Legal Ethics IX.C.
Legal Ethics IX.C.
v	
 Fojas	
 AC	
 4103	
 
TOPIC:	
 Legal	
 Ethics,	
 Canon	
 14	
 CPR	
 
	
 
FACTS:	
 	
 
An	
 expulsion	
 case	
 was	
 faced	
 by	
 the	
 complainants	
 contending	
 that	
 they	
 have	
 illegally	
 removed	
 from	
 the	
 union	
 (FEUFA)	
 
membership	
 Mr.	
 Paulino	
 Salvador.	
 The	
 lower	
 court	
 resolved	
 in	
 favor	
 of	
 Salvador	
 and	
 ordered	
 the	
 complainants	
 to	
 
pay,	
 jointly	
 and	
 severally,	
 Mr.	
 Salvador.	
 The	
 case	
 was	
 then	
 elevated	
 to	
 the	
 Court	
 of	
 Appeals.	
 The	
 complainants	
 lost	
 in	
 
their	
 petition	
 at	
 the	
 Court	
 of	
 Appeals	
 due	
 to	
 abandonment,	
 failure	
 to	
 act	
 accordingly,	
 or	
 serious	
 neglect	
 of	
 their	
 
counsel,	
 Atty.	
 Fojas	
 to	
 answer	
 the	
 civil	
 complaint	
 on	
 an	
 expulsion	
 case.	
 	
 Atty.	
 Fojas	
 assured	
 them	
 that	
 everything	
 was	
 
in	
 order	
 and	
 he	
 had	
 already	
 answered	
 the	
 complaint.	
 However,	
 the	
 appellants	
 soon	
 discovered	
 that	
 he	
 never	
 
answered	
 it	
 after	
 all	
 because,	
 according	
 to	
 him,	
 he	
 was	
 a	
 very	
 busy	
 man.	
 Atty.	
 Fojas	
 admitted	
 his	
 mistake	
 in	
 failing	
 
to	
 file	
 an	
 answer	
 for	
 the	
 expulsion	
 case,	
 but	
 he	
 alleges	
 that	
 it	
 was	
 cured	
 by	
 his	
 filing	
 of	
 a	
 motion	
 for	
 reconsideration.	
 
However,	
 such	
 motion	
 for	
 reconsideration	
 was	
 denied.	
 Atty.	
 Fojas	
 defended	
 his	
 negligence	
 with	
 the	
 reason	
 that	
 the	
 
case	
 was	
 a	
 losing	
 cause	
 after	
 all.	
 Atty.	
 Fojas	
 also	
 asserts	
 that	
 he	
 was	
 about	
 to	
 appeal	
 the	
 said	
 decision	
 to	
 this	
 Court,	
 
but	
 his	
 services	
 as	
 counsel	
 for	
 the	
 complainants	
 and	
 for	
 the	
 union	
 were	
 illegally	
 and	
 unilaterally	
 terminated	
 by	
 
complainant.	
 Complainants	
 then	
 filed	
 for	
 a	
 disbarment	
 case.	
 
	
 
ISSUE:	
 
Whether	
 the	
 respondent	
 committed	
 culpable	
 negligence,	
 as	
 would	
 warrant	
 disciplinary	
 action,	
 in	
 failing	
 to	
 file	
 for	
 the	
 
complainants	
 an	
 answer	
 
	
 
HELD:	
 
Yes.	
 The	
 Supreme	
 Court	
 upheld	
 Canon	
 14	
 of	
 the	
 Code	
 of	
 Professional	
 Responsibility.	
 Once	
 he	
 agrees	
 to	
 take	
 up	
 the	
 
cause	
 of	
 a	
 client,	
 the	
 lawyer	
 owes	
 fidelity	
 to	
 such	
 cause	
 and	
 must	
 always	
 be	
 mindful	
 of	
 the	
 trust	
 and	
 confidence	
 
reposed	
 in	
 him.	
 This	
 means	
 that	
 his	
 client	
 is	
 entitled	
 to	
 the	
 benefit	
 of	
 any	
 and	
 every	
 remedy	
 and	
 defense	
 that	
 is	
 
authorized	
 by	
 the	
 law	
 of	
 the	
 land	
 and	
 he	
 may	
 expect	
 his	
 lawyer	
 to	
 assert	
 every	
 such	
 remedy	
 or	
 defense.	
 In	
 his	
 motion	
 
for	
 reconsideration	
 of	
 the	
 default	
 order,	
 the	
 respondent	
 explained	
 his	
 non-filing	
 of	
 the	
 required	
 answer	
 by	
 impliedly	
 
invoking	
 forgetfulness	
 occasioned	
 by	
 a	
 large	
 volume	
 and	
 pressure	
 of	
 legal	
 work,	
 while	
 in	
 his	
 Comment	
 in	
 this	
 case	
 he	
 
attributes	
 it	
 to	
 honest	
 mistake	
 and	
 excusable	
 neglect	
 due	
 to	
 his	
 overzealousness	
 to	
 question	
 the	
 denial	
 order	
 of	
 the	
 
trial	
 court.	
 Whether	
 it	
 be	
 the	
 first	
 or	
 the	
 second	
 ground,	
 the	
 fact	
 remains	
 that	
 the	
 respondent	
 did	
 not	
 comply	
 with	
 his	
 
duty	
 to	
 file	
 an	
 answer.	
 
	
 
Pressure	
 and	
 large	
 volume	
 of	
 legal	
 work	
 provide	
 no	
 excuse	
 for	
 the	
 respondents	
 inability	
 to	
 exercise	
 due	
 diligence	
 in	
 
the	
 performance	
 of	
 his	
 duty	
 to	
 file	
 an	
 answer.	
 Every	
 case	
 a	
 lawyer	
 accepts	
 deserves	
 his	
 full	
 attention,	
 diligence,	
 skill,	
 
and	
 competence,	
 regardless	
 of	
 its	
 importance	
 and	
 whether	
 he	
 accepts	
 it	
 for	
 a	
 fee	
 or	
 for	
 free.	
 Furthermore,	
 a	
 breach	
 
of	
 Canon	
 18	
 of	
 the	
 Code	
 of	
 Professional	
 Responsibility	
 which	
 requires	
 him	
 to	
 serve	
 his	
 clients,	
 the	
 complainants	
 
herein,	
 with	
 diligence	
 and,	
 more	
 specifically,	
 Rule	
 18.03	
 thereof	
 which	
 provides:	
 A	
 lawyer	
 shall	
 not	
 neglect	
 a	
 legal	
 
matter	
 entrusted	
 to	
 him,	
 and	
 his	
 negligence	
 in	
 connection	
 therewith	
 shall	
 render	
 him	
 liable.	
 
	
 
Atty.	
 Fojass	
 negligence	
 is	
 not	
 excused	
 by	
 his	
 claim	
 that	
 Civil	
 Case	
 No.	
 3526-V-91	
 was	
 in	
 fact	
 a	
 losing	
 cause.	
 The	
 
Supreme	
 Court	
 held	
 that	
 he	
 should	
 have	
 seasonably	
 informed	
 the	
 complainants	
 thereof.	
 Rule	
 15.05,	
 Canon	
 15	
 of	
 the	
 
Code	
 of	
 Professional	
 Responsibility	
 expressly	
 provides:	
 A	
 lawyer,	
 when	
 advising	
 his	
 client,	
 shall	
 give	
 a	
 candid	
 and	
 
honest	
 opinion	
 on	
 the	
 merits	
 and	
 probable	
 results	
 of	
 the	
 clients	
 case,	
 neither	
 overstating	
 nor	
 understanding	
 the	
 
prospects	
 of	
 the	
 case.	
 
	
 
REPRIMANDED	
 AND	
 ADMONISHED	
 
	
 
	
 
Alisbo	
 vs.	
 Jalandoon	
 
Facts:	
 
betrayed	
  his	
  client	
  Ramon	
  Alisbo's	
  trust	
  and	
  did	
  not	
  champion	
  his	
  cause	
  with	
  that	
  wholehearted	
  fidelity,	
 
care	
 and	
 devotion	
 that	
 a	
 lawyer	
 is	
 obligated	
 to	
 give	
 to	
 every	
 case	
 that	
 he	
 accepts	
 from	
 a	
 client	
 
1.	
 He	
 did	
 not	
 verify	
 the	
 real	
 status	
 of	
 Ramon	
 Alisbo	
 before	
 filing	
 the	
 case.	
 Otherwise,	
 his	
 lack	
 of	
 capacity	
 to	
 sue	
 would	
 
not	
 have	
 been	
 at	
 issue.	
 
2.	
 He	
 postponed	
 the	
 motion	
 to	
 revive	
 judgment	
 and	
 gave	
 way	
 instead	
 to	
 a	
 motion	
 to	
 resolve	
 pending	
 incidents	
 in	
 Civil	
 
Case	
 4963.	
 In	
 doing	
 so,	
 he	
 frittered	
 away	
 precious	
 time.	
 
3.	
 He	
 dropped	
 Ramon	
 Alisbo's	
 co-plaintiffs	
 and	
 impleaded	
 them	
 as	
 defendants.	
 Otherwise,	
 the	
 complaint	
 would	
 have	
 
been	
 defective	
 only	
 in	
 part.	
 
used	
  his	
  position	
  as	
  Alisbo's	
  counsel	
  precisely	
  to	
  favor	
  his	
  other	
  client,	
  Carlito	
  Sales,	
  by	
  delaying	
  Alisbo's	
 
action	
  to	
  revive	
  the	
  judgment	
  in	
  his	
  favor	
  and	
  thereby	
  deprive	
  him	
  of	
  the	
  fruits	
  of	
  his	
  judgment	
  which	
 
Attorney	
 Jalandoon,	
 as	
 Sales'	
 counsel,	
 had	
 vigorously	
 opposed	
 
did	
 not	
 immediately	
 take	
 action	
 regarding	
 Ramons	
 insanity	
 
	
 
A.M.	
 No.	
 1311	
 July	
 18,	
 1991	
 
RAMONA	
 L.	
 VDA.	
 DE	
 ALISBO	
 and	
 NORBERTO	
 S.	
 ALISBO,	
 petitioners,	
 vs.ATTY.	
 BENITO	
 JALANDOON,	
 SR.,	
 respondent.	
 
	
 
GRIO-AQUINO,	
 J.:	
 
	
 
A	
 verified	
 complaint	
 for	
 disbarment	
 was	
 filed	
 with	
 then	
 Secretary	
 of	
 National	
 Defense	
 Juan	
 Ponce	
 Enrile	
 on	
 January	
 2,	
 
1974,	
 by	
 Ramona	
 L.	
 Vda.	
 de	
 Alisbo	
 and	
 Norberto	
 S.	
 Alisbo	
 against	
 their	
 former	
 counsel,	
 Attorney	
 Benito	
 Jalandoon,	
 
Sr.,	
 charging	
 him	
 with	
 deceit,	
 malpractice,	
 and	
 professional	
 infidelity.	
 The	
 complaint	
 was	
 referred	
 to	
 this	
 Court	
 on	
 
February	
 5,	
 1974.	
 
	
 
After	
 the	
 complainants	
 had	
 submitted	
 the	
 required	
 number	
 of	
 copies	
 of	
 their	
 complaint,	
 the	
 respondent	
 was	
 ordered	
 
to	
 file	
 his	
 answer	
 thereto	
 which	
 he	
 did	
 on	
 June	
 5,	
 1974.	
 
On	
 August	
 20,	
 1974,	
 the	
 complainants	
 filed	
 a	
 reply.	
 
	
 
On	
 August	
 28,	
 1974,	
 the	
 Court	
 referred	
 the	
 complaint	
 to	
 the	
 Solicitor	
 General	
 for	
 investigation,	
 report	
 and	
 
recommendation.	
 On	
 February	
 2,	
 1990,	
 or	
 after	
 sixteen	
 (16)	
 years,	
 the	
 Solicitor	
 General	
 submitted	
 his	
 report	
 to	
 the	
 
Court,	
 together	
 with	
 the	
 transcripts	
 of	
 stenographic	
 notes	
 taken	
 at	
 the	
 investigation	
 and	
 folders	
 of	
 exhibits	
 submitted	
 
by	
 the	
 parties.	
 
	
 
The	
 facts	
 of	
 the	
 case,	
 as	
 found	
 by	
 the	
 Solicitor	
 General,	
 are	
 the	
 following:	
 
	
 
On	
 March	
 16,	
 1970,	
 Ramon	
 Alisbo	
 engaged	
 respondent	
 Attorney	
 Benito	
 Jalandoon,	
 Sr.,	
 as	
 his	
 counsel	
 to	
 commence	
 
an	
 action	
 to	
 recover	
 his	
 share	
 of	
 the	
 estate	
 of	
 the	
 deceased	
 spouses	
 Catalina	
 Sales	
 and	
 Restituto	
 Gozuma	
 which	
 had	
 
been	
 adjudicated	
 to	
 him	
 under	
 the	
 judgment	
 dated	
 April	
 29,	
 1961	
 of	
 the	
 Court	
 of	
 First	
 Instance	
 of	
 Negros	
 Oriental	
 in	
 
Civil	
 Case	
 No.	
 4963,	
 because	
 Alisbo	
 failed	
 to	
 file	
 a	
 motion	
 for	
 execution	
 of	
 the	
 judgment	
 in	
 his	
 favor	
 within	
 the	
 	
 
reglementary	
 five-year	
 period	
 (Sec.	
 6,	
 Rule,	
 39,	
 Rules	
 of	
 Court).	
 The	
 salient	
 provisions	
 of	
 the	
 Contract	
 for	
 Professional	
 
Services	
 (Exhibit	
 A)	
 between	
 Alisbo	
 and	
 Attorney	
 Jalandoon	
 were	
 the	
 following:	
 
	
 
1.	
 That	
 respondent	
 will	
 decide	
 whether	
 or	
 not	
 to	
 file	
 a	
 suit	
 for	
 the	
 recovery	
 of	
 Ramon	
 Alisbo's	
 share	
 or	
 claim;	
 
2.	
 That	
 respondent	
 will	
 shoulder	
 all	
 expenses	
 of	
 litigation;	
 and	
 
3.	
 As	
 attorney's	
 fees,	
 respondent	
 will	
 be	
 paid	
 fifty	
 per	
 cent	
 (50%)	
 of	
 the	
 value	
 of	
 the	
 property	
 recovered.	
 
	
 
On	
 April	
 18,	
 1970,	
 respondent	
 prepared	
 a	
 complaint	
 for	
 revival	
 of	
 the	
 judgment	
 in	
 Civil	
 Case	
 No.	
 4963	
 but	
 filed	
 it	
 only	
 
on	
 September	
 12,	
 1970	
 on	
 five	
 (5)	
 months	
 later.	
 It	
 was	
 docketed	
 as	
 Civil	
 Case	
 No.	
 9559,	
 entitled:	
 "Ramon	
 S.	
 Alisbo,	
 
Teotimo	
 S.	
 Alisbo	
 and	
 Pacifico	
 S.	
 Alisbo	
 vs.	
 Carlito	
 Sales,	
 in	
 his	
 own	
 capacity	
 and	
 as	
 Judicial	
 Administrator	
 of	
 the	
 
deceased	
 Pedro	
 Sales."	
 The	
 complaint	
 was	
 signed	
 by	
 respondent	
 alone.	
 However,	
 no	
 sooner	
 had	
 he	
 filed	
 the	
 
complaint	
 than	
 he	
 withdrew	
 it	
 and	
 filed	
 in	
 its	
 stead	
 (on	
 the	
 same	
 day	
 and	
 in	
 the	
 same	
 case)	
 a	
 second	
 complaint	
 dated	
 
August	
 31,	
 1970,	
 with	
 Ramon	
 S.	
 Alisbo	
 as	
 the	
 lone	
 plaintiff,	
 praying	
 for	
 the	
 same	
 relief.	
 Teotimo	
 S.	
 Alisbo	
 and	
 Pacifico	
 
S.	
 Alisbo	
 were	
 excluded	
 as	
 plaintiffs	
 and	
 were	
 impleaded	
 as	
 defendants	
 instead.	
 Attorneys	
 Bernardo	
 B.	
 Pablo	
 and	
 
Benito	
 Jalandoon,	
 Sr.	
 (herein	
 respondent)	
 signed	
 as	
 counsel.	
 
	
 
On	
 December	
 8,	
 1971,	
 an	
 amended	
 complaint	
 was	
 filed	
 wherein	
 the	
 plaintiffs	
 were:	
 Ramon	
 S.	
 Alisbo,	
 assisted	
 by	
 his	
 
judicial	
 guardian,	
 Norberto	
 S.	
 Alisbo,	
 and	
 eight	
 (8)	
 others,	
 namely:	
 Pacifico	
 S.	
 Alisbo,	
 Ramona	
 Vda.	
 de	
 Alisbo	
 and	
 
Ildefonso,	
 Evangeline,	
 Teotimo,	
 Jr.,	
 Reynaldo,	
 Elizabeth	
 and	
 Teresita,	
 all	
 surnamed	
 Alisbo.	
 The	
 amended	
 complaint	
 
was	
 signed	
 by	
 Attorney	
 Bernardo	
 B.	
 Pablo	
 alone	
 as	
 counsel	
 of	
 the	
 plaintiffs.	
 
	
 
On	
 August	
 21,	
 1973,	
 defendant	
 Carlito	
 Sales	
 filed	
 a	
 Motion	
 to	
 Dismiss	
 the	
 complaint	
 on	
 the	
 ground	
 that	
 the	
 action	
 for	
 
revival	
 of	
 judgment	
 in	
 Civil	
 Case	
 No.	
 4963	
 had	
 already	
 prescribed	
 (Exh.	
 21).	
 Plaintiffs	
 filed	
 an	
 Opposition	
 to	
 the	
 Motion	
 
to	
 Dismiss	
 (Exh.	
 22).	
 
	
 
On	
 October	
 3,	
 1973,	
 the	
 Court	
 of	
 First	
 Instance	
 of	
 Negros	
 Occidental	
 dismissed	
 the	
 complaint	
 on	
 the	
 ground	
 of	
 
prescription	
 as	
 the	
 judgment	
 in	
 Civil	
 Case	
 No.	
 4963	
 became	
 final	
 on	
 May	
 30,	
 1961	
 yet,	
 and,	
 although	
 a	
 complaint	
 for	
 
revival	
 of	
 said	
 judgment	
 was	
 filed	
 by	
 Ramon	
 Alisbo	
 on	
 September	
 12,	
 1970,	
 before	
 the	
 ten-year	
 prescriptive	
 period	
 
expired,	
 that	
 complaint	
 was	
 null	
 and	
 void	
 for	
 Ramon	
 Alisbo	
 was	
 insane,	
 hence,	
 incompetent	
 and	
 without	
 legal	
 
capacity	
 to	
 sue	
 when	
 he	
 instituted	
 the	
 action.	
 The	
 subsequent	
 filing	
 of	
 an	
 Amended	
 Complaint	
 on	
 December	
 8,	
 1972,	
 
after	
 the	
 statutory	
 limitation	
 period	
 had	
 expired,	
 was	
 too	
 late	
 to	
 save	
 the	
 plaintiffs	
 right	
 of	
 action.	
 Thereafter,	
 nothing	
 
more	
 was	
 done	
 by	
 any	
 of	
 the	
 parties	
 in	
 the	
 case.	
 
	
 
On	
 January	
 2,	
 1974,	
 the	
 complainants	
 charged	
 respondent	
 Attorney	
 Benito	
 Jalandoon,	
 Sr.	
 with	
 having	
 deliberately	
 
caused	
 the	
 dismissal	
 of	
 Civil	
 Case	
 No.	
 9559	
 and	
 with	
 having	
 concealed	
 from	
 them	
 the	
 material	
 fact	
 that	
 he	
 had	
 been	
 
the	
 former	
 legal	
 counsel	
 of	
 Carlito	
 Sales,	
 their	
 adversary	
 in	
 the	
 probate	
 proceedings.	
 The	
 respondent	
 filed	
 a	
 general	
 
denial	
 of	
 the	
 charges	
 against	
 him.	
 
	
 
When	
 Ramon	
 S.	
 Alisbo	
 engaged	
 the	
 services	
 of	
 Attorney	
 Jalandoon	
 to	
 enforce	
 the	
 decision	
 in	
 Civil	
 Case	
 No.	
 4963,	
 that	
 
decision	
 was	
 already	
 nine	
 (9)	
 years	
 old,	
 hence,	
 it	
 could	
 no	
 longer	
 be	
 executed	
 by	
 mere	
 motion	
 (Sec.	
 6,	
 Rule	
 39,	
 Rules	
 
of	
 Court).	
 Complainants	
 had	
 only	
 about	
 a	
 year	
 left	
 within	
 which	
 to	
 enforce	
 the	
 judgment	
 by	
 an	
 independent	
 action.	
 
Ramon	
 Alisbo	
 was	
 already	
 insane	
 or	
 incompetent	
 when	
 he	
 hired	
 Attorney	
 Jalandoon	
 to	
 file	
 Civil	
 Case	
 No.	
 9559	
 for	
 
him.	
 Attorney	
 Jalandoon	
 concealed	
 from	
 Alisbo	
 the	
 fact	
 that	
 he	
 (Atty.	
 Jalandoon)	
 had	
 been	
 the	
 former	
 counsel	
 of	
 
Carlito	
 Sales	
 in	
 the	
 probate	
 proceedings	
 where	
 Alisbo	
 and	
 Sales	
 had	
 litigated	
 over	
 their	
 shares	
 of	
 the	
 inheritance.	
 
However,	
 according	
 to	
 Attorney	
 Jalandoon,	
 it	
 was	
 only	
 on	
 October	
 6,	
 1972,	
 when	
 Civil	
 Case	
 No.	
 9559	
 was	
 called	
 for	
 
pre-trial,	
 that	
 he	
 discovered	
 his	
 previous	
 professional	
 relationship	
 with	
 Sales.	
 At	
 that	
 time,	
 the	
 ten-year	
 prescriptive	
 
period	
 for	
 revival	
 of	
 the	
 judgment	
 in	
 favor	
 of	
 Alisbo	
 had	
 already	
 expired.	
 He	
 thereupon	
 asked	
 Alisbo's	
 permission	
 to	
 
allow	
 him	
 (Jalandoon)	
 to	
 withdraw	
 from	
 the	
 case.	
 He	
 also	
 informed	
 the	
 court	
 about	
 his	
 untenable	
 position	
 and	
 
requested	
 that	
 he	
 be	
 allowed	
 to	
 retire	
 therefrom.	
 His	
 request	
 was	
 granted.	
 
	
 
In	
 his	
 report	
 to	
 the	
 Court,	
 the	
 Solicitor	
 General	
 made	
 the	
 following	
 observations:	
 
Evident	
 from	
 the	
 foregoing	
 is	
 the	
 fact	
 that	
 in	
 handling	
 the	
 case	
 for	
 Ramon	
 S.	
 Alisbo	
 which	
 eventually	
 led	
 to	
 its	
 
dismissal,	
 respondent	
 committed	
 several	
 errors,	
 among	
 which	
 are:	
 
1.	
 He	
 did	
 not	
 verify	
 the	
 real	
 status	
 of	
 Ramon	
 Alisbo	
 before	
 filing	
 the	
 case.	
 Otherwise,	
 his	
 lack	
 of	
 capacity	
 to	
 sue	
 would	
 
not	
 have	
 been	
 at	
 issue.	
 
2.	
 He	
 postponed	
 the	
 motion	
 to	
 revive	
 judgment	
 and	
 gave	
 way	
 instead	
 to	
 a	
 motion	
 to	
 resolve	
 pending	
 incidents	
 in	
 Civil	
 
Case	
 4963.	
 In	
 doing	
 so,	
 he	
 frittered	
 away	
 precious	
 time.	
 
3.	
 He	
 dropped	
 Ramon	
 Alisbo's	
 co-plaintiffs	
 and	
 impleaded	
 them	
 as	
 defendants.	
 Otherwise,	
 the	
 complaint	
 would	
 have	
 
been	
 defective	
 only	
 in	
 part.	
 
	
 
Had	
 not	
 respondent	
 committed	
 the	
 above	
 mistakes,	
 Civil	
 Case	
 No.	
 9559	
 in	
 all	
 probability	
 would	
 not	
 have	
 been	
 
dismissed	
 on	
 the	
 ground	
 of	
 prescription.	
 (pp.	
 9-10,	
 Solicitor	
 General's	
 Report.)	
 
	
 
While	
 the	
 Solicitor	
 General	
 does	
 not	
 believe	
 that	
 Attorney	
 Jalandoon's	
 mistakes	
 in	
 handling	
 Alisbo's	
 case	
 were	
 
deliberate	
 or	
 made	
 with	
 malice	
 aforethought	
 because	
 there	
 is	
 no	
 "proof	
 of	
 collusion	
 or	
 conspiracy	
 between	
 
respondent	
 and	
 those	
 who	
 would	
 benefit	
 from	
 the	
 dismissal	
 of	
 Civil	
 Case	
 No.	
 9559	
 .	
 .	
 .	
 and	
 that,	
 on	
 the	
 other	
 hand,	
 
respondent	
 stood	
 to	
 gain	
 substantially	
 (50%	
 of	
 the	
 amount	
 recovered)	
 if	
 he	
 had	
 succeeded	
 in	
 having	
 the	
 judgment	
 
revived	
 and	
 executed"	
 (pp.	
 10-11,	
 Solicitor	
 General's	
 Report),	
 still	
 those	
 errors	
 are	
 so	
 gross	
 and	
 glaring	
 that	
 they	
 could	
 
right	
 to	
 appear	
 and	
 present	
 evidence	
 to	
 contest	
 plaintiff's	
 claim.	
 It	
 did	
 not	
 pass	
 upon	
 Atty.	
 Garcia's	
 Motion	
 to	
 
Withdraw	
 as	
 Counsel	
 and	
 proceeded	
 to	
 render	
 judgment	
 in	
 favor	
 of	
 plaintiff,	
 the	
 dispositive	
 part	
 of	
 which	
 provides	
 as	
 
follows:	
 
	
 
	
 	
 IN	
 VIEW	
 OF	
 ALL	
 THE	
 FOREGOING,	
 the	
 Court	
 pronounces	
 judgment	
 in	
 favor	
 of	
 the	
 plaintiff	
 and	
 against	
 the	
 
defendants;	
 and	
 hereby	
 sentences	
 the	
 defendants,	
 jointly	
 and	
 severally,	
 to	
 pay	
 the	
 plaintiff	
 the	
 amount	
 of	
 P3,000.00	
 
as	
 indemnity	
 for	
 the	
 death	
 of	
 Delano	
 Visitacion,	
 plus	
 P3,000.00	
 in	
 concept	
 of	
 moral	
 damages,	
 and	
 the	
 additional	
 sum	
 
8
of	
 P2,000.00	
 as	
 attorney's	
 fees,	
 as	
 well	
 as	
 the	
 costs	
 of	
 this	
 action. 	
 
Atty.	
 Garcia's	
 Motion	
 for	
 Reconsideration,	
 based	
 on	
 the	
 same	
 grounds	
 hereinafter	
 discussed	
 having	
 been	
 denied	
 by	
 
the	
 trial	
 court,	
 he	
 filed	
 the	
 present	
 appeal,	
 and	
 assigns	
 the	
 following	
 errors	
 in	
 his	
 "Brief	
 for	
 Defendant-Appellant":	
 
First	
 Error:	
 
THE	
 LOWER	
 COURT	
 ERRED	
 IN	
 CONTINUING	
 WITH	
 THE	
 CASE	
 WITHOUT	
 THE	
 NEW	
 DEFENDANTS	
 BROUGHT	
 TO	
 ITS	
 
JURISDICTION	
 BY	
 SUMMONS	
 AND	
 WITHOUT	
 EVEN	
 INFORMING	
 SAID	
 DEFENDANTS	
 THAT	
 THEY	
 HAVE	
 BECOME	
 
PARTIES	
 TO	
 THE	
 CASE.	
 
Second	
 Error:	
 
THE	
 LOWER	
 COURT	
 ERRED	
 IN	
 IGNORING	
 THE	
 MOTION	
 TO	
 WITHDRAW	
 AS	
 COUNSEL	
 FILED	
 BY	
 A	
 LAWYER	
 WHO	
 HAD	
 
LOST	
 AUTHORITY	
 TO	
 RE	
 PRESENT	
 A	
 DEAD	
 CLIENT.	
 
Third	
 Error:	
 
THE	
 LOWER	
 COURT	
 ERRED	
 IN	
 RENDERING	
 A	
 PREMATURE	
 JUDGMENT	
 IN	
 AN	
 UNFINISHED	
 CASE	
 WHERE	
 THE	
 NEW	
 
DEFENDANTS	
 WERE	
 NOT	
 GIVEN	
 THEIR	
 DAY	
 IN	
 COURT.	
 
	
 	
 He	
 prayed	
 therein	
 that	
 the	
 appellate	
 Court	
 render	
 judgment:	
 
(a).	
 Annulling	
 the	
 decision	
 appealed	
 from;	
 
(b).	
 Remanding	
 the	
 case	
 to	
 the	
 lower	
 court	
 for	
 further	
 proceedings	
 by	
 serving	
 summons	
 on	
 the	
 defendants	
 and	
 giving	
 
them	
 a	
 chance	
 to	
 present	
 their	
 evidence;	
 
(c).	
 Relieving	
 the	
 undersigned	
 counsel	
 from	
 all	
 responsibility	
 in	
 connection	
 with	
 this	
 case	
 in	
 view	
 of	
 the	
 death	
 of	
 his	
 
client;	
 and	
 
(d).	
 Granting	
 such	
 other	
 and	
 further	
 reliefs	
 and	
 remedies	
 in	
 accordance	
 with	
 law	
 and	
 equity.	
 (Appellants'	
 Brief,	
 p.	
 10)	
 
	
 	
 We	
 hold	
 this	
 "unique"	
 appeal	
 by	
 the	
 counsel	
 of	
 record,	
 Atty.	
 Jesus	
 P.	
 Garcia,	
 allegedly	
 "in	
 his	
 capacity	
 as	
 officer	
 of	
 
the	
 Court	
 and	
 as	
 former	
 counsel	
 of	
 the	
 deceased	
 Victor	
 Manit"	
 to	
 be	
 untenable.	
 
	
 
	
 	
 There	
 are	
 two	
 fundamental	
 errors	
 on	
 which	
 Atty.	
 Garcia's	
 appeal	
 is	
 premised.	
 First,	
 if	
 he	
 presents	
 this	
 appeal	
 "in	
 his	
 
capacity	
 as	
 officer	
 of	
 the	
 Court	
 and	
 as	
 former	
 counsel	
 of	
 the	
 deceased	
 Victor	
 Manit",	
 his	
 appeal	
 should	
 be	
 thrown	
 out,	
 
as	
 not	
 being	
 a	
 party	
 to	
 the	
 case,	
 much	
 less	
 a	
 party	
 in	
 interest,	
 he	
 has	
 no	
 legal	
 standing	
 whatsoever	
 to	
 prosecute	
 this	
 
appeal.	
 Second,	
 in	
 filing	
 his	
 Notice	
 of	
 Appeal	
 and	
 Cash	
 Appeal	
 Bond,	
 he	
 represented	
 himself	
 as	
 "Attorney	
 for	
 Victor	
 
Manit,	
 deceased",	
 depositing	
 the	
 sum	
 of	
 P60.00	
 as	
 appeal	
 bond	
 "to	
 answer	
 or	
 respond	
 for	
 the	
 costs	
 which	
 the	
 
	
 9	
 
appellate	
 court	
 may	
 award	
 against	
 the	
 herein	
 defendant-appellant," thus	
 representing	
 anew	
 to	
 the	
 trial	
 Court	
 that	
 
he	
 was	
 duly	
 authorized	
 to	
 present	
 the	
 appeal	
 on	
 behalf	
 of	
 the	
 estate	
 of	
 the	
 original	
 defendant,	
 Victor	
 Manit	
 
deceased,	
 who	
 had	
 earlier	
 been	
 substituted	
 in	
 the	
 case	
 by	
 his	
 heirs,	
 the	
 widow	
 and	
 three	
 daughters	
 of	
 legal	
 age.	
 The	
 
trial	
 Court	
 was	
 perfectly	
 correct	
 in	
 relying	
 upon	
 this	
 representation	
 in	
 accordance	
 with	
 Rule	
 138,	
 section	
 21	
 of	
 the	
 
Rules	
 of	
 Court	
 which	
 provides	
 that	
 "(A)n	
 attorney	
 is	
 presumed	
 to	
 be	
 properly	
 authorized	
 to	
 represent	
 any	
 case	
 in	
 
which	
 he	
 appears	
 ...."	
 This	
 appeal	
 must	
 accordingly	
 be	
 dealt	
 with	
 as	
 an	
 appeal	
 on	
 behalf	
 of	
 said	
 heirs	
 as	
 defendants-
appellants	
 and	
 not	
 in	
 the	
 "unique"	
 concept	
 with	
 which	
 Atty.	
 Garcia	
 would	
 circumscribe	
 it.	
 
	
 
1.	
 As	
 to	
 the	
 first	
 error	
 assigned,	
 no	
 error	
 was	
 committed	
 by	
 the	
 trial	
 court	
 in	
 continuing	
 with	
 the	
 ease	
 and	
 handing	
 
down	
 its	
 decision	
 against	
 defendants-appellants.	
 The	
 contention	
 that	
 said	
 defendants-appellants,	
 as	
 substituted	
 
parties-defendants	
 by	
 virtue	
 of	
 their	
 being	
 the	
 heirs	
 of	
 the	
 deceased	
 original	
 defendant	
 pursuant	
 to	
 the	
 trial	
 court's	
 
10	
 
Orders	
 of	
 October	
 24,	
 1958	
 and	
 August	
 11,	
 1959	
 in	
 accordance	
 with	
 Rule	
 3,	
 section	
 17	
 of	
 the	
 Rules	
 of	
 Court	
  ,	
 should	
 
have	
 been	
 brought	
 within	
 the	
 Court's	
 jurisdiction	
 by	
 summons	
 is	
 fallacious.	
 For	
 the	
 record	
 shows	
 that	
 Atty.	
 Garcia	
 at	
 
the	
 time	
 acknowledged	
 receipt	
 of	
 the	
 Amended	
 Complaint	
 substituting	
 said	
 defendants-heirs	
 for	
 the	
 deceased	
 
original	
 defendant	
 as	
 "Attorney	
 for	
 the	
 defendants",	
 presented	
 no	
 opposition	
 thereto,	
 and	
 furthermore	
 prayed	
 for	
 
and	
 was	
 granted	
 by	
 the	
 Court	
 a	
 period	
 of	
 15	
 days	
 to	
 file	
 an	
 answer	
 to	
 the	
 Amended	
 Complaint.	
 Having	
 been	
 duly	
 
impleaded	
 and	
 having	
 submitted	
 to	
 the	
 Court's	
 jurisdiction	
 through	
 their	
 counsel,	
 Atty.	
 Garcia,	
 the	
 issuance	
 of	
 a	
 
summons	
 was	
 unnecessary.	
 The	
 other	
 contention	
 that	
 "there	
 is	
 oven	
 no	
 record	
 showing	
 that	
 these	
 defendants	
 were	
 
11	
 
at	
 all	
 informed	
 that	
 they	
 had	
 become	
 parties	
 to	
 the	
 above-captioned	
 case"	
  is	
 equally	
 fallacious.	
 Nowhere	
 in	
 
appellants'	
 brief	
 is	
 there	
 an	
 assertion	
 by	
 Atty.	
 Garcia,	
 that,	
 he,	
 as	
 their	
 attorney	
 of	
 record,	
 and	
 in	
 compliance	
 with	
 his	
 
duty	
 as	
 such	
 and	
 as	
 an	
 officer	
 of	
 the	
 Court,	
 failed	
 or	
 neglected	
 to	
 inform	
 them	
 of	
 the	
 admission	
 of	
 the	
 Amended	
 
Complaint	
 substituting	
 them	
 for	
 the	
 deceased	
 original	
 defendant.	
 
	
 
2.	
 Appellants	
 claim	
 in	
 their	
 second	
 assignment	
 of	
 error	
 that	
 the	
 trial	
 court	
 erred	
 in	
 ignoring	
 the	
 Motion	
 to	
 Withdraw	
 
as	
 Counsel	
 filed	
 by	
 Atty.	
 Garcia.	
 In	
 the	
 face	
 of	
 Atty.	
 Garcia's	
 previous	
 representations	
 and	
 appearance	
 as	
 counsel	
 of	
 
record	
 for	
 the	
 substituted	
 defendants,	
 his	
 last	
 hour	
 motion	
 to	
 withdraw	
 as	
 counsel	
 and	
 disclaimer	
 that	
 said	
 
defendants	
 have	
 hired	
 him	
 to	
 represent	
 them	
 	
 which	
 he	
 filed	
 one	
 day	
 before	
 the	
 date	
 set	
 for	
 resumption	
 of	
 the	
 
hearing	
 	
 came	
 too	
 late	
 and	
 was	
 properly	
 ignored	
 by	
 the	
 Court.	
 The	
 Court	
 could	
 not	
 accept	
 this	
 turn-about	
 on	
 his	
 
mere	
 "say-so."	
 His	
 motion	
 was	
 not	
 verified.	
 Aside	
 from	
 the	
 fact	
 that	
 his	
 said	
 motion	
 carried	
 no	
 notice,	
 in	
 violation	
 of	
 
the	
 requirement	
 of	
 Rule	
 15,	
 section	
 4	
 of	
 the	
 Rules	
 of	
 Court,	
 and	
 could	
 therefore	
 be	
 treated	
 as	
 a	
 "mere	
 scrap	
 of	
 
12	
 
paper",	
  the	
 said	
 motion	
 was	
 likewise	
 fatally	
 defective	
 in	
 that	
 it	
 carried	
 no	
 notice	
 to	
 his	
 clients	
 on	
 record,	
 the	
 
defendants-appellants,	
 as	
 required	
 by	
 Rule	
 138,	
 section	
 26	
 of	
 the	
 Rules	
 of	
 Court.	
 Furthermore,	
 it	
 is	
 well	
 settled	
 that	
 
"(A)n	
 attorney	
 seeking	
 to	
 withdraw	
 must	
 make	
 an	
 application	
 to	
 the	
 court,	
 for	
 the	
 relation	
 does	
 not	
 terminate	
 
formally	
 until	
 there	
 is	
 a	
 withdrawal	
 of	
 record;	
 at	
 least	
 so	
 far	
 as	
 the	
 opposite	
 party	
 is	
 concerned,	
 the	
 relation	
 otherwise	
 
13	
 
continues	
 until	
 the	
 end	
 of	
 the	
 litigation."	
  The	
 trial	
 court's	
 ignoring	
 of	
 the	
 last-hour	
 motion	
 and	
 its	
 handing	
 down	
 of	
 
its	
 decision	
 on	
 the	
 day	
 of	
 the	
 hearing,	
 upon	
 the	
 failure	
 of	
 defendants	
 and	
 their	
 counsel	
 to	
 appear,	
 in	
 spite	
 of	
 their	
 
having	
 been	
 duly	
 notified	
 thereof,	
 was	
 in	
 effect	
 a	
 denial	
 of	
 counsel's	
 application	
 for	
 withdrawal.	
 Atty.	
 Garcia's	
 
unexplained	
 failure	
 to	
 appear	
 was	
 unexcusable.	
 He	
 had	
 no	
 right	
 to	
 presume	
 that	
 the	
 Court	
 would	
 grant	
 his	
 
withdrawal.	
 If	
 he	
 had	
 then	
 appeared	
 and	
 insisted	
 on	
 his	
 withdrawal,	
 the	
 trial	
 court	
 could	
 then	
 have	
 had	
 the	
 
opportunity	
 to	
 order	
 the	
 appearance	
 of	
 defendants-appellants	
 and	
 verify	
 from	
 them	
 the	
 truth	
 of	
 his	
 assertion	
 that	
 
they	
 had	
 not	
 "hired	
 him	
 to	
 represent	
 them."	
 
	
 
3.	
 The	
 trial	
 court,	
 therefore,	
 did	
 not	
 render	
 a	
 "premature	
 judgment	
 in	
 an	
 unfinished	
 case	
 where	
 the	
 defendants	
 were	
 
not	
 given	
 their	
 day	
 in	
 court",	
 as	
 claimed	
 in	
 the	
 last	
 error	
 assigned	
 by	
 appellants.	
 As	
 stated	
 earlier,	
 the	
 record	
 shows	
 
that	
 on	
 March	
 19,	
 1958,	
 the	
 original	
 defendant's	
 widow,	
 Leonarda	
 Manit	
 was	
 placed	
 by	
 Atty.	
 Garcia	
 on	
 the	
 witness	
 
stand	
 during	
 the	
 deceased's	
 lifetime	
 and	
 testified	
 that	
 her	
 husband	
 "has	
 no	
 business	
 of	
 his	
 own,	
 because	
 he	
 is	
 sickly"	
 
and	
 that	
 she	
 was	
 the	
 one	
 operating	
 and	
 managing	
 their	
 transportation	
 business	
 of	
 three	
 trucks	
 since	
 as	
 early	
 as	
 1952,	
 
14	
 
some	
 years	
 before	
 the	
 filing	
 of	
 the	
 complaint	
 on	
 January	
 18,	
 1956.	
  In	
 effect,	
 the	
 widow,	
 Leonarda	
 Manit	
 had	
 then	
 
submitted	
 herself	
 to	
 the	
 Court's	
 jurisdiction,	
 asserting	
 as	
 she	
 did	
 that	
 she	
 was	
 the	
 one	
 operating	
 the	
 business	
 and	
 that	
 
her	
 husband	
 had	
 no	
 business	
 of	
 his	
 own.	
 The	
 widow	
 and	
 her	
 three	
 children	
 of	
 age	
 as	
 heirs	
 of	
 the	
 deceased	
 cannot	
 
therefore	
 claim	
 ignorance	
 of	
 the	
 pendency	
 of	
 the	
 case,	
 and	
 that	
 notwithstanding	
 that	
 she	
 was	
 the	
 actual	
 operator	
 
and	
 manager	
 of	
 the	
 business,	
 that	
 she	
 has	
 been	
 kept	
 in	
 complete	
 ignorance	
 of	
 its	
 subsequent	
 developments,	
 after	
 her	
 
husband's	
 death	
 over	
 10	
 years	
 ago.	
 Almost	
 10	
 years	
 have	
 elapsed	
 since	
 they	
 were	
 substituted	
 in	
 1959	
 as	
 defendants	
 
for	
 the	
 deceased,	
 and	
 it	
 taxes	
 all	
 credibility	
 for	
 them	
 to	
 claim	
 now	
 in	
 their	
 brief	
 that	
 "said	
 new	
 defendants	
 did	
 not	
 
15	
 
even	
 know	
 that	
 they	
 became	
 parties	
 in	
 the	
 Amended	
 Complaint,"	
  and	
 that	
 all	
 this	
 time	
 not	
 the	
 slightest	
 effort	
 was	
 
made	
 by	
 them	
 to	
 find	
 out	
 from	
 Atty.	
 Garcia	
 or	
 from	
 the	
 Court	
 for	
 that	
 matter	
 what	
 had	
 happened	
 to	
 the	
 case	
 nor	
 did	
 
Atty.	
 Garcia	
 in	
 compliance	
 with	
 his	
 duty	
 as	
 an	
 officer	
 of	
 the	
 Court	
 inform	
 them	
 of	
 the	
 decision	
 handed	
 down	
 by	
 the	
 
Court	
 Over	
 9	
 years	
 ago.	
 Having	
 failed	
 to	
 appear	
 on	
 the	
 day	
 set	
 for	
 trial	
 without	
 any	
 justifiable	
 explanation	
 to	
 the	
 Court	
 
nor	
 having	
 presented	
 an	
 affidavit	
 of	
 merits	
 as	
 to	
 the	
 existence	
 of	
 valid	
 and	
 lawful	
 defenses,	
 they	
 cannot	
 now	
 complain	
 
of	
 having	
 been	
 deprived	
 of	
 their	
 day	
 in	
 Court.	
 
	
 
	
 	
 The	
 circumstances	
 of	
 the	
 case	
 and	
 the	
 appeal	
 taken	
 all	
 together	
 lead	
 to	
 the	
 conclusion	
 that	
 the	
 last-hour	
 withdrawal	
 
application	
 of	
 Atty.	
 Garcia	
 and	
 his	
 appeal	
 "as	
 officer	
 of	
 the	
 Court	
 and	
 then	
 counsel	
 of	
 the	
 deceased"	
 was	
 but	
 a	
 device	
 
to	
 prolong	
 this	
 case	
 and	
 delay	
 in	
 the	
 execution	
 of	
 the	
 judgment,	
 which	
 should	
 have	
 been	
 carried	
 out	
 years	
 ago.	
 The	
 
imposition	
 of	
 double	
 costs	
 is	
 therefore	
 in	
 order.	
 
	
 
	
 	
 ACCORDINGLY,	
 the	
 judgment	
 appealed	
 from	
 is	
 hereby	
 affirmed,	
 with	
 double	
 costs	
 to	
 be	
 paid	
 by	
 the	
 attorney	
 for	
 
defendants.	
 So	
 ordered.	
 
	
 
	
 
	
 
	
 
	
 
	
 
	
 
	
 
	
 
	
 
	
 
	
 
	
 
PEOPLE	
 OF	
 THE	
 PHILIPPINES,	
 plaintiff-appellee,	
 vs.	
 ELEGIO	
 NADERA,	
 JR.	
 Y	
 SADSAD,	
 accused-appellant.	
 
D	
 E	
 C	
 I	
 S	
 I	
 O	
 N	
 
	
 
MENDOZA,	
 J.:	
 
	
 
These	
 cases	
 are	
 before	
 us	
 on	
 automatic	
 review	
 of	
 the	
 decision	
 of	
 the	
 Regional	
 Trial	
 Court,	
 Branch	
 40,	
 Calapan,	
 
Oriental	
 Mindoro,	
 finding	
 accused-appellant	
 Elegio	
 Nadera,	
 Jr.	
 guilty	
 of	
 four	
 counts	
 of	
 rape	
 of	
 his	
 minor	
 daughters,	
 
Oleby	
 and	
 Maricris	
 Nadera,	
 and	
 sentencing	
 him	
 to	
 suffer	
 the	
 penalty	
 of	
 reclusion	
 perpetua	
 for	
 one	
 count	
 of	
 rape	
 and	
 
death	
 for	
 each	
 of	
 the	
 remaining	
 three	
 counts.	
 Accused-appellant	
 was	
 also	
 ordered	
 to	
 indemnify	
 complainants	
 Oleby	
 
Nadera	
 in	
 the	
 amount	
 of	
 P150,000.00	
 and	
 Maricris	
 Nadera	
 in	
 the	
 amount	
 of	
 P50,000.00,	
 without	
 subsidiary	
 
imprisonment	
 in	
 case	
 of	
 insolvency.	
 MENDOZAJ	
 
	
 
Reversal	
 of	
 the	
 decision	
 is	
 sought	
 on	
 the	
 sole	
 ground	
 that	
 -	
 
THE	
 TRIAL	
 COURT	
 GRAVELY	
 ERRED	
 IN	
 ACCEPTING	
 ACCUSED-APPELLANT'S	
 IMPROVIDENT	
 PLEA	
 OF	
 GUILTY	
 TO	
 A	
 
CAPITAL	
 OFFENSE	
 AND	
 IN	
 FAILING	
 TO	
 CONDUCT	
 A	
 SEARCHING	
 INQUIRY	
 TO	
 DETERMINE	
 
[if	
 
WHETHER	
 THE	
 ACCUSED	
 FULLY	
 UNDERSTOOD	
 THE	
 CONSEQUENCE	
 OF	
 HIS	
 PLEA.
!supportFootnotes][1][endif]	
 
	
 
The	
 facts	
 are	
 as	
 follows:	
 
Accused-appellant	
 Elegio	
 Nadera,	
 Jr.	
 has	
 four	
 children	
 by	
 his	
 wife	
 Daisy,	
 namely:	
 Oleby,	
 born	
 on	
 October	
 2,	
 1982;	
 
Maricris,	
 born	
 on	
 March	
 16,	
 1984;	
 March	
 Anthony,	
 born	
 on	
 January	
 8,	
 1986;	
 and	
 Sherilyn,	
 born	
 on	
 September	
 27,	
 
[if	
 !supportFootnotes][2][endif]	
 
1987.
	
 
On	
 September	
 22,	
 1991,	
 Daisy	
 left	
 for	
 a	
 job	
 in	
 Bahrain,	
 and	
 came	
 home	
 to	
 the	
 Philippines	
 for	
 vacation	
 only	
 in	
 July	
 
[if	
 
1993.	
 She	
 then	
 left	
 again	
 for	
 Bahrain	
 in	
 September	
 1993	
 and	
 did	
 not	
 return	
 until	
 September	
 12,	
 1995.
!supportFootnotes][3][endif]	
 
	
 
On	
 April	
 28,	
 1996,	
 Oleby	
 and	
 Maricris,	
 assisted	
 by	
 a	
 neighbor,	
 Lita	
 Macalalad,	
 told	
 their	
 mother	
 that	
 they	
 had	
 been	
 
raped	
 by	
 their	
 father,	
 herein	
 accused-appellant.	
 Thereupon,	
 they	
 went	
 to	
 the	
 police	
 authorities	
 of	
 Naujan	
 and	
 filed	
 a	
 
[if	
 !supportFootnotes][4][endif]	
 
complaint	
 against	
 accused-appellant.
	
 
After	
 preliminary	
 examination,	
 on	
 June	
 6,	
 1996,	
 four	
 informations	
 charging	
 accused-appellant	
 with	
 rape	
 on	
 various	
 
dates	
 were	
 filed	
 in	
 the	
 Regional	
 Trial	
 Court,	
 Calapan,	
 Oriental	
 Mindoro	
 
	
 
[if	
 !supportFootnotes][5][endif]
In	
 Criminal	
 Case	
 No.	
 C-4982,	
 the	
 information
	
 alleged-	
 
That	
 on	
 or	
 about	
 the	
 17th	
 day	
 of	
 May,	
 1992,	
 at	
 around	
 10:00	
 o'clock	
 in	
 the	
 evening,	
 at	
 Barangay	
 Bayani,	
 Municipality	
 
of	
 Naujan,	
 Province	
 of	
 Oriental	
 Mindoro,	
 Philippines	
 and	
 within	
 the	
 jurisdiction	
 of	
 this	
 
Honorable	
 Court,	
 the	
 above-named	
 accused,	
 motivated	
 by	
 lust	
 and	
 lewd	
 design,	
 and	
 by	
 
means	
 of	
 force	
 and	
 intimidation,	
 wilfully,	
 unlawfully	
 and	
 feloniously	
 did	
 lie	
 and	
 succeeded	
 
in	
 having	
 carnal	
 knowledge	
 with	
 his	
 daughter,	
 OLEBY	
 NADERA,	
 nine	
 (9)	
 years	
 of	
 age	
 at	
 that	
 
time	
 against	
 the	
 latter's	
 will	
 and	
 consent.	
 
	
 
[if	
 !supportFootnotes][6][endif]
In	
 Criminal	
 Case	
 No.	
 C-4983,	
 the	
 information
	
 charged	
 -	
 
That	
 on	
 or	
 about	
 the	
 17th	
 day	
 of	
 April,	
 1995	
 at	
 Barangay	
 Bayani,	
 Municipality	
 of	
 Naujan,	
 Province	
 of	
 Oriental	
 
Mindoro,	
 Philippines	
 and	
 within	
 the	
 jurisdiction	
 of	
 this	
 Honorable	
 Court,	
 the	
 above-named	
 
accused,	
 motivated	
 by	
 lust	
 and	
 lewd	
 design,	
 and	
 by	
 means	
 of	
 force	
 and	
 intimidation,	
 
wilfully,	
 and	
 unlawfully	
 and	
 feloniously	
 did	
 lie	
 and	
 succeeded	
 in	
 having	
 carnal	
 knowledge	
 
with	
 his	
 daughter,	
 OLEBY	
 NADERA,	
 twelve	
 (12)	
 years	
 of	
 age	
 at	
 that	
 time	
 against	
 the	
 latter's	
 
will	
 and	
 consent.	
 
	
 
[if	
 !supportFootnotes][7][endif]
In	
 Criminal	
 Case	
 No.	
 C-4984,	
 the	
 information
	
 stated-	
 
That	
 on	
 or	
 about	
 the	
 24th	
 day	
 of	
 April,	
 1995,	
 sometime	
 in	
 the	
 evening,	
 at	
 Barangay	
 Bayani,	
 Municipality	
 of	
 Naujan,	
 
Province	
 of	
 Oriental	
 Mindoro,	
 Philippines	
 and	
 within	
 the	
 jurisdiction	
 of	
 this	
 Honorable	
 
Court,	
 the	
 above-named	
 accused,	
 motivated	
 by	
 lust	
 and	
 lewd	
 design,	
 and	
 by	
 means	
 of	
 force	
 
and	
 intimidation,	
 wilfully,	
 unlawfully	
 and	
 feloniously	
 did	
 lie	
 and	
 succeeded	
 in	
 having	
 carnal	
 
knowledge	
 with	
 his	
 daughter,	
 OLEBY	
 NADERA,	
 twelve	
 (12)	
 years	
 of	
 age	
 at	
 that	
 time	
 against	
 
the	
 latter's	
 will	
 and	
 consent.	
 
	
 
[if !supportFootnotes][8][endif]
	
 
PHYSICAL	
 EXAMINATION:	
 
-	
 No	
 sign	
 of	
 external	
 physical	
 injuries	
 as	
 of	
 time	
 of	
 examination.	
 -	
 Breast	
 developed	
 -	
 Abdomen:	
 flat,	
 soft	
 non-tender.	
 
EXTERNAL	
 GENITALIA	
 
-	
 Minimal	
 pubic	
 hair	
 -	
 Healed	
 incomplete	
 hymenal	
 lacerations	
 at	
 5,	
 7,	
 12	
 o'clock	
 positions.	
 -	
 No	
 bleeding.	
 
INTERNAL	
 SPECULUM	
 EXAMINATION	
 
-
Vagina	
 admits	
 2	
 fingers	
 with	
 ease.	
 -	
 Cervix	
 small,	
 firm,	
 close	
 non-tender	
 (-)	
 bleeding.	
 -	
 Uterus	
 not	
 enlarged.	
 -	
 
Adnexae	
 negative	
 
	
 
	
 
LABORATORY	
 EXAMINATION:	
 
-	
 Smear	
 for	
 the	
 presence	
 of	
 spermatozoa	
 revealed	
 positive	
 result.	
 
She	
 testified	
 that	
 the	
 hymenal	
 lacerations	
 may	
 have	
 been	
 caused	
 by	
 the	
 insertion	
 of	
 a	
 hard	
 object,	
 the	
 patient's	
 
history	
 of	
 genitalic	
 insertions,	
 a	
 straddle	
 injury,	
 or	
 sitting	
 on	
 hard	
 wood.	
 She	
 could	
 not	
 determine	
 when	
 these	
 
[if	
 !supportFootnotes][11][endif]
lacerations	
 were	
 sustained	
 because	
 they	
 had	
 healed	
 over	
 a	
 period	
 beyond	
 seven	
 days.
	
 
[if	
 !supportFootnotes][12][endif]
Dr.	
 Fesalbon	
 likewise	
 rendered	
 a	
 report
	
 on	
 the	
 medical	
 examination	
 of	
 Maricris	
 Nadera,	
 the	
 
pertinent	
 parts	
 of	
 which	
 state:	
 
	
 
PHYSICAL	
 EXAMINATION:	
 
-	
 No	
 sign	
 of	
 external	
 physical	
 injuries	
 as	
 of	
 time	
 of	
 examination.	
 -	
 Abdomen,	
 flat,	
 soft.	
 
EXTERNAL	
 GENITALIA:	
 
-	
 Absence	
 of	
 pubic	
 hair	
 healed	
 hymenal	
 lacerations,	
 incomplete	
 at	
 1,	
 5,	
 8,	
 11	
 o'clock	
 positions.	
 
INTERNAL	
 EXAMINATION:	
 
-
Vagina	
 admits	
 1	
 finger	
 with	
 ease.	
 -	
 Cervix	
 small	
 (-)	
 bleeding	
 -	
 Uterus	
 not	
 enlarged.	
 -Adnexae	
 (-).	
 
	
 
	
 
LABORATORY	
 EXAMINATION	
 
-	
 Smear	
 for	
 the	
 presence	
 of	
 spermatozoa	
 revealed	
 Negative	
 result.	
 
In	
 the	
 case	
 of	
 Maricris	
 Nadera,	
 Dr.	
 Fesalbon	
 explained	
 that	
 the	
 hymenal	
 lacerations	
 could	
 have	
 been	
 caused	
 by	
 
penetration	
 such	
 as	
 through	
 instrumentation	
 or	
 insertion	
 of	
 an	
 object	
 inside	
 the	
 vagina.	
 They	
 could	
 also	
 have	
 been	
 
caused	
 by	
 the	
 penetration	
 of	
 the	
 penis.	
 Upon	
 inquiry	
 from	
 the	
 court,	
 Dr.	
 Fesalbon	
 stated	
 that	
 the	
 fact	
 that	
 Maricris	
 
had	
 more	
 hymenal	
 lacerations	
 than	
 Oleby	
 could	
 be	
 due	
 to	
 the	
 difference	
 in	
 the	
 impact	
 of	
 penetration.	
 She	
 added	
 that	
 
the	
 number	
 of	
 times	
 each	
 of	
 the	
 girls	
 had	
 sexual	
 intercourse	
 could	
 not	
 be	
 ascertained	
 merely	
 from	
 the	
 hymenal	
 
[if	
 !supportFootnotes][13][endif]	
 
lacerations,	
 although	
 it	
 could	
 be	
 concluded	
 that	
 an	
 object	
 had	
 been	
 inserted	
 in	
 the	
 vagina.
	
 
Oleby	
 Nadera	
 testified	
 about	
 the	
 rapes	
 committed	
 by	
 her	
 father	
 against	
 her	
 as	
 follows:	
 
On	
 May	
 17,	
 1992,	
 at	
 around	
 10	
 o'clock	
 in	
 the	
 evening,	
 while	
 Daisy	
 was	
 away	
 working	
 as	
 a	
 domestic	
 helper	
 in	
 Bahrain,	
 
accused-	
 appellant	
 pulled	
 Oleby,	
 then	
 nine	
 years	
 of	
 age,	
 towards	
 a	
 bed,	
 removed	
 her	
 panties	
 and	
 shorts	
 and	
 ordered	
 
her	
 to	
 keep	
 quiet.	
 He	
 then	
 placed	
 himself	
 on	
 top	
 of	
 her	
 and	
 inserted	
 his	
 penis	
 into	
 her	
 vagina.	
 He	
 proceeded	
 to	
 make	
 
an	
 up	
 and	
 down	
 motion	
 while	
 on	
 top	
 of	
 his	
 daughter.	
 All	
 the	
 while,	
 Oleby	
 was	
 crying,	
 pleading	
 with	
 her	
 father,	
 
"Huwag	
 po!",	
 "Huwag	
 po!"	
 Accused-appellant	
 again	
 ordered	
 Oleby	
 to	
 keep	
 quiet	
 lest	
 her	
 brother	
 and	
 sisters	
 were	
 
awakened.	
 Afterwards,	
 accused-appellant	
 told	
 Oleby	
 to	
 put	
 on	
 her	
 panties	
 and	
 shorts	
 and	
 to	
 go	
 to	
 sleep.	
 Oleby	
 went	
 
to	
 the	
 bed	
 where	
 her	
 brother	
 and	
 sisters	
 were	
 sleeping	
 and	
 cried.	
 
	
 
On	
 another	
 occasion,	
 on	
 April	
 17,	
 1995,	
 accused-appellant	
 sent	
 Sherilyn	
 and	
 Maricris	
 to	
 the	
 sari-sari	
 store	
 while	
 he	
 
asked	
 March	
 Anthony	
 to	
 gather	
 firewood.	
 While	
 Oleby	
 was	
 left	
 alone	
 inside	
 their	
 house	
 in	
 Barangay	
 Bayani,	
 Naujan,	
 
Oriental	
 Mindoro,	
 accused-appellant	
 again	
 raped	
 her.	
 Oleby	
 was	
 12	
 years	
 old	
 at	
 that	
 time.	
 Accused-appellant	
 closed	
 
the	
 door	
 and	
 windows,	
 removed	
 Oleby's	
 panties	
 and	
 shorts	
 and	
 sat	
 down.	
 While	
 sitting	
 down,	
 accused-appellant	
 
placed	
 Oleby's	
 legs	
 on	
 his	
 thighs	
 and	
 inserted	
 his	
 penis	
 into	
 her	
 vagina.	
 Later	
 on,	
 he	
 told	
 Oleby	
 to	
 put	
 on	
 her	
 panties	
 
and	
 shorts	
 and	
 told	
 her	
 to	
 fetch	
 her	
 brother	
 and	
 sisters.	
 
	
 
Oleby	
 was	
 raped	
 by	
 her	
 father	
 for	
 the	
 third	
 time	
 on	
 April	
 24,	
 1995.	
 That	
 evening,	
 she	
 woke	
 up	
 to	
 find	
 her	
 father	
 on	
 
top	
 of	
 her,	
 taking	
 off	
 her	
 shorts	
 and	
 panties	
 and	
 inserting	
 his	
 penis	
 into	
 her	
 vagina.	
 As	
 her	
 father	
 was	
 taking	
 off	
 her	
 
clothes,	
 Oleby	
 cried	
 and	
 pleaded,	
 "Huwag	
 po!	
 Huwag	
 po!"	
 Instead	
 of	
 desisting,	
 accused-appellant	
 told	
 her	
 to	
 keep	
 
quiet	
 so	
 as	
 not	
 to	
 awaken	
 her	
 brother	
 and	
 sisters,	
 and	
 threatened	
 her	
 with	
 harm	
 if	
 she	
 made	
 any	
 noise.	
 Accused-
[if	
 !supportFootnotes][14][endif]	
 
appellant	
 then	
 made	
 a	
 pumping	
 motion,	
 consummating	
 the	
 sexual	
 act	
 with	
 his	
 daughter.
	
 
After	
 Oleby's	
 direct	
 examination	
 had	
 been	
 finished,	
 Atty.	
 Brotonel,	
 accused-appellant's	
 counsel,	
 did	
 not	
 conduct	
 any	
 
[if	
 !supportFootnotes][15][endif]	
 
cross	
 examination	
 on	
 the	
 ground	
 that	
 he	
 was	
 convinced	
 Oleby	
 was	
 telling	
 the	
 truth.
	
 
On	
 that	
 same	
 day,	
 Maricris	
 also	
 testified.	
 She	
 related	
 how	
 she	
 was	
 raped	
 by	
 her	
 father	
 on	
 March	
 3,	
 1996,	
 the	
 year	
 
before,	
 when	
 she	
 was	
 11	
 years	
 old.	
 At	
 about	
 eight	
 o'clock	
 in	
 the	
 evening	
 of	
 said	
 date,	
 while	
 her	
 brother	
 and	
 sisters	
 
were	
 sleeping,	
 she	
 was	
 pulled	
 by	
 her	
 father	
 towards	
 his	
 bed	
 and	
 told	
 to	
 lie	
 down.	
 Accused-appellant	
 then	
 placed	
 
himself	
 on	
 top	
 of	
 Maricris	
 and	
 inserted	
 his	
 penis	
 into	
 her	
 vagina.	
 Maricris	
 pleaded	
 "Papa,	
 huwag	
 po,	
 maawa	
 naman	
 
kayo	
 sa	
 amin."	
 Ignoring	
 his	
 daughter's	
 pleas,	
 accused-appellant	
 continued	
 raping	
 her	
 by	
 making	
 a	
 pumping	
 motion	
 
and	
 threatened	
 to	
 kill	
 all	
 of	
 them	
 if	
 she	
 cried.	
 Accused-appellant	
 afterwards	
 asked	
 Maricris	
 to	
 put	
 on	
 her	
 shorts	
 and	
 
panties	
 and	
 return	
 to	
 bed.	
 He	
 told	
 Maricris	
 not	
 to	
 cry	
 so	
 as	
 not	
 to	
 awaken	
 her	
 siblings.	
 She	
 did	
 not	
 tell	
 anyone	
 what	
 
befell	
 her	
 because	
 she	
 was	
 afraid.	
 A	
 neighbor,	
 named	
 Lita	
 Macalalad,	
 asked	
 her	
 if	
 Oleby	
 had	
 been	
 raped	
 by	
 their	
 
father.	
 It	
 turned	
 out	
 Oleby	
 had	
 told	
 her	
 ordeal	
 to	
 Lita	
 Macalalad	
 while	
 they	
 were	
 washing	
 clothes	
 and	
 talking	
 about	
 
Oleby's	
 parents.	
 Oleby	
 also	
 told	
 Lita	
 Macalalad	
 that	
 Maricris	
 had	
 been	
 raped	
 by	
 their	
 father	
 as	
 well,	
 a	
 fact	
 related	
 to	
 
[if	
 !supportFootnotes][16][endif]	
 
Oleby	
 by	
 Maricris.
	
 
Daisy	
 Nadera,	
 accused-appellant's	
 wife,	
 also	
 testified	
 for	
 the	
 prosecution.	
 Her	
 testimony	
 focused	
 on	
 the	
 dates	
 of	
 
births	
 of	
 her	
 children	
 and	
 the	
 fact	
 that	
 she	
 was	
 out	
 of	
 the	
 country	
 when	
 the	
 alleged	
 rapes	
 occurred.	
 She	
 testified	
 that	
 
she	
 and	
 her	
 daughters	
 filed	
 a	
 complaint	
 for	
 rape	
 against	
 accused-appellant	
 after	
 discovering	
 his	
 hideous	
 acts.	
 
[if	
 !supportFootnotes][17][endif]
Thereafter,	
 her	
 children	
 were	
 subjected	
 to	
 a	
 medical	
 examination.
	
 
On	
 August	
 12,	
 1997,	
 the	
 prosecution	
 formally	
 offered	
 its	
 documentary	
 evidence	
 and	
 rested	
 its	
 case	
 thereafter.	
 
Accused-appellant	
 did	
 not	
 present	
 any	
 evidence	
 in	
 his	
 defense.	
 
	
 
On	
 August	
 27,	
 1997,	
 the	
 trial	
 court	
 rendered	
 judgment	
 finding	
 accused-appellant	
 guilty	
 of	
 four	
 counts	
 of	
 rape	
 against	
 
[if	
 !supportFootnotes][18][endif]
his	
 daughters.	
 The	
 dispositive	
 portion	
 of	
 its	
 decision
	
 reads:	
 
	
 
ACCORDINGLY,	
 the	
 Court	
 finds	
 accused	
 Elegio	
 Nadera,	
 Jr.,	
 guilty	
 beyond	
 reasonable	
 doubt,	
 as	
 principal,	
 of	
 the	
 crime	
 
of	
 Rape	
 [4	
 counts]	
 with	
 the	
 qualifying	
 circumstance	
 that	
 the	
 victims	
 are	
 under	
 18	
 years	
 of	
 
age	
 and	
 the	
 offender	
 is	
 a	
 parent.	
 He	
 is	
 hereby	
 sentenced	
 to	
 suffer	
 the	
 penalty	
 of	
 Reclusion	
 
Perpetua	
 ranging	
 from	
 20	
 years	
 and	
 1	
 day	
 to	
 40	
 years	
 for	
 the	
 rape	
 committed	
 on	
 May	
 17,	
 
1992	
 and	
 three	
 DEATH	
 PENALTIES	
 for	
 the	
 rape	
 committed	
 on	
 April	
 17	
 and	
 24,	
 1995	
 and	
 
March	
 3,	
 1996,	
 together	
 with	
 the	
 accessory	
 penalties	
 provided	
 by	
 law.	
 He	
 is	
 also	
 ordered	
 to	
 
indemnify	
 victim	
 Oleby	
 Nadera	
 the	
 total	
 amount	
 of	
 P150,000.00	
 in	
 Criminal	
 Case	
 Nos.	
 C-
4982,	
 C-4983	
 and	
 C-4984	
 and	
 Maricris	
 Nadera,	
 the	
 amount	
 of	
 P50,000.00	
 in	
 Criminal	
 Case	
 
No.	
 C-4985,	
 without	
 subsidiary	
 imprisonment	
 in	
 case	
 of	
 insolvency,	
 and	
 to	
 pay	
 the	
 costs.	
 
	
 
S	
 OO	
 R	
 D	
 E	
 R	
 E	
 D.	
 
	
 
As	
 already	
 stated,	
 accused-appellant's	
 lone	
 assignment	
 of	
 error	
 is	
 that	
 the	
 trial	
 court	
 accepted	
 his	
 plea	
 of	
 guilty	
 to	
 a	
 
capital	
 offense	
 without	
 making	
 a	
 searching	
 inquiry	
 to	
 determine	
 whether	
 he	
 understood	
 the	
 consequences	
 of	
 his	
 
[if	
 
plea.	
 In	
 support	
 of	
 his	
 contention,	
 accused-appellant	
 invokes	
 the	
 ruling	
 in	
 the	
 case	
 of	
 People	
 v.	
 Dayot
!supportFootnotes][19][endif]
	
 in	
 which	
 this	
 Court	
 ruled	
 that,	
 in	
 criminal	
 cases,	
 the	
 judge	
 must	
 be	
 convinced	
 that	
 the	
 accused,	
 in	
 
pleading	
 guilty,	
 is	
 truly	
 guilty.	
 This	
 could	
 be	
 done	
 by	
 requiring	
 him	
 to	
 narrate	
 the	
 events	
 leading	
 to	
 the	
 crime,	
 making	
 
him	
 reenact	
 it,	
 or	
 asking	
 him	
 to	
 supply	
 missing	
 details.	
 The	
 judge	
 must	
 satisfy	
 himself	
 that:	
 (1)	
 the	
 accused	
 is	
 
voluntarily	
 pleading	
 guilty,	
 and	
 (2)	
 he	
 is	
 truly	
 guilty	
 and	
 there	
 is	
 a	
 rational	
 basis	
 for	
 a	
 finding	
 of	
 guilt	
 based	
 on	
 his	
 
testimony.	
 
	
 
We	
 find	
 merit	
 in	
 accused-appellant's	
 allegations.	
 In	
 addition,	
 we	
 find	
 that	
 there	
 was	
 inadequate	
 representation	
 of	
 his	
 
case	
 in	
 court,	
 thus	
 necessitating	
 the	
 remand	
 of	
 this	
 case	
 for	
 further	
 proceedings.	
 
	
 
I.	
 
Rule	
 116	
 of	
 the	
 Rules	
 on	
 Criminal	
 Procedure	
 provides:	
 
SEC.	
 3.	
 Plea	
 of	
 guilty	
 to	
 capital	
 offense;	
 reception	
 of	
 evidence.-	
 When	
 the	
 accused	
 pleads	
 guilty	
 to	
 a	
 capital	
 offense,	
 
the	
 court	
 shall	
 conduct	
 a	
 searching	
 inquiry	
 into	
 the	
 voluntariness	
 
and	
 full	
 comprehension	
 of	
 the	
 consequences	
 of	
 his	
 plea	
 and	
 
require	
 the	
 prosecution	
 to	
 prove	
 his	
 guilt	
 and	
 the	
 precise	
 degree	
 
of	
 culpability.	
 The	
 accused	
 may	
 also	
 present	
 evidence	
 on	
 his	
 
behalf.	
 
	
 
Under	
 this	
 Rule,	
 three	
 things	
 are	
 enjoined	
 upon	
 the	
 trial	
 court	
 when	
 a	
 plea	
 of	
 guilty	
 to	
 a	
 capital	
 offense	
 is	
 entered:	
 (1)	
 
the	
 court	
 must	
 conduct	
 a	
 searching	
 inquiry	
 into	
 the	
 voluntariness	
 of	
 the	
 plea	
 and	
 the	
 accused's	
 full	
 comprehension	
 of	
 
the	
 consequences	
 thereof;	
 (2)	
 the	
 court	
 must	
 require	
 the	
 prosecution	
 to	
 present	
 evidence	
 to	
 prove	
 the	
 guilt	
 of	
 the	
 
accused	
 and	
 the	
 precise	
 degree	
 of	
 his	
 culpability;	
 and,	
 (3)	
 the	
 court	
 must	
 ask	
 the	
 accused	
 if	
 he	
 desires	
 to	
 present	
 
[if	
 !supportFootnotes][20][endif]	
 
evidence	
 on	
 his	
 behalf	
 and	
 allow	
 him	
 to	
 do	
 so	
 if	
 he	
 desires.
	
 
[if	
 !supportFootnotes][21][endif]
What	
 constitutes	
 a	
 searching	
 inquiry,	
 as	
 explained	
 in	
 People	
 v.	
 Alicando,
	
 is	
 that	
 the	
 plea	
 of	
 guilt	
 
must	
 be	
 based	
 on	
 a	
 free	
 and	
 informed	
 judgment.	
 Hence,	
 a	
 searching	
 inquiry	
 must	
 focus	
 on:	
 (1)	
 the	
 voluntariness	
 of	
 
the	
 plea,	
 and	
 (2)	
 the	
 full	
 comprehension	
 of	
 the	
 consequences	
 of	
 the	
 plea.	
 
	
 
In	
 the	
 case	
 at	
 bar,	
 the	
 record	
 does	
 not	
 show	
 what	
 exactly	
 transpired	
 at	
 the	
 re-arraignment	
 of	
 accused-appellant,	
 for	
 
what	
 reason	
 he	
 changed	
 his	
 plea	
 from	
 "not	
 guilty"	
 to	
 "guilty,"	
 and	
 whether	
 he	
 fully	
 understood	
 the	
 consequences	
 of	
 
his	
 guilty	
 plea.	
 The	
 only	
 indication	
 in	
 the	
 record	
 that	
 accused-appellant	
 changed	
 his	
 plea	
 to	
 guilty	
 is	
 the	
 Certificates	
 of	
 
[if	
 !supportFootnotes][22][endif]
Re-	
 Arraignment,	
 dated	
 August	
 5,	
 1997,	
 in	
 Criminal	
 Case	
 Nos.	
 C-4982	
 to	
 C-4985.
	
 On	
 what	
 
exactly	
 accused-appellant	
 said	
 in	
 entering	
 his	
 plea	
 of	
 guilty	
 and	
 what	
 exactly	
 he	
 had	
 been	
 told	
 by	
 the	
 trial	
 judge,	
 the	
 
records	
 shed	
 no	
 light.	
 There	
 is	
 thus	
 no	
 evidence	
 to	
 show	
 that	
 accused-appellant's	
 guilty	
 plea	
 was	
 voluntarily	
 made	
 or	
 
that	
 he	
 had	
 fully	
 understood	
 the	
 consequences	
 of	
 such	
 plea.	
 
	
 
In	
 its	
 decision,	
 the	
 trial	
 court	
 described	
 the	
 manner	
 in	
 which	
 the	
 accused	
 pleaded	
 guilty,	
 thus:	
 
Upon	
 arraignment,	
 accused,	
 assisted	
 by	
 Atty.	
 Manolo	
 A.	
 Brotonel	
 of	
 the	
 Public	
 Attorney's	
 Office,	
 pleaded	
 not	
 guilty	
 to	
 
the	
 crime	
 charged.	
 However,	
 on	
 August	
 5,	
 1997,	
 when	
 these	
 cases	
 were	
 called	
 for	
 pre-trial	
 
and	
 trial,	
 counsel	
 for	
 the	
 accused	
 manifested	
 that	
 the	
 accused,	
 realizing	
 the	
 futility	
 of	
 
entering	
 into	
 trial	
 and	
 considering	
 that	
 he	
 actually	
 committed	
 the	
 acts	
 complained	
 of,	
 
intimated	
 his	
 intention	
 to	
 enter	
 a	
 plea	
 of	
 guilty	
 to	
 the	
 above-	
 mentioned	
 charges.	
 The	
 
accused	
 was	
 then	
 asked	
 by	
 this	
 Court	
 if	
 he	
 was	
 aware	
 of	
 the	
 consequences	
 of	
 a	
 plea	
 of	
 
guilty	
 to	
 a	
 capital	
 offense:	
 that	
 for	
 the	
 rape	
 he	
 committed	
 on	
 May	
 17,	
 1992	
 against	
 his	
 
daughter,	
 Oleby	
 Nadera,	
 who	
 was	
 9	
 years	
 old	
 at	
 the	
 time,	
 he	
 would	
 be	
 sentenced	
 to	
 
reclusion	
 perpetua	
 and	
 for	
 the	
 three	
 other	
 counts	
 of	
 rape	
 committed	
 on	
 April	
 17	
 and	
 24,	
 
1995	
 [both	
 against	
 Oleby	
 Nadera]	
 and	
 on	
 March	
 3,	
 1996	
 [against	
 Maricris	
 Nadera,	
 11	
 years	
 
old	
 at	
 the	
 time],	
 he	
 would	
 be	
 sentenced	
 to	
 death	
 by	
 lethal	
 injection.	
 After	
 having	
 been	
 
informed	
 of	
 this,	
 he	
 insisted	
 that	
 he	
 is	
 willing	
 to	
 enter	
 a	
 plea	
 of	
 guilty	
 to	
 the	
 crimes	
 charged	
 
[if	
 !supportFootnotes][23][endif]	
 
and	
 is	
 ready	
 to	
 face	
 the	
 consequences	
 thereof.
	
 
The	
 warnings	
 given	
 by	
 the	
 trial	
 court	
 in	
 this	
 case	
 fall	
 short	
 of	
 the	
 requirement	
 that	
 it	
 must	
 make	
 a	
 searching	
 inquiry	
 to	
 
determine	
 whether	
 accused-appellant	
 understood	
 fully	
 the	
 import	
 of	
 his	
 guilty	
 plea.	
 As	
 has	
 been	
 said,	
 a	
 mere	
 warning	
 
[if	
 !supportFootnotes][24][endif]
that	
 the	
 accused	
 faces	
 the	
 supreme	
 penalty	
 of	
 death	
 is	
 insufficient.
	
 For	
 more	
 often	
 than	
 not,	
 an	
 
accused	
 pleads	
 guilty	
 upon	
 bad	
 advice	
 or	
 because	
 he	
 hopes	
 for	
 a	
 lenient	
 treatment	
 or	
 a	
 lighter	
 penalty.	
 The	
 trial	
 judge	
 
[if	
 !supportFootnotes][25][endif]
must	
 erase	
 such	
 mistaken	
 impressions.
	
 He	
 must	
 be	
 completely	
 convinced	
 that	
 the	
 guilty	
 plea	
 
made	
 by	
 the	
 accused	
 was	
 not	
 made	
 under	
 duress	
 or	
 promise	
 of	
 reward.	
 The	
 judge	
 must	
 ask	
 the	
 accused	
 the	
 manner	
 
the	
 latter	
 was	
 arrested	
 or	
 detained,	
 and	
 whether	
 he	
 was	
 assisted	
 by	
 counsel	
 during	
 the	
 custodial	
 and	
 preliminary	
 
investigations.	
 In	
 addition,	
 the	
 defense	
 counsel	
 should	
 also	
 be	
 asked	
 whether	
 he	
 conferred	
 with	
 the	
 accused	
 and	
 
completely	
 explained	
 to	
 him	
 the	
 meaning	
 and	
 the	
 consequences	
 of	
 a	
 plea	
 of	
 guilt.	
 Furthermore,	
 since	
 the	
 age,	
 
educational	
 attainment	
 and	
 socio-economic	
 status	
 of	
 the	
 accused	
 may	
 reveal	
 insights	
 for	
 a	
 proper	
 verdict	
 in	
 the	
 case,	
 
[if	
 !supportFootnotes][26][endif]
the	
 trial	
 court	
 must	
 ask	
 questions	
 concerning	
 them.
	
 In	
 this	
 case,	
 absent	
 any	
 showing	
 that	
 these	
 
questions	
 were	
 put	
 to	
 accused-appellant,	
 a	
 searching	
 inquiry	
 cannot	
 be	
 said	
 to	
 have	
 been	
 undertaken	
 by	
 the	
 trial	
 
court.	
 
	
 
[if	
 
What	
 the	
 trial	
 court	
 did	
 in	
 this	
 case,	
 as	
 described	
 in	
 its	
 decision,	
 is	
 similar	
 to	
 what	
 happened	
 in	
 People	
 v.	
 Sevilleno.
!supportFootnotes][27][endif]
	
 In	
 that	
 case,	
 the	
 accused	
 was	
 charged	
 with	
 the	
 rape	
 and	
 homicide	
 of	
 a	
 nine-year	
 old	
 girl.	
 The	
 
accused	
 pleaded	
 guilty	
 whereupon	
 the	
 judge	
 asked	
 him	
 questions:	
 (1)	
 Do	
 you	
 understand	
 your	
 plea	
 of	
 guilt?	
 and	
 (2)	
 
Do	
 you	
 know	
 that	
 your	
 plea	
 of	
 guilt	
 could	
 bring	
 the	
 death	
 penalty?	
 This	
 Court	
 held	
 that	
 these	
 questions	
 did	
 not	
 
constitute	
 a	
 searching	
 inquiry.	
 
	
 
.	
 .	
 .	
 In	
 every	
 case	
 where	
 the	
 accused	
 enters	
 a	
 plea	
 of	
 guilty	
 to	
 a	
 capital	
 offense,	
 especially	
 where	
 he	
 is	
 an	
 ignorant	
 
person	
 with	
 little	
 or	
 no	
 education,	
 the	
 proper	
 and	
 prudent	
 course	
 to	
 follow	
 is	
 to	
 take	
 such	
 
evidence	
 as	
 are	
 available	
 and	
 necessary	
 in	
 support	
 of	
 the	
 material	
 allegations	
 of	
 the	
 
information,	
 including	
 the	
 aggravating	
 circumstances	
 therein	
 enumerated,	
 not	
 only	
 to	
 
satisfy	
 the	
 trial	
 judge	
 himself	
 but	
 also	
 to	
 aid	
 the	
 Supreme	
 Court	
 in	
 determining	
 whether	
 the	
 
accused	
 really	
 and	
 truly	
 understood	
 and	
 comprehended	
 the	
 meaning,	
 full	
 significance	
 and	
 
[if	
 !supportFootnotes][28][endif]	
 
consequences	
 of	
 his	
 plea.
	
 
Clearly,	
 the	
 plea	
 of	
 guilty	
 of	
 accused-appellant	
 in	
 this	
 case	
 was	
 made	
 improvidently.	
 
	
 
II.	
 
Convictions	
 based	
 on	
 an	
 improvident	
 plea	
 of	
 guilt	
 are	
 set	
 aside	
 only	
 if	
 such	
 plea	
 is	
 the	
 sole	
 basis	
 of	
 the	
 judgment.	
 If	
 
the	
 trial	
 court	
 relied	
 on	
 sufficient	
 and	
 credible	
 evidence	
 to	
 convict	
 the	
 accused,	
 the	
 conviction	
 must	
 be	
 sustained,	
 
because	
 then	
 it	
 is	
 predicated	
 not	
 merely	
 on	
 the	
 guilty	
 plea	
 of	
 the	
 accused	
 but	
 on	
 evidence	
 proving	
 his	
 commission	
 of	
 
[if	
 !supportFootnotes][29][endif]
the	
 offense	
 charged.
	
 
As	
 already	
 stated,	
 the	
 prosecution	
 evidence	
 consisted	
 of	
 the	
 testimonies	
 of	
 Oleby	
 and	
 Maricris	
 Nadera,	
 the	
 results	
 of	
 
their	
 medical	
 examinations,	
 and	
 the	
 testimonies	
 of	
 their	
 mother,	
 Daisy,	
 and	
 the	
 physician	
 who	
 conducted	
 the	
 medical	
 
examination	
 of	
 the	
 two	
 girls,	
 Dr.	
 Cynthia	
 Fesalbon.	
 Certain	
 circumstances	
 present	
 in	
 this	
 case,	
 however,	
 persuade	
 us	
 
that	
 a	
 remand	
 of	
 this	
 case	
 is	
 necessary.	
 
First.	
 A	
 perusal	
 of	
 the	
 decision	
 of	
 the	
 court	
 reveals	
 that	
 the	
 trial	
 judge	
 failed	
 to	
 state	
 the	
 factual	
 and	
 legal	
 reasons	
 on	
 
which	
 he	
 based	
 accused-appellant's	
 conviction.	
 Except	
 for	
 the	
 narration	
 of	
 the	
 prosecution's	
 evidence	
 and	
 a	
 bare	
 
recital	
 of	
 R.A.	
 No.7659,	
 amending	
 Art.	
 335	
 of	
 the	
 Revised	
 Penal	
 Code,	
 there	
 is	
 nothing	
 else	
 to	
 indicate	
 the	
 reason	
 for	
 
the	
 decision.	
 There	
 is	
 no	
 evaluation	
 of	
 the	
 evidence	
 and	
 no	
 reason	
 given	
 why	
 the	
 court	
 found	
 the	
 testimonies	
 of	
 the	
 
witnesses	
 credible.	
 Rule	
 120	
 of	
 the	
 1985	
 Rules	
 on	
 Criminal	
 Procedure	
 provides:	
 
Sec.	
 2.	
 Form	
 and	
 contents	
 of	
 judgment.-	
 The	
 judgment	
 must	
 be	
 written	
 in	
 the	
 official	
 language,	
 personally	
 and	
 directly	
 
prepared	
 by	
 the	
 judge	
 and	
 signed	
 by	
 him	
 and	
 shall	
 contain	
 clearly	
 and	
 distinctly	
 a	
 
statement	
 of	
 the	
 facts	
 proved	
 or	
 admitted	
 by	
 the	
 accused	
 and	
 the	
 law	
 upon	
 which	
 the	
 
judgment	
 is	
 based.	
 
If	
 it	
 is	
 of	
 conviction,	
 the	
 judgment	
 shall	
 state	
 (a)	
 the	
 legal	
 qualification	
 of	
 the	
 offense	
 constituted	
 by	
 the	
 acts	
 
committed	
 by	
 the	
 accused,	
 and	
 the	
 aggravating	
 or	
 mitigating	
 circumstances	
 attending	
 the	
 
commission	
 thereof,	
 if	
 there	
 be	
 any;	
 (b)	
 participation	
 of	
 the	
 accused	
 in	
 the	
 commission	
 of	
 
the	
 offense,	
 whether	
 as	
 principal,	
 accomplice,	
 or	
 accessory	
 after	
 the	
 fact;	
 (c)	
 the	
 penalty	
 
imposed	
 upon	
 the	
 accused;	
 and	
 (d)	
 the	
 civil	
 liability	
 or	
 damages	
 caused	
 by	
 the	
 wrongful	
 act	
 
to	
 be	
 recovered	
 from	
 the	
 accused	
 by	
 the	
 offended	
 party,	
 if	
 there	
 be	
 any,	
 unless	
 the	
 
enforcement	
 of	
 the	
 civil	
 liability	
 by	
 a	
 separate	
 action	
 has	
 been	
 reserved	
 or	
 waived.	
 
In	
 case	
 of	
 acquittal,	
 unless	
 there	
 is	
 a	
 clear	
 showing	
 that	
 the	
 act	
 from	
 which	
 the	
 civil	
 liability	
 might	
 arise	
 did	
 not	
 exist,	
 
the	
 judgment	
 shall	
 make	
 a	
 finding	
 on	
 the	
 civil	
 liability	
 of	
 the	
 accused	
 in	
 favor	
 of	
 the	
 
offended	
 party.	
 
[if	
 !supportFootnotes][30][endif]
In	
 People	
 v.	
 Bugarin,
	
 we	
 stated:	
 
The	
 requirement	
 that	
 the	
 decisions	
 of	
 courts	
 must	
 be	
 in	
 writing	
 and	
 that	
 they	
 must	
 set	
 forth	
 clearly	
 and	
 distinctly	
 the	
 
facts	
 and	
 the	
 law	
 on	
 which	
 they	
 are	
 based	
 serves	
 many	
 functions.	
 It	
 is	
 intended,	
 among	
 
other	
 things,	
 to	
 inform	
 the	
 parties	
 of	
 the	
 reason	
 or	
 reasons	
 for	
 the	
 decision	
 so	
 that	
 if	
 any	
 of	
 
them	
 appeals,	
 he	
 can	
 point	
 out	
 to	
 the	
 appellate	
 court	
 the	
 finding	
 of	
 facts	
 or	
 the	
 rulings	
 on	
 
points	
 of	
 law	
 with	
 which	
 he	
 disagrees.	
 More	
 than	
 that,	
 the	
 requirement	
 is	
 an	
 assurance	
 to	
 
the	
 parties	
 that,	
 in	
 reaching	
 judgment,	
 the	
 judge	
 did	
 so	
 through	
 the	
 processes	
 of	
 legal	
 
reasoning.	
 It	
 is,	
 thus,	
 a	
 safeguard	
 against	
 the	
 impetuosity	
 of	
 the	
 judge,	
 preventing	
 him	
 from	
 
deciding	
 by	
 ipse	
 dixit.	
 Vouchsafed	
 neither	
 the	
 sword	
 nor	
 the	
 purse	
 by	
 the	
 Constitution	
 but	
 
nonetheless	
 vested	
 with	
 the	
 sovereign	
 prerogative	
 of	
 passing	
 judgment	
 on	
 the	
 life,	
 liberty	
 
or	
 property	
 of	
 his	
 fellowmen,	
 the	
 judge	
 must	
 ultimately	
 depend	
 on	
 the	
 power	
 of	
 reason	
 for	
 
sustained	
 public	
 confidence	
 in	
 the	
 justness	
 of	
 his	
 decision.	
 The	
 decision	
 of	
 the	
 trial	
 court	
 in	
 
this	
 case	
 disrespects	
 the	
 judicial	
 function.	
 
Second.	
 The	
 cavalier	
 attitude	
 of	
 accused-appellant's	
 counsel,	
 Atty.	
 Manolo	
 A.	
 Brotonel	
 of	
 the	
 Public	
 Attorney's	
 Office,	
 
cannot	
 go	
 unnoticed.	
 It	
 is	
 discernible	
 in	
 (a)	
 his	
 refusal	
 to	
 cross	
 examine	
 Oleby	
 Nadera;	
 (b)	
 the	
 manner	
 in	
 which	
 he	
 
conducted	
 Maricris	
 Nadera's	
 cross	
 examination;	
 and,	
 (c)	
 his	
 failure	
 not	
 only	
 to	
 present	
 evidence	
 for	
 the	
 accused	
 but	
 
also	
 to	
 inform	
 the	
 accused	
 of	
 his	
 right	
 to	
 do	
 so,	
 if	
 he	
 desires.	
 
Only	
 faithful	
 performance	
 by	
 counsel	
 of	
 his	
 duty	
 towards	
 his	
 client	
 can	
 give	
 meaning	
 and	
 substance	
 to	
 the	
 accused's	
 
right	
 to	
 due	
 process	
 and	
 to	
 be	
 presumed	
 innocent	
 until	
 proven	
 otherwise.	
 Hence,	
 a	
 lawyer's	
 duty,	
 especially	
 that	
 of	
 a	
 
defense	
 counsel,	
 must	
 not	
 be	
 taken	
 lightly.	
 It	
 must	
 be	
 performed	
 with	
 all	
 the	
 zeal	
 and	
 vigor	
 at	
 his	
 command	
 to	
 
protect	
 and	
 safeguard	
 the	
 accused's	
 fundamental	
 rights.	
 
[if	
 !supportFootnotes][31][endif]
In	
 the	
 case	
 of	
 People	
 vs.	
 Bermas,
	
 no	
 less	
 than	
 three	
 PAO	
 lawyers	
 were	
 found	
 by	
 the	
 Court	
 to	
 
have	
 failed	
 in	
 performing	
 their	
 duties	
 to	
 their	
 client,	
 an	
 accused	
 charged	
 with	
 raping	
 his	
 daughter.	
 The	
 first	
 lawyer	
 
inexplicably	
 waived	
 the	
 cross	
 examination	
 of	
 the	
 private	
 complainant	
 and	
 later	
 asked	
 to	
 be	
 relieved	
 of	
 her	
 duties	
 as	
 
counsel	
 de	
 oficio.	
 A	
 second	
 lawyer	
 appointed	
 by	
 the	
 court	
 missed	
 several	
 hearings	
 during	
 the	
 trial	
 and	
 could	
 no	
 longer	
 
be	
 located.	
 The	
 third	
 PAO	
 lawyer	
 appointed	
 by	
 the	
 trial	
 court	
 accepted	
 his	
 duties	
 reluctantly	
 and	
 later	
 ceased	
 to	
 
appear	
 for	
 the	
 accused.	
 This	
 Court	
 held	
 that:	
 
The	
 right	
 to	
 counsel	
 must	
 be	
 more	
 than	
 just	
 the	
 presence	
 of	
 a	
 lawyer	
 in	
 the	
 courtroom	
 or	
 the	
 mere	
 propounding	
 of	
 
standard	
 questions	
 and	
 objections.	
 The	
 right	
 to	
 counsel	
 means	
 that	
 the	
 accused	
 is	
 amply	
 
accorded	
 legal	
 assistance	
 extended	
 by	
 a	
 counsel	
 who	
 commits	
 himself	
 to	
 the	
 cause	
 for	
 the	
 
defense	
 and	
 acts	
 accordingly.	
 The	
 right	
 assumes	
 an	
 active	
 involvement	
 by	
 the	
 lawyer	
 in	
 the	
 
proceedings,	
 particularly	
 at	
 the	
 trial	
 of	
 the	
 case,	
 his	
 bearing	
 constantly	
 in	
 mind	
 of	
 the	
 basic	
 
rights	
 of	
 the	
 accused,	
 his	
 being	
 well-versed	
 on	
 the	
 case	
 and	
 his	
 knowing	
 the	
 fundamental	
 
procedures,	
 essential	
 laws	
 and	
 existing	
 jurisprudence.	
 The	
 right	
 of	
 an	
 accused	
 to	
 counsel	
 
finds	
 substance	
 in	
 the	
 performance	
 by	
 the	
 lawyer	
 of	
 his	
 sworn	
 duty	
 of	
 fidelity	
 to	
 his	
 client.	
 
Tersely	
 put,	
 it	
 means	
 an	
 efficient	
 and	
 truly	
 decisive	
 legal	
 assistance	
 and	
 not	
 a	
 simple	
 
perfunctory	
 representation.	
 
Measured	
 by	
 this	
 standard,	
 the	
 defense	
 counsels	
 conduct	
 in	
 this	
 case	
 falls	
 short	
 of	
 the	
 quality	
 of	
 advocacy	
 demanded	
 
of	
 him,	
 considering	
 the	
 gravity	
 of	
 the	
 offense	
 charged	
 and	
 the	
 finality	
 of	
 the	
 penalty.	
 A	
 glaring	
 example	
 of	
 his	
 manifest	
 
lack	
 of	
 enthusiasm	
 for	
 his	
 client's	
 cause	
 is	
 his	
 decision	
 not	
 to	
 cross	
 examine	
 Oleby	
 Nadera,	
 as	
 revealed	
 in	
 the	
 following	
 
portion	
 of	
 the	
 records:	
 
COURT:	
 
.......Any	
 cross?	
 
ATTY.	
 BROTONEL:	
 
.......If	
 Your	
 Honor	
 please,	
 we	
 are	
 not	
 conducting	
 any	
 cross-examination,	
 because	
 this	
 representation,	
 from	
 the	
 
[if	
 !supportFootnotes][32][endif]
demeanor	
 of	
 the	
 witness,	
 I	
 am	
 convinced	
 that	
 she	
 is	
 telling	
 the	
 truth.
	
 
It	
 may	
 be	
 so	
 that	
 defense	
 counsel	
 personally	
 found	
 Oleby's	
 testimony	
 to	
 be	
 believable.	
 Nonetheless,	
 he	
 had	
 the	
 
bounden	
 duty	
 to	
 scrutinize	
 private	
 complainant's	
 testimony	
 to	
 ensure	
 that	
 the	
 accused's	
 constitutional	
 right	
 to	
 
confront	
 and	
 examine	
 the	
 witnesses	
 against	
 him	
 was	
 not	
 rendered	
 for	
 naught.	
 
It	
 bears	
 pointing	
 out	
 that	
 in	
 rape	
 cases,	
 it	
 is	
 often	
 the	
 word	
 of	
 the	
 complainant	
 against	
 that	
 of	
 the	
 accused,	
 the	
 two	
 
being	
 the	
 only	
 persons	
 present	
 during	
 the	
 commission	
 of	
 the	
 offense.	
 While	
 the	
 lone	
 testimony	
 of	
 the	
 victim	
 is	
 
sufficient	
 to	
 convict	
 the	
 accused,	
 such	
 testimony	
 must	
 be	
 clear,	
 positive,	
 convincing	
 and	
 consistent	
 with	
 human	
 
nature	
 and	
 the	
 normal	
 course	
 of	
 things.	
 Complainant's	
 testimony	
 cannot	
 be	
 accepted	
 with	
 precipitate	
 credulity	
 
[if	
 !supportFootnotes][33][endif]
without	
 denying	
 the	
 accused's	
 constitutional	
 right	
 to	
 be	
 presumed	
 innocent.
	
 This	
 is	
 where	
 cross	
 
examination	
 becomes	
 essential	
 to	
 test	
 the	
 credibility	
 of	
 the	
 witnesses,	
 expose	
 falsehoods	
 or	
 half-truths,	
 uncover	
 the	
 
truth	
 which	
 rehearsed	
 direct	
 examination	
 testimonies	
 may	
 successfully	
 suppress,	
 and	
 demonstrate	
 inconsistencies	
 in	
 
substantial	
 matters	
 which	
 create	
 reasonable	
 doubt	
 as	
 to	
 the	
 guilt	
 of	
 the	
 accused	
 and	
 thus	
 to	
 give	
 substance	
 to	
 the	
 
constitutional	
 right	
 of	
 the	
 accused	
 to	
 confront	
 the	
 witnesses	
 against	
 him.	
 For	
 unless	
 proven	
 otherwise	
 to	
 be	
 guilty	
 
[if	
 !supportFootnotes][34][endif]
beyond	
 all	
 reasonable	
 doubt,	
 the	
 accused	
 is	
 presumed	
 to	
 be	
 innocent.
	
 
Indeed,	
 cross	
 examining	
 Oleby	
 Nadera	
 becomes	
 indispensable	
 if	
 her	
 testimony	
 is	
 viewed	
 together	
 with	
 the	
 results	
 of	
 
[if	
 
her	
 medical	
 examination.	
 Oleby	
 Nadera	
 claimed	
 that	
 she	
 was	
 last	
 raped	
 by	
 her	
 father	
 on	
 April	
 24,	
 1995.
!supportFootnotes][35][endif]
[if	
 !supportFootnotes][36][endif]
	
 Yet,	
 the	
 medical	
 examination	
 conducted	
 on	
 her	
 on	
 April	
 30,	
 1996
	
 revealed	
 
the	
 presence	
 of	
 spermatozoa	
 in	
 the	
 vaginal	
 canal	
 on	
 that	
 date.	
 This	
 was	
 a	
 year	
 after	
 the	
 last	
 rape	
 allegedly	
 committed	
 
by	
 her	
 father.	
 This	
 evident	
 discrepancy	
 leads	
 to	
 only	
 one	
 natural	
 conclusion:	
 Oleby	
 engaged	
 in	
 sexual	
 intercourse	
 a	
 
few	
 days	
 before	
 she	
 was	
 examined.	
 This	
 raises	
 a	
 number	
 of	
 questions	
 that	
 bear	
 upon	
 the	
 credibility	
 of	
 Oleby	
 as	
 a	
 
witness	
 and	
 upon	
 the	
 guilt	
 of	
 accused-	
 appellant.	
 This	
 may	
 not	
 necessarily	
 mean	
 that	
 she	
 was	
 lying	
 when	
 she	
 said	
 that	
 
on	
 April	
 24,	
 1995	
 she	
 had	
 been	
 raped	
 by	
 accused-appellant,	
 but	
 it	
 does	
 indicate	
 a	
 necessity-that	
 of	
 cross	
 examining	
 
her	
 in	
 order	
 to	
 ferret	
 out	
 the	
 truth.	
 
The	
 same	
 may	
 be	
 said	
 of	
 defense	
 counsel's	
 treatment	
 of	
 Maricris'	
 testimony.	
 While	
 she	
 was	
 cross	
 examined	
 by	
 
defense	
 counsel,	
 the	
 examination	
 was	
 at	
 best	
 a	
 half-hearted	
 attempt	
 to	
 comply	
 with	
 a	
 lawyer's	
 obligation,	
 lacking	
 the	
 
rigor	
 and	
 zeal	
 required	
 considering	
 that	
 a	
 man's	
 life	
 is	
 at	
 stake.	
 The	
 cross	
 examination	
 centered	
 on	
 what	
 Maricris	
 did	
 
or	
 did	
 not	
 do	
 while	
 she	
 witnessed	
 her	
 sister	
 being	
 raped,	
 and	
 on	
 her	
 failure	
 to	
 report	
 the	
 allegedly	
 incestuous	
 rapes	
 
against	
 them.	
 Said	
 cross	
 examination	
 did	
 not	
 even	
 touch	
 upon	
 the	
 specific	
 details	
 concerning	
 the	
 rape	
 committed	
 
against	
 her.	
 Containing	
 lurid	
 details	
 as	
 it	
 may	
 be,	
 it	
 was	
 nonetheless	
 important	
 to	
 probe	
 Maricris'	
 testimony,	
 
especially	
 since	
 it	
 was	
 substantially	
 similar	
 to	
 the	
 first	
 incident	
 of	
 rape	
 narrated	
 by	
 her	
 sister,	
 and	
 thus	
 raised	
 the	
 
possibility	
 that	
 it	
 was	
 a	
 rehearsed,	
 if	
 not	
 concocted,	
 story.	
 
Lastly,	
 not	
 only	
 did	
 defense	
 counsel	
 fail	
 to	
 object	
 to	
 the	
 documentary	
 evidence	
 presented	
 by	
 the	
 prosecution,	
 
according	
 to	
 the	
 trial	
 court's	
 decision,	
 he	
 even	
 expressed	
 his	
 conformity	
 to	
 the	
 admission	
 of	
 the	
 same.	
 Neither	
 did	
 he	
 
[if	
 !supportFootnotes][37][endif]
present	
 any	
 evidence	
 on	
 behalf	
 of	
 accused-appellant.
	
 Worse,	
 nowhere	
 in	
 the	
 records	
 is	
 it	
 shown	
 
that	
 accused-appellant	
 was	
 informed,	
 either	
 by	
 his	
 counsel	
 or	
 by	
 the	
 court,	
 of	
 his	
 right	
 to	
 present	
 evidence,	
 if	
 he	
 so	
 
desires.	
 
Atty.	
 Brotonel,	
 as	
 counsel	
 de	
 oficio,	
 had	
 the	
 duty	
 to	
 defend	
 his	
 client	
 and	
 protect	
 his	
 rights,	
 no	
 matter	
 how	
 guilty	
 or	
 
evil	
 he	
 perceives	
 accused-appellant	
 to	
 be.	
 The	
 performance	
 of	
 this	
 duty	
 was	
 all	
 the	
 more	
 imperative	
 because	
 the	
 life	
 
of	
 accused-appellant	
 hangs	
 in	
 the	
 balance.	
 His	
 duty	
 was	
 no	
 less	
 because	
 he	
 was	
 counsel	
 de	
 oficio.	
 
In	
 view	
 of	
 the	
 foregoing,	
 we	
 find	
 it	
 necessary	
 to	
 remand	
 the	
 case	
 for	
 the	
 proper	
 arraignment	
 and	
 trial	
 of	
 the	
 accused,	
 
considering	
 not	
 only	
 the	
 accused's	
 improvident	
 plea	
 of	
 guilt	
 but	
 also	
 his	
 lawyer's	
 neglect	
 in	
 representing	
 his	
 cause.	
 A	
 
new	
 trial	
 has	
 been	
 ordered	
 in	
 criminal	
 cases	
 on	
 the	
 ground	
 of	
 retraction	
 of	
 witnesses,	
 negligence	
 or	
 incompetency	
 of	
 
counsel,	
 improvident	
 plea	
 of	
 guilty,	
 disqualification	
 of	
 an	
 attorney	
 de	
 oficio	
 to	
 represent	
 the	
 accused	
 in	
 the	
 trial	
 court,	
 
[if	
 
and	
 where	
 a	
 judgment	
 was	
 rendered	
 on	
 a	
 stipulation	
 of	
 facts	
 entered	
 into	
 by	
 both	
 the	
 prosecution	
 and	
 the	
 defense.
!supportFootnotes][38][endif]
	
 
WHEREFORE,	
 the	
 decision,	
 dated	
 April	
 27,	
 1997,	
 of	
 the	
 Regional	
 Trial	
 Court,	
 Branch	
 40,	
 Calapan,	
 Oriental	
 Mindoro,	
 is	
 
hereby	
 SET	
 ASIDE	
 and	
 Criminal	
 Case	
 Nos.	
 C-4982,	
 C-4983,	
 C-4984	
 and	
 C-4985	
 are	
 REMANDED	
 to	
 it	
 for	
 further	
 
proceedings	
 in	
 accordance	
 with	
 this	
 decision.	
 The	
 trial	
 court	
 is	
 enjoined	
 to	
 conduct	
 the	
 proper	
 trial	
 of	
 accused-
appellant	
 with	
 all	
 deliberate	
 speed	
 upon	
 receipt	
 of	
 the	
 records	
 of	
 the	
 cases.	
 
SO	
 ORDERED.2/28/00	
 9:29	
 AM	
 
	
 
	
 
	
 
	
 
	
 
	
 
	
 
	
 
	
 
	
 
	
 
	
 
	
 
	
 
	
 
	
 
	
 
	
 
	
 
	
 
	
 
	
 
	
 
	
 
	
 
	
 
	
 
	
 
	
 
	
 
Angeles	
 v.	
 Uy	
 	
 
Facts:	
 	
 
Judge	
 Angeles	
 of	
 the	
 RTC	
 of	
 Caloocan	
 City	
 charged	
 Atty.	
 Thomas	
 Uy	
 with	
 violation	
 of	
 	
 Canon	
 16	
 of	
 the	
 CPR.	
 
Complainant	
 states	
 that	
 respondents	
 acts	
 also	
 rendered	
 him	
 	
 administratively	
 liable	
 .	
 
In	
 a	
 different	
 case,	
 a	
 certain	
 Norma	
 Trajano	
 alleged	
 that	
 she	
 paid	
 20k	
 to	
 private	
 	
 complainant	
 and	
 the	
 balance	
 of	
 
16.5k	
 was	
 delivered	
 to	
 Atty.	
 Uy,	
 the	
 lawyer	
 of	
 private	
 	
 complainant	
 in	
 the	
 different	
 case.	
 	
 	
 
Complainant	
 Del	
 Rosario	
 manifested	
 that	
 she	
 did	
 not	
 receive	
 the	
 16.5k	
 pesos	
 paid	
 to	
 	
 Atty.	
 Uy.	
 	
 	
 
Uy	
 however	
 argued	
 that	
 his	
 client	
 did	
 not	
 like	
 to	
 accept	
 the	
 money.	
 But	
 such	
 an	
 assertion	
 	
 was	
 belied	
 when	
 Del	
 
Rosario	
 manifested	
 her	
 willingness	
 to	
 accept	
 the	
 money.	
 	
 	
 
Uy	
 alleged	
 that	
 the	
 amount	
 was	
 safely	
 in	
 his	
 office	
 in	
 the	
 same	
 building.	
 As	
 such,	
 the	
 proceedings	
 were	
 
suspended	
 in	
 order	
 for	
 Uy	
 to	
 get	
 the	
 money	
 from	
 his	
 office.	
 Yet,	
 Uy	
 	
 never	
 returned	
 hence	
 the	
 administrative	
 
case	
 against	
 him.	
 	
 	
 
In	
 his	
 comment,	
 Uy	
 contends	
 that	
 he	
 kept	
 the	
 money	
 in	
 his	
 office	
 because	
 it	
 was	
 the	
 wish	
 	
 of	
 his	
 client.	
 He	
 
allegedly	
 informed	
 them	
 of	
 such	
 money	
 and	
 tried	
 to	
 give	
 it	
 to	
 them	
 but	
 	
 they	
 insisted	
 that	
 he	
 retain	
 it	
 in	
 order	
 for	
 
them	
 to	
 not	
 spend	
 it.	
 	
 	
 
The	
 Office	
 of	
 the	
 Bar	
 Confidant	
 recommended	
 that	
 Uy	
 be	
 suspended	
 for	
 one	
 month.	
 It	
 	
 was	
 decided	
 that	
 the	
 
complainants	
 side	
 of	
 the	
 story	
 had	
 more	
 merit.	
 	
 	
 
	
 
Issue:	
 WON	
 Uy	
 is	
 guilty	
 of	
 violating	
 Canon	
 16	
 of	
 the	
 CPR	
 	
 	
 
	
 
Held:	
 	
 	
 
The	
 Court	
 agreed	
 with	
 the	
 Office	
 of	
 the	
 Bar	
 Confidant.	
 	
 	
 
The	
 relationship	
 between	
 a	
 lawyer	
 and	
 a	
 client	
 is	
 highly	
 fiduciary.	
 It	
 requires	
 a	
 high	
 	
 degree	
 of	
 fidelity	
 and	
 good	
 
faith.	
 It	
 is	
 designed	
 to	
 remove	
 all	
 such	
 temptation	
 and	
 to	
 	
 prevent	
 everything	
 of	
 that	
 kind	
 from	
 being	
 done	
 for	
 the	
 
protection	
 of	
 the	
 client.	
 	
 	
 
Canon	
 16	
 of	
 the	
 CPR	
 provides	
 that	
 a	
 lawyer	
 shall	
 hold	
 in	
 trust	
 all	
 moneys	
 and	
 properties	
 	
 of	
 his	
 client	
 that	
 may	
 
come	
 into	
 his	
 possession.	
 	
 	
 
Furthermore,	
 Rule	
 16.01	
 states	
 that	
 a	
 lawyer	
 shall	
 account	
 for	
 al	
 the	
 money	
 or	
 property	
 	
 collected	
 or	
 received	
 
for	
 or	
 from	
 the	
 client.	
 	
 	
 
Respondent	
 failed	
 to	
 promptly	
 report	
 and	
 account	
 for	
 the	
 16.5k	
 he	
 had	
 received	
 from	
 	
 Trajano	
 on	
 behalf	
 of	
 his	
 
client.	
 	
 	
 
If	
 it	
 were	
 true	
 that	
 Del	
 Rosario	
 was	
 informed	
 about	
 the	
 payment	
 and	
 that	
 she	
 entrusted	
 it	
 	
 to	
 Uy,	
 she	
 would	
 have	
 
known	
 his	
 whereabouts.	
 That	
 she	
 did	
 not	
 know	
 it	
 showed	
 falsity	
 	
 of	
 the	
 claim.	
 	
 	
 
In	
 Aya	
 v.	
 Bigornia,	
 the	
 Court	
 ruled	
 that	
 money	
 collected	
 by	
 a	
 lawyer	
 in	
 favor	
 of	
 his	
 	
 clients	
 must	
 be	
 immediately	
 
turned	
 over	
 to	
 them.	
 	
 	
 
In	
 Daroy	
 v.	
 Legaspi,	
 the	
 Court	
 held	
 that	
 lawyers	
 are	
 bound	
 to	
 promptly	
 account	
 for	
 	
 money	
 or	
 property	
 
received	
 by	
 them	
 on	
 behalf	
 of	
 their	
 clients	
 and	
 failure	
 to	
 do	
 so	
 	
 constitutes	
 professional	
 misconduct.	
 	
 	
 
Verily,	
 the	
 question	
 is	
 not	
 necessarily	
 whether	
 the	
 rights	
 of	
 the	
 clients	
 have	
 been	
 	
 prejudiced,	
 but	
 whether	
 the	
 
lawyer	
 has	
 adhered	
 to	
 the	
 ethical	
 standards	
 of	
 the	
 bar.	
 	
 	
 
In	
 this	
 light,	
 the	
 Court	
 must	
 stress	
 that	
 it	
 has	
 the	
 duty	
 to	
 look	
 into	
 dealings	
 between	
 attorneys	
 and	
 their	
 clients	
 
and	
 to	
 guard	
 the	
 latter	
 from	
 any	
 undue	
 consequences	
 resulting	
 from	
 a	
 situation	
 in	
 which	
 they	
 may	
 stand	
 
unequal.	
 	
 	
 
In	
 the	
 present	
 case,	
 the	
 records	
 merely	
 show	
 that	
 respondent	
 did	
 not	
 promptly	
 report	
 that	
 he	
 received	
 money	
 
on	
 behalf	
 of	
 his	
 client.	
 There	
 is	
 no	
 clear	
 evidence	
 of	
 misappropriation.	
 Under	
 the	
 circumstances,	
 Atty.	
 Uy	
 should	
 
be	
 suspended	
 for	
 only	
 one	
 month.	
 	
 	
 
	
 
	
 
	
 
	
 
	
 
	
 
	
 
	
 
	
 
	
 
	
 
	
 
Cruz	
 v.	
 Jacinto	
 	
 
Facts:	
 	
 	
 
Spouses	
 Fernando	
 Cruz	
 and	
 Amelia	
 Cruz	
 seek	
 the	
 disbarment	
 of	
 Atty.	
 Ernesto	
 Jacinto.	
 	
 	
 
Atty.	
 Jacinto,	
 lawyer	
 of	
 the	
 couple	
 in	
 an	
 unrelated	
 case	
 requested	
 the	
 Cruz	
 spouses	
 for	
 a	
 	
 loan	
 in	
 behalf	
 of	
 a	
 
certain	
 Conceptiopn	
 Padilla	
 who	
 he	
 claimed	
 to	
 be	
 an	
 old	
 friend.	
 	
 	
 
The	
 spouses	
 authorized	
 him	
 to	
 start	
 preparing	
 all	
 the	
 documents	
 relative	
 to	
 the	
 	
 registration	
 of	
 the	
 Real	
 Estate	
 
Mortgate	
 to	
 secure	
 the	
 loan.	
 	
 	
 
The	
 complainants	
 agreed	
 to	
 the	
 request	
 and	
 were	
 presented	
 by	
 a	
 Real	
 Estate	
 Mortgage	
 	
 Contract	
 and	
 a	
 TCT	
 in	
 
the	
 name	
 of	
 Padilla.	
 	
 	
 
Upon	
 maturity	
 of	
 the	
 loan,	
 the	
 spouses	
 demanded	
 payment	
 from	
 Padilla	
 by	
 going	
 to	
 the	
 	
 address.	
 However,	
 no	
 
such	
 person	
 was	
 living	
 in	
 the	
 address.	
 Furthermore,	
 the	
 TCT	
 	
 presented	
 to	
 them	
 was	
 verified	
 as	
 a	
 fake	
 title	
 by	
 
the	
 Register	
 of	
 Deeds.	
 	
 	
 
The	
 evidence	
 of	
 the	
 complainants	
 included	
 the	
 statement	
 of	
 Atty.	
 Jacintos	
 housemaid	
 and	
 Estrella	
 Palipada,	
 the	
 
secretary	
 of	
 the	
 office	
 of	
 Atty.	
 Jacinto.	
 Palipada	
 stated	
 that	
 she	
 was	
 instructed	
 by	
 Jacinto	
 to	
 notarize	
 the	
 said	
 
contract	
 by	
 signing	
 the	
 name	
 of	
 one	
 Atty.	
 	
 Ricardo	
 Neri.	
 	
 	
 
A	
 case	
 for	
 estafa	
 was	
 filed	
 against	
 Jacinto.	
 	
 	
 
Jacinto	
 alleged	
 that	
 the	
 criminal	
 information	
 filed	
 against	
 him	
 had	
 already	
 been	
 dismissed	
 	
 because	
 of	
 the	
 
voluntary	
 desistance	
 of	
 the	
 complainants.	
 	
 	
 
He	
 further	
 averred	
 that	
 he	
 had	
 no	
 idea	
 that	
 the	
 Certificate	
 of	
 Title	
 used	
 to	
 obtain	
 the	
 loan	
 	
 was	
 a	
 fake	
 one.	
 	
 	
 
IBP	
 recommends	
 that	
 Jacinto	
 be	
 suspended	
 for	
 six	
 months.	
 It	
 is	
 the	
 lawyers	
 sworn	
 duty	
 	
 to	
 obey	
 the	
 laws	
 of	
 the	
 
land	
 to	
 promote	
 respect	
 for	
 law	
 and	
 legal	
 processes	
 (Canon	
 1).	
 	
 	
 
Respondent	
 still	
 averred	
 that	
 the	
 complainants	
 have	
 no	
 cause	
 of	
 action	
 against	
 him	
 as	
 the	
 	
 same	
 has	
 been	
 waved	
 
on	
 account	
 of	
 the	
 desistance	
 and	
 quitclaim	
 they	
 executed.	
 	
 	
 
	
 
Issue:	
 WON	
 complaint	
 should	
 prosper	
 	
 	
 
	
 
Held:	
 	
 	
 
The	
 Court	
 adopted	
 the	
 recommendation	
 of	
 the	
 IBP.	
 	
 	
 
The	
 assertion	
 of	
 respondent	
 must	
 fail.	
 The	
 practice	
 of	
 law	
 is	
 so	
 intimately	
 affected	
 with	
 	
 public	
 interest	
 that	
 it	
 is	
 
both	
 a	
 right	
 and	
 a	
 duty	
 of	
 the	
 state	
 to	
 control	
 and	
 regulate	
 it	
 in	
 	
 order	
 to	
 promote	
 the	
 public	
 welfare.	
 	
 	
 
A	
 lawyer	
 may	
 be	
 disciplined	
 or	
 suspended	
 for	
 any	
 misconduct,	
 whether	
 in	
 his	
 	
 professional	
 or	
 private	
 capacity,	
 
which	
 shows	
 him	
 to	
 be	
 wanting	
 in	
 moral	
 character,	
 in	
 honesty,	
 in	
 probity	
 and	
 good	
 demeanor,	
 thus	
 rendering	
 
unworthy	
 to	
 continue	
 as	
 an	
 officer	
 of	
 the	
 court.	
 	
 	
 
As	
 a	
 rule,	
 a	
 lawyer	
 is	
 not	
 barred	
 from	
 dealing	
 with	
 his	
 client	
 but	
 the	
 business	
 transaction	
 must	
 be	
 characterized	
 
with	
 utmost	
 honesty	
 and	
 good	
 faith.	
 	
 	
 
Business	
 transactions	
 between	
 an	
 attorney	
 and	
 his	
 client	
 are	
 disfavored	
 and	
 discouraged	
 by	
 the	
 policy	
 of	
 the	
 
law.	
 Hence,	
 courts	
 carefully	
 watch	
 these	
 transactions	
 to	
 be	
 sure	
 that	
 no	
 advantage	
 is	
 taken	
 by	
 a	
 lawyer	
 over	
 his	
 
client.	
 	
 	
 
Respondent	
 utterly	
 failed	
 to	
 perform	
 his	
 duties	
 and	
 responsibilities	
 faithfully	
 and	
 well	
 as	
 to	
 protect	
 the	
 rights	
 
and	
 interests	
 of	
 his	
 clients	
 and	
 by	
 his	
 deceitful	
 actuations	
 constituting	
 violations	
 of	
 the	
 CPR	
 must	
 be	
 subjected	
 to	
 
disciplinary	
 measures	
 for	
 his	
 own	
 good,	
 as	
 well	
 as	
 for	
 the	
 good	
 of	
 the	
 entire	
 membership	
 of	
 the	
 Bar	
 as	
 a	
 whole.	
 	
 	
 
Wherefore,	
 Jacinto	
 was	
 suspended	
 for	
 six	
 months.	
 	
 	
 
	
 
	
 
	
 
	
 
	
 
	
 
	
 
	
 
	
 
Diaz	
 v.	
 Kapunan	
 	
 
	
 
	
 Facts:	
 	
 	
 
Vicente	
 Diaz	
 and	
 Secundino	
 de	
 Mendezona	
 formed	
 a	
 business	
 partnership.	
 The	
 business	
 	
 failed	
 to	
 prosper	
 and	
 
suffered	
 losses.	
 They	
 formulated	
 a	
 document	
 of	
 sale	
 and	
 mortgage	
 in	
 which	
 Mendezona	
 recognized	
 a	
 debt	
 in	
 
favor	
 of	
 Diaz	
 in	
 the	
 sum	
 of	
 90k	
 laid	
 upon	
 Mendezonas	
 hacienda.	
 	
 	
 
Later	
 on,	
 Mendezona	
 was	
 nowhere	
 to	
 be	
 found	
 and	
 his	
 family	
 was	
 unable	
 to	
 meet	
 the	
 payment.	
 Thus,	
 the	
 
hacienda	
 was	
 offered	
 for	
 sale	
 at	
 public	
 auction.	
 	
 	
 
Diazs	
 lawyer,	
 Atty.	
 Kapunan	
 told	
 the	
 deputy	
 sheriff	
 of	
 Leyte	
 that	
 he	
 was	
 ready	
 to	
 bid	
 on	
 the	
 property	
 up	
 to	
 16k	
 
in	
 order	
 to	
 assist	
 the	
 Mendezona	
 family.	
 	
 	
 
Later,	
 Diaz	
 and	
 Kapunan	
 entered	
 into	
 an	
 agreement	
 wherein	
 Kapunan	
 should	
 withdraw	
 his	
 bid	
 and	
 refrain	
 from	
 
bidding	
 in	
 consideration	
 of	
 1,000	
 pesos	
 from	
 Diaz.	
 	
 	
 
Following	
 the	
 termination	
 of	
 the	
 sheriffs	
 sale,	
 Diaz	
 pressed	
 charges	
 against	
 Kapunan	
 for	
 alleged	
 unprofessional	
 
conduct.	
 	
 	
 
It	
 was	
 found	
 that	
 Kapunan	
 was	
 also	
 the	
 lawyer	
 of	
 the	
 Mendezona	
 family	
 and	
 was	
 given	
 extensive	
 authority.	
 
When	
 Kapunan	
 took	
 part	
 in	
 the	
 sale,	
 it	
 must	
 be	
 assumed	
 that	
 he	
 was	
 bidding	
 in	
 representation	
 of	
 his	
 clients	
 and	
 
not	
 for	
 the	
 benefit	
 of	
 his	
 clients.	
 	
 	
 
Three	
 charges	
 were	
 considered	
 against	
 Kapunan.	
 The	
 first	
 two	
 were	
 related	
 to	
 Kapunans	
 attempt	
 to	
 represent	
 
both	
 the	
 parties	
 in	
 the	
 case	
 and	
 to	
 molest	
 and	
 disturb	
 Diaz	
 by	
 frviolous	
 motions.	
 The	
 third	
 charge	
 has	
 to	
 do	
 with	
 
Kapunan	
 having	
 intervened	
 in	
 the	
 manner	
 in	
 which	
 he	
 did	
 in	
 the	
 sale	
 of	
 the	
 property	
 of	
 his	
 client	
 Mendezona.	
 	
 	
 
The	
 Atty-General	
 is	
 of	
 the	
 opinion	
 that	
 the	
 facts	
 constitute	
 a	
 flagrant	
 violation	
 of	
 the	
 provisions	
 of	
 article	
 1459	
 of	
 
the	
 Civil	
 Code	
 and	
 article	
 542	
 of	
 the	
 Penal	
 Code.	
 	
 	
 
	
 
Issue:	
 WON	
 Kapunan	
 is	
 guilty	
 of	
 such	
 violations.	
 	
 	
 
	
 
Held:	
 	
 	
 
Article	
 1459	
 of	
 the	
 Civil	
 Code	
 provides	
 that	
 the	
 following	
 persons,	
 naming	
 them,	
 cannot	
 	
 take	
 by	
 purchase,	
 
even	
 at	
 a	
 public	
 or	
 judicial	
 auction,	
 either	
 in	
 person	
 or	
 through	
 the	
 mediation	
 of	
 another.	
 The	
 provision	
 
contained	
 in	
 the	
 last	
 paragraph	
 of	
 said	
 article	
 is	
 made	
 to	
 include	
 lawyers.	
 	
 	
 
The	
 Court	
 does	
 not	
 believe	
 this	
 article	
 has	
 been	
 infringed	
 by	
 the	
 respondent	
 because	
 he	
 has	
 not	
 purchased	
 
property	
 at	
 a	
 public	
 or	
 judicial	
 auction	
 and	
 because	
 his	
 participation	
 was	
 in	
 representation	
 of	
 his	
 client.	
 	
 	
 
In	
 article	
 542	
 of	
 the	
 Penal	
 Code,	
 it	
 punishes	
 any	
 person	
 who	
 shall	
 solicit	
 any	
 gift	
 or	
 promise	
 as	
 a	
 consideration	
 
for	
 agreeing	
 to	
 refrain	
 from	
 taking	
 party	
 in	
 any	
 public	
 auction.	
 	
 	
 
The	
 agreement	
 of	
 both	
 parties	
 wherein	
 Diaz	
 pays	
 Kapunan	
 the	
 sum	
 of	
 1,000	
 pesos	
 to	
 withdraw	
 from	
 the	
 sale	
 is	
 
exactly	
 the	
 situation	
 covered	
 by	
 article	
 542	
 of	
 the	
 Penal	
 Code.	
 	
 	
 
Execution	
 sales	
 should	
 be	
 open	
 to	
 free	
 and	
 full	
 competition	
 in	
 order	
 to	
 secure	
 the	
 maximum	
 benefit	
 of	
 the	
 
debtor.	
 	
 	
 
The	
 Court	
 concluded	
 that	
 Atty.	
 Kapunan	
 has	
 been	
 guilty	
 of	
 a	
 technical	
 violation	
 of	
 art.	
 542	
 of	
 the	
 Penal	
 Code.	
 	
 	
 
However,	
 since	
 the	
 complainant	
 is	
 equally	
 guilty	
 with	
 the	
 responded	
 Kapunan	
 and	
 the	
 latter	
 was	
 found	
 to	
 be	
 
acting	
 in	
 good	
 faith,	
 Kapunan	
 shall	
 only	
 be	
 reprimanded.	
 	
 	
 
	
 
	
 
	
 
	
 
	
 
	
 
	
 
	
 
	
 
Gonato	
 v.	
 Adaza	
 	
 	
 
	
 
Facts:	
 	
 	
 
An	
 administrative	
 case	
 filed	
 by	
 complainant	
 against	
 their	
 former	
 counsel	
 Atty.	
 Adaza	
 	
 charging	
 him	
 with	
 
malpractice	
 and	
 violation	
 of	
 trust.	
 	
 	
 
Complainants	
 engaged	
 the	
 services	
 of	
 respondent	
 as	
 their	
 counsel	
 for	
 a	
 separate	
 case	
 	
 wherein	
 complainants	
 
allege	
 that	
 respondent	
 demanded	
 from	
 them	
 the	
 amount	
 of	
 15,980	
 	
 pesos	
 to	
 be	
 used	
 in	
 paying	
 the	
 docket	
 fee	
 
and	
 other	
 court	
 fees.	
 	
 	
 
Thereafter,	
 complainant	
 asked	
 for	
 the	
 official	
 receipts.	
 The	
 complainants	
 were	
 told	
 that	
 	
 respondent	
 only	
 gave	
 
photocopies	
 of	
 the	
 RP	
 receipts.	
 	
 	
 
Complainants	
 personally	
 went	
 to	
 respondents	
 law	
 office	
 to	
 demand	
 the	
 original	
 copies	
 	
 but	
 to	
 no	
 avail.	
 This	
 
prompted	
 the	
 complainants	
 to	
 verify	
 the	
 authenticity	
 of	
 the	
 receipts	
 with	
 the	
 Clerk	
 of	
 Court	
 and	
 it	
 was	
 
discovered	
 that	
 the	
 photocopies	
 of	
 the	
 receipts	
 did	
 not	
 reflect	
 the	
 same	
 amount	
 on	
 the	
 original	
 copies.	
 	
 	
 
Respondent	
 admits	
 that	
 he	
 received	
 the	
 said	
 amount	
 and	
 intended	
 it	
 to	
 cover	
 the	
 expenses	
 necessary	
 for	
 the	
 
case	
 to	
 prosper.	
 However,	
 after	
 careful	
 study,	
 he	
 appropriated	
 the	
 said	
 sum	
 to	
 his	
 acceptance	
 and	
 appearance	
 
fees.	
 	
 	
 
The	
 IBP	
 recommended	
 the	
 suspension	
 of	
 responded	
 for	
 3	
 months.	
 IBP	
 found	
 sufficient	
 evidence	
 that	
 there	
 were	
 
no	
 such	
 filing	
 fees	
 which	
 were	
 due	
 when	
 respondent	
 asked	
 complainants	
 for	
 the	
 amount	
 of	
 15,980	
 pesos.	
 	
 	
 
	
 
Issue:	
 WON	
 respondent	
 is	
 guilty	
 of	
 malpractice	
 	
 	
 
	
 
Held:	
 	
 	
 
The	
 Court	
 agrees	
 with	
 the	
 IBP.	
 	
 	
 
Respondents	
 act	
 of	
 asking	
 for	
 an	
 exorbitant	
 amount	
 on	
 the	
 pretext	
 that	
 it	
 was	
 needed	
 for	
 	
 the	
 payment	
 of	
 court	
 
fees	
 constitutes	
 malpractice	
 which	
 is	
 a	
 serious	
 breach	
 of	
 	
 professional	
 duty	
 towards	
 complainants.	
 	
 	
 
Respondent	
 expressly	
 admitted	
 having	
 received	
 the	
 money,	
 but	
 he	
 persistently	
 refused	
 to	
 	
 return	
 it	
 despite	
 
repeated	
 demands.	
 This	
 conduct	
 is	
 clearly	
 indicative	
 of	
 lack	
 of	
 integrity	
 and	
 moral	
 soundness	
 as	
 he	
 was	
 clinging	
 
to	
 something	
 which	
 was	
 not	
 his	
 and	
 to	
 which	
 he	
 absolutely	
 had	
 no	
 right.	
 	
 	
 
Respondents	
 shallow	
 excuse	
 that	
 he	
 applied	
 said	
 money	
 to	
 his	
 fees	
 is	
 merely	
 an	
 afterthought	
 and	
 cannot	
 justify	
 
his	
 refusal	
 to	
 return	
 the	
 same	
 as	
 this	
 was	
 made	
 withouot	
 the	
 acquiescence	
 of	
 the	
 complainants.	
 	
 	
 
It	
 is	
 settle	
 that	
 the	
 conversion	
 by	
 a	
 lawyer	
 of	
 funds	
 entrusted	
 to	
 him	
 is	
 a	
 gross	
 violation	
 of	
 professional	
 ethics	
 
and	
 a	
 betrayal	
 of	
 public	
 confidence	
 in	
 the	
 legal	
 profession.	
 	
 	
 
Canon	
 7	
 of	
 the	
 CPR	
 mandates	
 that	
 a	
 lawyer	
 shall	
 at	
 all	
 times	
 uphold	
 the	
 integrity	
 and	
 dignity	
 of	
 the	
 legal	
 
profession.	
 The	
 trust	
 and	
 confidence	
 necessarily	
 reposed	
 by	
 clients	
 require	
 in	
 the	
 lawyer	
 a	
 high	
 standard	
 and	
 
appreciation	
 of	
 his	
 duty	
 to	
 them.	
 	
 	
 
To	
 this	
 end,	
 nothing	
 should	
 be	
 done	
 by	
 any	
 member	
 of	
 the	
 legal	
 fraternity	
 which	
 might	
 tend	
 to	
 lessen	
 in	
 any	
 
degree	
 the	
 confidence	
 of	
 the	
 public	
 in	
 the	
 fidelity,	
 honesty,	
 and	
 integrity	
 of	
 the	
 profession.	
 	
 	
 
The	
 facts	
 and	
 evidence	
 obtaining	
 in	
 this	
 case	
 glaringly	
 reveal	
 respondents	
 failure	
 to	
 live	
 up	
 to	
 his	
 duties	
 as	
 a	
 
lawyer	
 in	
 consonance	
 with	
 the	
 strictures	
 of	
 his	
 oath	
 and	
 the	
 CPR	
 particularly	
 Canon	
 16	
 which	
 provides	
 that	
 a	
 
lawyer	
 shall	
 hold	
 in	
 trust	
 all	
 moneys	
 and	
 properties	
 of	
 his	
 client	
 that	
 may	
 come	
 into	
 his	
 possession.	
 	
 	
 
As	
 a	
 member	
 of	
 the	
 Bar,	
 respondent	
 was	
 and	
 is	
 expected	
 to	
 always	
 live	
 up	
 to	
 the	
 standards	
 embodied	
 in	
 said	
 
Code	
 particularly	
 Canons	
 15,	
 16,	
 17,	
 and	
 20	
 for	
 the	
 relationship	
 between	
 an	
 attorney	
 and	
 his	
 client	
 is	
 highly	
 
fiduciary	
 in	
 nature	
 and	
 demands	
 utmost	
 fidelity	
 and	
 good	
 faith.	
 	
 	
 
Wherefore,	
 Atty.	
 Adaza	
 is	
 suspended	
 for	
 a	
 period	
 of	
 six	
 months.	
 	
 
	
 
	
 	
 
	
 
	
 
	
 
	
 
	
 
Celaje	
 v.	
 Soriano	
 	
 	
 
	
 
Facts:	
 	
 	
 
A	
 disbarment	
 case	
 filed	
 against	
 Atty.	
 Soriano	
 for	
 gross	
 misconduct.	
 	
 	
 
Andrea	
 Celaje	
 alleged	
 that	
 respondent	
 asked	
 for	
 money	
 to	
 be	
 put	
 up	
 as	
 an	
 injunction	
 	
 bond,	
 which	
 complainant	
 
found	
 out	
 later,	
 however,	
 to	
 be	
 unnecessary	
 as	
 the	
 application	
 	
 for	
 the	
 writ	
 was	
 denied	
 by	
 the	
 trial	
 court.	
 	
 	
 
Respondent	
 also	
 asked	
 for	
 money	
 on	
 several	
 occasions	
 allegedly	
 to	
 spend	
 for	
 or	
 to	
 be	
 	
 given	
 to	
 the	
 judge	
 
handling	
 the	
 case.	
 	
 	
 
When	
 complainant	
 approached	
 the	
 judge	
 and	
 asked	
 whether	
 what	
 respondent	
 was	
 saying	
 	
 was	
 true,	
 the	
 judge	
 
denied	
 them	
 and	
 advised	
 her	
 to	
 file	
 an	
 administrative	
 case.	
 	
 	
 
IBP	
 found	
 respondent	
 guilty	
 of	
 gross	
 misconduct	
 in	
 his	
 relations	
 with	
 his	
 client	
 and	
 	
 recommended	
 that	
 he	
 be	
 
suspended	
 for	
 three	
 years.	
 	
 	
 
Complainant	
 alleged	
 that	
 she	
 remitted	
 to	
 respondent	
 amounts	
 of	
 money	
 totalling	
 to	
 more	
 	
 or	
 less	
 270k	
 but	
 were	
 
not	
 in	
 writing.	
 	
 	
 
There	
 is	
 no	
 ill-motive	
 at	
 all	
 on	
 the	
 part	
 of	
 complainant	
 to	
 fabricate	
 charges	
 against	
 	
 respondent.	
 Unfortunately,	
 
none	
 of	
 the	
 270k	
 was	
 ever	
 documented	
 and	
 therefore	
 	
 accuracy	
 of	
 the	
 amounts	
 could	
 not	
 be	
 established	
 and	
 
sustained.	
 	
 	
 
However,	
 it	
 was	
 found	
 that	
 an	
 amount	
 of	
 5,800	
 from	
 the	
 14,800	
 intended	
 for	
 the	
 	
 injunction	
 bond	
 remains	
 
unaccounted	
 for.	
 	
 	
 
Complainant	
 reiterated	
 her	
 accusations	
 against	
 respondent	
 and	
 expressed	
 that	
 she	
 had	
 	
 been	
 aggrieved	
 and	
 
misled	
 by	
 respondent.	
 According	
 to	
 complainant,	
 this	
 was	
 made	
 possible	
 because	
 she	
 was	
 not	
 aware	
 of	
 or	
 
knowledgeable	
 on	
 legal	
 matters	
 and	
 practices.	
 	
 
	
 
Issue:	
 WON	
 respondent	
 is	
 guilty	
 of	
 malpractice	
 	
 	
 
	
 
Held:	
 	
 	
 
	
 The	
 Court	
 resolved	
 to	
 adopt	
 the	
 recommendation.	
 	
 
The	
 CPR	
 (Canon	
 16)	
 mandates	
 that	
 a	
 lawyer	
 shall	
 hold	
 in	
 trust	
 all	
 moneys	
 and	
 properties	
 of	
 his	
 client	
 that	
 may	
 
come	
 into	
 his	
 possession.	
 He	
 sahll	
 account	
 for	
 all	
 money	
 or	
 property	
 collected	
 or	
 received	
 from	
 his	
 client	
 and	
 
shall	
 deliver	
 the	
 funds	
 and	
 property	
 of	
 his	
 client	
 when	
 due	
 or	
 upon	
 demand.	
 	
 	
 
It	
 was	
 established	
 that	
 respondent	
 could	
 not	
 account	
 for	
 the	
 5,800	
 pesos	
 which	
 was	
 supposed	
 to	
 be	
 part	
 of	
 the	
 
sum	
 for	
 the	
 injunction	
 bond.	
 	
 	
 
Respondents	
 failure	
 to	
 return	
 the	
 money	
 to	
 complainant	
 upon	
 demand	
 gave	
 rise	
 to	
 the	
 presumption	
 that	
 he	
 
misappropriated	
 it	
 for	
 his	
 own	
 use	
 to	
 the	
 prejudice	
 of,	
 and	
 in	
 violation	
 of	
 the	
 trust	
 reposed	
 in	
 him	
 by	
 his	
 client.	
 	
 	
 
As	
 the	
 Court	
 pronounced,	
 when	
 a	
 lawyer	
 receives	
 money	
 from	
 the	
 client	
 for	
 a	
 particular	
 purpose,	
 the	
 lawyer	
 is	
 
bound	
 to	
 render	
 an	
 accounting	
 to	
 the	
 client	
 showing	
 that	
 the	
 money	
 was	
 spent	
 for	
 a	
 particular	
 purpose.	
 	
 	
 
Membership	
 in	
 the	
 legal	
 profession	
 is	
 a	
 privilege.	
 The	
 attorney-client	
 relationship	
 is	
 highly	
 fiduciary	
 in	
 nature.	
 
As	
 such,	
 it	
 requires	
 utmost	
 good	
 faith,	
 loyalty,	
 fidelity,	
 and	
 disinterestedness	
 on	
 the	
 part	
 of	
 the	
 lawyer.	
 	
 	
 
In	
 Small	
 v.	
 Banares,	
 the	
 respondent	
 was	
 suspended	
 for	
 two	
 years	
 for	
 violating	
 Canon	
 16	
 of	
 the	
 CPR.	
 Considering	
 
the	
 similar	
 circumstances,	
 the	
 respondent	
 in	
 this	
 case	
 was	
 suspended	
 for	
 two	
 years.	
 	
 
	
 	
 
	
 
	
 
	
 
	
 
	
 
	
 
	
 
	
 
Penticostes	
 v.	
 Ibanez	
 	
 	
 
Facts:	
 	
 	
 
Encarnacion	
 Pascual,	
 sister	
 in	
 law	
 of	
 Atty.	
 Penticostes	
 was	
 sued	
 for	
 non-remittance	
 of	
 	
 SSS	
 payments.	
 	
 	
 
Pascual	
 gave	
 1,804	
 pesos	
 to	
 respondent	
 as	
 payment	
 of	
 her	
 SSS	
 contribution	
 in	
 arears.	
 	
 Respondent	
 however	
 did	
 
not	
 remit	
 the	
 amount	
 in	
 the	
 system.	
 	
 	
 
Complainant	
 filed	
 with	
 RTC	
 for	
 professional	
 misconduct	
 against	
 Ibanez	
 due	
 to	
 the	
 	
 latters	
 failure	
 to	
 remit	
 the	
 
SSS	
 contributions	
 and	
 was	
 a	
 violation	
 of	
 his	
 oath	
 as	
 a	
 lawyer.	
 	
 	
 
Respondent	
 then	
 paid	
 the	
 amount	
 to	
 the	
 SSS	
 in	
 behalf	
 of	
 Pascual.	
 He	
 then	
 claims	
 that	
 the	
 	
 action	
 was	
 moot	
 and	
 
academic	
 as	
 the	
 amount	
 was	
 already	
 paid.	
 The	
 IBP	
 recommended	
 that	
 respondent	
 be	
 reprimanded.	
 	
 	
 
	
 
Held:	
 	
 	
 
Court	
 adopts	
 recommendation.	
 	
 	
 
While	
 there	
 is	
 no	
 doubt	
 that	
 the	
 payment	
 was	
 made,	
 it	
 is	
 clear	
 that	
 such	
 payment	
 was	
 	
 only	
 made	
 after	
 a	
 
complaint	
 had	
 been	
 filed.	
 	
 	
 
The	
 Court	
 has	
 repeatedly	
 admonished	
 lawyers	
 that	
 a	
 high	
 sense	
 of	
 morality,	
 honesty	
 and	
 	
 fair	
 dealing	
 is	
 
expected	
 and	
 required	
 of	
 a	
 member	
 of	
 the	
 bar.	
 Rule	
 1.01	
 of	
 the	
 Code	
 of	
 Professional	
 Responsibility	
 provides	
 that	
 
[a]	
 lawyer	
 shall	
 not	
 engage	
 in	
 unlawful,	
 dishonest,	
 immoral	
 or	
 deceitful	
 conduct.	
 	
 	
 
It	
 is	
 glaringly	
 clear	
 that	
 respondents	
 non-remittance	
 for	
 over	
 one	
 year	
 of	
 the	
 funds	
 coming	
 from	
 Encarnacion	
 
Pascual	
 constitutes	
 conduct	
 in	
 gross	
 violation	
 of	
 the	
 above	
 canon	
 	
 	
 
The	
 belated	
 payment	
 of	
 the	
 same	
 to	
 the	
 SSS	
 does	
 not	
 excuse	
 his	
 misconduct.	
 While	
 Pascual	
 may	
 not	
 strictly	
 be	
 
considered	
 a	
 client	
 of	
 respondent,	
 the	
 rules	
 relating	
 to	
 a	
 lawyers	
 handling	
 of	
 funds	
 of	
 a	
 client	
 is	
 applicable.	
 	
 	
 
In	
 Daroy	
 v.	
 Legaspi,[1]	
 this	
 court	
 held	
 that	
 (t)he	
 relation	
 between	
 an	
 attorney	
 and	
 his	
 client	
 is	
 highly	
 fiduciary	
 
in	
 nature...[thus]	
 lawyers	
 are	
 bound	
 to	
 promptly	
 account	
 for	
 money	
 or	
 property	
 received	
 by	
 them	
 on	
 behalf	
 of	
 
their	
 clients	
 and	
 failure	
 to	
 do	
 so	
 constitutes	
 professional	
 misconduct.	
 	
 	
 
The	
 failure	
 of	
 respondent	
 to	
 immediately	
 remit	
 the	
 amount	
 to	
 the	
 SSS	
 gives	
 rise	
 to	
 the	
 presumption	
 that	
 he	
 has	
 
misappropriated	
 it	
 for	
 his	
 own	
 use.	
 This	
 is	
 a	
 gross	
 violation	
 of	
 general	
 morality	
 as	
 well	
 as	
 professional	
 ethics;	
 it	
 
impairs	
 public	
 confidence	
 in	
 the	
 legal	
 profession	
 and	
 deserves	
 punishment.	
 	
 	
 
o	
 Respondents	
 claim	
 that	
 he	
 may	
 not	
 be	
 held	
 liable	
 because	
 he	
 committed	
 such	
 acts,	
 not	
 in	
 his	
 capacity	
 as	
 a	
 
private	
 lawyer,	
 but	
 as	
 a	
 prosecutor	
 is	
 unavailing.	
 Canon	
 6	
 of	
 the	
 Code	
 of	
 Professional	
 Responsibility	
 provides:	
 	
 
These	
 canons	
 shall	
 apply	
 to	
 lawyers	
 in	
 government	
 service	
 in	
 the	
 discharge	
 of	
 their	
 official	
 tasks.	
 
o	
 As	
 stated	
 by	
 the	
 IBP	
 Committee	
 that	
 drafted	
 the	
 Code,	
 a	
 lawyer	
 does	
 not	
 shed	
 his	
 professional	
 obligations	
 
upon	
 assuming	
 public	
 office.	
 In	
 fact,	
 his	
 public	
 office	
 should	
 make	
 him	
 more	
 sensitive	
 to	
 his	
 professional	
 
obligations	
 because	
 a	
 lawyers	
 disreputable	
 conduct	
 is	
 more	
 likely	
 to	
 be	
 magnified	
 in	
 the	
 publics	
 eye.	
 	
 
ACCORDINGLY,	
 this	
 Court	
 REPRIMANDS	
 respondent	
 	
 
	
 
	
 
	
 
	
 
	
 
	
 
	
 
	
 
	
 
	
 
	
 
	
 
	
 
Rubias	
 v.	
 Batiller	
 	
 
Facts:	
 	
 
Before	
 the	
 war	
 with	
 Japan,	
 Francisco	
 Militante	
 filed	
 an	
 application	
 for	
 registration	
 of	
 the	
 parcel	
 of	
 land	
 in	
 
question.	
 	
 	
 
After	
 the	
 war,	
 the	
 petition	
 was	
 heard	
 and	
 denied.	
 Pending	
 appeal,	
 Militante	
 sold	
 the	
 land	
 to	
 petitioner,	
 his	
 son-
in-law.	
 	
 	
 
Plaintiff	
 filed	
 an	
 action	
 for	
 forcible	
 entry	
 against	
 respondent.	
 	
 	
 
Defendant	
 claims	
 the	
 complaint	
 of	
 the	
 plaintiff	
 does	
 not	
 state	
 a	
 cause	
 of	
 action,	
 the	
 truth	
 	
 of	
 the	
 matter	
 being	
 that	
 
he	
 and	
 his	
 predecessors-in-interest	
 have	
 always	
 been	
 in	
 actual,	
 open	
 and	
 continuous	
 possession	
 since	
 time	
 
immemorial	
 under	
 claim	
 of	
 ownership	
 of	
 the	
 portions	
 of	
 the	
 lot	
 in	
 question.	
 	
 	
 
	
 
Issue:	
 Whether	
 or	
 not	
 the	
 contract	
 of	
 sale	
 between	
 appellant	
 and	
 his	
 father-in-law	
 was	
 void	
 because	
 it	
 was	
 made	
 
when	
 plaintiff	
 was	
 counsel	
 of	
 his	
 father-in-law	
 in	
 a	
 land	
 registration	
 case	
 involving	
 the	
 property	
 in	
 dispute	
 	
 	
 
	
 
Held:	
 	
 	
 
The	
 stipulated	
 facts	
 and	
 exhibits	
 of	
 record	
 indisputably	
 established	
 plaintiff's	
 lack	
 of	
 cause	
 of	
 action	
 and	
 justified	
 
the	
 outright	
 dismissal	
 of	
 the	
 complaint.	
 	
 	
 
Plaintiff's	
 claim	
 of	
 ownership	
 to	
 the	
 land	
 in	
 question	
 was	
 predicated	
 on	
 the	
 sale	
 thereof	
 made	
 by	
 his	
 father-in-	
 
law	
 in	
 his	
 favor,	
 at	
 a	
 time	
 when	
 Militante's	
 application	
 for	
 registration	
 thereof	
 had	
 already	
 been	
 dismissed	
 by	
 the	
 
Iloilo	
 land	
 registration	
 court	
 and	
 was	
 pending	
 appeal	
 in	
 the	
 Court	
 of	
 Appeals.	
 	
 	
 
	
 
Article	
 1491	
 of	
 our	
 Civil	
 Code	
 (like	
 Article	
 1459	
 of	
 the	
 Spanish	
 Civil	
 Code)	
 prohibits	
 in	
 its	
 six	
 paragraphs	
 certain	
 
persons,	
 by	
 reason	
 of	
 the	
 relation	
 of	
 trust	
 or	
 their	
 peculiar	
 control	
 over	
 the	
 property,	
 from	
 acquiring	
 such	
 
property	
 in	
 their	
 trust	
 or	
 control	
 either	
 directly	
 or	
 indirectly	
 and	
 "even	
 at	
 a	
 public	
 or	
 judicial	
 auction,"	
 as	
 
follows:	
 	
 	
 
	
 
	
 
	
 	
 guardians;	
 	
 	
 
	
 
	
 
	
 	
 agents;	
 	
 	
 
	
 
	
 
	
 	
 administrators;	
 	
 	
 
	
 
	
 
	
 	
 public	
 officers	
 and	
 employees;	
 judicial	
 officers	
 and	
 employees,	
 prosecuting	
 attorneys,	
 	
 and	
 
lawyers;	
 and	
 	
 	
 
	
 
	
 
	
 	
 others	
 especially	
 disqualified	
 by	
 law.	
 	
 	
 
	
 
Fundamental	
 consideration	
 of	
 public	
 policy	
 render	
 void	
 and	
 inexistent	
 such	
 expressly	
 	
 prohibited	
 purchase	
 (e.g.	
 
by	
 public	
 officers	
 and	
 employees	
 of	
 government	
 property	
 intrusted	
 to	
 them	
 and	
 by	
 justices,	
 judges,	
 fiscals	
 and	
 
lawyers	
 of	
 property	
 and	
 rights	
 in	
 litigation	
 and	
 submitted	
 to	
 or	
 handled	
 by	
 them,	
 under	
 Article	
 1491,	
 paragraphs	
 
(4)	
 and	
 (5)	
 of	
 our	
 Civil	
 Code)	
 has	
 been	
 adopted	
 in	
 a	
 new	
 article	
 of	
 our	
 Civil	
 Code,	
 viz,	
 Article	
 1409	
 declaring	
 such	
 
prohibited	
 contracts	
 as	
 "inexistent	
 and	
 void	
 from	
 the	
 beginning."	
 	
 	
 
Indeed,	
 the	
 nullity	
 of	
 such	
 prohibited	
 contracts	
 is	
 definite	
 and	
 permanent	
 and	
 cannot	
 be	
 cured	
 by	
 ratification.	
 	
 	
 
	
 
The	
 public	
 interest	
 and	
 public	
 policy	
 remain	
 paramount	
 and	
 do	
 not	
 permit	
 of	
 compromise	
 or	
 ratification.	
 In	
 his	
 
aspect,	
 the	
 permanent	
 disqualification	
 of	
 public	
 and	
 judicial	
 officers	
 and	
 lawyers	
 grounded	
 on	
 public	
 policy	
 
differs	
 from	
 the	
 first	
 three	
 cases	
 of	
 guardians,	
 agents	
 and	
 administrators	
 (Article	
 1491,	
 Civil	
 Code),	
 as	
 to	
 whose	
 
transactions	
 it	
 had	
 been	
 opined	
 that	
 they	
 may	
 be	
 "ratified"	
 by	
 means	
 of	
 and	
 in	
 "the	
 form	
 of	
 a	
 new	
 contact,	
 in	
 
which	
 cases	
 its	
 validity	
 shall	
 be	
 determined	
 only	
 by	
 the	
 circumstances	
 at	
 the	
 time	
 the	
 execution	
 of	
 such	
 new	
 
contract.	
 	
 	
 
	
 
The	
 causes	
 of	
 nullity	
 which	
 have	
 ceased	
 to	
 exist	
 cannot	
 impair	
 the	
 validity	
 of	
 the	
 new	
 contract.	
 Thus,	
 the	
 object	
 
which	
 was	
 illegal	
 at	
 the	
 time	
 of	
 the	
 first	
 contract,	
 may	
 have	
 already	
 become	
 lawful	
 at	
 the	
 time	
 of	
 the	
 ratification	
 
or	
 second	
 contract;	
 or	
 the	
 service	
 which	
 was	
 impossible	
 may	
 have	
 become	
 possible;	
 or	
 the	
 intention	
 which	
 could	
 
not	
 be	
 ascertained	
 may	
 have	
 been	
 clarified	
 by	
 the	
 parties.	
 The	
 ratification	
 or	
 second	
 contract	
 would	
 then	
 be	
 
valid	
 from	
 its	
 execution;	
 however,	
 it	
 does	
 not	
 retroact	
 to	
 the	
 date	
 of	
 the	
 first	
 contract."	
 	
 	
 
	
 
	
 
	
 
	
 
	
 
MANAQUIL	
 v.	
 VILLEGAS	
 	
 	
 
	
 
FACTS:	
 	
 	
 
	
 
This	
 is	
 actually	
 a	
 disbarment	
 case	
 against	
 VILLEGAS.	
 	
 	
 
It	
 turns	
 out	
 that	
 VILLEGAS	
 was	
 counsel	
 of	
 record	
 of	
 one	
 Felix	
 LEONG,	
 the	
 	
 administrator	
 for	
 the	
 testate	
 estate	
 of	
 
one	
 Felomina	
 Zerna.	
 	
 	
 
In	
 1963,	
 LEONG,	
 as	
 administrator	
 of	
 Zernas	
 estate,	
 entered	
 into	
 a	
 lease	
 contract	
 with	
 the	
 	
 partnership	
 of	
 HIJOS	
 
DE	
 VILLEGAS	
 over	
 several	
 lots	
 included	
 in	
 Zernas	
 estate.	
 	
 	
 
The	
 said	
 lease	
 contract	
 was	
 renewed	
 several	
 times	
 henceforth.	
 	
 	
 
It	
 is	
 important	
 to	
 note	
 at	
 this	
 point	
 that	
 VILLEGAS	
 was	
 both	
 counsel	
 of	
 LEONG	
 and	
 a	
 	
 partner	
 in	
 the	
 partnership	
 
of	
 HIJOS	
 DE	
 VILLEGAS.	
 	
 	
 
When	
 LEONG	
 died,	
 this	
 disbarment	
 suit	
 was	
 filed	
 by	
 MANANQUIL,	
 the	
 appointed	
 	
 administrator	
 for	
 LEONGs	
 
estate.	
 MANANQUIL	
 alleged	
 that	
 the	
 lease	
 contracts	
 were	
 made	
 under	
 iniquitous	
 terms	
 and	
 conditions.	
 Also,	
 
MANANQUIL	
 alleged	
 that	
 VILLEGAS	
 should	
 have	
 first	
 notified	
 and	
 secured	
 the	
 approval	
 of	
 the	
 probate	
 court	
 in	
 
Zernas	
 estate	
 before	
 the	
 contracts	
 were	
 renewed,	
 VILLEGAS	
 being	
 counsel	
 of	
 that	
 estates	
 administrator.	
 	
 
	
 
	
 ISSUES:	
 Whether	
 VILLEGAS	
 should	
 have	
 first	
 secured	
 the	
 probate	
 courts	
 approval	
 regarding	
 the	
 lease.	
 Whether	
 
VILLEGAS	
 should	
 be	
 disbarred.	
 
	
 
RULING:	
 
	
 
First	
 issue:	
 	
 	
 
NO.	
 Pursuant	
 to	
 Section	
 3	
 of	
 Rule	
 84	
 of	
 the	
 Revised	
 Rules	
 of	
 Court,	
 a	
 judicial	
 executor	
 or	
 administrator	
 has	
 the	
 
right	
 to	
 the	
 possession	
 and	
 management	
 of	
 the	
 real	
 as	
 well	
 as	
 the	
 personal	
 estate	
 of	
 the	
 deceased	
 so	
 long	
 as	
 it	
 is	
 
necessary	
 for	
 the	
 payment	
 of	
 the	
 debts	
 and	
 the	
 expenses	
 of	
 administration.	
 He	
 may,	
 therefore,	
 exercise	
 acts	
 of	
 
administration	
 without	
 special	
 authority	
 from	
 the	
 court	
 having	
 jurisdiction	
 of	
 the	
 estate.	
 For	
 instance,	
 it	
 has	
 long	
 
been	
 settled	
 that	
 an	
 administrator	
 has	
 the	
 power	
 to	
 enter	
 into	
 lease	
 contracts	
 involving	
 the	
 properties	
 of	
 the	
 
estate	
 even	
 without	
 prior	
 judicial	
 authority	
 and	
 approval.	
 	
 	
 
	
 
Thus,	
 considering	
 that	
 administrator	
 LEONG	
 was	
 not	
 required	
 under	
 the	
 law	
 and	
 prevailing	
 jurisprudence	
 to	
 
seek	
 prior	
 authority	
 from	
 the	
 probate	
 court	
 in	
 order	
 to	
 validly	
 lease	
 real	
 properties	
 of	
 the	
 estate,	
 VILLEGAS,	
 as	
 
counsel	
 of	
 LEONG,	
 cannot	
 be	
 taken	
 to	
 	
 task	
 for	
 failing	
 to	
 notify	
 the	
 probate	
 court	
 of	
 the	
 various	
 lease	
 contracts	
 
involved	
 herein	
 and	
 to	
 secure	
 its	
 judicial	
 approval	
 thereto.	
 	
 
	
 
Second	
 Issue:	
 	
 
NO.	
 There	
 is	
 no	
 evidence	
 to	
 warrant	
 disbarment,	
 although	
 VILLEGAS	
 should	
 be	
 suspended	
 from	
 practice	
 of	
 law	
 
because	
 he	
 participated	
 in	
 the	
 renewals	
 of	
 the	
 lease	
 contracts	
 involving	
 properties	
 of	
 Zernas	
 estate	
 in	
 favor	
 of	
 
the	
 partnership	
 of	
 HIJOS	
 DE	
 VILLEGAS.	
 Under	
 Art.	
 1646	
 of	
 the	
 Civil	
 Code,	
 lawyers,	
 with	
 respect	
 to	
 the	
 property	
 
and	
 rights	
 which	
 may	
 be	
 the	
 object	
 of	
 any	
 litigation	
 in	
 which	
 they	
 may	
 take	
 part	
 by	
 virtue	
 of	
 their	
 profession	
 
are	
 prohibited	
 fro	
 leasing,	
 either	
 in	
 person	
 or	
 through	
 the	
 mediation	
 of	
 another,	
 the	
 properties	
 or	
 things	
 
mentioned.	
 Such	
 act	
 constituted	
 gross	
 misconduct,	
 hence,	
 suspension	
 for	
 four	
 months.	
 	
 
	
 
	
 
	
 
	
 
	
 
	
 
	
 
	
 
ORDONIO	
 VS	
 EDUARTE	
 	
 
FACTS:	
 Antonia	
 Ulibari	
 filed	
 with	
 RTC	
 for	
 annulment	
 of	
 a	
 document	
 against	
 her	
 children.	
 The	
 case	
 was	
 handled	
 by	
 
Atty.	
 Henerido	
 Eduarte.	
 However,	
 Atty.	
 Henerido	
 Eduarte	
 was	
 appointed	
 as	
 RTC	
 judge.	
 The	
 case	
 of	
 Ulibari	
 was	
 then	
 
transferred	
 to	
 Atty,	
 Josephine	
 Eduarte,	
 wife	
 of	
 Atty.	
 Henerido	
 Eduarte.	
 The	
 RTC	
 rendered	
 a	
 decision	
 in	
 favor	
 of	
 
Antonia	
 Ulibari.	
 Only	
 one	
 of	
 the	
 children,	
 Dominga	
 Ordonio,	
 appealed	
 to	
 CA.	
 While	
 the	
 appeal	
 was	
 pending	
 in	
 the	
 CA,	
 
Antonia	
 conveyed	
 some	
 parcels	
 of	
 her	
 land	
 to	
 her	
 children	
 in	
 the	
 form	
 of	
 deeds	
 of	
 absolute	
 sale,	
 prepared	
 and	
 
notarized	
 by	
 Atty.	
 Josephine	
 Eduarte.	
 Antonia	
 also	
 conveyed	
 20	
 hectares	
 of	
 land	
 to	
 Atty.	
 Josephine	
 and	
 Atty.	
 
Henerido	
 as	
 their	
 attorneys	
 fees.	
 All	
 the	
 titles	
 and	
 lands	
 subject	
 to	
 the	
 deeds	
 of	
 absolute	
 sale	
 and	
 deeds	
 of	
 
conveyance	
 were	
 in	
 the	
 name	
 of	
 Antonia.	
 Subsequently,	
 Dominga	
 filed	
 a	
 disbarment	
 complaint	
 against	
 Atty.	
 
Josephine	
 on	
 the	
 basis	
 of	
 an	
 affidavit	
 executed	
 by	
 her	
 mother,	
 Antonia,	
 stating	
 that	
 she	
 never	
 conveyed	
 parcel	
 of	
 land	
 
to	
 Atty.	
 Josephine	
 as	
 attorneys	
 fees	
 and	
 she	
 had	
 no	
 knowledge	
 of	
 the	
 deeds	
 of	
 absolute	
 sale	
 executed	
 in	
 favor	
 of	
 her	
 
children.	
 The	
 IBP-	
 CBD	
 recommended	
 one-year	
 suspension	
 from	
 the	
 practice	
 of	
 law.	
 	
 
ISSUE/S:	
 	
 
1.	
 WON	
 Antonia	
 was	
 defrauded	
 into	
 signing	
 the	
 Deed	
 of	
 Conveyance	
 2.	
 WON	
 Atty.	
 Josephine	
 violated	
 any	
 law	
 in	
 
preparing	
 and	
 notarizing	
 the	
 deeds	
 of	
 absolute	
 sale	
 in	
 making	
 it	
 appear	
 that	
 there	
 were	
 considerations	
 therefor,	
 
when	
 in	
 truth	
 there	
 were	
 none	
 so	
 received	
 by	
 the	
 seller	
 	
 
HELD	
 	
 
1.	
 Yes.	
 It	
 is	
 clear	
 from	
 Antonias	
 affidavit	
 and	
 deposition	
 that	
 she	
 never	
 conveyed	
 the	
 said	
 land	
 to	
 her	
 lawyer	
 as	
 
attorneys	
 fees.	
 Granting	
 for	
 the	
 sake	
 of	
 argument	
 that	
 Antonio	
 did	
 convey	
 the	
 land	
 as	
 attorneys	
 fee,	
 Atty.	
 Josephine	
 
should	
 have	
 not	
 caused	
 the	
 execution	
 of	
 the	
 deed	
 since	
 a	
 case	
 was	
 still	
 pending	
 before	
 CA	
 covering	
 the	
 same	
 land.	
 
She	
 violated	
 Art	
 1491	
 of	
 the	
 Civil	
 Code	
 which	
 prohibits	
 lawyers	
 from	
 acquiring	
 assignment	
 property	
 and	
 rights	
 which	
 
may	
 be	
 subject	
 of	
 any	
 litigation	
 in	
 which	
 they	
 may	
 take	
 part	
 by	
 virtue	
 of	
 their	
 profession.	
 The	
 prohibition	
 applies	
 
when	
 a	
 lawyer	
 has	
 not	
 paid	
 money	
 for	
 it	
 and	
 the	
 property	
 was	
 merely	
 assigned	
 to	
 him	
 in	
 consideration	
 of	
 legal	
 
services	
 rendered	
 at	
 a	
 time	
 when	
 the	
 property	
 is	
 still	
 subject	
 of	
 a	
 pending	
 case.	
 	
 
2.	
 Yes.	
 Atty.	
 Josephine	
 admitted	
 that	
 Antonia	
 did	
 not	
 actually	
 sell	
 parcels	
 of	
 land	
 to	
 her	
 children	
 and	
 that	
 she	
 utilized	
 
the	
 form	
 of	
 deed	
 of	
 sale	
 because	
 it	
 was	
 the	
 most	
 convenient	
 and	
 appropriate	
 document	
 to	
 effect	
 transfer	
 of	
 parcels	
 
of	
 land.	
 She	
 violated	
 part	
 of	
 her	
 oath	
 as	
 a	
 lawyer	
 that	
 she	
 shall	
 not	
 do	
 any	
 falsehood.	
 She	
 violated	
 Rule	
 10.01	
 of	
 the	
 
Code	
 of	
 Professional	
 Responsibility.	
 Overall	
 holding:	
 Suspension	
 of	
 6	
 months	
 for	
 having	
 violated	
 Art	
 1491	
 of	
 the	
 Civil	
 
Code	
 another	
 6	
 months	
 for	
 violation	
 of	
 lawyers	
 oath	
 and	
 Rule	
 10.01.	
 Total	
 of	
 one	
 year	
 suspension.