Biomedical Treatment
Biomedical Treatment
Robert L. Hendren, DO
KEYWORDS
Autism Complementary and alternative treatment Integrative treatment
Biomedical treatment
KEY POINTS
Families commonly seek alternative and complementary biomedical treatments with chil-
dren with autistic spectrum disorders (ASD).
Although there are many biomedical CAM treatments in use, there is little evidence from
well-conducted randomized controlled trials (RCT) to support claims of efficacy or safety.
A potential rationale for biomedical CAM treatments in autism is their potential beneficial
effect on epigenetic processes, which are increasingly shown to play a role in the gene-
environment interactions underlying the development of ASD.
Three agents with a rationale for use with ASD, at least one RCT showing efficacy, and
safety data include melatonin, omega-3, and micronutrients.
Additional agents with promise include N-acetylcysteine and methylcobalamin (methyl
B12), digestive enzymes, and memantine.
Care providers should be prepared to thoughtfully discuss biomedical CAM treatments
with families to help them make informed decisions regarding the best options for their
child and for their family’s values.
INTRODUCTION
Disclosures: Within the past year, the author has received research grants from Forest
Pharmaceuticals, Inc; Bristol Meyer Squibb; Otsuka America Pharmaceutical, Inc; Curemark;
BioMarin; Autism Speaks; the Vitamin D Council; and NIMH. The author is on an advisory
board for BioMarin, Forest, Janssen Pharmaceutical, and the Autism Speaks Treatment Advisory
Board. The author is not on any speakers bureaus.
Child and Adolescent Psychiatry, Department of Psychiatry, University of California, San
Francisco, 401 Parnassus Avenue, LP-360, San Francisco, CA 94143-0984, USA
E-mail address: Robert.Hendren@ucsf.edu
chelation; some conventional medications that are being examined for new applica-
tions in treating autism, such as antifungals and memantine; diets; and nutraceuticals.
Nutraceutical agents are foods or food products that purportedly provide health and
medical benefits, including the prevention and treatment of disease. Biomedical
CAM treatments are integrative in nature, and most of them can be used in combina-
tion with conventional treatments for autism.
The author does not review the large number of CAM treatments that are less
biomedical in nature, such as mind/body approaches; body-based practices, such
as physical manipulation; or alternative medical systems, such as Ayurvedic or tradi-
tional Chinese medicine, despite the promising suggestive findings for some of these
treatments.
This article begins with a description of the evolving understanding of the cause of
ASD and how the recent shift in the etiologic paradigm is leading to increasing assess-
ment of treatment targets and the use of biomedical and CAM treatments. Many of the
potential biomedical CAM treatments are listed, and the ones with the most evidence
or most focus of public interest are reviewed briefly, along with a discussion of the
research models necessary to identify which children will be most likely to respond
to which treatments. Finally, a model is discussed for working with families who
have a member with an ASD when considering biomedical/CAM treatments. When
the term autism is used alone, it refers to autistic disorder as defined in the Diagnostic
and Statistical Manual of Mental Disorders (Fourth Edition). When ASD is used, it refers
to the spectrum of autism disorders from mild to severe.
Complementary and alternative treatments are commonly used. Although 12% of
children and adolescents in the United States use CAM treatments,1 up to 70% of chil-
dren with ASD are reported to use some form of biologic treatment (either CAM or
conventional),2 and an even higher percentage (up to 74%) of children with recently
diagnosed autism use only CAM and not conventional psychopharmacologic agents.3
The main reasons for families’ choice of CAM were related to concerns with the safety
and side effects of prescribed medications.3 Families are reported to expect their
primary care physicians to have knowledge about CAM treatments,4 yet many physi-
cians do not feel knowledgeable about them.
Biomedical Treatments
Biomedical treatments include both conventional treatments, such as psychopharma-
cological agents, and less studied and less medically accepted treatments, such as
nutraceuticals, as well as other types of treatments, including devices like transcranial
magnetic stimulation.
Risperidone and aripiprazole are the only medications that the Food and Drug
Administration (FDA) has given approval for marketing for the indication of irritability
associated with autism. Irritability is not a core symptom of autism, and no drug has the
FDA’s marketing approval for the indication of autism itself or for any core symptom of
autism.
Conventional pharmacologic treatments for symptoms associated with ASD include
stimulants, antidepressants, antipsychotics, anticonvulsants, and anxiolytics. Each of
these agents has been examined for autism-related symptoms in published studies,
and comprehensive critical reviews of this literature are available in 2 excellent recent
articles.21,22
Pharmacologic agents that are not traditionally considered as treatments of ASD or
associated symptoms but that have one or more published studies for the treatment
of symptoms associated with autism include propranolol,23 amantadine,24 D-cyclo-
serine,25 cholinesterase inhibitors,26 nicotinic agonist,27 memantine,28 naltrexone,29
and buspirone.30
The list of potential biomedical CAM treatments is long and most have inadequate
evidence to judge potential efficacy. See Box 1 for a list of most of the biomedical
CAM treatments of ASD. Two comprehensive reviews of those treatments with
reasonable efficacy data have been recently published.31,32
For this short article, the biomedical CAM treatments that have the most published
evidence, that have generated the greatest interest or controversy, and/or that none-
theless have significant promise for treating autism or autism-associated symptoms
are briefly discussed. These treatments include melatonin, omega-3, injectable meth-
ylcobalamin (methyl B12), N-acetylcysteine (NAC), memantine, pancreatic digestive
enzymes, micronutrients, immune therapies, and chelation.
Melatonin
Melatonin is an endogenous neurohormone released by the pineal gland in response to
decreasing levels of light. It causes drowsiness and sets the body’s sleep clock. ASD is
associated with a high frequency of sleep problems, and melatonin is increasingly used
to help children with ASD fall asleep.33,34 Rossignol and Frye35 published a review and
meta-analysis of 35 studies. They described reports of abnormalities in melatonin
levels in patients with ASD (9 studies: 7 low, 2 high, 4 circadian); significant correlations
between melatonin levels and ASD symptoms (4 studies); and gene abnormalities
associated with decreased melatonin production (5 studies). Of 18 treatment studies
of melatonin, there were 5 randomized controlled trials (RCTs) involving a total of 61 pa-
tients treated with nightly doses of 2 to 10 mg. These RCTs showed positive effects on
sleep in that sleep duration was increased (44 minutes, Effect Size [ES] 5 0.93) and
sleep onset latency was decreased (39 minutes, ES 5 1.28), but nighttime awakenings
were unchanged. The duration of the studies varied between 4 weeks and 4 years. One
study suggested a loss of benefit at 4 weeks, whereas the study of 4 years reported
continued benefits. The side effects were minimal to none.
Melatonin is one of the best-studied biomedical CAM treatments of ASD. Although
small sample sizes, variability in sleep assessments, and lack of follow-up limit the value
of these studies in supporting its use, treatment with melatonin has a clear physiologic
rationale; and it is sensible, easy, cheap, and safe.
Box 1
Potential biomedical CAM treatments of ASD
Antibiotics Magnesium
Antifungals (fluconazole [Diflucan], nystatin) Melatonin
Antiviral (valacyclovir hydrochloride [Valtrex]) Methylcobalamin (methyl B12)
Amino acids N-acetylcysteine
Auditory integration therapy (music therapy) Naltrexone
Chelation Neurofeedback
Chiropractic Oxalate (low) diet
Cholestyramine Oxytocin
Coenzyme Q10 Pyridoxal phosphate
Craniosacral therapy Probiotics
Curcumin Ribose and dehydroepiandrosterone
Cyproheptadine S-adenosyl-methionine
Dehydroepiandrosterone Secretin
Digestive enzymes Sensory integration therapy
Dimethylglycine, trimethylglycine Specific carbohydrate diet
Fatty acids (omega-3) St. John’s wort
5-hydroxytryptophan Steroids
Folic/folinic acid Transfer factor
GSH Vitamin A
GFCF diet Vitamin B3
Food-allergy treatment Vitamin B6 with magnesium
Hyperbaric oxygen treatment Vitamin C
Iron Zinc
Infliximab (Remicade)
The two omega-3 fatty acids of primary interest are eicosapentaenoic acid (EPA) and
docosahexaenoic acid (DHA). Based on data from other disorders, they might be ex-
pected to improve mood, attention, and activity level as well as, conceivably, actual
symptoms of autism. Low levels of omega-3 fatty acids have been reported in chil-
dren with ASD.37–39
There have been 4 open trials35,38,40 and 2 double-blind, placebo-controlled, ran-
domized pilot trials in children with ASD.41,42 Amminger and colleagues42 randomized
13 children (aged 5–17 years) to EPA 840 mg and DHA 700 mg daily (n 5 7) or placebo
(n 5 6) for 6 weeks. There were no significant differences between groups on the Aber-
rant Behavior Checklist, possibly because of the small sample and insufficient power;
but omega-3 seemed nominally superior to placebo for stereotypy (Cohen’s d 5 0.72),
Biomedical Complementary Treatment Approaches 449
NAC
NAC is a glutamatergic modulator and an antioxidant. There is one published report of
a 12-week, double-blind, randomized, placebo-controlled study of NAC in children
with autism.47 Patients (31 boys, 2 girls; aged 3–10 years) were randomized, and
NAC was initiated at 900 mg daily for 4 weeks, then 900 mg twice daily for 4 weeks,
and 900 mg 3 times daily for 4 weeks. Compared with placebo, oral NAC resulted in
significant improvements on the Aberrant Behavior Checklist (ABC) irritability subscale
(P<.001; d 5 0.96) and induced limited side effects. The results are promising, espe-
cially because the supplement is well tolerated; but this study will need to be repli-
cated before recommendations can be offered.
Memantine
There are biochemical studies suggesting that aberrant functioning of the N-methyl
D-aspartic acid (NMDA) receptor and/or altered glutamate metabolism may play a
role in autism. Memantine is a moderate-affinity antagonist of the NMDA glutamate re-
ceptor and is hypothesized to potentially modulate learning by blocking excessive
glutamate effects that can include neuroinflammatory activity. Its capacity to block
glutamate neurotoxicity and neuroinflammatory activity and to stimulate synapse
formation makes it an interesting candidate for treating autism. An open-label case se-
ries reported significant improvement in language and socialization in children with
autism.28 Memantine is well tolerated in children, and a multisite RCT is currently un-
derway. This treatment could be considered off-label use of a conventional medication
approved for the treatment of Alzheimer disorder rather than as a CAM treatment.
associated with autism severity.50 One open-label study of 44 individuals with autism,
aged 2 to 28 years, who were selected because they (or their parents) preferred a nat-
ural treatment, reported a benefit.51 There are only 2 RCT clinical trials of multivitamin/
multimineral supplements for children with autism, both from the same group. The first
randomized 20 children (aged 3–8 years) and reported the micronutrient supplement
yielded significantly better sleep and gastrointestinal symptoms than placebo.52
Another RCT of an oral vitamin/mineral supplement for 3 months with 141 children
and adults with ASD showed an improved nutritional and metabolic status of children
with autism, including improvements in methylation, GSH, oxidative stress, sulfation,
ATP, NADH, and NADPH.53 The micronutrient-treated group also had significantly
greater improvements on measures of global change (P 5 .008), hyperactivity (P 5
.003), and tantrums (P 5 .009).53
Despite limited evidence for the efficacy of vitamin and mineral supplements for
autism, there is widespread usage. The promising results from 2 RCTs suggest benefit
from a safe, easy to use, and relatively inexpensive agent.
Immune Therapies
Evidence is accumulating that there are subgroups of patients with ASD that have im-
mune deficiencies and signs of autoimmunity, such as atopy.10 Various approaches
have been tried to boost immune function or block autoimmunity. One of the most
obvious candidates has been IVIG treatment, and there are now 6 published open-
label trials of IVIG treatment with ASD.
In one open-label study, IVIG treatment improved eye contact, speech, behavior,
echolalia, and other autistic features.53 Others have claimed that IVIG treatment led
to improvements in gastrointestinal signs and symptoms as well as behavior. Subse-
quent studies have shown questionable benefits and mixed results for language and
behavior.
IVIG is a biomedical treatment whose overall results have been weak, and it carries
some significant risks. Other immune-boosting therapies may be of benefit but have
not been adequately studied. For future studies, it is unclear if an underlying immuno-
logic dysfunction is present in all individuals with ASD or if treatment trials should
target the patients with demonstrable inflammatory changes.
Chelation
Chelation, a process for removing heavy metals from the blood, has been used in
treating ASD based on the unproven theory that ASD is caused by heavy metal
toxicity; there is no convincing evidence of heavy metal toxicity from biochemical
studies in ASD. The hypothesized accumulation of heavy metals, particularly mercury,
would presumably be caused by the body’s inability to clear the heavy metals, by
increased exposure, or both.
Detoxification involves several intermittent courses of oral 2, 3-dimercaptosuccinic
acid (DMSA) or the intravenous chelator ethylenediaminetetraacetic acid, with periodic
elemental analysis of urine. According to proponents, successful detoxification treat-
ment requires clearing the gastrointestinal tract of harmful dysbiotic flora and bolstering
metabolism with essential nutrients, so that the individual can tolerate detoxification.
Two related studies have been published54,55 involving 65 children with ASD who
received one course of DMSA for 3 days. Selected for high urinary excretion of toxic
metals following the DMSA administration, 49 were randomly assigned in a double-
blind design to receive either 6 additional rounds of DMSA or placebo. DMSA was
reportedly well tolerated and resulted in high excretion of heavy metals, normalization
452 Hendren
of red blood cell GSH, and possibly improved ASD symptoms. Further studies are
needed to confirm these results.
Chelation is controversial because of its risks and because of its questionable
clinical findings, and the Institute of Medicine recently issued warnings. The most
common side effects are diarrhea and fatigue. Less common side effects include
abnormal complete blood count, liver function tests, and mineral levels. Renal and he-
patic toxicity is possible with oral agents, and seizures have been reported. Some pa-
tients may experience a sulfur smell, regression, gastrointestinal symptoms, or rash.
Table 1
Evaluations of biomedical CAM treatments for ASD: the evidence base
Strength of
Quality of Recommendations
Treatment Evidence Based on Data Evidence Base in Youth
Melatonin Good Recommend strongly 18 trials, 5 RCT
Omega-3 fatty acids Good Recommend 4 open trials, 2 RCT
Multivitamin/ Fair Recommend 2 RCTs
micronutrients
NAC Fair Neutral/recommend 1 RCT with group
significance
Memantine Fair Neutral/recommend 3 open trials, ongoing
multisite
Digestive enzymes Poor Neutral Anecdotal evidence
Methylcobalamin Fair Neutral 1 RCT w/o significance
(methyl B12)
Immune therapies Poor Insufficient data None
intravenous
Immunoglobulins Poor Insufficient data None
Chelation Poor Insufficient data None
Table 2
Evaluation of biomedical CAM treatments for ASD: authors’ personal clinical opinion
Strength of
Recommendations Based Author’s Clinical
Treatment on Published Data Recommendations
Melatonin Reasonably good studies Very useful
Omega-3 fatty acids Improvement trends Suggest always
Multivitamin/micronutrients Possible benefit Routinely recommend
NAC Promising Suggest
Memantine Good open label Frequently consider
Methylcobalamin (methyl B12) Promising for subgroup Suggest cautiously
Digestive enzymes Not good evidence, yet Suggest for GI symptoms
Immune therapies No good data Discourage
IVIG No good evidence Discourage
Chelation Not good evidence Discourage
Taken together, none of these treatments are ready for general usage; but some
families might elect to try such treatments. It is desirable for practitioners and families
to work together to review, evaluate, and perhaps select the treatments that offer the
most promise, have a rationale for use, fit with the families’ values, and have evidence
for safety and possible efficacy.
Multiple levels for intervention in the treatment of ASD are possible. Reviewing and
monitoring the levels for intervention assures an integrated approach to autism treat-
ment. A thorough medical assessment includes a review of symptoms, including a
possible genetic, neurologic, and gastrointestinal workup and consideration of other
medical symptoms when indicated. Applied behavioral analysis approaches, speech
and language assessment followed by therapies indicated by these evaluations, and
possible occupational therapy should be considered. Education, help in identifying
appropriate resources, and overall support is an essential part of the collaborative
relationship between the practitioner and the family.
Conventional psychopharmacology should be considered for severe symptoms
associated with autism, such as aggression, irritability, and anxiety. Integrated into
these interventions should be a thoughtful review and possible use of biomedical
CAM treatments, including melatonin for sleep, micronutrients, and omega-3 fatty
acids. Other interventions with promise and some safety data include NAC, digestive
enzymes, and methylcobalamin.
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therapy use in children diagnosed with autism spectrum disorders. J Autism
Dev Disord 2006;36(7):901–9.
3. Hanson E, Kalish LA, Bunce E, et al. Use of complementary and alternative
medicine among children diagnosed with autism spectrum disorder. J Autism
Dev Disord 2007;37(4):628–36.
454 Hendren