CS 294-7: Digital Modulation
Prof. Randy H. Katz
              CS Division
   University of California, Berkeley
       Berkeley, CA 94720-1776
                 © 1996
                                        1
  Analog Modulation: AM Radio
Amplitude Modulation (AM)
 Speech                        Amplitude
 Signal
                             Time                                     Time
             Replica of
             Speech Signal                        Carrier frequency
                                           Carrier amplitude where
                                           speech signal is zero
                                           Time
                                                                             2
       Analog Modulation: FM Radio
Frequency Modulation (FM)                                Noise has a greater effect
                                                         on amplitude than frequency
 Speech
 Signal
                                                         Sufficient to detect zero
                                 Time
                                                         crossings to reconstruct
                                                         the signal
                          Signal goes
                           negative
                                                         Easy to eliminate amplitude
                                                         distortion
 Amplitude
                                     Carrier Amplitude
                                                Constant envelope, i.e., envelope
                                 Time           of carrier wave does not change
                                                with changes in modulated signal
              Highest      Lowest               This means that more efficient
             Frequency   Frequency              amplifiers can be used, reducing
                                                power demands
                                                                               3
                Detection of FM Signal
                              Received
Noise translates into         Signal
amplitude changes, and
sometimes frequency           Limiter
changes
Detection based on
                              Differentiator
zero crossings: the
limiter
                              Rectifier
Alternative schemes
to translate limited signal
into bit streams              Pulse
                              Generator
                                               Slicer
                              Low Pass         Thresholds
                              Filter
                              Slicer
                                                            4
 Digital Modulation Techniques
• Carrier wave s:
   – s(t) = A(t) * cos[ (t)]
   – Function of time varying amplitude A and time varying
     angle
• Angle     rewritten as:
   –    (t) = 0 + (t)
   –   0 radian frequency, phase (t)
• s(t) = A(t) cos[   0t   + (t)]
   –   radians per second
   – relationship between radians per second and hertz
       »        ƒ
                                                             5
 Digital Modulation Techniques
• Demodulation
  – Process of removing the carrier signal
• Detection
  – Process of symbol decision
  – Coherent detection
      » Receiver users the carrier phase to detect signal
      » Cross correlate with replica signals at receiver
      » Match within threshold to make decision
  – Noncoherent detection
      » Does not exploit phase reference information
      » Less complex receiver, but worse performance
                                                            6
 Digital Modulation Techniques
Coherent                              Noncoherent
Phase shift keying (PSK)              FSK
Frequency shift keying (FSK)          ASK
Amplitude shift keying (ASK)          Differential PSK (DPSK)
Continuous phase modulation (CPM)     CPM
Hybrids                               Hybrids
Coherent (aka synchronous) detection: process received signal with
a local carrier of same frequency and phase
Noncoherent (aka envelope) detection: requires no reference wave
                                                                     7
 Metrics for Digital Modulation
• Power Efficiency
   – Ability of a modulation technique to preserve the fidelity of
     the digital message at low power levels
   – Designer can increase noise immunity by increasing signal
     power
   – Power efficiency is a measure of how much signal power
     should be increased to achieve a particular BER for a given
     modulation scheme
   – Signal energy per bit / noise power spectral density: Eb / N0
• Bandwidth Efficiency
   – Ability to accomodate data within a limited bandwidth
   – Tradeoff between data rate and pulse width
   – Thruput data rate per hertz: R/B bps per Hz
• Shannon Limit: Channel capacity / bandwidth
   – C/B = log2(1 + S/N)
                                                                     8
     Digital Modulation Techniques
• Modify carrier’s amplitude and/or phase (and frequency)
• Constellation: Vector notation/polar coordinates
           Quadrature component (carrier shifted 90°)
                  Q = M sin
                                               M = magnitude
   Densely packed                                = phase
                                     M
   implies bandwidth
   efficient
   Bit error prob related                         I = M cos
   to distances between                           In-phase component
   closest points
                                                                       9
     Considerations in Choice of
        Modulation Scheme
•   High spectral efficiency
•   High power efficiency
•   Robust to multipath effects
•   Low cost and ease of implementation
•   Low carrier-to-cochannel interference ratio
•   Low out-of-band radiation
•   Constant or near constant envelope
     – Constant: only phase is modulated
     – Non-constant: phase and amplitude modulated
                                                     10
  Binary Modulation Schemes
• Amplitude Shift Keying (ASK)
  – Transmission on/off to represent 1/0
  – Note use of term “keying,” like a telegraph key
• Frequency Shift Keying (FSK)
  – 1/0 represented by two different frequencies slightly
    offset from carrier frequency
          Data
     High Frequency
     Low Frequency
     FSK Waveform
                                                            11
                      Phase Shift Keying
       • Binary Phase Shift Keying (BPSK)
              – Use alternative sine wave phase to encode bits
              – Simple to implement, inefficient use of bandwidth
              – Very robust, used extensively in satellite communications
Data
                                                                      Q
Carrier
Carrier + π
                                                                                    I
                                                            0 state       1 state
BPSK                                                    Phases separated by 180˚
Waveform
                                                              (π radians)
                                                                                    12
            Phase Shift Keying
• Quadrature Phase Shift Keying (QPSK)
   – Multilevel modulation technique: 2 bits per symbol
   – More spectrally efficient, more complex receiver
                Q
     01 state       11 state
                                     Output waveform is
                               I     sum of modulated ±
                                     Cosine and ±Sine wave
     00 state       10 state
      Phase of carrier:
     π/4, 3π/4, 5π/4, 7π/4
 2x bandwidth efficiency of BPSK
                                                             13
 Quadrature Phase Shift Keying
       10                                    11
3π                                      π
4                                       4
-Cos + Sin                                  Cos + Sin
-Cos - Sin                                  Cos - Sin
                  Cosine Carrier Wave
     5π                                             7π
     4                                              4
             00                                          01
                                                         14
                    Minimum Shift Keying
• Special form of (continuous phase) frequency shift keying
   – Minimum spacing that allows two frequencies states to be orthogonal
   – Spectrally efficient, easily generated
     Minimum Shift Keying (MSK)
                         1.5 cycles                    Q
        Amplitude
                                                Time            I
                    1 cycle           1 cycle
     Phase continuity at the bit transitions
                                                                           15
Generating Minimum Shift Keying
                       Data
Odd, Even Bits
stretched to 2 bit     Odd Bits
 times                 Even Bits
                       High
Bit Value MSK Output   Frequency
Odd Even Freq Sense
 1     1   Hi   +
 -1    1   Lo   –
                       Low
 1     -1  Lo   +      Frequency
 -1    -1  Hi   –
                       MSK
 Notice smooth         Waveform
 phase transitions!
                                   Hi   Lo Lo Lo Lo   Hi Lo Hi Hi
                                   +     – – – –      + – – –
                                                                    16
        Gaussian Minimum Shift
           Keying (GMSK)
• MSK + premodulation Gaussian low pass filter
• Increases spectral efficiency with sharper cutoff,
  excellent power efficiency due to constant envelope
                                        MSK
                                        Waveform
                                                   +90°
                                        GMSK
   No sudden shifts in phase            Waveform
                                                   -90°
• Used extensively in second generation digital
  cellular and cordless telephone applications
   – GSM digital cellular: 1.35 bps/Hz
   – DECT cordless telephone: 0.67 bps/Hz
   – RAM Mobile Data                                      17
                   π/4-Shifted QPSK
• Variation on QPSK
  – Restricted carrier phase transition to +/- π/4 and +/- 3π/4
  – Signaling elements selected in turn from two QPSK constellations,
    each shifted by π/4
  – Maximum phase change is ±135˚ vs. 180˚ for QPSK, thus maintaining
    constant envelope (i.e., amplitude of QPSK signal not constant for
    short interval during 180˚ phase changes)
• Popular in Second Generation Systems
  –   North American Digital Cellular (IS-54): 1.62 bps/Hz   Q
  –   Japanese Digital Cellular System: 1.68 bps/Hz
  –   European TETRA System: 1.44 bps/Hz
  –   Japanese Personal Handy Phone (PHP)                            I
                                                                     18
                 π/4-Shifted QPSK
• Advantages:
   – Two bits per symbol, twice as efficient as GMSK
   – Phase transitions avoid center of diagram, remove some design
     constraints on amplifier
   – Always a phase change between symbols, leading to self clocking
              … 00 00 01 …
                                       00
     Phase     01            00                       00           10
Data Change                                      10
 00    45°
 01   135°
 10    -45°
                                  01
               11            10
 11   -135°                                           01           11
                                            11
                                                                        19
        Quadrature Amplitude
            Modulation
• Quadrature Amplitude Modulation (QAM)
   – Amplitude modulation on both quadrature carriers
   – 2n discrete levels, n = 2 same as QPSK
• Extensive use in digital microwave radio links
                          Q
                                           16 Level QAM
                                                          20