Theory and Utility of FT-NIR
Spectroscopy
An Introduction to 
Nicolet Antaris FT-NIR Analyzers
2
The study of the interaction of 
electromagnetic waves and matter
(Includes UV, visible, NIR, IR, Raman etc.)
MOLECULAR SPECTROSCOPY
MOLECULAR SPECTROSCOPY
3
Transitions Guide to the EM Spectrum
4
Radiowave NMR
Microwave Rotation of molecules, ESR
IR Fundamental molecular 
vibrations
NIR Overtones and combinations of 
Mid-IR
UV / Visible Electronic transitions, energy of 
electrons raised to an excited 
state
X-Ray Core electronic transitions in 
atom
SPECTRAL  ABSORPTIONS
SPECTRAL  ABSORPTIONS
5
Vibrational Spectroscopic Regions
Mid-IR Spectral Region
4,000 - 400 cm 
-1
(wavenumber)
2,500 - 25,000 nm (wavelength of light)
NIR Spectral Region
12,820 - 4,000 cm
-1
(wavenumber)
780 - 2,500 nm (wavelength of light)
To convert between nm and wavenumbers, simply take the inverse of the 
number in nm and multiply by 10
7
. For example, to convert 1000 nm into 
wavenumbers, take 1000, invert it and multiply by 10
7
. This gives 10,000 cm
-1
.
6
What Information Comes From the NIR ?
Mid-IR spectroscopy makes use of fundamental vibrations
Near-IR spectroscopy uses Overtones and Combination 
Bands
Overtones and Combination Bands are types of vibrations 
related to the fundamental vibrations seen in the Mid-IR
3000 cm
-1
6000 cm
-1
9000 cm
-1
12000 cm
-1
3
rd
Overtone
2
nd
Overtone
1
st
Overtone
Fundamental 
Vibration
7
Nature of Overtones
Musical instruments like guitars and pianos make use of 
fundamentals and overtones just like in spectroscopy
Overtones occur at about 2 and 3 times the frequency of 
the fundamental vibration. Absorption intensity decreases 
with increasing overtones
Band overlap increases with increasing overtones
8
Fundamental and Overtones  A Quantum View Fundamental and Overtones  A Quantum View
-500
1500
3500
5500
7500
9500
11500
13500
15500
17500
-0.75 -0.25 0.25 0.75
Di spl acement from Equi l i bri um Bond Length (Angstroms)
E
n
e
r
g
y
 
(
c
m
-
1
)
2
nd
Overtone v = 0 3
1
st
Overtone  v = 0 2
Fundamental v = 0 1
=3
=2
=1
=0
9
Occur Close to 
Integer Multiples Of Fundamental Bands.
For example: C-H Overtones Will Occur Near:
First Overtone
2960cm-1 (C-H Stretch) * 2 = 5920 cm
-1
3378 nm (C-H Stretch) * 1/2 = 1689 nm
Second Overtone
2960cm-1 (C-H Stretch) * 3 = 8880 cm
-1
3378 nm (C-H Stretch)* 1/3 = 1126 nm
Overtones
Overtones
10
Combination Bands
 There are vibrations in the Near-IR other than overtones of 
fundamentals. These are called Combination Bands.
 COMBINATION Bands are the sum of several fundamentals 
from different vibrations. One photon of light excites two 
vibrations.
 Combination Bands are typically found at lower energies than 
overtones.
11
COMBINATION Bands Appear Near The Sum Of Two Or 
Three FUNDAMENTAL Bands
For Example: A C-H Combination Will Occur Near
2960cm
-1
(C-H Stretch) + 1460cm
-1
(C-H Bend) 
= 4420cm
-1
= 2262nm
Combination Bands
Combination Bands
12
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.9
1.0
1.1
1.2
A
b
s
o
r
b
a
n
c
e
4000   5000   6000   7000   8000   9000   10000  11000 
Wavenumbers (cm
-1
)
Example NIR Spectrum
3
rd
Overtone
2
nd
Overtone
1
st
Overtone
Combination
13
NIR  Characteristics
 R-H groups have the strongest overtones due to hydrogens 
degree of anharmonicity.
 O-H, N-H, C-H, S-H bonds etc. strong NIR absorbers
 H
2
and O
2
has no change in dipole moment, hence no NIR 
absorption
 R-H stretch or R-H stretch/bend form most NIR bands
14
Typical Absorptions
Frequency (cm
-1
)
14,300  11,111   9090      7692      6666      5882     5263    4761      4347     4000    
700        900      1100      1300      1500     1700     1900   2100     2300     2500 
Wavelength (nm)
15
Typical FT-NIR Measurements
Qualitative and quantitative analysis
 Identification
 Qualification and quantitation
 Determination of change
 Process monitoring and control
Can measure all sample types
Solids Softgels Films
Liquids Grains Suspensions
Tablets Pastes Syrups
Powders
16
Uses for NIR Spectroscopy
NIR spectroscopy finds widespread use as an excellent 
QA/QC analysis tool in industrial applications:
 Pharmaceutical
 Chemical
 Petrochemical
 Food and Beverage
 Polymer 
 Agriculture
NIR is a proven and popular technique because it is 
rapid, accurate, non-destructive and can go through 
glass and plastic to analyze the material inside
17
The FT-NIR Analysis Advantage
Large pathlength 
 Analyze more sample 
Sampling in situ - through 
glass, packaging materials
 No sample preparation 
required
Accurate and precise
Fast - Results in seconds
No Hazardous reagents
Non-destructive
Remote sampling capabilities
18
ASTM NIR Method E 1944
USP Chapter <1119>
European Pharmacopeia 
(Ph.Eur.) 2.2.40 1997 
(European Directorate for the Quality of Medicines)
Regulatory Acceptance for Near IR
19
Types of Near IR Instrumentation
Filter  Wavelength filters used to select specific 
wavelengths for analysis
Dispersive  Gratings or prisms in combination with slits
Fourier Transform (Nicolet Antaris)  Interferometer and 
internal HeNe laser
20
 A complete analyzer for the pharmaceutical, food & 
beverage, chemical, and polymer industries
Nicolet Antaris
TM
FT-NIR Analyzer
21
FT-NIR Spectrometer
Detector
IR Source
Fixed mirror
x 0      -x
Beamsplitter
Laser diode
He-Ne laser
Sample
Moving mirror
22
Based on the same interferometer technology used for 
mid-infrared and FT-Raman
Utilizes all the advantages of FT based instruments
 Internal calibration is derived from He-Ne laser                   
(precision = 0.01 cm
-1
)
 High resolution (4 cm
-1
)
 All wavelengths are measured simultaneously
 Higher energy throughput (larger apertures)
 Excellent stability and reproducibility
 Dynamic alignment
FT Technology for Near Infrared
23
Limitation of Old Dispersive Technology
Mechanically complicated
Grating filter and chopper
Poor resolution
16 cm
-1
or worse
Loss of spectral information
Wavelength inaccuracy
Due to prism or grating
Stray light effects
Difficult to transfer methods 
due to wavelength inaccuracy
24
Traditional NIR Problems 
Poor Wavelength Accuracy and Precision
FT-NIR advantage: data repeatability and method 
reliability due to superior wavelength accuracy and 
precision
 Internal frequency reference with HeNe laser
7299.02500
Water Vapor Peak Bench S/N AFA00
7299.02100
Water Vapor Peak Bench S/N AFA0
 1300
 1350
 1400
 1450
 1500
 1550
 1600
 1650
S
i
n
g
l
e
 
B
e
a
m
 7300  
Wavenumbers (cm-1)
25
Traditional NIR Problems 
Low Resolution
Information can be hidden at lower resolution
 Need resolution to distinguish two closely related materials
FT-NIR advantage  simpler models with fewer calibration 
spectra possible with greater specificity
32 cm
-1
2 cm
-1
26
Traditional NIR Problems 
Poor System Stability and Artifacts
Stability  consistency 
in measurement 
results
Artifacts  peaks or 
other anomalies in the 
spectrum not due to 
the sample
Problems eliminated 
with Nicolet Antaris
design
Sampling with an FT-NIR Analyzer
28
Measurement Techniques
Transmission
 Liquid analysis
 Quantitative
 Qualitative
 Films
 Tablets
 Semi-solids
Diffuse reflectance
 Powders
 Solids 
 Tablets
 Fibers 
 Pastes
 Suspensions with high 
solids contents
 Opaque semi-solids
29
Nicolet Antaris FT-NIR Analyzer - Overview
Fiber Optic  
Integrating Sphere 
Transmission 
Method Development Sampling System (MDS) shown above
Dedicated configurations also available for specific analyses
30
MDS System 
 All techniques on one 
system
Other Dedicated Systems
 RTS System
 Liquid Analyzer
 Solid Sampling System
 Tablet Analyzer
 Fiber Optic System
 Fiber Optic Multiplexer
Tablet Analyzer 
Fiber Optic  
Integrating Sphere 
Transmission 
Nicolet Antaris FT-NIR Analyzers
31
Nicolet Antaris Optical Bench
Rugged industrial platform
Dynamic Alignment
User-replaceable and pre-
aligned consumables
Modular design flexibility with 
stability of fixed beampaths
Integrated validation (Built to 
meet or exceed USP 
monograph)
32
Near IR Quartz Halogen Source
External replacement with only 3 
screws
No wires
Source change in seconds
Pinned-in-place aluminum 
housing for lock-and-key fit
High throughput
33
Internal Referencing For All Collection Types
Protected internal reference material 
simplifies background collection
 Spectralon
 Diffuse Gold Flag
Eliminates errors due damaged 
reference materials
Collect backgrounds with sample 
already loaded
Easy to use and automated
34
Reflection Sampling  Integrating Sphere
Ideal collection 
environment for diffusely 
reflected light
High efficiency collection
Internal gold background 
material
Sample simply needs to be 
placed on the instrument 
for data collection
35
Liquid Sampling - Transmission Compartment
Collect data on liquid, film or 
paper
Accommodates vials, tubes, 
cuvettes and card holders
Temperature control
Automatic internal background 
position in transmission cell
Reproducible positioning
36
Fiber Optic Sampling  SabIR and 3
rd
Party Probes
Transflectance or reflection 
sampling 
Fiber optic port uses standard 
SMA connectors
Remote sampling capability for 
At-line, near-line, on-line
Ideal for incoming raw material 
identification and in-process 
analysis
37
Solid Transmission Sampling  Tablet Analyzer
Thick, opaque tablets give 
quantitative results for
 Content uniformity
 API or excipient concentrations
 Physical properties like hardness
Integrating sphere reflection data 
gives tablet coating information 
Collect reflection and transmission 
data without removing the tablet
Dedicated softgel detector
Transmission
Diffuse Reflection
38
Antaris II
Method Development System - All sampling types for NIR
 Transmission, tablets, softgels, diffuse reflection, fiber optics
 Automatic sampling of solid dosage forms - 40 tablets at once
 Simultaneous reflection and transmission measurement of tablets
Configurable base system with selection of sampling modules
39
Remote Sampling  Fiber Optics  Antaris MX
AntarisMX
Simultaneous multi-channel 
measurement
Simultaneous internal backgrounds
No mechanical multiplexing
Dual trigger probe capability
Programmable analog/digital I/O 
options with RESULT Interface
Spectral corrections adjust for fiber 
optic differences
40
Analyzer performance verification
Traditionally done with probe 
pulled off process
Internal reference channel can 
qualify operation while probe is 
inline
Traceable reference standards 
for spectroscopic performance 
checks according to USP 
<1119>
41
Fiber optic probes
High quality probes with 
proprietary window mounts in 
custom configurations
Specialty probes
 Fermentation  dual mode 
reflection and transmission
 Retractable dryer probe with self 
cleaning tip and wash chamber
42
High Throughput Sampling  Autosampler RS 
and Multipro Autosampler
Multiple samples with no operator 
interaction
Eliminates sample-to-sample 
operator error
Useful for analyzing tablets, 
softgels, solids or powders in vials
Transfer already existing methods 
for seamless scale-up
43
Heterogeneous Sampling  Sample Spinners
Obtain spectra of heterogeneous 
samples like
Polymer pellets Grains
Coarse powders Silage
Granular solids Corn
Crystalline materials
Eliminate the need to collect multiple 
spectra on the same sample
44
Antaris EX: A complete process analyzer
Hazardous environments 
Integrated computing
Integrated process 
communications
Same sampling technology 
and advantages as MX
 Simultaneous measurements 
with internal referencing and 
qualification
Not a box that you have to put 
inside of another box!
Complete new lineup of 
probes
45
Hazardous environments
Three EX models:
 EX-Z1 for Class I Division 1/Zone 1 
Environments
 EX-Z2 for Class I Division 2/Zone 2 
Environments
 EX-IP65 for 
Enclosures are:
 Hose washable, Stainless steel, 
corrosion proof
 Individually certified
Vortex cooling provides operating 
temperature range of -20 to 40 C
Purge systems (different for each 
environment) linked to power of 
system
46
On Blender Analysis
47
Blending in Development  Multiple sizes
Instrumentation must work with a wide range of blender sizes
Issues of scale with equipment size and weight
48
Monitoring the Blend with NIR
By scanning the sample (pharmaceutical powder blend) 
through a window in the modified lid, the progression of mixing 
and concentration of components can be measured
Data is triggered when bin is upside down (powder in contact 
with sampling window)
Powered by rechargeable battery pack
Diffuse reflection sampling
Wireless communications to remote PC with RESULT 
software for control/DAQ
Standard deviation measurement can be used to determine 
when mix is fully achieved
49
The Spectroscopy Technology
Optical Bench Optical Bench
Optical Module Sub-Assembly Optical Module Sub-Assembly
Spectrometer Assembly Spectrometer Assembly
Source  Semiconductor based NIR tunable laser
Not a light bulb/globar  does not go out or fade
Rated for a 25 year lifetime (Telcordia Spec.)
Wavelength selection - High resolution (2 nm / 8cm-1)
Fabry-Perot tunable filter
Tuning range of hundreds of nm
Scans full range in tens of milliseconds
Insensitive to vibration
Internal Wavelength and Amplitude Reference
Ensures optimum wavelength calibration over 
time
50
Instrumentation and Sampling Interface
 Detector: Single element InGaAs photodiode
 Optimized detector element sized to collect highest solid angle for
maximum efficiency
 Baseline s/n of 0.0002
 Wavelength ranges available
 1350-1550 nm, 1550-1800 nm and
1800  1970 nm
 Fast Scanning (~80 ms / scan)
 Sample sensing area of 40 mm
(coincides with ~600 mg sample size)
 Smaller spot size available (~10 mm) for
 intra-dosage uniformity investigation
 Wireless communication (~15 meters)
 Battery operation (2  3 hours)
Fiber Optic Input
From Spectrometer 
Collimating Lens
Assembly 
Sapphire
Window
Assembly 
Detector Lens
Assembly
Extended Range High
Performance Single
Element InGaAs Detector
Diffuse Gold Reference
Validation Sample Position
Fiber Optic Input
From Spectrometer 
Collimating Lens
Assembly 
Sapphire
Window
Assembly 
Detector Lens
Assembly
Extended Range High
Performance Single
Element InGaAs Detector
Fiber Optic Input
From Spectrometer 
Collimating Lens
Assembly 
Sapphire
Window
Assembly 
Detector Lens
Assembly
Extended Range High
Performance Single
Element InGaAs Detector
Diffuse Gold Reference
Validation Sample Position
Diffusely reflected energy
51
Summary
On Blender Real-time analysis provides a rapid and calibration 
free method of getting blend information and performing 
experiments
With the correct type of optical interface the instrumentation 
can be quickly moved between blender sizes and types for 
scale-up development
Instrumentation is process friendly
 Small
 Lightweight
 Easy to set up
 Long battery life
 Robust 
RESULT Software Suite for the 
Nicolet Antaris Analyzer
53
RESULT Software Suite for Near IR
RESULT is the software package made for collecting 
Near IR data with the Nicolet Antaris Analyzer
Provides
 Real time data acquisition
 Sample prediction using developed models
 Chemometrics tools for method development
 Full suite of compliance tools
54
RESULT Provides Tools for all Users 
RESULT Operation allows users with no science training 
to run routine analyses
 Minimal training time and one-click use
RESULT Integration provides the tools to develop 
workflows with integrated SOPs for workroom deployment
 Design simple workflows like Raw Material ID
 Create sophisticated experiments with logical gates, delays and 
repeats
55
RESULT Provides Tools for all Users 
TQ Analyst is a powerful chemometrics package
 Easy to use
 Fully integrated with spectral collection software
 No secondary programs needed
Administrator Mode
 Creates new users
 Maintains system integrity
 Sets workflow access privileges for all users
56
ValPro Instrument Qualification Platform
Design qualification (DQ) 
documentation provided
Detailed Installation Qualification (IQ) 
procedure
USP-based Operational Qualification 
(OQ) tests provided
 Traceable & serialized internal validation 
wheel
Tools for Performance Qualification 
(PQ) 
57
21 CFR Part 11 Compliance with RESULT
Full Suite of Part 11 Tools
 Full operation auditing
 SOP enforcement and 
automation
 Digital signatures
 Security, access control, and 
privilege and workflow 
assignment
58
Software Validation
TQ Analyst Algorithms
 Fully Documented
 Externally reproduced for verification in Excel
 Demonstrates internal validation
59
Process Analytical Technology (PAT)
PAT is a systemfor designing, analyzing, and 
controlling manufacturing through timely 
measurements (i.e., during processing) of critical 
quality and performance attributes of raw and in-
process materials and processes with the goal of 
ensuring final product quality
Seamless migration of FT-NIR technology from the 
laboratory to the manufacturing floor
60
Time for a Paradigm Shift - PAT
In-process testing that currently exists in 
pharmaceutical manufacturing consists of
 Physical measurements
 Results from samples sent to the lab while processes 
were halted or continued blindly
Current testing is not real-time, nor whole batch
Non-optimal conditions can still occur (over-
blending for example)
Testing and waiting for results is costly
61
Typical FT-NIR PAT Applications
Blending and mixing
Reaction monitoring
Fermentation
Drying
Post tableting tests
62
Traditionally, optimal mixing time 
was determined during process 
development and scale-up
Avoids problems of incomplete or 
over-blending (de-blending)
Improves efficiency of production 
processes and equipment usage
Assures product uniformity
Goals
 Establish adequacy of mixing
 Eliminate thieving/process 
interference
 Eliminate error and recipe 
approach
 Accurate endpoint determination
NIR in the Manufacturing Process
63
Integration with manufacturing systems
RESULT OPC (OLE for 
Process Control) Server 
facilitates powerful 
communication with 
manufacturing systems
Send and receive 
commands 
automatically
Trigger runs, endpoints, 
valves, etc.
64
Communication is Essential to Process Control
Communication system must be able to bridge
 Disparate technologies from various manufacturers
 Compatibility with both high and low level interfaces
 Opposing computer platforms
 Geographic separation from target
 Interface with business software to expand the process 
control loop
Data communication architecture must be inclusive, 
not exclusive
Existing and modern facilities 
65
OPC in Process: Dryer Monitor
Analyzer Data 
Processing
OPC Server 
Output
SCADA or DCS 
OPC Input
Dryer Data 
Collection
66
Typical FT-NIR Pharmaceutical Applications
Raw Material ID
Moisture Content
Content Uniformity
Tablet API
Coating Thickness
Process Analytical Technology (PAT)
67
Pharmaceutical Application: Raw material ID
Apply NIR to inspect incoming 
raw materials quickly at the 
loading dock
Equip the receiving area with 
an NIR to be used by 
technicians who are not 
trained as scientists
Confirm the identity of each 
container of material that is 
received, without lab wet 
chemistry techniques that are 
time-consuming and 
expensive
68
Library Raw Material Samples
One lot each of the following substances was provided 
for the construction of the raw material library
d-Glucose
d-Fructose
Sucrose
d-Mannitol
d-Sorbitol
-d-Lactose Monohydrate
Acetylsalicylic Acid
Acetaminophen
L-Ascorbic Acid
Citric Acid
69
Validation Samples
d-Glucose - Second lot from a different manufacturer
d-Fructose - Second lot from a different manufacturer
Acetaminophen - Second lot from a different manufacturer
Salicylic Acid - Degradation product of Acetylsalicylic Acid
2-acetamidophenol - Constitutional isomer of acetaminophen
-d-Lactose anhydrous - Dehydrated form of library material
Black items are positive challenge samples (Should Pass) 
Red items are negative challenge samples (Should Fail)
70
External Challenge Validation Results
Compound Score Result
Glucose (Lot #2) 99.9 Pass
Fructose (Lot #2) 98.0 Pass
Acetaminophen (Lot #2) 100.0 Pass
Salicylic Acid 55.2 Fail
2-Acetamidophenol 19.3 Fail
Lactose Anhydrous 68.9 Fail
71
FT-NIR Success stories
 Customer had a plant with diverse array of incoming raw 
materials that needed to be classified accurately.
 Implemented  NIR testing for over 200 materials
 Based upon technician time savings alone, paid back the 
investment in about 7 months
 Needed to identify a small number of materials at very 
high volume composing the bulk of their test load
 Implemented 100 % inspection for ID and qualification
 Dropped their testing time on each incoming shipment of 
raw material by 68 %
72
Lyophilized Material Analysis
Lyophilized materials are an excellent application for 
analysis by NIR
Packaging cannot be opened without corrupting the 
product inside
Can apply to food, 
pharmaceutical, fine 
chemical or biotech 
industries
73
Current Testing for Lyophilized Products
Current testing methods like Karl Fisher titration, LOD 
or GC
 cumbersome, time consuming and costly
 destructive
NIR does not need solvents or carrier gases
NIR calibrations for lyophilized materials have been 
shown to be as accurate as the reference method
Other components can also be measured using the 
same NIR spectrum (Buffer, API, Cryoprotectant)
74
Case Study For Lyophilized Sample Analysis
Primary component of interest in any lyophilized materials is 
moisture (0.5% - 2.0% typically)
Sample is Thrombin, a topical coagulant used in the medical 
and dental fields
Thrombin loses its efficacy if exposed to high heat or wet 
conditions. Current application will look at moisture and 
potency in Thrombin
75
Moisture First Overtone Region
76
Close-up of First Moisture Overtone Region 
77
Calibration Curve for Moisture
78
Calibration for Potency
Quantification of Active 
Pharmaceutical Ingredient (API) 
in Tablets
80
Show Concentration Differences in Tablets
 Distinguish different clinical tablet formulations by amount 
of active ingredient
 Finished product is a tablet and manufacturing protocols 
need independent verification of amount of active 
ingredient
 Understand the differences between transmission and 
reflection analysis of tablets
81
Reflectance Spectra for Clinical Tablets
0.25
0.35
0.45
0.55
0.65
0.75
L
o
g
(
1
/
R
)
5000   6000   7000   8000   9000  
-2.2
-1.8
-1.4
-1.0
-0.6
-0.2
0.2
0.6
1.0
1.4
L
o
g
(
1
/
R
)
5400   5500   5600   5700   5800   5900   6000  
Wavenumbers (cm
-1
)
Expanded 
Second 
Derivative
82
Tablet Reflection Results
0
10
20
30
0 10 20 30
Label Claim (Rel. Units)
N
I
R
 
C
a
l
c
u
l
a
t
e
d
 
(
R
e
l
.
 
U
n
i
t
s
)
Calibration
Validation
R = 0.99742
RMSEC  = 0.606
83
Tablet Transmission Results 
0
10
20
30
0 10 20 30
Label Claim (Rel. Units)
N
I
R
 
C
a
l
c
u
l
a
t
e
d
 
(
R
e
l
.
 
U
n
i
t
s
)
Calibration
Validation
R = 0.99965
RMSEC  = 0.0561
84
API Quantification Can Also Be Done Using 
Qualitative Methodology - Discriminant Analysis
PC1
P
C
3
0
1
2
4
12
16
24
Principal component scores plot reveals quantitative method 
may not be necessary
The required information is obtained with excellent results 
using qualitative analysis (Discriminant)
85
NIR in Pharmaceuticals - Summary
NIR has proven useful in the following applications:
 Raw Material ID
 Raw Materials - Particle Size
 Analysis of Parenteral Drugs - Lyophilized Materials
 Quantification of API in Tablets
 Blend Homogeneity
 Lactose Polymorph Screening
 SoftGel Analysis
 Enzyme Activity
86
Near IR in the Chemical Industry
Near IR analysis has proven worth across the chemical 
industry
 Fine chemicals
 Polymers
 Petrochemicals
 Paints, coatings and adhesives
 Soaps and cleaners
 Synthetic materials
At-line, near-line and on-line
Polymerization Monitoring:
Acid Value and Hydroxide
88
HoVal Analysis in NIR - Purpose
HoVal is short for Hydroxyl Value, an important metric in 
polymerization reactions
Measures both starting materials (Acid and OH) 
simultaneously from the same spectra
Condensation polymers (Polyesters) show decrease in 
acid and alcohol concentration with time
Use NIR to monitor this decrease will show when 
polymerization is finished
89
Experimental
Samples were placed into 6 mm disposable vials
Analysis using Nicolet Antaris Transmission module
90
Spectral Data for HoVal Analysis
0.4
0.8
1.2
1.6
2.0
2.4
2.8
5000   6000   7000   8000   9000   10000 
Wavenumbers (cm
-1
)
91
Hydroxyl Value Correlation
Acid Number Correlation
NIR Replaces Two Wet Chemical Methods
Plasticizer Content in PVC
93
Plasticizer Content in PVC
 Plasticizers are common additives to polymers.
 The quantity of plasticizer determines the properties of 
the polymer.
 The plasticizer contents of polymers differ depending 
on the application.
 Primary methods often involve tedious and time-
consuming extractions.
94
Samples
 Samples of polyvinyl chloride (PVC) with varying 
amounts of dioctylphthalate (DOP) as plasticizer
 Three types of samples:
 Opaque PVC plates with 5 - 50% DOP
 Transparent PVC plates with 5 - 50% DOP
 PVC Films with 9 - 40% DOP
95
FT-NIR Measurements
 As is measurements (no sample 
preparation or modification).
 Data collected from 4,000 cm
-1
to 
10,000 cm
-1
 4 cm
-1
resolution.
 90 scans
 One (1) minute collection time.
 All measurements done on 
Integrating Sphere
96
Non-Transparent Plates
97
Calibration Parameters
MSC
4125-3946
4296-4263
Norris 5,5
2
nd
Derivative
3 Films
MSC
4772-4520
5935-5322
Norris 5,5
2
nd
Derivative
4 Transparent
MSC 8982-3920 Norris 9,0
2
nd
Derivative
4 Opaque 
Pathlength
Region 
(cm
-1
)
Smoothing
Data 
Format
Factors
98
Non-Transparent Plates
99
Calibration Results
0.407 0.999 0.174 0.999 Films
1.45 0.996 0.591 0.999
Transparent 
Plates
1.49 0.995 0.375 0.999 Opaque
RMSECV Corr. Coeff. RMSEC Corr. Coeff.
Cross Validation Calibration
100
Conclusions on NIR of Plasticizer Content
Additives such as plasticizers can be measured in 
various forms of plastic materials
These materials can be finished or unfinished
 Measurements can be in-process or QC 
measurements
The analyses can be done easily, rapidly and non-
destructively
Current methodology for extraction of matrix 
elements in polymers is extremely time consuming
101
Near IR and Food
Near IR analysis of food and food products has found 
extensive use in all segments of the industry
 Processed foods
 Beverages
 Grain
 Fruit
 Meat
Common components like protein, moisture, ash, starch 
and fat are measured simultaneously without destroying 
the sample
102
FT-NIR As A Process Analytic in Food
Develop methods for any type of food product
High resolution advantage of FT technology keeps 
number of standards low
Many different sampling accessories for food products
 Sample spinner
 SabIR Fiber Optic Probe
 Cheese and Viscous Liquid Samplers
 Softgel detector (Gum)
OPC Output for analyzer incorporation into Process 
Control Systems
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NIR Analysis in the Food Industry
Moisture and Protein in Barley
Viscous Liquid Analysis
Oil in Rice Powder
Amylose Levels in Corn
Multi-component Analysis of Wine
Fat and Dry Matter in Cheese
Discrimination of J ellybeans
Choline Chloride Levels in Silage
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FT-NIR Nicolet Antaris Spectrometer Platform
RESULT Analyzer Software Platform
TQ Analyst Chemometric Software Platform
ValPro Validation/Qualification Platform
Support Pyramid of Supportproducts and services
Sales
Applications
Service
Customer
Nicolet Antaris Product Line  Complete Solution
105
The FT-NIR Advantage
The Bottom Line: 
Save Time and Money. 
Use FT-NIR to its maximum capability.