Physiological Measurements of Walking and Running in People With Transtibial Amputations With 3 Different Prostheses
Physiological Measurements of Walking and Running in People With Transtibial Amputations With 3 Different Prostheses
l999;29 (9):526-533
Study Design: A 3-factor (foot type, speed, and mode of ambulation) repeated-measures
                                                                                                                                                                                                                          P
                                                                                                                                                                                                                                      ersons afflicted with
                                                                                                                   experimental design was used.                                                                                      lowerextremity ampu-
                                                                                                                   Objectives: To compare the differences in energy expenditure, gait efficiency, and relative                        tation are compelled to
Copyright  1999 Journal of Orthopaedic & Sports Physical Therapy. All rights reserved.
                                                                                                                   exercise intensity in persons with transtibial amputations with various prostheses.                                endure physical disabil-
                                                                                                                   Background: There is a need for improved prosthetic designs to accommodate physically                              ity as well as cope with
                                                                                                                   active persons with lower-extremity amputations.                                                       numerous Gnctional limi&tions.
                                                                                                                   Methods and Measures: We used progressive speeds of treadmill walking (53.64, 67.05,                   Adaptation has been facilitated
                                                                                                                   80.46, 93.87, and 107.28 rnlmin) and running (120.69, 134.1, and 147.51 mlmin) with 3                  with the evolution of new designs
                                                                                                                   different types of prostheses: the Solid Ankle Cushion Heel (SACH) foot, the Flex-Foot (FF),           in lowerextremity prostheses. The
                                                                                                                   and the Re-Flex Vertical Shock Pylon NSP) prosthesis. Five physically active men with                  ultimate goal is to improve motor
                                                                                                                   unilateral transtibial amputations served as subjects (aged 31.6 5 4.28 years).                        function and enhance general gait
                                                                                                                   Results: The following statistically significant differences (improvements)between the Re-Flex         performance while minimizing the
Journal of Orthopaedic & Sports Physical Therapy
                                                                                                                   VSP versus the FF and the SACH foot were found. Energy cost: walking (5%), running                     notably increased physiological de-
                                                                                                                   (11%); gait efficiency: walking (6%), running (9%); relative exercise intensity: walking (4%),         mands associated with ambulation
                                                                                                                   running (5%). However, we found no significant differences between the FF and the SACH.                after lower-limb amputation. With
                                                                                                                   Conclusions: The Re-Flex VSP appears to have a positive effect on energy cost, efficiency,             heightened interest in physical fit-
                                                                                                                   and relative exercise intensity compared with the other prosthetic foot types during walking           ness and increased participation
                                                                                                                   and running. ) Orthop Sports Phys Ther 1999;29:52&533.                                                 in sports, the young or physically
                                                                                                                                                                                                                          active person with amputation is
                                                                                                                   Key Words: energy expenditure, Flex-foot and Re-Flex VSP prostheses, gait                              challenged to achieve a high level
                                                                                                                   efficiency, SACH Foot                                                                                  of function. There is a need for
                                                                                                                                                                                                                          improved prosthetic designs to ac-
                                                                                                                                                                                                                          commodate the person with limb
                                                                                                                                                                                                                          amputation who has an active life-
                                                                                                                                                                                                                          style.
                                                                                                                     Master of Arts degree student, Physical Therapy Graduate Program, Collegeof Medicine, University
                                                                                                                                                                                                                             Because of loss of the lower ex-
                                                                                                                   of lowa, lowa Ci& lowa.
                                                                                                                     Director and professor, Physical Therapy Graduate Program, College of Medicine, University of        tremity, people with transtibial am-
                                                                                                                   lowa, lowa city, lowa.                                                                                 putations must deal with the lack
                                                                                                                     Associate professor, Physical Therapy Graduate Program, College of Medicine, University of lowa,     of active dorsiflexion plantar flex-
                                                                                                                   lowa City, lowa.                                                                                       ion, important components of hu-
                                                                                                                     District manager, American Prosthetics Inc., lowa Ci& lowa, and Adjunct lecturer, Physical Therapy   man gait. The dorsiflexors gener-
                                                                                                                   Graduate Program, College of Medicine, University of lowa, lowa City lowa.
                                                                                                                   Institutional Review Board: Human Subjects Review Committee of the College of Medicine at the
                                                                                                                                                                                                                          ate eccentric forces immediately
                                                                                                                   University of lowa.                                                                                    after heel contact and provide
                                                                                                                   Send correspondence to David H. Nielsen, Physical Therapy Graduate Program, University of lowa,        foot clearance during midswing."
                                                                                                                   2600 Steindler Building, lowa City, IA 52242-1008. E-mail: david-nieIsen@uiowa.edu                     The plantar flexors provide active
                                                                                                                    push-off and forward acceleration of the recovering
                                                                                                                    limb4J0-35 and function as a stabilizer for the knee
                                                                                                                    during m i d s t a n ~ e .It
                                                                                                                                              ~ .has
                                                                                                                                                 ~ ~ been suggested that the
                                                                                                                    ankle plantar flexors are responsible for the majority
                                                                                                                    of the energy generated during walking.s6 The gait
                                                                                                                    of a person with transtibial amputation is compro-
                                                                                                                    mised by the lack of dorsiflexor plantar flexor func-
                                                                                                                                                                                                                               Pistan-cylinda Type Pylon
                                                                                                                    tion.
                                                                                                                       Various biomechanical factors have been identified
                                                                                                                    that distinguish the gait of people with transtibial
                                                                                                                    amputations from control populations. These factors
                                                                                                                    may be related to the increased metabolic costs expe-
                                                                                                                    rienced by people with transtibial amputations.
                                                                                                                   Among the factors that have been identified are the
                                                                                                                    decreased positive power at the ankle during push-              FIGURE 1. Photograph of the Re-flex VSP.
                                                                                                                    off: decreased range of motion at the ankle,l6vz5a
                                                                                                                    bias toward a flexor moment at the knee with exten-
                                                                                                                   sive cocontra~tion,~~     increased work of the ipsilateral      plate during heel contact and early stance with sub-
                                                                                                                    hip flexors,37and increased demands placed on the               sequent energy release during late stance and push-
                                                                                                                   contralateral lower limb.7J5These factors can influ-             ~ f f . ~ . ~ .Hence,
                                                                                                                                                                                                   ' ~ . " use of the dynamic prosthetic foot
                                                                                                                   ence the energy expended by disrupting the smooth                may enhance physical performance and enable the
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                                                                                                                   movement of the trunk and placing greater demands                person with amputation to participate in sports and
                                                                                                                   on muscles that may not work as efficiently to move              recreational and other physical activities.
                                                                                                                    the trunk and lower limb.                                          A recent innovation is the Re-Flex Vertical Shock
                                                                                                                       Variables commonly used in a physiological analy-            Pylon (Re-Flex VSP) prosthesis, which uses a piston-
                                                                                                                   sis of gait include energy cost or oxygen consump                cylinder-type pylon with a vertical leaf spring at-
                                                                                                                   tion, gait efficiency, and relative exercise intensi-            tached to the shank in combination with the FF (Fig-
Copyright  1999 Journal of Orthopaedic & Sports Physical Therapy. All rights reserved.
                                                                                                                   activities may also be prohibitive.                              However, to date no research is available to test these
                                                                                                                       The type of prosthesis is an important factor when           hypotheses.
                                                                                                                   considering ambulation for the person with transtibi-               The purpose of this study was to investigate and
                                                                                                                   a1 amputation, especially for persons with more ac-              compare the differences in energy cost, gait efficien-
                                                                                                                   tive lifestyles. Foot type influences on physiological           cy, and relative exercise intensity of multiple-speed
                                                                                                                   measurements showed controversial results. Several               walking and running with 3 different types of pros
                                                                                                                   studies found no significant difference in energy cost           thetic feet: the SACH foot, the FF, and the Re-Flex
                                                                                                                   between the dynamic foot and the conventional Sol-               VSP.
                                                                                                                   id Ankle Cushion Heel (SACH) foot.5J6.31.32      However,
                                                                                                                   other studies comparing several different types of dy-           METHODS
                                                                                                                   namic prosthetic feet (the Seattle Foot, the Flex-Foot
                                                                                                                   [FF], and the Proteor) with the conventional SACH                Subjects
                                                                                                                   foot have shown reduced energy cost and improved
                                                                                                                   gait efficiency at higher walking vel~cities.~-~:" The              Five men with nonvascular unilateral transtibial
                                                                                                                   reduction in energy cost may be attributed to the                amputation were recruited as subjects (see Table 1
                                                                                                                   simulated active plantar flexion provided by the dy-             for descriptive data). According to the Day Activity
                                                                                                                   namic foot.                                                      Scores Inventory? all subjects were classified as physi-
                                                                                                                      The SACH foot uses a static design, which, al-                cally active (10 is the criterion score for being classi-
                                                                                                                   though providing structural support, does not pro-               fied as physically active; the lowest value for current
                                                                                                                   vide any dynamic function. In contrast, the dynamic-             subjects was 12). The subjects were proficient walkers
                                                                                                                   designed prosthetic foot, such as the FF, allows ener-           with the SACH, the FF, and Re-Flex VSP and were
                                                                                                                   gy to be stored through compression of an internal               able to run up to 147.51 m/min.
                                                                                                                   J Orthop Sports Phys Ther .Volume 29. Number 9. September 1999                                                                    527
                                                                                                                   TABLE 1. Descriptive data for the 5 male subjects with transtibial ampu-   tem, Medgraphics Cardio2 metabolic cart (Medical
                                                                                                                   tations.                                                                   Graphics Corp, St Paul, Minn), was used to deter-
                                                                                                                                Variable*                 Mean      SD           Range        mine oxygen consumption based on 6O-second aver-
                                                                                                                   Age (y)                                31.6     4.28         27-36         aging of individual breath by breath analysis. The
                                                                                                                   Body weight (kg)                       84.3    10.2        74.5-1 00.9     metabolic cart, CO, and 0,gas analyzer, and the air-
                                                                                                                   Stump length (cm)                      15.3     2.70       11.4-19.1       flow tube, pneumotachograph, were calibrated be-
                                                                                                                   Prosthesis experience (y)              13.1      7.18        1.5-20        fore each test session according to the manufactur-
                                                                                                                   SACH experience (y)                     9.3     9.07       0.08-20
                                                                                                                                                           3.8      3.40          1-8
                                                                                                                                                                                              er's specified calibration protocols. By accepted con-
                                                                                                                   FF experience (y)
                                                                                                                   Re-Flex VSP experience (y)              1.5      1.42      0.17-3          vention,  gas volume measurements were corrected to
                                                                                                                   Mass of SACH (kg)                       1.7     0.16        1.5-1.95       standard reference values of standard temperature,
                                                                                                                   Mass of FF (kg)                         1.8     0.38         1.3-2.25      pressure, and dry air based on existing laboratory
                                                                                                                   Mass of Re-Flex VSP (kg)                1.8     0.22       1.58-2.08       environmental conditions. The energy cost per meter
                                                                                                                   Day Activity Scale (units)+            32.0    12.43          1245
                                                                                                                                                                                              traveled (mL O,/kg/m) was used as a criterion for
                                                                                                                     SACH indicates Solid Ankle Cushion Heel; FF, Flex-Foot; and Re-Flex gait efficiency.= The percentage of age-predicted
                                                                                                                   VSP, Re-Flex Vertical Shock Pylon.                                         maximum heart rate (%APMHR),expressed using
                                                                                                                   t Activity scale range from 0 to 50. The criterion for being classified as
                                                                                                                   physically active is a score 2 1 0 . ~                                     the formula (exercise heart rate/age-predicted maxi-
                                                                                                                                                                                              mum heart rate X 100), served as the index of rela-
                                                                                                                                                                                              tive exercise intensity. Heart rate was determined by
                                                                                                                      All subjects were screened to assess general health. an electrocardiograph radiotelemetry system, includ-
                                                                                                                   No subjects with known medical problems (cardiovas- ing a model 78101A Hewlett-Packard FM receiver, a
                                                                                                                   cular, neuromuscular, or other significant abnormali- model 78100A Hewlett-Packard miniature battery-op
Downloaded from www.jospt.org at on September 16, 2017. For personal use only. No other uses without permission.
                                                                                                                   ties except amputation) were enrolled. Before test-                        erated transmitter, a model 78330A Hewlett-Packard
                                                                                                                   ing, written informed consent was obtained from                            cardioscope (Hewlett-Packard,Cupertino, Calif), and
                                                                                                                   each subject in accordance with the Human Subjects a model 611 Quinton singlechannel cardiotachome-
                                                                                                                   Review Committee of the College of Medicine at the                         ter (Quinton Instrument Co, Seattle, Wash). The
                                                                                                                   University of Iowa.                                                        electrocardiograph recording system was interfaced
                                                                                                                                                                                              with the Medgraphics metabolic cart. A modified
Copyright  1999 Journal of Orthopaedic & Sports Physical Therapy. All rights reserved.
                                                                                                                   Experimental Design and General Procedures                                 chest manubrium V5 (CM5) recording electrode
                                                                                                                                                                                              lead system was used. Procedures to record the heart
                                                                                                                      A Sfactor repeated-measures experimental design                         rate were conducted as previously reported.,,
                                                                                                                   was used in which all treatments were administered
                                                                                                                   to each subject. The 3 factors were type of foot pros- Statistical Analysis
                                                                                                                   thesis (the SACH, the FF, and the Re-Flex VSP);
                                                                                                                   mode of ambulation (walking and running); and                                 The statistical analysis was performed using the
                                                                                                                   speed (for walking, 53.64, 67.05, 80.46, 93.87, and                        Statistical Analysis System for Windows (WINSAS) li-
                                                                                                                   107.28 m/min; for running, 120.69, 134.1, and                              brary program provided by the University of Iowa. A
Journal of Orthopaedic & Sports Physical Therapy
                                                                                                                   147.51 m/min). The progressive incremental ambu-                           probability level of P < .05 was selected for the de-
                                                                                                                   lation test was performed on a motordriven tread-                          termination of statistical significance. Means and
                                                                                                                   mill (model TM310 Trackmaster; JAS Manufacturing, standard deviations were calculated for each variable.
                                                                                                                   Carrollton, Tex). Three 3Sminute test sessions (one                        A 2-way repeated analysis of variance (ANOVA) was
                                                                                                                   for each foot type) on separate days were required.                        used to test for main effects and interaction of foot
                                                                                                                   Testing order was randomly assigned with counterbal- type (the SACH foot, the FF, and the Reflex VSP)
                                                                                                                   ancing across the subjects.                                                versus speed of ambulation. The analyses on the
                                                                                                                      The test protocol involved 2 minutes of resting                         walking and running data were performed separately.
                                                                                                                   data collection, followed by a 5-minute practice ses-                      The Tukey adjusted multiple comparison procedure
                                                                                                                   sion walking at 53.64 m/min and then 7 4minute                             was used for post hoc follow-up analysis.
                                                                                                                   walking/running exercise stages. The physiological
                                                                                                                   measurements were monitored continuously; howev-                           RESULTS
                                                                                                                   er, during the last 1 minute, steady-state values were
                                                                                                                   averaged and used for the data analysis. Testing was                          For this study, energy cost, gait efficiency, and rela-
                                                                                                                   followed by a Sminute cooldown recovery period,                            tive exercise intensity were measured during func-
                                                                                                                   walking at 67.05 m/min. Testing was terminated if                          tional walking (from 53.64 to 107.28 m/min) and
                                                                                                                   the subject felt fatigued or felt he could no longer                       running (from 120.69 to 147.51 m/min) speeds in 5
                                                                                                                   safely walk or run at the next higher speed.                               men with unilateral transtibial amputations with the
                                                                                                                      The dependent variables included energy cost, gait                      SACH,    the FF, and the Re-Flex VSP. Because of the
                                                                                                                   efficiency, and relative exercise intensity. Energy cost                   physical challenges associated with running, 2 of the
                                                                                                                   was quantified through direct measurement of oxy-                          subjects were unable to complete the 134.1 and
                                                                                                                   gen uptake. An on-line automated computerized sys- 147.51 m/min SACH foot tests. For the FF and Re-
                                                                                                                   block ANOVA was used to accommodate for the un-                            speed were significant (Table 5). Tukey follow-up
                                                                                                                   balanced design. The energy cost, gait efficiency, and                     analysis of foot type indicated that the Re-Flex VSP
                                                                                                                   relative exercise intensity group walking and running                      was statistically different compared with the SACH
                                                                                                                   test data for the subjects are numerically (means and                      and the FF, and the FF and the SACH were not sta-
                                                                                                                   standard deviations) presented in Tables 2, 3, and 4,                      tistically significant.
                                                                                                                   and graphically presented in Figures 2, 3, and 4, r e                         As illustrated in Figure 3, gait efficiency (mL O,/
Copyright  1999 Journal of Orthopaedic & Sports Physical Therapy. All rights reserved.
                                                                                                                   spectively. The walking and running results will be                        kg/m) during walking showed a parabolic (down-
                                                                                                                   described separately to be consistent with the statisti-                   wardly oriented concave) curve in all subjects. Re-
                                                                                                                   cal analysis.                                                              garding gait efficiency, the lower the numerical val-
                                                                                                                                                                                              ue, the more efficient the gait. Between foot-type
                                                                                                                                                                                              comparisons for the amputee subjects showed pro-
                                                                                                                   Walking Tests                                                              gressive separation of the gait efficiency values
                                                                                                                      Energy cost increased with walking speed (53.64 to                      (SACH > FF > Re-Flex VSP) with increasing walking
                                                                                                                    107.28 m/min) in a curvilinear fashion for all sub-                       speed. That is, the Reflex VSP appeared to be the
                                                                                                                   jects (Figure 2). Between foot-type comparisons                            most efficient, followed by the FF, and then the
                                                                                                                                                                                              SACH. Once again, ANOVA showed main effect dif-
Journal of Orthopaedic & Sports Physical Therapy
                                                                                                                   J Onhop Sports Phys Ther .Volume 29. Number 9. September 1999                                                                                    529
                                                                                                                             'I
                                                                                                                                    0   s m                                                                     0    SRCH
                                                                                                                                    A   EE                                                                      A    FF
                                                                                                                                    e   Re-Flex VSP                                                             ~3 Re-Flex VSP
                                                                                                                                                                                                    -- .
                                                                                                                                                                                                       40           60          80        100         120     140          160
                                                                                                                                                                                                                                     Speed W m i n
                                                                                                                   FIGURE 3. Group means for gait efficiency (mL OJkglm) for the SACH,
                                                                                                                   the FF, and the Re-Flex VSP) in 5 subjects with transtibial amputations for   FIGURE 4. Group means for relative exercise intensity (%APMHR) for the
                                                                                                                   walking (53.64, 67.05, 80.46, 93.87, and 107.28 mlmin) and running            SACH, the FF, and the ReFlex VSP in 5 subjects with transtibial amputa-
                                                                                                                   (120.69, 134.1, and 147.51 mlmin) tests.                                      tions for walking (53.64, 67.05, 80.46, 93.87, and 107.28 mlmin) and
                                                                                                                                                                                                 running (120.69, 134.1, and 147.51 mlmin) tests.
                                                                                                                   Re-Flex VSP was statistically different from the SACH                         The between foot-type differences for the running
                                                                                                                   and the FF, but the FF and the SACH were not signif-                          tests were similar but more exaggerated compared
                                                                                                                   icantly different.                                                            with those seen for the walking tests. Statistical analy-
                                                                                                                     As illustrated in Figure 4, %APMHR increased with                           sis showed that foot type and speed had a significant
                                                                                                                   speed in a curvilinear fashion for all subjects. Be-                          influence on energy cost, gait efficiency, and
                                                                                                                   tween foot-type comparisons showed progressive s e p                          %APMHR, with nonsignificant interactions between
Copyright  1999 Journal of Orthopaedic & Sports Physical Therapy. All rights reserved.
                                                                                                                   aration of the gait efficiency values (SACH > FF >                            foot type and speed (Table 6). Tukey follow-up analy-
                                                                                                                   Re-Flex VSP) with increasing walking speed. The dif-                          sis showed statistically significant main effect differ-
                                                                                                                   ferences between foot type appeared negligible for                            ences between the Re-Flex VSP compared with the
                                                                                                                   the 2 lower (53.64 and 67.05 m/min) walking                                   SACH and the FF. However, the FF versus SACH dif-
                                                                                                                   speeds. Finally, as with energy cost and gait efficien-                       ferences were not statistically significant.
                                                                                                                   cy, there were significant main effect differences in
                                                                                                                   foot type and walking speed and a nonsignificant
                                                                                                                   foot type by speed interaction (Table 5). Follow-up                           DISCUSSION
                                                                                                                   analysis of foot type demonstrated that the Re-Flex
Journal of Orthopaedic & Sports Physical Therapy
                                                                                                                   VSP was statistically different from the SACH and the                            Active plantar flexion is one of the primary losses
                                                                                                                   FF and that the FF and the SACH were not signifi-                             experienced in persons with transtibial amputations.
                                                                                                                   cantly different.                                                             Various types of lowerextremity prostheses have been
                                                                                                                                                                                                 developed to enable a more functional mode of am-
                                                                                                                   Running Tests                                                                 bulation. Foot type design received little attention
                                                                                                                                                                                                 during the early stages of prosthetic development.
                                                                                                                     For the running tests (120.69 to 147.51 m/min),                             Initially, most lowerextremity prostheses used a static-
                                                                                                                   the energy cost and relative exercise intensity group                         type anklefoot design such as the SACH foot. With
                                                                                                                   data appeared to increase in a linear manner with in-                         advances in technology and a heightened interest of
                                                                                                                   creases in running speed (Figures 2 and 4). Gait effi-                        the amputee to pursue more physically challenging
                                                                                                                   ciency appeared to be relatively stable (Figure 3).                           activities, such as physical fitness training and recrea-
                                                                                                                   However, each variable (energy cost, gait efficiency,                         tional sports, the energy storing-releasing-designed
                                                                                                                   and %AF'MHR) was elevated for all running speeds.                             foot evolved.
                                                                                                                   530                                                                           J Orthop Sports Phys Ther Volume 29. Number 9 September 1999
                                                                                                                   TABLE 6. Analysis of variance summary for running
                                                                                                                                                                   - tests.
                                                                                                                                           Degrees of
                                                                                                                                                                       Energy cost                 Gait efficiency       Relative exercise intensity
                                                                                                                          Variable          feedom               F                    P        F                     P     f                   P
                                                                                                                   Foot                         2              10.05                 .0007*   19.8              .OOOl    10.76               .0005*
                                                                                                                   speed                        2              27.91                 .0001     2.14             .I394    54.68               .0001
                                                                                                                   Foot by speed                4               0.42                 .7933     0.18             ,9442     0.93               .4658
                                                                                                                     Statistically significant based on the adopted alpha level, P < .05.
                                                                                                                   versus the SACH foot differences were not statistical- ative exercise intensity in persons with transtibial am-
                                                                                                                   ly significant. A possible explanation was that subjects putation showed a curvilinear relation between the
                                                                                                                   in the present study were able to adapt to the short-        relative exercise intensity and speed, which was in
                                                                                                                   comings of the SACH foot. Thus, the differential             agreement with Nielsen et al.n
                                                                                                                   functional advantages between the dynamic FF and                It has been stated that relative exercise intensity
                                                                                                                   the static SACH were minimized. The significantly re- for ambulation at the self-selected walking velocity
                                                                                                                   duced energy cost for the Re-Flex VSP compared to            should not exceed 7040% maximal aerobic pow-
                                                                                                                   the FF and the SACH suggest enhanced design bene- er.I7.= In this study, the %APMHR for the transtibial
                                                                                                                   fits. These results support the improved energy stor-
Journal of Orthopaedic & Sports Physical Therapy
                                                                                                                   walking but were more dramatic. Again, the SACH              feet. The greater energy generated by the dynamic
                                                                                                                   appeared to be the least accommodating and the Re-           feet at push+ff, particularly during fast walking and
                                                                                                                   Flex VSP the most accommodating to running. As               running, could potentially contribute to the energy
                                                                                                                   with walking, the running results suggested that in-         needed to move the body forward, thereby reducing
                                                                                                                   creased speed enhanced the energy storing-releasing          the requirements of the lower-limb musculature and
                                                                                                                   properties of the dynamic foot, which was the most           hence the metabolic cost
                                                                                                                   pronounced in the Re-Flex VSP.
Copyright  1999 Journal of Orthopaedic & Sports Physical Therapy. All rights reserved.
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