Environmental Impact
Assessment (EIA) 
Lecture prepared for  
Project Management Course 
EIA 
 EIA is a systematic process to identify, predict and 
evaluate the environmental effects of proposed 
actions and projects.  
 
 A broad definition of environment is adopted. 
Whenever appropriate social, cultural and health 
effects are also considered as an integral part of EIA. 
 
 Finally, particular attention is given in EIA for 
preventing, mitigating and offsetting the significant 
adverse effects of proposed undertakings  
Definition 
  It is a planning and management tool for 
sustainable development that seeks to identify the 
type, magnitude and probability of environmental 
and social changes likely to occur as direct or 
indirect result of a project or policy and to design 
the possible mitigation procedure (Vanclay and 
Bronstein, 1995; Harvey, 1998; Momtaz et al., 
1998; Thomas, 1998). 
 
EIA is a tool that is applied  
 before major decisions are taken and when all alternatives 
are still open; 
 to inform all stages of decision making, including final 
approval and the establishment of conditions for project 
implementation; 
 with public participation and consultation; and 
 to integrate environmental considerations and safeguards 
into all phases of project design, construction and operation 
History 
 The National Environmental Policy Act 1969 of USA is the 
legislative basis for EIA. The policy was the result of wide 
spread recognition in the 1960s that some major 
environmental problems were created by the governments 
projects (power stations, dams and reservoirs, industrial 
complexes). 
 The legislation made mandatory to assess the 
environmental consequences of all projects by federal 
agencies.   
 In 1990s, many developed and some developing countries 
designed their EIA legislation. e.g. New Zealand (1991), 
Canada (1995), Australia (1999), Vietnam (1993), Uganda 
(1994), Ecuador (1997).  
 Today, EIA is firmly established in planning process in 
many of these countries. 
International Obligations 
KEY Instruments/events  Requirements/Outcome 
EIA requirements and 
procedures applied by 
international financial and 
aid agencies 
Providing loans and implementing 
projects in developing countries. 
Amendment of EC 
Directive on EIA (1997)  
 
Required all member states to be in 
compliance by 1999; also assisted in 
drafting the EIA laws of transitional 
economies who are in the process of 
accession to the European Union. 
UNECE - Convention on 
EIA in a Trans-boundary 
Context (1991)  
Entered into force in 1997 as the first EIA-
specific international treaty.  
 
 
Purposes/Aims and Objectives 
  The immediate aim of EIA is to inform the process of 
decision-making by identifying the potentially 
significant environmental effects and risks of 
development proposals.  
 
Objectives related to this aim are to:  
 improve the environmental design of the proposal;  
 ensure that resources are used appropriately and 
efficiently;  
 identify appropriate measures for mitigating the 
potential impacts of the proposal; and  
 facilitate informed decision making, including setting 
the environmental terms and conditions for 
implementing the proposal.    
Purposes/Aims and Objectives (cont.) 
  The ultimate (long term) aim of EIA is to promote 
sustainable development by ensuring that 
development proposals do not undermine critical 
resource and ecological functions or the well being, 
lifestyle and livelihood of the communities and peoples 
who depend on them.  
 
Objectives related to this aim are to: 
 protect human health and safety;  
 avoid irreversible changes and serious damage to the 
environment;  
 safeguard valued resources, natural areas and 
ecosystem components; and   
 enhance the social aspects of the proposal.  
Regions  Major Environmental Issues 
Africa  The continent has the worlds poorest and most resource dependent 
population. It carries the highest health burden due to severe 
environmental problems. These include desertification and soil 
degradation, declining food security, and increasing water scarcity. 
Asia and 
Pacific 
Rapid economic growth, urbanization and industrialization have 
helped in poverty alleviation but also increased pressure on land and 
water resources, widespread environmental degradation and high 
pollution levels. Mega- cities are a particular focus of environmental 
and health concerns.  
Eastern 
Europe and 
Central Asia 
Despite progress with economic restructuring and environmental 
clean up, there is a legacy of industrial pollution and contaminated 
land during communist era. In many areas, emissions of particulates, 
SO2, lead, heavy metals and toxic chemicals continue to expose the 
residents to health risks, and, in the Balkans, war and regional 
conflict have exacted a heavy environmental and social toll.  
Latin 
America 
and the 
Caribbean 
Approximately three-quarters of the population live in urban areas. 
Many cities are poor, overcrowded, polluted and lack basic 
infrastructure. The major environmental issue is the destruction of 
tropical forests and consequent loss of biodiversity, which is 
especially serious in the Amazon basin. 
Steps in EIA 
*Public involvement  typically 
occurs at t hese point s. 
It may also occur at any 
ot her st age of t he EIA  Process 
Information from t his process 
cont ributes to effective EIA  in t he fut ure 
No EIA 
Initial 
environmental 
examination 
EIA required 
Approved 
Not  approved 
Redesign 
Resubmit 
Proposal 
identificat ion 
*Public involvement  
Screening  
Scoping 
Impact analysis 
Mitigation 
and impact 
management 
EIA report 
Review 
Decision-making 
Implementation 
and post -EIA 
monit oring 
Step 1: Screening 
 This step determines: 
 whether or not EIA is required for a particular 
project 
 what level of EIA is required 
 
 Screening Outcomes: 
 Full or comprehensive EIA required 
 Limited EIA required 
 No EIA required 
 
Tools for Screening  
 Project lists: 
 Inclusive  listed projects must undergo EIA 
 Exclusive  listed projects exempted from EIA 
 
 Case-by-case examinations:  
 determine whether projects may have significant 
environmental effects 
 if so, project should undergo EIA 
 
 Combination of above 
Mandatory EIA 
Case-by-case 
consideration 
of requirement 
for EIA 
EIA ruled out 
Inclusive threshold 
Indicative threshold 
Exclusive threshold 
Screening Process 
Step 2: Scoping 
 begins once screening is completed 
 the most important step in EIA 
 establishes the content and scope of an EIA report 
 
Outcome: 
 identifies key issues and impacts to be considered 
 lays the foundation of an effective process, saves time 
and money, and reduces conflict 
Types of Scoping 
Closed scoping:  
  wherein the content and scope of an EIA Report is 
pre-determined by law and modified through closed 
consultations between a developer and the 
competent authority 
Open or Public scoping:  
  a transparent process based on public consultations 
Actors 
  proponent, EIA consultant, supervisory authority 
for EIA, other responsible agencies, affected public 
and interested public 
The scoping process 
 prepare a scope outline 
 develop the outline 
through informal 
consultation with 
environmental and 
health authorities 
 make the outline 
available  
 compile an extensive list 
of concerns 
 evaluate relevant 
concerns to establish 
key issues  
 organise key issues into 
impact categories (study 
list) 
 amend the outline 
accordingly  
 develop Terms of 
reference (ToR) for 
impact analysis  
 monitor progress 
against the ToR, revising 
as necessary 
SCOPING 
EXAMPLE : SCOPING 
IMPACT OF A PROPOSED PAPER INDUSTRY 
A PAPER INDUSTRY IS PROPOSED TO BE ESTABLISHED IN A 
LOCALITY AND THE EFFLUENT IS PROPOPED TO DISCHARGE 
IN ADJACENT RIVER 
 
ETP WILL BE INSTALLED TO BRIING  THE DISCHARGE 
DOWN TO PERMISSIBLE LIMIT 
 
THERE ARE FEW OTHER INDUSTRIES ALREADY ESTABLISHED 
DISCHARGING EFFLUENT TO THE RIVER AT ALLOWABLE 
LIMIT 
 
PEOPLE BATH IN RIVER WATER AND DRINK AFTER 
TREATMENT 
 
SIGNIFICANT NUMBER OF PEOPLE DEPEND ON FISHING FOR 
OCCUPATION 
 
 
 
 
 
 
 
 
 
 
PHYSICAL AND CHEMICAL 
ENVIRONMENT 
THE LEVEL OF INCREASE 
GASEOUS AIR POLLUTANTS 
 
POSSIBLE CHANGE IN NOISE  
LEVEL 
 
CHANGE IN DOWNSTREAM DO 
DUE TO DISCHARGE OF  
AQUEOUS EFFLUENT (ORGANIC  
MATTER) 
 
 
 
 
 
 
BIOLOGICAL 
ENVIRONMENT 
EUTROPHICATION (EFFLUENT  
CONTAINING N ,P) 
 
PUBLIC HEALTH IMPACT 
 
FISH KILLS 
 
 
 
 
 
 
 
 
 
 
MAJOR ISSUES 
(SCOPING) 
 
THE HUMAN (SOCIAL) 
ENVIRONMENT 
 
 
 
 
 
 
THE HUMAN (ECONOMIC) 
ENVIRONMENT 
 
POSSIBILTY OF INCREASING  
DRINKING WATER TREATMENT  
COST 
 
PRODUCTIVE HOUR LOSS DUE TO 
ENVIRONMENTAL DEGRADATION 
 
HEATH TREATMENT COST 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
AFFECT ON FISHERIES AND  
AQUACULTURE AS A LIVLIHOOD 
FOR THE COMMUNITY 
 
URBANIZATION TREND AND 
RELATED PROBLEM 
 
SCOPE OF JOB CREATION 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
MAJOR ISSUES 
(SCOPING) 
Step 3: Impact Analysis 
  Type  biophysical, social, health or economic 
  Nature  direct or indirect, cumulative, etc. 
  Magnitude or 
severity 
high, moderate, low 
  Extent  local, regional, trans-boundary or global 
  Timing  immediate/long term 
  Duration  temporary/permanent 
  Uncertainty  low likelihood/high probability 
  Reversibility  reversible/irreversible 
  Significance*  unimportant/important  
Tools for Impact Analysis  
 checklists 
 matrices 
 networks 
 overlays and geographical information systems 
(GIS) 
 expert systems 
 professional judgement 
Step 4: Impact Mitigation 
 to avoid, minimise or remedy adverse 
impacts  
 to ensure that residual impacts are within 
acceptable levels 
 to enhance environmental and social 
benefits  
 
Framework for Impact Mitigation 
Common (desirable) 
Rare (undesirable) 
Alternative sites or 
technology to 
eliminate habitat loss 
Actions during 
design, construction and 
operation to minimise 
or eliminate habitat 
loss 
Used as a last resort 
to offset habitat loss 
Avoidance 
Mitigation 
Compensation 
Step 5: Reporting 
Different name of EIA reports 
 Environmental Impact Assessment Report (EIA 
Report)  
 Environmental Impact Statement (EIS)  
 Environmental Statement (ES) 
 Environmental Assessment Report (EA Report)  
 Environmental Effects Statement (EES) 
Contents of the Report 
 a description of the project; 
 an outline of the main alternatives studied by the developer, 
and an indication of the main reasons for this choice, 
 a description of the aspects of the environment likely to be 
significantly affected by the proposed project; 
 a description of the likely significant environmental effects 
of the proposed project; 
 measures to prevent, reduce and possibly offset adverse  
environmental effects; 
 a non-technical summary;  
 an indication of any difficulties (technical deficiencies or  
lack of know-how) encountered while compiling the 
required information. 
Step 6: Review  
 Review the quality of the EIA report. 
 Take public comments into account. 
 Determine if the information is sufficient. 
 Identify any deficiencies to be corrected. 
 
Who Perform the review? 
 environmental agency  Canada (comprehensive 
studies), standing commission  Netherlands, inter-
agency committee  USA, planning authority  UK 
 independent panel  Canada (public inquiries) 
 Public comment and input 
Step 7: Decision Making 
 To provide key input to help determine if a proposal is 
acceptable   
 
 To help establish environmental terms and conditions 
for project implementation 
Step 8: Monitoring  
 Ensure the implementation of conditions attached to a 
decision. 
 Verify that impacts are as predicted or permitted. 
 Confirm that mitigation measures are working as 
expected. 
 Take action to manage any unforeseen changes. 
Key components of Monitoring 
 Establish baseline conditions. 
 Measure impacts of a project as constructed. 
 Verify conformity with established with conditions 
and acceptable limits. 
 Establish links to environmental management plans. 
 Carry out periodic checks and third-party audits. 
To ensure that significant issues are identified; project 
related information is gathered, alternatives are considered. 
To avoid biases/inaccuracies in analysis; identify local 
values/preferences; assist in consideration of mitigation 
measures; select best alternative. 
To consider and comment on EIA Report  
To monitor the implementation of EIA Reports 
recommendations and decisions conditions. 
To consult people likely to be affected by proposal. 
Public Involvement in the EIA Steps 
Screening  
Scoping 
Impact analysis 
Mitigation 
and impact 
management 
EIA report 
Review 
Decision making 
Implementation 
and monit oring 
End of a Short 
Summary of EIA 
 What is EIA? State its aims and objectives.  
 Draw the entire EIA process and describe the steps.   
 How the concern of public is taken account in EIA?