Berman (1995)
Berman (1995)
To cite this article: Stacey M. Whyne Berman & Joseph T. McCann (1995) Defense Mechanisms and
Personality Disorders: An Empirical Test of Millon's Theory, Journal of Personality Assessment, 64:1,
132-144, DOI: 10.1207/s15327752jpa6401_9
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                                                                        JOURNAL OF PERSONALITY ASSESSMENT, 1995,64(1), 132-144
                                                                        Copyright O 1995, Lawrence Erlbaum Associates, lnc.
                                                                                                      Joseph T. McCann
                                                                                                     Binghamton, New York
                                                                        In recent years, there has been renewed interest in the role of psychological
                                                                        defense mechanisms in clinical manifestations of specific disorders. For
                                                                        instance, Axis I1 of the Diagnostic and Statistical Manual of Mental Disor-
                                                                        ders (3rd ed., rev. [DSM-111-R]; American Psychiatric Association, 1987)
                                                                                                       DEFENSES AND PERSONALITY DISORDERS           133
                                                                        can now be utilized to code defenses that are prominent in a particular case.
                                                                        The notion of defense mechanisms mediating various forms of psychopa-
                                                                        thology is not new, however. Freud noted that there may be an intimate
                                                                        connection between specific defenses and particular forms of emotional
                                                                        disturbance (Freud, 193611959). Subsequently, a number of prominent theo-
                                                                        rists have speculated on the relationship between utilization of specific
                                                                        defense mechanisms and the existence of particular personality disorders.
                                                                        Millon (1986a, 1986b) hypothesized that there exists an extensive matrix of
                                                                        relationships between defense mechanisms and personality disorders. Al-
                                                                        though Millon notes that a given defense mechanism may be utilized by
                                                                        individuals with various personality disorders, he maintains that each patho-
                                                                        logical character style is linked to one primary defense mechanism (see
                                                                        Table 1). Although the possible relationships between defense mechanisms
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                                                                                                         TABLE 1
                                                                          Hypothesized Relationships Among Personality Disorders, Specific Defense
                                                                                         Mechanisms, and DM1 Defense Categories
                                                                                                                                                 DMZ
                                                                        Personality Dtorder                      Millon's Proposed Defenw       Defense
                                                                                                        -
                                                                                                                                  -
                                                                                                                Intellectualization    -    --
                                                                                                                                                  PRN
                                                                        Schizoid
                                                                        Avoidant                         --     Fantasy                4
                                                                                                                                        -         REV
                                                                        Dependent
                                                                        Histrionic
                                                                                                         -
                                                                                                          -     Introjection
                                                                                                                Dissociation           4
                                                                                                                                                  TAS
                                                                                                                                                  REV
                                                                        Narcissistic
                                                                        Antisocial                       -
                                                                                                         -
                                                                                                                Rationalization
                                                                                                                Acting-Out
                                                                                                                                       4
                                                                                                                                       -
                                                                                                                                        -         PRN
                                                                                                                                                  TAO
                                                                        Aggressive/Sadistic
                                                                        Obsessive-Compulsive
                                                                        Passive-Aggressive
                                                                                                        -
                                                                                                        --
                                                                                                                IsoIation
                                                                                                                Reaction Formation
                                                                                                                Displacement
                                                                                                                                       --         PRN
                                                                                                                                                  REV
                                                                                                                                                  TAO
                                                                                                                                       -
                                                                        Self-Defeating (Masochistic)
                                                                        Schizotypal
                                                                        Borderline                      -
                                                                                                         -      Devaluation
                                                                                                                Undoing
                                                                                                                Regression
                                                                                                                                       -
                                                                                                                                       -
                                                                                                                                                  TAS
                                                                                                                                                  REV
                                                                                                                                                  TAO
                                                                        Paranoid                        -       Projection             -          PRO
                                                                                                                                                        -
                                                                         Note. DM1 = Defense hlechanism Inventory, PRN = Principalization,REV = Reversal,
                                                                        TAS = Turning Against Self, TAO = Turning Against Other, PRO = Projection.
                                                                        134      BERMAN AND McCANN
                                                                         sublimation, suppression, and humor) are thought to cope with stress well
                                                                         and to respond to conflict in an adaptive manner. Researchers have also
                                                                         found that psychopathology tends to be associated with the utilization of
                                                                        immature defense mechanisms (as defined by G. E. Vaillant, 1971). Individ-
                                                                        uals who rely on immature defenses (e.g., fantasy, projection, and hypochon-
                                                                        driasis) are believed to have difficulty resolving conflict as well as a
                                                                        tendency to become overwhelmed by stress.
                                                                           More specific examinations of the relationship between particular diagno-
                                                                        ses and defense mechanisms have also been carried out. However, there has
                                                                        been no comprehensive study on the relationship between personality disor-
                                                                        ders and defenses. Some studies have exclusively focused on clinical syn-
                                                                        dromes (e.g., Andrews, Pollock, & Stewart, 1989; Schueler, 1981; Steiner,
                                                                        1990), whereas others have examined only one or two personality disorders
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                                                                        (e.g., Cooper, Perry, & Arnow, 1988; Lerner & Lerner, 1982; Salwen,
                                                                        Reznikoff, & Schwartz, 1989). Still others have employed subjective assess-
                                                                        ment methods (G. E. Vaillant & Drake, 1985) or used broad diagnostic
                                                                        categories rather than specific diagnoses (Bond & J. S. Vaillant, 1986). Thus,
                                                                        any relationships that may exist between defense mechanisms and petsonal-
                                                                        ity disorders become blurred. In general, previous research has either been
                                                                        too narrow in its focus or too broad in its scope.
                                                                           The purpose of this study is to examine the relationship between individ-
                                                                        ual defense mechanisms and particular personality disorders. Specifically,
                                                                        this study focuses on Millon's hypothesized relationships, as outlined in
                                                                        Table 1. However, other associations between defense mechanisms and per-
                                                                        sonality disorders are examined in order to obtain a more complete picture
                                                                        of possible relationships.
METHOD
Subjects
                                                                        The subjects were 130 psychiatric patients from both inpatient (n = 66) and
                                                                        outpatient (n = 64) settings. A total of 42 men and 88 women made up the
                                                                        sample, and the mean age was 33.6 years (SD = 10.7) for the entire sample.
                                                                        Although the subject group was predominantly White (90%), 7% of the
                                                                        subjects were Black, and 4% were from other varied racial groups. The
                                                                        majority of subjects were never married (46%), followed by married (26%),
                                                                        divorced (13%), separated (7%), and widowed (1%). The mean education
                                                                        level was 13.7 years (SD = 2.7).
                                                                           The inpatient sample was taken from three acute-care psychiatric units in
                                                                        a large general hospital in Western New York and two acute-care psychiatric
                                                                        units from a hospital in Southern Ontario. Patients were randomly admitted
                                                                        to these units based on bed availability. The outpatient sample was drawn
                                                                        from a nonprofit community mental health clinic in Western New York as
                                                                                                     DEFENSES AND PERSONALITY DISORDERS            135
Instruments
                                                                        In total, there are 200 items that are presented in groups of 5. Subjects
                                                                        respond to each group of items by selecting one item that is most representa-
                                                                        tive of their reaction and one that is least representative of their reaction. A
                                                                        more comprehensive depiction of the DM1 defense categories along with a
                                                                        description of the DM1 model and information pertaining to the DMI's
                                                                        reliability and validity can be found in Ihilevich and Gleser's (1986) manual.
                                                                        Cramer (1988) provides a more thorough review of existing DM1 reliability
                                                                        and validity data.
Procedure
                                                                        All patients completed the MCMI-I1 (Millon, 1987) and the DM1 (Ihilevich
                                                                        & Gleser, 1986). Each subject gave informed consent to participate. All test
                                                                        instruments were administered in the standard manner outlined in the respec-
                                                                        tive manual for each instrument, under controlled conditions at either the
                                                                        hospitals or the outpatient clinic. The completion time for this task was
                                                                        approximately 60 min.
                                                                           Because the DM1 measures five defense mechanism categories, rather
                                                                        than the range of individual defense mechanisms proposed by Millon, exam-
                                                                        ination of the data required a three-step process. First, a statistical analysis
                                                                        of the relationships between the defense mechanism categories of the DM1
                                                                        and the personality disorders, as measured by the MCMI-11, was carried out.
                                                                        Second, to test Millon's hypotheses, the five DM1 defense categories were
                                                                        matched with an individual defense mechanism (see Table 1). Finally, the
                                                                        empirical data were compared to the relationships hypothesized in Table 1,
                                                                        to determine if the results supported Millon's hypotheses. Although initially
                                                                        it had been our intent to compare the clinicians' Axis I1 diagnoses to the
                                                                        subjects' highest scores on the MCMI-I1 scales, to serve as a validity check,
                                                                        this was not carried out due to the fact that many of the clinicians' diagnoses
                                                                        lacked specificity. That is, a large proportion of the study's subjects were
                                                                                                     DEFENSES AND PERSONALITY DISORDERS             137
                                                                        because Millon views both acting out and regression as defense mechanisms,
                                                                        they were considered to be representative of TAO for this study. Although
                                                                        Ihilevich and Gleser did not classify fantasy, they did include denial under
                                                                        the rubric of REV. Because fantasy is often referred to as "denial in fantasy"
                                                                        (e.g., Freud, 193711966), it seemed that REV was the proper classification.
                                                                        Because undoing (a symbolic gesture designed to negate objectionable
                                                                        thoughts, feelings, or actions) is most closely aligned with negation, which
                                                                        Ihilevich and Gleser subsumed under the REV defense category, undoing
                                                                        was classified under REV. Similarly, dissociation is most akin to repression
                                                                        in that both entail a lack of conscious awareness of disturbing thought,^,
                                                                        feelings, or experiences. Consequently, because repression is subsumed
                                                                        under REV in Ihilevich and Gleser's schema, dissociation was aligned with
                                                                        REV as well. Finally, introjection (which reduces conflict by internalizing
                                                                        another's viewpoint) seems most consistent with the DM1 defense category
                                                                        of TAS, which Ihilevich and Gleser (1986) have defined to include intrapuni-
                                                                        tive maneuvers that protect or enhance self-esteem by creating "the impres-
                                                                        sion that one can thereby gain the acceptance and approval of internalized
                                                                        significant others" (p. 21).
RESULTS
                                                                                                             TABLE 2
                                                                                Correlation Coefficients for MCMI-I1 Personality Disorder Scales
                                                                                                  and DM1 Defense Categories
                                                                        lated with REV, the Paranoid scale was positively correlated with PRO, the
                                                                        Passive-Aggressive scale was positively correlated with TAO, and finally,
                                                                        the Self-Defeating scale was positively correlated with TAS. Although not
                                                                        significant by thestandards here employed, there was also a trend toward
                                                                        significance in the relationship between the Dependent Personality scale and
                                                                        TAS ( p < .01). None of the other relationships that were predicted in Table 1
                                                                        were supported by the data. However, a number of interesting relationships
                                                                        other than those hypothesized by Millon (1986a, 1986b) were revealed
                                                                        through analysis of the data (see Table 2).
                                                                           Although a number of the predicted relationships were not corroborated,
                                                                        even those that were supported by the data were not particularly strong. In
                                                                        an attempt to better understand the reasons for these findings, an exploratory
                                                                        factor analysis was conducted, primarily to examine the effects of method
                                                                        variance (see Morey & LeVine, 1988). Method variance occurs when differ-
                                                                        ences in the measures employed interfere with the detection of relationships
                                                                        between two or more constructs. This results because different instrument
                                                                        formats can cause a subject to display divergent response patterns on items
                                                                        measuring similar constructs. The MCMI-I1 is a measure of personality, one
                                                                        dimension of which is defensive structure. The DM1 is a measure of defen-
                                                                        sive style, which is one among many personality constructs. Consequently,
                                                                                                       DEFENSES AND PERSONALITY DISORDERS                 1319
                                                                                                            TABLE 3
                                                                                  Factor Loadings for Combined MCMI-II and DM1 Factor Analysis
                                                                                                                                                             -
                                                                        Scale                    Factor 1     Factor 2     Factor 3      Factor 4     Factor 5
                                                                        -
                                                                        MCMI-I1
                                                                         Self-Defeating             .92           .03          .04           .00        - .Of!
                                                                         Borderline                 .75           .41          .13         -.ll         - .08
                                                                         Avoidant                   .75         - .08          .24           .43        - .13
                                                                         Passive-Aggressive         .69           .46          .33           .19          -03
                                                                         Schizotypal                .69           .15          .15           .46          .OIL
                                                                         Dependent                  .56         - .54        - .44           .00          .IT
                                                                        one would expect the MCMI-I1 and the DM1 to possess some common
                                                                        factors. If this is the case, the factor analysis should result in scales from the
                                                                        two inventories loading on some of the same factors. Conversely, if the two
                                                                        measures possess idiosyncratic representations of the constructs, factors
                                                                        should emerge with high loadings from one scale set and much lower loacl-
                                                                        ings from the other scale set.
                                                                           The 13 MCMI-I1 personality disorder scores and the 5 DM1 defense
                                                                        scores were simultaneously entered into the same factor analysis. Afive-fac-
                                                                        tor solution was obtained, accounting for 77.6% of the total variance (see
                                                                        Table 3). As the table shows, each factor contained high loadings on scales
                                                                        from only one of the two inventories. These results point to the presence of
                                                                        method variance.
                                                                         140     BERMAN A N D M c C A N N
DISCUSSION
                                                                        cantly related to isolation via PRN in the opposite direction from what was
                                                                        predicted. It may also account for the finding that a significant negative
                                                                        relationship between the schizotypal personality disorder and undoing via
                                                                        REV was found, although a positive relationship was hypothesized. Simd-
                                                                        larly, the unexpected negative relationship between the avoidant personality
                                                                        disorder and fantasy via REV may also be understood in this way. The lack
                                                                        of relationship between the histrionic personality disorder and dissociation
                                                                        via REV may also be accounted for in this manner. Thus, although the Dh4I
                                                                        has been shown to be both a reliable and valid instrument for measuring
                                                                        defensive functioning, collapsing individual defense styles into five global
                                                                        categories may act to obscure some of the relationships tested in this study.
                                                                            A third factor that may have contributed to the limited results is method
                                                                        variance. The factor analysis revealed that the scales from the two instru-
                                                                        ments loaded on divergent factors. Thus, it is possible that the limited results
                                                                        are due, at least in part, to variation in measuring style. Fourth, given that
                                                                        defense mechanisms are generally believed to be intrapsychic phenomena,
                                                                        and therefore difficull to operationally define and measure with a pencjl-
                                                                        and-paper inventory, psychometric limitations may also have contributed to
                                                                        the lack of support for some of the hypotheses.
                                                                            Finally, and perhaps most noteworthy, there was a tendency for elevations
                                                                        on one personality disorder scale to be associated with elevations on a
                                                                        number of other personality disorder scales. Consequently, when an assess-
                                                                        ment of the relationship between a particular personality disorder and a
                                                                        specific defense mechanism was attempted, other personality scale eleva-
                                                                        tions may have acted as confounds (due to the forced choice format of the
                                                                        DM1 and the resultant lack of independence between the scales). Whereas
                                                                        this may result from a lack of specificity on the part of the MCMI-11, it is
                                                                        quite possible that it reflects the true nature of personality pathology-that
                                                                        is, a more global disturbance with few pure types.
                                                                            A number of interesting, but unpredicted, relationships between personal-
                                                                        ity disorders and defense mechanisms were revealed through data analysis.
                                                                        The Aggressive/Sadistic Personality scale was found to be positively come-
                                                                        142      BERMAN AND McCANN
                                                                         lated with TAO. Because sadistic individuals take delight in the pain of
                                                                         others, this relationship makes intuitive sense. Similarly, given that narcis-
                                                                         sistic individuals are extremely self-righteous and have little regard for the
                                                                         needs and feelings of others, it is not surprising to find that they are inclined
                                                                         to overuse TAO as a defense and to underuse TAS. In addition, individuals
                                                                         with dependent personality traits were found to be significantly less likely
                                                                         than others to use TAO as a defense. This fits with clinical experience, which
                                                                         suggests that dependent individuals are loath to offend others for fear of
                                                                        rejection. The negative correlation between PRN and each of the three
                                                                        MCMI-I1 severe personality pathology scales (i.e., schizotypal, borderline,
                                                                        and paranoid) also makes sense because PRN appears to be the healthiest
                                                                        among DM1 defense styles. The TAS defense was found to be dis-
                                                                        proportionately selected by individuals with schizoid, avoidant, and
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ACKNOWLEDGMENT
                                                                        This article is based in part on the doctoral dissertation of the first authlor,
                                                                        carried out under the supervision of the second author. An earlier version of
                                                                        this article was presented at the lOlst Annual Convention of the American
                                                                        Psychological Association in Toronto, Ontario, Canada.
Downloaded by [University of Massachusetts] at 11:19 28 December 2014
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