Capacitor
Capacitor
Capacitors are widely used as parts of electrical circuits in many common electrical devices. Unlike
a resistor, an ideal capacitor does not dissipate energy, although real-life capacitors do dissipate a
small amount .
The earliest forms of capacitors were created in the 1740s, when European experimenters
discovered that electric charge could be stored in water-filled glass jars that came to be known as
Leyden jars. Today, capacitors are widely used in electronic circuits for blocking direct current
while allowing alternating current to pass. In analog filter networks, they smooth the output of
power supplies. In resonant circuits they tune radios to particular frequencies. In electric power
transmission systems, they stabilize voltage and power flow.[2] The property of energy storage in
capacitors was exploited as dynamic memory in early digital computers,[3] and still is in modern
DRAM.
The most common example of natural capacitance are the static charges accumulated between
clouds in the sky and the surface of the Earth, where the air between them serves as the dielectric.
This results in bolts of lightning when the breakdown voltage of the air is exceeded.[4]
History
In October 1745, Ewald Georg von Kleist of Pomerania, Germany,
found that charge could be stored by connecting a high-voltage
electrostatic generator by a wire to a volume of water in a hand-
held glass jar.[5] Von Kleist's hand and the water acted as
conductors and the jar as a dielectric (although details of the
mechanism were incorrectly identified at the time). Von Kleist
found that touching the wire resulted in a powerful spark, much
more painful than that obtained from an electrostatic machine.
The following year, the Dutch physicist Pieter van Musschenbroek
invented a similar capacitor, which was named the Leyden jar,
after the University of Leiden where he worked.[6] He also was
impressed by the power of the shock he received, writing, "I would
not take a second shock for the kingdom of France."[7]
Battery of four Leyden jars in
Museum Boerhaave, Leiden, the Daniel Gralath was the first to combine several jars in parallel to
Netherlands increase the charge storage capacity.[8] Benjamin Franklin
investigated the Leyden jar and came to the conclusion that the
charge was stored on the glass, not in the water as others had
assumed. He also adopted the term "battery",[9][10] (denoting the increase of power with a row of
similar units as in a battery of cannon), subsequently applied to clusters of electrochemical cells.[11]
In 1747, Leyden jars were made by coating the inside and outside of jars with metal foil, leaving a
space at the mouth to prevent arcing between the foils.[12] The earliest unit of capacitance was the
jar, equivalent to about 1.11 nanofarads.[13]
Leyden jars or more powerful devices employing flat glass plates alternating with foil conductors
were used exclusively up until about 1900, when the invention of wireless (radio) created a
demand for standard capacitors, and the steady move to higher frequencies required capacitors
with lower inductance. More compact construction methods began to be used, such as a flexible
dielectric sheet (like oiled paper) sandwiched between sheets of metal foil, rolled or folded into a
small package.
Early capacitors were known as condensers, a term that is still occasionally used today, particularly
in high power applications, such as automotive systems. The term condensatore was used by
Alessandro Volta in 1780 to refer to a device, similar to his electrophorus, he developed to measure
electricity, and translated in 1782 as condenser,[14] where the name referred to the device's ability
to store a higher density of electric charge than was possible with an isolated conductor.[15][1] The
term became deprecated because of the ambiguous
meaning of steam condenser, with capacitor being
recommended by the British Engineering Standards
Association in 1926,[16] although it took several decades
for the term to predominate.
With the development of plastic materials by organic chemists during the Second World War, the
capacitor industry began to replace paper with thinner polymer films. One very early development
in film capacitors was described in British Patent 587,953 in 1944.[17]
Electric double-layer capacitors (now supercapacitors) were invented in 1957 when H. Becker
developed a "Low voltage electrolytic capacitor with porous carbon electrodes".[17][18][19] He
believed that the energy was stored as a charge in the carbon pores used in his capacitor as in the
pores of the etched foils of electrolytic capacitors. Because the double layer mechanism was not
known by him at the time, he wrote in the patent: "It is not known exactly what is taking place in
the component if it is used for energy storage, but it leads to an extremely high capacity."
The MOS capacitor was later widely adopted as a storage capacitor in memory chips, and as the
basic building block of the charge-coupled device (CCD) in image sensor technology.[20] In 1966,
Dr. Robert Dennard invented modern DRAM architecture, combining a single MOS transistor per
capacitor.[21][22]
Theory of operation
Overview
A capacitor consists of two conductors separated by a non-
conductive region.[23] The non-conductive region can either be a
vacuum or an electrical insulator material known as a dielectric.
Examples of dielectric media are glass, air, paper, plastic, ceramic,
and even a semiconductor depletion region chemically identical to
the conductors. From Coulomb's law, a charge on one conductor
will exert a force on the charge carriers within the other
conductor, attracting opposite polarity charge and repelling like
polarity charges, thus an opposite polarity charge will be induced
on the surface of the other conductor. The conductors thus hold
equal and opposite charges on their facing surfaces,[24] and the
Charge separation in a parallel-
dielectric develops an electric field.
plate capacitor causes an
internal electric field. A dielectric
An ideal capacitor is characterized by a constant capacitance C, in
(orange) reduces the field and
farads in the SI system of units, defined as the ratio of the positive
increases the capacitance.
or negative charge Q on each conductor to the voltage V between
them:[23]
Hydraulic analogy
In the hydraulic analogy, voltage is analogous to water pressure and electrical current through a
wire is analogous to water flow through a pipe. A capacitor is like an elastic diaphragm within the
pipe. Although water cannot pass through the diaphragm, it moves as the diaphragm stretches or
un-stretches.
Capacitance is analogous to diaphragm elasticity. In
the same way that the ratio of charge differential to
voltage would be greater for a larger capacitance value
( ), the ratio of water displacement to In the hydraulic analogy, a capacitor is
pressure would be greater for a diaphragm that flexes analogous to an elastic diaphragm within
more readily. a pipe. This animation shows a
In an AC circuit, a capacitor behaves like a diaphragm diaphragm being stretched and un-
in a pipe, allowing the charge to move on both sides of stretched, which is analogous to a
the dielectric while no electrons actually pass through. capacitor being charged and discharged.
For DC circuits, a capacitor is analogous to a hydraulic
accumulator, storing the energy until pressure is
released. Similarly, they can be used to smooth the flow of electricity in rectified DC circuits in
the same way an accumulator damps surges from a hydraulic pump.
Charged capacitors and stretched diaphragms both store potential energy. The more a
capacitor is charged, the higher the voltage across the plates ( ). Likewise, the
greater the displaced water volume, the greater the elastic potential energy.
Electrical current affects the charge differential across a capacitor just as the flow of water
affects the volume differential across a diaphragm.
Just as capacitors experience dielectric breakdown when subjected to high voltages,
diaphragms burst under extreme pressures.
Just as capacitors block DC while passing AC, diaphragms displace no water unless there is a
change in pressure.
In the long-time limit, after the charging/discharging current has saturated the capacitor, no
current would come into (or get out of) either side of the capacitor; Therefore, the long-time
equivalence of capacitor is an open circuit.
In the short-time limit, if the capacitor starts with a certain voltage V, since the voltage drop on
the capacitor is known at this instant, we can replace it with an ideal voltage source of voltage
V. Specifically, if V=0 (capacitor is uncharged), the short-time equivalence of a capacitor is a
short circuit.
Parallel-plate capacitor
The simplest model of a capacitor consists of two thin parallel
conductive plates each with an area of separated by a uniform
gap of thickness filled with a dielectric of permittivity . It is
assumed the gap is much smaller than the dimensions of the
plates. This model applies well to many practical capacitors which
are constructed of metal sheets separated by a thin layer of
insulating dielectric, since manufacturers try to keep the dielectric
very uniform in thickness to avoid thin spots which can cause
failure of the capacitor. Parallel plate capacitor model
consists of two conducting
Since the separation between the plates is uniform over the plate plates, each of area A,
area, the electric field between the plates is constant, and separated by a gap of thickness
d containing a dielectric.
directed perpendicularly to the plate surface, except for an area
near the edges of the plates where the field decreases because the
electric field lines "bulge" out of the sides of the capacitor. This
"fringing field" area is approximately the same width as the plate
separation, , and assuming is small compared to the plate
dimensions, it is small enough to be ignored. Therefore, if a
charge of is placed on one plate and on the other plate
(the situation for unevenly charged plates is discussed below), the
charge on each plate will be spread evenly in a surface charge
layer of constant charge density coulombs per square
A surface-mount capacitor. The
meter, on the inside surface of each plate. From Gauss's law the plates, not visible, are layered
magnitude of the electric field between the plates is . The horizontally between ceramic
voltage(difference) between the plates is defined as the line dielectric layers, and connect
integral of the electric field over a line (in the z-direction) from alternately to either end-cap,
one plate to another which are visible.
Therefore, in a capacitor the highest capacitance is achieved with a high permittivity dielectric
material, large plate area, and small separation between the plates.
Since the area of the plates increases with the square of the linear dimensions and the separation
increases linearly, the capacitance scales with the linear dimension of a capacitor ( ), or as
the cube root of the volume.
A parallel plate capacitor can only store a finite amount of energy before dielectric breakdown
occurs. The capacitor's dielectric material has a dielectric strength Ud which sets the capacitor's
breakdown voltage at V = Vbd = Udd. The maximum energy that the capacitor can store is
therefore
The maximum energy is a function of dielectric volume, permittivity, and dielectric strength.
Changing the plate area and the separation between the plates while maintaining the same volume
causes no change of the maximum amount of energy that the capacitor can store, so long as the
distance between plates remains much smaller than both the length and width of the plates. In
addition, these equations assume that the electric field is entirely concentrated in the dielectric
between the plates. In reality there are fringing fields outside the dielectric, for example between
the sides of the capacitor plates, which increase the effective capacitance of the capacitor. This is
sometimes called parasitic capacitance. For some simple capacitor geometries this additional
capacitance term can be calculated analytically.[26] It becomes negligibly small when the ratios of
plate width to separation and length to separation are large.
Interleaved capacitor
For number of plates in a capacitor, the total capacitance
would be
where is the charge stored in the capacitor, is the voltage across the capacitor, and is the
capacitance. This potential energy will remain in the capacitor until the charge is removed. If
charge is allowed to move back from the positive to the negative plate, for example by connecting a
circuit with resistance between the plates, the charge moving under the influence of the electric
field will do work on the external circuit.
If the gap between the capacitor plates is constant, as in the parallel plate model above, the
electric field between the plates will be uniform (neglecting fringing fields) and will have a constant
value . In this case the stored energy can be calculated from the electric field strength
The last formula above is equal to the energy density per unit volume in the electric field multiplied
by the volume of field between the plates, confirming that the energy in the capacitor is stored in
its electric field.
Current–voltage relation
The current I(t) through any component in an electric circuit is
defined as the rate of flow of a charge Q(t) passing through it.
Actual charges – electrons – cannot pass through the dielectric of
an ideal capacitor.[note 1] Rather, one electron accumulates on the
negative plate for each one that leaves the positive plate, resulting
in an electron depletion and consequent positive charge on one
electrode that is equal and opposite to the accumulated negative
charge on the other. Thus the charge on the electrodes is equal to
the integral of the current as well as proportional to the voltage, as
discussed above. As with any antiderivative, a constant of
integration is added to represent the initial voltage V(t0). This is
the integral form of the capacitor equation:[30]
Taking the derivative of this and multiplying by C yields the derivative form:[31]
The dual of the capacitor is the inductor, which stores energy in a magnetic field rather than an
electric field. Its current-voltage relation is obtained by exchanging current and voltage in the
capacitor equations and replacing C with the inductance L.
RC circuits
A series circuit containing only a resistor, a capacitor, a switch and a constant DC source of voltage
V0 is known as a charging circuit.[32] If the capacitor is initially uncharged while the switch is
open, and the switch is closed at t = 0, it follows from Kirchhoff's voltage law that
A simple resistor–capacitor circuit
demonstrates charging of a capacitor.
At t = 0, the voltage across the capacitor is zero and the voltage across the resistor is V0. The initial
current is then I(0) = V0/R. With this assumption, solving the differential equation yields
where τ0 = RC is the time constant of the system. As the capacitor reaches equilibrium with the
source voltage, the voltages across the resistor and the current through the entire circuit decay
exponentially. In the case of a discharging capacitor, the capacitor's initial voltage (VCi) replaces
V0. The equations become
AC circuits
Impedance, the vector sum of reactance and resistance, describes the phase difference and the
ratio of amplitudes between sinusoidally varying voltage and sinusoidally varying current at a
given frequency. Fourier analysis allows any signal to be constructed from a spectrum of
frequencies, whence the circuit's reaction to the various frequencies may be found. The reactance
and impedance of a capacitor are respectively
where j is the imaginary unit and ω is the angular frequency of the sinusoidal signal. The −j phase
indicates that the AC voltage V = ZI lags the AC current by 90°: the positive current phase
corresponds to increasing voltage as the capacitor charges; zero current corresponds to
instantaneous constant voltage, etc.
Impedance decreases with increasing capacitance and increasing frequency.[33] This implies that a
higher-frequency signal or a larger capacitor results in a lower voltage amplitude per current
amplitude – an AC "short circuit" or AC coupling. Conversely, for very low frequencies, the
reactance is high, so that a capacitor is nearly an open circuit in AC analysis – those frequencies
have been "filtered out".
Capacitors are different from resistors and inductors in that the impedance is inversely
proportional to the defining characteristic; i.e., capacitance.
At sin(ωt) = −1, the capacitor has a maximum (or peak) current whereby I0 = ωCV0. The ratio of
peak voltage to peak current is due to capacitive reactance (denoted XC).
The current of the capacitor may be expressed in the form of cosines to better compare with the
voltage of the source:
In this situation, the current is out of phase with the voltage by +π/2 radians or +90 degrees, i.e.
the current leads the voltage by 90°.
where
Capacitors in parallel
Capacitors in a parallel configuration each have the same
applied voltage. Their capacitance values add up. Charge is
apportioned among them by capacitance value. Using the
schematic diagram to visualize parallel plates, it is apparent
that each capacitor contributes to the total surface area. Several capacitors in parallel
Capacitors are combined in series to achieve a higher working voltage, for example for
smoothing a high voltage power supply. The voltage ratings, which are based on plate
separation, add up, if capacitance and leakage currents for each capacitor are identical. In
such an application, on occasion, series strings are connected in parallel, forming a matrix.
The goal is to maximize the energy storage of the network without overloading any capacitor.
For high-energy storage with capacitors in series, some safety considerations must be
applied to ensure one capacitor failing and leaking current does not apply too much voltage
to the other series capacitors.
Series connection is also sometimes used to adapt polarized electrolytic capacitors for
bipolar AC use.
Voltage distribution in parallel-to-series networks.
To model the distribution of voltages from a single charged capacitor connected in
parallel to a chain of capacitors in series :
Note: This is only correct if all capacitance values are equal.
The power transferred in this arrangement is:
Non-ideal behavior
In practice, capacitors deviate from the ideal capacitor equation in several aspects. Some of these,
such as leakage current and parasitic effects are linear, or can be analyzed as nearly linear, and can
be accounted for by adding virtual components to form an equivalent circuit. The usual methods of
network analysis can then be applied.[34] In other cases, such as with breakdown voltage, the effect
is non-linear and ordinary (normal, e.g., linear) network analysis cannot be used, the effect must
be considered separately. Yet another group of artifacts may exist, including temperature
dependence, that may be linear but invalidates the assumption in the analysis that capacitance is a
constant. Finally, combined parasitic effects such as inherent inductance, resistance, or dielectric
losses can exhibit non-uniform behavior at varying frequencies of operation.
Breakdown voltage
Above a particular electric field strength, known as the dielectric strength Eds, the dielectric in a
capacitor becomes conductive. The voltage at which this occurs is called the breakdown voltage of
the device, and is given by the product of the dielectric strength and the separation between the
conductors,[35]
The maximum energy that can be stored safely in a capacitor is limited by the breakdown voltage.
Exceeding this voltage can result in a short circuit between the plates, which can often cause
permanent damage to the dielectric, plates, or both. Due to the scaling of capacitance and
breakdown voltage with dielectric thickness, all capacitors made with a particular dielectric have
approximately equal maximum energy density, to the extent that the dielectric dominates their
volume.[36]
For air dielectric capacitors the breakdown field strength is of the order 2–5 MV/m (or kV/mm);
for mica the breakdown is 100–300 MV/m; for oil, 15–25 MV/m; it can be much less when other
materials are used for the dielectric.[37] The dielectric is used in very thin layers and so absolute
breakdown voltage of capacitors is limited. Typical ratings for capacitors used for general
electronics applications range from a few volts to 1 kV. As the voltage increases, the dielectric must
be thicker, making high-voltage capacitors larger per capacitance than those rated for lower
voltages.
The breakdown voltage is critically affected by factors such as the geometry of the capacitor
conductive parts; sharp edges or points increase the electric field strength at that point and can
lead to a local breakdown. Once this starts to happen, the breakdown quickly tracks through the
dielectric until it reaches the opposite plate, leaving carbon behind and causing a short (or
relatively low resistance) circuit. The results can be explosive, as the short in the capacitor draws
current from the surrounding circuitry and dissipates the energy.[38] However, in capacitors with
particular dielectrics[39][40] and thin metal electrodes, shorts are not formed after breakdown. It
happens because a metal melts or evaporates in a breakdown vicinity, isolating it from the rest of
the capacitor.[41][42]
The usual breakdown route is that the field strength becomes large enough to pull electrons in the
dielectric from their atoms thus causing conduction. Other scenarios are possible, such as
impurities in the dielectric, and, if the dielectric is of a crystalline nature, imperfections in the
crystal structure can result in an avalanche breakdown as seen in semi-conductor devices.
Breakdown voltage is also affected by pressure, humidity and temperature.[43]
Equivalent circuit
An ideal capacitor only stores and releases electrical
energy, without dissipation. In practice, capacitors
have imperfections within the capacitor's materials
that result in the following parasitic
components: [44]
Inductive reactance increases with frequency. Because its sign is positive, it counteracts the
capacitance.
At the RLC circuit's natural frequency ,
the inductance perfectly cancels the capacitance, so
total reactance is zero. Since the total impedance at
is just the real-value of , average power
VRMS2
dissipation reaches its maximum of ESR , where
VRMS is the root mean square (RMS) voltage across
the capacitor.
The Q factor is a measure of its efficiency: the higher the Q factor of the capacitor, the closer it
approaches the behavior of an ideal capacitor. Dissipation factor is its reciprocal.
Ripple current
Ripple current is the AC component of an applied source (often a switched-mode power supply)
whose frequency may be constant or varying. Ripple current causes heat to be generated within the
capacitor due to the dielectric losses caused by the changing field strength together with the
current flow across the slightly resistive supply lines or the electrolyte in the capacitor. The
equivalent series resistance (ESR) is the amount of internal series resistance one would add to a
perfect capacitor to model this.
Some types of capacitors, primarily tantalum and aluminum electrolytic capacitors, as well as some
film capacitors have a specified rating value for maximum ripple current.
Tantalum electrolytic capacitors with solid manganese dioxide electrolyte are limited by ripple
current and generally have the highest ESR ratings in the capacitor family. Exceeding their
ripple limits can lead to shorts and burning parts.
Aluminum electrolytic capacitors, the most common type of electrolytic, suffer a shortening of
life expectancy at higher ripple currents. If ripple current exceeds the rated value of the
capacitor, it tends to result in explosive failure.
Ceramic capacitors generally have no ripple current limitation and have some of the lowest
ESR ratings.
Film capacitors have very low ESR ratings but exceeding rated ripple current may cause
degradation failures.
Capacitance instability
The capacitance of certain capacitors decreases as the component ages. In ceramic capacitors, this
is caused by degradation of the dielectric. The type of dielectric, ambient operating and storage
temperatures are the most significant aging factors, while the operating voltage usually has a
smaller effect, i.e., usual capacitor design is to minimize voltage coefficient. The aging process may
be reversed by heating the component above the Curie point. Aging is fastest near the beginning of
life of the component, and the device stabilizes over time.[46] Electrolytic capacitors age as the
electrolyte evaporates. In contrast with ceramic capacitors, this occurs towards the end of life of
the component.
Temperature dependence of capacitance is usually expressed in parts per million (ppm) per °C. It
can usually be taken as a broadly linear function but can be noticeably non-linear at the
temperature extremes. The temperature coefficient may be positive or negative, depending mostly
on the dielectric material. Some, designated C0G/NP0, but called NPO, have a somewhat negative
coefficient at one temperature, positive at another, and zero in between. Such components may be
specified for temperature-critical circuits.[47]
Capacitors, especially ceramic capacitors, and older designs such as paper capacitors, can absorb
sound waves resulting in a microphonic effect. Vibration moves the plates, causing the capacitance
to vary, in turn inducing AC current. Some dielectrics also generate piezoelectricity. The resulting
interference is especially problematic in audio applications, potentially causing feedback or
unintended recording. In the reverse microphonic effect, the varying electric field between the
capacitor plates exerts a physical force, moving them as a speaker. This can generate audible
sound, but drains energy and stresses the dielectric and the electrolyte, if any.
In DC circuits and pulsed circuits, current and voltage reversal are affected by the damping of the
system. Voltage reversal is encountered in RLC circuits that are underdamped. The current and
voltage reverse direction, forming a harmonic oscillator between the inductance and capacitance.
The current and voltage tends to oscillate and may reverse direction several times, with each peak
being lower than the previous, until the system reaches an equilibrium. This is often referred to as
ringing. In comparison, critically damped or overdamped systems usually do not experience a
voltage reversal. Reversal is also encountered in AC circuits, where the peak current is equal in
each direction.
For maximum life, capacitors usually need to be able to handle the maximum amount of reversal
that a system may experience. An AC circuit experiences 100% voltage reversal, while
underdamped DC circuits experience less than 100%. Reversal creates excess electric fields in the
dielectric, causes excess heating of both the dielectric and the conductors, and can dramatically
shorten the life expectancy of the capacitor. Reversal ratings often affect the design considerations
for the capacitor, from the choice of dielectric materials and voltage ratings to the types of internal
connections used.[48]
Dielectric absorption
Capacitors made with any type of dielectric material show some level of "dielectric absorption" or
"soakage". On discharging a capacitor and disconnecting it, after a short time it may develop a
voltage due to hysteresis in the dielectric. This effect is objectionable in applications such as
precision sample and hold circuits or timing circuits. The level of absorption depends on many
factors, from design considerations to charging time, since the absorption is a time-dependent
process. However, the primary factor is the type of dielectric material. Capacitors such as tantalum
electrolytic or polysulfone film exhibit relatively high absorption, while polystyrene or Teflon allow
very small levels of absorption.[49] In some capacitors where dangerous voltages and energies
exist, such as in flashtubes, television sets, microwave ovens and defibrillators, the dielectric
absorption can recharge the capacitor to hazardous voltages after it has been shorted or
discharged. Any capacitor containing over 10 joules of energy is generally considered hazardous,
while 50 joules or higher is potentially lethal. A capacitor may regain anywhere from 0.01 to 20%
of its original charge over a period of several minutes, allowing a seemingly safe capacitor to
become surprisingly dangerous.[50][51][52][53][54]
Leakage
No material is a perfect insulator, thus all dielectrics allow some small level of current to leak
through, which can be measured with a megohmmeter.[55] Leakage is equivalent to a resistor in
parallel with the capacitor. Constant exposure to factors such as heat, mechanical stress, or
humidity can cause the dielectric to deteriorate resulting in excessive leakage, a problem often seen
in older vacuum tube circuits, particularly where oiled paper and foil capacitors were used. In
many vacuum tube circuits, interstage coupling capacitors are used to conduct a varying signal
from the plate of one tube to the grid circuit of the next stage. A leaky capacitor can cause the grid
circuit voltage to be raised from its normal bias setting, causing excessive current or signal
distortion in the downstream tube. In power amplifiers this can cause the plates to glow red, or
current limiting resistors to overheat, even fail. Similar considerations apply to component
fabricated solid-state (transistor) amplifiers, but, owing to lower heat production and the use of
modern polyester dielectric-barriers, this once-common problem has become relatively rare.
Lifespan
All capacitors have varying lifespans, depending upon their construction, operational conditions,
and environmental conditions. Solid-state ceramic capacitors generally have very long lives under
normal use, which has little dependency on factors such as vibration or ambient temperature, but
factors like humidity, mechanical stress, and fatigue play a primary role in their failure. Failure
modes may differ. Some capacitors may experience a gradual loss of capacitance, increased leakage
or an increase in equivalent series resistance (ESR), while others may fail suddenly or even
catastrophically. For example, metal-film capacitors are more prone to damage from stress and
humidity, but will self-heal when a breakdown in the dielectric occurs. The formation of a glow
discharge at the point of failure prevents arcing by vaporizing the metallic film in that spot,
neutralizing any short circuit with minimal loss in capacitance. When enough pinholes accumulate
in the film, a total failure occurs in a metal-film capacitor, generally happening suddenly without
warning.
Electrolytic capacitors generally have the shortest lifespans. Electrolytic capacitors are affected
very little by vibration or humidity, but factors such as ambient and operational temperatures play
a large role in their failure, which gradually occur as an increase in ESR (up to 300%) and as much
as a 20% decrease in capacitance. The capacitors contain electrolytes which will eventually diffuse
through the seals and evaporate. An increase in temperature also increases internal pressure, and
increases the reaction rate of the chemicals. Thus, the life of an electrolytic capacitor is generally
defined by a modification of the Arrhenius equation, which is used to determine chemical-reaction
rates:
Manufacturers often use this equation to supply an expected lifespan, in hours, for electrolytic
capacitors when used at their designed operating temperature, which is affected by both ambient
temperature, ESR, and ripple current. However, these ideal conditions may not exist in every use.
The rule of thumb for predicting lifespan under different conditions of use is determined by:
This says that the capacitor's life decreases by half for every 10 degrees Celsius that the
temperature is increased,[56] where:
Capacitor types
Practical capacitors are available commercially in many different forms. The type of internal
dielectric, the structure of the plates and the device packaging all strongly affect the characteristics
of the capacitor, and its applications.
Values available range from very low (picofarad range; while arbitrarily low values are in principle
possible, stray (parasitic) capacitance in any circuit is the limiting factor) to about 5 kF
supercapacitors.
Above approximately 1 microfarad electrolytic capacitors are usually used because of their small
size and low cost compared with other types, unless their relatively poor stability, life and polarised
nature make them unsuitable. Very high capacity supercapacitors use a porous carbon-based
electrode material.
Dielectric materials
Most capacitors have a dielectric spacer, which
increases their capacitance compared to air or a
vacuum. In order to maximise the charge that a
capacitor can hold, the dielectric material needs to
have as high a permittivity as possible, while also
having as high a breakdown voltage as possible. The
An assortment of capacitor types. From left:
dielectric also needs to have as low a loss with
multilayer ceramic, ceramic disc, multilayer
frequency as possible. polyester film, tubular ceramic, polystyrene,
metalized polyester film, aluminum electrolytic.
However, low value capacitors are available with a Major scale divisions are in centimetres.
high vacuum between their plates to allow
extremely high voltage operation and low losses.
Variable capacitors with their plates open to the atmosphere were commonly used in radio tuning
circuits. Later designs use polymer foil dielectric between the moving and stationary plates, with
no significant air space between the plates.
Several solid dielectrics are available, including paper, plastic, glass, mica and ceramic.[17]
Paper was used extensively in older capacitors and offers relatively high voltage performance.
However, paper absorbs moisture, and has been largely replaced by plastic film capacitors.
Most of the plastic films now used offer better stability and ageing performance than such older
dielectrics such as oiled paper, which makes them useful in timer circuits, although they may be
limited to relatively low operating temperatures and frequencies, because of the limitations of the
plastic film being used. Large plastic film capacitors are used extensively in suppression circuits,
motor start circuits, and power-factor correction circuits.
Ceramic capacitors are generally small, cheap and useful for high frequency applications, although
their capacitance varies strongly with voltage and temperature and they age poorly. They can also
suffer from the piezoelectric effect. Ceramic capacitors are broadly categorized as class 1
dielectrics, which have predictable variation of capacitance with temperature or class 2 dielectrics,
which can operate at higher voltage. Modern multilayer ceramics are usually quite small, but some
types have inherently wide value tolerances, microphonic issues, and are usually physically brittle.
Glass and mica capacitors are extremely reliable, stable and tolerant to high temperatures and
voltages, but are too expensive for most mainstream applications.
Electrolytic capacitors and supercapacitors are used to store small and larger amounts of energy,
respectively, ceramic capacitors are often used in resonators, and parasitic capacitance occurs in
circuits wherever the simple conductor-insulator-conductor structure is formed unintentionally by
the configuration of the circuit layout.
Electrolytic capacitors use an aluminum or tantalum plate with an oxide dielectric layer. The
second electrode is a liquid electrolyte, connected to the circuit by another foil plate. Electrolytic
capacitors offer very high capacitance but suffer from poor tolerances, high instability, gradual loss
of capacitance especially when subjected to heat, and high leakage current. Poor quality capacitors
may leak electrolyte, which is harmful to printed circuit boards. The conductivity of the electrolyte
drops at low temperatures, which increases equivalent series resistance. While widely used for
power-supply conditioning, poor high-frequency characteristics make them unsuitable for many
applications. Electrolytic capacitors suffer from self-
degradation if unused for a period (around a year), and
when full power is applied may short circuit, permanently
damaging the capacitor and usually blowing a fuse or
causing failure of rectifier diodes. For example, in older
equipment, this may cause arcing in rectifier tubes. They
can be restored before use by gradually applying the
operating voltage, often performed on antique vacuum
tube equipment over a period of thirty minutes by using a
variable transformer to supply AC power. The use of this
technique may be less satisfactory for some solid state
equipment, which may be damaged by operation below its Three aluminum electrolytic capacitors of
normal power range, requiring that the power supply first varying capacity
Several other types of capacitor are available for specialist applications. Supercapacitors store large
amounts of energy. Supercapacitors made from carbon aerogel, carbon nanotubes, or highly
porous electrode materials, offer extremely high capacitance (up to 5 kF as of 2010) and can be
used in some applications instead of rechargeable batteries. Alternating current capacitors are
specifically designed to work on line (mains) voltage AC power circuits. They are commonly used
in electric motor circuits and are often designed to handle large currents, so they tend to be
physically large. They are usually ruggedly packaged, often in metal cases that can be easily
grounded/earthed. They also are designed with direct current breakdown voltages of at least five
times the maximum AC voltage.
Voltage-dependent capacitors
The dielectric constant for a number of very useful dielectrics changes as a function of the applied
electrical field, for example ferroelectric materials, so the capacitance for these devices is more
complex. For example, in charging such a capacitor the differential increase in voltage with charge
is governed by:
where the voltage dependence of capacitance, C(V), suggests that the capacitance is a function of
the electric field strength, which in a large area parallel plate device is given by ε = V/d. This field
polarizes the dielectric, which polarization, in the case of a ferroelectric, is a nonlinear S-shaped
function of the electric field, which, in the case of a large area parallel plate device, translates into a
capacitance that is a nonlinear function of the voltage.[58][59]
By the same token, the energy stored in the capacitor now is given by
Integrating:
The nonlinear capacitance of a microscope probe scanned along a ferroelectric surface is used to
study the domain structure of ferroelectric materials.[60]
Frequency-dependent capacitors
If a capacitor is driven with a time-varying voltage that changes rapidly enough, at some frequency
the polarization of the dielectric cannot follow the voltage. As an example of the origin of this
mechanism, the internal microscopic dipoles contributing to the dielectric constant cannot move
instantly, and so as frequency of an applied alternating voltage increases, the dipole response is
limited and the dielectric constant diminishes. A changing dielectric constant with frequency is
referred to as dielectric dispersion, and is governed by dielectric relaxation processes, such as
Debye relaxation. Under transient conditions, the displacement field can be expressed as (see
electric susceptibility):
indicating the lag in response by the time dependence of εr, calculated in principle from an
underlying microscopic analysis, for example, of the dipole behavior in the dielectric. See, for
example, linear response function.[62][63] The integral extends over the entire past history up to
the present time. A Fourier transform in time then results in:
where εr(ω) is now a complex function, with an imaginary part related to absorption of energy
from the field by the medium. See permittivity. The capacitance, being proportional to the
dielectric constant, also exhibits this frequency behavior. Fourier transforming Gauss's law with
this form for displacement field:
where j is the imaginary unit, V(ω) is the voltage component at angular frequency ω, G(ω) is the
real part of the current, called the conductance, and C(ω) determines the imaginary part of the
current and is the capacitance. Z(ω) is the complex impedance.
When a parallel-plate capacitor is filled with a dielectric, the measurement of dielectric properties
of the medium is based upon the relation:
where a single prime denotes the real part and a double prime the imaginary part, Z(ω) is the
complex impedance with the dielectric present, Ccmplx(ω) is the so-called complex capacitance
with the dielectric present, and C0 is the capacitance without the dielectric.[64][65] (Measurement
"without the dielectric" in principle means measurement in free space, an unattainable goal
inasmuch as even the quantum vacuum is predicted to exhibit nonideal behavior, such as
dichroism. For practical purposes, when measurement errors are taken into account, often a
measurement in terrestrial vacuum, or simply a calculation of C0, is sufficiently accurate.[66])
Using this measurement method, the dielectric constant may exhibit a resonance at certain
frequencies corresponding to characteristic response frequencies (excitation energies) of
contributors to the dielectric constant. These resonances are the basis for a number of
experimental techniques for detecting defects. The conductance method measures absorption as a
function of frequency.[67] Alternatively, the time response of the capacitance can be used directly,
as in deep-level transient spectroscopy.[68]
Another example of frequency dependent capacitance occurs with MOS capacitors, where the slow
generation of minority carriers means that at high frequencies the capacitance measures only the
majority carrier response, while at low frequencies both types of carrier respond.[61][69]
At optical frequencies, in semiconductors the dielectric constant exhibits structure related to the
band structure of the solid. Sophisticated modulation spectroscopy measurement methods based
upon modulating the crystal structure by pressure or by other stresses and observing the related
changes in absorption or reflection of light have advanced our knowledge of these materials.[70]
Styles
The arrangement of plates and dielectric has many
variations in different styles depending on the desired
ratings of the capacitor. For small values of capacitance
(microfarads and less), ceramic disks use metallic coatings,
with wire leads bonded to the coating. Larger values can be
made by multiple stacks of plates and disks. Larger value
capacitors usually use a metal foil or metal film layer
deposited on the surface of a dielectric film to make the
plates, and a dielectric film of impregnated paper or
Capacitor packages: SMD ceramic at top
plastic – these are rolled up to save space. To reduce the
left; SMD tantalum electrolytic at bottom
series resistance and inductance for long plates, the plates
left; through-hole ceramic at top right;
and dielectric are staggered so that connection is made at through-hole aluminium electrolytic at
the common edge of the rolled-up plates, not at the ends of bottom right. Major scale divisions are
the foil or metalized film strips that comprise the plates. cm.
Mechanically controlled variable capacitors allow the plate spacing to be adjusted, for example by
rotating or sliding a set of movable plates into alignment with a set of stationary plates. Low cost
variable capacitors squeeze together alternating layers of aluminum and plastic with a screw.
Electrical control of capacitance is achievable with varactors (or varicaps), which are reverse-
biased semiconductor diodes whose depletion region width varies with applied voltage. They are
used in phase-locked loops, amongst other applications.
Capacitor markings
A capacitor may also be labeled with its working voltage, temperature, and other relevant
characteristics.
Letter[nb 1] E24 9 0 1 2 3 4 5 6 7 8
RKM code
The RKM code following IEC 60062 and BS 1852 is a notation to state a capacitor's value in a
circuit diagram. It avoids using a decimal separator and replaces the decimal separator with the SI
prefix symbol for the particular value (and the letter F for weight 1). The code is also used for part
markings. Example: 4n7 for 4.7 nF or 2F2 for 2.2 F.
Historical
In texts prior to the 1960s and on some capacitor packages until more recently,[17] obsolete
capacitance units were utilized in electronic books,[74] magazines, and electronics catalogs.[75] The
old units "mfd" and "mf" meant microfarad (μF); and the old units "mmfd", "mmf", "uuf", "μμf",
"pfd" meant picofarad (pF); but they are rarely used any more.[76] Also, "Micromicrofarad" or
"micro-microfarad" are obsolete units that are found in some older texts that is equivalent to
picofarad (pF).[74]
Summary of obsolete capacitance units: (upper/lower case variations are not shown)
Applications
Energy storage
A capacitor can store electric energy when disconnected from its charging circuit, so it can be used
like a temporary battery, or like other types of rechargeable energy storage system.[77] Capacitors
are commonly used in electronic devices to maintain power supply while batteries are being
changed. (This prevents loss of information in volatile memory.)
A capacitor can facilitate conversion of kinetic energy of charged particles into electric energy and
store it.[78]
There are tradeoffs between capacitors and batteries as
storage devices. Without external resistors or inductors,
capacitors can generally release their stored energy in a
very short time compared to batteries. Conversely,
batteries can hold a far greater charge per their size.
Conventional capacitors provide less than 360 joules per
kilogram of specific energy, whereas a conventional
alkaline battery has a density of 590 kJ/kg. There is an
intermediate solution: supercapacitors, which can accept
and deliver charge much faster than batteries, and tolerate A capacitor discharging its stored energy
many more charge and discharge cycles than rechargeable through a flashtube. The mylar-film
batteries. They are, however, 10 times larger than capacitor has very low inductance and
conventional batteries for a given charge. On the other low resistance, producing a 3.5
hand, it has been shown that the amount of charge stored microsecond pulse with 24 million watts
of power, to operate a dye laser.
in the dielectric layer of the thin film capacitor can be equal
to, or can even exceed, the amount of charge stored on its
plates.[79]
In car audio systems, large capacitors store energy for the amplifier to use on demand. Also, for a
flash tube, a capacitor is used to hold the high voltage.
Digital memory
In the 1930s, John Atanasoff applied the principle of energy storage in capacitors to construct
dynamic digital memories for the first binary computers that used electron tubes for logic.[80]
Large capacitor banks (reservoir) are used as energy sources for the exploding-bridgewire
detonators or slapper detonators in nuclear weapons and other specialty weapons. Experimental
work is under way using banks of capacitors as power sources for electromagnetic armour and
electromagnetic railguns and coilguns.
Power conditioning
Reservoir capacitors are used in power supplies where they smooth the output of a full or half wave
rectifier. They can also be used in charge pump circuits as the energy storage element in the
generation of higher voltages than the input voltage.
Capacitors are connected in parallel with the power circuits of most electronic devices and larger
systems (such as factories) to shunt away and conceal current fluctuations from the primary power
source to provide a "clean" power supply for signal or control circuits. Audio equipment, for
example, uses several capacitors in this way, to shunt away power
line hum before it gets into the signal circuitry. The capacitors act
as a local reserve for the DC power source, and bypass AC currents
from the power supply. This is used in car audio applications,
when a stiffening capacitor compensates for the inductance and
resistance of the leads to the lead–acid car battery.
Signal coupling
Because capacitors pass AC but block DC signals (when charged
A high-voltage capacitor bank
up to the applied DC voltage), they are often used to separate the used for power-factor correction
AC and DC components of a signal. This method is known as AC on a power transmission system
coupling or "capacitive coupling". Here, a large value of
capacitance, whose value need not be accurately controlled, but
whose reactance is small at the signal frequency, is employed.
Decoupling
A decoupling capacitor is a capacitor used to protect one part of a
circuit from the effect of another, for instance to suppress noise or
transients. Noise caused by other circuit elements is shunted
Polyester film capacitors are
through the capacitor, reducing the effect they have on the rest of frequently used as coupling
the circuit. It is most commonly used between the power supply capacitors.
and ground. An alternative name is bypass capacitor as it is used
to bypass the power supply or other high impedance component
of a circuit.
Decoupling capacitors need not always be discrete components. Capacitors used in these
applications may be built into a printed circuit board, between the various layers. These are often
referred to as embedded capacitors.[82] The layers in the board contributing to the capacitive
properties also function as power and ground planes, and have a dielectric in between them,
enabling them to operate as a parallel plate capacitor.
High-pass and low-pass filters
Capacitors are also used in parallel with interrupting units of a high-voltage circuit breaker to
equally distribute the voltage between these units. These are called "grading capacitors".
In schematic diagrams, a capacitor used primarily for DC charge storage is often drawn vertically
in circuit diagrams with the lower, more negative, plate drawn as an arc. The straight plate
indicates the positive terminal of the device, if it is polarized (see electrolytic capacitor).
Motor starters
In single phase squirrel cage motors, the primary winding within the motor housing is not capable
of starting a rotational motion on the rotor, but is capable of sustaining one. To start the motor, a
secondary "start" winding has a series non-polarized starting capacitor to introduce a lead in the
sinusoidal current. When the secondary (start) winding is placed at an angle with respect to the
primary (run) winding, a rotating electric field is created. The force of the rotational field is not
constant, but is sufficient to start the rotor spinning. When the rotor comes close to operating
speed, a centrifugal switch (or current-sensitive relay in series with the main winding) disconnects
the capacitor. The start capacitor is typically mounted to the side of the motor housing. These are
called capacitor-start motors, that have relatively high starting torque. Typically they can have up-
to four times as much starting torque as a split-phase motor and are used on applications such as
compressors, pressure washers and any small device requiring high starting torques.
Motor-starting capacitors are typically non-polarized electrolytic types, while running capacitors
are conventional paper or plastic film dielectric types.
Signal processing
The energy stored in a capacitor can be used to represent information, either in binary form, as in
DRAMs, or in analogue form, as in analog sampled filters and CCDs. Capacitors can be used in
analog circuits as components of integrators or more complex filters and in negative feedback loop
stabilization. Signal processing circuits also use capacitors to integrate a current signal.
Tuned circuits
Capacitors and inductors are applied together in tuned circuits to select information in particular
frequency bands. For example, radio receivers rely on variable capacitors to tune the station
frequency. Speakers use passive analog crossovers, and analog equalizers use capacitors to select
different audio bands.
The resonant frequency f of a tuned circuit is a function of the inductance (L) and capacitance (C)
in series, and is given by:
Sensing
Most capacitors are designed to maintain a fixed physical structure. However, various factors can
change the structure of the capacitor, and the resulting change in capacitance can be used to sense
those factors.
Oscillators
A capacitor can possess spring-like qualities in an oscillator circuit. In the image example, a
capacitor acts to influence the biasing voltage at the npn transistor's base. The resistance values of
the voltage-divider resistors and the capacitance value of the capacitor together control the
oscillatory frequency.
Producing light
A light-emitting capacitor is made from a dielectric that
uses phosphorescence to produce light. If one of the
conductive plates is made with a transparent material, the
light is visible. Light-emitting capacitors are used in the
construction of electroluminescent panels, for applications
such as backlighting for laptop computers. In this case, the
entire panel is a capacitor used for the purpose of
generating light.
Capacitors may retain a charge long after power is removed from a circuit; this charge can cause
dangerous or fatal shocks or damage connected equipment. For example, the flash of a disposable
camera has a photoflash capacitor that may contain over 15 joules of energy and be charged to over
300 volts. Service procedures for electronic devices usually include instructions to discharge large
or high-voltage capacitors. Larger capacitors may have built-in discharge resistors to dissipate
stored energy to a safe level within a few seconds after power is removed. High-voltage capacitors
are stored with the terminals shorted, as protection from potentially dangerous voltages due to
dielectric absorption or from transient voltages the capacitor may pick up from static charges or
passing weather events.[54]
Some old, large oil-filled paper or plastic film capacitors contain polychlorinated biphenyls (PCBs)
which can leak into groundwater from landfills. Capacitors containing PCBs were labelled as
containing "Askarel" and several other trade names. PCB-filled paper capacitors are found in pre-
1975 fluorescent lamp ballasts, and other applications.
Capacitors may catastrophically fail when subjected to voltages or currents beyond their rating, or
in case of polarized capacitors, applied in a reverse polarity. Failures may create arcing that heats
and vaporizes the dielectric fluid, causing a build up of pressurized gas that may result in swelling,
rupture, or an explosion. Larger capacitors may have vents or similar mechanism to release of
pressure in the event of failure. Capacitors used in RF or sustained high-current applications can
overheat, especially in the center of the capacitor rolls. Capacitors used within high-energy
capacitor banks can violently explode when a short in one capacitor causes sudden dumping of
energy stored in the rest of the bank into the failing unit. High voltage vacuum capacitors can
generate soft X-rays even during normal operation. Proper containment, fusing, and preventive
maintenance can help to minimize these hazards.
High-voltage capacitors may benefit from a pre-charge to limit in-rush currents at power-up of
high voltage direct current (HVDC) circuits. This extends the life of the component and may
mitigate high-voltage hazards.
See also
Electronics portal
Capacitance meter
Capacitor plague
Electric displacement field
Electroluminescence
List of capacitor manufacturers
Notes
1. Most real capacitors may have a small dielectric leakage current that passes through the
resistive dielectric layer in between the plates.
1. In order to reduce the risk for read errors, the letters I and O are not used as their glyphs look
similar to other letters and digits.
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Further reading
Tantalum and Niobium-Based Capacitors – Science, Technology, and Applications; 1st Ed;
Yuri Freeman; Springer; 120 pages; 2018; ISBN 978-3-31967869-6.
Capacitors; 1st Ed; R. P. Deshpande; McGraw-Hill; 342 pages; 2014; ISBN 978-0-07184856-5.
The Capacitor Handbook; 1st Ed; Cletus Kaiser; Van Nostrand Reinhold; 124 pages; 1993;
ISBN 978-9-40118092-4.
Understanding Capacitors and their Uses; 1st Ed; William Mullin; Sams Publishing; 96 pages;
1964. (archive) (https://worldradiohistory.com/BOOKSHELF-ARH/Sams-Books/Sams-Understanding-Capacitor
s-And-Their-Uses-1964-Mullin.pdf)
Fixed and Variable Capacitors; 1st Ed; G. W. A. Dummer and Harold Nordenberg; Maple
Press; 288 pages; 1960. (archive) (https://archive.org/details/FixedAndVariableCapacitors/)
The Electrolytic Capacitor; 1st Ed; Alexander Georgiev; Murray Hill Books; 191 pages; 1945.
(archive) (https://archive.org/details/TheElectrolyticCapacitor/)
External links
The First Condenser – A Beer Glass (http://www.sparkmuseum.com/BOOK_LEYDEN.HTM) –
SparkMuseum
How Capacitors Work (http://electronics.howstuffworks.com/capacitor.htm/printable) –
Howstuffworks
Capacitor Tutorial (http://www.robotplatform.com/electronics/capacitor/capacitor.html)