Generalization of The Affleck-Kennedy-Lieb-Tasaki Model For Quantum Ferromagnetism
Generalization of The Affleck-Kennedy-Lieb-Tasaki Model For Quantum Ferromagnetism
Shin Miyahara
Department of Applied Physics, Fukuoka University,
8-19-1 Nanakuma, Jonan-ku, Fukuoka 814-0180, Japan
(Dated: September 16, 2025)
arXiv:2509.11537v1 [cond-mat.str-el] 15 Sep 2025
metrization mapping operator Ŝ in Eq. (1), one can ob- the positive coefficient 1/6 is artificial in the sense that
tain the MPS form a negative coefficient is natural33 . This artificial Hamil-
tonian is important because both the ground states of
N (S=1) P
Ĥ0 and the spin-1 Heisenberg model i Ŝ i · Ŝ i+1
Y
|Φ⟩ = Tr Ai (4)
i=1
are in the same SPT phase, i.e., the Haldane phase.
The coefficients given as exact fractional values in
with (s)
Eq. (9) come from projection operators, P̂ij , onto the
|S−1⟩i
subspace with total spin s on bond i, j. In the projection
− √
2S
|S⟩i operator form, Ĥ0
(S=1)
is written as
Ai = |S−2⟩i |S−1⟩i . (5)
−√ √
2S
S(2S−1) N
(S=1) (2)
X
Ĥ0 = P̂i,i+1 , (10)
For the S = 1 case,
i=1
|0⟩ !
(S=1) − √2i |1⟩i which can be proved using a general relation34 :
Ai = |0⟩i (6)
−|−1⟩i √
2 2S
(s)
Y Ŝ i · Ŝ j − qn
P̂ij = ,
is equal to that of the previous study30 except for a nor- qs − qn
n=0
malization constant; also for S = 3/2 case31 . n̸=s
In addition, it is easy to obtain the matrix product 2S
(s)
X
operator (MPO)32 form (Ŝ i · Ŝ j )n = qs n P̂ij , (11)
! N s=0
YN Y
|Φ⟩ = Tr Âi |S⟩i (7) with qs = s(s+1) − S(S + 1) for spin-S.
2
i=1 i=1
For one-dimensional models, a higher spin-S general-
with ization has been studied35 :
N
Ŝ −
!
− 2Si 1 (S) (2S)
X
Âi = (8) Ĥ0 = P̂i,i+1 . (12)
(Ŝi− )2 Ŝi−
− 2S(2S−1) 2S
i=1
N
X
Ĥ (S) (β) = J (Ŝ i · Ŝ i+1 + β)(Ŝ i · Ŝ i+1 − S 2 + 2S)(Ŝ i · Ŝ i+1 − S 2 + 4S − 1)(Ŝ i · Ŝ i+1 − S 2 + 6S − 3), (15)
i=1
Q̂4+;0z
i . The Hamiltonian’s coefficient Ck (β) and coeffi- IV. ANALYTICAL PROOF
cients cl;m,n of Q̂m+;nz
i will be detailed in elsewhere.
Our first task in this section is to prove that the ferro-
magnetic AKLT state |Φ⟩ defined in § II is a zero-energy
D. Summary of Models ground state for the general Hamiltonian Ĥ (S) of Eq. (14)
in § III:
Before we move on to next section, we summarize the
models defined in §III. All the Hamiltonians defined in Ĥ (S) |Φ⟩ = 0. (23)
this section are SU(2) symmetric. Then, the total spin
z
Stot and its z-component Stot are good quantum numbers Because Ĥ (S) is composed of positive semidefinite oper-
(s)
to label eigenstates. Here, the total spin operator Ŝ tot is ators P̂i,i+1 , the lowest energy is non-negative. Then,
defined as Eq. (23) means that |Φ⟩ is not only a zero energy eigen-
state but also a ground state. The following are two
N
X proofs for Eq. (23), but both proofs are simple: just a
Ŝ tot = Ŝ i . (22)
two-site problem. That is, Ĥ (S) is frustration free. We
i=1
are considering PBC but it is easy to consider an open
Because a ferromagnetic state with the maximum to- boundary.
tal spin Stot = N S is an excited state due to P̂i,i+1 ,
(2S) The proof based on Eq. (1) is natural. For two neighbor
Stot < N S is expected for the ground states. In addi- sites i and i + 1, because there exist spin 0 for |ϕs ⟩i,i+1 ,
(S)
tion, unlike the AKLT Hamiltonian Ĥ0 in Eq. (12), the spin 2S − 2 for |S − 1⟩i |S − 1⟩i+1 , and a pair of free spin-
(0) (1) (2S−4) 1/2s for ŝi,L and ŝi+1,R , the spin composition of de-
additional terms P̂i,i+1 , P̂i,i+1 , . . . P̂i,i+1 in the general
composed spins becomes 0 ⊗ (2S − 2) ⊗ 1/2 ⊗ 1/2 =
Hamiltonian Ĥ (S) may lift up the small Stot states among (2S − 1) ⊕ (2S − 2) ⊕ (2S − 2) ⊕ (2S − 3). Then, the
(S)
degenerated ground states in Ĥ0 . Then, the realiza- state |Φ⟩ becomes a zero-energy eigenstate of the projec-
tion of ground states having a unique Stot = N (S − 1) is (2S−1) (2S−2) (2S−3)
tion Hamiltonian without P̂i,i+1 , P̂i,i+1 , or P̂i,i+1 .
naively expected. This is a natural proof for Eq. (23).
The BLBQBCBQ Hamiltonian Ĥ (S) (βS ) at β = βs The other proof based on the MPS form in Eq. (5)
(S=1)
for 2 ≤ S ≤ 4 are summarized in Table I with Ĥ0 is straight-forward. The proof is composed of two
(S=3/2) (s)
and Ĥ0 . Here, the coefficients of bilinear terms are parts, P̂i,i+1 Ai Ai+1 = 0 (0 ≤ s ≤ 2S − 4) and
negative (ferromagnetic) for S ≥ 2 while those for S < 2 (2S)
P̂i,i+1 Ai Ai+1 = 0, where matrix product Ai Aj becomes
are positive (antiferromagnetic). Due to the ferromag- − − − − −
(aŜi −Ŝj )Ŝj −Ŝi +Ŝj
netic bilinear terms for S ≥ 2, ferromagnetic states are 2S(2S−1) 2S
Ai Aj = |S⟩ |S⟩ with
favorable but due to the positive biquartic term (ĥ4i ) the Ŝi− (Ŝi− −Ŝj− )Ŝj− Ŝi− (−Ŝi− +aŜj− ) i j
maximum total-spin states are not favorable. This is a 4S 2 (2S−1) 2S(2S−1)
naive understanding of fractional magnetization under a a = 2S−12S . The four states in the MPS Ai Aj have
z
zero magnetic field. Si,j = Siz + Sjz ≥ 2S − 3, which gives the lower bound
of total spin as Si,j ≥ 2S − 3 for the four states; thus,
(s)
we obtain P̂i,j Ai Aj = 0 (0 ≤ s ≤ 2S − 4). The re-
(S=1) (S=3/2)
TABLE I. Hamiltonian Ĥ0 , Ĥ0 , and Ĥ (S≥2) (βS ) (2S)
maining task is to prove P̂i,j Ai Aj = 0. First, let
in Eq. (14) and Eq. (20) normalized by the coefficient of the
us classify the four states in Ai Aj with parity for the
bilinear term, ĥi = Ŝ i · Ŝ i+1 .
swap of indices i, j; three elements, (Ai Aj )1,2 , (Ai Aj )2,1 ,
Hamiltonian normalized Hamiltonian with ĥi = Ŝ i · Ŝ i+1 and (Ai Aj )1,1 − (Ai Aj )2,2 , have odd parity, whereas the
remaining state (Ai Aj )1,1 + (Ai Aj )2,2 has even parity.
ĥ2
(S=1) P i 2
Ĥ0 i ĥi + 3 + 3 The former three states with odd parity cannot have
(S=3/2) P
116ĥ2 i 16ĥ3i 55
total spin 2S, because the highest total spin 2S state
Ĥ0 i ĥi + 243 + 243 + 108 must have even parity. For the latter state with even
P ĥ2 ĥ3 ĥ4
Ĥ (S=2) (β2 ) −ĥ i − i
+ i
+ i parity, we must√calculate that (Ai Aj )1,1 + (Ai Aj )2,2 ∝
i 5 9 45
− s (S)
· · · = (Ŝtot ) Ĥ |Φ⟩ = 0 by using which becomes a non-integer if states having a different
z
±
Stot are degenerated during the Stot = 0 sector calcu-
[Ĥ (S) , Ŝtot ] = 0. (24) lations. In other words, the non-integer Stot provides
numerical evidence of the degeneracy. Since the ground
Here, Ĥ (S) |Φ⟩ = 0 is Eq. (23). Using the property37 of
state |Φ⟩ has Stot = N (S − 1) as shown in § IV, we also
the symmetrization mapping operator Ŝ define the shift in the total spin as
Ŝi− Ŝ = Ŝ ŝ−
i,L + ŝ −
i,R + ŝ −
i,F (25) ∆S = Stot − N (S − 1). (28)
for Eq. (1), one can show The magnetization m of a state is given by the expec-
N N
tation value of Stot as
Y Y
− s
(Ŝtot ) |Φ⟩ = Ŝ |ϕs ⟩i,i+1 (ŝ−
tot,F )
s
|S − 1⟩i,F (26) Stot
i=1 i=1 m = . (29)
NS
because (ŝ− −
i,R + ŝi+1,L )|ϕs ⟩i,i+1 = 0. Here, ŝ− tot,F = For example, the fully saturated value, m = 1, is obtained
P −
ŝi,F . It should be noted that (ŝN,R + ŝ−
− QN
1,L )|ϕ ⟩
s N,1 = 0 by the fully-polarized ferromagnetic Ising state i=1 |S⟩i .
due to PBC. Since the ferromagnetic background state
QN In the spin-1/2 BLBQ chain2,3 , fractional magnetization
(ŝ−
tot,F )
s
i=1 |S − 1⟩i,F has a total spin stot,F = N (S − m = S−1/2 = 2S−1
S 2S under a zero magnetic field has been
1) and z-component sztot,F = N (S − 1) − s, the ground numerically observed: m = S−1/2 corresponds to Stot =
− s S
state (Ŝtot ) |Φ⟩ has the same total spin Stot = N (S − 1) N (S − 1/2) due to spin-1/2 liquefaction.
z
and the same z-component Stot = N (S −1)−s. Here, s is In addition, with using DMRG, to obtain a specific
in the range [0, 2N (S −1)]; i.e., the number of degeneracy Stot = n states for a given n, we consider the specific
z
is 2N (S − 1) + 1. Stot = n sector of a Hamiltonian Ĥα = Ĥ (S) (βS )+αŜ tot ·
For S = 1, the number of degeneracy is 1 and Stot = 0: Ŝ tot for α > 0 which can lift large Stot states. Due
i.e., the unique ground state Φ(S=1) in Eq. (3). In to the SU(2) symmetry of the Hamiltonian, a desired
other words, the above discussion is a simple generaliza- Stot = Stotz
= n state becomes a ground state of Ĥα
tion of previous studies for S = 1. Then, as a future for a large enough α in an Stot z
= n subspace. Then,
research topic, one could consider anomalous features we calculate the energy of the original Hamiltonian for a
of the S = 1 system even in the ferromagnetic AKLT given n by using the ground state of Ĥα as
model, for example, correlation functions including the
string order parameters26,38 , hidden Z2 × Z2 symmetry EStot =n = ⟨ Ĥ (S) (βS ) ⟩α . (30)
revealed by the Kennedy-Tasaki transformation39 , high
dimensions20 , large spin VBS states34,40 , recent topolog- We perform the DMRG finite-size method under the
ical indices41–43 , SPT for larger S 31 . periodic boundary condition using a ladder configuration
z
Despite the rigorous proof of the ground states, there with and without the conserved value Stot . The max-
− s imum number of finite-size sweeps is 20. The number
is a possibility that another ground state than (Ŝtot ) |Φ⟩
exists. Then, we need numerical results to show that the of remaining basis in the block is χ ≤ 800, where the
ferromagnetic AKLT state is a unique ground state in maximum memory is approximately 100GB.
the next section.
A. Unique Total Spin of Ground States
V. NUMERICAL RESULTS
In this subsection, we discuss whether the ferromag-
In this section, we present the numerical results of us- netic AKLT states with Stot = N (S − 1) are unique
ing the Lanczos method and DMRG to answer the three ground states or not for Ĥ (S) (βS ), as defined in § III.
questions in the lower panel of Fig. 1 (b). Because the As a numerical result, the ferromagnetic AKLT states
simplified Hamiltonian Ĥ (S) (βS ) still has both transla- with Stot = N (S − 1) are unique under the finite-size
tional symmetry and SU(2) symmetry, each state is la- gap for 5/2 ≤ S ≤ 4 but are not unique for S = 2.
beled by quantized numbers: wave number q = 2πn/N , In the latter case, the expectation value of Stot becomes
z a non-integer value due to the degeneracy, for both the
total spin Stot , and its z component Stot . Here, n is an
z z
integer and N is the system size. The Stot and Stot can ED and the DMRG results in the Stot = 0 sector. To
be calculated both in the Lanczos method and DMRG, increase S is inevitable. Although the upper limit, S ≤
whereas the wave number q can be calculated only in the 4, is introduced in our calculation through the specially
Lanczos method. With both methods, the total spin is chosen βS in Eq. (20), it is naively expected that the
calculated as uniqueness of Stot will hold for S > 4 with using β in
q Eq. (16).
4⟨Ŝ tot · Ŝ tot ⟩ + 1 − 1 In addition, we conclude that another ground state
Stot = , (27) for S = 2 has Stot = 0. To obtain direct evidence of
2
7
1.07
S=1 0.45 S=5/2 N=12,14
S=5/2 S=3 N=8,10,12
1.06 S=3 S=7/2 N=8,10
0.4
S=7/2 S=4 N=8,10
1.05 S=4
0.35
1.04 0.3
E-,q /E+,N=4
E+/E+,N=4
0.25
1.03
0.2
1.02
0.15
1.01
0.1
1
0.05
0.99 0
0 0.05 0.1 0.15 0.2 0.25 0.00π 0.25π 0.50π 0.75π 1.00π
1/N q
4 4
1.6 1.6
1.4 2 1.4 2
∆E/E+,N=4
E/E+,N=4
E-,q
E-2,q -2 -2
0.8 E-3,q 0.8
0.6 0.6
-4 Lanczos -4
DMRG
0.4 0.4 E+,q
E-,q
-6 E-2,q -6
0.2 0.2 E-3,q
0 -8 0 -8
0 0.5 1 1.5 2 2.5 3 0 0.5 1 1.5 2 2.5 3
q q
can depict the energy diagram at finite h without any where we have the gapped and unique ground state |Φ⟩.
calculation.
Figure 8 shows the energy diagram for spin S = 3
when the magnetic field h is equal to one half of the Hal- VII. APPLICATION TO MBQC
dane gap E+,π . Compared with Fig. 7 covered with the
light-blue region, the structure of low energy excitation As the gapped and unique ground state |Φ⟩ was estab-
is clarified with a finite gap. In the following, we discuss lished in § VI, a generalization of MBQC for the spin-1
this clarification induced by the magnetic field. AKLT model47 is straightforward. Four-fold degenerated
For Goldstone-type m-magnon gapless excitations ground states under the open boundary condition (OBC),
E−m,q which were connected to E = 0 at q = 0, as i.e., Ĥ (S) |J (s) =0 in Eq. (14), are written in the MPS as
shown in Fig. 7, the lowest excitation energy with Zee- N
This is a direct generalization of spin-1 MBQC47 . For tional magnetization is called as the Haldane plateau by
S > 1, other generalizations with using |m⟩ (m < S − 3) Sakai and Okamoto57 .
can be possible and might be suitable for measurement
Moreover, combined with the previous study on unique
along rotated spin axis.
magnetization m = (S − 1/2)/S in spin-S BLBQ
Compared with the spin-1 MBQC, a finite magnetic
models2,3 , the spin parity effect on the existence of the
field, which is not required for the spin-1 MBQC, is re-
Haldane gap can be generalized to ferromagnets. This
quired to realize the gapped and unique ground state.
spin parity effect for ferromagnets does not depend on
The magnetic field also affects edge states, which can be
spin S but depends on the macroscopic shrinking of Stot
a drawback. However, there can be new properties which
as shown Fig. 1 (b). After we quantify the shrinking of
do not exist in the spin-1 antiferromagnetic MBQC,
Stot as a variable s = S − Stot /N in
such as the magnetic field control of spontaneously-
magnetized ground states, inter-edge interaction through
the Goldstone-type one magnon modes, edge states at
Stot = N (S − s), (42)
domain-wall boundaries.
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