehicles for this purpose will likely
be far-forward, and will involve the transport of freshly wounded, unstable, casualties, who may be more
susceptible to physiological stresses than would be stabilised casualties. If UAVs are to be used in a casualty
evacuation role, it is necessary to have an agreed set of physiological, flight, and materiel parameters which
can be used by decision-makers to decide whether or not a casualty is suitable for evacuation by means of a
UAV, or conversely, if a specific UAV is suitable for evacuation use.
The issue which this document addresses is both operationally and clinically relevant. The use of UAVs
has shown great progress in recent years in multiple roles, and it appears evident that logistics-capable
UAVs capable of carrying casualties will be present on the battlefield in the forces of several Nations
within the short to medium-term2. Many doctrine developers are beginning to plan for the use of these
aircraft for casualty extraction or evacuation on “back-haul”, after the UAVs have delivered their cargo.
Initially sceptical about such potential usage, our RTG has come to believe that these aircraft will be used
for casualty movement soon after their appearance on the battlefield, with or without doctrinal guidance.
NATO and national Special Operations Forces have clearly indicated their interest in such use, when
regular aerial evacuation means are either not available or are operationally undesirable, as have several
Nations’ conventional military forces. This potential use of UAVs as a solution to the need for evacuation
demands the creation of safe ride standards for such use. We have developed a set of guidelines to make
this modality safe to use in certain circumstances.
  1
      Definitions for unpiloted aerial vehicles are in a state of flux. The classic term “UAV” is being replaced in some fora by
      “Unpiloted Aerial System (UAS)”, and some Nations and services are starting to use the term “Remotely Piloted Vehicle
      (RPA)”. For this document, we have chosen to generally use the term “UAV” when referring specifically to the vehicle,
      and “UAS” when an entire system is meant.
  2
      In fact, the first Logistics-capable UAVs to be fielded are currently flying in Afghanistan. Though these particular aircraft do
      not have the capability to internally carry a reclining casualty, it appears evident that future cargo-carrying UAVs will have
      such a capability.
STO-TR-HFM-184                                                                                                                 ES - 1
This document reviews the current state of UAV development, NATO doctrine and policy addressing this
issue, legal and regulatory issues, as well as the clinical aspects of such transport, and it presents a set of
recommendations for NATO and the RTO which the RTG believes will ensure that when such use
becomes reality, it will be without detriment to the casualties being moved. The RTG has recommended
changes and additions to NATO doctrine in this regard, as well as proposing continued research which is
necessary to develop truly evidence-based safety-of-flight recommendations. We have identified
improvements in medical equipment which are necessary before any detailed consideration can be given
to future use of UAVs for true medical evacuation.
It is the conclusion of the RTG that the potential use of UAVs for casualty evacuation (CASEVAC) is
ethically, legally, clinically, and operationally permissible, so long as the relative risk3 for the casualty is
not increased through the use of the UAV. The use of this type of aircraft for Medical Evacuation
(MEDEVAC) is neither technologically possible nor acceptable at this time (primarily due to lack of
capability of in-flight medical equipment), though we believe that such use will be possible in the medium
to distant term.
  3
      “Relative risk” is defined as “The potential loss that can result from one action measured against the potential loss that might
      result from a different action”. In other words, it is the comparison of the risk of being moved in a UAV versus the risks
      incurred by not moving a casualty by this means.
ES - 2                                                                                                           STO-TR-HFM-184
      Normes de transport sans danger pour l’évacuation
         des blessés par véhicules aériens sans pilote
                                                (STO-TR-HFM-184)
                                                        Synthèse
Le présent document a pour but d’examiner et de produire des recommandations concernant l’utilisation
potentielle de véhicules aériens sans pilote (UAV)4 pour le transport de blessés. Le développement de ces
recommandations a impliqué une étude de tous les aspects de ce type de véhicule, des considérations
juridiques et éthiques d’une telle utilisation, des considérations cliniques et opérationnelles, ainsi que le
développement des scénarios potentiels dans lesquels une telle utilisation serait un avantage pour les
blessés. Ladite étude a donné lieu à un ensemble de recommandations destinées à de futures recherches et
développements pour appuyer une telle utilisation potentielle. En ont également résulté des recommandations
pour le développement de doctrines par divers organismes de l’OTAN et des directives médicales pour
cette utilisation.
L’évacuation aérienne est devenue la « référence » en matière d’évacuation. Les paramètres de vol de ces
aéronefs sont contrôlés par des pilotes embarqués et entrent par conséquent dans les limites de tolérance
des blessés. Il n’existe toutefois aucun ensemble de normes physiologiques tolérables concernant les
blessés qui soit reconnu à l’échelle internationale et puisse être utilisé dans le développement de profils de
vol de véhicule aérien sans pilote (UAV). Cela est particulièrement à prendre en considération puisque
certains UAV peuvent engendrer un stress physiologique bien supérieur à celui provoqué par la plupart
des avions d’évacuation actuels. L’horizon d’utilisation potentielle de ces véhicules dans ce but sera
probablement très lointain et impliquera le transport de blessés récents et instables, plus sensibles au stress
physiologique que ne le seraient des blessés stables. Si les UAV doivent être utilisés dans un rôle
d’évacuation des blessés, il est nécessaire de s’accorder sur un ensemble de paramètres physiologiques,
de vol et de matériel qui sera utilisé par les décideurs afin d’établir si un blessé est apte à être évacué par le
biais d’un UAV ou à l’inverse, si un UAV particulier est approprié à l’évacuation.
La question traitée dans le présent document est pertinente du point de vue opérationnel et clinique.
Ces dernières années, de grands progrès ont été faits dans l’utilisation des UAV dans de multiples rôles et
il semble évident que les UAV à capacité logistique capables de transporter des blessés seront présents sur
le champ de bataille auprès des forces de plusieurs nations à court ou moyen terme5. De nombreux
responsables de la doctrine commencent à prévoir l’utilisation de ces aéronefs pour l’extraction ou
l’évacuation des blessés « au retour », une fois que les UAV ont déposé leur cargaison. Quoique sceptique
de prime abord au sujet d’une telle utilisation potentielle, notre RTG pense à présent que ces aéronefs
seront utilisés pour le déplacement des blessés peu après leur apparition sur le champ de bataille, avec ou
sans orientation basée sur une doctrine. L’OTAN et les forces d’opérations spéciales – ainsi que les forces
militaires conventionnelles de nombreux pays – ont clairement manifesté leur intérêt pour une telle
  4
      La définition des véhicules aériens sans pilote est actuellement fluctuante. Le terme classique « UAV » est en passe d’être
      remplacé dans certains forums par « système aérien sans pilote » (UAS, Unpiloted Aerial System) et certains pays et services
      commencent à utiliser le terme « véhicule piloté à distance » (RPA, Remotely Piloted Vehicle). Pour le présent document,
      nous avons choisi d’utiliser de manière générique le terme « UAV » lorsqu’il est spécifiquement fait référence au véhicule et
      « UAS » lorsqu’il s’agit de tout un système.
 5
      Les premiers UAV à capacité logistique à mettre en service sont actuellement utilisés en Afghanistan. Bien que ces aéronefs
      en particulier n’aient pas la capacité interne de transporter un blessé en position allongée, il semble évident que les futurs
      UAV de fret auront une telle capacité.
STO-TR-HFM-184                                                                                                               ES - 3
utilisation lorsqu’un moyen d’évacuation aérienne classique n’est pas disponible ou souhaitable au niveau
opérationnel. Cette utilisation potentielle d’UAV comme solution d’évacuation requiert la création de
normes de transport sans danger à cette fin. Nous avons développé un ensemble de lignes directrices afin
de rendre l’emploi de cette modalité sans danger dans certaines circonstances.
Le présent document examine l’état actuel du développement des UAV, de la doctrine et de la politique de
l’OTAN qui traitent de cette question, les questions de lois et réglementations, ainsi que les aspects cliniques
d’un tel transport. Il y est présenté un ensemble de recommandations destinées à l’OTAN et la RTO ; le RTG
est convaincu que celles-ci garantiront un transport tout à l’avantage des blessés lorsqu’une telle utilisation
deviendra réalité. Le RTG a recommandé des modifications et ajouts à la doctrine de l’OTAN à cet égard et
a également proposé de maintenir la recherche, ce qui est nécessaire pour véritablement développer des
recommandations de sécurité en vol basées sur des éléments tangibles. Nous avons identifié des
améliorations à effectuer sur le matériel médical qui s’avèrent nécessaires avant de pouvoir considérer en
détail l’utilisation future des UAV pour une réelle évacuation médicale.
Le RTG conclut que l’utilisation potentielle des UAV pour l’évacuation des blessés (CASEVAC) est
admissible sur les plans éthique, juridique, clinique et opérationnel, tant que le risque relatif6 pour les
blessés ne se trouve pas accru par l’utilisation de l’UAV. L’utilisation de ce type d’aéronef pour
l’évacuation sanitaire (EVASAN) n’est à l’heure actuelle ni technologiquement possible, ni acceptable
(principalement en raison du manque de capacité au niveau du matériel médical en vol), bien que nous
soyons convaincus qu’une telle utilisation sera possible à moyen ou long terme.
  6
      Le « risque relatif » est défini comme « la perte potentielle pouvant résulter d’une action par rapport à la perte potentielle
      pouvant résulter d’une action différente ». En d’autres termes, il s’agit d’une comparaison entre le risque d’un déplacement en
      UAV et les risques encourus si le blessé n’est pas déplacé par ce moyen.
ES - 4                                                                                                           STO-TR-HFM-184
                   Chapter 1 – INTRODUCTION AND BACKGROUND
1.1 INTRODUCTION
Not all aircraft are suitable for use in casualty transport. Even assuming adequate internal carriage space for
casualties, some aircraft are, due to their normal flight profiles, simply not a good choice for this mission.
For example, most of us would agree that putting a casualty in an aircraft like the Tornado in its normal
operational envelope would not be in the best interests of very many casualties. Generally speaking, aircraft used
to carry casualties in both military and civilian settings are representative of common aircraft in use for multiple
purposes, but are at the lower end of the performance envelope. The flight parameters of aircraft currently used
for aerial evacuation are controlled by on-board pilots, and thus flight profiles are usually maintained within the
tolerance limits of casualties with varying degrees of disability/injury. However, there does not appear to be any
internationally recognised set of tolerable physiological standards for casualties which can be used in
development of flight profiles for Unmanned Aerial Vehicles (UAVs) – this is of special concern since some
UAVs (like fighter aircraft) have the ability to potentially create physiological stresses (e.g. acceleration forces)
which would be detrimental to the condition of a wounded casualty. If UAVs are to be used in a casualty
evacuation role, it is necessary to have an agreed set of flight and physiological parameters which can be used
by decision-makers to decide whether or not a casualty is suitable for evacuation by means of a UAV,
or conversely, if a specific UAV is suitable for evacuation use. This is necessary no matter whether we are
discussing UAVs in the sense of fully autonomous aircraft, piloted by on-board artificial intelligences unassisted
by human pilots, or in the sense of a remotely piloted aircraft with a human pilot physically located at some
distance. Potential use of these vehicles for this purpose will likely be far-forward, and will involve the transport
of freshly wounded, unstable, casualties, who may be more susceptible to physiological stresses than would be
stabilised patients.
 1
     Defence Technology International, October 2010.
 2
     UVS News Flash, 30 June 2009.
STO-TR-HFM-184                                                                                                   1-1
INTRODUCTION AND BACKGROUND
      “Today, Unmanned Aircraft Systems (UAS) are at a comparable stage of infancy to manned aircraft of
      the 1920s. Technological possibility, operational necessity, and popular support for unmanned systems
      have converged in much the same way that they did for aircraft development early last century.”3
UAVs have in recent years become ever more versatile and essential assets on the battlefield. Current rapid
development and fielding of UAVs provide the opportunity to evaluate the potential of this new type of
aircraft for the transportation of casualties. Problems with user trust in aircraft autonomy will potentially
become more acute as technical innovation allows for more rapid and independent UAV decision-making.
A UK MOD Report released in March 20114 predicted that artificial intelligence in UAVs (total independence
from human control) could be anywhere from 5 – 15 years away. If such development occurs, that potential
could raise both ethical and legal questions, and might create psychological barriers for moving casualties in
UAVs, but any UAVs suitable for this use in the near-term will most likely be remotely piloted, rather than
relying on artificial intelligence for their entire flights. Therefore, most of the work of this RTG has
concentrated on the evaluation of Remotely Piloted Aircraft (RPA) for this task in the near-term.
Several militaries, along with NATO, have written the concept of cargo-capable UAVs into their concept plans
for future development5,6 and several forces have raised the issue of the potential use of these aircraft for casualty
evacuation. As only one example, the U.S. Special Operations Forces Long Endurance Demonstrator (SLED)
Advanced Concept Technology Demonstration (ACTD) is in an Extended Use Evaluation. The SLED ACTD
uses the A-160 Hummingbird unmanned aerial vehicle to demonstrate a Vertical Take-Off and Landing (VTOL)
aircraft capable of flying long range that can employ a wide variety of adaptable Special Operation Forces
payloads at various altitudes. One of these study portions will be the use of the payload pod to conduct
emergency recovery of personnel. If successful, this study has obvious implications for potential use in
CASEVAC missions.
This is not as far-fetched as it may seem, for there is historical precedent. During the War in Vietnam, there is
anecdotally at least one and possibly several cases in which the U.S. Navy’s DASH-50 remotely piloted aerial
vehicle, though designed for anti-submarine warfare, was used to extract an individual from behind enemy
 3
     General Dynamics Information Technology. “Future Modular Force Resupply Mission for Unmanned Aircraft Systems (UAS)”.
 4
     United Kingdom Ministry of Defence. “Joint Doctrine Note 2/11 – The UK Approach to Unmanned Aircraft Systems”.
 5
     NATO Joint Air Power Competence Center. “Strategic Concept of Employment for Unmanned Aircraft Systems in NATO”.
 6
     United States Army UAS Center of Excellence, “Eyes of the Army – U.S. Army Unmanned Aircraft Systems Roadmap 2010-
     2035”.
1-2                                                                                                        STO-TR-HFM-184
                                                                          INTRODUCTION AND BACKGROUND
lines. The U.S. Navy, during this same period, formally developed a modification of the DASH-50 for the
rescue of downed pilots, some of whom would have been expected to be injured (Project Midget)7.
Examples of unmanned systems may include Unmanned Aerial Systems (UAS), Unmanned Ground Systems
(UGS), and Unmanned Maritime Systems (UMS). For purposes of this report, only the aerial sub-category
 7
     Hirschberg, M.J., “To Boldly go where no unmanned aircraft has gone before: A half-century of DARPA’s contributions to
     unmanned aircraft”.
STO-TR-HFM-184                                                                                                        1-3
INTRODUCTION AND BACKGROUND
will be examined, though much of this analysis would directly apply to the use of ground or maritime systems
for the same purpose. An unmanned system, operated remotely or with some degree of autonomy, can be
designed to carry human passengers, and still remain categorized as an unmanned system, even though a more
appropriate term might be “unpiloted”. Although the term “UAS” is rapidly replacing “UAV” in common use
(since the aerial vehicle itself will not function in the absence of the other parts of the system), in this report
we will use the term UAV as referring to the aircraft itself – the other components of the UAS as a system will
have significantly less direct impact on the safety of the casualty, until and unless we begin installation and
distant control of medical devices or telemedicine on these platforms.
Current operations by the International Security Assistance Force – Afghanistan (ISAF) have demonstrated that
this goal cannot always be met, often due to operational requirements or simple unavailability of dedicated
medical evacuation aircraft. The rise in the availability of man-portable anti-aircraft missiles, as well as the
extended distances involved in operations such as those being carried out by ISAF, have placed an ever-
increasing burden on the forward air ambulances available. It is not always proving possible to respond with
equipped and crewed air ambulances in a timely manner, especially in light of the new NATO 10-1-2 policy.10
Further, isolated operational units (e.g. SOF) may suffer casualties but for operational reasons may not be able to
accept evacuation by large and noisy dedicated air ambulances, or the risk to manned assets needed to support
them may be unacceptable.
Present evacuation trends indicate that both air and ground ambulances will continue to serve in the battle
areas of the future, but the increased depth, width, and complexity of the operational areas indicates a
recurring need for both lateral and rearward movement. In this context, smaller and quieter aircraft, whether
manned or unmanned, may prove safer and more capable of responding in a timely manner. Therefore,
it appears evident that all potential means for achieving these goals must be considered, including possible use
of UAVs (see Chapter 4 below for a potentially viable operational concept).
 8
      Remick, K.N. et al., “Transforming US Army Trauma Care: An Evidence-Based Review of the Trauma Literature”.
 9
      AJP-4.10(B) (Draft 1.1).
 10
       AJP-4.10(B) (Draft 1.1), para 1024.
1-4                                                                                                         STO-TR-HFM-184
                                                                                  INTRODUCTION AND BACKGROUND
The author of one of the first studies to look at the potential use of UAVs for casualty evacuation discussed
his concept as follows:
      “The current battlefield is changing rapidly. Combat operations against irregular forces are set in a
      dispersed, non-linear battlefield. Vast distances between small units such as the infantry squad, and the
      distances from these small elements to their supporting organizations, pose unique challenges. Casualty
      evacuation is an evolving challenge. The goal of casualty evacuation is to transport an injured Marine
      from the point of injury to a medical care facility. Increased dispersion results in longer distances from
      the point of injury to medical care facilities with a corresponding increase in the delay between the time
      of injury and lifesaving surgical care. The non-linear aspects of this battlefield increase the threat to
      aircraft crews and platforms conducting casualty evacuation. Unmanned aerial systems offer an
      alternative means of air casualty evacuation. This alternative may provide time-critical response while
      reducing threat to aircraft crews.”11
Although this author originally referred only to United States Marines, the potential applicability of this concept
to all NATO forces seems evident.
 11
      Featherstone, R.L., “Determination of Critical Factors in Unmanned Casualty Evacuation in the Distributed Environment”.
STO-TR-HFM-184                                                                                                                  1-5
INTRODUCTION AND BACKGROUND
aeronautical engineering researchers, clinicians, pilots, doctrine developers and medical operators jointly
investigated this potential addition to NATO’s armamentarium. The group has considered the flight
characteristics of potentially suitable UAVs as well as aeromedical factors which must be met to ensure that
any such evacuation is not detrimental to the casualty. An agreed prerequisite was that UAVs for this purpose
must meet the same safety standards as currently used in man-rated rotary wing aircraft (crashworthiness,
redundant flight systems, etc.).
It was highlighted during the work of the RTG that what must be discussed is relative risk, not absolute risk.
Evacuation cannot be accomplished without risk, no matter what transportation mechanism is used. The use of
current helicopters and tilt-rotor aircraft entails a certain level of risk, even without the additional risks of
being wounded. If the use of UAVs for evacuation is to be successful, it is imperative to develop a situation in
which the use of UAVs for the opportune lift of casualties is no more dangerous than is an evacuation using a
currently available helicopter, from the casualty’s viewpoint. Mitigated risk is a key term, which should be
considered in all such decisions. The real question which will need to be answered in each case is, “Is it more
dangerous to move the casualty in an available UAV or to leave him where he is until a non-UAV transport
can be arranged?” It has been our goal to assist the potential user in making this decision, and to choose which
UAV to use for this purpose, in the event that more than one type is available.
To fully evaluate this potential new modality, this RTG has carefully investigated the current state of the art of
UAV design, as well as the licensing and regulatory restrictions which may affect the legality of placing live
humans on this type of aircraft, and has attempted to develop an evidence-based reference resource which can be
used by line commanders to ensure that the use of such aircraft for this purpose will not be detrimental to the
health and well-being of the casualty potentially being moved. Unfortunately, although most types of aircraft
have been successfully used for the movement of casualties for many years, there is a dearth of evidence-based
data which actually shows the safety of current aeromedical evacuation practices, and which can be used for
comparison. The fact that most casualties survive their aerial journeys, and that most practitioners believe that
this means of transport is the best possible transportation means in a combat environment, does not prove that
such transport is not in any way detrimental. For example, we can demonstrate that casualties with head injuries
can survive transport by helicopter, but it has never been convincingly demonstrated that such individuals do not
suffer additional damage from the stresses experienced in flight. We have identified and recommended the
accomplishment of future medical research necessary to definitively prove this, though actually carrying out this
research is beyond the capabilities of this RTG.
The RTG has also investigated the psycho-physiological stressors which may affect casualties in flight,
including vibration, noise, acceleration, temperature, motion sickness and cabin air as well as other occupational
hazards. The group focused also on the possibility of medical assistance in flight, in-flight monitoring,
and telemedicine. The extent to which closed loop medical monitoring and specialised treatment will be
usable in the future is still being investigated and is the subject of much research and development, but
appears feasible in the longer term.
 12
      AMEDP-13 (A).
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                                                                        INTRODUCTION AND BACKGROUND
and mandates the provision of necessary medical care en route, along with the use of appropriate medical
attendants to provide care in flight. On the other hand, “Casualty Evacuation” (CASEVAC) is defined as
“The non-medicalised evacuation of patients without qualified medical escort.”13 The latter is not under
medical control, but is controlled by the line, and makes use of non-medical vehicles of opportunity when
for whatever reason adequate support cannot be provided by dedicated manned evacuation platforms.
This distinction is significant – a logistics UAV can theoretically be used for patient evacuation, without
accompanying medical personnel or treatment in flight, and without a requirement for specialised medical
equipment, as can other non-medical aircraft and ground vehicles – such use may be less than optimal as
compared to the use of fully-equipped air ambulances, but is frequently accomplished during today’s
operations. Understanding of this distinction is critical, since the technological readiness of both the UAVs
and supporting medical materiel to accomplish these two missions is widely different – Any given aircraft
may or may not be suitable for both missions, and it appears that, while theoretically possible, the use of
UAVs to provide true MEDEVAC is significantly further in the future than is the use of UAVs for
CASEVAC. Use of a UAV for true medical evacuation would require successful development of increased
and more reliable on-board autonomous medical capabilities, and would probably require the vehicle to be
significantly larger than is currently envisioned for many logistics UAVs – in essence, whilst the use of UAVs
for dedicated medical evacuation is conceivably possible, this was not the primary focus of our group’s work.
It has been neither our goal nor our desire to recommend the replacement of current aeromedically-configured
aircraft by UAVs, but simply to define a set of criteria which will allow non-medical UAVs to be occasionally
used for CASEVAC as an additional mission, to supplement dedicated medical evacuation platforms when
desired or necessary due to operational constraints. It is clear that not all UAVs will be able to be successfully
used for CASEVAC missions, but it is also clear that with adequate knowledge of design criteria and careful
selection of the aircraft to be used, there are no inherent operational, medical, or aeronautical reasons that
some UAVs will not be able to function successfully in this role. Some writers opine that there are ethical
reasons that UAVs cannot be used for this purpose14, but our group is of the opinion that such arguments are
fallacious, being based primarily on a fundamental misunderstanding of the differing concepts of MEDEVAC
and CASEVAC. A full discussion of the ethical issues is found in Chapter 8. In the future, we believe it is
conceivable that true medical evacuation could make use of UAVs – however, that may require significant
advances in medical technology (closed loop monitoring/treatment systems and improved telemedicine
capabilities). Such use has not been the focus of our discussions, and we do not believe that such use is going
to be realistic in the short term.
 13
      AMEDP-13 (A).
 14
      US Army AMEDD Center and School – “Memorandum: Directorate of Combat and Doctrine Development’s Position on Use of
      Unmanned Aerial Vehicles (UAV) for Patient Movement”.
STO-TR-HFM-184                                                                                                      1-7
INTRODUCTION AND BACKGROUND
1.10 OBJECTIVES
It is important to note that this group does not advocate total replacement by UAVs of manned AE vehicles,
which will still remain the “gold standard” for casualty care for the foreseeable future, but simply has taken
into account the potential use of UAVs in supplementing other evacuation capabilities. In some military
scenarios (e.g. asymmetric and urban warfare), the use of UAVs could conceivably be lifesaving and might
shorten the interval for medical response (e.g. if manned air ambulances cannot be used for any reason, while
a suitable UAV might be available). This could positively influence both mission accomplishment and
casualty survival. Our report demonstrates the conceptual benefits and acceptability of UAVs as an auxiliary
casualty evacuation platform. It provides guidelines for aircraft choice and clinical criteria which can ensure
that this new modality will not impair the casualty’s condition but which will enhance the medical outcome.
This activity was tasked to attempt to develop an evidence-based reference resource which can be used by
UAV developers to ensure that either remote pilots or the Artificial Intelligence programs used to control15
UAVs will be able to support the use of these airframes in the casualty evacuation role. Our ultimate goal has
been to develop guidelines by which medical and line personnel can determine whether casualty evacuation
by UAV should be supported, in the best interests of the casualty, given current limitations of the clinical
knowledge base. Absolute G tolerances of casualties with various injuries have been investigated, as were the
rate of G-onset and other physiological and flight parameters. The majority of this work has been done
through literature search and coordination with regulatory/scientific agencies. Unfortunately, we have
discovered that there is a dearth of such evidence-based criteria to be found in the literature.
In describing the characteristics of UAVs and how they may affect UAV utilization as an evacuation platform,
we have identified needed additional research in order to make such capability an acceptable modality and to
become a viable addition to NATO’s evacuation chain (see Chapter 7).
 15
      Under “control”, we include more than piloting – we also have considered environmental controls, C2, etc.
1-8                                                                                                               STO-TR-HFM-184
                                                                          INTRODUCTION AND BACKGROUND
the system.16 Since we were not looking at any specific system, it was not the mission of this RTG to conduct
a formal comprehensive Human Systems Integration analysis of this concept (and this document is not the
place to put a full HSI evaluation). However, in developing this report and addressing the various issues, we
found that we have in effect considered the various elements of HSI regarding this particular concept. The
results were essentially a de facto HSI analysis, something that has not been done before to examine the use of
UAV for the transport of personnel, much less of casualties.
The goals of HSI are reflected in condensed form within U.S. DoD policy for the Defense Acquisition
System18:
      •   Optimize total system performance.
      •   Minimize total ownership costs.
      •   Ensure that the system is built to accommodate the characteristics of the user population that will
          operate, maintain, and support the system.
The application of this methodology has validated the process used by RTG-184 in developing this paper.
Some minor additional observations were made with this HSI method. However, the primary key findings on
the subject of UAVs and safety issues associated with using them for transporting casualties has been matched
by what the informal HSI process developed independently. Realizing that this effort is not complete, we still
feel it is valuable, and may facilitate future work in this regard when a formal HSI on logistics UAVs is done.
Our preliminary HSI analysis, restricted to those topics directly relevant to the use of UAVs in this context is
found at Annex C.
1.12 DISCLAIMER
In conclusion, it has to be noted that this report represents the informed opinion of the authors, and not
necessarily those of industry and/or national and international military organizations.
1.13 THANKS
As Chairman it is my pleasure and privilege to express my deep gratitude and appreciation to all members of
the group for their dedication and their most professional contributions – Dr. Erich Rödig, M.D., Chairman.
 16
      Human Systems Engineering Branch of the Electronic Systems Lab of the Georgia Tech Research Institute; http://hsimed.
      gtri.gatech.edu/hsi_info/hsi_intro_what.php.
 17
      AFI 10-601, Attachment 1.
 18
      DoDI 5000.02, “Operation of the Defense Acquisition System”.
STO-TR-HFM-184                                                                                                        1-9
INTRODUCTION AND BACKGROUND
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                       Chapter 2 – UNMANNED AIRCRAFT SYSTEMS
                            AND ENABLING TECHNOLOGIES
                 “The unmanned vehicle today is a technology akin to the importance of radars and
                     computers in 1935.” (Dr. Edward Teller, from a 1981 press conference).
2.1 INTRODUCTION
The development of UAS has been ongoing since World War I, but it has only begun to achieve full functionality
and capability in recent years. Although most UAS development has concentrated on ISTAR and strike
capabilities, the use of these aircraft for cargo delivery and potential casualty transport seems to be a real
possibility in the near future.
This chapter provides a brief overview of the current “state-of-the-industry” regarding Vertical Take-Off and
Landing (VTOL) Unmanned Aircraft Vehicles (UAV) which are potentially capable of performing casualty
transport missions in a tactical environment. The focus is on VTOL aircraft due to the tactical nature of the
missions – urgent medical item resupply, short range casualty extraction (i.e. “over-the-hill”), Casualty
Evacuation (CASEVAC), Tactical Evacuation (TACEVAC)1, Combat Search And Rescue (CSAR),
and possibly eventual Medical Evacuation (MEDEVAC). The chapter also discusses proposed future VTOL
UAVs and the enabling technologies which must be able to support these missions, and offers thoughts,
conclusions and recommendations concerning these technologies.2
      “…would a means to fly in and extract isolated personnel without putting additional personnel in
      harm’s way be of value? The answer to that question is an obvious yes!” (CWO4 Michael Durrant,
      USA (Ret), Pilot SUPER SIX FOUR, 160th SOAR, Battle of Mogadishu, OPERATION GOTHIC
      SERPENT)
 1
     This is a non-NATO and non-standard term which is used by some organisations (e.g. U.S. Marine Corps) to mean forward
     casualty evacuation with or without medical care en route, on non-dedicated aircraft. It is not the same as the NATO concept of
     Tactical or Theatre Aeromedical Evacuation.
 2
     The UAS listed in this document are only examples – this list is not meant to be exhaustive or complete, but is representative. The
     inclusion of a system herein is not to be interpreted as providing any endorsement or support for a specific aircraft or system.
 3
     A model would be the Intelligence, Surveillance, Target Acquisition and Reconnaissance (ISTAR) community’s development and
     deployment of the Global Hawk UAS. Global Hawk has not replaced manned ISTAR platforms, but is a force multiplier, adding
     additional capability.
STO-TR-HFM-184                                                                                                                     2-1
UNMANNED AIRCRAFT SYSTEMS AND ENABLING TECHNOLOGIES
      •    Pilots or manned airframes are not available due to the number of sorties required, crew rest for
           safety, or other mission requirements.
Since the beginning of warfare military leaders have demanded additional and improved capabilities –
“Technology Pull”, to give them an advantage over their opponents. The 21st Century is no different. Commanders
want overmatching firepower at all echelons from the division down to the fire team. Commanders also want to
reduce risk to their personnel and decrease the time and risk it currently takes to extract and evacuate casualties
to definitive medical care. VTOL UAS offer commanders just that – less risk to flight crew, and potentially
(sometimes definitely) faster response times for medical resupply or casualty rescue. However, the employment
of VTOL UAS for medical missions will have to be operationally viable, not just feasible. A key element will be
to emphasize UAS strengths to offset human (flight crew) weaknesses and vice versa. This issue of varying
strengths and weaknesses is another reason that a UAS won’t totally replace pilots in this role for many years.
      “In 1903 the possibility of using combustion-driven vehicles to transport casualties from the
      battlefield was first raised. The idea was met with cynicism. One critic was heard to say, “nothing has
      been found to equal the force of the horse for economy and safety. Patients, being probably in a
      nervous condition, will be alarmed at the idea of being taken off in a motor car.” (Unknown source,
      but clearly indicative of the opinions of the era)
Unmanned aircraft systems – semi-autonomous like the Global Hawk, Fire Scout, or KMAX, not tele-
operated like the Predator class – bring computer-driven levels of accuracy, precision and repeatability
humans cannot approach; and they don’t get scared. However, current UAS do not deal with ambiguity very
well. Conversely humans, while they may not fly as accurately or as precisely as a semi-autonomous UAS,
deal with ambiguity and uncertainty very well. Technologists, UAS system developers, military planners,
and military commanders must keep this in mind, and must use the respective strengths of manned aircraft and
UAS, while compensating for their respective weaknesses. This is why the common adage “use unmanned
systems for the Dull, Dirty or Dangerous missions” forms the basis for much UAS concept development.
The developmental progress expected of UAS in the future has been well described, and in fact the
development and testing of these systems have clearly been following the track expressed in the U.S. Army
UAS Roadmap4. Even though developmental timelines will probably slip, progress is being made much along
the lines forecast by the U.S. Army in 2010.
      “The capability to fly through urban canyons and deliver supplies and evacuate wounded is great
      stuff…we should do this. Please get on my calendar and come out and brief me on your program’s
      status.” (Maj. Gen. Robling, USMC, CG 3rd Marine Air Wing, AUVSI USIC, San Diego, CA, October
      2007)
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                                    UNMANNED AIRCRAFT SYSTEMS AND ENABLING TECHNOLOGIES
It must be noted that of all the VTOL UAVs described in this report, only one – the Israeli Urban Aeronautics
“Air Mule” has been specifically designed for logistics and medical missions (i.e. resupply and MEDEVAC).
All other VTOL UAVs are being, or have been, developed for ISTAR, utility, or cargo delivery missions.
This is expected, as these are less challenging mission sets to design to and perform, compared to the very
complex MEDEVAC and CSAR missions. In the longer term however, VTOL UAV will have the capability
to perform MEDEVAC and CSAR missions as sensor technology, artificial intelligence, and computer
processing speed improve and sensor and computer SWAP (size, weight and power) decrease.
One point must be made in this discussion, since two critical definitions are often confused:
      A) Digital flight controls systems refer to the digital data bus and flight control computer. These information
         systems manage the legacy control tube and hydraulic flight control system through trim actuators.
      B) Fly-by-wire systems utilize flight control computers as well, and therefore are digital, but they do not
         incorporate the use of legacy flight control tube technology and hydraulics. Rather, they employ the
         use of Linear Variable Differential Transducers (LDVTs) to move the control surfaces. These systems
         have greater responsiveness, less weight, and improved handling qualities.
This differentiation is critical, as it is our conclusion that any UAV to be used in the CASEVAC role should
be fly-by-wire, rather than just using digital flight controls.
 6
     “Developmental” means “in developmental flight test” for the purposes of this document.
STO-TR-HFM-184                                                                                                   2-3
UNMANNED AIRCRAFT SYSTEMS AND ENABLING TECHNOLOGIES
Notes: 1) The current ULB retains the manned version’s cockpit and pilot/co-pilot seats which could be used
          to hold casualties. Additionally, the cockpit could be modified to accommodate one or more
          medical litters.
         2) The U. S. Marine Corps used the ULB in their successful Limited Objective Experiment 3.3, June
            2009 to explore the concept of unmanned CASEVAC.
B) KMAX
      Manufacturer:         Kaman
      Country of Origin:    USA
      Payload:              6,855 LB
      Range:                267 NM
      Speed:                80 KTS
      Rotor Diameter:       48 FT 3 IN
      Service Ceiling:      29,000 FT
      Internal Carriage:    Possible with cabin modification
      Status:               In service commercially
2-4                                                                                        STO-TR-HFM-184
                           UNMANNED AIRCRAFT SYSTEMS AND ENABLING TECHNOLOGIES
Notes: 1) The U.S. Marine Corps has deployed KMAX during Operation ENDURING FREEDOM in
          Afghanistan to perform a UAS air cargo delivery and to assess the Cargo Resupply UAS delivery
          concept and the KMAX VTOL UAS system (November 2011 – May 2012). The U.S. Marine
          Corps envisions a follow-on program of record based on lessons learned from this assessment.
       2) This KMAX UAV retains the manned version’s cockpit and pilot’s seat which could be used to
          hold supplies or a casualty. Additionally, the cockpit could be modified to accommodate one or
          more medical litters.
C) FIRE-X
   Manufacturer:          Northrop Grumman / Bell Helicopter
   Country of Origin:     USA
   Payload:               3,000 LB
   Range:                 530 NM
   Speed:                 133 KTS
   Rotor Diameter:        35 FT
   Service Ceiling:       20,000+ FT
   Internal Carriage:     Yes (1 – 4 litters depending on cabin configuration)
   Status:                In development, including developmental flight testing on company Internal
                          Research and Development (IR&D)
STO-TR-HFM-184                                                                                         2-5
UNMANNED AIRCRAFT SYSTEMS AND ENABLING TECHNOLOGIES
Note: This is a modified Bell 407 manned helicopter which is in development and flight test.
D) AirMule
      Manufacturer:         Urban Aeronautics
      Country of Origin:    ISR
      Payload:              1050 LB
      Range:                600 NM
      Speed:                100 KTS
      Rotor Diameter:       NA (ducted fan) Fuselage is 22 FT x 7 FT x 6 FT
      Service Ceiling:      12,000 FT
      Internal Carriage:    Yes – 2 litter patients
      Status:               In development, including developmental flight test
2-6                                                                                            STO-TR-HFM-184
                                   UNMANNED AIRCRAFT SYSTEMS AND ENABLING TECHNOLOGIES
Note: The AirMule is designed to be an actual medical evacuation platform as well as a Logistics, CASEVAC,
      MEDEVAC, and CSAR platform.
B) U.S. DARPA Transformer (TX) “Flying Car” Road Capable VTOL/STOVL UAS Program
      Manufacturer:               AAI Corp.
      Country of Origin:          USA
      Payload:                    1,000 LB
      Range:                      250 NM
      Speed:                      130 KTS (airborne) / 60 MPS (ground)
      Rotor Diameter:             50 Ft
      Service Ceiling:            10,000 FT
      Internal Carriage:          Yes (1 – 4 passengers, or 1 – 3 passengers and 1 – 2 litters)
      Status:                     In development, first flight scheduled for 2015
 7
     These UAS may either be in development, but have not yet flown, or are conceptual, but have some engineering analysis behind
     them.
STO-TR-HFM-184                                                                                                              2-7
UNMANNED AIRCRAFT SYSTEMS AND ENABLING TECHNOLOGIES
Note: This vehicle employs Carter Aviation Technologies’ Slowed Rotor/Compound Gyroplane technology
      for vertical or short take-off and short landing role operations.
C) U.S. DARPA Transformer (TX) “Flying Car” Road Capable VTOL UAS Program
      Manufacturer:          Lockheed Martin
      Country of Origin:     USA
      Payload:               1,000 LB
      Range:                 250 NM
      Speed:                 126 KTS (airborne) / 80 MPH (ground)
      Rotor Diameter:        NA (ducted fan)
      Service Ceiling:       10,000 FT
      Internal Carriage:     Yes (1 – 4 passengers, or 1 – 3 passengers and 1 – 2 litters)
      Status:                In development, first flight scheduled for 2015
Figure 2-7: U.S. DARPA Transformer (TX) “Flying Car” / Lockheed Martin.
D) Piasecki Aircraft X-49A “SpeedHawk” Vectored Thrust Ducted Propeller (VTDP) Compound
   Helicopter
      Manufacturer:          Piasecki Aircraft
      Country of Origin:     US
      Payload:               6800 LB
      Range:                 450 NM
      Speed:                 207 KTS
2-8                                                                                            STO-TR-HFM-184
                        UNMANNED AIRCRAFT SYSTEMS AND ENABLING TECHNOLOGIES
   Rotor Diameter:      53 FT 3 IN
   Service Ceiling:     10,000+ FT
   Internal Carriage:   Yes
   Status:              In development; First flight was in June 2007 and the Phase 1 flight test envelope
                        expansion program is complete
STO-TR-HFM-184                                                                                        2-9
UNMANNED AIRCRAFT SYSTEMS AND ENABLING TECHNOLOGIES
2 - 10                                                                                     STO-TR-HFM-184
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STO-TR-HFM-184                                                                                           2 - 11
UNMANNED AIRCRAFT SYSTEMS AND ENABLING TECHNOLOGIES
2.3.5.3         Standards
There are sufficient development and performance standards for VTOL UAS, such as the U.S. Joint Architecture
for Unmanned Systems9 and NATO STANAG 458610. Additionally, there are Airworthiness standards for
aircraft, including rotary wing and UAV, and for the equipment they carry. Further, the U.S. Food and Drug
Administration (FDA) and other national/international medical regulatory authorities have requirements for
portable en route patient care systems. However, THERE ARE NO COMPREHENSIVE MEDICAL OR
SAFETY STANDARDS BASED ON PHYSIOLOGICAL STATUS OR CASUALTY CONDITION
WHICH HAVE BEEN PROMULGATED ANYWHERE IN THE WORLD FOR TRANSPORTING
CASUALTIES ABOARD MANNED OR UNMANNED VTOL AIRCRAFT. This study is a first step
towards developing these standards based on research, modeling and simulation, and analysis.
  8
       It must be noted that none of these are approved “operational concepts” at this time, and are conceptual only.
  9
       Society of Automotive Engineers, “Joint Architecture for Unmanned Systems”.
  10
        “Standard Interfaces of UAV Control Systems (UCS) for NATO UAV Interoperability”.
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                                   UNMANNED AIRCRAFT SYSTEMS AND ENABLING TECHNOLOGIES
While this “Initial Capabilities Document (ICD)” is a critical first step, more detailed requirements are
required from the operating forces before any formal acquisition programs can be initiated.
2.3.5.6      Man-Rating
A much debated hot topic that has not been resolved is whether these VTOL UAS should be fully “man-rated”
as are manned aircraft. By definition, “man-rated” means “operated or crewed” like a ship or an armored
vehicle, and the casualties are not going to be flying the UAS, obviously. On one hand, “man-rating” adds a
level of reliability and safety that may be desired. But on the other hand, “man-rating” an aircraft is expensive
and UAS are supposed to be cheaper than manned aircraft. The conundrum is fairly obvious and needs to be
addressed. Perhaps there’s a “middle ground” between “man-rated” and “you get what you get” – perhaps
“Humans as Cargo (HAC)”? This policy-level issue is going to have to be decided by the aircraft
development/procurement communities, as its resolution is far beyond the capabilities of this RTG.
2.3.5.7      Sensors
Current electro-optical, infrared, laser and radar sensors are capable of providing the necessary field-of-view,
scan rate, resolution and range for VTOL UAS autonomous take-off, en route flight and obstacle avoidance,
and landing site selection and landing. Ideally their SWAP should be reduced, as should their cost and this is
expected to occur within the next few years.
 11
      “Initial Capabilities Document (ICD) for Unmanned Systems (Air, Ground, Maritime)”.
STO-TR-HFM-184                                                                                              2 - 13
UNMANNED AIRCRAFT SYSTEMS AND ENABLING TECHNOLOGIES
2.3.5.9       Autonomy
Full VTOL UAS autonomous operations are years away for technical, programmatic and operational reasons.
However, autonomous VTOL UAS operation has been demonstrated by Piasecki Aircraft12. This effort
incorporated autonomous take-off, en route waypoint navigation based on GPS coordinates and onboard
LADAR (Laser Detection and Ranging) sensors, Landing Zone (LZ) selection and rejection (based upon
detected obstacles in the LZ), and the selection of another, more suitable LZ, and autonomous landing. This was
a first technical demonstration as KlearPath™ is only at Technology Readiness Level 5 – 6. Additional
development and demonstration in more operationally realistic environments is required (e.g. different weather
conditions, varying terrain, beyond line-of-sight C2, night/low visibility conditions).
  12
       See the KlearPath™ video at http://www.piasecki.com/cmuav.php.
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Doctrine R
                                                        KEY:
    Green:        Requisite capability exists.
    Yellow:       Requisite capability exists but requires further development before fielding.
    Red:          Requisite capability does not yet exist for VTOL UAS Medical Missions.
2.3.6.2    Autonomous Technologies for Unmanned Aerial Systems (ATUAS) Joint Capability
           Technology Demonstration (JCTD)
Program Office:      U.S. Army Aviation Applied Technology Directorate
Timeframe:           FY12 – 14
STO-TR-HFM-184                                                                                             2 - 15
UNMANNED AIRCRAFT SYSTEMS AND ENABLING TECHNOLOGIES
Goals:            The ATUAS JCTD will integrate a series of previously demonstrated technologies and
                  demonstrate both single vehicle intelligent operations as well as multi-vehicle teaming
                  operations. The JCTD will demonstrate autonomous precision delivery and retrograde to
                  and from a forward point of need in operationally relevant conditions. It will address
                  capabilities identified in the U.S. Central Command (USCENTCOM) Joint Urgent
                  Operational Needs Statement (JUONS) as objective level requirements and will support
                  the initial NAVAIR/USMC Immediate Cargo UAS (ICUAS) deployment. The unmanned
                  team will use high level autonomy to: autonomously deliver multiple loads; conduct
                  materiel retrograde; maintain situational awareness with feedback to the control station;
                  autonomously adjust to the changing mission; provide multiple control station concepts
                  including dismounted command and control, with capability to transfer control between
                  operators; and autonomously identify optimum load delivery locations. The system will be
                  capable of operations in adverse weather, extreme temperature and high elevations.
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                             UNMANNED AIRCRAFT SYSTEMS AND ENABLING TECHNOLOGIES
2.4 SUMMARY
Thus, it appears that from a technical viewpoint, there are no real stumbling blocks to the development of this
capability. There is a requirement for further development, but in general the technology to accomplish this
mission already exists.
STO-TR-HFM-184                                                                                            2 - 17
UNMANNED AIRCRAFT SYSTEMS AND ENABLING TECHNOLOGIES
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              Chapter 3 – CURRENT NATO DOCTRINE AND POLICY,
                 AS IT AFFECTS THE CONCEPT OF CASUALTY
                            EVACUATION VIA UAVS
3.1 INTRODUCTION
Any use of a new modality for casualty care in the NATO environment must take into account current and
developing doctrine. Therefore, a comprehensive review of NATO medical doctrine and policies which might
affect this concept was undertaken. We have found that there are currently no NATO medical doctrinal
documents which directly address this issue, though likewise there is nothing found in current NATO medical
doctrine which would preclude the future use of UAVs for CASEVAC, when appropriate.
This same document also discusses many of the changed strategic parameters which mandate consideration of
new mechanisms for providing medical care2, and demands that “Clinical need is to be the principal factor
governing the priority, timing and means of a patient’s medical care and evacuation3.” The demand for rapid
evacuation is noticeable, particularly in light of the new 10-1-2 medical timeline doctrine.
While most of the discussion of evacuation found in MC 326/3 refers to “medical evacuation”, other resources
are more inclusive, referring only to “evacuation”, which term seems to be used in such a way as to include
both MEDEVAC and CASEVAC.
 1
     MC 326/3, para 3.3.
 2
     MC 326/3, para 1.1.
 3
     MC 326/3, para 3.5.
 4
     AJP-4.10 (B) (Draft 2011), para 1004.
 5
     AJP-4.10 (B) (Draft 2011), para 1021.
STO-TR-HFM-184                                                                                             3-1
CURRENT NATO DOCTRINE AND POLICY, AS IT
AFFECTS THE CONCEPT OF CASUALTY EVACUATION VIA UAVS
document implicitly assumes that all evacuation will be “medical evacuation” as defined by NATO,
it explicitly states that availability of such capabilities may be limited or delayed for operational or materiel
reasons, and thus implicitly demands that other capabilities must be considered in medical planning. More
detailed doctrine for Medical Evacuation is found in Chapter 3 of AJP-4.10 (B), with a reference to AJMEDP-
2. AJP-4.10 (B) (Draft) notes that “The medical evacuation concept described in this chapter does not impose
a unique mandatory evacuation system on Nations6.” It thus implicitly authorizes other forms of evacuation,
so long as they can meet the timeliness goals of this document.
It is correctly noted that neither MC 326/3 nor AJP-4.10 (B) (Draft) directly address the issue of “Casualty
Evacuation”, as defined in AMEDP-13(A). However, CASEVAC (as distinguished from MEDEVAC) is
currently found in NATO doctrine, as well as in many national doctrines.
3.2.4        STANAG 2087 (“Medical Employment of Air Transport in the Forward Area”)
Also addresses CASEVAC as a concept, though only to note that “Operational situations may preclude use of
aeromedical escorts; this movement of patients without medical supervision – also referred to as CASEVAC-
should only be applied in extraordinary circumstances.9” The RTG agrees with this concept, but notes that the
use of UAVs to provide such services is not prohibited, and that it is assumed by this STANAG that such non-
medical transportation means will be used occasionally during combat.
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                                                    CURRENT NATO DOCTRINE AND POLICY, AS IT
                                       AFFECTS THE CONCEPT OF CASUALTY EVACUATION VIA UAVS
3.2.6      AMEDP-38 (“Medical Aspects in the Management of a Major Incident / Mass Casualty
           Situation”)
Deals with major medical incidents and mass casualty situations, which may be closely analogous to some of
our vignettes for possible use of UAVs in the CASEVAC role. While this AMEDP does not specifically
discuss the use of UAVs in this role, it clearly gives doctrinal support to the use of non-medicalised vehicles
for evacuation in emergencies, i.e. CASEVAC11.
The COMEDS Liaison Officer has specifically included the concept of CASEVAC by UAVs in exemplary
input to the Military Committee’s Long Term Capability Requirement M.0312. Therefore, at the highest level
of NATO medical authority, consideration of this concept is considered appropriate.
One argument that has been made against the occasional use of logistics UAVs for CASEVAC is that the
vehicles would not be able to benefit from the use of the Geneva Protective Marking. This statement is true –
however, the same can be said about any evacuation vehicle which is not fully dedicated to ambulance use,
including many currently in use in NATO operations (e.g. those CH-47s used by the UK MERT teams and the
USAF “Pedro” aircraft). In fact, it would be a war crime under the conventions to so mark a “dual-use”
vehicle17, one which is not “exclusively employed for the removal of wounded and sick, and for the transport
of medical personnel and equipment.” The use of the Geneva protective symbol when authorized is optional,
 11
      AMEDP-38, (Final Draft 2011), paras 0010 b (3) and 0013 i.
 12
      COMEDS (LO)L(2010)0004.
 13
      We have paid the most attention to the 1949 First Geneva Convention (“For the Amelioration of the Condition of the Sick and
      Wounded in Armed Forces in the Field”) as being the most relevant, with secondary attention paid to the Second, Third, and
      Fourth Geneva Conventions.
 14
      We have also reviewed the Additional Protocols simply for completeness, in spite of the fact that they have not been accepted by
      all NATO members, and thus can not be considered part of the body of the “customary law of war” in the NATO context.
 15
      Geneva I, Article 3, para (2).
 16
      Geneva I, Article 12.
 17
      Geneva I, Article 36.
STO-TR-HFM-184                                                                                                                   3-3
CURRENT NATO DOCTRINE AND POLICY, AS IT
AFFECTS THE CONCEPT OF CASUALTY EVACUATION VIA UAVS
according to the Commander’s discretion18, and its lack would not inherently preclude the use of the vehicle
for casualty evacuation. We note that currently, the only major group of aircraft so marked within NATO are
those operated by the U.S. Army. Most Nations and services seem to have agreed that Red Cross markings on
aircraft may be nice to have, but are not required by law or international agreement.
The one known exception to this lack of relevant doctrine is the U.S. Army Medical Department Center and
School, which considers “… the use of unattended robotic platforms for casualty evacuation (is)
unacceptable.19” However, CASEVAC is not a U.S. Army “medical mission” – only MEDEVAC is.
CASEVAC is an “operational mission” authorized and directed by the operational commander, not by the
medical commander. Therefore, although we have carefully discussed this objection, we find it not directly
relevant to the issue of CASEVAC via UAVs.
The remaining U.S. Services and the U.S. Special Forces Command (USSOCOM) have no policies which we
have been able to locate precluding the use of VTOL UAS for any missions, medical or otherwise. This may be
because the U.S. Army is the only U.S. Service with a dedicated MEDEVAC capability. The other Services and
USSOCOM either use the Army’s MEDEVAC capability or a CASEVAC capability (i.e. “… unregulated
movement of casualties …”20 or a “lift-of-opportunity”)21.
 18
      STANAG 2931.
 19
      “Use of Robotic Vehicles for CASEVAC”, U.S. Army AMEDD Center and School memo, dated 7 June 2006, and verified in a
      second AMEDD memo, dated 20 November 2009.
 20
      U.S. Joint Publication JP 1-02, “Department of Defense Dictionary of Military and Associated Terms”.
 21
      The USAF CSAR system also provides evacuation on call, with care in flight provided by Paramedics, but since this system is
      not under medical control, it is categorised as “CASEVAC” as contrasted to “MEDEVAC”.
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                                                 CURRENT NATO DOCTRINE AND POLICY, AS IT
                                    AFFECTS THE CONCEPT OF CASUALTY EVACUATION VIA UAVS
      •   RTO-MP-AVT-146 “Platform Innovations and System Integration for Unmanned Air, Land and Sea
          Vehicles”;
      •   RTO-MP-AVT-145 “UAV Design Processes / Design Criteria for Structures”;
      •   RTO-EN-SCI-175 “System Control Technologies, Design Considerations and Integrated Optimization
          Factors for Distributed Nano UAV Applications”;
      •   RTO-MP-HFM-135 “Human Factors of Uninhabited Military Vehicles as Force Multipliers”; and
      •   RTO-MP-SCI-202 “Intelligent Uninhabited Vehicle Guidance Systems”.
3.4 SUMMARY
In summary, there are no known doctrinal issues regarding the use of VTOL UAS for medical missions which
we have been able to find in any NATO Nation, with the single exception of the U.S. Army Medical
Department, as described above. Having said that, there will certainly be doctrinal changes required before
VTOL UAS can be viably employed operationally. This is true for all NATO member Nations, and for the
Alliance as a whole. Such doctrinal changes are commonplace as new capabilities are fielded, and their
necessity in the case of UAV CASEVAC is not surprising.
It is not surprising that NATO and national doctrine do not currently directly address the use of UAVs for
CASEVAC. At the current time, there are no UAVs deployed in any of our national forces which are suitable
for use in CASEVAC. The NATO Joint Capability Group Unmanned Aircraft Systems And Joint Unmanned
Aircraft Systems Panel (JCGUAS/JUASP), though aware of the concept and the work of RTG-184, currently
has no work ongoing to develop the concept or to investigate it, primarily due to the non-availability of
suitable airframes, though they have just recently (March 2012) begun consideration of Logistics/Cargo
UAVs. The majority of the work of this group and its two predecessors has been with regard to Fixed Wing
UAVs, primarily for the ISTAR or armed attack roles. Inasmuch as the logistics UAVs which might be
suitable for use in this role do not yet exist in an operational setting, the JCGUAS/JUASP has not paid any
significant attention to this potential usage, though their newly created Terms of Reference certainly give
them authority and scope to consider this new area, and to input the future use of UAVs for CASEVAC into
NATO doctrine. This group had planned to consider a draft plan for Cargo UAVs in the Spring of 2012,
but this document was not discussed at their meeting in March 2012. Some of their doctrinal documents,
such as the UAV Pilot Requirements and Training Standards documents22, and the definitions of UAV by size
and flight parameters, will eventually apply to the various uses of these logistics aircraft. Interestingly,
a draft of STANAG 2289 does include a brief mention of their potential use in Combat Search and Rescue and
potentially in Evacuation Operations23. This reference seems to primarily envision the use of UAVs in
searching for the casualties, rather than carriage of them, but the inclusion of these topics clearly indicates that
new ways of using these vehicles in the medical realm are being considered by various groups. We note that
the JCGUAS Program of Work for 2012 refers to several Long Term Capability Requirements (LTCRs) for
which UAV CASEVAC (or at least UAV passenger carriage) would be relevant24. We recommend strongly
that the items listed under LTCRs M-3 and L-9 be expanded to specifically mandate consideration of the issue
of CASEVAC by UAS.
 22
      STANAG 4670.
 23
      STANAG 2289 (Study Draft), para 219.
 24
      JCGUAS Program of Work 2012, para 3.1.
STO-TR-HFM-184                                                                                                  3-5
CURRENT NATO DOCTRINE AND POLICY, AS IT
AFFECTS THE CONCEPT OF CASUALTY EVACUATION VIA UAVS
Thus, although no direct doctrinal approval for the use of UAVs as CASEVAC Platforms is found within
NATO doctrine, there is likewise nothing in doctrine which would disapprove their use, if medically
acceptable from a casualty safety standpoint, and when such use would be in the casualty’s best interests.
As logistics UAVs capable of carrying casualties are fielded, it will become imperative that NATO and
national doctrine be modified to discuss and to give guidance for such use. This will probably require
amendments to AJP-4.10 (B) and AJMedP-2 at a minimum. If it becomes feasible to actually use such
airframes for MEDEVAC purposes (i.e. to carry medical personnel and equipment to provide care in flight),
it will be necessary to amend STANAG 2087 to include guidance on such use. Custodians for these
documents are strongly encouraged to begin development of such doctrine now, rather than waiting until the
aircraft are present on the battlefield. Those Nations which do not have doctrine expressly addressing the issue
of CASEVAC may wish to consider development of such doctrine.
3-6                                                                                            STO-TR-HFM-184
                Chapter 4 – POTENTIAL MEDICAL CONCEPTS FOR
                   USE OF UAVS IN CASUALTY EVACUATION
4.1 INTRODUCTION
After discussion with many potential users of this technology for casualty evacuation, we have attempted to
synthesize some of their thoughts on this subject. A major study on potential uses for such aircraft was finalized
in 2011 by the United States Joint Forces Command, from which this chapter has been heavily drawn1.
This chapter provides several possible scenarios for the potential use of UAVs in Casualty Evacuation
(CASEVAC) within the NATO operational concept. We believe that each of these scenarios is fully in accord
with current NATO doctrine (see Chapter 3). It is against these basic scenarios that RTG-184 has evaluated the
potential for such use, and they provide a context for our evaluations of clinical safety and operational utility.
It is evident that many potential users consider that there are operational gaps for which this technology is
needed, and we have accepted that analysis. It is not our function to determine whether there are such operational
gaps, but to accept the user community statement that these gaps exist. Therefore, a full gap analysis has not
been carried out by this RTG. It is up to the Nations to determine whether or not UAVs will be used for these
purposes, but our group has had to assume for purposes of discussion that such use is operationally realistic and
might in the relatively near future become reality. Following discussions with experienced combat-experienced
helicopter pilots and line commanders, the RTG has determined that in our opinion these scenarios are viable
and serve to illustrate several potential uses of UAVs in casualty evacuation.
Though the bulk of current NATO combat operations are in Afghanistan (ISAF), these concepts are not
restricted to use in current locations or operational missions. Afghanistan can serve as an excellent example of
some of the problems that such a concept is designed to overcome, but should not be seen as the only potential
theatre for its use.
 1
     U.S. Joint Forces Command, “Unmanned Aerial System Casualty Evacuation Concept Of Operations And Safe Ride Standards
     (Draft).
STO-TR-HFM-184                                                                                                       4-1
POTENTIAL MEDICAL CONCEPTS FOR
USE OF UAVS IN CASUALTY EVACUATION
It must be noted that this concept is for use in CASEVAC, and these scenarios do not include the potential use
of UAV for MEDEVAC, which is covered elsewhere in this document.
Our concept describes a potential capability which could add additional capacity with reduced risk to piloted
aircraft and their crews in the following environments:
      •   Operations in high threat areas, poor weather, hazardous terrain, and hostile environments;
      •   Units operating in dispersed or remote locations, to include maritime or Special Operations forces;
      •   Immature or developing theaters of operation; or
      •   Expeditionary operations which require a quick response globally.
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                                                              POTENTIAL MEDICAL CONCEPTS FOR
                                                           USE OF UAVS IN CASUALTY EVACUATION
4.2.3.1     Assumptions
Several assumptions must be made in any discussion of the appropriateness of using UAVs for casualty
transport:
    •     That protocols will be established which define casualties who may and may not be safely evacuated
          on UAVs by NATO Forces.
    •     That UAVs considered for this purpose will be able to meet the same safety (crashworthiness)
          standards and operate with essentially the same flight parameters as currently-approved man-carrying
          Rotary Wing aircraft, when those standards are relevant to casualty survival.
    •     That adequate training will be available to provide an aid in correct selection or non-selection of
          UAVs for CASEVAC use and preparation of the casualty for evacuation. This must include decision-
          making training for commanders, advanced initial combat trauma care training, and operational safety
          training for all field personnel.
STO-TR-HFM-184                                                                                            4-3
POTENTIAL MEDICAL CONCEPTS FOR
USE OF UAVS IN CASUALTY EVACUATION
      •   Vignette #1 – CASEVAC / Casualty Extraction (“Over the Hill”): An intense firefight is occurring
          in a town square where two friendly force infantry squads are receiving fire from all directions.
          Enemy forces control the areas surrounding the square and prevent reinforcement of the surrounded
          squads. Several RPGs explode as insurgents mount an assault and two Soldiers receive life-
          threatening injuries. No combat medics are available to these two squads. Situation reports detail the
          situation urgency and the requirement for immediate resupply and evacuation of the critically
          wounded Soldiers. Dedicated aeromedical evacuation assets are not available for 45 minutes at best.
          A cargo UAV delivers the urgently needed supplies. Fearing the wounded will not survive without
          immediate medical support, the on-scene commander decides to use the UAV to extract the casualties
          from the square and deliver them to a location where medics can stabilize their conditions, and
          prepare them for further evacuation.
      •   Vignette #2 – Urgent CASEVAC: A NATO Army aviation brigade is providing cargo UAV
          resupply in general support of allied forces. Flight operations are being conducted from an airfield
          located at a FOB which supports an Infantry Brigade Combat Team (IBCT) and its remote and widely
          dispersed battalions. The IBCT’s zone of action has a variety of terrain features which include
          flatland, dense forests, and mountainous areas (up to 12,000 ft MSL). Company teams operating in
          the mountainous areas require resupply by air, as there are no improved road networks and the area is
          susceptible to enemy ambush and IED attacks. A Company Observation Post (COP) is targeted by a
          mortar attack that results in severe injuries to two infantrymen. Combat Lifesavers administer first
          aid; the company’s medic has been killed; and the determination is made that the injuries require
          immediate medical support. An immediate MEDEVAC request is sent to the FOB; however, at the
          time of the request, all dedicated MEDEVAC platforms are conducting other missions, and cannot be
          made available for more than one hour, after refueling. Logisticians monitoring resupply missions
          note that there is a VTOL UAV delivering supplies to another company within 20 kilometers of the
          casualties, which is much closer to the COP than any manned aircraft currently available and which is
          suitable for casualty transport. Coordination with the aviation brigade reveals that the UAV has
          sufficient fuel to divert during its back haul flight and provide an aircraft of opportunity to the
          casualties. Mission change instructions are issued to the UAV operator who remotely programs the
          UAV for a landing at an LZ supporting the casualties’ location. On arrival at the LZ, the two litter
          casualties are secured aboard the UAV. The company radios that the casualties are secure and the area
          is clear for the UAV to depart. As the UAV departs the LZ, the UAV operator alerts the chain of
          command of the UAV mission status and provides the ETA to awaiting medical support at the FOB.
          This information is coordinated with the staff for reception and treatment of the inbound casualties.
      •   Vignette #3 – Non-Emergency Casualty Extraction: While patrolling an extremely rugged
          mountain pass area, a rifle platoon member severely sprains an ankle. His labored pace slows down
          movement of the platoon and hinders its potential for mission accomplishment. Concerned for the
          member’s injury and worried that the injury may be a liability if the unit has to rapidly maneuver;
          the platoon leader requests a CASEVAC. The decision is made to evacuate the injured member on the
          backhaul flight of an unmanned cargo aircraft which will rendezvous with the platoon for supplies,
          as the platoon leader receives orders to immediately move his patrol area 5 kilometers.
          Acknowledging the new patrol area, the platoon leader is relieved that the injured member has
          boarded the cargo UAV for evacuation to a supporting medical facility, and that without the
          hindrance of dealing with the casualty, his unit can proceed with its mission.
4-4                                                                                            STO-TR-HFM-184
             Chapter 5 – MEDICAL/CLINICAL ASPECTS/STANDARDS
                         FOR PUTTING PEOPLE IN UAVS
5.1 INTRODUCTION
The basic question with regards to the issue of moving casualties by air is that of clinical benefit or harm.
Whatever the capabilities or limitations of the aircraft being considered, the first requirement is to determine
whether the casualty’s condition will allow him to be moved by this means. This chapter is designed to
address clinical issues encountered in moving a casualty by air on a UAV. It will not address all issues
associated with aeromedical evacuation or CASEVAC, but only those which create a requirement for
decisions as to what conditions need to be met to ensure, as far as is reasonably practicable, that it is safe to
move that casualty on a UAV. The first tenet of medical care is “do no harm” and while use of a UAV for
evacuation will soon be a possibility, these standards must ensure that medical professionals are not put in a
position where they inappropriately utilize a UAV for evacuating a casualty and, in doing so, place that
casualty at greater risk than can be justified. As discussed previously, Medical Evacuation (MEDEVAC) is the
movement of patients under medical supervision (i.e. with the capability to provide care in flight) to Medical
Treatment Facilities (MTFs) as an integral part of the treatment continuum. Consequently, MEDEVAC,
even on a UAV, is deemed to be within the medical chain of custody during which degradation in the level of
care is not acceptable. Therefore, placing a casualty on a UAV without an attendant should only be undertaken
where there is a benefit to the casualty and that casualty is not put at additional risk as compared to waiting for
alternate evacuation modes. However, Casualty Evacuation (CASEVAC) is the unplanned movement of
casualties without in-flight medical support or opportunistic movements by available non-medical or medical
personnel. It is anticipated that this may be the most likely scenario in which a casualty is transported by a
UAV. In this chapter, we consider the movement of the casualty in 3 situations: movement by a remotely-
piloted conventional aircraft, MEDEVAC on a designated UAV and CASEVAC on a UAV. Issues to be
considered include: whether the casualty being CASEVAC’d has entered the medical treatment chain and
what clinical conditions need to be met to deem it is acceptable to place a casualty in a UAV without a
medical attendant. As we are considering movement of casualties by air, the physiological effects of flight on
the clinical conditions will be addressed where appropriate. This chapter is intended as a guide rather than
firm prescriptive rules, because this process must be a risk assessment made on the ground by medics
and commanders together having considered the prevailing environment, the availability of evacuation assets,
and the nature or seriousness of the injuries.
 1
     We recognise that ATLS per se is not the actual system which is used in most of our Nations for deployable trauma care, but the
     systems actually used, such as the US TCCC and the UK BTLS, are all generally based on the principles of ATLS. Therefore we
     refer to ATLS for convenience.
STO-TR-HFM-184                                                                                                                 5-1
MEDICAL/CLINICAL
ASPECTS/STANDARDS FOR PUTTING PEOPLE IN UAVS
The military health services in recent conflicts have transformed the survival of wounded personnel through
advanced control of bleeding with tourniquets and initial airway control by care provided by other soldiers
(“buddy care”) and by combat medics with training in airway management and haemostatic dressings.
The standards of care available can have a permanent effect upon outcome, and the effects of poor quality can
rarely be reversed later. Every effort is made to ensure that medical care is based on internationally accepted
best medical practice and the transportation of casualties should not create circumstances in which that
immediate care is compromised by the conditions under which the casualty is evacuated. In addition, physical
restraint of the casualty while unattended will be needed to ensure that aggravation of existing injury or
further damage does not occur.
MC 326/3 states that time is a fundamental principle in the effectiveness of medical care. The amount of time
which passes between the time of injury and the receipt of appropriate medical intervention will affect the
general outcome of medical care, including the risk of death, the speed of recovery, and potentially the level
of residual disability. Therefore, best medical practice includes rapid transportation to the correct level of
medical care, but it is complicated by the new NATO doctrine in MC 326/3, which states:
      “The initial response at point of injury is crucial. For the most seriously injured, provision of
      bleeding and airway control must be achieved within 10 minutes of wounding.... It is important that a
      continuum of care is provided with the necessary treatment and evacuation capabilities available
      throughout the chain to meet clinical requirements. In this way medical support will save lives,
      minimise the effect of injury and create the conditions for effective rehabilitation that returns
      personnel to active military duty.”2
Based on this doctrine, it is desirable and highly likely that injured personnel will have their airway preserved
and bleeding controlled prior to a UAV being available to evacuate them. Therefore, the transportation
provided has to include the capability to maintain that level of care if it has been already provided.
 2
     MC-326/3, para 3.10.
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                                                                               MEDICAL/CLINICAL
                                                   ASPECTS/STANDARDS FOR PUTTING PEOPLE IN UAVS
require these cuffs to be filled with saline to prevent them bursting on ascent as they cannot be adjusted during
flight. Additionally, there is a requirement to ensure that the airways are correctly placed, because an attendant
can observe signs in respiration that may suggest misplacement and could be in a position to restore the
airway, but this would be impossible in unaccompanied mid-flight on a UAV. Securing the airway can be
especially difficult when maxillo-facial or neck trauma exists. Of concern, is the danger of aspiration in flight
with the casualty placed in the supine position, especially with the difficulty in securing a good airway-cuff
seal. Traditionally, basic first aid teaches responders, who are on their own, who have to leave a casualty to
raise help, to place the casualty in the “recovery position” on their side. During flight the risk of vomiting is
such that the airway could be compromised and, therefore, consideration should be made to placing the
casualty on their side for the flight if their condition permits adequate chest movement in this position.
This will be addressed again in the restraint discussion. Generally speaking, casualties who have a clinical
need for advanced airways should not be candidates for CASEVAC without accompanying personnel on any
vehicle, including UAVs.
5.4.1      Breathing
A) Clearly, any casualty who requires assisted ventilation either requires an attendant or a mechanical
   ventilator. It is highly unlikely in the circumstances that a UAV may be considered for CASEVAC that a
   ventilator would be available. However, if anticipated scenarios include planned MEDEVAC of a patient
   on a ventilator then the platform will need to be capable of monitoring the ventilator status of the patient
   and receive feedback automatically or remotely. While modern telemedicine technology could provide a
   “down-feed” of the patient’s status, “up-feed” to provide control or adjustment of ventilators is not
   available at the time of this paper3.
B) Supplemental oxygen is a standard and possibly near-universal therapy in emergency medical care. Its use
   is not only advocated but currently mandated in Advanced Trauma Life Support, and in Pre-hospital
   Trauma Life Support. However, despite its theoretical advantages in preventing hypoxia and acidosis,
   its utility has never been proven in the trauma population when delivered in the pre-hospital setting.4
   Nevertheless, even though the benefit may be unproven at sea-level, UAV platforms will be unpressurized
   and it is highly likely that a safe altitude would direct the use of supplemental oxygen, should it be
   available. Unlike oxygen use for healthy aircrew, the requirement for a casualty with severe trauma is
   sufficient oxygen delivered through a venturi style mask, not taking into account any additional
   requirements for altitude. Patients for whom this level of therapeutic O2 is necessary are probably not
   optimal candidates for evacuation by air in CASEVAC mode, and should preferentially be moved via
   MEDEVAC (Air Ambulance).
C) In multiple trauma situations, at first assessment in the field or in remote medical outposts without
   imaging facilities, small pneumothoraces may go unnoticed. Unfortunately, on ascent in the UAV any
   pneumothorax will expand in volume and increasingly compromise the casualty’s breathing. With
   accompanying medical attendants, a needle chest decompression can be conducted in flight, but on a
   UAV evacuation, this may have to be anticipated. Any casualties from blast mechanisms have the
   possibility of a pneumothorax as do those with blunt trauma to the chest. These casualties should be
   examined as carefully as circumstances allow for signs of pneumothorax and, where confirmed or when
   doubt exists, have a needle decompression conducted or a chest tube inserted prior to flight.
 3
     Telecon with Lt. Col. Eppolito, USAF SG Consultant in Telemedicine 1 August 2011.
 4
     Stockinger, Z.T. and McSwain, N.E. Jr. “Prehospital Supplemental Oxygen in Trauma Patients: Its Efficacy and Implications for
     Military Medical Care.
STO-TR-HFM-184                                                                                                               5-3
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5.5 CIRCULATION
As initially stated under control of bleeding, hypovolaemic shock is a major cause of death in severe trauma,
and control of bleeding needs to be accompanied by volume replacement and, where possible, blood products
to maintain the casualty’s ability to circulate oxygen and coagulate. Movement in flight can jeopardize the
cannula siting, or fluids may need to be replenished. In manned evacuation, monitoring of blood pressure and
pulse gives an indication of the effectiveness of the circulatory resuscitation and can prompt the attendant to
adjust dressings or fluids in reaction to unfavourable signs. During unmanned flight, remote monitoring would
be required for MEDEVAC and the ability to adjust or replenish fluids. These fluids require either vertical
separation from the patient or a pump sufficient to provide adequate flow into the patient. It would not be
acceptable for a patient requiring fluid replacement under such critical resuscitation situations to have IV
fluids unavailable during a period of movement, during which patients often deteriorate without active
management.
5.6 DISABILITY
Many casualties with major trauma will have head injuries causing altered consciousness. As discussed above,
trauma above the clavicle line can compromise the airway, but patients with a Glasgow Coma Scale (GCS)
< 85 in a supine position will need to have their airway actively maintained. Where oxygen is available and the
expertise exists, intubation and high concentration oxygen is indicated to maintain oxygenation, especially at
altitude. Currently, manned MEDEVAC of such patients requires a team of specialised medical personnel,
so automation of these monitoring and support functions will require significant advances to reach a level
of care needed for MEDEVAC on UAV. Where the expertise has not been available and expeditious
evacuation is the priority, decisions will have to be made on whether the patient’s airway is sufficiently patent
to survive the evacuation and whether the requirement for oxygen precludes flying if exposure to altitudes
above 10,000 feet is involved.
5.7 EXPOSURE
Bearing in mind the mechanisms by which heat exchange from the body takes place, it is not surprising that
hypothermia is commonly found in victims of major trauma/bleeding and this has significant impact on the
effectiveness of the body’s blood circulation. Severely injured individuals tend to lose warmth through all the
usual mechanisms, even when ambient air temperatures are relatively high. This is compounded by open
wounds, hyperventilation (often associated with pain or anxiety.) and by inactivity or unconsciousness.
Most notably, body heat production is greatly restrained. Many clinical studies have addressed the issue of
hypothermia in major trauma, and a close relationship between core body temperature and mortality has been
revealed. Based on these correlations, hypothermia has been identified as an independent risk factor, which,
together with coagulation defects and acidosis, constitute “the lethal triad” of trauma. Accordingly,
most trauma manuals prescribe immediate and aggressive re-warming to improve outcome. There is a little
confusion resulting from clinical investigations which has suggested that hypothermia increases survival in a
variety of life-threatening emergencies such as myocardial infarction and traumatic brain injury. Not only is
this a highly specialised rapid cooling, the common denominator of these cases is lack of extensive bleeding,
and the negative impact of reduced temperature on coagulation. Therefore, since we anticipate the majority of
casualties in the military who will require UAV CASEVAC/MEDEVAC will have major trauma with
significant blood loss, hypothermia will not only be an issue on the ground but will be compounded by flight
if conducted in an aircraft that is not designed for providing adequate environmental temperature control.
 5
     United Kingdom National Institute of Health and Clinical Excellence Guideline 56 head Injury.
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B) Optimal care for patients with spinal injury includes initial resuscitation, immobilization, extrication, and
   early transport of the patient to a suitable MTF. To maintain immobilization after this type of injury is
   suspected requires a spinal board, which is unlikely to be available in the CASEVAC scenario. Moreover,
   patients with cervical spinal cord injuries (cervical SCI) have a high incidence of airway compromise and
   pulmonary dysfunction; therefore, respiratory support measures should be available during transport.
   Several studies suggest that rates of morbidity and mortality of SCI patients decreased after the advent of
   sophisticated transport systems to appropriate facilities.6 Therefore, any patient having suspected cervical
   SCI and deemed to be in the medical evacuation chain requires cervical spinal splinting. In military
   combat operation where extraction under difficult conditions may require use of a UAV, their clinical
   condition or the operational environment may not permit time for careful immobilization. Indeed, it is
   suggested that cervical spine stabilization in penetrating trauma patients delays treatment and only
   prevents one death from cervical SCI for every 66 patients7. This could mean that, where speed of
   evacuation is paramount, we should not worry about cervical spine injury immobilization when dealing
   with major trauma, as anticipated in these scenarios. In patients where care and extra time is required to
   secure their spine and the environment permits, there is time to wait for a conventional manned aircraft
   with medical attendants.
 6
     Hadley, et al. “Transportation of Patients with Acute Traumatic Cervical Spine Injuries”.
 7
     Elliott, R. et al. “Spine Immobilization in Penetrating Trauma: More Harm Than Good?”.
STO-TR-HFM-184                                                                                              5-5
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would be required to be met for MEDEVAC on a UAV. There are 2 scenarios to consider. In both it must be
assumed that MEDEVAC is required to be expeditious due to the local threat environment otherwise manned
MEDEVAC would be permissible.
      •   Scenario 1: A patient with mild to moderate trauma who is sufficiently conscious to maintain his/her
          own airway, but who requires urgent evacuation to a higher level of medical care. The clinical
          considerations are:
          •   Does the risk of degradation of the clinical outcome by waiting for the environment to become
              more permissive outweigh the risk of exposing the patient to the UAV’s anticipated altitude,
              patient/supply compartment, and risk of further injury should the UAV be under fire or suffer a
              mishap? This includes having adequate restraint for the patient, bearing in mind the injuries
              involved. Some injuries will be incompatible with tight straps across painful wounds.
          •   Is it possible that the patient has occult trauma that may deteriorate with time (the shorter the
              flight the less risk this poses) or by exposure to altitude? This will be based on knowing the
              mechanism of injury and comprehensiveness of primary survey possible prior to flight.
          •   Does the level of analgesia required pose a threat to the patient’s respiratory performance during
              flight?
          •   Is the patient sufficiently prepared for exposure to the cold?
      •   Scenario 2: A patient who is seriously injured and requires active monitoring of life signs,
          management of airway, ventilation and cardiovascular system. The clinical requirements, in addition
          to those mentioned above, include:
          •   Systems for monitoring the patient’s airway patency and respiration, including ventilator
              performance if appropriate. Based on that surveillance, an up-feed is required to be able to adjust
              oxygen or ventilator settings in response to changes in the patient’s condition.
          •   Systems for monitoring the patient’s cardiovascular status which are able to adjust and replenish
              IV fluids as required, including maintaining fluid temperature.
          •   A compartment that has sufficient space for IV fluids, oxygen, a ventilator and a vital functions
              monitoring system. The compartment needs to be regulated for temperature and should be able to
              accommodate a spinal board or a stretcher with a harness, including restraint in a supine or
              “recovery position”.
Currently the technology for up-feed control of the patient’s management is not sufficiently mature to meet
these standards. At the time of publishing this paper, the recommendation is that MEDEVAC for unconscious
and some other seriously ill patients on a UAV does not meet clinical standards of care and therefore should
not be undertaken. As the technology develops, it will be necessary to review this position and revise the
recommendations as appropriate.
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have been built to carry casualties, and certain clinical conditions will clearly compromise the casualty’s
chance of recovery or even increase the risk to his/her life. Therefore, these are guidelines to enable the
personnel calling for the evacuation, and those coordinating the response, to make that risk assessment.
If these guidelines are met, and if the UAV meets flight/occupant safety standards as described elsewhere in
this document (see Chapter 6), then CASEVAC by UAV is clinically justifiable and may be life-saving.
      •    Active moderate to severe bleeding must be controlled and appropriate field dressings and tourniquets
           securely applied prior to flight.
      •    The casualty must be able to breathe spontaneously and, even though they may benefit from oxygen,
           be able to survive the journey without supplemental oxygen.
      •    The casualty should be able to be placed in the recovery position if unconscious.
      •    There should be an internal compartment or secure external structure for the casualty with sufficient
           restraint to prevent the casualty falling from the UAV or moving around inside the aircraft (e.g. in
           case of turbulence) during flight.
      •    The risk of evacuation by UAV to the life of the casualty for whom CASEVAC is being considered
           must be less than if they remain at their current location while waiting for MEDEVAC or another
           platform that can accommodate an escort. It is only in these circumstances that CASEVAC really
           makes good clinical sense. This is a risk assessment that must be made by the commander on the
           ground with advice from medics, if available, locally or remotely.
 8
     Here, we specifically exclude from consideration the lifting of a patient in a cage or stokes litter at the end of an external cable, e.g.
     from the deck of a ship at sea. This is considered more “extraction” than “evacuation”, which is what we are discussing.
STO-TR-HFM-184                                                                                                                            5-7
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           Chapter 6 – SAFETY AND OTHER OPERATIONAL ISSUES
6.1 INTRODUCTION
If UAVs are to be considered for CASEVAC use, many issues must be considered beyond the strictly clinical
and operational requirements. These issues involve safety, flight characteristics and capabilities, and perhaps
more importantly gaining support for such use from the potential user community. In developing our concept,
we have considered all those issues, as well as the critical one of ensuring support from the pilot community.
We have identified desirable/optimal requirements to allow UAVs to operate in CASEVAC mode – it is
clearly recognised that not all logistics UAVs will have these design characteristics, and thus may be less
suitable than other similar UAVs for casualty transportation. We are not trying to design a UAV air
ambulance, but to identify characteristics which would permit or deny such usage. These are certainly not
medical issues, but will play a role in the determination as to which UAVs are suitable for CASEVAC use.
Most logistics UAVs which derive from current manned systems will already meet these desiderata, and we
must assume that any logistics UAV must meet the majority of them to be a functional addition to the logistics
system. Thus, the following criteria must be considered, even though they must be applied/integrated prior to
the fielding of the aircraft.
STO-TR-HFM-184                                                                                                 6-1
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      •   Ability to anticipate failure modes; for example, software capable of monitoring and reporting aircraft
          systems status to the operator and to correct for failures as they occur; and
      •   Robust intelligent software and advanced platform sensors; for example, digital flight control computers
          and visual and electronic onboard sensors.
6.1.2.2     Crashworthiness
FAA Order 8130.34 already demands that unmanned systems possess the capabilities noted above to
compliment crashworthy design characteristics. The unmanned system conducting CASEVAC should be
equipped with high GHz absorbing landing gear, self-sealing fuel cell(s) and fuel lines, structurally enhanced
occupant spaces, and vibration and GHz absorbing/dampening protective compartments. Building unmanned
systems to the same standard to which manned systems are designed will enhance survivability, safety, and
reliability.
6.1.2.3     Reliability
Safe designs should possess redundant aircraft systems such as electrical generators, hydraulic pumps, or fly-
by-wire transducers. The craft should incorporate ease of maintenance technologies such as line replaceable
units, and Integrated Vehicle Health Monitoring Systems (IVHMS). Designs should be validated as high
operational readiness rate and low failure rate systems.
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management of unexpected events such as; systems malfunction, hostile fire, unexpected hazardous terrain or
weather, or other en route mission changes. Responses to these types of events could be managed fully
autonomously, via remotely piloted technologies, or through electronic tethering to a human in the loop.
6.1.3.2    Embedded-GPS and Blended Inertial Navigation Systems (INS) Systems (Abbreviated as
           EGIs)
These systems provide integrated navigation solutions for systems which are equipped with a MIL-STD 1553
digital data bus, for example. An EGI system has embedded GPS receivers into ring laser gyro inertial
navigation systems. Some systems are light-weight, weighing less than 18.0 pounds. These are reliable
navigation systems, some versions having a mean time between failures guaranteed by the manufacturer to be
at least 6,500 hours. The EGI will provide extremely precise location to the aircraft navigation computer.
The EGI is the current digitized GPS solution for most modern helicopters. EGIs utilize combined source
navigation signal solutions to produce the best navigation fidelity. The potential downside of these systems is
that they can take several minutes (average 4 – 6 minutes) to “align” therefore utilizing this type of navigation
system for a fully autonomous unmanned platforms as part of a time-critical launch in response to an urgent
CASEVAC request, could result in the loss of precious response minutes before reaching the casualty, unlike
in a manned a/c in which the pilot can fly the aircraft during the alignment process.
STO-TR-HFM-184                                                                                                6-3
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additive factors. The future unmanned system operating in the modern battlefield environment conducting
life-saving CASEVAC will have to be designed to accommodate these protective factors into the system
safety and survivability specifications.
6.1.5     Complete Autonomy, Remotely Piloted Vehicles (RPV), Human In The Loop (HITL)
          Systems and Sensors
Complete autonomy of unmanned systems conducting CASEVAC will require robust-reliable navigation and
flight control computers. Autonomous unmanned systems will require highly sophisticated mapping
technology and decision making software that must be able to assess the suitability of the Landing Zone (LZ)
including the identification of ground hazards, wires, poles, ground personnel, ground vehicles, or even
livestock that may have wandered into the landing area. Human-In-The-loop (HITL) technology could mean
providing a man-machine electronic link to visual sensors to make final approach assessments regarding LZ
suitability. HITL may include a Remotely Piloted Vehicle (RPV) capability where the pilot takes control of
the landing sequence while viewing the LZ though on board visual and/or electronic sensors.
6.1.5.2    Airspace Coordination and Integration into the Battle and National Airspace of an
           Unmanned CASEVAC System
Integrating unmanned systems conducting such high priority missions as CASEVAC will require special
handling and considerations by airspace command and control authorities. Consideration should be given to
establishing pre-planned ingress/egress routes to casualty collection points and medical units versus directing
the unmanned system to the point of injury. Pre-planned safe routes will permit traffic de-confliction, as well
as safety from terrain and obstacles and enemy/threat locations. Critical to the unmanned system in flight is
the ability of the craft to be operated in and around other traffic operating in the vicinity. Control measures
that could mitigate potential mid-air collisions with other airborne systems will be critical to airspace safety.
US Code, 14 CFR 91.113b states “vigilance must be maintained by each person operating an aircraft so as to
see and avoid other aircraft”. This will require that the unmanned system possess sensors to see and avoid
either visually or electronically. Traffic Collision Avoidance Systems (TCAS) equipment can alert systems
operators of unexpected traffic in the vicinity of the CASEVAC operation but would then require either
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STO-TR-HFM-184                                                                                               6-5
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likely begin when multiple successful Class 8 (Medical) resupply missions are regularly conducted without
incident.
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         Medical/Safety/Human                                         Standards
           Factors Criteria
Inherently Safe                         The UAV should be inherently safe or designed to mitigate risk to a
                                        casualty (e.g. no exposed sharp edges, no exposed high temperature
                                        surfaces).
Safety Rating                           NATO or national Air Regulations.
Air Quality                             Air quality in compartment must be in accord with usual aviation
                                        standards – no exhaust contamination, etc.
Noise/Acoustic Levels                   The UAV should be designed to not exceed the 8-hour time weighted
                                        occupational exposure limit of 85 dBA within the “passenger
                                        compartment”. Noise levels above 115 dBA should not be exceeded
                                        for any duration without hearing protection.
Vibration Levels                        Should not exceed current UH-60 vibration levels.
Acceleration                            < 0.25 G/sec G-onset rate.
                                        < 2 Gs in any axis at any time when carrying a casualty.
Flight Control                          Remotely Piloted (autonomous take-off and landing).
Interior Configuration                  Sufficient space for the casualty lying on folding stretcher or NATO
                                        litter without comfort mattress or vibration mitigation technology.
Interior Environmental Temperature      Passive Measures (e.g. warming/cooling blankets for casualty).
Control
Immobilisation                          A minimum of three (chest, hip, and knee) litter straps or other patient
                                        retention devices per stretcher or litter to prevent longitudinal or
                                        transverse dislodgment of the casualty during UAS transit.
                                        Some system must be available to firmly attach the litter to the
                                        aircraft, to preclude movement of the casualty within the “passenger”
                                        compartment during flight.
Egress                                  Provide the capability with a mechanism for unassisted casualty
                                        emergency egress.
Number of Casualties                    1.
Oxygen                                  If available at casualty point of origin and needed in flight, portable
                                        patient O2 must be able to be secured in the “passenger” compartment.
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           Medical/Safety/Human                                                           Standards
             Factors Criteria
Lighting                                             Adequate lighting for observation and to preclude patient perception
                                                     of being stuffed into a “cold, dark box”.
Fluid Containment                                    Body or treatment fluids should be easily contained within the
                                                     “passenger” compartment which should be able to be easily cleaned
                                                     and disinfected after use if exposed to fluids (e.g. disposable absorbent
                                                     blankets/mats or disposable litters).
Communication                                        Communication between the UAS controller and the medical
                                                     coordinator on the ground is desirable.
Usable Payload Weight                                > 500 lb.
Operational Issues
•        Many UAVs which will likely be able to meet our criteria are currently under development. Some of
         those currently being developed have been discussed in Chapter 2.
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                                                                                         C2
               CONCEPTUAL OPERATIONAL SCHEMA                                          Systems
                             Autonomous collision                         C
          No Fly             & obstacle avoidance
          Zone
                             2                                                    A. Call for Resupply/
                                                          D
                                                                                     CASEVAC
                                                                                  B. Best UAV is
                                                                                     Selected
                                                    No Fly            1
                                                                              B
            Autonomous                                                            C. Route is
              landing                               Zone
     A                   3                                                           Autonomously
                                                                                     Planned & Uploaded
                                                                                  D. UAV is Launched
                                                                                     Automatically
STO-TR-HFM-184                                                                                            6-9
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               Chapter 7 – EN ROUTE CARE MEDICAL RESEARCH,
                   DEVELOPMENT, TEST AND EVALUATION
                           (RDT&E) GAPS AND STATUS
7.1       BACKGROUND
The goal of Medical RDT&E efforts is to develop a seamless patient movement system which is integrated
with the joint casualty management system, consisting of both non-standard platforms and designated patient
movement assets that are capable of effectively and expeditiously transporting casualties and providing
maximum en route care from point of injury to final disposition.
Unmanned Aerial Vehicles (UAVs) are considered non-standard platforms that because of their success in
recent deployments to combat areas are thought to potentially play a future increasing role in emergency
evacuation of the injured soldier. It is critically important to understand that the patient movement
environment, be it via surface vehicle such as ambulance, rail, waterborne vessel, amphibious vehicle,
submarine, ship or air via rotary or fixed-wing aircraft, poses unique challenges for patient care, mission
equipment and medical personnel. Based on the current operational environment of the manned response,
major focus areas for the en-route care research are: patient stabilization, patient preparation for movement,
patient staging, impacts of the in-transit environment on patient physiology and medical crew/attendant
performance, occupational concerns for medical staff, human factors and patient safety, medical personnel
training and equipment, environmental health issues, infectious disease and cabin infection control, burn and
pain management, resuscitation, life saving interventions, nutrition, alternative medicine, and a wide variety
of organ system effects (neurologic, psychological, orthopedic, pulmonary, cardiovascular, gastrointestinal,
renal, respiratory). Without a doubt, the effects of the environment on the patient’s medical condition and
treatment interventions is a singularly distinct issue that must be researched and understood in order to
improve patient outcome, and more importantly, prevent a negative outcome. One issue which is frequently
ignored, and which in our opinion must be considered, is that of biodynamic evaluations of the impact of new
aircraft. The results of such studies should be incorporated into airframe design at the earliest possible time in
the development cycle. As regards casualty-carrying UAVs, this is not a major issue at the present, since most
UAVs suitable for this role are derived from pre-existing aircraft, but as totally new airframe designs are
developed, this issue must not be ignored.
Environmental considerations for a patient compartment in a UAV should include: noise, vibration,
turbulence, G-acceleration, temperature, humidity, altitude, electromagnetic interference, and air quality. It is
optimum if these considerations can be taken into account during the design phase of the UAV, but if this has
not been done, they must be evaluated by the user community prior to the use of these aircraft for CASEVAC.
Other considerations for casualty care should include (but not limited to): auxiliary power for equipment,
oxygen delivery, suction, closed-loop medical systems, infectious control, litter mounting systems to include
immobilization, psychological effects of confined spaces, communications, and data connectivity. Not all of
these considerations are directly relevant to CASEVAC use, though all must be taken into account in any
possible future efforts to use UAVs in the MEDEVAC role.
STO-TR-HFM-184                                                                                                7-1
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A critical issue which must be addressed is the lack of a viable forum within the NATO environment in which
to discuss (and hopefully in the future to coordinate) such research programs.
 1
     Note that this RTG has not attempted to discuss in detail the development or creation of actual patient cabins, or “patient pods”,
     as currently being developed by the US DARPA. We have attempted to identify requirements and conditions for use, but have
     avoided actual development or design work, as being outside our scope. The possible future existence of such pods does not affect
     our evaluation of the potential use of UAVs in CASEVAC in the short-to-medium term, though it may affect future use in
     MEDEVAC in the longer term.
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    •   Turbulence subjects the entire casualty care environment to unpredictable G-forces, and requires
        mechanical systems to provide optimum security and methods of securing casualties to ensure they
        are immobilized to mitigate against negative physiological effects.
    •   Environmental temperatures are not always well regulated as aircraft altitude changes, and can vary
        by more than 40°F between deck level and a height of 60 inches above the deck, creating challenges
        for care of casualties susceptible to shock or suffering from circulatory problems.
    •   The same is true of ambient air effects on vehicles lacking environmental temperature control
        mechanisms such as rotary wing or field ground ambulances.
    •   The relative humidity of fixed-wing cabin air is typically low, which may increase breathing
        difficulty for some patients.
    •   Usually, fixed-wing air evacuation missions fly at an altitude low enough to maintain cabin pressures
        at 8000 feet or less; however, this is not always possible, and medical equipment (e.g. ventilators) as
        well as fluid connections (intravenous solutions, thoracic drainage, etc.) must be able to withstand
        violent cabin depressurization without injuring patients.
    •   Rotary wing aircraft (manned and unmanned) and ground ambulances may operate above 8,000 feet
        altitude, exposing patients to negative altitude effects that could worsen their physiological state.
    •   Acceleration effects, mostly on take-off and landing, may influence patient management and patient
        condition.
    •   The electromagnetic environment in transport vehicles is unique; mission equipment must be
        designed and configured to avoid radiated or conducted electromagnetic interference with aircraft,
        ship and ground vehicle electronics, and must prevent medical equipment malfunctions resulting from
        electromagnetic emissions by the aircraft, ship or ground radars and transmitters.
    •   Electrical power outlets and distribution systems adequate for support of required patient equipment
        vary by transport vehicle and may not adapt to the power requirements of medical equipment, without
        pre-mission planning and preparation.
    •   On-board oxygen capacity to support casualty therapy is not always available on transport vehicles,
        which drives the development and use of light-weight and highly capable carry-on systems.
    •   The duration of transport can significantly affect both physiology and treatment of the casualty; inter-
        theater airlift or sea missions are typically long, resulting in extended exposure to the transport
        environment and requiring extended critical care capabilities.
    •   The constantly-developing suite of multiple critical care medical devices needed for patient care is
        heavy and not necessarily integrated or interoperable, which requires intensive monitoring by medical
        staff and continuously challenges their situational awareness and decision making.
STO-TR-HFM-184                                                                                              7-3
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As described earlier, characteristics of the movement environment affect human physiology, and more
understanding is needed of these effects on patients with comprised physiological systems. The above
research areas are applicable not only to manned medical transport vehicles but also to UAVs.
One of the original tasks of this RTG was to review the clinical knowledge to develop recommendations for
evacuation, based on specific clinical conditions and the stresses of flight, Unfortunately, we have found that
there is very limited evidence-based data available for such evaluation – This subject has simply never been
examined adequately. There is a general assumption among those with experience in aeromedical evacuation
that in the absence of severe stress (e.g. vibration, acceleration, hypoxia) air evacuation does not pose any
significant effects on the patient. However, this has not been adequately demonstrated in any evidence-based
way. When additional research on the clinical effects of aeromedical evacuation is proposed, the response is
often “But we already know all that!” Unfortunately, that assumption is fallacious. Although the U.S. Army
pioneered large-scale helicopter evacuation during the Vietnam era and has evacuated tens of thousands of
patients in the current conflicts over the past decade, meaningful research examining rotary wing evacuation
in the combat setting is generally lacking. The fact that most casualties with any given condition survive their
evacuation (and have a higher survival rate than patients who are not evacuated, for many reasons) does not
imply that they are not in fact harmed in any way by the evacuation. We simply have no data which proves
that the stresses of rotary wing evacuation do not cause deterioration of patient conditions, even though the
vast majority of patients survive their flights. Rotary wing evacuation has ample clinical, technological,
and operational areas needing study, yet several significant structural and even “cultural” challenges exist that
hinder meaningful research into this area. Thorough understanding of the interactions of environmental
extreme conditions and patient aeromedical care onboard current medical transport vehicles is necessary to
provide baseline knowledge for possible future transport vehicles such as UAVs, whether in the CASEVAC
or the MEDEVAC mode. The evidence-based data generated by studies of evacuations carried out on current
aerial platforms can be applicable to and can be extrapolated to UAVs. One example of an area which needs
evidence-based research is the clinical management (pre-transport) and transport of patients with head and
spine injuries, which will be discussed in detail below. The current standard of care is based on WWII through
Vietnam era practices which may or may not produce an optimal medical outcome. A research program is
needed to address the patient health hazards associated with vehicle vibration and repeated shock which is
believed by some researchers to have unintended consequences for a large population of wounded soldiers.
7.3.2.1       Safe Clinical Management and Transport of Patients with Head and Spine Injuries
In the largest epidemiological study documenting Spinal Cord Injury (SCI) during OIF, it was reported that
7.4% of all casualties sustained combat-related spine injuries2. The current civilian and military standard of
care for managing suspected head, neck and/or back injury is to apply a cervical collar and transport the
patient via backboard fastened to a litter. Very little scientific evidence or data exists to support this method as
the standard of care, but rather it has become the long-established practice as part of the evolution of
pre-hospital trauma care.3,4 Up to 25% of SCI occurs after the point and time of injury, either during transit or
 2
     Schoenfeld, A.J., Goodman, G.P. and Belmont, Jr., P.J. “Characterization of combat-related spinal injuries sustained by a US
     Army Brigade Combat Team during Operation Iraqi Freedom”.
 3
     Ben-Galim, P., Dreiangel, N., Mattox, K.L., Reitman, C.A., Kalantar, S.B. and Hipp, J.A. “Extrication Collars Can Result in
     Abnormal Separation Between Vertebrae in the Presence of a Dissociative Injury”.
 4
     Kwan, I., Bunn, F. and Roberts, I. Spinal immobilization for trauma patients (review).
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pre-transport clinical management with many having poor outcomes5,6. Approximately one in five spinal
column injuries occur with multiple non-continuous segments, thus necessitating a complete spinal column
care assessment and management in the pre-hospital setting. Further, in the area of safe pre-hospital
management of spinal trauma patients, the question of whether the current generation and practice of use of
rigid cervical collars has come under serious question – little evidence-based data exists to support the
practice, although this too evolved over time7. Haut et al. in a retrospective analysis of penetrating trauma
patients8 found that the 4.3% of patients (n = 1,947) who underwent spine immobilization had a mortality rate
twice as much as non-immobilized patients. They concluded that pre-hospital spine immobilization should not
be routinely used in every patient with penetrating trauma. To mitigate shock and vibration exposure, a
patient’s exposure limits to whole body vibration need to be defined. There is no data available on vibration
exposure criteria for patients, and this too may be another major area of risk to injured patients and injured
tissue susceptible to increased inflammatory processes and cascades9.
Problems which need to be addressed, solely with regards to this aspect of evacuation, include:
      •    Vibration and shock exposure criteria for supine patients with head and spine injuries are unknown.
           Furthermore, no current vibration mitigation technology, as an interim solution, is available.
      •    Very little evidenced-based data exists on proper spinal immobilization and transport.
      •    Very little evidence-based data exists on cervical collar use in patients with spinal injuries.
What is needed is a vibration mitigation strategy along with improvements in the additional identified areas of
evidentiary weakness in care – namely, cervical collars and immobilization devices. By solving all three areas,
the knowledge and techniques gained will be implemented into safe clinical management and transport of
patients with head and/or spine injuries. The purpose of the research is to prevent exacerbation of existing
injuries of patients during en route care and validate standard of care to improve patient outcomes.
The research plan should utilize vibration and patient movement Subject-Matter Experts (SMEs) with research
collaborations among the military, academic, and industry partners, from all our Nations. The goal is to identify
the vibration and shock exposure criteria for supine patients and improve clinical management and transport of
patients with head and spine injuries. To get this issue moving forward, an RTO Activity focused solely on this
issue would be of great benefit.
Future work should investigate the biodynamic response of healthy supine humans with and without
immobilization under simulated vehicle shock and vibration. Animal models with head and spine injuries due
to blunt and/or blast impacts should be considered. Additionally, the use of cadaver models under shock and
vibration exposure should be considered. The complete work would produce acceptable industry standards
defining mechanical shock and vibration exposure criteria for transporting patients as well as determining
appropriate standards of care.
 5
     Hadley, M.N. Cervical Spine Immobilization before Admission to the Hospital.
 6
     Hadley, M.N. Transportation of Patients with Acute Traumatic Cervical Spine Injuries.
 7
     Kwan, I., Bunn, F. and Roberts, I. Spinal immobilization for trauma patients (review).
 8
     Haut, E.R., Kalish, B.T., Efron, D.T., Haider, A.H., Stevens, K.A., Kieninger, A.N., Cornwell, E.E. and Chang, D.C. “Spine
     Immobilization in Penetrating Trauma: More Harm Than Good”.
 9
     Hadley, M.N. “Transportation of Patients with Acute Traumatic Cervical Spine Injuries”.
STO-TR-HFM-184                                                                                                            7-5
EN ROUTE CARE MEDICAL RESEARCH,
DEVELOPMENT, TEST AND EVALUATION (RDT&E) GAPS AND STATUS
Over the years, The ISO 2631 standard has addressed human exposure to whole body vibration of the healthy
individual in both seated and standing positions. But the committee is currently interested in pursuing
vibration standards for the supine, and in particular the injured, human. This is an important step in the future
design of UAV transport pods for casualties, and would provide design and safe standards for the material
developers. The U.S. Army Aeromedical Research Laboratory (USAARL) is currently pursuing multiple
research and development initiatives to address this critical problem and has partnered with a number of
military, academic, and commercial organizations in identifying vibration exposure limits as well as finding
vibration mitigation solutions.
The goal is to produce meaningful evidence-based data that can be used by NATO, the national military
services, civilian, and scientific communities to improve casualty evacuation, resulting in lessened morbidity
and mortality. This information is critical to the design of all future casualty transport systems and vehicles.
7-6                                                                                               STO-TR-HFM-184
                                                  EN ROUTE CARE MEDICAL RESEARCH,
                          DEVELOPMENT, TEST AND EVALUATION (RDT&E) GAPS AND STATUS
during actual aircraft flights by test personnel, medical personnel, and qualified medical flight crew to validate
laboratory findings and assess human factors. The lack of a standard NATO system for ensuring such analyses
is a critical defect. Therefore, it would appear useful to discuss this issue within the NATO Aeromedical
community, with the objective of gaining agreement to standardizing these processes as an Allied Medical
Publication.
B) Current testing requirements in test standards for carry-on medical equipment are tailored from military
   standards which are intended for installed equipment aboard the aircraft. Specifically, there is a knowledge
   gap regarding the operational vibration and shock signatures for carry-on medical equipment across the
   spectrum of en route care vehicles. The current vibration signatures in the military standard do not
   represent the operational and lifetime vibration environment for such carry-on medical equipment
   (the predominate technology for use in a UAV transport platform) The signatures need to be revised due
   to the shorter life cycle, limited usage, and location of carry-on medical equipment on-board en route care
   vehicles.
C) Feedback from the field regarding the performance of medical carry-on devices is mostly anecdotal and
   lacking detailed documentation. Medical equipment surveillance and trending of failures (if any) has
   been identified as an existing knowledge gap that is important to the testing community. For example,
   the exposure of medical equipment to extreme environmental conditions such as high temperatures and
   blowing dust can cause significant decrements in the operational performance of the equipment.
D) Night Vision Goggle (NVG) testing is critical to the safety of and protection for both military crew
   members and casualties. Nations currently assess the blooming effects of medical carry-on devices in
   laboratory settings; however, NVG criteria for medical devices located in the cabin area of helicopters
   remain undefined. This knowledge gap should address whether medical devices in a tactical environment
   must be NVG compatible or NVG friendly. The testing laboratories of the various Nations recognize the
   need to characterize how carry-on medical equipment can potentially affect the night vision devices.
   Another area of concern is vulnerability, and the possibility of medical equipment being detected from the
   outside of the aircraft. Once assessed, it may be possible to mitigate the harmful blooming effects by
   making recommendations for reducing or eliminating light signatures through the application of filters,
   concealment, or by other means. Depending on the operational scenarios adopted, there may be a need to
   develop a specific test standard for UAVs in casualty and medical applications. The information from
   available medical and aviation test standards by NATO Nations should be used as a baseline but needs to
   be tailored to UAVs.
E) There is currently little if any routine transfer of data between NATO and Partner Nations regarding
   medical equipment or evacuation techniques which have been found either successful or unsuccessful.
STO-TR-HFM-184                                                                                                7-7
EN ROUTE CARE MEDICAL RESEARCH,
DEVELOPMENT, TEST AND EVALUATION (RDT&E) GAPS AND STATUS
      NATO needs to address this issue in the near future, especially in light of current NATO efforts to
      develop multi-national medical support structures and medical support modularity. It appears that the
      Aeromedical Panel of the Air Board would be an appropriate body to develop such a reporting/
      comparison system, which should be made available to all Allied Nations.
7.4 SUMMARY
In summary, there are many ongoing and necessary RDT&E initiatives for manned en route care, as well as
for CASEVAC without en route care. The information gathered from those initiatives will be critical to the
successful use of UAVs as life-saving platforms. Many knowledge and interoperability gaps remain that need
to be addressed. With the help of this committee, the opportunity to save lives with UAV platforms is closer to
reality.
7-8                                                                                           STO-TR-HFM-184
                                   Chapter 8 – ETHICAL/LEGAL ISSUES
8.1 GENERAL
Both legal and ethical issues will of course impact decisions on the authorization of use for UAVs in either the
CASEVAC or the MEDEVAC role. The RTG has considered these issues in great detail.
We feel that this statement appropriately addresses some of the legal issues which must be faced in the UAV
debate, though it does not address any specifically medical or clinical considerations which will affect this
usage.
Additionally, the concept of placing humans of any status on UAVs may require legal or regulatory changes
within the Nations or the EU. Currently, no certification agency has specific procedures for certification of
such aircraft to carry humans. Many knowledgeable individuals feel that current regulatory schema will
eventually permit such certification, though several mechanisms. Israel’s Urban Aeronautics feels they can get
U.S. certification for their AirMule through de novo certification via FAR Part 27. Other people knowledgeable
in the regulatory realm have opined that the easiest way to get certification will be through the issuance of a
Supplemental Type Classification (STC) if the UAV is derived from a currently-certified Rotary Wing Aircraft.
This issue is far beyond the capability of this RTG to resolve. We have had to assume that if Nations wish to
make use of UAVs as evacuation aircraft they will figure out some legal way to make it happen.
 1
     “First of all, do no harm”.
STO-TR-HFM-184                                                                                                    8-1
ETHICAL/LEGAL ISSUES
That being said, we reiterate that the manned air ambulance, with trained staff and care in flight, is the
“gold standard” to which we all should aspire. Until new developments in closed loop control and other
advanced medical technology make it feasible to replace the care in flight offered on a dedicated air ambulance,
the use of any vehicle for MEDEVAC should not be considered. If MEDEVAC is available, it should always
be the modality used to support our casualties, with CASEVAC being used only when MEDEVAC is not
available, for whatever reason. If CASEVAC is decided upon, and if available UAVs meet the safety criteria
we have discussed in Chapter 6, then UAV CASEVAC should be as acceptable as any other CASEVAC
vehicle, and should not pose an ethical issue.
However, in addition to safety concerns, CASEVAC may not be a viable option for a particular evacuation
based on ethical grounds. Different casualties will require different medical capabilities and treatments while
en route, and will have received different levels of care up to extraction (anything from no care to advanced
life support procedures performed before the UAV has been called in). The latter factor requires maintenance
of relatively advanced medical capabilities in order to allow for safe extraction of pre-extraction treated
casualties, while adhering to the ethical principle that does not allow lowering the standard of care given to a
casualty over the chain of evacuation. This consideration may thus preclude use of a CASEVAC UAV in
some cases on ethical grounds, in addition to separate safety concerns.
Other Ethical considerations, including continuity of care, a prohibition on transferring a patient to a lower
level of care, and whether or not a medical attendant is needed to provide en-route care, seem to apply more to
the concept of Medical Evacuation than to Casualty Evacuation. Therefore the use of a UAV for CASEVAC
may be ethically justifiable, when its use would be of benefit to the casualty, and when the risks entailed are
less than those of not providing the evacuation, even though such evacuation does not rise to the levels of care
provided by true MEDEVAC.
8-2                                                                                            STO-TR-HFM-184
             Chapter 9 – CURRENT ADVANCES IN AIR EVACUATION
                      AND THEIR APPLICABILITY TO UAVS
9.2 CASEVAC
While much has been written about the medically supervised process of patient movement (MEDEVAC),
there is little information about the conduct of CASEVAC. Kelly2 reported the recent volumes of CASEVAC
and MEDEVAC within the Afghanistan theatre (ISAF); the data is summarised in Table 9-1 below. Although
the data prior to January 2010 is an under-estimate of actual volumes for a variety of reasons3, the data shows
evidence of current CASEVAC movements. Kelly reported that the majority of CASEVAC movements were
for low priority casualties, being moved on vehicles of opportunity. In addition to casualty movement by air,
Kelly also reported that around 100 to 150 casualties were moved by ground CASEVAC each year.
The documented presence of CASEVAC continuing to occur at this level has great significance to future
evacuations using UAVs. Commanders have an expectation of an ability to use any vehicle as an opportunity
to evacuate casualties, if the use of that vehicle does not in itself pose an imminent danger to the occupant.
Cargo-carrying UAVs therefore could present a potential opportunity for CASEVAC movement, once they
are present on the battlefield.
 1
     Bloomquest, C.R. Use of quality tools to re-engineer the aeromedical evacuation (AE) system.
 2
     Kelly, L. (SO2 Aeromed Operations, NATO ISAF Joint Commander). 19 October 2011. Personal Communication.
 3
     An improved reporting system commenced in January 2010.
STO-TR-HFM-184                                                                                                 9-1
CURRENT ADVANCES IN AIR
EVACUATION AND THEIR APPLICABILITY TO UAVS
A further significant observation from the International Stabilization Assistance Force (ISAF) Joint Command
(IJC) data is the presence of enemy combatant CASEVAC; there were two reported cases of enemy
combatants moved by CASEVAC in 2011. The urgency of movement and severity of injury of these casualties
was not known; however the CASEVAC movement of enemy combatants suggests battle injury as the origin
of their injuries. Article 12 of the first Geneva Convention7 mandates the non-discriminatory, humane
treatment of all wounded and sick personnel; specifically, personnel should not be left without medical
assistance and care.
Potential UAV Use: When cargo-capable UAVs are employed in the forward area, their first likely use as
casualty movement platforms will be CASEVAC, as a vehicle of opportunity. If UAVs were to be used for
future casualty or patient movement, their use could not be limited to that of friendly force or civilian
personnel only; provision for the safe movement of enemy combatants would be required to comply with the
requirements of The Geneva Conventions. (Chapter 3 provides more detail on this issue).
 4
     UK Medical Emergency Response Team.
 5
     USAF Combat Search and Rescue Aircraft and Medical Team.
 6
     Non-NATO Friendly Forces.
 7
     Geneva, I. Article 12.
9-2                                                                                                   STO-TR-HFM-184
                                                                            CURRENT ADVANCES IN AIR
                                                           EVACUATION AND THEIR APPLICABILITY TO UAVS
Thornton and Neubauer described the operational environment, provision of in-theatre medical capabilities
and issues with aeromedical evacuation during the UN Protection Force (UNPROFOR) experience in the
Former Yugoslavia8. The capabilities and number of Field Hospitals available to UNPROFOR were far less
than those currently available to ISAF in Afghanistan. For UNPROFOR, ground evacuation was commonplace
between the point of wounding and the first medical facility; further ground movement could also be utilised
for movement to higher levels of care; for ISAF, however, the overwhelming majority of patient movements
have been conducted via the air; ground evacuation rarely occurs, due to the terrain, distances to be covered,
hostility and safety of patients. Thornton and Neubauer also noted the multi-national provision of MEDEVAC
assets, detailing their team compositions and available equipment for use; the total number of assets and the
medical capabilities available in Afghanistan today are considerably greater than those available in the Former
Yugoslavia.
During UNPROFOR operations in the former Yugoslavia between June 1991 and 15 July 1994, from a
Population At Risk (PAR) of 40,000, over 1,100 personnel were repatriated for medical reasons; there were
474 battle injuries9. For ISAF, the PAR in Afghanistan is currently over 130,00010; current numbers of medical
evacuations in Afghanistan are proportionally far greater than the UNPROFOR experience and indeed other
recent operations as discussed by Bruce11.
UK MEDEVAC data from the RAF Medical Operations Cell at HQ AIR12 is summarised in Table 9-2;
this details the number of patients moved by UK-provided CASEVAC and TACEVAC assets within
Afghanistan.
 8
      Thornton, W.P. and Neubauer, J.C. “United Nations Aeromedical Evacuation Operations in the Former Yugoslavia”.
 9
      Ibid.
 10
        ISAF Troop Contributing Nations [internet] 2011 October 18.
 11
        Bruce, D.L. “Military CASEVAC from the Balkans to Basrah”.
 12
        Gaffney, J.G. and Booker, C. (Deputy Assistant Chief of Staff, Medical Operations (RAF), HQ Air Command, United
        Kingdom). 2011 November 28. Personal communication.
STO-TR-HFM-184                                                                                                         9-3
CURRENT ADVANCES IN AIR
EVACUATION AND THEIR APPLICABILITY TO UAVS
                                                          Forward AE                        Tactical AE
                        Date Range
                                                              MERT               Tac CCAST              Tac AE
 13
      Concise Oxford English Dictionary. 11th Ed.
 14
      Fildes, J. History of the ATLS® program.
 15
      Trunkey, D.D. Trauma.
 16
      Calland, V. Extrication of the Seriously Injured Road Crash Victim.
 17
      Donaldson, P. Military First Aid Kits.
 18
      United Kingdom. Ministry of Defence. Clinical Guidelines for Operations.
 19
      Russell, R.J., Hodgetts, T.J., McLeod, J., Starkey, K., Mahoney, P., Harrison, K. and Bell, E. The role of trauma scoring in
      developing trauma clinical governance in the Defence Medical Services.
9-4                                                                                                           STO-TR-HFM-184
                                                                           CURRENT ADVANCES IN AIR
                                                          EVACUATION AND THEIR APPLICABILITY TO UAVS
 20
      Lynn, M., Jeroukhimov, I., Klein, Y. and Martinowitz, U. Updates in the management of severe coagulopathy in trauma patients.
 21
      Cooper, B.R., Mahoney, P.F., Hodgetts, T.J. and Mellor, A. Intra-osseous access (EZ-IO®) for resuscitation: UK military
      combat experience.
 22
      Jansen, J.O., Thomas, R., Loudon, M.A. and Brooks, A. Damage control resuscitation for patients with major trauma.
 23
      Schmelz, J.O., Bridges, E.J., Wallace, M.B., Sanders, S.F., Shaw, T., Kester, N., Bauer, S. and Sylvester, J.C. Comparison of
      three strategies for preventing hypothermia in critically injured casualties during aeromedical evacuation.
 24
      Russell, R.J. et al. Op.cit.
 25
      Russell, R. Emergency Care on the Battlefield.
STO-TR-HFM-184                                                                                                                9-5
CURRENT ADVANCES IN AIR
EVACUATION AND THEIR APPLICABILITY TO UAVS
benefit, both to the casualties and to the aviation managers, as a tailored response can be provided for the
movement of patients from the forward area.
When cargo-capable UAVs commence employment in the forward areas, their internal size and payload will
likely restrict their initial medical use to the CASEVAC role. However, with development, a greater internal
size and available payload could potentially offer the ability to perform the MEDEVAC role (see Chapter 2
and Annex D); if this development were to occur, another available option would be accessible to solve the
forward patient movement problem. Annex E considers the potential future use of UAVs for tactical and
strategic aeromedical evacuation.
9-6                                                                                         STO-TR-HFM-184
                Chapter 10 – SUMMARY AND RECOMMENDATIONS
                               TO COMEDS AND RTO
The new NATO Force Structure is built to enable deployment of multi-national forces to any area in NATO’s
area of interest, for any mission. This requires an integrated multi-national healthcare system able to establish
and to maintain high quality preventive, primary, restorative and trauma healthcare as well as an effective
extraction/evacuation system from the battlefield throughout all the roles of medical care.
Unmanned aerial platforms have proved their effectiveness over a modern battlefield in the ISTAR mission
field. Current rapid technological developments will ensure that UAVs will play a more important operational
role in both combat and humanitarian missions. This includes the potential to use those platforms not only for
ISTAR but also for personnel transport. However the maturity of technology is one thing, the acceptance of
the technology is another – both still have some way to go before this development can be fully accepted.
UAV operations are also getting safer – the U.S. PREDATOR accident rate is down to 7.5 accidents per
100,000 flight hours, which is comparable to the U.S. F-16 accident rate (single seat manned aircraft)1.
Almost 1/3 of U.S. military aircraft are currently unmanned (31%),2 and this trend is expected to continue for
the foreseeable future. While most of these UAS are fixed-wing, the number of rotary wing or VTOL UAS is
also increasing as UAS and VTOL propulsion and lift technologies improve. The U.S. Army’s UAS roadmap
predicts that 25 per cent of all cargo missions will be flown by unmanned rotary wing platforms by 2020. By
2025 the integration of Optionally Piloted Vehicles (OPV) technology into all of the Army’s rotary-wing
aircraft should be finalized. In this transition phase, we believe that we will see human transport with OPV
technology, as these platforms are “man rated” when flown by pilots and therefore they demonstrate identical
safety standards to those of their manned RW counterparts. The only difference is that they are flown without
a pilot on board. We do not ignore the very real operational challenges to such use which must be met, to
include terrain and obstacle avoidance, aircraft survivability, communications, C4, and airspace control, but
we note that significant and productive efforts to resolve each of these issues are making excellent progress.
We assume that research and technological progress will create in the near future smart algorithms which will
support the human operator with automatic analysis for easier decision-making. Thus, given enough time,
it seems to be realistic to identify military situations in which UAVs might be useful for casualty extraction.
The evolution of rotary wing unmanned aerial vehicles means that they are now challenging the limitations
of their manned counterparts, providing tactical advantages and flexibility both on land and at sea.
This potentially opens the way for casualty extraction using UAVs. It has to be noted that we consider that a
planned and coordinated evacuation program using UAVs embedded in an overall medical support concept,
cannot be implemented at this time, due to technological gaps and documented safety limitations,
as mentioned above. However, as Logistics/Cargo UAVs make their appearance in the field, we see no
reasons to assume that they cannot or should not be used as a CASEVAC transport mechanism when this
would be to the benefit of the casualty. There seem to be no Legal, Ethical, Doctrinal, Technical, or Clinical
reasons that the use of UAVs should not be seen as a viable alternative means of evacuation. No currently
developmental Cargo UAV is currently considered to be suitable for use in the MEDEVAC role, but this RTG
sees no reason to assume that such a role is out of the question for future use, as technological development
 1
     “U.S. Unmanned Aerial Systems”.
 2
     “U.S. Unmanned Aerial Systems”. Note that these numbers include small UAS like the U.S. Army’s RAVEN.
STO-TR-HFM-184                                                                                               10 - 1
SUMMARY AND RECOMMENDATIONS TO COMEDS AND RTO
continues. There is no new “science” required to successfully develop and field a VTOL UAS with Medical
Mission capability. However, there is a significant amount of engineering required for integration; to decrease
size, weight and power requirements; and to reduce costs. There are no technical roadblocks to developing
and fielding a VTOL UAS medical mission capability. There are cultural/acceptance, policy and doctrine
issues to be addressed. This isn’t a new challenge – We need only to look back to the early days of
intercontinental missile deployment, and the opposition this development faced from the manned bomber
community. The importance of public acceptance of the concept is demonstrated by the automatic elevator,
which for many years had to be “manned” with an operator to punch the buttons, since the general public
would not accept a machine without an operator.
In summary, it appears to us that the potential use of UAVs for the movement of casualties is a timely issue
for discussion and policy development, and will be operationally feasible in the short to medium term.
The increasing numbers and types of Unpiloted Vehicles on the Battlefield, along with their increasing
capabilities, clearly imply that the day may soon come when a UAV is present in a location at which a
casualty needing immediate evacuation is also found, and who for various reasons cannot be evacuated by a
dedicated Medical Evacuation aircraft. If an operational situation arises in which an extraction of casualties by
other means is not possible, it is likely that we will see the unplanned use of UAVs for CASEVAC as “ultima
ratio” to save lives in the near future. Such a use will be based on the decision of a given military commander
to act in accordance with the need to take care of his casualties, regardless of policy or planning.
Consideration of, and development of doctrine for, this new concept needs to be done in fairly short order,
or someone in the field will execute one of these medical missions with a cargo VTOL UAS and NATO will
have to very quickly “backfill” policy and doctrine.
Our conclusion is that the use of UAVs for casualty evacuation in the short to medium term (within 5 – 15
years) will be both practical and likely, and in certain operational scenarios may prove to be the only practical
option available. There is no doubt that there will be risk involved, and also no doubt that at times this risk
could conceivably be less than the option of not moving the casualty at all. It is our belief that, like it or not,
SUCH USE OF UAVs for CASEVAC WILL TAKE PLACE AS SOON AS CARGO UAVs OR
OPTIONALLY-PILOTED CONVENTIONAL AIRCRAFT ARE AVAILABLE ON THE BATTLEFIELD –
It is up to NATO and the Nations to ensure that such use is carried out under the safest possible conditions.
We have identified some characteristics of UAVs which must be taken into account before deciding to use
them for evacuation (see Chapter 6). In most cases, especially in the short term, such usage will have to be in
the absence of medical equipment or care in flight. The ability to provide care in flight and medical equipment
suitable for the MEDEVAC role in a UAV is simply not technologically feasible at the current time, though
conceptually it is certainly not impossible in the medium to distant term.
It is not our conclusion that these aircraft can or should replace the current “gold standard” – the piloted air
ambulance with a medical crew and appropriate medical equipment (Medical Evacuation). In fact, given the
current state of development of medical equipment, we feel that such replacement is impossible at this time,
without the acceptance of reduced patient safety and potentially worsened clinical outcomes. While
10 - 2                                                                                           STO-TR-HFM-184
                                      SUMMARY AND RECOMMENDATIONS TO COMEDS AND RTO
conceptually the replacement of manned air ambulances with UAVs is possible, we do not believe it will be
possible or desirable in the short or medium term. We have identified some in-flight care capabilities and
medical equipment which would be desirable if future development of a UAV dedicated to MEDEVAC use is
decided upon (see Chapter 5 and Annex D).
Therefore, we have chosen to approach the problem from the viewpoint of “Given the availability of a UAV
with adequate capability to move a casualty in CASEVAC mode, how can the unit commander on the ground
analyze the relative risks and make a determination in an individual case as to whether or not to use such a
vehicle”. Therefore, we have emphasized principles to assist in making those determinations, rather than
prescriptive SOPs. We have developed some criteria for casualty preparation and selection, which should be
considered before making the decision to evacuate a casualty by this means (see Chapter 6). These criteria
include:
    •   The aircraft must meet all the same safety-of-flight requirements as do current manned Rotary Wing
        Aircraft;
    •   Environmental Standards in the casualty compartment (e.g. noise, vibration, acceleration factors,
        air quality) must be met in accordance with current standards;
    •   Some provision must be made to fix the casualty to the aircraft (e.g. litter tie-downs); and
    •   Carriage of the casualty must be internal to the aircraft.
We have developed recommendations for more clinical, technical, and operational research and development
which is needed to provide more data which will support effective evacuation, regardless of the type of
aircraft involved. These criteria need to be formalized and made part of NATO medical and operational
doctrine, and should be incorporated into appropriate NATO training courses, such as those of the Military
Medical Center of Excellence, the NATO Special Operations Headquarters, and the NATO School at
Oberammergau. This is necessary whether we are discussing UAVs in the sense of future fully autonomous
vehicles, piloted by on-board artificial intelligences, or in the sense of a remotely piloted aircraft, with the
human pilot physically located at some distance.
We have tried to avoid getting into the “design a UAV air ambulance” mindset, and have concentrated our
efforts on understanding what current and near-term UAV logistics aircraft can and will be able to do,
and how they might be limited in the CASEVAC mode. We have constantly reminded ourselves that we are
not building a specific aircraft, but looking at how to most effectively use any of several potential candidates
which might be available on the field of battle. The impact of performance on patient safety is the critical
issue. Various options have been discussed, including understanding or limiting the flight parameters of the
aircraft. We have looked at both hardware restrictions (e.g. “must meet all the same safety and flight
parameter restrictions as current Rotary Wing aircraft used for evacuation”) as well as software capabilities
(e.g. a switch or button which can change flight parameters from those normally used to some which are safe
for carrying casualties).
10.1    RECOMMENDATIONS
Thus, HFM-184 specifically recommends that:
    •   The UAV safety parameters found in Chapter 6 be adopted as a starting point for the development of
        NATO doctrine on this subject. These parameters should be included in all NATO doctrinal
        documents addressing this issue.
STO-TR-HFM-184                                                                                             10 - 3
SUMMARY AND RECOMMENDATIONS TO COMEDS AND RTO
     •   The research areas identified in Chapter 7 be pursued by both the Alliance and the various Nations,
         to ensure that all evacuation, whether by manned or unmanned aircraft, will be carried out without
         detriment to the casualties. With specific reference to needed research on the issue of vibration and
         shock exposure criteria, with specific reference to the evacuation of neck and spine injuries
         (as addressed in Chapter 7, above), we recommend that the RTO should develop and support a
         Symposium addressing this single issue, in the near future.
     •   There is a significant need for exchange of medical research results in this arena of Combat Casualty
         Care which cannot be satisfied by any current NATO body. We recommend that COMEDS consider
         establishing a forum for the routine exchange of medical research results in casualty care. Obviously,
         the Military Health Care WG and the Emergency Medicine WG must be involved in this effort,
         but we feel that a specific forum for the exchange of operational military medical research results
         should be established. It is possible that the pre-existing forum “NATO Operational Medicine
         Course” could be tasked to routinely undertake this task.
     •   There is a distinct need for some standing NATO group to be tasked to monitor developments in this
         field of UAV development from the medical viewpoint, and to take the lead in developing the
         necessary doctrine for the use of this type of aircraft within the medical arena. While conceptually,
         this could be tasked to one of the standing technical groups (such as the Joint Capability Group on
         Unmanned Aerial Vehicles), it is critical that this group should include both clinicians and medical
         planners, which the JCGUAS does not have currently, thus we recommend that this task should be
         allocated to the Aeromedical Working Group of the NSA Air Board.
     •   This concept of Logistics UAVs and their potential uses should be further developed by the NATO
         JCGUAS/JUASP, The Committee of the Chiefs of the Military Medical Services in NATO (COMEDS),
         The NSA Air Board with its Aeromedical Panel, Allied Command Transformation (ACT) and Allied
         Command Operations (ACO), each in their own areas of expertise. Further, we recommend that such
         future potential use of UAVs for this purpose be specifically written into NATO doctrine, along with
         its limitations.
     •   To preclude “field expedient” use of a UAV for casualty evacuation, possibly to the detriment of the
         casualty, we specifically recommend that the Aeromedical Panel of the NSA Air Board should begin
         to consider this issue, and begin development work on an appropriate Standardisation Document to
         address the issue of CASEVAC in UAVs. We consider that the Aeromedical Panel is the best NATO
         clinical body to address this issue, in conjunction with the Military Health Care and Emergency
         Medicine WGs, as well as the JCGUAS/JUASP.
     •   Changes to MC-326/3, AJP-4.10 (B), AJMEDP-2, and other relevant documents should be developed
         and promulgated by the custodians of these documents (in accordance with recommendations herein) to
         ensure that when such use occurs it will do so in a controlled and patient-beneficial way. If it becomes
         feasible in the future to actually use such airframes for MEDEVAC purposes (i.e. to carry medical
         personnel and/or equipment to provide care in flight), it will be necessary to amend STANAG 2087 to
         include guidance on such use. Custodians for these documents are strongly encouraged to begin
         development of such doctrine now, rather than waiting until cargo UAVs are present on the battlefield
         and the issue becomes moot. Those Nations which do not have doctrine expressly addressing the issue
         of CASEVAC may wish to consider development of such doctrine. We believe that this is an opportune
         time for the COMEDS and the NATO Standardisation Agency specifically task the relevant
         standardisation bodies to begin work on development of these documents as recommended above.
     •   NATO (Allied Command Operations) directives must be developed which will give guidance to
         commanders on this decision-making issue (to be considered after consultation with medical
         authorities in the theater of operations).
10 - 4                                                                                          STO-TR-HFM-184
                                      SUMMARY AND RECOMMENDATIONS TO COMEDS AND RTO
    •   ATP-3.3.7 should be amended to ensure that operations around Logistics UAVs (whether in
        CASEVAC or logistics use) are safe, to include specific training requirements for non-UAV operators
        who will have to work around and near UAVs (specifically, medics and combat soldiers). Further,
        we recommend that training requirements and guidelines for patient stabilization prior to CASEVAC
        on any type of vehicle be elucidated and published in the near future. This task could be most usefully
        assigned to the Emergency Medicine WG.
    •   A COMEDS effort be instigated to improve the transfer of data between NATO and Partner Nations
        regarding medical equipment or evacuation techniques which have been found to be either successful
        or unsuccessful. Unfortunately, the NATO Joint Allied Lessons Learned Center does not seem to be
        effectively used for the transmission of medically-related lessons learned. COMEDS needs to address
        this issue in the near future, especially in light of current NATO efforts to develop multi-national
        medical support structures and medical support modularity. It appears that the Military Medical
        Center of Excellence would be an appropriate body to develop such a reporting/comparison system
        for evacuation lessons learned, which should be made available to all Allied Nations.
    •   This issue be added to the list of items for consideration and further development in the Military
        Medical planning domain. We note that “Military Medical” has been recognised as one of the NATO
        planning domains and has been introduced into the NATO Defence Planning Process to reflect the
        growing demand for, and to exploit the opportunities rendered by a NATO-wide coordinated
        capability planning and development effort in support of the Alliance’s Level of Ambition. It seems
        to this RTG that the whole issue of UAVs in the CASEVAC context presents an excellent opportunity
        for forward thinking efforts in the “planning and development effort”.
    •   The items listed under LTCRs (Long-Term Capability Requirements) M-3 and L-9 be expanded to
        specifically mandate consideration of the issue of CASEVAC by UAS.
    •   The Joint en route Care Equipment Test Standard (JECETS) document, currently being developed on
        a U.S.-only level be considered for NATO standardisation. Once JECETS is finalized, it would
        appear useful to discuss it within the NATO Aeromedical community, with the objective of gaining
        agreement to standardizing these processes as an Allied Medical Publication. There is a distinct need
        for increased NATO standardization in this regard. Again, the Aeromedical Panel would seem to be
        the optimum body to be tasked to accomplish this development, as some of their current
        standardisation documents are already relevant to this issue.
    •   There is currently little if any transfer of data between NATO and Partner Nations regarding medical
        evacuation equipment or techniques which have been found either successful or unsuccessful. NATO
        needs to address this issue in the near future, especially in light of current NATO efforts to develop
        multi-national medical support structures and medical support modularity. It appears that the
        Aeromedical Panel of the Air Board would be an appropriate body to develop such a reporting/
        comparison system, which should be made available to all Allied Nations.
    •   RTO plan support for a RTO symposium or specialists’ meeting on progress in the field of UAV
        evacuation, to be held in approximately three years, to monitor new developments and lessons learned.
In conclusion, the RTG is convinced that in the future we will routinely see the use of UAVs for casualty
evacuation as technological innovation solves the described shortfalls and limitations, with CASEVAC being
feasible in the short-to-medium term, and MEDEVAC following only in the more distant future. Medical
clinicians and medical planners are called upon now to follow the technological development and to bring in
their expertise and knowledge to bear in ensuring that such potential use will be able to benefit the soldiers
whom we serve. We, and our future casualties, cannot afford to disregard such a potentially lifesaving technology.
STO-TR-HFM-184                                                                                               10 - 5
SUMMARY AND RECOMMENDATIONS TO COMEDS AND RTO
10 - 6                                          STO-TR-HFM-184
                                  Chapter 11 – REFERENCES
For ease of reference, the Reference List has been divided into several sub-sections. These are:
    1) Administrative/Certification/Legal/Ethical Documents;
    2) Clinical and Operational Documents;
    3) Concept/Doctrinal Documents;
    4) Engineering References/Standards;
    5) Miscellaneous;
    6) NATO Documents; and
    7) Status of Development of UAS.
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United States Army AMEDD Center and School, “Memorandum: Use of Robotic Vehicles for CASEVAC”,
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United States Federal Aviation Administration, “Order 8130.2F – Airworthiness Certification of Aircraft and
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Standards: Normal, Utility, Acrobatic, and Commuter Category Airplanes”.
United States Federal Aviation Administration, “Federal Air Regulations, Part 25 (14 CFR), Airworthiness
Standards: Transport Category Airplanes”.
STO-TR-HFM-184                                                                                        11 - 1
REFERENCES
United States Federal Aviation Administration, “Federal Air Regulations, Part 27 (14 CFR), Airworthiness
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Bloomquest, C.R., “Use of Quality Tools to Re-Engineer the Aeromedical Evacuation (AE) System”.
In: Rödig E, (technical evaluator). “Proceedings of Advisory Group for Aerospace Research and Development
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Boyd, C.R., “Air Versus Ground Transportation”. Journal of Trauma, 1989, 29:789-94.
11 - 2                                                                                     STO-TR-HFM-184
                                                                                               REFERENCES
British Thoracic Society Emergency Oxygen Guideline Group, “Guideline for Emergency Oxygen Use in
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Bruce, D.L., “Military CASEVAC from the Balkans to Basrah” [Diploma in the Medical Care of Catastrophes
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Resuscitation: UK Military Combat Experience”. JR Army Med Corps. 2007 December; 153(4): 314-316.
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Dorlac, G.C., Fang, R., Pruitt, V.M., Marco, P.A., Stewart, H.M., Barnes, S.L. and Dorlac, W.C., “Air
Transport of Patients with Severe Lung Injury: Development and Utilisation of the Acute Lung Rescue
Team”. J Trauma. 2009 April; 66: S164-171.
Elliott, R. et al, “Spine Immobilization In Penetrating Trauma: More Harm Than Good?”. The Journal of
Trauma, Injury, Infection, and Critical Care. Volume 68, Number 1, January 2010.
Fang, R., Allan, P.F., Womble, S.G., Porter, M.T., Sierra-Nunez, J., Russ, R.S., Dorlac, G.R., Benson, C.,
Oh, J.S., Wanek, S.M., Osborn, E.C., Silvey, S.V. and Dorlac, W.C., “Closing the ‘Care in the Air’ Capability
Gap for Severe Lung Injury: The Landstuhl Acute Lung Rescue Team and Extracorporeal Lung Support”.
J Trauma. 2011; 71:S91-S97.
Fang, E., Dorlac, W.C., Flaherty, S.F., Truman, C., Cain, S.M., Popey, T.L.C., Villard, D.R., Aydelotte, J.D.,
Dunne, J.R., Anderson, A.M. and Powell, E.T., “Feasibility of Negative Pressure Wound Therapy During
Intercontinental Aeromedical Evacuation of Combat Casualties”. J Trauma. 2010 July; 69:S140-S145.
Featherstone, R.L., “Determination of Critical Factors in Unmanned Casualty Evacuation in the Distributed
Environment”, United States Naval Postgraduate School, Monterey, California. June 2009.
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Folds, D.J. and Martindale, V.E., “Human Systems Integration in Expeditionary Medical Treatment
Facilities”. Paper presented at NATO Use of Advanced Technology and New Procedures in the Medical Field
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Gaffney, J.G. and Booker, C. (Deputy Assistant Chief of Staff, Medical Operations (RAF), HQ Air
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Hadley, M.N., “Cervical Spine Immobilization Before Admission to the Hospital”. Neurosurgery, Vol. 50(3):
S7-S17, March 2002.
STO-TR-HFM-184                                                                                           11 - 3
REFERENCES
Hadley, M.N., et al, “Transportation of Patients with Acute Traumatic Cervical Spine Injuries”. Neurosurgery,
Vol. 50, No. 3, March 2002.
Haut, E.R., Kalish, B.T., Efron, D.T., Haider, A.H., Stevens, K.A., Kieninger, A.N., Cornwell, E.E. and
Chang, D.C., “Spine Immobilization in Penetrating Trauma: More Harm Than Good?”. The Journal of
Trauma, Volume 68 #1, January 2010: 115-121.
Hurd, W.W. and Jernigan, J.G., “Aeromedical Evacuation: Management of Acute and Stabilized Patients”,
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Jernigan, J.G., “Aircraft Considerations for Aeromedical Evacuation”, in Hurd and Jernigan, “Aeromedical
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2011.
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Lador, I. and Ben-Galim, P., “Motion Within the Unstable Cervical Spine During Patient Maneuvering: The
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11 - 4                                                                                       STO-TR-HFM-184
                                                                                              REFERENCES
Remick, K.N. et al, “Transforming U.S. Army Trauma Care: An Evidence-Based Review of the Trauma
Literature”. United States Army Medical Department Journal, July-September 2010: 4-21.
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STO-TR-HFM-184                                                                                             11 - 5
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11 - 6                                                                                  STO-TR-HFM-184
                                                                                         REFERENCES
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STO-TR-HFM-184                                                                                      11 - 7
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11.5    MISCELLANEOUS
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STO-TR-HFM-184                                                                                      11 - 9
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ISAF, “Troop Contributing Nations” [internet] 2011 October 18 [cited 2011 December 10]. Available from:
http://www.isaf.nato.int/images/media/PDFs/18%20october%202011%20isaf%20placemat.pdf.
John Hopkins/Applied Physics Laboratory CBRN Payload and Operator Training Class After Action Report
for Demo #9, April 2010.
Jones, C.A., “Unmanned Aerial Vehicles (UAVs) – An Assessment of Historical Operations and Future
Possibilities”. USAF Air Command and Staff College, March 1997.
Lam, D.M., “To Pop a Balloon: Aeromedical Evacuation in the 1870 Siege of Paris”, Aviation, Space, and
Environmental Medicine 1988; 59 (10):988-991.
Lum, M.J., Rosen, J., King, H., Friedman, D.C., Donlin, G., Sankaranarayanan, G., Harnett, B., Huffman, L.,
Doarn, C., Broderick, T. and Hannaford, B., “Telesurgery via Unmanned Aerial Vehicle (UAV) with a Field
Deployable Surgical Robot”. Studies in Health Technology and Informatics. 2007;125:313-315.
McCarley, J.S. and Wickens, C.D., “Human Factors Implications of UAVs in the National Airspace”.
Technical Report AHFD-05-05/FAA-05-1. Savoy, IL: University of Illinois, Aviation Human Factors
Division. 2005.
United Kingdom Ministry of Defence, “Joint Doctrine Note 3/10 – Unmanned Aircraft Systems: Terminology,
Definitions and Classification”. May 2010.
USAMRMC, “TATRC SBIR Unmanned Ground and Air System for CBRN Contaminated Personnel
Recovery (SBIR A08-121)” Solicitation, May – June 2008.
US Army AMEDD Center and School, “Memorandum: Feasibility of Using Unmanned Aircraft System for
Potential Robotic CASEVAC”. 20 November 2009.
US Army AMEDD Center and School – “Memorandum: Directorate of Combat and Doctrine Development’s
Position on Use of Unmanned Aerial Vehicles (UAV) for Patient Movement”. 20 January 2010.
US Army, “Unmanned Systems Initial Capabilities Document for Unmanned Systems (Air, Ground, and
Maritime)”. December 2009.
US Army, “The United States Army Concept Capability Plan for Army Aviation Operations 2015-2024
(TRADOC Pamphlet 525-7-15)”, 12 September 2008.
USMC, Concept of Operations for United States Marine Corps Unmanned Aircraft Systems Family of
Systems, Version 2.0, 10 November 2009.
USMC Warfighting Laboratory, Statement of Work, “Immediate Air Cargo Unmanned Aerial System”,
24 March 2009.
11 - 10                                                                                    STO-TR-HFM-184
                                                                                       REFERENCES
USSOCOM Special Operations Forces Long Endurance Demonstrator (SLED) Advanced Capability
Technology Demonstration, FY 2007.
Vandre, R.H., Klebers, J., Tesche, F.M. and Blanchard, J.P., “Minimizing the Effects of Electromagnetic
Pulse (EMP) on Field Medical Equipment” (ECD No. 5043629). Washington, DC: U.S. Army Institute of
Dental Research. 1991.
Warwick, G., “Army Eyes Unmanned Aircraft for Casualty Extraction”. Aviation Week, 14 October 2010.
Online    at:  http://www.aviationweek.com/aw/blogs/defense/index.jsp?plckController=Blog&plckScript=
blogScript&plckElementId=blogDest&plckBlogPage=BlogViewPost&plckPostId=Blog:27ec4a53-dcc8-42d0
-bd3a-01329aef79a7Post:d31069fe-39a9-45d0-bc53-56226a0b4418.
AMEDP-38, “Medical Aspects in the Management of a Major Incident/Mass Casualty Situation”, Final Draft
July 2011.
ATP-3.3.7 – “Recommended Guidance for the Training of Unmanned Aircraft Systems (UAS) Operators”,
Ratification Draft 2011.
COMEDS (LO)L(2010)0004 “Report from COMEDS on the Long Term Capability Requirements”, 17 March
2010.
Joint Capability Group Unmanned Aircraft Systems (JCGUAS), “Programme of Work”, PFP(NNAG-
JCGUAS)D(2012)0002, 2012.
Joint Unmanned Aircraft Systems Working Group (JUASWG). “Draft Terms of Reference”, November 2010.
STANAG 2040 (Ed 6) – “Stretchers, Bearing Brackets, and Attachment Supports”. 6 October 2004.
STANAG 2087 (Ed 6) – “Medical Employment of Air Transport in the Forward Area”, 30 October 2008.
STANAG 2289 – “Doctrine and Procedures for Tactical Unmanned Aerial Vehicles in Land Operations”.
SD 1, 2010.
STO-TR-HFM-184                                                                                   11 - 11
REFERENCES
STANAG 2342 – “Minimal Essential Medical Equipment and Supplies for Military Ambulances at all Levels”.
18 February 2005.
STANAG 2872 (Ed 3) – “Medical Design Requirements for Military Motor Ambulances”, 3 April 1989.
STANAG 2931 (Ed 2) – “Orders for the Camouflage of the Red Cross and the Red Crescent on Land in
Tactical Operations”, 19 January 1998.
STANAG 3950 – “Helicopter Design Criteria for Crew Crash Protection and Anthropomorphic
Accommodation”, Ed 2, 14 February 2001.
STANAG 4586 – “Standard Interfaces of UAV Control Systems (UCS) for NATO UAV Interoperability”,
Ed 3, RD 1, March 2010.
STANAG 4670 – “Recommended Guidance for the Training of Designated Unmanned Aerial Vehicle
Operators”, Ed 1, 28 April 2009, and SD Ed 2.
Hacunda, J., (Dragonfly Pictures, Inc.), “UAV – Combat Medic Collaboration for Re-Supply and Evacuation”.
Program Review 15 January 2010.
Homeland Security Newswire, “Flying Ambulance: UAV will Extract Wounded Soldiers from the
Battlefield”.         http://www.homelandsecuritynewswire.com/flying-ambulance-uav-will-extract-wounded-
soldiers-battlefield?page=0,1. 12 March 2010.
Gilbert, G. and Beebe, M., “United States Department of Defense Research in Robotic Unmanned Systems for
Combat Casualty Care”. Paper presented at NATO Use of Advanced Technology and New Procedures in the
Medical Field Symposium and published in RTO- MP-HFM-182. NATO RTO Paris April 2010.
Katz, Y., “IDF Plans Pilotless Chopper to Evacuate Wounded”. Jerusalem Post. 1 July 2011.
Robson, S., “Navy Agrees to Buy 4 Unmanned Helos”. Stars and Stripes. 15 January 2011: 5.
Tuttle, R., “AUVSI: Transformers: Robots in disguise”. Flight Daily News, 25 August 2010.
United States Federal Aviation Administration, “Fact Sheet – Unmanned Aircraft Systems (UAS)”. 10 June
2010.
UVS News Flash, “Unmanned Aircraft Systems”. Issue 2009/11, 30 June 2009.
11 - 12                                                                                     STO-TR-HFM-184
                                                                                    REFERENCES
Warwick, G., “Unmanned Helo Picks Best Place To Land”. Aviation Week, 13 July 2010. Online at:
http://www.aviationweek.com/aw/blogs/aviation_week/on_space_and_technology/index.jsp?plckController=
Blog&plckScript=blogScript&plckElementId=blogDest&plckBlogPage=BlogViewPost&plckPostId=Blog:a6
8cb417-3364-4fbf-a9dd-4feda680ec9cPost:3d66ce6a-1be8-4ce2-94a4-5e1d5149e6e1.
Wilson, J.R., “Devil Droids/ UAVs and UGVs are Becoming Key Assets on the Battlefield”. Marine Corps
Outlook: 2010-2011 Edition.
STO-TR-HFM-184                                                                                11 - 13
REFERENCES
11 - 14      STO-TR-HFM-184
             Annex A – TECHNICAL ACTIVITY DESCRIPTION
STO-TR-HFM-184                                          A-1
ANNEX A – TECHNICAL ACTIVITY DESCRIPTION
A-2                                        STO-TR-HFM-184
                      Annex B – HISTORY AND DEVELOPMENT OF
                        AERIAL EVACUATION, WITH SPECIFIC
                        REFERENCE TO UAV POTENTIAL USE
B.1 INTRODUCTION
The methods used to evacuate casualties from the battlefield have evolved throughout the centuries. Every
draft animal ever used by an Army has been pressed into evacuation service, as has nearly every type of
vehicle. As each new vehicle has become generally available, it has been adapted to medical use. Horse-drawn
wagons were gradually replaced by boats, trains and motor vehicles, which have since been supplemented by
aircraft. Until well after WWI, however, one thing was sorely lacking in most aircraft used for this purpose –
routine medical care en route. Gradually, throughout WWII and until our era, care en route has improved,
patient survival has increased, and the logistics burden on the forward commander has been reduced through
his improved ability to move casualties rearward rather than medical support forward.
During and since the Second World War, there has been increased emphasis on using evacuation to actually
benefit the patient during transport, rather than seeing it simply as another form of “cargo hauling”.
This requires specialised equipment and trained transport personnel. We see this development today primarily
in some well-equipped ground vehicles and in some aircraft. However, it is well recognised in doctrine that in
a large war, it is unlikely that any Nation can afford to provide every casualty with modern intensive-care
level care during transportation, and in such circumstances we will probably fall back on less medically
capable transport means, including casualty movement on vehicles of opportunity without any care en-route.
However, in peace-keeping or crisis response operations, in which fewer casualties are expected, our Nations
may demand that each and every patient receives the highest possible level of care. This demand is now
NATO policy, in that MC 326/3 demands that the goal of NATO medicine is “to achieve outcomes of medical
care equating to best medical practice”1, even in times of conflict. This demand on the part of our Nations will
mandate ever-increasing reliance upon state-of-the-art evacuation capabilities for the foreseeable future.
Unfortunately, there will always be a conflict between the demand for “peacetime/home country level of care”
versus the practicalities of evacuation in a combat zone.
One of the most-used forms of patient transportation today is aircraft. The history and development of the
capability move patients via air, and to provide in-flight medical care closely parallel both the history of flight
itself and that of medical technology. From the earliest days of flight, physicians have been trying to use
aircraft in the care of their patients, and it may be useful to review the development of this modality.
The history of aeromedical operations can be generally divided into four eras:
      •   Up to 1920, Including World War I – Theory and “heroic experiments”;
      •   1920 – 1939, The Interwar Years – Intermittent interest and development of systems;
      •   1940 – 1960, World War II, Korea, and Vietnam – Growth and development of systems – casualty as
          “cargo”; and
      •   1961 – Present, Full acceptance, rapid growth, and increased use of advanced medical technology in
          flight – patient as “patient”.
 1
     MC 326/3, Para 3.3.
STO-TR-HFM-184                                                                                                B-1
ANNEX B – HISTORY AND DEVELOPMENT OF AERIAL
EVACUATION, WITH SPECIFIC REFERENCE TO UAV POTENTIAL USE
Between 1892 and 1910, the innovative Surgeon General of the Dutch Army, General De Mooy, developed an
entire concept for casualty evacuation, including ground vehicles, fixed-wing aircraft, dirigibles, and captive
balloons pulled by horses3,4. His concept did not envision any care in flight, as it was assumed that casualty
search and recovery was of more benefit to the casualty than would have been any type of limited
in-flight care. Unfortunately, this forward-looking concept, which gained him the sobriquet of “the Jules
Verne of aviation medicine”5, was never tested nor implemented.
The first practical effort in the development of the concept of aeromedical evacuation occurred in 1909, when
Captain George Gossman, a U.S. Army medical officer, joined with Lieutenant Albert Rhodes of the Coast
Artillery Corps in designing and building an aircraft specifically for the transportation of patients. The aircraft,
though crude and requiring the patient to lie unprotected on the wing alongside the pilot, was successfully
flown (once!); and Gossman and Rhodes attempted to convince the War Department to develop the concept
further. Since this proposal was made only a year after the U.S. Army purchased its first motor-driven ground
ambulance, and in the same year in which it purchased its first aircraft (it was not to purchase another for two
years), it may be imagined with what degree of success they met. In the face of War Department obstinance,
numerous medical officers took up the battle for air evacuation. The response of the War Department echoed
that of the newspaper, the Baltimore Sun, which proclaimed that “the hazard of being severely wounded was
sufficient without the additional hazard of transportation by airplane”. Issues of patient isolation in flight,
and the inability to provide care during transportation were discussed, and used as arguments against the use
of aircraft for this purpose.
 2
     Lam, D. “To Pop A Balloon: Aeromedical Evacuation in the 1870 Siege of Paris”.
 3
     De Mooy, C. “Over Het Vervoer Van Lijders In De Toekomst, Met Bestuurbare Ballons En Aeroplanen”.
 4
     De Mooij, C. “DeToepassing Van Onzichtbare Lichtsralen Om Actereenvolgens Dedeelten Van Het Slagveld Te Verlichten
     Zonder Door Den Vijand Te Worden Gezien”.
 5
     Nijhoff, M. “Generaal De Mooy, De Jules Verne Van Den Gezondheids-Luchtdienst”.
B-2                                                                                                      STO-TR-HFM-184
                                        ANNEX B – HISTORY AND DEVELOPMENT OF AERIAL
                            EVACUATION, WITH SPECIFIC REFERENCE TO UAV POTENTIAL USE
fighter aircraft in poor condition, the decision was made to attempt evacuation by air through the placement of
patients in the rear cockpits of fighter aircraft. The first heavier-than-air evacuation in history took place on
15 November 1915, and over the succeeding month, 13 wounded were evacuated from front-line, poorly-
prepared airstrips, often within rifle shot of the enemy – the first use of aircraft for “CASEVAC”. Based on
this dramatic evidence of the usefulness of aerial evacuation, as well as on the results of exercise trials,
the French Government authorised the development of the first air ambulances, which were first used in
combat on the Aisne front in 1917. However, the risk of aircraft losses derailed this experiment, with one
member of the Chamber of Deputies crying “Are there not enough dead in France today without killing our
wounded in airplanes?”
Interestingly, our RTG has heard from several sources objections to the use of UAVs in this context which are
directly reminiscent of these initial arguments against the use of aircraft for patient transportation.
The United States, in gearing up for entry into WWI, developed numerous new flying fields. These fields
were established in areas of the country with poor roads, and it was often a matter of several hours before a
student pilot injured in a crash could be brought to a hospital. Flight Surgeons rapidly began to develop
medical conversions of the JN-4 “Jenny” training aircraft, and by 1919 such ambulances were a fixture on all
training fields, though none provided any capability for in-flight care. Most flights were from the scene of
injury to the nearest point at which medical care could be provided.
By the end of WWI, air ambulances were in regular use in the United States and Canada, and had seen limited
use in France. No other Nation actually used aircraft for evacuation, though the United Kingdom had
experimented with it before the war. However, neither medical systems nor the airframes themselves were
able to allow in-flight medical care. Though built in numerous versions, each of these early air ambulances
had one common feature – the patient was enclosed in the fuselage, without an attendant, and with no
possibility for care in flight. In this regard, they were the model for most air ambulances during this period.
Even though the air ambulance was a reality, it was seen only as a means of transportation, rather than as an
integrated part of the medical care system. Interestingly, deaths in flight, or adverse patient reactions to being
enclosed in the coffin-like enclosures, are almost unheard of during this period.
Beginning in 1920, the U.S. Army developed an ambulance modification of the Dehavilland DH-4, which was
produced in significant numbers, and several of which were used extensively on the Mexican border. Just as
STO-TR-HFM-184                                                                                               B-3
ANNEX B – HISTORY AND DEVELOPMENT OF AERIAL
EVACUATION, WITH SPECIFIC REFERENCE TO UAV POTENTIAL USE
had been the case with earlier air ambulances, these planes carried their patients isolated in coffin-like
enclosures built into the fuselage. As these planes became obsolete, the U.S. Army began to experiment with
various types of air ambulances, most of which were produced in only one copy for experimental purposes.
Some of these, notably the Curtis Eagle, provided adequate space inside so that a physician could accompany
the patient and could (at least theoretically) provide some care in flight. In 1930, the Ford Trimotor of the U.S.
army was described as the “largest and most complete airplane ambulance ever designed”. It carried a
physician and medical technician, who had access to various instruments, drugs, splints, and dressings.
However, during the money-tight 1930s, the United States was unable to really create an air ambulance
service, and official interest in the concept was nearly non-existent.
This interest on the part of medical professionals was not restricted only to the United States, France, and the
United Kingdom. During the 1930s, most aircraft manufacturers in Europe produced at least one ambulance
version, and soon there appeared ambulance versions of amphibians, flying boats, “touring airplanes”,
and float planes, in addition to the normal military aircraft of the day. Both military and civilian versions were
produced, with significant civilian use being made of them in countries with large, sparsely-populated, regions
such as Sweden, Thailand, and Russia. The most comprehensive civil system was probably that of Russia,
while France and Germany developed probably the world’s most extensive military systems prior to WWII,
with France even fielding squadrons of small aircraft with built-in patient oxygen (though they still could
provide no other in-flight care capability). The Germans developed an extensive system of evacuation during
the Spanish Civil War, by which casualties from the German Condor Legion were evacuated over the Alps,
covering distances of up to 1600 miles at altitudes of up to 18,000 feet in unpressurized JU-52 aircraft.
Only minimal care beyond oxygen and dressing changes was available in-flight.
Ad hoc innovation was common. One prime example of the innovations developed in the realm of air
evacuation took place in June 1944 when an officer in Western China developed Respiratory Polio.
He survived 14 days of artificial ventilation, while an airstrip was built. A homemade respirator was designed,
and he was flown out in a small aircraft, with the patient himself powering the chest compression pump as he
rode. Subsequently, he was flown “over the hump” to India in a C-47 with an iron lung.
B-4                                                                                              STO-TR-HFM-184
                                        ANNEX B – HISTORY AND DEVELOPMENT OF AERIAL
                            EVACUATION, WITH SPECIFIC REFERENCE TO UAV POTENTIAL USE
Although the major form of air evacuation during WWII was long range, what we now call theatre or
strategic, it must be realised that another form of air evacuation was also in use, which is more directly
relevant to our consideration of UAVs in the field of evacuation. While there were continuing efforts to
improve the amount and quality of care which could be given in flight during the long-range flights, there was
a realisation that other flights from the forward areas to medical facilities to the rear were still needed, even if
care in flight was not available. Accordingly, small aircraft were routinely used on a regular basis by all the
belligerents, and helicopters began their career as lifesavers, though on a very limited basis.
Continued development was the norm after the Korean War. For example, in 1954, the U.S. C-131 was
produced in series, the first specifically-designed fixed wing air ambulance with modern technology. It was
not only pressurised, but air conditioned, and was designed to routinely carry major medical life support
equipment such as iron lungs.
Looking back, we are forced to observe that the record of air evacuation in WWII and the Korean War, though
a proud one, is not the product of such imagination, development, and forward planning as one expects of the
air age. The most persistent experimenter was “necessity”, faithfully providing again and again situations in
which air was the only or the best means of evacuation. It can appropriately be assumed that “necessity” rather
than “doctrine” will be the most likely impetus for the first use of UAVs for this purpose.
The shortcomings of the early helicopters were recognised as a result of their use in Indochina, Malaysia, and
Korea, and soon after the Korean War a design competition was held to choose a new U.S. Army helicopter
ambulance. The winner of the competition, the Bell XH-40, later to be called the HU1 “Huey”, was built to
medical department specifications, and became the most successful helicopter ambulance of its era. With the
development of the Huey, along with organisational and operational changes made between the wars, the U.S.
Army was well-prepared to carry out forward air evacuation missions during the War in Vietnam. For the first
time in the history of warfare, there was an extremely good chance that a soldier wounded in battle could be
receiving specialised medical care within one to two hours of being wounded. Specially trained medical
corpsmen were employed on these aircraft, and contributed greatly to the success of the mission, starting IVs,
stopping bleeding, maintaining airways, and occasionally even doing life-saving surgery such as
cricothyroidotomies. As a result, of those evacuated who lived to reach a medical facility, about 98%
survived, hospital stays were reduced, and the overall risk of dying in combat if wounded was reduced to less
than ½ of the risk during WWII. At the same time that the Army was carrying out its forward mission of air
evacuation, the U.S. Air Force re-activated its massive inter-theatre airlift of WWII and Korea, moving
hundreds of thousands of troops out of Southeast Asia to Japan, the Philippines, and to the United States.
Of great importance was the inclusion on the crews of flight nurses and medical technicians who were able to
carry out increased levels of medical care and monitoring in flight.
Since the Vietnam War, there has been continuous improvement in the medical capabilities found on air
ambulances. In the late 1960s, aircraft routinely carried stryker frames and respirators. Emerson pleural
STO-TR-HFM-184                                                                                                 B-5
ANNEX B – HISTORY AND DEVELOPMENT OF AERIAL
EVACUATION, WITH SPECIFIC REFERENCE TO UAV POTENTIAL USE
drainage pumps and closed water seal drainage became the norm. Intermittent positive pressure breathing
devices were flown routinely, as were the then-new Baby Bird Respirators. In the 1970s, air ambulances
began to routinely carry neonatal transport units, physiologic monitoring equipment, defibrillators, and IV
pumps. By 1973, Belgium had Aerospatiale Pumas with sophisticated medical equipment for intubation,
suction, drainage, probing, cardiac infarction monitoring, defibrillation, etc. In the 1980s, it became nearly
routine to fly with Intraaortic balloon pumps and Doppler blood pressure measuring devices, especially in the
civil sector. Portable hyperbaric chambers have been routinely flown since the late 1980s. This rapid infusion
of medical technology into the air environment does not show any sign of slowing down. There is now only a
lag time of 4 – 5 years between introduction of a piece of equipment into the hospitals before it appears in the
air, and that appears to be decreasing. Today, almost any piece of medical equipment short of an MRI has
been put into an aircraft, and we have finally reached the capability of the true flying Intensive Care Unit.
But, it appears that such a capability may not be fully usable in all phases of operational missions.
    … and today, 100 years after its inception, casualty evacuation and movement – both intra- and
    inter-theater – by aircraft is the preferred method of transport.
Given the projected imminent arrival on the battlefield of UAVs capable of carrying casualties (even though
neither designed nor purchased for that purpose), it appears that we are about to start a new cycle of
development. However, just as the development of the helicopter ambulance has not totally replaced the
ground vehicle used as an ambulance, it appears unlikely that the UAV can, or should, replace the airplane or
helicopter ambulance. However, its use as a transport of opportunity to supplement actual air ambulances
seems almost a given. It seems fascinating that the majority of the arguments against the use of UAVs for this
purpose are exactly the same as were used to argue against both FW and RW evacuation in the early days of
development of these modalities. We predict that, like it or not, such use of UAVs is going to happen in the
near future, probably as a result of “field expediency” – the exact same process as that which led to our
current state of the art in aeromedical evacuation. CASEVAC operations appear to be the most likely to
appear in the short-term, with true MEDEVAC use of UAVs not being feasible until both UAVs and portable
medical equipment for use in-flight undergo significant improvement.
The guiding principle must be, as always in military medicine, to develop mechanisms for using new concepts
and equipment for the benefit of the patient. This development cannot be done in a vacuum, and must always
be guided by the principle of “primum non nocere”, or “First of all, do no harm”.
B-6                                                                                             STO-TR-HFM-184
      Annex C – AN ABBREVIATED HSI ANALYSIS REGARDING THE
      UTILIZATION OF UAVS FOR CASUALTY TRANSPORTATION1
      NOTE: Due to space constraints, only a limited HSI analysis will be presented in this document.
      Rather than review each Domain interdependency, summary statements will be made for each
      Domain. It must be noted that much of this discussion will apply only to UAVs specifically being
      designed for CASEVAC or MEDEVAC use, while other discussion will apply in general to any UAV
      which may be considered for such use.
The goals of HSI are to ensure that systems, equipment, and facilities:4
      •    Achieve the requisite usability by incorporating effective human-system interfaces.
      •    Achieve the required levels of human performance.
      •    Make economical demands upon personnel resources, skills, and training.
      •    Minimize life cycle costs.
      •    Manage risk of loss or injury to personnel, equipment, or environment.
The above goals of HSI are reflected in condensed form within DoD policy for the Defense Acquisition
System5:
      •    Optimize total system performance;
      •    Enhance capability or system sustainability; and
      •    This minimizes total ownership costs by ensuring that the system is built to accommodate the
           characteristics of the user population that will operate, maintain, and support the system.
 1
     Adapted directly from the Georgia Tech Research Institute and Georgia Institute of Technology “HSI Expeditionary Medical
     Design Tool”.
 2
     Source: AFI 10-601, Attachment 1 (12 July 2010).
 3
     Folds, D.J. and Martindale, V.E. (2010). “Human systems integration in expeditionary medical treatment facilities”.
 4
     Source: MIL-HDBK-46855A 5.1.2.2.
 5
     DoDI 5000.02.
STO-TR-HFM-184                                                                                                             C-1
ANNEX C – AN ABBREVIATED HSI ANALYSIS REGARDING
THE UTILIZATION OF UAVS FOR CASUALTY TRANSPORTATION
The following four concepts are apparent, derived from the definition:
      •   HIS, which is an iterative and recursive process, is both integrated and comprehensive technical work.
          HSI technical work spans across (i.e. integrates) the human elements of Systems Engineering with
          comprehensive analysis, design, and assessment.
      •   The technical work done by HSI is applied to the systems engineering processes associated with
          capability requirements and concepts, as well as people, equipment, workspaces and facilities
          (resources).
      •   HSI provides a technical strategy for managing the technical work associated with all of the human-
          related concerns of systems engineering.
      •   HSI provides a management strategy for controlling total ownership cost while optimizing mission
          performance.
C.2.1       Analysis
Starting with a mission analysis developed from a baseline scenario that explicitly stipulates the operational
environmental constraints, the functions that must be performed by the system in achieving its mission
objectives should be identified and described. These functions should be analyzed to determine their best
allocation to personnel, equipment, software, or combinations thereof.
Allocated functions should be further decomposed to define the specific tasks that must be performed to
accomplish the functions. Each task should be analyzed to determine the human performance parameters;
the system, equipment, and software capabilities; and the tactical/environmental conditions under which the
tasks will be conducted.6
Task parameters should be quantified where possible, and should be expressed in a form that permits
effectiveness studies of the human-system interfaces in relation to the total system operation. High-risk areas
should be identified as part of the analysis. Analyses should be iterative, and updated as required to remain
current with the design effort.7
This effort should convert the mission, system, and task analysis data into detail design and development
plans to create a system that will operate within human performance capabilities, meet system functional
capability requirements, and accomplish mission objectives.8
 6
     Additional source MIL-STD 1472F 4.3-4.4.
 7
     Source: MIL-HDBK-46855A 4.1.1.1.
 8
     Source: MIL-HDBK-46855A 4.1.1.2.
C-2                                                                                            STO-TR-HFM-184
                                        ANNEX C – AN ABBREVIATED HSI ANALYSIS REGARDING
                                    THE UTILIZATION OF UAVS FOR CASUALTY TRANSPORTATION
C.2.4.1     Manpower
The consideration of the net effect of systems on overall human resource requirements and authorizations
(spaces). This is to ensure that each system is affordable from the standpoint of manpower. It includes analysis
of the number of people (military, civilian and contractor) needed to operate, maintain, repair and support
each system being acquired.
C.2.4.2     Personnel
The consideration of human aptitudes, knowledge, skills, abilities, and experience levels that are needed to
properly perform job tasks across the: military, civilian, contractor work force to operate, maintain,
and support a system in peacetime and war. Personnel factors are used to develop the DoD Component
personnel system classifications and civilian job series of system operators, maintainers, trainers, and support
personnel. These are the “faces” that fill the authorized “spaces”.
C.2.4.3     Training
Training is the learning process by which personnel individually or collectively acquire or enhance
predetermined job-relevant competencies and proficiencies. This is done by developing their cognitive,
physical, sensory, and team-dynamic abilities. Within HSI, training is the use of analyses, methods and tools
to ensure systems training requirements are fully addressed and documented by systems designers and
developers. This is done to achieve a level of individual and team proficiency that is required to successfully
accomplish tasks and missions. Training systems must be standardized and ensure that the training objectives
are met through the delivery of instructional methods, media and personnel, and system support through the
life cycle.
 9
     Source: MIL-HDBK-46855A 4.1.1.3.
STO-TR-HFM-184                                                                                             C-3
ANNEX C – AN ABBREVIATED HSI ANALYSIS REGARDING
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C.2.4.5     Survivability
The consideration of the characteristics of a system that reduce susceptibility of the total system to mission
degradation or termination. The goal is to reduce detectability of the warfighter, prevent attack if detected,
prevent damage if attacked, minimize medical injury if wounded or otherwise injured, and reduce physical
and mental fatigue. These issues must be considered in the context of the full spectrum of anticipated
operations and operational environments and for all personnel who will interact with the system. Adequate
protection and escape systems must provide for personnel and total system survivability when they are
threatened with harm.
C.2.4.6     Environment
The consideration of Environment is important in that it affects concepts of operation and the capability
requirements to protect the human user as well as the systems from the operational environment and the
environment from the human users and systems’ operations, sustainment and disposal.
C.2.4.7     Safety
The development of system design characteristics and procedures to minimize the risk of accidents and
mishaps that cause death or injury to operators, maintainers, or support personnel. This also includes
characteristics that threaten the operation of the system or cause cascading failures in other systems. Safety
analyses and lessons learned are used to aid in development of design features that prevent safety hazards to
the greatest extent possible and manage safety hazards that cannot be avoided.11
C.2.4.9     Habitability
Consideration of the characteristics of systems focused on satisfying personnel needs which are dependent
upon physical environment. Habitability analyzes factors of working conditions and accommodations that are
necessary to sustain the morale, safety, health, and comfort of the user population that contribute directly to
personnel effectiveness and mission accomplishment.12
 10
      MIL-STD 1472F.
 11
      Sources: MIL-STD 1472F 4.5/8, MIL-STD 882D/E.
 12
      Source: MIL-STD 1472F 4.4 a/e/f/i.
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                                  THE UTILIZATION OF UAVS FOR CASUALTY TRANSPORTATION
C.2.4.10 Manpower
C.2.4.11 Personnel
STO-TR-HFM-184                                                                                             C-5
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HOWEVER:
      •   If conceived and fielded correctly, the use of this UAV technology for casualty transport should not
          require any increased personnel requirements to operate or perform this function; it should be
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                                  THE UTILIZATION OF UAVS FOR CASUALTY TRANSPORTATION
        designed in such a way that very little (ideally no) additional training is required to properly prepare
        and load a casualty onto the aircraft for transport.
    •   Any soldier in the field should be able to utilize the aircraft for casualty transportation.
    •   No specialised medical qualifications should be required in order to utilize this technology.
    •   UAV design complexities or deficiencies in the configuration and use of the aircraft for casualty
        transport might inadvertently lead to a need for unique non-medical skills that are not present in the
        field medics seeking to utilize the aircraft. Conversely, this could also include the design of UAV
        medical equipment and gear which or may not be too complex for available military personnel in the
        field. A complex system that is difficult to operate may require personnel with expert knowledge or
        experience to operate the system to its full potential. When the system is operated by personnel
        without the proper knowledge, skills and training, the system may become inefficient, non-functional,
        or may be prone to errors. Without proper training or experience, UAV operators, maintainers or field
        medics may be unable to determine the potential risks associated with certain actions. Failure to
        account for potential dangers may result in poor decision-making, which may in turn prompt an action
        with an unnecessarily high risk for the casualty.
C.2.4.12 Training
STO-TR-HFM-184                                                                                              C-7
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          aircraft for casually transport might inadvertently lead to a need for unique non-medical skills that are
          not present in the field medics seeking to utilize the aircraft. Conversely, this could also include the
          design of UAV medical equipment and gear which may be too complex for available military
          personnel in the field. A complex system that is difficult to operate may require personnel with expert
          knowledge or experience to operate the system to its full potential. When the system is operated by
          personnel without the proper training, the system may become inefficient, non-functional, or may be
          prone to errors. Inadequately trained combat medics or soldiers may not know how to best utilize
          the UAV for their wounded comrade resulting in decreased medical care for him while in flight.
          Such inadequate training could lead to inadvertent errors in “packaging” the casualty in the UAV.
          This could lead to worsening of his wounds or actual additional injury as a result of his subsequent
          flight. Without proper training or experience, UAV operators, maintainers or field medics may be
          unable to determine the potential risks associated with certain actions. Failure to account for potential
          dangers may result in poor decision-making, which may in turn prompt an action with an
          unnecessarily high risk for the casualty. Therefore, no additional specialised training should be
          required in order to utilize this technology for casualty transportation.
      •   If conceived, designed and fielded correctly, the use of this technology for casualty transport should
          be such that very little additional training is required to prepare and load a patient onto the aircraft for
          transport; Any medic or soldier in the field should be able to utilize the aircraft for casualty
          transportation. Devices should not be so overly complex that training staff to use them becomes an
          extremely difficult task. Designs that are simple, intuitive, and based on commonly held schemas
          require very little training to achieve the desired level of proficiency. Device complexity may increase
          functionality, but it tends to do so at a cost of increased training requirements and a greater potential
          for error. An important trade-off exists between system complexity, design, and the training
          requirements to make it happen.
      •   Potential Solutions – UAV medical equipment should be designed to reduce training requirements
          associated with needless complexity. Developing an intuitive user interface can help medical
          personnel reduce the cognitive burden associated with operation of complex medical devices in the
          UAV. Equipment that is easy to use reduces or eliminates confusing or complex controls, labeling,
          or other factors affecting operation of the device. This reduces the amount of time necessary to train
          users, while reducing the potential for errors.
      •   Since the expectation is that UAVs would only be used for casualty evacuation on the battlefield,
          there would be no in-garrison opportunities for field medics or combat soldiers to use these devices
          for that mission outside of simulations. Training may not transfer from virtual or simulator
          technologies to real-world situations. Training and wartime environments differ in terms of specific
          user/task/environment relationships, stress, motivation, and consequences. These differences may
          lead to problems with transfer of training.
      •   Consideration must be given to the cost of providing high fidelity simulator training and other virtual
          training environments that often have costly startup budgets. Immersing students in this environment
          prior to deployment will create more realistic expectations among the field medics and basic soldiers
          and reduce the risk of certain false expectations that lead to low morale and disillusionment with the
          real capabilities of the technology.
      •   Training must adequately address risks present in the environment to ensure safety. Personnel will
          need training on hand washing, potable water, vector control, waste disposal, environmental
          contamination, radiation, and how to behave and how to treat casualties transported from an NBC
          threat situation. Also training on the proper use of any required personal protective gear, especially
          that associated with maintenance OR the proper avoidance of or subsequent cleanup of residual
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                                      ANNEX C – AN ABBREVIATED HSI ANALYSIS REGARDING
                                  THE UTILIZATION OF UAVS FOR CASUALTY TRANSPORTATION
        biohazards in the UAV cargo area from transported casualties (i.e. blood, human waste, even residual
        CBRN materials brought in on the casualty).
    •   Medical personnel in the field must be trained to properly estimate risks / conduct triage associated
        with the appropriate use of the UAV for casualty transport, to reduce the risk they will engage in risky
        behaviors with potentially harmful outcomes for those transported.
    •   Non-medical personnel (i.e. combat soldiers) certainly are at risk of such risky behaviors if/when
        attempting to utilize UAVs for casualty transport.
C.2.4.13.1   Prominent Issues and Topics Encountered in the Human Factors Engineering Domain
The Human Factors Engineering domain is chiefly concerned with integrating design criteria with human
behavior, capabilities, and limitations. MIL-HBK 46855A presents the following issues and topics that fall
under the purview of the Human Factors Engineering domain:
    •   Unnecessarily stringent selection criteria for physical and mental capabilities;
    •   Compatibility of design with anthropometric and biomedical criteria;
    •   Workload situational awareness, and human performance reliability;
    •   Human – system interface;
    •   Implications of mission and system performance requirements on the human operator, maintainer,
        supporter;
    •   Effects of design on skill, knowledge, and aptitudes requirements;
    •   Design-driven human performance, reliability, effectiveness, efficiency, and safety performance
        requirements;
    •   Simplicity of operation, maintenance, and support; and
    •   Costs of design-driven human error, inefficiency, or ineffectiveness.
STO-TR-HFM-184                                                                                             C-9
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    •    Designs that fail to consider the broad needs of the intended user population (i.e. medics or combat
         soldiers) may unnecessarily complicate use for certain operators. For example, devices that employ
         technical language may confuse the lay user (medic, soldier), whereas devices that rely heavily on
         textual displays or labels may introduce an unnecessary language barrier. UAV medical equipment
         and gear that fails to accommodate the needs of certain classes of field medical “operators” can have
         several negative outcomes. Reduced usability can result in user inefficiency or increase the potential
         for errors. Both may present significant health or safety risks to field medical personnel or the
         casualties. Forced to address usability issues themselves, the “user population” (field medics,
         soldiers) may resort to improvising procedures, employing ad hoc modifications, or burdening the
         training load with workarounds. A poorly designed user interface that lacks appropriate, salient
         feedback can lead to undetected medical errors that threaten the life of the patient.
    •    The austere environment encountered during UAV evacuation of casualties presents factors that can
         affect the operation of medical equipment and gear onboard. Those factors include:
         •   Changes in altitude;
         •   Vibration;
         •   Three dimensional Inertial/Acceleration Forces;
         •   Lack of Space; and
         •   Limited Sources of Power.
    •    As the aeromedical evacuation aircraft gains altitude, partial pressure decreases even in pressurized
         cabins. As a result, oxygen monitors under-read the oxygen percentage at higher altitudes. Ventilators
         must monitor ambient pressure and compensate for deviations; otherwise, remote operators must be
         able to tele-connect to “manually” adjust ventilators. The situation is more complicated when in a
         combat zone requiring more aggressive “tactical” take-off and landing maneuvers by the vehicle.
         A mechanical ventilator suitable for UAV transport should adjust its parameters and modality of
         mechanical ventilation based on an analysis of atmospheric changes and its effects on patients.
         Decreased pressure also affects medical equipment and gear that contains air. Bubbles may be formed
         or expand in fluids. Rapid changes in altitude are typical during tactical take-off and landing resulting
         in rapid changes in pressure, temperature, and relative humidity.
    •    Medical equipment and gear used on UAVs must be able to withstand three dimensional inertial/
         acceleration forces. Monitoring devices may become unreliable in such conditions because variables
         such as ECG and pulse oximetry may generate multiple artifacts. Additionally, medical equipment
         must be able to resist damage caused by inertial/acceleration forces experienced during flight.
    •    The casualty themselves must also be able to “resist damage” caused by inertial forces experienced
         during flight – many injuries can be exacerbated by violent external forces applied against them,
         leading to worsening of any injury or even in extreme exposures, cause new injuries.
    •    Vibration can also cause damage to the interior parts of medical equipment or cause monitoring
         probes to move, resulting in faulty readings.
    •    Any increase in HFE could increase the systems vulnerability to electromagnetic forces. It is well
         known that on-board electrical systems can produce Electromagnetic Interference (EMI). EMI has the
         potential to create Electromagnetic Compatibility (EMC) problems with other medical equipment.
         EMI can lead to abnormal functioning or suspended functioning of devices in the proximity.
    •    Self-protection systems or electronic weapons may interfere with medical equipment and gear
         operation onboard the UAV. Unprotected electronic medical equipment could be damaged by
C - 10                                                                                           STO-TR-HFM-184
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                                  THE UTILIZATION OF UAVS FOR CASUALTY TRANSPORTATION
C.2.4.14 Survivability
STO-TR-HFM-184                                                                                               C - 11
ANNEX C – AN ABBREVIATED HSI ANALYSIS REGARDING
THE UTILIZATION OF UAVS FOR CASUALTY TRANSPORTATION
    •    Any changes to current UAVs to enhance survivability or install new capabilities will lead to
         increased weight and therefore decreased performance of the UAV, thus putting the craft at increased
         vulnerability to AA fires (i.e. a decrease in the “survivability” of the UAV and hence the casualty).
         This also will result in an increased complexity which thereby leads to increased opportunities for
         malfunctions in flight.
    •    Future design of such “survivable” UAV systems can lead to serious problems with trade-offs in
         performance.
    •    There will be certain phases of flight (take-off and landing, low-level / urban ops) in which the UAV
         is more vulnerable to enemy ground fire, leading to increased risk/decreased/survivability for the
         casualty inside.
    •    Survivability is a concern and a challenge in extreme environments such as space, undersea, desert,
         or arctic. This typically speaks only to the continued functionality of the UAV itself; however,
         the environment has a major impact on the “survival” of the casualty within the UAV (including the
         environment of flight) – every possible environmental parameter (air pressure, ambient O2 and CO2,
         temp, light, vibration, G-forces, NBC contamination, etc.) will have some physiologic effect on the
         injured occupant; therefore measures taken to increase the survivability of the system must include
         mitigation of the environmental threats to the casualty; if the UAV “survives” but the casualty does
         not, then the mission was an abject failure.
C.2.4.15 Environment
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if only to help insure safety of flight issues for the human cargo. There is also a clear need to “mitigate” any
impacts the environment might have upon the UAV carrying the casualty as well as any medical onboard
medical equipment sustaining the life of that casualty en route. “Failure” of either one would lead to the death
of the casualty and therefore the complete failure of that mission.
      •   Cargo UAVs are not designed with the principles of a human-compatible environment in mind;
          intended to carry inert cargo, the environment of the cargo hold was never designed nor intended for
          transporting a healthy human much less a wounded casualty; Protection from the UAV flight
          environment was not part of cargo UAV design or performance parameters.
      •   As noted above, Any changes to current UAVs to alter the cargo interior environment to be
          compatible with human life/health will lead to increased weight and therefore decreased performance
          of the UAV putting the craft at increased vulnerability to AA fires (i.e. a decrease in the “survivability”
          of the UAV and hence the casualty). This also will result in an increased complexity which thereby
          leads to increased opportunities for malfunctions in flight.
      •   The cargo space environment is a crucial factor with regard to impacting the health and safety of its
          human cargo – besides protecting the casualty from the aircraft cargo space environment itself (light,
          size/square feet, noise, temperature, etc.), the aircraft must also protect the casualty from the flight
          environment (altitude, ambient oxygen, temperature, vibration, G-forces, etc.).
One paper by Baker13 describes the physiological and psychological effects of environmental stressors on
patients. The author asserts that critically ill patients are even more susceptible to stress from environmental
simulation due to their vulnerable state. Casualties can develop sensory overload from continuous lighting,
crowding/cramped space, and noise. Along with any continuous monitoring onboard a UAV, engine and flight
noises will be a constant source of stress. Individuals react differently to noise, but it is important to note that
the threshold of tolerable sound is lower for ill people than for those in good health. Additionally, noise as a
stressor may reduce an individual’s pain threshold. Noise can cause headaches, increase heart rate, increase
blood pressure, and increase blood cortisol and cholesterol. Exposure to noise can also cause annoyance,
irritability, anxiety, and sleep loss. Being in a small or confined space can intensify the problems associated
with environmental stressors.
 13
      Baker, C.F. (1984). Sensory overload and noise in the ICU: Sources of environmental stress.
 14
      MIL-STD-1474D, Department of Defense Design Criteria Standard, Noise Limits, 2004.
STO-TR-HFM-184                                                                                                 C - 13
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The general requirements section of MIL-STD-1474D states that engineering controls are to be the primary
means to protect personnel from noise hazards, and that personal hearing protection or safety procedures/
measures (i.e. warning signs) will be used only after all noise reduction design approaches have been pursued.
MIL-STD-1474D describes steady-state noise categories and gives their associated limits for guidance in
procurement activity decisions. The standard states, “If the total system configuration is unknown,
the allowable noise limit for any single item shall be 3 dB below the limit of the applicable system category.”
MIL-STD-1474D’s Table 1-I and Table 1-II, summarizing the requirement for determining conformance to
steady-state noise limits in personnel-occupied areas. These requirements are applied to the acquisition and
product improvement of all designed or purchased (non-developmental items) ground systems, sub-systems,
equipment, and facilities that emit acoustic noise. The requirements are to be used for designing materiel to
minimize hearing loss and to provide for acceptable speech communication in a noisy environment, and are
intended for application during the full range of typical operational conditions. The applications of this differ
depending on whether one is addressing the on board casualty being transported, the UAV operator or
maintainer, or the field medic/combat soldier utilizing the technology. But certainly there are significant
common areas associated with short-term exposures during casualty evacuation operations such as the ability
to clearly communicate (including the field medic trying to communicate with the receiving medical unit,
and medical personnel monitoring the casualty in flight being unable to communicate with the casualty and
vice versa) and mitigating potential hearing injuries.
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          care equipment placed in the UAV for en route monitoring and care – the medic/combat soldier must
          be able to access, utilize and properly configure any and all equipment for the casualty associated
          with the UAV device.
      •   Likewise, design considerations for the cargo compartment need to take into account a significant
          increase in size/bulk of any casualty associated with severe cold weather field clothing. If there is no
          cargo compartment environmental control capability such that the temperature in the compartment
          can be significantly adjusted to protect the casualty from ambient temperatures, then they will have to
          be transported while still wearing their own cold weather field gear to avoids/prevent the onset/
          addition of hypothermia to their already dangerously compromised physical condition.
      •   Vibration can negatively impact cognitive functions and can induce decrements in time-sharing,
          memorization, inductive reasoning, attention, and spatial orientation. Whole-body vibration can have
          serious performance effects on soldiers. For example, the tolerance limit for accelerations of 3 m/s2 at
          5 Hz is one minute, while at 0.3 m/s2 at the same frequency is eight hours. At very low frequencies,
          less than 0.5 Hz, motion sickness occurs. At 30 Hz, the resonant frequency of the eyes, vision is
          disrupted18. Given that these all involved healthy personnel, the impact of any deviations from these
          standards upon a seriously injured person would only be expected to worsen the casualties condition.
      •   Lighting within the UAV can have an impact on all the personnel working with the device. Obviously
          there is a need for maintainers to see what they are working on; but the medics and combat soldiers
          wanting to load a casualty into the UAV will need adequate lighting in order to assure proper casualty
          loading has been done. However, this can also expose the entire group, medics and casualties,
          to hostile fires if the lighting is too bright – this raises the possibility of NVG compatible lighting
          inside the cargo areas.
      •   Also, the casualty will not want to be forced to travel inside a closed tight container without
          some form of light inside the compartment, if only to avert additional psychological distress.
          Also, any medical personnel wanting to tele-monitor the patient en route will need adequate lighting
          inside the cargo area to properly and adequately visualize the casualty.
C.2.4.15.6     Altitude
As the aeromedical evacuation aircraft gains altitude, partial pressure decreases even in pressurized cabins.
As a result, oxygen monitors under-read the oxygen percentage at higher altitudes. Ventilators must monitor
 18
      Ibid.
STO-TR-HFM-184                                                                                              C - 15
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ambient pressure and compensate for deviations; otherwise, remote operators must be able to tele-connect to
“manually” adjust ventilators. The situation is made even more complicated in a combat zone requiring
tactical take-off and landing. A mechanical ventilator suitable for UAV transport should adjust its parameters
and modality of mechanical ventilation based on an analysis of atmospheric changes and its effects on
patients. Decreased pressure also affects medical equipment and gear that contains air. Bubbles may be
formed or expand in fluids. Rapid changes in altitude are typical during tactical take-off and landing resulting
in rapid changes in pressure, temperature, and relative humidity.
C.2.4.15.8        Testing
Prior to deployment, UAV medical equipment and gear should undergo thorough testing to determine if it is
suitable for operation in the austere environment (for an example, see Dahlgren, et al.19). McGuire20 provides a
list of test variables that should be considered:
       •   Electromagnetic compatibility (see below);
       •   Conducted emissions;
       •   Radiated susceptibility;
       •   Conducted susceptibility (low frequency);
       •   Conducted susceptibility (high frequency);
       •   Electrostatic discharge;
       •   Shock, drop, and topple survivability;
       •   Altitude;
       •   Sudden decompression (if in a pressurized UAV);
       •   Explosive decompression (if in a pressurized UAV);
       •   Vibration;
       •   Acceleration (crash conditions);
       •   Humidity;
       •   Mold growth;
       •   Salt corrosion;
       •   Fluid contamination;
  19
       Dahlgren, B.-E., Hogberg, R. and Nilsson, H.G. (1997). Portable, but suitable: Devices in prehospital care might be hazardous to
       patient or to aviation safety.
  20
       McGuire, N.M. (2006). Monitoring in the field.
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      •   Waterproofness;
      •   Temperature;
      •   Sand and dust-proofing; and
      •   Requirements of UAV aircraft design and technical authorities: aircraft electrical and mechanical
          interface requirements.
C.2.4.15.10        Safety – Prominent Issues and Topics Encountered in the Safety Domain
The Safety domain is chiefly concerned with minimizing accidents and mishaps. MIL-HBK 46855A presents
the following issues and topics that fall under the purview of the Safety domain:
      •   Safety of design and procedures under deployed conditions;
      •   Human error;
      •   Total system reliability and fault reduction;
      •   Total system risk reduction;
      •   Additional topics and issues include:
 21
      Vandre, R.H., Klebers, J., Tesche, F.M. and Blanchard, J.P. (1991). Minimising the effects of electromagnetic pulse (EMP) on
      field medical equipment (ECD No. 5043629). Washington, DC: Army Institute of Dental Research.
STO-TR-HFM-184                                                                                                             C - 17
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        manned aircraft – the obvious advantage to using UAVs was that this allowed “operating” in extreme
        flight conditions that would be “unsafe” to human operators, but for whom the loss of an aircraft now
        would be only measured in some relatively fewer dollars and no human life lost, hence worth the risk
        to fly. However, now that casualty transport is considered, all of the same concerns regarding relative
        risk to humans in environmental extremes returns and is worsened since the UAV was never designed
        with “man-rating” in mind to start with.
    •   Rapid removal of the casualty from the battlefield by UAV could possibly result in the loss of
        transmission of critical patient condition/care information from the point of departure to the arrival of
        the next level of Medical Care; there is a crucial need for preservation and transmission of casualty
        health status/record of Medical Care from the point of departure to the providers at the other end of
        the UAV transportation chain.
C.2.4.15.13      OCCUPATIONAL HEALTH – Prominent Issues and Topics Encountered in the Occupational
                 Health Domain
The Occupational Health domain is chiefly concerned with minimizing incidents of injury, acute/chronic
illness, disability and other long-term health effects due to exposure to hazards. MIL-HBK 46855A presents
the following issues and topics that fall under the purview of the Occupational Health domain:
    •   Health hazards induced by systems, environment, or task requirements.
    •   Areas of special interest include (but are not limited to):
        •     Acoustics;
        •     Biological and chemical substances;
        •     Radiation;
        •     Oxygen shortage and air pressure;
        •     Temperature extremes;
        •     Shock and vibration; and
        •     Laser protection.
STO-TR-HFM-184                                                                                             C - 19
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C.2.4.15.15     Habitability – Prominent Issues and Topics Encountered in the Habitability Domain
The Habitability domain is chiefly concerned with working conditions and living accommodations to the
degree to which it impacts overall system performance. The Defense Acquisition Guidebook (DAG), Section
6.3.7.2 presents the following issues and topics that fall under the purview of the Habitability domain:
    •    Physical environment (e.g. adequate light, space, ventilation, sanitation, and temperature and noise
         control);
    •    Living condition (berthing, personal hygiene, privacy/personal space);
    •    Personal/support services (religious, medical, mess, social/interpersonal/recreational);
    •    Impact on meeting / sustaining mission effectiveness;
    •    Impact of quality of life of morale, recruitment, and retention; and
    •    Examples include requirements for heating and air-conditioning, noise filters, lavatories, showers,
         dry-cleaning and laundry.
C - 20                                                                                              STO-TR-HFM-184
 Annex D – THINKING OUTSIDE THE BOX: MEDICAL EQUIPMENT
 RECOMMENDATIONS FOR FUTURE CASEVAC/MEDEVAC UAVS
As technology keeps improving, better, smaller, and smarter monitoring capability is continually being
offered. In order to avoid limiting the applicability of our recommendations and to allow for continued
improvements and localisation of the medical systems on board, we offer only general outlines and minimum
technical details.
Strictly speaking, no medical capability is available a priori, and we thus can not offer guidelines vis a vis
medical equipment for these vehicles of opportunity. In the interest of casualty safety, however, we specify
conditions that should help commanders choose which UAVs should be preferentially repurposed
(temporarily) for CASEVAC where better options do not exist or are not relevant. Ideally, even CASEVAC
UAVs would include a minimum set of medical capabilities, which would better enable safe completion of the
mission. Even in this ideal setting, however, by definition there is no medical provider on board and the
STO-TR-HFM-184                                                                                             D-1
ANNEX D – THINKING OUTSIDE THE BOX: MEDICAL EQUIPMENT
RECOMMENDATIONS FOR FUTURE CASEVAC/MEDEVAC UAVS
medical equipment is quite limited as CASEVAC is not the primary purpose for these vehicles. CASEVAC
Basic desirable items could include:
      •   Interior Lighting, to enable safe loading and for patient comfort – ideally, we would like to see at least
          one low light source, close to the casualty’s head (to be kept on during the entire journey) and two
          bright light sources (one at the head, the other at the lower part of the body) to allow post-boarding
          and pre-unloading care and possibly en-route self care.
      •   Communication with the evacuee and noise protection – systems that will allow audio and/or visual
          communication between the evacuee and a ground station (including equipping the UAV with a display
          monitor and supporting communication radios and systems) are highly desirable, if possible.
      •   Strapping/restraint mechanisms for the casualty – Restraint systems should allow safe transport of the
          casualty to avoid further injuries as the UAV maneuvers out of the combat zone. Spine immobilization
          apparatuses and padded floors are preferable (but not necessary, for the sake of rapid extraction and
          simplicity).
      •   The evacuee should be flown with the head towards the front of the UAV (to avoid a head down
          posture during take-off and landing; this is less relevant for rotary wing aircraft).
      •   The platform should be able to accept (from the viewpoint of space and weight considerations)
          loading casualties and support equipment (which may come from the casualty’s unit, rather than the
          UAV’s unit) to best enable continuity with any possible existing basic medical care, including:
          • Intravenous fluids – Hooks for hanging infusion bags should be available.
          • Oxygen supplementation – Highly desirable if available, even if it is provided by ground personnel
              when the Casualty is being loaded. There should be some mechanism for restraint of the Oxygen
              system, to preclude it causing additional injury to the casualty.
          • Hypothermia prevention (active and passive) – Spare electrical outlets for active hypothermia
              protection and/or other electrical equipment that may be loaded with the casualty are highly
              desirable, though we grant they may not be available in a cargo UAV used for opportune
              CASEVAC.
D-2                                                                                                STO-TR-HFM-184
                                  ANNEX D – THINKING OUTSIDE THE BOX: MEDICAL EQUIPMENT
                                   RECOMMENDATIONS FOR FUTURE CASEVAC/MEDEVAC UAVS
        •     Urine output.
        •     Drain outputs (inc. chest drains and NG tubes).
        •     12-lead ECG capability.
        •     Intracranial Pressure (ICP) monitoring.
        •     Heart rate variability/complexity monitor (these might be replaced by any other technology that
              would mature and will prove relevant in the coming years, which is applicable to everything else
              on the list that might be taken off or replaced in the future).
        •     Accelerometers.
    •   Treatment capabilities (with autonomous and remote controlled functions):
        •     Oxygen supplementation (at least 6 liters per minute per casualty, could be 3 liters per minute if
              closed loop systems and smart ventilators that allow for FiO2 > 0.8) are used.
        •     Mechanical ventilation (automated, closed loop system, that will control the ventilation, including
              FiO2, rate, tidal volume, pressure, PEEP, etc.), according to the patient’s needs, oxygen saturation
              and hemodynamic status. Remotely controlled ventilator settings should be possible.
        •     Infusion pumps (IV fluids, medications, anesthesia).
        •     Suction.
        •     Analgesia (Patient Controlled).
        •     Intermittent sequential pneumatic compression devices (DVT prophylaxis).
    •   Other desirable capabilities or attributes:
        •     Pressurized cargo/patient cabin to maintain an acceptable cabin altitude.
        •     Food and drinking fluids (for conscious patients).
        •     Cabin climate control (Prolonged hypothermia prevention measures and cooling systems).
        •     Possible 30 degrees head rise (for traumatic brain injured casualties).
        •     Padded floor/mattresses for improved comfort.
        •     Strapping and space to allow fitting a patient on a back board and/or litter.
        •     Spare medical materiel to refresh the ground forces’ supplies.
•   While not in use, the equipment should be locked inside the patient chamber. Space for all the wiring
    should be included.
•   There should be redundant pulse oximetry, 3-lead ECG, and ventilation capabilities, to allow functioning
    for at least half of the duration of the longest flight planned for this UAV. The backup systems should be
    connected to the UAV’s communication systems.
•   “All in one” systems (requiring less space) and “closed loop” (include feedback mechanisms that allow
    autonomous control of the system’s output) are preferable.
STO-TR-HFM-184                                                                                               D-3
ANNEX D – THINKING OUTSIDE THE BOX: MEDICAL EQUIPMENT
RECOMMENDATIONS FOR FUTURE CASEVAC/MEDEVAC UAVS
•     A single screen will display all the relevant patient data gathered, and may optionally also turn to face the
      casualty to provide entertainment.
•     All the medical data recorded (including monitor and treatment) should be stored on board and included
      in the “black box”.
•     The urine and drains output should be placed lower than the casualty’s trunk, to allow drainage and a
      scale, for output measurement.
•     Analgesia administration options should include both PCA (Patient Controlled Analgesia) and automatic
      infusion pumps (both remote and local-automated controlled). Automated control requires both computerized
      control system that follows pre-determined algorithms and some sort of EEG\anesthesia depth sensors,
      as feedback. Such a device can control the administration of the sedation drugs to the anesthetized patient
      and maintain adequate level of analgesia\anesthesia during the flight.
• The oxygen and suction sockets should be located near the head of the evacuee.
•     The probe for the ICP monitor should be placed near the head of the evacuee, as should be the probe for
      the EtCO2. The Blood pressure probe and the invasive blood pressure probes should be placed near the
      upper half of the evacuee’s body.
•     Minimum wiring should be preferred. Maximum use of wireless sensors (taking into account the
      requirement to not interfere with the UAV’s operation) or joining a few sensors’ wiring is preferred.
•      At least three free (additional) standard power sockets should be available for adding other medical
      equipment for the duration of a flight (at the head, the trunk and the lower part of the body of the
      evacuee). The output should use standard voltages (generally 24 V).
•     Three points (again, at the head, mid-body, and lower extremities) should be available for affixing
      equipment to secure it during flight.
•     Pre-packed re-supply medical equipment should include the standard and most commonly used equipment
      (for example IV bags, tourniquets, syringes, etc.).
D.2 CONCLUSION
UAVs used as vehicles of opportunity for CASEVAC should meet basic criteria to help ensure casualty safety
and minimize en-route deterioration. It is unlikely that the vehicle will come pre-equipped with such
equipment, but it is desirable that attachment/fixation points be installed in all cargo UAVs which may be
used for this purpose. These vehicles will not be appropriate for all evacuations for clinical, safety, and ethical
reasons, as discussed above. MEDEVAC UAVs necessarily would offer better solutions to casualty transport
challenges, if such aircraft are designed and made available, and should ideally have available the minimum
criteria enumerated above. In light of continuing developments in medical technology, we recommend that
this document (and these criteria, specifically) be viewed as “living”, thus requiring periodic reassessment.
Development and fielding efforts to produce true “closed loop”, fully autonomous or remotely adjustable
capabilities which may be suitable for use in the UAV environment, must be pursued. Such capabilities may
significantly enhance the potential use of UAVs in the MEDEVAC role.
D-4                                                                                               STO-TR-HFM-184
       Annex E – POTENTIAL FUTURE USE OF UAVS FOR TACTICAL
                AND STRATEGIC MEDICAL EVACUATION
Chapter 9 considers casualty and patient movement within the area of operations (CASEVAC and Forward
MEDEVAC). This annex examines recent advances in tactical and strategic aeromedical evacuation. Whilst
not directly related to the topic of UAV CASEVAC, consideration of the nature of tactical and strategic
aeromedical evacuation is important within the context of evolving UAV technology and capabilities.
Tactical and strategic aeromedical assets comprise airframes, personnel and equipment. While the vast
majority of patients may be safely and appropriately moved with basic nursing care, some patients require
highly specialised equipment and teams. Many of the clinical capability advancements of the strategic
aeromedical evacuation system are also required to be provided within the tactical system. Within NATO,
many Nations possess the ability to move ventilated critical care patients; teams comprising appropriately
trained medical personnel and equipment are able to perform this task.
 1
     Maguire, N.M. Monitoring in the field.
 2
     Venticinque, S.G. and Grathwohl, K.W. Critical care in the austere environment: Providing exceptional care in unusual places.
STO-TR-HFM-184                                                                                                                   E-1
ANNEX E – POTENTIAL FUTURE USE OF UAVS FOR
TACTICAL AND STRATEGIC MEDICAL EVACUATION
 3
     Mollan, I.A. (Coalition Validating Flight Surgeon, Joint Patient Movement Requirements Center, US CENTCOM September –
     November 2010). US Bagram aeromedical evacuations with wound vac or patient controlled analgesia (PCA).
 4
     Fang, E., Dorlac, W.C., Flaherty, S.F., Truman, C., Cain, S.M., Popey, T.L.C., Villard, D.R., Aydelotte, J.D., Dunne, J.R.,
     Anderson, A.M. and Powell, E.T. Feasibility of Negative Pressure Wound Therapy During Intercontinental Aeromedical
     Evacuation of Combat Casualties.
 5
     Turner, S. and Ruth, M. Critical Care Air Support Teams.
 6
     Beninati, W., Meyer, M.T. and Carter, T.E. The critical care air transport program.
E-2                                                                                                          STO-TR-HFM-184
                                                              ANNEX E – POTENTIAL FUTURE USE OF UAVS FOR
                                                             TACTICAL AND STRATEGIC MEDICAL EVACUATION
       Ventilation – Barnes et al.7 examined the ventilatory requirements, oxygenation and oxygen use in flight
       for US critical care patients; further studies into oxygen conservation systems including the closed loop
       control of FiO2 were recommended. Further investigation of portable oxygen generation systems may
       provide adequate oxygen flow and reduce the need for compressed gas; thereby reducing the weight of
       required aeromedical equipment. Further development either reducing the logistic requirements or
       reducing the requirement for accompanying team members may in the future enable the consideration of
       movement of critical care patients using UAVs, though such use does not appear feasible in the near
       future.
       Enteral Feeding – Victims of trauma require enhanced nutritional support; in ground, fixed care
       facilities, this nutritional support is administered by enteral feeding. The time during long-duration AE
       transfers could present an opportunity for exploitation; feeding could be provided. Enteral feeding,
       however, can result in complications, including micro-aspiration. Patient posture within aeromedical
       stretcher assemblies and the G forces associated with flight may however alter the complication
       characteristics. The USAF already performs enteral feeding on secondary strategic patient transfers,
       from Germany to the Continental USA (CONUS). Turner et al.8 report that Royal Air Force (RAF)
       Critical Care in the Air Support Team (CCAST) are conducting a study to quantify the risk of micro-
       aspiration during primary strategic CCAST missions, from Afghanistan to the UK; the results will inform
       future UK enteral feeding policies, and potentially those of all Allied Nations carrying out strategic air
       evacuation.
       Burn Patients – Renz et al.9 found that during a four year period, over 500 patients with burns were
       evacuated from Iraq and Afghanistan to the US Army Institute of Surgical Research Burn Center in San
       Antonio, Texas, USA. Of these patients, with a mean burn size area of 16% total body surface area, about
       40% were transported by the Burn Flight Team and about 32% transported by Critical Care Air Transport
       Team (CCATT). While some of these transports were able to be conducted without the need for additional
       team members, any increase in team size would add to the aerial platform’s payload requirement.
       Haemofiltration – The transfer of patients with acute renal failure to medical facilities for definitive
       treatment poses difficulty. Stevens et al.10 reported upon two cases, one for short-duration, and the other
       for long-duration strategic AE missions, during which in-flight haemofiltration was administered.
       In extremis, this in-flight haemofiltration by a volumetric method, was recognised to represent a major
       advance for safe patient transfer. Currently, however, commercial haemofiltration devices operate
       utilising a system of weights and balances; these are unsuitable for use in the air, as they require a steady
       operating surface and would be affected by the turbulence and G in the air environment; their utilisation
       would be unfeasible in UAVs. Alternative methods to improve patient stabilisation, including the use of
       haemofiltration within field hospitals, are currently employed. The strategic transfer of patients with acute
       renal failure remains a challenging area; despite current treatments, close cooperation with strategic
       aircraft tasking authorities is essential to ensure that patient transfer occurs expeditiously and at a
       clinically appropriate time.
 7
      Barnes, S.L., Branson, R., Gallo, L.A., Beck, G. and Johannigman, J.A. En-route Care in the Air: Snapshot of mechanical
      ventilation at 37,000 feet.
 8
      Turner, S., Ruth, M.J. and Bruce, D.L. “In flight catering: Feeding critical care patients during aeromedical evacuation”.
 9
      Renz, E.M. “Aeromedical Evacuation of Burn Patients from Iraq”.
 10
      Stevens, P.E., Bloodworth, L.L. and Rainford, D.J. “High Altitude Haemofiltration”.
STO-TR-HFM-184                                                                                                                     E-3
ANNEX E – POTENTIAL FUTURE USE OF UAVS FOR
TACTICAL AND STRATEGIC MEDICAL EVACUATION
      Acute Lung Rescue Team (ALRT) – Dorlac et al.11, Fang et al.12, Allan et al.13 describe the role of the
      US ALRT and Extracorporeal Membrane Oxygenation (ECMO) in the treatment and movement of
      patients with severe lung injury. In her paper, Walton describes the use of the ALRT and details the
      logistic requirements14; they are immense and far in excess of standard critical care. It is therefore likely
      that the movement of patients with severe lung injury will continue to be conducted by conventional
      means. As with patients requiring haemofiltration, close cooperation with strategic aircraft tasking
      authorities is essential to ensure that patient transfer occurs expeditiously and at a clinically appropriate
      time.
E.3 SUMMARY
With enhanced available range, UAVs could conceivably provide long-distance transfer and strategic
aeromedical evacuation on UAVs could become a possibility. Considerable available range and payload
would be required if UAVs were to be able to conduct highly specialised medical missions, and such future
use will be dependent upon significant improvements in medical technologies.
 11
      Dorlac, G.C., Fang, R., Pruitt, V.M., Marco, P.A., Stewart, H.M., Barnes, S.L. and Dorlac, W.C. “Air Transport of Patients with
      Severe Lung Injury: Development and Utilisation of the Acute Lung Rescue Team”.
 12
      Fang, R., Allan, P.F., Womble, S.G., Porter, M.T., Sierra-Nunez, J., Russ, R.S., Dorlac, G.R., Benson, C., Oh, J.S., Wanek, S.M.,
      Osborn, E.C., Silvey, S.V. and Dorlac, W.C. “Closing the ‘Care in the Air’ Capability Gap for Severe Lung Injury: The
      Landstuhl Acute Lung Rescue Team and Extracorporeal Lung Support”.
 13
      Allan, P.F., Osborn, E.C., Bloom, B.B., Wanek, S. and Cannon, J.W. “The Introduction of Extracorporeal Membrane Oxygenation
      to Aeromedical Evacuation”.
 14
      Walton, C.S. “Aeromedical Evacuation (AE) From Afghanistan of a Patient with Serious Lung Injury Using the Acute Lung
      Rescue Team”.
E-4                                                                                                                STO-TR-HFM-184
                    Annex F – KEY TERMINOLOGY/GLOSSARY
    NOTE: Not all of these terms are currently formally defined within NATO – when possible, official
    definitions have been used throughout this text, but if not possible, then clarifying definitions have
    been used, even though they may not be official NATO terminology.
AE: Abbreviation for “Aeromedical Evacuation”. Occasionally incorrectly used to refer to both MEDEVAC
and CASEVAC, though in standard usage it refers only to MEDEVAC.
Airworthiness: The ability of an aircraft or system to operate in flight and on ground without significant
hazard to aircrew, ground crew, passengers (where relevant) or to other third parties (MC-0601).
Airworthiness (2): Also used to mean the ability of an aircraft or system (such as on-board medical
equipment) to operate without hazard to the aircraft systems. Not a standard NATO usage.
Automated System: A system that, in response to inputs from its sensors, logically follows a predetermined
set of rules to provide a predictable outcome, and which thus performs its task or function with little or no
direct human control. For manned or unmanned platforms (air, land, maritime), various systems may be
automated to relieve operator requirements, such as attitude controls (a.k.a. “autopilot”), environmental
controls, target tracking, and take-off and landing. Non-NATO term.
Autonomous: The execution of predefined processes or events that do not require direct UAV System crew
initiation and/or intervention. Non-NATO term.
Autonomous System/Vehicle: A system capable of sensing its environment, making decisions, and taking
actions to bring about an optimal state, without direct human control. An autonomous system has the ability to
understand higher level intent and direction, and to choose from multiple alternatives. Although its overall
function is by design, individual actions and final outcome may be unknown. It may or may not have human
oversight.
    Rationale: Autonomous systems differ from automated systems in that they possess more advanced
    abilities to sense and respond to their environment, and the ability to make independent decisions and take
    appropriate actions.
Casualty: Any individual who is injured, ill, or wounded – prior to their entry into the medical care system.
To be differentiated from Patient, q.v.
Casualty Evacuation (CASEVAC): The non-medicalised evacuation of patients without qualified medical
escort.
    Note: this term must be distinguished from Medical Evacuation. (AMEDP-13(A))
Casualty Extraction: Casualty movement from point-of-injury to a safer location where initial medical care
can be provided by buddy aid, combat lifesaver aid, or combat medic care, prior to further medical evacuation.
STO-TR-HFM-184                                                                                               F-1
ANNEX F – KEY TERMINOLOGY/GLOSSARY
CSAR: Combat Search and Rescue – Pre-established procedures for the detection, identification, and recovery
of Allied personnel in hostile territory. (AAP-6 – modified)
Medical Evacuation (MEDEVAC): The medically supervised process of moving any person who is
wounded, injured or ill to and/or between medical treatment facilities as an integral part of the treatment
continuum. (AMEDP-13(A))
MERT: Medical Emergency Response Team (GBR Term). MERT comprises a highly trained forward
aeromedical team with specialised capabilities.
Patient: Any person who has entered the medical care system for diagnosis and/or treatment and who has not
died nor been discharged. (AMEDP-13(A)). Must be differentiated from a casualty, who has not yet entered
the medical care system, q.v.
PEDRO (USA Term): Call sign for the USAF Combat Search and Rescue aircraft, usually medically staffed
by a paramedic.
Remotely Piloted Aircraft (RPA) (USA Term): A sub-set of RPV – in this case, “An unmanned aircraft
which is piloted from a remote pilot station.” This term is increasingly used by the USAF instead of UAV.
Not a NATO-approved term at this time.
Remotely Piloted Vehicle (RPV): A vehicle which is driven or piloted by a person who is not physically
located in the vehicle – control inputs are by means of distance communication techniques.
Rescue: An operation to retrieve persons in distress, provide for their initial medical or other needs,
and deliver them to a place of safety. (ATP-3.3.9.3 Draft)
Search and Rescue: The use of aircraft, surface craft, submarines, specialised rescue teams and equipment to
search for and rescue personnel in distress on land or at sea.
Unmanned Aircraft (UA): An aircraft that does not carry a human operator and is operated remotely using
varying levels of automated functions.
      Notes:
      1) Unmanned aircraft can be expendable or recoverable.
      2) Unmanned aircraft may carry a lethal or non-lethal payload.
      3) Cruise missiles are not considered unmanned aircraft.
      4) ICAO considers “UA” to be an umbrella term, including free balloons, remotely piloted aircraft,
         and possibly others. To date, ICAO has not considered any “Autonomous Aircraft” as falling within
         this definition.
Unmanned Aircraft System (UAS): A system whose components include the unmanned aircraft,
the supporting network and all equipment and personnel necessary to control the unmanned aircraft.
F-2                                                                                         STO-TR-HFM-184
                                                      ANNEX F – KEY TERMINOLOGY/GLOSSARY
Unpiloted Aerial Vehicle (UAV): An aircraft without a pilot physically onboard – Generally refers only to
the actual “flying piece” of the system.
Unpiloted Aerial System (UAS): The entire system which flies and supports a UAV, including remote pilot,
control station, communications, and the vehicle itself.
UAS Operator: The individual in the Air Vehicle Control Station tasked with overall responsibility for
operation and safety of the UAS.
STO-TR-HFM-184                                                                                       F-3
ANNEX F – KEY TERMINOLOGY/GLOSSARY
F-4                                  STO-TR-HFM-184
                                    REPORT DOCUMENTATION PAGE
  1. Recipient’s Reference     2. Originator’s References     3. Further Reference      4. Security Classification
                                                                                           of Document
                               STO-TR-HFM-184                  ISBN                      UNCLASSIFIED/
                               AC/323(HFM-184)TP/475           978-92-837-0174-3         UNLIMITED
  5. Originator
                    Science and Technology Organization
                    North Atlantic Treaty Organization
                    BP 25, F-92201 Neuilly-sur-Seine Cedex, France
  6. Title
                    Safe Ride Standards for Casualty Evacuation Using Unmanned Aerial Vehicles
  7. Presented at/Sponsored by
                    This Report documents the findings of Task Group HFM-184 (2009 – 2012), which
                    investigated the possibility and acceptability of casualty evacuation using
                    Unmanned Aerial Vehicles (UAVs).
  8. Author(s)/Editor(s)                                                                9. Date
                    Multiple                                                                154
  12. Distribution Statement
                                   There are no restrictions on the distribution of this document.
                                   Information about the availability of this and other STO
                                   unclassified publications is given on the back cover.
  13. Keywords/Descriptors
                  Aeromedical evacuation                    Medical evacuation
                  CASEVAC                                   Operational aviation medicine
                  Casualty evacuation                       Safety standards
                  MEDEVAC                                   Unpiloted aerial vehicles
  14. Abstract
    The use of Unmanned Aerial Vehicles (UAVs) has dramatically increased in recent years, and
    they are now being developed and used for many purposes beyond the ISTAR (Intelligence,
    Surveillance, Targeting and Reconnaissance) functions for which they are most well known.
    Since studies are now underway in the use of these vehicles for logistics purposes, the question
    has arisen as to whether they could be used for Casualty Evacuation (CASEVAC). The HFM-184
    Task Group has carefully considered operational, clinical, ethical, and legal aspects of this
    question, and has determined that the use of UAVs for casualty evacuation can be justified and
    may be potentially beneficial for the casualty under carefully-defined circumstances. The RTG,
    initially sceptical, now considers that UAVs in the casualty evacuation role are a potentially viable
    modality, the development of which should be encouraged.
STO-TR-HFM-184
STO-TR-HFM-184
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ISBN 978-92-837-0174-3