Kulesa          1
Weather and Aviation:
          How Does Weather Affect the Safety and
             Operations of Airports and Aviation,
                     and How Does FAA Work to
                Manage Weather-related Effects?
By Gloria Kulesa
Weather Impacts On Aviation                                                  In addition, weather continues to play a
                                                                             significant role in a number of aviation
Introduction                                                                 accidents and incidents. While National
                                                                             Transportation Safety Board (NTSB) reports
           ccording to FAA statistics, weather is                            most commonly find human error to be the
           the cause of approximately 70 percent                             direct accident cause, weather is a primary
           of the delays in the National Airspace                            contributing factor in 23 percent of all
           System (NAS). Figure 1 illustrates                                aviation accidents. The total weather impact
that while weather delays declined with overall                              is an estimated national cost of $3 billion for
NAS delays after September 11th, 2001, delays                                accident damage and injuries, delays, and
have since returned to near-record levels.                                   unexpected operating costs.
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                                           Weather Delays          Other Delays
Figure 1. Delay hours in the National Airspace System for January 2001 to July 2002. Delay hours peaked at
50,000 hours per month in August 2001, declined to less than 15,000 per month for the months following September
11, but exceeded 30,000 per month in the summer of 2002. Weather delays comprise the majority of delays in all
seasons.
                                                                        The Potential Impacts of Climate Change on Transportation
2        Weather and Aviation: How Does Weather Affect the Safety and Operations of Airports and Aviation, and How Does FAA
         Work to Manage Weather-related Effects?
Thunderstorms       and    Other      Convective                 In-Flight Icing. In the period 1989-early 1997,
Weather. Hazards associated with convective                      the NTSB indicated that in-flight icing was a
weather include thunderstorms with severe                        contributing or causal factor in approximately 11
turbulence, intense up- and downdrafts,                          percent of all weather-related accidents among
lightning, hail, heavy precipitation, icing, wind                general aviation aircraft. Icing was cited in
shear, microbursts, strong low-level winds, and                  roughly 6 percent of all weather-related
tornadoes. According to National Aviation                        accidents among air taxi/commuter and
Safety Data Analysis Center (NASDAC)                             agricultural aircraft. The percentage was 3
analysis, between 1989 and early 1997,                           percent for commercial air carrier accidents. The
thunderstorms were listed as a contributing                      1994 crash of an ATR-72 near Roselawn,
factor in 2-4 percent of weather-related                         Indiana, which claimed 68 lives, took place
accidents, depending on the category of aircraft                 during icing conditions.
involved. Precipitation was listed as a factor in
6 percent of commercial air carrier accidents,                       In-flight icing is not only dangerous, but
roughly 10 percent of general aviation accidents,                also has a major impact on the efficiency of
and nearly 19 percent of commuter/air taxi                       flight operations. Rerouting and delays of
accidents. American Airlines has estimated that                  commercial carriers, especially regional carriers
55 percent of turbulence incidents are caused by                 and commuter airlines, to avoid icing conditions
convective weather.                                              lead to late arrivals and result in a ripple effect
                                                                 throughout the NAS. Diversions en route cause
    In addition to safety, convective weather                    additional fuel and other costs for all classes of
poses a problem for the efficient operation of the               aircraft.
NAS. Thunderstorms and related phenomena
can close airports, degrade airport capacities for               Icing poses a danger to aircraft in several ways:
acceptance and departure, and hinder or stop
ground operations. Convective hazards en route                       Structural icing on wings and control
lead to rerouting and diversions that result in                       surfaces increases aircraft weight, degrades
excess operating costs and lost passenger time.                       lift, generates false instrument readings, and
Lightning and hail damage can remove aircraft                         compromises control of the aircraft. See
from operations and result in both lost revenues                      Figure 2.
and excess maintenance costs. In Figure 1, the
vast majority of the warm season delays are due                      Mechanical icing in carburetors, engine air
to convective weather.                                                intakes, and fuel cells impairs engine
                                                                      performance, leading to reduction of power.
                               Figure 2. Photo of structural icing on an aircrafts wing.
The Potential Impacts of Climate Change on Transportation
                                                                                                   Kulesa          3
    Small aircraft routinely operate at altitudes           injury and temporary loss of aircraft control.
where temperatures and clouds are most                      Recently an air carrier en route from Japan to the
favorable for ice formation, making these                   U.S. encountered turbulence which caused the
aircraft vulnerable to icing for long periods of            death of a passenger.
time. Larger aircraft are at risk primarily during
ascent from and descent into terminal areas.                     Clear-air turbulence is not only dangerous, it
                                                            also has a major impact on the efficiency of
Turbulence. Non-convective turbulence is a                  flight operations due to rerouting and delays of
major aviation hazard.          All aircraft are            aircraft.
vulnerable to turbulent motions. Non-convective
turbulence can be present at any altitude and in a          Ceiling and Visibility. Low ceiling and reduced
wide range of weather conditions, often                     visibility are safety hazards for all types of
occurring in relatively clear skies as clear-air            aviation. The NASDAC study of NTSB
turbulence. Any aircraft entering turbulent                 statistics indicated that ceiling and visibility
conditions is vulnerable to damage; smaller                 were cited as contributing factors in 24 percent
aircraft (both fixed- and rotary-wing) are                  of all general aviation accidents between 1989
susceptible at lower levels of turbulent intensity          and early 1997. They were also cited as
than are large aircraft. See Figure 3.                      contributing factors in 37 percent of
                                                            commuter/air taxi accidents during the same
     The effects of turbulence range from a                 period. Low ceiling and poor visibility accidents
jostling of the aircraft that is mildly                     occur when pilots who are not properly rated or
discomforting for passengers and crews to                   are flying an aircraft not equipped with the
sudden accelerations that can result in serious             necessary instrumentation encounter such
                                                            conditions, resulting in loss of control, or
                                                            controlled flight into terrain.
             Figure 3. Photo of an aircraft missing an engine which had been torn off by turbulence.
                                                              The Potential Impacts of Climate Change on Transportation
4        Weather and Aviation: How Does Weather Affect the Safety and Operations of Airports and Aviation, and How Does FAA
         Work to Manage Weather-related Effects?
    The NTSB statistics also imply that air                      and runway surfaces in slush or standing water
carriers have the expertise, procedures, and                     at near-freezing conditions are also susceptible
equipment necessary to fly safely in reduced                     to    surface    contamination,     even     after
visibility conditions. Low ceiling and poor                      precipitation has stopped. Even a very small
visibility were cited as contributing factors in                 amount of ice on a wing surface can increase
less than 2 percent of the commercial air carrier                drag and reduce airplane lift by 25 percent. This
(Part 121) accidents between 1989 and early                      type of ice accumulation has been a cause or a
1997.                                                            factor in 10 commercial aircraft takeoff
                                                                 accidents between 1978 and 1997. Ice blockage
     In 1991, the University of Illinois used                    of    airspeed     or   altitude    measurement
simulated weather conditions to test twenty                      instrumentation can cause loss of control or
Visual Flight Rule (VFR) rated pilots. When                      navigation errors.
deprived of visual contact, each pilot
experienced loss of control. On average, it took                     Ice and snow also have an impact on
approximately 178 seconds giving each pilot                      terminal operations. Boarding gates, taxiways,
less than 3 minutes to live after entering a cloud.              and runways may become unusable. Airport
                                                                 operational capacities may be sharply reduced.
     Low ceiling and poor visibility are not just a              See Figure 5.
safety issue. They can also severely degrade the
efficiency of commercial and military aviation.
Reduced ceiling and/or visibility can severely
reduce the capacity of an airport and lead to
airborne or ground delays that result in
diversions, cancellations, missed connections,
and extra operational costs. See Figure 4.
                                                                 Figure 5. Photo of an aircraft being de-iced on the
                                                                 ground.
                                                                 Volcanic Ash. Volcanic ash is pulverized rock.
                                                                 It is composed largely of materials with a
                                                                 melting temperature below the operating
                                                                 temperature of a jet engine at cruise altitude.
                                                                 Volcanic ash in the atmosphere is usually
                                                                 accompanied by gaseous solutions of sulphur
Figure 4. Photo from an aircraft on approach to San              dioxide and chlorine. The combination of the
Francisco International Airport. Two parallel                    pulverized rock and acidic gases can
runways can be seen. Pilots of aircraft on parallel              significantly affect the performance of jet
approaches must be able to see each other.                       engines at cruise altitudes. Ash clouds are often
                                                                 invisible, particularly at night.
Ground De-Icing. Aircraft on the ground during
periods of freezing or frozen precipitation and                      To put this problem in perspective, the ash
other icing conditions are susceptible to the                    from the Mount Pinatubo eruption in 1991
buildup of ice on control surfaces, instrument                   circled the globe within a matter of days and
orifices, propellers, and engine inlets and                      affected a multitude of air traffic routes.
interiors. Aircraft that are moving along taxiway                Consequently, aircraft that traversed this thin
The Potential Impacts of Climate Change on Transportation
                                                                                                 Kulesa          5
layer of ash required more maintenance.                    (PDTs). The primary laboratories performing
Statistics show that there are 575 active                  AWRP research include: the National Center for
volcanoes globally which normally contribute to            Atmospheric Research (NCAR), Massachusetts
50 eruptions, resulting in 50-75 danger days             Institute of Technology/Lincoln Laboratory,
per year. Volcanic ash exceeds 30,000 feet on              National     Oceanic     and      Atmospheric
active air routes 25-30 days per year. There               Administration (NOAA) Forecast Systems
have been over 100 damaging encounters to                  Laboratory and National Severe Storms
aircraft in the last 20 years costing more than            Laboratory, Naval Research Laboratory, and the
$250M in damages.                                          National Weather Service's - Aviation Weather
                                                           and Environmental Modeling Centers.
     Within the United States, a particular area of
concern is along the Aleutian Islands and the              Convective Weather Product Development
Alaskan Peninsula. The density of active                   Team
volcanoes in this area, lying as it does adjacent
to the heavily-traveled North Pacific Air Traffic          On September 27, 2001, the AWRP participated
Routes, makes the ash threat especially acute.             in a landmark event when one of its weather
The generally westerly flow of winds in the                research products, the National Convective
region means that ash can be transported easily            Weather Forecast (NCWF) transitioned from an
into airspace over the Canadian and U.S. Pacific           "experimental" stage, to an operational National
Northwest regions. Ash from volcanoes on the               Weather Service (NWS) product, approved for
Kamchatka Peninsula of Russia also poses a                 use by both meteorologists and end users. The
threat because it tends to drift into the heavily          NCWF is designed specifically to minimize
traveled North Pacific airways, which are within           delays caused by convection as it provides
U.S. Flight Information Regions.                           locations of significant convection one hour in
                                                           the future, with updates every 5 minutes. A goal
AWRP Mitigation Initiatives                                of the Convective Weather PDT is to eventually
                                                           develop forecasts of convective weather out to
The FAA Aviation Weather Research Program                  six hours. The team also developed a 1-hour
(AWRP) has as a goal to relieve weather                    Terminal Convective Weather Forecast (TCWF)
impacts on NAS safety, capacity, and efficiency.           product which is being tested at the Dallas-Ft.
To work towards this goal, the program                     Worth, Memphis, Orlando, and New York
conducts applied research organized around ten             airports. See Figure 6. This product provides
meteorological product development teams                   more than an extrapolated position of storms; it
Figure 6. Succession of screenshots from the Terminal Convective Weather Forecast (TCWF), showing forecast
convective weather for a local area.
                                                            The Potential Impacts of Climate Change on Transportation
6        Weather and Aviation: How Does Weather Affect the Safety and Operations of Airports and Aviation, and How Does FAA
         Work to Manage Weather-related Effects?
also includes the effects of growth and decay.                   convective induced turbulence.       From this
The Regional Convective Weather Forecast                         diagnostic data, and the addition of in-situ and
(RCWF) includes a 2-hour prediction, and it is                   remotely sensed data, an Integrated Turbulence
being tested in the Northeast U.S.                               Forecast Algorithm (ITFA) was produced and is
                                                                 now being used experimentally (see Figure 8).
In-Flight Icing Product Development Team
To address the in-flight icing problem, the
AWRP has developed a Current Icing Potential
(CIP) product (shown in Figure 7). The first
generation CIP became an operational NWS
product on March 27, 2002. As improvements
to CIP are being made, a related product, the
Forecast Icing Potential (FIP), which provides a
forecast of icing conditions, is being developed.
FIP is presently approved by the FAA and the
NWS for experimental use. These products
enable users to better anticipate where icing
hazards are going to occur, and will allow air
traffic controllers to make more informed
decisions when assigning altitudes to aircraft.
                                                                 Figure 8. Screenshot of the output from the
                                                                 Integrated Turbulence Forecast Algorithm, showing
                                                                 forecast turbulence overlaid on a map of the United
                                                                 States.
                                                                 Terminal Ceiling and Visibility Product
                                                                 Development Team
                                                                 San Francisco International Airport is adversely
                                                                 affected by low clouds and poor visibility due to
                                                                 its location along the coast. During periods of
                                                                 poor weather, aircraft are assigned to holding
                                                                 patterns, or are prevented from taking off en
                                                                 route to San Francisco until the weather clears.
Figure 7. Screenshot of the Current Icing Potential              The Terminal Ceiling and Visibility PDT is
(CIP) product, showing icing potential for a sample              developing a 1-6 hour forecast of the time when
flightpath from Denver to Washington, DC. Hazard                 simultaneous parallel approaches can be
areas are shown both as an overlay on a map of the               resumed so that the aircraft arrival rate at San
United States and as a vertical cross-section.                   Francisco matches the acceptance rate. This
                                                                 would allow additional aircraft to arrive at the
Turbulence Product Development Team                              terminal as extra capacity becomes available.
                                                                 An automated algorithm for predicting the time
The mission of the turbulence PDT is to produce                  when the airport could increase its capacity is
timelier and more accurate analyses and                          undergoing evaluation.
forecasts of turbulence, and develop user-
friendly turbulence products. An algorithm
designed to forecast turbulence models jet
stream, mountain induced turbulence, and
The Potential Impacts of Climate Change on Transportation
                                                                                                Kulesa          7
National Ceiling and Visibility Product                  Winter Weather Research Product
Development Team                                         Development Team
Since low ceilings and visibilities impact all           The FAAs Winter Weather PDT began
airports to some degree, the AWRP began a                supporting ground deicing research in 1991.
national ceiling and visibility research program         The research resulted in development of an
in March 2001. The primary beneficiaries of              integrated display system that depicts accurate,
this PDTs work are expected to be operators of          real time determinations of snowfall rate,
general aviation, who are often involved in              temperature, humidity, wind speed and
controlled flight into terrain accidents. A            direction, called the Weather Support to
preliminary version of such a product is shown           Deicing Decision Making (WSDDM) system
in Figure 9.                                             (Figure 10). The sources of weather data used
                                                         by WSDDM include Doppler radars, surface
                                                         weather stations, and snow gauges located near
                                                         the airport, which accurately measure the
                                                         amount of water in the snow. Research indicates
                                                         that the icing hazard for aircraft directly
                                                         corresponds to the amount of water in the snow.
                                                         Additionally, WSDDMs accuracy is enhanced
                                                         by using current and site specific weather
                                                         information that results in a more accurate
                                                         decision making tool for a particular airport.
                                                         The system requires little meteorological
                                                         knowledge and minimal training to operate, and
                                                         enables decision makers to obtain valuable
                                                         information in seconds. A new snowgauge has
                                                         recently been developed which is smaller than
                                                         the traditional snowgauge and requires very little
                                                         maintenance. This new hotplate snowgauge
                                                         determines the liquid water equivalent of
                                                         precipitation by measuring the amount of
                                                         electrical current required to maintain the top
Figure 9. Screenshot of preliminary National Ceiling
                                                         and bottom sides of a horizontal plate at the
and Visibility product, showing current ceilings
overlaid onto a map of the United States.
Figure 10. Screenshot of the Weather Support to De-Icing Decision Making (WSDDM) display, showing sample
data for the LaGuardia airport area.
                                                           The Potential Impacts of Climate Change on Transportation
8        Weather and Aviation: How Does Weather Affect the Safety and Operations of Airports and Aviation, and How Does FAA
         Work to Manage Weather-related Effects?
same temperature. The Winter Weather PDT is
also involved in the Northeast Corridor project
and has started to investigate the formation of
winter fog by deploying numerous fog sensors at
Rutgers Airport.
Oceanic Weather Product Development
Team
At present, aircrews for long-range oceanic
flights receive a general weather briefing before
departure, including a summary of flight level
winds and expected en route weather conditions.
While the current weather products do provide
valuable information for strategic planning, the
information is already hours old by the time the
aircraft depart and only the most general weather
updates are provided during the flight.
    The Oceanic Weather PDT was established
to conduct applied research leading to the
phased introduction of advanced weather                          Figure 11. Screenshot from the Oceanic Weather
products for oceanic areas including convection,                 Cloud Top Height product.
turbulence, in-flight icing, high resolution
winds, and volcanic ash dispersion.          The                 Aviation Forecasts and Quality Assessment
observation of weather phenomena over the                        Product Development Team.             This PDT
ocean is more difficult than over the continental                produced and maintains the Aviation Digital
United States due to the relative scarcity of                    Data Service (ADDS). ADDS is a tool which is
weather data. Within the convective weather                      available on the Internet and which allows
domain, research is being done on a diagnosis,                   pilots, airline dispatchers, and other users easy
nowcast and a forecast out to 6 hours. The first                 access to weather data.            An important
product that has recently entered the testing                    component of ADDS, the Flight Path Tool, is
phase is the Cloud Top Height product.                         a relatively new innovation which employs user-
                                                                 friendly graphics to display vertical cross-
    The Cloud Top Height product, which is                       sections of turbulence, icing, thunderstorms, and
available on a cockpit printer or graphic display                other aviation weather hazards for specific flight
system, portrays areas along the aircrafts flight               altitudes and flight paths selected by the user.
path where cloud tops are expected to be                         By allowing pilots and dispatchers to have easy
between 30,000 to 40,000 feet.           Another                 access to forecast weather conditions, ADDS
graphical designation shows clouds with tops                     facilitates flight planning and minimizes the
above 40,000 feet (Figure 11).                                   time required to change the route of flight when
                                                                 required. The convective weather, in-flight
Support Product Development Teams                                icing, and turbulence products mentioned above
                                                                 have been incorporated into the ADDS web site.
The three PDTs discussed below do not address                    ADDS is a winner of the Government
individual weather phenomena directly, but                       Technology Leadership Award. See a sample
rather provide capabilities needed by the direct                 ADDS screen in Figure 12.
impact PDTs.
The Potential Impacts of Climate Change on Transportation
                                                                                               Kulesa          9
                Figure 12. Screenshot of the Aviation Digital Data Service (ADDS) web page.
Model Development and Enhancement                        years participated with the NWS and the
Product Development Team. The cornerstone                Department of Defense in developing the
of modern weather forecasts is numerical                 present national weather radar system. AWRP
weather prediction. It is so critical to most of         operates a special PDT for improving the radar
the weather PDTs that a special, separate PDT            needed by the FAA or by the other PDTs.
was created solely for this purpose. The Model
Development and Enhancement PDT has                      AWRP Benefits Studies
produced a special aviation-oriented model
called the Rapid Update Cycle (RUC). RUC is              The following benefits analysis information was
now an operational NWS product which runs                obtained from benefits studies that were
once per hour. The latest version of RUC                 conducted by MCR Federal Inc. The results of
became operational on April 17, 2002. This               the studies and the dates of the reports are
PDT is also involved with the NWS Eta model              provided below:
and the futuristic Weather Research and
Forecasting (WRF) Model now being created in             Current Icing Potential (CIP) Safety Benefits
the broader weather modeling community.                  Analysis Case Studies (Aug. 10, 2001): A
                                                         potential safety benefit of $30M annually is
NEXRAD            Enhancements       Product             estimated for general aviation, air taxi, and
Development Team. All weather prediction                 commuter in-flight icing accidents.
begins with knowing the present state of the
atmosphere. Radar is a very important way of
obtaining this knowledge, and the FAA has for
                                                          The Potential Impacts of Climate Change on Transportation
10       Weather and Aviation: How Does Weather Affect the Safety and Operations of Airports and Aviation, and How Does FAA
         Work to Manage Weather-related Effects?
Ceiling and Visibility (C&V) at San Francisco,                   research. The most significant of these is a
Marine Stratus Forecast Benefits Estimate (July                  project jointly funded by AWRP and the NOAA
18, 2002): A marine stratus forecast can                         Office of Global Programs (OGP). The project
potentially provide a benefit of $5.45M annually                 is referred to as the Water Vapor Sensing
in arrival and departure delay savings.                          System (WVSS).             Until now, global
                                                                 measurements of water vapor in the atmosphere
Terminal Convective Weather Forecast                             consisted of surface observations and of
(TCWF) Benefits Analysis at DFW and                              soundings taken by instrument carried aloft by
Orlando Airports (June 2, 2000): The total                       balloons twice per day. WVSS uses commercial
benefit point estimates are $18.4M for DFW and                   aircraft as data gathering platforms. AWRP-
$6.0M for Orlando, annually.                                     produced sensors are flown on commercial
                                                                 carriers (30 UPS aircraft presently for test
Terminal Convective Weather Forecast                             purposes), and the readings from the sensors are
(TCWF) Benefits Analysis at New York                             downlinked to the ground every few minutes in
Airports (Kennedy, LaGuardia and Newark)                         flight. The result is that measurements of water
(Nov. 21, 2000):     The total benefit point                     vapor, which is the single most important
estimate is $80M annually for the New                            greenhouse gas, are being increased by a factor
York airports.                                                   in the hundreds.
Terminal Convective Weather Forecast                                 In addition to WVSS, AWRP has produced
(TCWF) Benefits Analysis (national) estimated                    a climatology of in-flight icing conditions over
for a national system deployed at Integrated                     the US, and has also collected new, high-quality
Terminal Weather System installed airports                       data on turbulence, radar-measured parameters,
(Feb. 12, 2001): The estimated total benefit is                  and air chemistry. Any of these could be useful
$524M annually.                                                  to those studying various aspects of climate
                                                                 change.
Weather Support to Deicing Decision Making
(WSDDM) Benefits Analysis Update (Oct. 2,                        More Information
2000): Annual benefits of $12.7M for Kennedy,
LaGuardia and Newark Airports combined.                          An overview of AWRP products can be found
                                                                 on the AWRP web page at http://www.faa.gov/
Climate Change Research                                          aua/awr/.
AWRP has no mission and no program for                           Live AWRP products are available on the
climate change research. However, several                        ADDS web page at http://adds.aviationweather.
projects undertaken by AWRP for aviation                         gov/.
purposes have applications for climate change
Gloria Kulesa is the Team Leader for the FAAs Aviation Weather Research Program.
The Potential Impacts of Climate Change on Transportation