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930 Seismological Research Letters Volume 87, Number 4 July/August 2016 doi: 10.1785/0220150255
motion instruments, which is currently rare in western North currently under development by the U.S. Geological Survey
America. (USGS) with university partners (Given et al., 2014).
The subduction environment of Cascadia motivates the
need for a joint seismic and geodetic EEW system to rapidly
characterize all possible earthquakes within the region. Poten- JOINT EARTHQUAKE EARLY WARNING SYSTEM
tial events include large megathrust events and outer-rise
events anywhere from the Mendocino triple junction to Van- The current ShakeAlert system uses three different seismic al-
couver Island, shallow crustal earthquakes in the Seattle and gorithms for estimating location, magnitude, and origin time
Portland metropolitan areas, and deep events within the slab. (OT): ElarmS (Kuyuk et al., 2014), Virtual Seismologist (VS,
At the University of Washington (UW), development of the Cua and Heaton, 2007), and OnSite (Böse et al., 2009). The
Geodetic First Approximation of Size and Time (G-FAST) California system runs all three algorithms, whereas the Pacific
system has been a high priority for operational EEW in the Northwest system currently only uses ElarmS. Several GPS-
Cascadia region. based algorithms that utilize rapidly computed coseismic offsets
G-FAST continuously receives real-time processed GPS time are currently under development, including G-larmS (Grape-
series from the Pacific Northwest Geodetic Array (PANGA) and nthin et al., 2014a) and BEFORES (Minson et al., 2014). In
maintains a local data buffer. G-FAST receives event triggers this article, we document an additional geodetic module under
from a seismic detection module, such as Earthquake Alarm development, G-FAST. What distinguishes the G-FAST ap-
Systems (ElarmS), and starts with an estimate of the location, proach is its combination of different types of analyses. It first
timing, and size of the earthquake. G-FAST first estimates mag- estimates source depth and magnitude from PGD. This is sim-
nitude and depth from PGD scaling. It then invokes a model- ilar to GPSlip (Böse et al., 2013), which also determines source
ing suite to estimate a CMT and finite-fault parameters. strength from PGD, but with the addition of solving for source
To explore the performance of the system, we imple- depth as well, giving G-FAST an advantage in subduction zone
mented a test system that reads in synthetic data and xml mes- environments where earthquakes occur over a wide range of
sages from a seismic detection module and outputs the depths. G-FAST then uses a geodetically derived focal mecha-
nism to determine the fault orientation, builds a discretized
information in a simulated real-time mode, leaving the
fault plane with that orientation, and then inverts for the static
back-end modeling modules untouched. The simulated system
slip distribution on that fault plane. This final slip model is as
allows us to vary the latency, data completeness, and noise to
complex as the BEFORES geodetic EEW algorithm (Minson
test the robustness of magnitude, timing, and slip estimates
et al., 2014), which rapidly updates both the fault orientation
from G-FAST.
and the spatial distribution of accumulated slip on that fault
In this article, we first give an overview of G-FAST and the
plane as the rupture evolves, and is more complex than the G-
synthetic test system. Then, we demonstrate the performance
larmS geodetic EEW source model (Grapenthin et al., 2014a),
during a simulation of the 28 February 2001 M w 6.8 Nisqually
which only allows for along-strike variations in slip amplitude.
earthquake. The Nisqually earthquake was a deep intraslab
Thus, the G-FAST slip model is probably better suited than G-
event located at the southern end of Puget Sound, roughly larmS to subduction zone earthquakes that can have significant
50 km deep, and caused damage costing several billion dollars along-dip variation in slip. The G-FAST approach is also sub-
in the Seattle area (Ichinose et al., 2004). The Nisqually earth- stantially faster than G-larmS because we can obtain the PGD-
quake is a good test case for G-FAST, because intraplate events determined magnitude and source depth before the wavefield
have a higher probability of occurrence in the Pacific North- has converged to the static state, and it is probably comparable
west than a megathrust event (∼30–50 year recurrence, with in speed to BEFORES, although direct head-to-head perfor-
the prior comparable 1949 Olympia and 1965 Seattle–Tacoma mance testing between the various geodetic EEW algorithms
events, Ichinose et al., 2004), and it caused shaking over a wide has yet to be done. The flowchart of operations of G-FAST is
region (modified Mercalli intensity [MMI] VI–VII through- shown in Figure 1. The system consists of two independent
out the Puget Lowlands, see Data and Resources), and was re- packages: (1) a data aggregator and buffer that runs continu-
corded with fairly low signal-to-noise surface displacements. ously and (2) a triggered modeling suite that activates upon
The components of G-FAST have been independently tested receiving an alert from the seismic warning system (currently
and validated on much larger earthquakes elsewhere in Japan, ElarmS). High-rate real-time GPS positions are continuously
Chile, Indonesia, and southern California (Crowell et al., received at the Pacific Northwest Seismic Network (PNSN)
2012, 2013; Melgar et al., 2012, 2015); so the motivation for from PANGA through the JSON protocol (see Data and
testing G-FAST on the Nisqually earthquake is to determine Resources). The PANGA solutions are integer ambiguity-
the performance and resolution toward the lower end of de- resolved precise point positions (Zumberge et al., 1997) esti-
tectability and to ascertain statistics on the range of possible mated at 1 s epochs within the ITRF2008 reference frame (Al-
solutions by varying the latency, noise, and data completeness. tamimi et al., 2012) using satellite orbit and clock corrections
Finally, we discuss how to best improve the EEW system based provided by the International Global Navigation Satellite Sys-
on the simulation results and challenges associated with inte- tems Service. Station positions are estimated independently
gration into the ShakeAlert system, which is the EEW system and do not depend on a fixed reference station or network.
We maintain a continuous 5-min data buffer as well as archive epicentral region (Bustin et al., 2004), although none of these
data at UW. were capable of recording high-rate data (1 Hz or greater). Be-
ShakeAlert’s ElarmS software continuously scans strong cause of this, we supplement the strong-motion recordings with
motion and broadband data from the PNSN and other nearby a set of synthetic displacement waveforms at the locations of
seismic networks for possible P-wave arrivals. When ElarmS the 26 strong-motion stations, computed up to 5 Hz using the
identifies a possible event at four seismic stations, it determines frequency–wavenumber (f k) integration method (Zhu and
an epicenter, OT, and magnitude with the first 4 s or less of Rivera, 2002). The method sums the waves radiated from an
data after the P-wave arrival at each station. ElarmS computes array of point sources on a predefined fault to model wave-
peak displacements 10 times per second and updates magni- forms. The fault we use is centered on the PNSN hypocenter
tude and epicenter as more stations report arrivals. When an location (47.149° N, 122.727° W, 51.9 km deep) with a strike
M 3.0 or greater event is reported, the geodetic modeling mod- of 350°, dip of 70°, rake of −90°, length of 23 km, width of
ules are initiated using the OT and epicenter from ElarmS. This 10 km, and magnitude 6.8 (Bustin et al., 2004). For the seismic-
magnitude is well below the noise threshold of detection with velocity structure, we use the standard layered half-space model
real-time GPS (M ∼ 6), but we choose to trigger on all events that is used by the PNSN to locate earthquakes in Puget Sound.
reported by the seismic warning system. The PGD module es- The shear modulus is assumed to be 66 MPa in the seismic
timates magnitude and depth once four GPS stations are within source region (Bustin et al., 2004).
a 3km=s travel-time mask and updates these estimates every The amplitudes and timing of the synthetic velocity wave-
second. The CMT-derived finite-fault inversion waits until forms are in qualitative general agreement with the recorded
static offsets (1km=s travel-time mask with 10 s of averaging) seismic waveforms, although precise matches were not achieved
are in hand to compute an estimate of fault orientation, mag- nor needed for our purposes. The peak velocity root mean
nitude, depth, and slip along the fault surface. The source mod- square (rms) difference between the synthetics and the data was
els from both modules will be fed into a joint seismic/geodetic 0:05 m=s across 69 channels, and 60% of the synthetic channels
ShakeAlert DecisionModule that, although yet to be devel- achieved peak velocity within 5 s of the data. For our synthetic
oped, will combine the information from all of the contribut- source model, a constant fault slip of 1.4 m is assigned across
ing EEW algorithms to produce a unified shaking forecast. This the fault plane with a rupture front that propagates from the
shaking forecast would then be sent to end users. hypocenter at 3:2 km=s. We did not attempt to account for any
additional complexity of the rupture, which might better em-
DATA FROM THE 2001 NISQUALLY EARTHQUAKE ulate the observed waveforms. For G-FAST, a simpler source is
sufficient because the largest impact on source estimation will
At the time of the Nisqually earthquake, the PNSN consisted of be the amplitudes of the displacement waveforms, the timing of
26 strong-motion stations in the region (Fig. 2). The PANGA the peak displacement, and the time in which the static offset is
network consisted of ∼15 permanent GPS stations within the fully emplaced. The predicted synthetic displacements agree
UW.LAWT SEAT
47˚N UW.RWW/SATS
km
0 50
1 cm
46˚N gray − FK coseismic
▴ Figure 2. The gray vectors indicate the location of the strong-motion stations used in this study as well as their associated
coseismic displacements. The black vectors are coseismic displacements computed from Bustin et al. (2004). The star indicates the
location of the epicenter. Note that three of the strong-motion stations are outside of the map. The color version of this figure is available
only in the electronic edition.
well with the observed static displacements from GPS (Bustin GEODETIC MODELING MODULES
et al., 2004). Figure 2 shows the coseismic displacements from
the synthetics (gray arrows) and the observed offsets deter- Peak Ground Displacement
mined by Bustin et al. (2004) (black arrows). Although there Crowell et al. (2013) presented the scaling of PGD as a func-
were not many GPS stations at the time, GPS station SATS is tion of hypocentral distance for earthquakes between M 5.4
collocated with strong-motion station UW.RWW, and GPS sta- and 9.0. They found the following relationship:
tion SEAT is 6.1 km from strong-motion station UW.LAWT.
log 10 PGD A BM w CM w log 10 r hyp ; 1
The three-component rms differences between simulated and
EQ-TARGET;temp:intralink-;df1;323;166
measured coseismic displacements at these two stations are 2.82 in which r hyp is the hypocentral distance in kilometers, M w is
and 1.35 mm, respectively, and other GPS stations in the region the moment magnitude, PGD is the maximum of the Euclidian
show a similar pattern of deformation to our synthetic coseismic norm of the three components of displacement (north, east,
displacements. We only use simulated displacements from the and vertical) in centimeters, and A, B, and C are the constants
subset of 26 operational strong-motion stations in 2001 because solved through a regression of previous data. The following
ground motions were validated only at those stations. inverse problem is set up to solve for magnitude:
80 7.2
Magnitude
PGD (cm)
7.1
101 60
7.0
40
6.9
▴ Figure 3. (a) The predicted peak ground displacement (PGD) for an M 7.0 earthquake at a depth of 25 km (correct depth in figure and
black circles). The gray squares and white triangles show how the curve would change for different assumed depths (5 km for shallower,
45 km for deeper). (b) The variance reduction (VR) as a function of depth for the PGD regression for the same earthquake. In this example,
at 25 km the VR is 100%, meaning that the model (log–log linearity) fits the data perfectly. (c) The inverted magnitude as a function of depth.
G M w b;
EQ-TARGET;temp:intralink-;df2;40;505 2 et al. (2015) using an expanded data set of 10 earthquakes re-
corded by GPS alone. The recalibration of the Crowell et al.
2 3 2 3 (2013) regression uses only seismogeodetic (collocated GPS and
B C log 10 r hyp;1 log 10 PGD1 − A strong-motion stations) data and hence represents a minimal
6 .. 7 6 .. 7
G4
EQ-TARGET;temp:intralink-;df3;40;488
in which r epi;i is the epicentral distance in kilometers of the ith jjb − GM w jj
VR 1 − × 100: 6
station and r epi;min is the epicentral distance of the closest sta- jjbjj
EQ-TARGET;temp:intralink-;df6;311;301
6.8 80
PGD 70
6.6
60
6.4 50
Latency 40
6.2
30
6.0 20
6.8 80
70
6.6
60
6.4 50
Noise 40
6.2
30
Depth (km)
Magnitude
6.0 20
100
(c)7.0 (g) 90
6.8 80
70
6.6
60
6.4 50
Dropouts 40
6.2
30
6.0 20
6.8 80
70
6.6
60
6.4 50
Latency+Noise+Dropouts 40
6.2
30
6.0 20
0 10 20 30 40 50 60 70 80 0 10 20 30 40 50 60 70 80
Seconds after OT
▴ Figure 4. (a–d) Magnitude and (e–h) depth as a function of time after origin time (OT) for the PGD simulations. The thick black lines
represent the ideal solution with no noise, latency, or dropouts; the dashed lines on the left plots show the ElarmS magnitude estimates
over time, and the thin gray lines represent different iterations in the four simulations, (a,e) latency, (b,f) noise, (c,g) dropouts, and (d,
h) latency + noise + dropouts.
delay the first-alert time from PGD by about 4–5 s, thus delay- timate for that station by 0.28 magnitude units; however, a
ing the first PGD estimate of magnitude. station with a PGD of 10 cm at 100 km and an additional
The impact of noise is also not surprising. For the most 1 cm of PGD added through noise will only increase the mag-
part, noise causes the estimate of magnitude to be greater than nitude estimate by 0.04 magnitude units. Dropouts have the
in the ideal case, because the time series are just a superposition greatest impact on the magnitude estimates and tend to bias
of the noise and the signal. Many of the stations have dynamic toward lower-magnitude estimates than the ideal case, due to
displacements that are not much greater than the noise level, so the removal of peak ground motions; however, as evidenced by
this low signal-to-noise ratio (SNR) can have a significant im- the histogram in Figure 5c, the vast majority of magnitude es-
pact on the magnitude estimates. For example, a station that timates at 30 s after OT in the simulation fall in a 0.2-magni-
has a PGD of 1 cm at 100 km distance and an additional 1 cm tude band around M 6.6. The simulation looking at latency,
of PGD added through noise will increase the magnitude es- noise, and dropouts has a wider band of possible magnitude
▴ Figure 6. Centroid Moment Tensor (CMT) simulation results for (a1–a4) magnitude, (b1–b4) depth, (c1–c4) strike, (d1–d4) dip, and (e1–
e4) rake. The thick black lines represent the ideal solution with no noise, latency, or dropouts, and the thin gray lines represent different
iterations in the four simulations, latency (row 1), noise (row 2), dropouts (row 3), and latency + noise + dropouts (row 4).
dip, and rake) at 45 s after OT, because only an average of four analysis, the final VRs under the ideal case are 97% and 92%,
stations are used to compute the CMT at that time. We find indicating that both fault models describe the data exception-
errors of 0.1 magnitude units, 17 km depth, 35.5° in strike, ally well, and differences in shaking prediction are minimal.
12.9° in dip, and 22° in rake. By 60 s after OT, these errors We attribute this problem to both the station density and dis-
decrease by at least a factor of 3. tribution, with most stations on the eastern side of the fault, as
The finite-fault magnitude evolution for the four simula- well as to the low SNR of the stations in this study. The slip
tions is shown in Figure 7. Figure 7 shows that the magnitude inversion without noise also selected the auxiliary fault plane as
derived from the finite fault (∼6:7) is much closer to the real the preferred solution.
magnitude, and the different simulations have similar behavior The bias in the finite-fault solution attributed to the
to the CMT simulations for which noise and all three condi- skewed station distribution is analogous to an offshore event
tions cause the greatest variability. The magnitude estimates in which stations are on land toward the east of an event. In
from the finite-fault simulations have less variability than the Figure 8, the current seismic and real-time GPS networks are
CMT simulations. The optimal slip model and GPS fits at 100 s shown by the gray symbols. To test whether or not we would
are shown in Figure 8. At 100 s after OT, only 15 of the sta- expect issues with the fault-plane orientations with our current
tions are within the travel-time mask. The most troubling issue network, we forward modeled coseismic static displacements at
with the slip inversion is the preference for the shallowly dip- the current GPS network stations and the old strong-motion
ping fault plane, which is not thought to be the correct plane network configuration due to slip on the main (steeply dip-
and is not the input plane for the f k integration. Several ping) fault plane, using an even distribution of 1 m slip (reverse
other studies also struggled with fault-plane ambiguity for this faulting), added random noise, and then inverted the static dis-
event (Ichinose et al., 2004; Kao et al., 2008). Although the placements onto both the main and auxiliary fault planes.
auxiliary fault plane is the preferred plane by the finite-fault Figure 9 shows the difference in the VR of the inversion
6.9
6.8
6.7
6.6
Latency Dropouts
Magnitude
6.5
40 50 60 70 80 90 100 40 50 60 70 80 90 100
7.0
47˚N
(d)
(b)
6.9
6.8
km
6.7 0 50
1 cm
(black−Data;gray−Model)
6.6 Current PNSN
Noise Latency + Noise + Dropouts Current RTGPS
6.5 46˚N
40 50 60 70 80 90 100 40 50 60 70 80 90 100
Seconds after OT 124˚W 123˚W 122˚W 121˚W
One limitation with G-FAST lies with the lower limit of de- shocks of the 2014 Napa earthquake and showed that G-larmS
tectability. With GPS data alone at regional distances, any will consistently compute M ∼ 6 for small earthquakes due to
event M < 6 will be difficult to measure due to noise. With noise, but the misfit of the models indicate that the magnitude
seismogeodetic (GPS + strong-motion) data, Geng et al. (2013) estimates should not be trusted. Employing a minimum misfit
suggested a lower limit of detectability of M ∼ 5 at regional criteria into the joint DecisionModule would help throw out
distances, with dynamic motions visible at M 4.6 in the near unreliable source estimates from geodetic algorithms.
field; however, the seismic algorithms will effectively work to Network hardening, in the areas of latency and telemetry
M < 3. Understanding how to weight magnitude estimates robustness, is very important for early warning stability. The
from G-FAST within the joint DecisionModule will be crucial simulations for dropouts showed the greatest variability for the
going forward. The ShakeAlert DecisionModule takes the out- PGD depth and magnitude estimates and indicate that improv-
put of all the seismic algorithms and determines a best magni- ing telemetry links provides a high return on investment. Laten-
tude, location, and OT; modifying this to handle PGD cies, in the near field, are vital for reducing the no-warning-zone,
magnitudes/depths and finite-fault information is complicated both from seismic and geodetic algorithms, and can be reduced
and an area of active research, which we discuss in some of the by improving telemetry, reducing packet sizes, or increasing sta-
possibilities below. Grapenthin et al. (2014b) looked at after- tion density.
CONCLUSIONS
3 We have shown the utility of geodetic EEW for a moderate-
sized deep earthquake under Puget Sound. G-FAST is capable
of providing timely, stable, and robust estimates of magnitude,
2 depth, and source parameters under real-world conditions. Es-
timates of magnitude and depth from PGD scaling are quick
and accurate; solutions for this simulation of the Nisqually
Old Station Configuration earthquake are available by 22 s after OT, considering latency,
1
and fully stable by 30 s, converging to the correct magnitude
and depth. The CMT results are available by 43 s after OT
when considering latency and stabilize after ∼50 s. The CMT
0
0 250 500 750 1000
nodal plane results are within 10° in both strike and dip from
Iteration the input model and the main fault-plane solution from the
USGS and within several kilometers in depth. The final-mag-
▴ Figure 9. Difference in VR between inversion on main and aux- nitude estimate from the CMT is 0.3 magnitude units larger
iliary fault planes for 1000 noise simulations with 1 m of dip slip on than postprocessed results. The slip inversion was not capable
the steeply dipping fault plane (main). The inversion results using of ascertaining the correct fault plane for this deep event; how-
the current (2015) station configuration are shown in black and ever, with the current network configuration, we expect im-
the old station configuration (2001; strong-motion stations) used in provements in this capability. Previous studies have shown
this study is shown in gray. the ability for geodetic EEW to work for all earthquakes of soci-
etal relevance at regional distances, demonstrating that inte-
grating high-rate geodetic observations into EEW systems
worldwide is crucial for a complete and robust system.
The most pressing issue going forward will be the seamless
combination of magnitude and source estimates from the seis-
mic algorithms (ElarmS, OnSite, VS, and FinDer [Böse et al., DATA AND RESOURCES
2012]) and the geodetic algorithms (G-FAST, G-larmS, and
BEFORES) and how to optimize the DecisionModule within Synthetic seismograms used in this study are available via re-
ShakeAlert to use the most appropriate earthquake model. For quest to the corresponding author B. W. C. Seismic data used
example, the magnitude estimates from the seismic algorithms can be obtained from the Incorporated Research Institutions
should be trusted with high confidence for lower-magnitude for Seismology (IRIS) Data Management Center (www.iris.
events, but the geodetic modules should be trusted more for edu). Plots were created using the Generic Mapping Tools
higher magnitudes. v.4.5.9 (www.soest.hawaii.edu/gmt; Wessel and Smith, 1998).
One must be careful, however, not to inadvertently bias The details of the following resources can be found at modified
the source characterization; if magnitude saturation occurs Mercalli intensity (MMI) VI–VII throughout the Puget Low-
within the seismic algorithms, they will report a smaller mag- lands (http://earthquake.usgs.gov/earthquakes/shakemap/pn/
nitude and hence a higher weight than it should deserve in that shake/01022818540, JavaScript Object Notation JSON proto-
instance. In addition, the use of finite faults versus point col (http://www.json.org ), and Python ObsPy package (http://
sources will drastically change the ground-motion prediction www.obspy.org ). All the websites were last accessed January
within the UserDisplay. The UserDisplay takes the magnitude, 2015.
location, and timing information from the DecisionModule
and computes the predicted ground motion and arrival time
at the user’s location. One example of a potential modification ACKNOWLEDGMENTS
to the DecisionModule is to operate on each methodology
independently and then run a weighted average of the ground- We would like to thank John Langbein and Diego Melgar for
motion prediction from each method. This will still introduce thoughtful comments that improved the article. We also thank
biases to the final solution, so a detailed study of these effects two anonymous reviewers and the Editor Zhigang Peng for
would have to be performed to understand the potential im- helpful reviews. This work has been funded by the Gordon
pacts on EEW. One could also simply report a range of poten- and Betty Moore Foundation Grant Number 663450 to Uni-
tial motions at a given location from all possible algorithms versity of Washington.