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33 Derivative Trading Jobs nearby Erode

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posted 2 weeks ago

Equity Dealer

Avani Consulting
experience1 to 6 Yrs
Salary3.5 - 5 LPA
location
Chennai, Hyderabad+1

Hyderabad, Pune

skills
  • trading
  • commodities
  • equity sales
  • equity derivatives
  • equity dealing
Job Description
Direct Responsibilities Equity sales to all clients of branch with special focus on HNI clients . Revenue generation from equity, commodity & equity products to meet branch overall equity broking targets. Generating Net interest income through Margin trade funding (MTF) as per assigned targets Assest gathering through, Advisory products, Investiger, IPO, ETF etc. Acquiring new clients & generate revenues from new clients. Responsible for activation of trading account of clients, assisting new entrants in the equity market to understand the dynamics of market Help customers to Execute trade online and place orders on behalf of customers . Giving confirmation of orders and trades done during the day to clients. Advising clients with requisite information regarding the market condition. Profiling Clients & Suggesting financial products (Equity) to meet customer needs as per their risk appetite. Contributing Responsibilities Achieving the Business target assigned to branch in terms of, Broking revenue, acquiring clients, enhancing, & upgrading the client relationship. Ensuring the highest level of service to the clients. Ensure at least one client meeting per day is done. Contributing Responsibilities Achieving the Business target assigned to branch in terms of, Broking revenue, acquiring clients, enhancing, & upgrading the client relationship. Ensuring the highest level of service to the clients. Ensure at least one client meeting per day is done. Interested Candidates Share your resume Whatsapp-8248541367 email- karishma@avaniconsulting.com
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posted 3 weeks ago
experience3 to 7 Yrs
location
Chennai, Tamil Nadu
skills
  • OTC Derivatives
  • Management
  • Strategic Vision
  • Client Service
  • Microsoft Excel
  • Communication Skills
  • Negotiation Skills
  • Business Acumen
  • Strategic Thinking
  • Operational Efficiency
  • Banking Operations
  • Risk Mitigation
  • Regulatory Compliance
  • Derivative Products
  • EndtoEnd Processes
  • High Volume House
  • Analytical ProblemSolving
  • Derivative Trades Affirmation
  • ISDA Paper Trade Confirmations
  • Validation
  • Matching
  • Risk
  • Controls
  • Change
  • Transformation
  • Digital
  • Technology
  • Leadership Behaviours
  • Technical Expertise
Job Description
In the role of Operations Analyst - Confirmations, you will be responsible for client service and operational execution tasks. Your main focus will be on controlling risk and enhancing controls in accordance with rules and regulations. Your responsibilities will include affirming derivative trades, producing ISDA paper trade confirmations, and validating incoming paper and electronic trade confirmations. To excel in this role, you should have previous experience in OTC Derivatives, management, and a strong technical knowledge of derivative products. Additionally, you should possess strategic vision, strong communication skills, proficiency in Microsoft Excel, and analytical problem-solving ability. Your role will be based in Chennai. **Key Responsibilities:** - Support various business areas with day-to-day initiatives including processing, reviewing, reporting, trading, and issue resolution. - Collaborate with teams across the bank to align operational processes. - Identify areas for improvement and provide recommendations in operational processes. - Develop and implement operational procedures and controls to mitigate risks and maintain efficiency. - Create reports and presentations on operational performance and communicate findings to internal senior stakeholders. - Identify industry trends and implement best practices in banking operations. - Participate in projects and initiatives to enhance operational efficiency. **Qualifications Required:** - Degree educated with relevant years of experience in an OTC Derivatives environment. - Management experience with a proven track record of managing diverse teams. - Extensive technical knowledge of derivative products. - Strong understanding of end-to-end processes in Confirmations and/or Settlements. - Experience in a High Volume House and client service environment. - Proficiency in Microsoft Excel. - Strong communication and negotiation skills. - Highly numerate with analytical problem-solving ability. - Result-driven with commitment and loyalty to the brand. In this role, you are expected to perform activities in a timely manner and to a high standard, driving continuous improvement. You will lead and supervise a team, guide professional development, and coordinate team resources. Additionally, you will take responsibility for end results of your team's operational processing and activities, escalate breaches of policies/procedures appropriately, and advise decision-making within your area of expertise. It is essential to maintain a clear understanding of how your sub-function integrates with the function and contribute to the organization's objectives. Remember to demonstrate Barclays Values of Respect, Integrity, Service, Excellence, and Stewardship, along with the Barclays Mindset of Empower, Challenge, and Drive in your behavior.,
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posted 2 months ago
experience5 to 9 Yrs
location
Chennai, Tamil Nadu
skills
  • Eagle PACE
  • SQL
  • database management
  • analytical skills
  • communication skills
  • STAR platforms
  • investment accounting principles
  • posttrade lifecycle
  • securities reference data
  • problemsolving skills
  • project management skills
  • interpersonal abilities
Job Description
At EY, you'll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture, and technology to become the best version of you. And we're counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all. Role Overview: As an Investment Systems Analyst at EY, you will be joining the Investment Operations team. The ideal candidate will have extensive experience with Eagle PACE and STAR platforms, a deep understanding of investment accounting principles, and familiarity with the post-trade lifecycle and securities reference data across various asset classes. Key Responsibilities: - Implement, configure, and maintain Eagle PACE and STAR systems to support investment accounting and performance measurement. - Work closely with the investment operations team to ensure accurate and timely processing of trades, corporate actions, and other investment-related data. - Develop and maintain system interfaces with external data providers, custodians, and trading platforms. - Ensure the integrity and accuracy of securities reference data within the Eagle systems. - Collaborate with IT and business teams to enhance system capabilities and address any technical issues. - Provide training and support to end-users on the Eagle PACE and STAR platforms. - Participate in the development of investment reports and performance analytics. - Understand and comply with all relevant regulatory requirements affecting investment accounting and reporting. - Stay current with industry trends and best practices related to investment systems and data management. Qualifications: - Bachelor's/Masters degree in finance, Accounting, Computer Science, or a related field. - Minimum of 5+ years of experience with Eagle PACE and/or STAR systems. - Strong knowledge of investment accounting principles and the post-trade lifecycle. - Familiarity with securities reference data and various asset classes including equities, fixed income, derivatives, and alternative investments. - Proficiency in SQL and experience with database management. - Excellent analytical, problem-solving, and project management skills. - Strong communication and interpersonal abilities to work effectively with both technical and non-technical stakeholders. - Ability to work independently and as part of a team in a fast-paced environment. Preferred Qualifications: - Professional certifications such as CFA, CPA, or CIPM. - Experience with additional investment management systems and tools. - Knowledge of regulatory reporting requirements for investments.,
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posted 1 week ago
experience10 to 14 Yrs
location
Coimbatore, Tamil Nadu
skills
  • Equities
  • FX
  • Options
  • Swaps
  • Risk systems
  • SQL
  • Advanced Excel
  • Python
  • SWIFT messaging
  • Documentation
  • Trading Product Knowledge
  • Fixed Income Bonds
  • Derivatives Futures
  • Trade lifecycle management
  • Market data concepts
  • Tools Platforms
  • OMSEMS platforms
  • Portfolio management systems
  • Data Analytics
  • Data visualization tools
  • Integration Interfaces
  • FIX protocol
  • APIbased integrations
  • General Skills
  • AgileScrum environments
  • Regulatory awareness
Job Description
As an experienced Business Analyst with 10+ years of Investment Banking domain expertise, your role will involve supporting financial systems, trading workflows, regulatory initiatives, and technology modernization programs. You should possess strong functional knowledge of front-office, middle-office, and back-office investment banking operations along with hands-on exposure to technical tools, data analysis, and process automation. Key Responsibilities: - Act as the primary liaison between business stakeholders, product teams, and technology teams for investment banking initiatives. - Gather, analyze, and document business requirements (BRD, FRD, User Stories) for trade lifecycle processes and financial products. - Work on regulatory and compliance-driven projects such as MiFID II, EMIR, Dodd-Frank, FATCA, KYC/AML, and risk reporting. - Support system enhancements for Front Office Trading Platforms, Order Management Systems (OMS), and Execution Management Systems (EMS). - Perform detailed gap analysis, impact analysis, workflow mapping, and data flow documentation. - Coordinate with QA teams for test case preparation, UAT management, defect tracking, and production validation. - Partner with technology teams for solution design involving pricing systems, risk engines, market data feeds, and downstream settlements systems. - Analyze large datasets to support decision-making for trading, operations, and compliance teams. - Prepare dashboards, MIS reports, and regulatory reporting summaries. - Ensure process improvement, automation, and operational efficiency across trade lifecycle functions. - Facilitate user training, knowledge transfer, and documentation for system rollouts. Technical Expertise Required (Investment Banking Specific): - Trading & Product Knowledge: Equities, Fixed Income (Bonds), FX, Derivatives (Futures, Options, Swaps), Trade lifecycle management. - Tools & Platforms: Experience with OMS/EMS platforms, exposure to risk systems, familiarity with portfolio management systems. - Data & Analytics: SQL, Advanced Excel, Knowledge of Python, Experience with data visualization tools. - Integration & Interfaces: Understanding of FIX protocol, SWIFT messaging, trade feeds, reconciliation tools, Experience with API-based integrations. General Skills: - Strong analytical and problem-solving abilities. - Excellent communication and stakeholder management. - Experience working in Agile/Scrum environments. - Ability to prepare clear documentation (BRD, FRD, Use Cases, Process Flows). - High attention to detail and regulatory awareness. Qualifications: - Bachelors/Masters degree in Finance, Business, Economics, Engineering, or related field. - Minimum 10 years of experience as a Business Analyst in Investment Banking or Capital Markets. - Relevant certifications (optional): CFA (Level 1/2 preferred), FRM, Certified Business Analyst Professional (CBAP), Investment Banking domain certifications. Please note that the Job Type is Full-time with benefits including health insurance, paid sick time, and Provident Fund. The work location is in person at Coimbatore.,
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posted 2 months ago

Test Analyst

Novature Tech
experience5 to 9 Yrs
location
Chennai, Tamil Nadu
skills
  • software testing
  • derivatives
  • Structured Products
  • Calypso
  • SQL scripting
  • Java WEB
  • trading applications
  • Wealth Management banking domain
  • Cash Equity
  • Money Market MM
  • Fixed Income FI
  • Foreign Exchange FX
  • Kondor
  • Java Core
Job Description
As a Test Analyst with 5-9 years of experience in Chennai, your role will primarily involve testing software for trading applications in the Wealth Management banking domain. Key Responsibilities: - Possess functional experience with banking products such as Cash Equity, Money Market (MM), Fixed Income (FI), Foreign Exchange (FX), derivatives, and Structured Products - Conduct testing on Calypso and Kondor+ applications - Develop SQL scripts to test databases - Conduct Java WEB and Java Core application testing Qualifications Required: - 5-9 years of experience in software testing - Proficiency in testing trading applications in the Wealth Management banking domain - Functional experience in various banking products - Experience with Calypso and Kondor+ applications - Hands-on experience in SQL scripting for database testing - Hands-on experience in Java WEB and Java Core application testing,
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posted 2 months ago
experience1 to 5 Yrs
location
Chennai, Tamil Nadu
skills
  • Regulatory reporting
  • Communication skills
  • Trade verifications
  • Trade confirmations
  • Settlement tasks
  • Regulatory controls
  • Account reconciliations
  • Record retention
  • General Ledger proofing
  • Investment Ops products
  • Trade settlements
  • MS Office proficiency
Job Description
As a Securities & Derivative Analyst 1 at our company, your primary responsibility will be to process orders and transactions from trading desks and branch offices, working closely with the Operations - Transaction Services team. Your role will involve assisting in the clearance, settlement, and investigation of client securities and derivatives transactions. - Perform trade verifications to ensure accuracy of booking requests - Generate and match trade confirmations based on ISDA templates - Complete settlement tasks and daily rate revaluations accurately and within deadlines - Coordinate transaction processing issues with relevant departments and collaborate on solutions - Conduct regulatory controls, account reconciliations, and record retention activities following established policies - Prepare and submit periodic internal and external regulatory reports - Participate in General Ledger (GL) proofing exercises as required - Demonstrate a strong understanding of Investment Ops products, Trade & settlements, and regulatory policies - Utilize knowledge of MS Office and other relevant tools effectively - Exhibit clear and concise written and verbal communication skills consistently - Preferred relevant experience in a similar role - Fundamental understanding of Investment Ops products, Trade & settlements, and regulatory policies - Proven ability to handle multiple concurrent activities/projects in a high-risk environment - Demonstrated proficiency in MS Office and other related tools - Bachelor's Degree/University degree or equivalent experience in Business, Accounting, or Finance Please note that this job description offers a general overview of the tasks involved. Additional job-related duties may be assigned as needed.,
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posted 2 months ago
experience5 to 9 Yrs
location
Chennai, Tamil Nadu
skills
  • Commodity Markets
  • Compliance Training
  • Technical Skills
  • Analytical Skills
  • Communication
  • Trade Surveillance
  • Market Abuse Detection
  • Surveillance Tools
  • Investigations
  • Stakeholder Collaboration
  • Domain Knowledge
Job Description
Role Overview: You will be joining the dynamic Compliance team as a Sr Specialist, Trade Surveillance Manager. Your main responsibility will be to oversee the surveillance of commodity derivatives trading activities to detect and prevent market abuse. The ideal candidate for this role should be experienced, detail-oriented, and have a good understanding of commodity markets. Key Responsibilities: - Lead and perform hands-on, real-time and post-trade surveillance of commodity derivative trades to identify potential market abuse, manipulative trading patterns, or policy breaches. - Utilize and configure trade surveillance systems such as NASDAQ SMARTS, NICE Actimize, or similar platforms to ensure effective alert generation and pattern recognition. - Conduct thorough investigations into surveillance alerts, document findings meticulously, and escalate credible cases to senior management and legal departments. - Develop and refine surveillance scenarios and parameters to adapt to new trading strategies, products, and evolving market regulations. Qualification Required: - Experience: Minimum of 5-6 years of relevant experience in trade surveillance, compliance, or a related market risk function within a financial institution, commodity trading house, or exchange. - Domain Knowledge: Strong understanding of commodity derivatives markets, trading strategies, and market abuse regulations. - Technical Skills: Hands-on experience with leading trade surveillance platforms like NASDAQ SMARTS, NICE Actimize, b-next, or proprietary systems. - Analytical Skills: Strong analytical and problem-solving skills with high attention to detail. - Communication: Good written and verbal communication skills.,
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posted 1 week ago
experience5 to 9 Yrs
location
Chennai, Tamil Nadu
skills
  • Client onboarding
  • KYC
  • AML
Job Description
As a Senior Analyst at UST in Chennai, your primary responsibility will be to efficiently manage the end-to-end setup, maintenance, and closure of mandates, portfolios, agreements, and related accounts across key systems. This role involves liaison with internal departments and external executing and prime brokers, custodians, and fund administrators, requiring good written and oral communication skills. You will work as part of a team in a fast-paced operations environment. Key Responsibilities: - External Account set up, amendment, and closure - Third party entity onboarding, maintenance, and offboarding - Setup and maintenance of various accounts including Custody, Foreign Exchange (FX) Broker, Clearing Broker, Prime Broker, Unit Trust Transfer Agent, and Third Party Administrator Accounts. - Creation and ongoing due diligence of executing brokers - Custody / Market Onboarding and maintenance - Set up of Exchange Traded Derivative (ETD) accounts with Clearing Brokers - Uploading of Know Your Client (KYC) and Mandate Net Asset Value (NAV) data into Counterparty Manager (CPM) system - Responding to Level 1 KYC queries on Schroder entities - Monitoring expiring documents and refreshing in CPM - Schroder System Mandate and Portfolio set up, amendment, and closure - Static data amendments - Maintenance of Aladdin Portfolio Groups - Set up and maintenance of derivative agreements in Aladdin - Fund manager changes - Investment Policy and Objective changes - Assignment of trading and other simple Portfolio Compliance rules - Trade Reporting configuration and maintenance - Schroder Fund Implementation, launch, and lifecycle events - Launch and closure of Funds and share classes - Side pocket creations and redemptions - Shareholder mailings - Legal Entity Identifier (LEI) creation & renewals for Schroder funds Skills and Behaviours Required: - Knowledge of KYC/AML processes, LEI requirements, and regulatory documentation - Clear and concise verbal and written communication - Efficiently managing a high volume of tasks and meeting deadlines - Attention to detail - Commitment to delivering high-quality service to clients - Understanding of operational risks - Proficiency in Excel What you'll be like: - Excellent communication skills for interacting with internal and external teams - Attention to detail for reviewing documentation and ensuring compliance - Strong organizational abilities for managing multiple tasks - Ability to identify issues and develop solutions quickly - Familiarity with industry regulations and compliance requirements - Analytical skills for improving processes and enhancing efficiency About UST: UST is a global digital transformation solutions provider with a deep domain expertise and a future-proof philosophy. They partner with clients to embed innovation and agility into their organizations, impacting billions of lives with over 30,000 employees in 30 countries.,
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posted 2 weeks ago
experience5 to 9 Yrs
location
Chennai, All India
skills
  • operations
  • OTC derivatives
  • data analysis
  • settlement
  • risk management
  • policy formulation
  • training
  • compliance
  • back office functions
  • investments products
  • process improvements
Job Description
As a Securities & Derivatives Intmd Analyst at our company, your role involves processing orders and transactions from trading desks and branch offices to facilitate the clearance, settlement, and investigation of client securities and derivatives transactions. **Key Responsibilities:** - Process securities transactions and provide analytic input for traders - Aid in the review of derivative products - Utilize data analysis tools and methodologies to make process improvement recommendations - Resolve settlement-related issues and escalate when necessary - Participate in the implementation of projects, including new products and services - Identify policy gaps and formulate new policies to enhance trade flow processes - Monitor and provide solutions to errors to minimize risk - Provide informal guidance and on-the-job training to new team members **Qualifications:** - 5-7 years of relevant experience - Demonstrated comprehension of Treasury products, accounting, and regulatory policies - Clear and concise written and verbal communication skills You should have experience in operations/back-office functions, a good understanding of OTC derivatives and investment products, excellent English language skills, strong presentation and communication abilities, and a good grasp of operational risks and control frameworks. Previous experience in process improvements, a high sense of teamwork, and the ability to assess risks while making business decisions are essential. Your educational background should include a Bachelor's Degree/University degree or equivalent experience in Business, Accounting, or Finance. This job description provides an overview of the work performed. Other job-related duties may be assigned as required. **Note:** Citigroup Inc. is an equal opportunity and affirmative action employer. As a Securities & Derivatives Intmd Analyst at our company, your role involves processing orders and transactions from trading desks and branch offices to facilitate the clearance, settlement, and investigation of client securities and derivatives transactions. **Key Responsibilities:** - Process securities transactions and provide analytic input for traders - Aid in the review of derivative products - Utilize data analysis tools and methodologies to make process improvement recommendations - Resolve settlement-related issues and escalate when necessary - Participate in the implementation of projects, including new products and services - Identify policy gaps and formulate new policies to enhance trade flow processes - Monitor and provide solutions to errors to minimize risk - Provide informal guidance and on-the-job training to new team members **Qualifications:** - 5-7 years of relevant experience - Demonstrated comprehension of Treasury products, accounting, and regulatory policies - Clear and concise written and verbal communication skills You should have experience in operations/back-office functions, a good understanding of OTC derivatives and investment products, excellent English language skills, strong presentation and communication abilities, and a good grasp of operational risks and control frameworks. Previous experience in process improvements, a high sense of teamwork, and the ability to assess risks while making business decisions are essential. Your educational background should include a Bachelor's Degree/University degree or equivalent experience in Business, Accounting, or Finance. This job description provides an overview of the work performed. Other job-related duties may be assigned as required. **Note:** Citigroup Inc. is an equal opportunity and affirmative action employer.
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posted 1 month ago

Equity Dealer

Apex Services. Hiring For ONE OF THE LEADING BROKING FIRM
experience1 to 6 Yrs
Salary3.0 - 5 LPA
location
Chennai, Karur+8

Karur, Guntur, Bangalore, Kochi, Shimoga, Kozhikode, Vijayawada, Mangalore, Mysore

skills
  • demat
  • broking
  • equity derivatives
  • securities
  • cross selling
  • trading
  • equity market
  • share market
  • equity advisor
  • equity dealer
Job Description
Dear Candidate,  Greetings from "APEX SERVICES"  Role- Equity Dealer  CTC- Upto-6 LPA + incentive + other benefit  ROLES ANS RESPONSIBILITIES 1) Trading on behalf of the clients.2) Building relationships with clients & educating them about Investments.3) Client Acquisition as per targets and cross selling of 3rd party products.4) Client meetings and bank branch visits as per goal sheet. SKILLS 1) NISM VIII certificate is mandatory.2) Prior experience of working in a similar set up preferred.3) Should be willing to work in a target driven role & should be a go better.  Kindly reply with updated CV on apex.shivprabhahr@gmail.com if you are interested for the mentioned job role you can call also on 7991680640
posted 1 month ago

Equity Dealer

Apex Services. Hiring For One of the leading broking firm
experience1 to 6 Yrs
Salary2.0 - 5 LPA
location
Chennai, Guntur+5

Guntur, Bangalore, Shimoga, Nellore, Hyderabad, Kozhikode

skills
  • cross sales
  • client acquisition
  • stock market
  • securities
  • broking
  • dmat
  • share market
  • equity dealer
  • equity advisor
Job Description
Dear Candidate, Greetings From "APEX SERVICES" Designation - Equity Dealer Min Experience -1 YRS & above CTC - UPto- 6 lpa Job Description: 1. Trading on behalf of the clients and Advising clients on market Queries 2. Building relationships with NRI clients & educating them about Investments 3. Client Acquisition as per targets and cross selling of 3rd party products (MF, Insurance, SIP etc)  Skills: - 1.Minimum Graduation 2.Should have a sound understanding / knowledge of capital markets. 3.Should be result-oriented, self-starter, proactive, good communication skills. 4.Should be certified in Equity Derivative Certificate (NISM 8) - Mandatory.  Kindly reply with an updated CV on apex.shivprabhahr@gmail.com if you are interested in the mentioned Job Role. you can call also on 7991680640.
posted 2 months ago

Banking Consultant

OVERNET TRADING PRIVATE LIMITED
experience20 to >25 Yrs
Salary40 - 55 LPA
location
Chennai, Bangalore
skills
  • banking
  • depository services
  • banking operations
  • direct banking
  • core banking implementation
  • depository operations
  • derivative operations
  • exchange traded derivatives
  • capital market operations
  • consultant
Job Description
Banking Consultants provide support to bank customers and help them handle their deposits and payments. They perform both operational and clerical tasks: maintaining filing systems, collecting customer data, monitoring transactions, assessing customer credentials, and adhering to bank procedures and policies. A well-written resume sample in the field usually focuses on abilities like knowledge of banking operations, customer service skills, computer competences, confidentiality, and teamwork. Employers select resumes highlighting at least an Associates Degree in banking or finance.
posted 3 weeks ago
experience5 to 9 Yrs
location
Chennai, Tamil Nadu
skills
  • Business Acumen
  • Strategic Thinking
  • Derivatives
  • Client Service
  • Recruitment
  • Training
  • Governance
  • Compliance
  • Operational Efficiency
  • Banking Operations
  • Leadership
  • Collaboration
  • Data Analysis
  • Communication
  • Risk
  • Controls
  • Change
  • Transformation
  • Digital
  • Technology
  • Policies
  • Procedures
  • Management Oversight
  • KRIs
  • KPIs
  • Risk Policies
  • Trade Discrepancies
  • Derivative Confirmation
  • SmartDX
  • ISDA
  • Trade Confirmations
  • Operational Processes
  • Industry Trends
  • Operational Performance
Job Description
In the role of Assistant Vice President - Confirmations, you will be responsible for client service and operational execution tasks. Your main focus will be on controlling risk and enhancing controls in accordance with rules and regulations. You will need to follow well-defined procedures, make judgments based on practice and previous experience, and ensure all applicable governance, compliance, risk policies, and procedures are adhered to. Key Responsibilities: - Oversight of recruitment, training, and ongoing development of staff - Development and implementation of department-wide policies and procedures - Management oversight of all KRIs and KPIs - Ensuring effective management and resolution of trade discrepancies through professional communication with clients - Fostering excellent working relationships with internal counterparts - Exercising strong judgment skills to address client queries - Managing all Derivative Confirmation functions across product family - Hands-on experience with template build within SmartDX and affirmation of Derivative trades - Production of ISDA paper trade confirmations - Incoming validation and matching of paper and electronic trade confirmations Qualifications Required: - Previous experience in oversight of staff recruitment and training - Strong knowledge of derivatives and exceptional client service - Ability to negotiate effectively with internal parties - Experience in managing trade discrepancies and resolving client queries - Hands-on experience with template build within SmartDX - Proficient in ISDA paper trade confirmations and validation of trade confirmations The purpose of this role is to support business areas with day-to-day processing, reviewing, reporting, trading, and issue resolution. You will collaborate with teams across the bank, identify areas for improvement, develop operational procedures and controls, and participate in projects to improve operational efficiency. As an Assistant Vice President, you are expected to advise and influence decision-making, collaborate with other functions/business divisions, lead a team, set objectives, and coach employees. If you have leadership responsibilities, you are expected to demonstrate clear leadership behaviors. For individual contributors, you will lead collaborative assignments, guide team members, consult on complex issues, identify ways to mitigate risk, and collaborate with other areas of work. All colleagues are expected to demonstrate the Barclays Values of Respect, Integrity, Service, Excellence, and Stewardship, as well as the Barclays Mindset of Empower, Challenge, and Drive.,
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posted 2 months ago
experience6 to 10 Yrs
location
Chennai, Tamil Nadu
skills
  • Leadership Development
  • Derivatives
  • Risk Management
Job Description
Role Overview: As a Team Leader Derivative Services at UST in Chennai, you will be responsible for overseeing the operational management of Exchange-Traded and OTC derivatives. This includes transaction processing, margining, collateral management, and reconciliation to support global investment desks. Your role will involve coordination with internal teams such as Investment and Trading, as well as external stakeholders like brokers, custodians, and third-party administrators. You will play a crucial role in ensuring the daily performance of your team, maintaining operational excellence, regulatory compliance, and driving process improvements in a fast-paced environment. Key Responsibilities: - Provide post-execution operational support to Fund Managers and internal teams. - Monitor and process trade lifecycle events and derivative transactions. - Deliver timely and accurate reporting to internal and external stakeholders. - Investigate trade discrepancies and coordinate resolution with brokers, custodians, and administrators. - Ensure fund administrators receive correct data and address their queries. - Oversee day-to-day work of the team, ensuring timelines and quality standards are met. - Prioritize and delegate workload effectively, escalating unresolved issues when necessary. - Collaborate with Fund Manager Assistants, Dealers, and operational teams to ensure smooth workflows. - Support knowledge sharing and development within the team. - Identify and escalate operational risks and discrepancies beyond service standards. - Maintain and update procedures and control documents as required. - Drive adherence to regulatory, client, and internal policy requirements. - Lead change initiatives and support implementation of improvements to reduce risk and increase efficiency. - Contribute to automation projects and participate in broader departmental initiatives. - Ensure transparency by disclosing and documenting issues in a timely manner. Qualifications Required: - Minimum 6 years of experience in asset management, banking, or global custody operations. - Strong knowledge of OTC and exchange-traded derivatives such as swaps, options, and TRS. - Proven leadership skills in managing teams and supporting performance in high-pressure environments. - Excellent problem-solving abilities and the capacity to assess and resolve complex issues. - Strong risk awareness and control mindset. - Ability to manage competing priorities and deliver on projects alongside business-as-usual (BAU) operations. - Proficiency in Microsoft Excel and related tools like Macros, Power Query, and BQL. - Familiarity with derivative platforms like Aladdin. About UST: UST is a global digital transformation solutions provider that partners with leading companies worldwide to drive real impact through transformation. With over 30,000 employees in 30 countries, UST is committed to embedding innovation and agility into its clients" organizations to touch billions of lives.,
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posted 2 months ago
experience5 to 9 Yrs
location
Chennai, Tamil Nadu
skills
  • Product control
  • Business acumen
  • Strategic thinking
  • Python
  • VBA
  • Bloomberg
  • Valuation control
  • Financial Derivatives
  • Risk
  • controls
  • Change
  • transformation
  • Digital
  • technology
  • Microsoft Office products
  • Reuters terminals
Job Description
As an Assistant Vice President - Valuation Control at Barclays, you will be an integral part of the Product Control projects team, focusing on identifying and delivering solutions for manual problems in Month-end reporting. Your role will be crucial in aligning with the bank's change aspiration by examining the reporting architecture comprehensively. You will collaborate with line teams to understand their work, identify gaps, and automate and transform processes to enhance efficiencies and scalability. At Barclays, the focus is not just on anticipating the future but on actively creating it. **Key Responsibilities:** - Develop and maintain valuation methodologies for various financial instruments and implement appropriate valuation models based on instrument characteristics and market conditions. - Manage the valuation process for the bank's trading portfolio, including regular valuations and validation of valuations by colleagues. - Analyze market data to evaluate valuation inputs, assumptions, and potential risks. - Prepare and review valuation reports, assist in regulatory filings and financial statements preparation. - Provide valuation insights to traders, risk professionals, and senior colleagues, and identify areas for improvement in valuation methodologies and processes. **Qualifications Required:** - Quantitative primary degree (or CA). - Experience in valuation control or product control in a financial services environment. - Strong communication skills, with the ability to simplify complex issues for senior management. - Strong understanding of Financial Derivatives. **Additional Company Details:** The role is based in Chennai and Pune. In your role as an Assistant Vice President, you are expected to advise and influence decision-making, contribute to policy development, and ensure operational effectiveness. You will lead a team in performing complex tasks, set objectives, coach employees, and appraise performance. If the position involves leadership responsibilities, you are expected to demonstrate leadership behaviours such as Listening and being authentic, Energizing and inspiring, Aligning across the enterprise, and Developing others. All colleagues at Barclays are expected to embody the Barclays Values of Respect, Integrity, Service, Excellence, and Stewardship, as well as the Barclays Mindset of Empower, Challenge, and Drive.,
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posted 2 months ago
experience2 to 6 Yrs
location
Chennai, Tamil Nadu
skills
  • Data Analysis
  • Capital Markets
  • Equities
  • Fixed Income
  • Investments
  • Risk Management
  • Compliance
  • Verbal Communication
  • Written Communication
  • IncomeCorp Action Processing
  • Mortgage Backed Securities
Job Description
Role Overview: As a Securities & Derivatives Rep 5, you will be responsible for processing orders and transactions from trading desks and branch offices, working closely with the Operations - Transaction Services team. Your main objective will be to assist in the clearance, settlement, and investigation of client securities and derivatives transactions. Key Responsibilities: - Identify and implement process improvements in securities and derivatives settlement using data analysis tools and methodologies. - Prior experience in Income/Corp Action processing or Capital Market related to Securities/Investment Banking is preferred. You must have knowledge about Dividends/Interest in the Investment world. - Administer defined procedures, conduct analyses, and prepare reports. - Have extensive knowledge of products like Equities, fixed income, fed securities & Mortgage-backed securities. Basic knowledge of Investments is essential. - Analyze data, make recommendations for new products/services or upgraded platforms. - Monitor errors, suggest solutions to reduce errors, and ensure adherence to audit and control policies to minimize risk. - Identify policy gaps and propose efforts to streamline securities and derivatives settlement processes. - Monitor, analyze, and evaluate processes and data for accuracy and quality of completed settlement tasks. - Maintain a deep understanding of how the team collaborates with other areas to accomplish tasks. - Assess risk when making business decisions, ensuring compliance with laws, rules, and regulations. Qualifications: - 2-4 years of relevant experience in Income/Corp Action processing or Capital Market related to Securities/Investment Banking. Responsible for completing day-to-day team tasks. - Fundamental knowledge of securities/derivatives activities, policies, procedures, and concepts. - Strong operational knowledge of Securities Operations for US and Non-US securities through various custodians. - Analytical/calculative nature required due to engagement in Transaction processing (Night Shift). - Clear and concise written and verbal communication skills. Education: - Graduate from a reputed university or Postgraduate/master degree in any discipline. Additional Company Details: This job description offers a comprehensive overview of the work involved. Other duties related to the job may be assigned as necessary. (Note: The Job Family Group, Job Family, and Time Type details have been omitted as per your request.),
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posted 3 weeks ago
experience5 to 9 Yrs
location
Chennai, Tamil Nadu
skills
  • Client onboarding
  • KYC
  • AML
Job Description
Role Overview: As a Senior Analyst in the Client Onboarding team with a focus on UK shift, your primary responsibility will be to efficiently manage the end-to-end setup, maintenance, and closure of mandates, portfolios, agreements, and related accounts across key systems. This role will require effective liaison with various internal departments and external executing and prime brokers, custodians, and fund administrators. Strong written and oral communication skills are essential for success in this role. You will thrive in a team environment and be comfortable working in a fast-paced operations setting. Key Responsibilities: - External Account set up, amendment, and closure - Third party entity onboarding, maintenance, and offboarding - Setup and maintenance of Custody, Foreign Exchange (FX) Broker, Clearing Broker, Prime Broker, Unit Trust Transfer Agent, and Third-Party Administrator Accounts - Creation and Ongoing due diligence of executing brokers - Custody / Market Onboarding and maintenance - Set up of Exchange Traded Derivative (ETD) accounts with Clearing Brokers - Uploading of Know Your Client (KYC) and Mandate Net Asset Value (NAV) data into Counterparty Manager (CPM) system and permissioning brokers to view the documents - Responding to Level 1 KYC queries on Schroder entities - Monitoring expiring documents (tax docs / annual reports) and refreshing in CPM - Schroder System Mandate and Portfolio set up, amendment, and closure - Setup and maintenance of Mandate, Portfolios, and other related items in Aladdin and Schroder data masters - Closure of accounts in Aladdin and Schroder data masters - Static data amendments - Maintenance of Aladdin Portfolio Groups - Set up and maintenance of derivative agreements in Aladdin (Deco) - Broker configuration - Fund manager changes - Investment Policy and Objective changes - Assignment of trading and other simple Portfolio Compliance rules and compliance list setup - Trade Reporting configuration and maintenance - Schroder Fund Implementation, launch, and lifecycle events - Launch and closure of Funds and share classes - Side pocket creations and redemptions - Shareholder mailings - Legal Entity Identifier (LEI) creation & renewals for Schroder funds Qualifications Required: - Knowledge of KYC/AML processes, LEI requirements, and regulatory documentation - Clear, concise verbal and written communication with clients, internal teams, custodians, and counterparties - Managing a high volume of varied tasks efficiently and meeting internal and external deadlines - Collecting, verifying, storing, and maintaining accurate operational data - Excellent attention to detail - Commitment to delivering high-quality, responsive, and tailored service to clients - Good understanding of operational risks - Proficiency in Excel About UST: UST is a global digital transformation solutions provider. With over 30,000 employees in 30 countries, UST partners with clients worldwide to embed innovation and agility into their organizations. Powered by technology and guided by purpose, UST has a deep domain expertise that touches billions of lives, making a real impact through transformation.,
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posted 3 weeks ago
experience3 to 7 Yrs
location
Chennai, Tamil Nadu
skills
  • Client Onboarding
  • KYC
  • AML
Job Description
Role Overview: You will be responsible for managing the end-to-end setup, maintenance, and closure of mandates, portfolios, agreements, and related accounts across key systems. This role requires a detail-oriented individual who thrives in a fast-paced operational environment and enjoys working collaboratively within a team. Key Responsibilities: - Set up and maintain mandates, portfolios, and related items in Aladdin and Schroder data masters. - Manage the closure of accounts in Aladdin and Schroder data masters. - Execute static data amendments and ensure data accuracy. - Maintain Aladdin Portfolio Groups and configure brokers as required. - Set up and maintain derivative agreements in Aladdin (Deco). - Manage fund manager changes, investment policy, and objective updates. - Assign trading and portfolio compliance rules, including compliance list setup. - Configure and maintain trade reporting requirements. Qualification Required: - Proven experience in client onboarding, portfolio setup, or account maintenance within a financial services or investment operations environment. - Strong attention to detail and accuracy in managing operational and static data. - Proficiency in Microsoft Excel for data management and reporting. - Ability to manage a high volume of varied tasks while meeting strict deadlines. - Good understanding of operational risks and data integrity principles. - Strong organizational skills with the ability to prioritize and multitask effectively. - Excellent problem-solving skills to identify issues and implement timely solutions. Additional Details: No additional details provided in the job description.,
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posted 2 weeks ago
experience0 to 3 Yrs
location
Chennai, Tamil Nadu
skills
  • Escalation Management
  • Data Integrity
  • Mandate Control Implementation
  • Violation Monitoring
  • Broker
  • Trade Management
  • Aladdin
  • PrePostTrade Compliance
  • Portfolio Compliance
  • Investment Operations
  • Financial Controls
Job Description
Role Overview: As a Junior Analyst in the Platform Control & Support (PCT) team at our company, you will play a crucial role in maintaining a robust control environment and supporting Investment Teams in effective pre- and post-trade compliance monitoring. Your responsibilities will involve collaborating with global stakeholders to ensure compliance with internal standards and guidelines within tight deadlines. This role offers a great opportunity to gain hands-on experience and develop expertise in investment operations within a dynamic asset management environment. Key Responsibilities: - Support the implementation and maintenance of investment mandate controls, including onboarding, rule updates, and guideline change activities. - Assist in performing impact assessments and documentation updates during the guideline change process. - Review and verify control configurations and updates made by team members for accuracy and compliance. - Maintain accurate records of all mandate control changes for audit readiness and traceability. - Support overnight monitoring of investment violations and breaches using internal tools like Aladdin. - Identify, log, escalate, and resolve potential compliance issues within defined service levels. - Collaborate with senior analysts and investment teams for timely resolution of compliance exceptions. - Assist in maintaining broker data and ready-to-trade lists within Aladdin. - Support the Trading Desk with queries related to broker setup and trading permissions. - Ensure accurate and up-to-date trade coding for smooth pre- and post-trade compliance processes. - Ensure all assigned tasks are executed in accordance with documented procedures and quality standards. - Assist in updating and maintaining procedure documents to reflect new functionalities or process improvements. - Contribute to the team's continuous improvement efforts by identifying efficiency or automation opportunities. Qualification Required: - Strong understanding or interest in investment operations, mandate compliance, and control frameworks. - Foundational knowledge of financial instruments like equities, fixed income, and derivatives. - Proficiency in Microsoft Office Suite, especially Excel. - Excellent organizational and time management skills with the ability to handle multiple priorities effectively. - Meticulous attention to detail with a commitment to accuracy and data integrity. - Strong verbal and written communication skills for collaboration with cross-functional teams. - Analytical mindset with systematic issue identification and resolution capabilities. - Bachelor's degree in Finance, Business, Economics, or related discipline is preferred. Company Details: About UST: UST is a global digital transformation solutions provider with a focus on innovation and agility. With over 30,000 employees in 30 countries, UST partners with clients to make a real impact through transformation, touching billions of lives in the process. Powered by technology and inspired by people, UST embeds innovation and domain expertise into its clients" organizations for boundless impact.,
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posted 1 week ago
experience4 to 14 Yrs
location
Chennai, Tamil Nadu
skills
  • Capital Markets
  • Investment Banking
  • Trading
  • Brokerage
  • Advisory
  • Portfolio Management
  • Cash Management
  • Corporate Actions
  • Collateral Management
  • Asset Servicing
  • Equities
  • Mutual Funds
  • Gap Analysis
  • Stakeholder analysis
  • Sprint Planning
  • Story Writing
  • Testing
  • Agile methodologies
  • Asset Wealth Management
  • Securities Services
  • Clearing Settlement
  • Securities lending
  • Borrowing
  • MarginingRisk management
  • Bonds Fixed Income
  • Derivatives Futures Options
  • SDLC skills
  • Product Owner
  • Business Analyst
  • Requirement Elicitation
  • Prioritization
  • Sprint Review
  • Product Backlog Management
  • Business Requirement Document
  • Functional Requirement Document
  • Use Case specification Document
  • Workflows
  • Implementation guides
  • SDLC processes
  • Waterfall methodologies
Job Description
As a Product Owner (PO) / Business Analyst (BA) in the Capital Markets domain, your role will involve owning the backlog and working closely with the Product Lead and Technology Owner in prioritizing, creating, and refining the backlog. You should be well-versed in Requirement Elicitation, Prioritization, understanding the Scope, Gap Analysis, Stakeholder analysis & Management, Sprint Planning, Sprint Review, and Product Backlog Management. Your proficiency in story writing to support both business and technical requirements for feature development, Production stability, security, and resiliency requirements will be crucial. Additionally, you should be proficient in creating Business Requirement Document, Functional Requirement Document, Use Case specification Document, Workflows, and Implementation guides. Testing and accepting stories will also be part of your responsibilities. It is important that you possess a complete understanding of SDLC processes and Agile/Waterfall methodologies. Key Responsibilities: - Own the backlog as a Product Owner (PO) / Business Analyst (BA) - Collaborate with Product Lead and Technology Owner on backlog prioritization and refinement - Conduct Requirement Elicitation, Prioritization, Scope understanding, Gap Analysis, Stakeholder analysis & Management - Participate in Sprint Planning, Sprint Review, and Product Backlog Management - Write stories to support business and technical requirements - Create Business Requirement Document, Functional Requirement Document, Use Case specification Document, Workflows, and Implementation guides - Test and accept stories - Apply knowledge of SDLC processes and Agile/Waterfall methodologies Qualifications Required: - 4 to 14 years of experience in Capital Markets, Investment Banking, Asset & Wealth Management, Securities Services, Trading, Clearing & Settlement - Expertise in Equities, Bonds (Fixed Income), Mutual Funds, Derivatives (Futures & Options) - Strong SDLC skills with experience in Product Ownership and Business Analysis - Proficiency in Requirement Elicitation, Stakeholder Management, and Agile methodologies - Excellent communication and collaboration skills to work effectively with cross-functional teams (Note: Additional details about the company are not provided in the job description.),
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