Success of BCS theory
Shibnath Samanta (PH12D055) 
PhD Scholar, Dept. of Physics, IIT Madras. 
ABSTRACT 
The most successful theoretical model that gives the first correct explanation to superconductivity is known as 
BCS  theory.  In  1957,  more  than  40  years  after  the  discovery  of  superconductivity,  three  physicists, Bardeen, 
Cooper  and  Schrieffer,  finally  found  the  correct  explanation  to  superconductivity  in  metals.  Hence  the  model 
has been named as BCS theory after their  initials.  They proposed that the electrons form pairs, called cooper 
pairs before forming a collective quantum wave. Almost all superconducting properties of metals and behavior 
of characteristic length and other parameters have been explained well by BCS theory. The theory is also used 
in nuclear physics to describe the pairing interaction between nucleons in an atomic nucleus.  
Superconductivity  was  discovered  by Heike 
Kamerlingh  Onnes on  April 8,  1911  in  Leiden. 
Superconductivity  is  a  quantum  mechanical 
phenomenon.  It  is  characterized  by  the  Meissner 
effect. A number of theory have been developed by 
many  scientists  to  explain  different  properties  of 
superconductor  such  as  Zero  electrical  DC 
resistance,  Superconducting  phase  transition, 
critical thermodynamic parameters, Meissner effect, 
London  moment,  penetration  depth,  coherence 
length  etc.  The  first  phenomenological  theory  was 
London theory. Then in 1950 the phenomenological 
Gingburg-Landau  theory  was  devised  by  Landau 
and  ginzburg.  It  was  successful  in  many  aspects 
including  the  classification  of  Type-I  and  Type-II 
superconductor.  Finally  the  most  successful  theory 
comes  in  1957,  proposed  by  Bardeen,  Cooper  and 
Schrieffer. 
The  main  idea  of  the  BCS  theory  relies  on 
the  quantum  nature  of  electrons.  In  a  metal, 
electrons  are  waves.  Each  of  these  electrons  is 
relatively  independent  and  follows  its  own  path 
independent of other electrons. In a superconductor, 
the  majority  of  these  electrons  merge  in  order  to 
form  a  large  collective  wave.  In  quantum  physics, 
we  call  it  macroscopic  quantum  wave  function  or 
condensate. When the collective wave  is  formed, it 
requires each member to move at same speed. In a 
metal, an  individual electron is easily diverted by a 
flaw or an atom that is too big. In a superconductor, 
this  same  electron  can  be  diverted  only  if,  at  the 
same time all other electrons of the collective wave 
are  diverted  in  the  exactly  same  manner.  The  flaw 
in a single atom surely cannot do that, the wave will 
not  be  diverted  and  thus  it  will  not  be  slowed 
down
1-2
. 
BCS  derived  several  important  theoretical 
predictions that are independent of the details of the 
interaction,  since  the  quantitative  predictions 
mentioned  below  hold  for  any  sufficiently  weak 
attraction  between  the  electrons  and  this  last 
condition  is  fulfilled  for  many  low  temperature 
superconductors  -  the  so-called  weak-coupling 
case
3
.  These  have  been  confirmed  in  numerous 
experiments: 
According  to BCS theory Specific heat(1), flux 
quantization(2),  critical  fields(3,4,5),  oscillation  of 
DC Josephson current(6) are as follows 
T
c
s
e
T T
c
/ ) 0 (
2 / 3
) 0 (
34 . 1
  A 
|
.
|
\
| A
=
..1    
0
2
  u = = u   n
e
nhc
2     
2
0
1
t
u
~
c
H ...3 
2
0
2
tc
u
~
c
H 4
  c c c
  H H H   ~
2 1
.5
eV 2
= e .6 
The electrons are bound into Cooper pairs, and 
these  pairs  are  correlated  due  to  the Paulis 
exclusion  principle for  the  electrons,  from  which 
they are constructed. Therefore,  in order to break a 
pair,  one  has  to  change  energies  of  all  other  pairs. 
This means there is an energy gap for single-particle 
excitation
4
.  This  energy  gap  is  highest  at  low 
temperatures  but  vanishes  at  the  transition 
temperature when superconductivity ceases to exist. 
The  BCS  theory  gives  an  expression  that  shows 
how  the  gap  grows  with  the  strength  of  the 
attractive  interaction  and  the  (normal  phase)  single 
particle density  of  states at  the Fermi  energy. 
Furthermore,  it  describes  how  the  density  of  states 
is  changed  on  entering  the  superconducting  state, 
where there are no electronic states any more at the 
Fermi  energy.  The  energy  gap  is  most  directly 
observed in tunneling
5
 experiments and in reflection 
of microwaves from superconductors. 
BCS  theory  predicts  the  dependence  of  the 
value of the energy  gap  E
g
 at temperature  T on the 
critical temperature  T
c
. The ratio between the value 
of the energy gap at zero temperature and the value 
of  the  superconducting  transition  temperature 
(expressed in energy units) takes the universal value 
of  3.52.  It  is  independent  of  material.  Near  the 
critical temperature the relation
6
 asymptotes to 
|
|
.
|
\
|
 =
c
c B g
T
T
T K E 1 52 . 3
7
 
This  is  based  on  the  fact  that  the  superconducting 
phase  transition  is  second  order,  that  the 
superconducting phase has a mass gap.  
Due  to  the  energy  gap,  the  specific  heat  of 
the  superconductor  is  suppressed  strongly 
(exponentially)  at  low  temperatures.  There  is  no 
thermal  excitations  left.  However,  before  reaching 
the  transition  temperature,  the  specific  heat  of  the 
superconductor  becomes  even  higher  than  that  of 
the normal conductor (measured immediately above 
the  transition)  and  the  ratio  of  these  two  values  is 
found to be universally given by 2.5. 
BCS  theory  correctly  predicts  the  Meissner 
effect,  i.e.  the  expulsion  of  a  magnetic  field  from 
the  superconductor  and  the  variation  of  the 
penetration  depth  (the  extent  of  the  screening 
currents  flowing  below  the  metal's  surface)  with 
temperature.  This  had  been  demonstrated 
experimentally  by Walther  Meissner and Robert 
Ochsenfeld in their 1933 article Ein neuer Effekt bei 
Eintritt der Supraleitfhigkeit. 
It  also  describes  the  variation  of  the critical 
magnetic field (above which the superconductor can 
no  longer  expel  the  field  but  becomes  normal 
conducting)  with  temperature.  BCS  theory  relates 
the value of the critical field at zero temperature to 
the  value  of  the  transition  temperature  and  the 
density of states at the Fermi energy. 
In  its  simplest  form,  BCS  gives  the 
superconducting  transition  temperature  in  terms  of 
the  electron-phonon  coupling  potential  and 
the Debye cutoff energy
8
: 
V N
D c B
  e E T k
) 0 ( / 1
14 . 1
  
=
..8
 
Here  N(0)  is  the  electronic  density  of  states  at  the 
Fermi energy. 
The  BCS  theory  reproduces  the isotope 
effect,  which  is  the  experimental  observation  that 
for  a  given  superconducting  material,  the  critical 
temperature is inversely proportional to the mass of 
the isotope used  in  the  material.  The  isotope  effect 
was  reported  by  two  groups  on  the  24th  of  March 
1950,  who  discovered  it  independently  working 
with  different mercury isotopes,  although  a  few 
days before publication they learned of each other's 
results  at  the  ONR  conference  in Atlanta,  Georgia. 
The  two  groups  are Emanuel  Maxwell,  who 
published  his  results  in Isotope  Effect  in  the 
Superconductivity  of  Mercury and  C.  A.  Reynolds, 
B.  Serin,  W.  H.  Wright,  and  L.  B.  Nesbitt  who 
published  their  results  10  pages  later 
in Superconductivity  of  Isotopes  of  Mercury.  The 
choice  of  isotope  ordinarily  has  little  effect  on  the 
electrical  properties  of  a  material.  But  affect  the 
frequency of lattice vibrations, this effect suggested 
that superconductivity be related to vibrations of the 
lattice.  This  is  incorporated  into  the  BCS  theory, 
where lattice  vibrations yield the binding energy of 
electrons in a Cooper pair. 
Although  BCS  theory  seems  to  fail  in  the 
case  of  some  superconductors  such  as  cuprates  or 
pnictides, at present it is the most successful theory 
to explain superconductivity in metals. 
References:  
1.  Bardeen, J.; Cooper, L.  N., Schrieffer, J. R. 
"Microscopic  Theory  of 
Superconductivity". Physical 
Review 106 (1): 162164, (April 1957).  
2.  Bardeen, J.; Cooper, L. N.; Schrieffer, J. R. 
"Theory  of  Superconductivity". Physical 
Review 108 (5):  11751204  (December 
1957).  
3.  Leon  N.  Cooper  and  Damitri;  BCS:50 
Years  World Scientific Publishing Co. Pvt. 
Ltd. ISBN: 978-9814304641 
4.   Aruldhas  &  Rajagopal;  Modern  Physics 
PHI Learning Pvt. Ltd 
5.   Page- 433, Charles P. Poole, Jr., Horacio A. 
Farach,  Richard  J.  Creswick; 
Superconductivity;  Academic  Press, 
ISBN: 987-0-12-088761-3 
6.  Page-203, Ajoy Saxena; High Temperature 
Superconductor,  Springer,  ISBN:  987-3-
642-00711-8 
7.  M.  J.  Buckingham,  Very  High  Frequency 
Absorption  in  Superconductors  Physical 
Review-101, 1431-1432 (1956) 
8.  Page-8,  Ran  Yang;    Time  Resolved 
Magnetic  flux  and  Ac-current  Distribution 
in  Superconducting  YBCO  thin  films  and 
Multifilaments