EARTHWORKS - HEAVY EQUIPMENT
Excavators              Rippers       Extractor-Haulers   Compactors
Intermittent           Multibucket (trencher)           Bulldozers          Rollers
                                                                            Tampers
     Power Transm.            Rotary
                                                                            Vibrators
          Mechanic
                                                        Graders
          Hydaulic
     Attachments
                              Bucket-line (ladder)
          Loaders
                                                        Scrapers
          Excavators
          Grips
          Jaws
                                   Cable-operated excavators
                Front shovel
1. bogie undercarriage                                               Backacter
2 slewing upper machinery (drive,
2.                          (drive
   operator’s canopy, counter-weight)
3. turn mechanism                            Features:
4. boom                                      • complicated driving system
5 arm
5.                                           • many moving elements → manifold potential failures
6. bucket                                    • low working performance
7. cable-lines                               • extensive maintenance requirements
                                    Cable-operated excavators
                         D li
                         Dragline                                       Cl
                                                                        Clamshell
                                                                             h ll
1. bogie undercarriage
1
2. slewing upper machinery (drive,
   operator’s canopy, counter-weight)         Features:
3. turn mechanism                             • complicated driving system
4 boom
4.                                            • many moving elements → manifold potential failures
5. bucket                                     • low working performance
6. cable-lines                                • extensive maintenance requirements
                                Cable-operated excavators
• Intermittent (cyclic) operation
• Attachments:
  showel, hook, dragline,
  clamshell boring equipment
  clamshell,
                                            Hydraulic excavators
                                             (slewing excavators)
                                                 1. wheel-bogie
                                                 2. turn mechanism
                                                 3. slewing upper machinery
                                                 4. boom
                                                 5. arm
                                                 6. backacter
                                                 7. boo
                                                    boom cycylinders
                                                                 de s
                                                 8. arm cylinder
                                                 9. bucket cylinder
                                                10. bucket moving rods
                                                11. auxiliaryy attachment
                                                12. outrigger
Wheel-mounted backacter slewing excavator
                                            Hydraulic excavators
                                             (slewing excavators)
                                             1. bogie undercarriage
                                             2. turn mechanism
                                             3. slewing upper machinery
                                             4. boom
Track-mounted backacter slewing excavator    5. arm
                                             6. backacter
                                             7. boom cylinders
                                             8. arm cylinder
                                                      y
                                             9. busket cylinder
                                            10. Bucket moving rods
                                               Hydraulic excavators
                                                (slewing excavators)
                                                  1. bogie undercarriage
                                                  2. turn mechanism
                                                  3. slewing upper machinery
                                                  4. boom
                                                  5. arm
                                                  6. front shovel
                                                  7. boom cylinders
                                                  8. arm cylinder
                                                  9. shovel moving cylinders
Track-mounted front
              f     shovel slewing excavator
                        5
                                          8
                                                            Hydraulic excavators
                                                               (slewing excavators)
     2
                                              4            1. frame (carriage)
                                                      9
                            7                              2. slewing upper machinery (engine,
                                                              operator’s
                                                                p         canopy,
                                                                                py, counter-weight)
                                                                                               g )
10                                                    6    3. hoe (showel or bucket)
                                                           4. arm
                             11
                                                           5. boom (monoblock or articulated)
                                                  3        6. hoe rods
           1
               Backacter, wheel-mounted                    7. boom lifting cylinder
                                                           8. arm moving cylinder
                                                           9. hoe moving cylinder
                                                          10. outrigger
                                                                   gg ((strut,, jjack))
                                                          11. auxiliary attachment (blade)
         Front shovel, track-mounted                              Excavator (in action)
                             Attachments
Clamshell bucket (for granular material)
                                                            Breakers Jaws
                                                            Breakers,
                                              (for concrete, reinforced concrete and steel)
                                            Others:   loader bucket;; drill;; trunk-grip;
                                                                                    g p; cutter;;
                                                      trencher; fingered grips (for fibers or
                                                      bars); crusher; vibro-plate; etc.
Screening adapter (for recycled material)
                      Attachments
Sheet-wall piling equipment                   Boring (auger) equipment
                                    Crusher
                                    adapter
      Fingered grip
Hydraulic excavator attachments                           Earthwork attachments
        Backacter bucket
                                        Auger                         Ripper
                                  Others: loading attachment; surface vibrator; roller
                                  compactor; bucket-lined or rotary terncher; profile
                                  buckets; sheet-wall
                                           sheet wall driver; etc
                                                              etc.
             Clamshell
Hydraulic excavator attachments                                           Earthwork attachmenst
                             Special bucket-typed
                                             y    attachments
          a. drainer; b. ripper; c. canal maintainer; d. ripper-cleaner; e. profile bucket;
                    f. extended cutter; g. ripper-profiler; h. ejector; i. tamper
Hydraulic excavator attachments   Demolisher and Recycler attachments
          Screen drum
                                     Crusher (mill)
                                                                 Breaker
                                                        Snapper
         Bucket-wheel                                 (cutter/jaw)
Hydraulic excavator attachments                                          Grabs, grips and loaders
                             Grabbing and loading attachments
          a. clamshell; b. boring; c. fingered; d. bale grip; e. barrel/pipe grip; f. logger
       Estimating performance (output) of intermittent excavators
Technical output:
Theoretical technical output (Qt) assuming ideal circumstances
(soft soil, less than 90º slewing angle, skilled operator, etc.)
                              3600 ⋅ q
                         Qt =                            m3 / h
                                tc
               Where
               • q = volume (capacity) of bucket [m3]
               • tc = te + tsl1 + td + tsl2   cyle-time (single period) [s]
               • te = extraction (charging/excavating/loading) time [s]
               • tsl1 = (lifting and) slewing time (from) [s]
               • td = discharging (unloading) time [s]
               • tsl2 = slewing (and lowering) time (to) [s]
        Estimating performance (output) of intermittent excavators
Adjusted technical output:
Corrected (adjusted) technical output (Qa) considering construction of the
excavator and behaviour of the soil
                                              kf
                                Qa = Qt ⋅                  m3 / h
                                              kl
  Where
  • kf = bucket fill factor (0,6 – 0,89)
  • kl = soil loosening factor (1,1 – 1,65)
  Bucket fill factor is the ratio of volume of soil in the bucket and of technical volume
  (capacity) of the bucket.
  Soil loosening factor is the ratio of volume of excavated loose soil in the bucket and
  that of compacted
             p       ((natural)) soil before extraction ((excavation).
                                                                    )
       Estimating performance (output) of intermittent excavators
Effective (estimated) output:
Corrected adjusted output (Qe) considering expected (experienced)
time-efficiency of application (operation/site management)
                            Qe = Qa ⋅ kt                 m3 / h
 Where
 • kt = time efficiency factor (0,45 – 0,83)
 Time efficiency factor is the estimated ratio of effective (factual) and of „calendar” (scheduled)
 operation time of the equipment on site. It depends on lot of factors and circumstances such
 as: maintenance demand, skill of operator, idle (waiting) times, manoeuvre (relocating) times,
 etc Experienced values for hydraulic excavators are between 0
 etc..                                                               0,45
                                                                       45 and 00,83.
                                                                                 83
                                Backhoe excavators
                                                     view
 1. wheel tractor
 2 backacter
 2.
 3. arm
 4. slewing boom
 5. boom cylinder
 6 arm cylinder
 6.
 7. bucket cylinder
 8. slewing mechanism
 9. suspension (base) plate
10 outrigger
10.
11. front attachment (loader)
                           Backhoe excavators
Features:
Ö multifunctional
  (universal excavator)
Ö base (frame): wheel or
  track mounted
Ö attachment slewing
  ability: ± 90 o
Ö auxiliary attachment:
  front bucket or blade
                                        Backacter’s working range (trajectory)
                              Backhoe excavators
Features:
• Multifunctional
  M ltif   ti   l ffrontt showel
                           h   l
• Draw beam (telescopic arm)
• Transversely slidable boom
A. with rigid frame
                                              Bulldozers (dozers)
               7             2
       5                                                  Adjustability of blade:
       6                                                     Ö Cutting depth
                                                  1          Ö Cutting angle (tilt, adjusted to soil type)
3
                                                             Ö Slope angle ( α )         Ball-jointed
                                                             Ö Heading angle ( β )       main frame only
           4
                                     Landscaping (levelling) by dozer
                                 10...20 m                   10...20 m
                                                            ~ 1m
    1. track (caterpillar)                                       B. with ball-jointed frame
    2. engine                                                5      1
    3. blade
    4. main frame
                                      β                                                                2
    5. lifting cylinder
    6. tilting cylinder                                                                                      3
                                          8
    7. bolt
    8. ball-joint                         9
    9. swivel cylinders                       3       9
                                                             4      2                    α
                                       Bulldozers (dozers)
                                 track        shoes
                idler          tensioner                            guide (pilot) wheel
driving wheel
                        crawler belt       runners
                                                             pins
                                     Bulldozers (dozers)
          „Oval drive” (track)                                   „Delta drive” (track)
Advantages of delta drive:
• due to elevated engine and drive
 risk of getting dust (mud) in is less               Disadvantages of delta drive:
• longer operation (life) time                       • higher costs of manufacturing
• increased bulk clearance                           • more components, longer crawler belt
                        Bulldozers (dozers)
                                              Up-to-date controls
                                                 Laser control
Bulldozer equipped with ripper attachment
                                                 Satellite control
                                 Scrapers
                    5      4         6                       2              1
  8      3
1. single-axle tractor    3. bowl        5. ejector              7. bowl cylinder
2. articulation           4. apron       6. apron cylinder       8. ejector cylinder
 Hauling excavated soil                           Discharging bowl, spreading soil
                                             Scrapers
                                       Phases of a cycle (turn)
Excavating (charging): apron up (open), bowl down (penetrating into the soil)
                         Hauling (and compacting): apron down (close), bowl up
                    Discharging (spreading and compacting): apron up (open), bowl up, ejector forward
                                            Scrapers
                    4       9           8         5                            1. tractor
                                                                               1
                                                                               2. gooseneck
1                                                      6
                                                                               3. scraper bowl
                                                                         10
                                                                               4. steeringg cylinder
                                                                                              y
                                                                               5. bowl cylinder
                                                                               6. ejector
                                                                               7. apron
                                                                               8 apron cylinder
                                                                               8.           li d
                                2                                              9. apron rods
                                        7                                     10. rear engine
                                                                3
                                                                                  (rear wheel drive)
                          All-Wheel-Drive Scraper
        (Charging and penetration provided by towing power of tractor)
    1                   4           2        13                 14
                                                                     6
                                                                              11. cutting edge
                                                                              12 di
                                                                              12. discharge
                                                                                       h     slide
                                                                                              lid
                                                                              13. elevator
                                                                              14. hydro-engine
                                                                                  (of elevator)
                                                                              Elevator-scraper
                                    5             11       12        3
                                           Graders    1. tractor (engine)
                                                      2. articulated carriage
                                                      3 blade
                                                      3.
                                                      4. tilting frame
                                                      5. main frame
                                                      6. swivel ring
                                                      7. ball-joint
                                                         b ll j i
                                                      8. lifting cylinder (jack)
                                                      9. tilting cylinder
                                                                    y
                                                     10. swivel cylinder
                                                     (d)   cutting depth
                                                     (δ)   cutting angle
                                                     (β)   slope
                                                               p angle
                                                                    g
                                                     (α)   heading angle
                                                     (s)   sliding
    Adjustability of the blade
              α
d                                      7
                  6                5
                      4
    β
          d
                           δ
              s
                               3
                                                 Graders
            Typical application: refinery earthworks, levelling, topsoil excavation, spreading
a grader: H2 < h
a.                                 Effect of uneven surface (h)                        b dozer: H1 > h
                                                                                       b.
                                     on position of blade (H)
                                      h                                                             h    H
                                          H2                                                                 1
A                                                          B
            Laser controlled (C) grader equipped with ripper (A) and front blade (B) attachment
                                         Compactors
Rollers                                      Vibrators                       Tampers
                    Towed
  Drive                                        Surface vibrator
                                                                              Electric
                    Self-propelled
                    Self propelled                Towed
                                                                              Diesel engine
  Roller wheel                                   (e.g.: compacting
                                                  unit of a finisher)
                       Bareface steel drum                                    Dropping weight
                                                  Self-propelled
     Steel runner
                       Cammed wheels
                                                                              Beater-piston
                                                       Directed excitation
     Rubber wheel                                      Ci l excitation
                                                       Cicrular it ti
                        Static weight
                                               Poker vibrator
  Compaction by
                         +Vibration
                                              Towed rollers
   Basic types:
a. rubber-wheel roller                  b. barefaced steel-drum        c. tamping (spiked/cammed) roller
                                                                            (for clay and adherent soil)
 Features:
- Main application is soil compaction
- Towed individually or in groups
- Static load transferred to the soil can
  be controlled by weights mounted
                                                              Towed group of static rollers
                                     Self-propelled rollers
                                       Typical configurations
a. bareface steel roller           b. rubber-wheel roller
            ϕ                                ϕ
        σ                                σ
                                                                Rubber-wheel
                                                                Rubber  wheel
       Soil compression (stress) under roller wheels             configuration
                                      Vibratory compaction
Principle of vibratory compaction:
Grains of soil are effected byypperiodically
                                           y alternating
                                                       g
inertial forces. These forces make grain particles
‘floating’, so ordering is progressed without friction.
At vibratory compaction low amplitude high frequency
excitation is used for loose soil or for deep layers
                                              layers.
High amplitude low frequency excitation is used for        Effect of direction of rotation on the
cohesive soils in thin layers. Frequency of excitation        quality of compacted surface
should be close to characteristic frequency of the soil.
Ways of excitation:
• circular excitation: simple construction, single
  exciter unit
          unit, eccentric should always rotate in
  direction of advancing
• directed excitation: double exciter unit, generates
  both compressing and sharing forces in the soil
  simultaneously
• oscillation: the two exciter masses generate
  moment at the surface of the drum creating
  compressing and sharing forces in the soil
                                           soil, so
  grains are ordered horizontally. Vertical force is
  provided by the weight of the drum                         Comparision of excitation methods
                                       Vibratory roller drives
               6
8                                          Roller Compactor: low working speed ( v = 5 … 20 km/h )
                                           Mechanic drive: gear-down unit (cogwheel gear, chain drive)
                                           Hydraulic drive: low r/min hydro-motor, high driving torque
9                              1
               2                           Excentric axle: high r/min value is needed for excitation
                                           and for efficient compaction ( n = 2400 … 4500 r/min )
7                                      4
                                                     6                             11          5
                   5       3
     1. vibrating roller
                                   8
     2. excentric axle
     3 carriage (frame)
     3.
     4. rubber spring              9
                                                                                                        10
     5. V-belt drive                                                                                2
     6. chain drive
     7. engine                     7                                                                1
     8. gear-down unit
     9. clutch                                                                                      3
    10 exciting
    10.     iti motort
                                                                          5
    11. cogwheel gear
                                              Double engine drive (both roller wheels are driven)
  Vibratory roller                     7               3                                       4
  remote control
1. vibro roller
2. exciter unit
3. controlling unit
4. monitor
5. acceleration sensor
6 radio receiver
6.        receiver-transmitter
                   transmitter                                 5
   (database + controlling-                                                                        1
   monitoring system)
7. satellite
8. adjusting direction angle       6           8           2
Controlling parameters:
  dynamic elastic modulus of
  material to be compacted
  (via measuring acceleration)
                                           Fve = MAX                   Fve           Fve = 0
Controlled parameters:                     ω                       ω                       ω
 vertical excitation force (Fve)
 f
 frequency  off vibration
                 ib ti
 working direction of the unit                     ω
                                                                             ω   ω
                                              Vibro-plates
               Circular excitation                                    Directed excitation
         ( changing direction of rotation )                      ( changing angle of direction )
            1                                                                                 1
             3                            2                                                   2
     4                                        5                  6                        6       77
                 ω                ω                     4                                              5
                                                                        8             8
Exciter unit drive        2
1. engine
2. V-belt drive
            g mass
3. excitating                                                                3
4. rubber spring
5. compactor plate
6. cogwheel                   1       8
7 exciter unit
7.
8. layshaft                           5
                                                             6          7
                                          Tampers
Diesel engine           Electric tamper            Beater-piston           Dropping weight
   tamper                                            rammer                  compactor
Tampers can be used for to compact nearly all types of soil. Thickness (depth) of layer can
be compacted effectively is about 40 cm. Compaction frequency is between 2 and 15 Hz.
Applicable (effective) compaction method to be used at different types of soil
                              dersize porrtion (%)
                Cummulative und
                                                     Grain size (mm)
          1.   Single-grain soil structures → vibratory compaction
          2.   Well distributed grain-size → low frequency vibratory compaction
          3.   Air and water removal → static cammed steel drum or rubber wheel comapctors
          4.   Sand and gravel → vibratory rollers
          5.   Clay and silt → cammed steel drum, sometimes rubber wheel compactors
                      Soil stabilization
          Job: stabilizing (solidifying) loose soil structure
        Methods: in
                 in-situ
                    situ stabilization, pre-mixed
                                        pre mixed stabilization
1   2        3                         4              5           6         7
        Steps (in-situ):
        – ripping the soil by rippers (1)
        – crushing (breaking) soil by bucket-wheels
                                       bucket wheels (2)
        – improving soil structure by adding missing soil-fragments, or
          cement (3) and water (4), or lime, or asphalt, and spreading it
        – mixing additives and on-site soil by bucket-wheels (5)
        – compacting solidified layer by surface vibrators (6) and roller
          compactors (7)
                        Soil stabilizing and resurfacing train
                                                              emulsion sprayer
                                                                                 old surface
reconditioned
   surface
                       spreader   vibro-beam    mixing unit         bucket-wheel
Train units:
•   resurfacing unit
•   water
       t or slurry
               l    t k
                    tank
•   asphalt emulsion tank
•   vibratory steel- and
    rubber-wheel rollers