Diesel Submarine Architecture Analysis
Diesel Submarine Architecture Analysis
by
and
at the
Massachusetts Institute of Technology
June 2005
The author hereby grants to MIT and the United States Government permission to reproduce
and to distribute publicly paper and electronpppies of this thesis document in whole or in part.
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Comparative Naval Architecture Analysis of Diesel Submarines
by
Kai 0. Torkelson
Abstract
Many comparative naval architecture analyses of surface ships have been performed, but few
published comparative analyses of submarines exist. Of the several design concept papers,
reports and studies that have been written on submarines, no exclusively diesel submarine
comparative naval architecture analyses have been published. One possible reason for few
submarine studies may be the lack of complete and accurate information regarding the naval
architecture of foreign diesel submarines. However, with some fundamental submarine design
principles, drawings of inboard profiles and plan views, and key assumptions to develop
empirical equations, a process can be developed by which to estimate the submarine naval
architectural characteristics. A comparative naval architecture analysis creates an opportunity
to identify new technologies, review the architectural characteristics best suited for submarine
missions and to possibly build more effective submarines. An accurate observation is that
submarines designed for different missions possess different capabilities. But are these unique
capabilities due to differences in submarine naval architecture? Can mission, cost, or other
factors affect the architecture? This study examines and compares the naval architecture of
selected diesel submarines from data found in open literature. The goal is to determine weight
group estimates and analyze whether these estimates provide a relevant comparison of diesel
submarine naval architecture.
2
Acknowledgements
"I can answer for but three things: a firm belief in the justice of our cause, close attention in
the prosecution of it, and the strictest integrity." - George Washington
"Better to dare Mighty Things and fail, than to live in a gray twilight where there is neither
victory nor defeat." - Theodore Roosevelt
"Be an opener of doors for such as come after thee." - Ralph Waldo Emerson
The work of a thesis brings together the efforts of so many people besides the author.
I am therefore thankful to the many individuals from several organizations that provided
invaluable background, technical assistance, and contributed time and support to this
endeavor. I would like to acknowledge the contributions and advice from these people with
sincere appreciation.
On the technical and writing side of the thesis, I recognize those that have had a direct
contribution to the work. Rear Admiral Paul E. Sullivan, NAVSEA Deputy Commander for
Integrated Warfare Systems (SEA-05), served as the thesis sponsor and provided the initial
topic for the study, as well as making his staff available for data and reviews. My advisors,
CAPT David S. Herbein and Professor Hank Marcus, were of great assistance in regular
meetings to discuss the scope, direction and expected outcomes of the study. I also gratefully
acknowledge the assistance of Electric Boat Corporation of General Dynamics in supplying
photographs and drawings of many of the submarines studied. The willingly offered help of
Mr. Carl Fast was especially appreciated.
On the support side, I recognize those that provided me with encouragement, prayers
and growth. My family and friends are too numerous to list here, so I will mention a few
representative of the rest. I give the most thanks to my mom, who's had the added
responsibility of filling in for my dad's support since his death, but she has always been there
to give this support. The many friends I have come to know through St Paul Lutheran
Church, the Lutheran Episcopal Ministry at MIT, the brothers of SSJE, the monastery in
Harvard Square, Big Brothers of Mass Bay, the cabin 'up north', and the opportunities in the
area and elsewhere they provided, were all supportive in my time away from the books. To
the many athletes who helped add competition to workouts including running, swimming,
cycling and hiking, I thank you for pushing me to relieve stress through my favorite sports.
Last but not least of all, I want to pay tribute to the American taxpayers for ultimately
providing the funding, and to the US Navy, the Submarine and the Engineering Duty Officer
communities, where I was able to achieve the breadth of experience necessary to perform a
study of this kind. I also owe a debt of gratitude to MIT for providing the very favorable
environment most conducive to this endeavor. I hope that this study will contribute to the
Navy's pursuit of advanced submarine designs and assessment of foreign submarine
capabilities.
I dedicate this work to my parents: Leif 0. Torkelson, M.D. and Betty K. Torkelson
3
Table of Contents
Abstract .................................................................................................................................................. 2
A cknow ledgem ents .............................................................................................................................. 3
T able of C ontents.................................................................................................................................4
List of Figures ....................................................................................................................................... 6
List of T ables.........................................................................................................................................7
1 Introduction ....................................................................................................................................... 8
1.1 Purpose of the Study.......................................................................................................... 10
1.2 Problem .................................................................................................................................... 11
1.3 B ackground ............................................................................................................................. 12
1.4 G eneral A pproach/M ethodology .................................................................................... 12
1.5 C riteria for Success................................................................................................................. 12
5 C onclusions..................................................................................................................................... 55
4
5.2 Future W ork and Recom mendations ............................................................................... 56
5.2.1 Survey Size ........................................................................................................................ 56
5.2.2 M ath M odel ...................................................................................................................... 56
5.2.3 R eserve Buoyancy....................................................................................................... 57
5.2.4 A dvanced T echnology ................................................................................................ 57
5.3 Closing.......................................................................................................................................58
References............................................................................................................................................59
Appendices .......................................................................................................................................... 60
Appendix A : D esign Spiral.......................................................................................................... 61
A ppendix B : SS D esign Flow chart .............................................................................................. 63
A ppendix C : M ath M odel..................................................................................................................65
Appendix D: Submarine Profile and Plan Drawings ............................................................... 79
A ppendix E: Submarine Shape Factors ...................................................................................... 90
5
List of Figures
6
List of Tables
7
1 Introduction
Several design concept papers, books and studies have been written on submarines but no
exclusively diesel submarine comparative naval architecture analyses have been published. A
review the architectural characteristics best suited for submarine missions and to possibly
build more effective submarines. This study focuses on diesel submarine naval architecture
from the end of the nineteenth century to present day. Over that time period, several
significant technologies have vastly improved the capability of submarines. From the first
combination of gasoline engines and energy-storing batteries in the USS Holland, to the
development of the true diesel submarines of the first half of the twentieth century, to the
advent of nuclear propulsion and its adaptation to the submarine in the 1950s, and recently to
Air Independent Propulsion (AIP) systems, submarines have advanced to highly complex,
systems-intense machines.
The urgency of submarine development, as with other military systems, was driven by
the World Wars and Cold War, demanding improvements in acoustics, weaponry, safety,
automation and submerged endurance. In the years leading up to and during World War II,
over 1000 undersea boats and diesel submarines were built by Germany alone (1). During
periods of WWII, Germany was producing over 35 diesel submarines per month. In fact, the
total number of world submarines constructed during WVWII, not including Japan, was well
over 2500 (2). Although the focus was on rapid development and construction during WWI
and WWII, submarine designs improved, especially in weapons and communications systems.
With the advent of the Cold War and the need for longer submerged endurance, the focus
shifted to nuclear submarines, causing an explosion in submarine production over the next 30
8
years. From 1955 to 1989 the Soviet Union and United States alone built over 350 nuclear
submarines (3). From a high Cold War world count of 400 nuclear submarines in 1989, there
are only approximately 160 today, as nuclear submarine production has experienced a
significant slowdown worldwide (3). Building of nuclear submarines is limited to the United
States, Russia, England, France, India and China. In the US, the production rate of nuclear
submarines is only projected to be one per year over the next ten years.
While the nuclear submarine production rate has decreased recently, diesel submarine
production rate today is growing. There are about 400 diesel submarines in the world today.
Builders of diesel submarines include Sweden, Germany, Spain, Netherlands, France, Italy,
Russia, China, Japan, and Australia. The world diesel submarine production rate is predicted
to reach eight per year between 2004 and 2023 (4), which would increase the world diesel
submarine count above 500 in the next twenty years. Additionally these predicted diesels
possess advanced technology as evidenced by the spread of diesel electric with AIP systems.
With such systems, diesel submarines may be suitable for more than coastal defense type
Diesel submarine architecture seems quite similar at first glance from country to
country and mission to mission. The basic submarine shape includes ellipsoidal or parabolic
end caps, is either a hull of revolution or contains a parallel midbody in the center, and has
various appendages attached along the body. Generally, diesel submarine designs tend to be
of the single hull version, with a singular pressure hull over most of the midbody length and
outer hulls at the ends used to create the ballast tanks and provide a hydrodynamic fairing for
any other gear attached to the outside of the pressure hull. But, are there differences in the
naval architecture of diesel submarines? Can distinct differences be noted, even when
comparing two similar ships? Capability differences exist, such as propulsion, acoustic
9
performance, and weapons systems. Do these capability differences affect the naval
architect's approach to submarine design? What new construction techniques have been used
worldwide? What shipyards have been most effective/efficient in submarine design and
construction? How have submarine construction methods changed due to new shipyard
methods or technology?
This study attempts to answer the questions posed above. The information
researched and gathered was all collected from open literature and therefore is not technical
source data from countries or manufacturers. Due to this open literature approach, much of
the work was done by estimating volumes from drawings, pictures, similar submarine data
bases, and from previous work in references (5), (6) and (10). One distinct difference from
Expanded Ship Work Breakdown Structure (ESWBS) weight groups are determined for each
submarine included in the study and will be used throughout this report. These weight groups
Furthermore, a method is proposed to calculate these weight groups for any submarine, based
The purpose of this study is twofold. First, it attempts to determine if diesel submarine
architecture varies from country to country. Do factors such as mission, cost, or tradition
10
affect submarine naval architecture? An in depth comparison is performed of six diesel
submarine designs from four different countries to measure and compare any differences that
may exist in their naval architecture. The outcome of these comparisons will also provide
some tools to current and future submarine designers, possibly to better assess the attributes
of a particular design.
Secondly, and perhaps more importantly for the author, a significant benefit in taking
order to determine if the submarine naval architecture differs from class to class and/or
country to country, one must be familiar with the submarine design process and terminology.
This understanding of submarine design will also provide possible advantages or spawn novel
1.2 Problem
Submarine design is a complex engineering systems process. To start with a blank sheet of
paper and produce volumes and weights required for submarine design is a monumental task.
Similarly, to determine the basic weight groups that make up a completed submarine is no
easy task. Design in general begins with definition of requirements and progresses to
the final level of detail for structure, arrangement, hydrodynamics, systems and hydrostatics
(5). The goal of the designer is to accurately estimate weight groups, so that a satisfactory
weight/buoyancy balance is attained. This study shares the goal of estimating submarine
weight groups but differs from initial design by starting with the finished product and working
"backwards" to accurately estimate the naval architectural characteristics that the submarine
11
1.3 Background
Previous work was completed in this particular area by John K. Stenard, ComparativeNaval
Architecture ofModern Foreign Submarines, in May 1988 (10). That study included a comparative
significant contribution was the initial parameterization of diesel submarine data and the
mentioned this study differs from the previous work by actually calculating the standard
weight groups of diesel submarines, based both on hand-measured values from published
drawings and relationships developed with the assistance of several references as described in
subsequent chapters.
determined using measured volumes, developed equations, reference equations from previous
work, known submarine databases, and estimates to "reverse engineer" the design
characteristics of the submarine being studied. The weight group and naval architectural
Two areas to measure success: 1) Is the reverse engineering method valid? Does it produce
accurate results?
2) Does the data produced allow for a relevant comparison of naval architecture of the various
platforms?
12
2 Submarine Design Process
Before proceeding to the analysis of comparative naval architecture, this chapter is devoted to
explaining the submarine concept design process. H.A. Jackson, R. Burcher and L. Rydill,
E.S. Arentzen and P. Mandel have written very comprehensive and technical descriptions
about submarine design history and methods. Rather than attempt to cover submarine design
to an equivalent level of detail, this chapter focuses on some key aspects of the design process,
that, once understood, will assist in the reverse engineering methodology of the study found in
subsequent chapters.
History is rich with attempts to design and build successful submarines; several such
designs were David Bushnell's Turtle in 1775, Robert Fulton's Nautilus in 1800 and John
Holland's Holland VI in 1899. The Holland V, built and tested in 1899 by the US Navy,
foreshadowed several significant design features like low length/diameter ratio, axisymmetric
circular form, single screw propeller and a small superstructure. These features have proven
effective in achieving near optimum configuration of a submarine (5). In all of these early
trials, the designers returned to the drawing boards many times to modify and improve their
designs, a practice still present today in the iterative methods to develop a reasonable design
The most accurate one word description of submarine design is "iterative". Starting with a
description of a possible design), proposes a set of estimates, works through many calculations
13
by computer or by hand in feasibility studies, and derives an answer which often does not
match the initial concept cartoon (6). The designer must then go back with new, more-
accurate assumptions, and rework the calculations. The new answer should be close but may
require further iterations. The process described can be summarized by the design spiral,
characteristics of previous designs is often used to obtain initial estimates. These estimates are
applied to the designer's initial submarine "cartoon". Using math models to parameterize the
design, feasibility studies are then performed to check the results against the owner's
requirements and mission areas. Next the process is iterated until the design balances, i.e.
where the buoyancy created by volume supports the weight of the submarine, and meets the
owner's requirements. Finally the selected feasibility study is developed to sufficient detail for
production drawings to be produced (5). Along with the design spiral, a flow chart shown in
Appendix B is used to visually illustrate a conventional diesel (SS) submarine design process.
H.A. Jackson stated in a submarine design paper, "The volume of the hull of the submarine is
fixed by the weight of the submarine. If more volume is mandatory, it can only be provided
by making the submarine larger, but this will increase the amount of lead to be carried and
reduce the speed if the same power is provided. If the power is increased in order to meet the
speed requirements, the submarine will grow even larger. The skill and experience of the
designer is put to a crucial test in making a satisfactory design." (6) This statement is
14
parameter cause others to be adjusted and attempting to hold fixed any group of parameters is
most difficult.
But there are fixed external limits to the size of the submarine. For instance,
submarines have practical limits regarding diameter. Even when on the surface, as much as 90
percent of the submarine hull could be below the water surface. When considering a
submarine diameter of 30 feet, the maximum draft could be 27 feet, significantly more than
most surface ships. Although this draft would not present a problem in the open ocean, the
submarine draft may be too deep for many ports and harbors, as well as impact coastal
operations. Therefore the designer is limited to some practical limit of diameter, depending
on the port of operation and the desired submarine missions. This maximum hull diameter in
Because of the limits on maximum diameter, the resulting limited hull volume of a
submarine, and the required strength of the hull to withstand submergence pressures at deep
depths, a significant amount of the designer's time and effort is devoted to the weight and
space relationship. Unlike surface ship designs, in which the total enclosed volume is greater
than the displacement, submarine designs start as "volume limited". This terminology of
volume limited is common in ship design and simply means that the designer must creatively
assess how to fit all of the structural and payload requirements into the volume of the hull.
Design books may also use the term "space driven". For now, consider the hull volume as the
limiting feature of design but as will be pointed out later, this limitation may change over the
Hull volume determines several significant properties of a vessel. The volume of the
hull submerged compared to the total hull volume determines a vessel's reserve buoyancy
(RB), which is the amount of excess buoyancy available in the event of an emergency or
15
casualty which allows the sea to enter a portion of the submerged volume. A surface vessel
has an RB due to the freeboard of the main hull and any superstructure which is watertight.
The total volume of the vessel is larger than the volume underwater, i.e., the volume of water
displaced. A submarine that is completely submerged does not have a freeboard and therefore
does not have excess RB. The ratio of displaced volume to total volume can be used to
develop some characteristic properties of ships shown in the following ratio (5):
Because the buoyancy of volume displaced must equal the weight of the vessel by Archimedes'
law,
1
= Specific gravity of the vessel relative to sea water, (2)
1+ RB
which provides a measure of the overall density of the vessel. Table 1 shows typical values of
From Table 1, the submerged submarine is therefore the densest of all marine vehicles.
Another useful comparison is the weight to space relationship for typical diesel submarines,
16
Table 2: Weight/Space Relationship of Typical Diesel Submarines
Table 2 may be used as a guide to densities by considering for each item the ratio of its weight
percentage to its space percentage as shown in the far right column. If this result is unity, the
item would be as dense as seawater, while the lower the ratio, the less dense the item (5). As
can be seen in Table 2, the high overall submarine density is not due to payload or cargo but
rather due to structure and the fact that in most cases the submarine needs to have a heavy
As a result of the high density of submarine structures, the design may evolve into one
limited by weight rather than volume. The reason for transition from volume to weight
limited is because once the volume is set, according to the space required to enclose all of the
requirements, this volume must be able to support the weight of the submarine. In other
words, Archimedes' principle of buoyancy matching weight must be met. If excess weight is
present, buoyancy must be increased by expanding the volume, which in turn, causes weight
to increase. As can be imagined, this process of increasing weight and expanding volume may
soon exceed the size restrictions of the design. Unlike a surface ship, where a higher than
estimated weight only results in a deeper draft, the lack of RB in a submarine requires the
designer to increase size, as mentioned above, or reduce the amount of permanent ballast,
which could result in a reduction of hydrostatic stability (5). In addition, the potential volume
17
expansion has the effect of creating an upheaval in internal compartment arrangements and an
impact on many other aspects of design including structure, maneuvering and control, and
propulsion. Thus the criticality in submarine design of achieving accurate weight assessment
cannot be overstated.
As seen in the section above, weight assessment is a tedious but critical portion of submarine
design. Without the use of weight data tables from previous designs, the work involved in
weight assessment would increase significantly. The goal of the weight estimating process is
Parametric relations have been developed from previous submarine designs and are
very useful in developing the initial weight group values. These initial values can be adjusted
for the new requirements in refining the weight groups to a specific design. Once the revised
weight estimate is complete and the ship balances, i.e., the buoyancy supports the weight and
the ship balances longitudinally and transversely, the rest of the design process (per Appendix
This chapter has given a brief introduction to submarine design and will be referred to in
subsequent chapters as the dissection of submarine designs is carried out. The overall
submarine concept design is a complex systems engineering process which utilizes many
design tools to solve. Recall the starting point involved weight tables from previous designs,
parametric relations to calculate new values, and a concept "cartoon". There are many
requirements that may affect the volume and arrangement of the designer's concept
submarine. Some of these requirements are speed, crew size, endurance (both submerged and
18
surfaced), number of torpedo tubes, number of weapon stowage positions, cost constraints,
diving depth, special features such as lockout trunks or special warfare interfaces, and acoustic
performance or quieting. Additionally, the owner may place special emphasis on one specific
design factor, such as the acoustic performance over the other requirements.
The product of the concept design should provide initial weights, initial volumes,
initial hull shape, and a balanced ship. The concept design will then be analyzed under
feasibility studies, model testing and finally be refined to give sufficient detail for production
drawings (5).
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3 Development of Procedure
3.1 Approach
The MathCAD computerized submarine synthesis tool entitled "MIT Math Model" was used
initially to gain understanding of the submarine design process (11). This math model was
developed at MIT, based on the submarine design process described in chapter 2 and draws
heavily on notes from CAPT Harry Jackson's MIT Professional Summer Course "Submanne
Design Trends" (9). The use of computerized mathematical software with adequate
mathematical solving capability allows the designer to proceed quickly and efficiently through
For the study of existing submarines, the MIT math model was modified,
incorporating several of the parametric equations from reference (9), to determine standard
weight groups starting from open literature submarine drawings. As stated in section 1.2, the
method used in this comparative naval architecture analysis of existing submarines starts at the
opposite end of the design spiral from that of traditional submarine design. In other words,
traditional submarine design begins with design requirements and ends with a finished
submarine; this study starts with the finished submarine, measures the major areas and
volumes, estimates the standard weight groups and draws conclusions from those naval
architectural characteristics.
The evaluation procedure consists of working backwards through submarine concept design
and reverse engineering diesel submarine weight groups and naval architecture from the open
literature, available drawings, and photographs. The author's goal was to develop a procedure
20
to determine submarine characteristics that allow reasonable estimates to be made of
submarine weight groups from the open literature information. Two approaches were utilized
in order to draw accuracy comparisons from the set of results: 1) Dimensions were obtained
from inboard profile and plan drawings that were then used to calculate volumes based on
geometric equations; and, 2) Parametric equations were developed from historical designs and
other references which were then used to calculate volumes and weight groups.
This study compares diesel to diesel submarines, all of axisymmetric shape and single pressure
hull design. A brief description is given below for each submarine studied, with a full
21
SS 580 USS Barbel
Length: 67 m
Diameter: 8.8 m
Complement: 77 (8 officers)
Torpedo Tubes: 6
Torpedo Capacity: 18
Year: 1959
22
AGSS 569 USS Albacore
Length: 63 m
Diameter: 8.4 m
Complement: 52 (5 officers)
Torpedo Tubes: 0
Torpedo Capacity: 0
Year: 1953
23
Type 209/1200
Length: 56 m
Diameter 6.2 m
Complement: 33 (6 officers)
Torpedo Tubes: 8
Torpedo Capacity: 14
Year: 1993
24
Collins 471
Length: 78 m
Diameter: 7.8 m
Complement: 42 (6 officers)
Torpedo Tubes: 6
Torpedo Capacity: 22
Year: 1996
Number of ships: 6
25
Type 212A
Length: 56 m
Diameter: 7m
Complement: 27 (8 officers)
Torpedo Tubes: 6
Torpedo Capacity: 12
Year: 2004
Number of ships: 4
26
IZAR S80/ P650
Length: 67 m
Diameter: 6.6 m
Complement: 40 (8 officers)
Torpedo Tubes: 6
Torpedo Capacity: 18
Year: 2007
27
3.2.2 Math Model Development
Characteristics
Several data files were created in Excel to provide the necessary submarine characteristics to
MathCAD. An open literature search was performed to gather sufficient data on selected
submarines to input into the Excel files. Submarine characteristics such as normal surfaced
condition (NSC), submerged displacement (Aub), length overall (LOA) and diameter (D) were
read into MathCAD using an Excel read file function of MathCAD. Then each
characteristic was assigned a descriptive variable name within the math model, such as NSC(i)
where the 'i' identifies the specific submarine. These variables were then used in a simple
iteration loop within MathCAD to calculate the results described below for each submarine.
Volume Calculations
Inherent relationships exist between the volume and the weight of an ocean vessel.
Archimedes showed that in order for a body to be neutrally buoyant, the weight of the volume
of water displaced must equal the weight of the body. A goal of the submarine designer is to
volumes of a submarine, the weight of the vessel and that of the individual weight groups can
the basis from which the final weight groups are derived. But first, the volumes of each major
As stated, the study was limited to information available in open literature drawings,
published submarine characteristics, and photographs. This limitation ensured the report
would remain unclassified and provided some useful parametric equations which may be used
28
in future diesel submarine analyses. The goal of the literature search was to obtain detailed
inboard profile and internal deck plan view drawings. However, locating detailed scaled
drawings in the open literature was not always possible, so a range of published drawings was
used (as shown in Appendix D). Information sources ranged from historical records
maintained in the MIT Naval Construction and Engineering library to internet websites to
not available. Basic characteristics such as LOA and D are available in a variety of resources,
and from these published dimensions along with the drawing measurements, a scale was
Areas of the major submarine spaces were then calculated and entered into MathCAD,
where deck height, a hull curvature factor and passageway factor were applied to calculate the
space volume. The hull curvature and passageway factors were obtained from parametric
diesel electric submarine data of reference (11). All diesel submarines included for analysis
contained only two compartments: 1) Engineroom (ER); and, 2) Operations (OPS). The
* Storerooms
29
" Armament/Weapons Spaces
" Tanks
" Apply factors for hull curvature and passageway from reference (9)
The following calculation provides an example of the basic procedure for a major
space.
fCurve 1.12
fPway 1.08
Vwep(i)= IDwep(i)'Pway'fCurve-Awep(i)
Vwep(O) = 367.973_m3
Some compartments and spaces were not clearly shown in open-literature drawings.
For example, variable ballast tank measurements were not included in the drawings used.
reference (9) were used. Several of the parametric equations base the volume calculation on
percentages of total pressure hull (PH) volume, which required an accurate estimate of the
pressure hull volume (Vs). This volume was calculated using offsets of a body of revolution,
as presented in Submarine Concept Design (7). These calculations are shown in the
MathCAD model printout of Appendix C. The method used to determine each major
30
3.2.2.1 Major Compartment and Space Calculations
Engineroom
electrical switchboard areas were summed to obtain total ER area, which was then used as in
the example above to calculate ER volume. Although most diesel submarines have both
forward and aft batteries, the location of these batteries may not be divided between the
forward (OPS) and aft (ER) compartments. In older diesel submarines such as Barbeland
Albacore, both forward and aft batteries are contained in the OPS compartment. More recent
foreign diesel submarines locate the aft battery in the ER and the forward battery in the OPS
compartment. Therefore the ER volume equations differ for older US and foreign modern
diesel submarines.
OPS Compartment
OPS Compartment area was calculated by adding the deck areas for Command and
Control, Auxiliaries, Berthing and Messing, Storerooms, Forward Battery (and aft battery for
BarbelandAlbacore), Weapons and Other Spaces (offices, lounges, etc.). This area was
converted to a volume as in the example above and designated as OPS volume measured
(VOP,). Then from the VpH calculation, equations (3) and (4) from reference (9) were used to
find auxiliary tank and variable load volumes, which were then added to the V., above to
NT(i) = Complement
31
Outboard Volume and Sonar Array
All items outboard of the pressure hull but within the outer shell, such as air flasks,
access trunks and fuel tank structure that displace water are considered outboard volume
(Vob). Due to the difficulty of measuring such items, generally absent from open literature
reference (9). Where major items such as bow sonar arrays are shown and have measurable
dimensions, their volume is calculated. For all submarines studied, the bow sonar array was
cylindrical, so calculating sonar array volume (V) was accomplished using the equation for a
cylinder.
The water in the space around the sonar array would typically be given in new designs
and may be easily estimated for sonar ipheres based on historical data. To estimate the
gyindricalsonar array space water volume, measurements were taken of the submarines studied
and a factor of multiplication was determined for the array space volume. The general
conclusion was that sonar space water for a cylindrical array was significantly less than for a
spherical array and in fact some sonar spaces may actually be free flood areas. To be
consistent, the submarines in the study were assumed to contain a certain volume of dome
water (Vd) surrounding the sonar array which was not counted as free flood.
Everbuoyant Volume
The everbuoyant volume (Veb) is comprised of the pressure hull, the outboard items
and sonar systems. Summing the volumes and multiplying by sea water density provides the
32
Aebr = Veb-P SW (7)
In a balanced ship, Aeb is equal to NSC. These two values are compared as a check of model
The difference in Asub and NSC is equal to the MBT displacement. Multiplying by the
factor 35 ft /lton yields the MBT volume. Another method used in submarine design to
estimate MBT volume is to multiply the NSC by the reserve buoyancy (RB), which is specified
in the owner's requirements. Because the RB was not available in the open literature, MBT
Submerged Volume
Assuming the source to be accurate allows a validity check of the calculations and
measurements used to this point by using the fact that A,,b is equal to the sum of Aeb and MBT
displacement.
As the name implies, free flood volume encompasses all those areas that are open to
the ingress and egress of water within the outer shell of a submarine. Areas such as the sail,
superstructure, "mud tank" (area surrounding the shaft exit from the hull), appendages, and
torpedo tube shutter doors, among a few others, make up the free flood volume. A value of
four to seven percent of the envelope volume for single hull submarines is given to calculate
free flood volume in reference (9). Seven percent was used for this study because it produced
33
Envelope Displacement
The entire volume enclosed by the outer shell of the submarine is called the envelope.
Therefore, envelope displacement is the sum of submerged and free flood displacement.
Using the estimate from above that free flood is seven percent of An, the following
Aenv Af
.ASb+ (9)
Envelope displacement is the final displacement value not including the sail and
appendages such as rudder and control planes. Estimating volumes of such appendages is
tedious and their contribution to the overall displacement is generally quite small. During
initial design, these values may or may not be included, as long as the convention is consistent
throughout the hull design (9). Therefore, appendage volumes were not included in this
study. After obtaining required volumes and displacements, the next step is calculating the
For comparison purposes, parametric equations from reference (9) were used to calculate
certain areas, as would be done in initial design. These areas were then compared to the
measured areas for a check of parametric equations. For individual spaces, the majority of
parametric area and volume equation results did not match the measured areas and volumes
34
However the difference between whole-boat volumes of parametric results and the
calculated volumes based on measured whole-boat dimensions were all within twenty percent.
This difference in the individual volumes but not the overall sum indicates a possible
inaccurate drawings or a combination of these. Rather than attempt to revise the detailed
measurements or modify the parametric equations, the results were left as calculated,
accepting a threshold error of twenty percent with a goal of ten percent comparison errors.
Section V of the math model in Appendix C contains a summary of calculation error checks.
Weight Definitions
Standard weight groups were presented in section 1. The standard weight groups summed
Table 3 provides a summary of the weight breakdown of submarines and what each group is
dependent upon.
35
Table 3: Submarine Weight Breakdown and Estimating
Adding the lead ballast to condition A-1 results in condition A (also known as the standard
displacement of the Washington Treaty) (6). To condition A is added the variable load (VL),
which is the combination of all the weights that can change from day to day plus the variable
ballast required for the submarine to remain in equilibrium, and this sum of condition A and
VL is the NSC.
In order to submerge, weight must be added to the submarine, which is done by filling
large MBTs external to the pressure hull with water from sea. The result of NSC and MBT
weight as shown in section 3.2.2 above is the submerged displacement (Aub). Then adding the
36
Weight Estimation
As stated, the overall goal of this study is to compare the naval architecture of selected
submarines. The weight groups can be considered the basic building blocks of submarine
architecture. Therefore developing accurate estimates of weight groups is the primary goal of
the math model. Of course the most accurate method would be to add the known individual
weights of all material and equipment (i.e., frames, steel plates, cabinets, etc.) that made up
each group. However, even in initial concept design, the material and equipment weights
must be estimated and such weights are definitely not listed in the open literature of diesel
submarines. A much more detailed time consuming search could be performed, gathering
information from vendors, shipping companies and experts in the submarine design field, but
the lack of complete and accurate weight information in open literature sources would still
require making some estimates. Model validation with acceptable error levels is explained in
section 3.4.
This study includes a hybrid method of estimating weights. The first step is taking
measurements of areas and computing volumes of the major compartment groups. Then
these volumes are used in parametric equations developed from a combination of references
(6) and (9) along with historical databases. The actual weight group breakdown was known
for at least one submarine included in the study, the USS Barbel. Using the known values for
Barbel, the parametric relationships were checked for validity and in some cases parametric
equations from reference (6) for nuclear submarines were adjusted for use with diesel
submarines.
37
Parametric Weight Estimates
Reference (6) contains a parametric relationship based on NSC and hull material.
Whereas many of the reference (6) relationships are based on nuclear submarine databases,
group 1 (GR 1) weight is less dependent on type of propulsion system and more dependent
on diving depth, NSC and hull material. Using Figure 1 from reference (6), a factor of GR 1
25 - - ---- -
-
20
10
0 ------------
-
38
Group 2 Propulsion Machinery and Group 3 Electric Plant
As shown in Table 3, Weight Groups 2 and 3 are functions of SHP and KW,
respectively. In a diesel submarine, both weight groups 2 and 3 are also functions of battery
volume. However, to avoid double counting the battery volume, it was only included in the
GR 2 parametric relationship. Although both Barbeland Albacore designs are over 50 years
old, the study assumes that power densities have not changed significantly because diesel
engines and lead acid batteries are still in use. If future submarines use new types of engines
propulsion weights of Barbeland Albacore. Battery volumes were measured from drawings and
Iton Iton
West = 1.759
W~et3 hp -SHP
.VBat + 0.005-
m (14)
VBat = BatteryVolume
To determine GR 3, equation (15), a factor was again determined from Barbel known
K3= 0.0126-
kW
KWi = KWinstalled
makes up the group is rapidly changing and the magnitude of the group strongly depends on
the submarine's mission (9). Mission components that make up the group weight include
39
.........
. ...........
navigation, sonar, fire control and radar systems. To initially calculate this weight group, the
volume of command and control (including all navigation, sonar, fire control and radar areas)
was converted to displacement in Ltons and then compared to NSC. Results are shown
below in Table 4.
The percentages of GR 4 to NSC and the GR 4 weights in Table 4 are higher than
expected. The GR 4 weight from Table 4 is greater than 30 percent higher than the published
GR 4 weight for Barbel of 48.8 Ltons. This error may be due to inaccurate drawings or
counting all of the arrangeable volume in addition to that taken up by equipment. In order to
obtain GR 4 weights more consistent with expected GR 4 weights, the general formula for
GR 4 weight estimate from reference (9) of 4.2 percent of NSC, equation (16) was used for all
submarines studied.
Similar to GR 4, the weights of groups 5 and 6 are proportional to the total weight of
the submarine (9). As noted with the initial attempt to calculate GR 4 weight from volume
high. Therefore another method had to be used. In new submarine designs, a database of
historical percentages for GR 5 and 6 is used to obtain the approximate percentage of NSC.
Because a database of recent diesel submarines was not available, a database of US diesel
submarines was used. Table 5 contains GR 5 and 6 weights as a percentage of NSC for four
40
US diesel submarines. The average percentages are used in equations (17) and (18) as an initial
Submarine
Group A B C D AVG
5 5.66% 8.72% 9.12% 7.20% 7.67%
6 3.52% 2.99% 3.21% 4.13% 3.46%
Weapons systems weight depends on the volume of the weapons spaces, the number
of torpedo tubes and handling systems. The following parametric equation (19) was modified
TT = Torpedo-tubes
form and single hull configuration, eight percent of standard displacement (condition A) is
generally allocated to permanent ballast (5). Therefore lead ballast will make up 8.7 percent of
A-1 + Pb = A (20)
Pb = 0.08*A
A = 12.5*Pb (21)
41
Substituting (21) into (20) yields: Pb = 0.087*A-1
VL includes fluid and gas stowage (auxiliary loads), storerooms, personnel, weapons
and variable ballast (9). It can be calculated as a percentage of NSC. To determine the
fraction for this study, the percentages of NSC were calculated for auxiliary loads and variable
ballast volumes. Storerooms, personnel and weapons were included in these percentages and
not identified individually. For all submarines studied, average percentages of NSC for
auxiliary loads and variable ballast were five and six percent, respectively. Therefore, adding
Finally, knowing the weight group, lead and VL estimates allows the NSC and Aub to
be calculated and compared to published values of NSC and A,. The analysis process is
From the six selected submarines presented in section 3.2.1, the published dimensions are
42
Manual measurements were taken from the open literature drawings. Then using these
dimensions along with published properties such as surfaced and submerged displacement, the
calculations in section 3.2 above were completed. The MathCAD model results were output
to tables where the results could be easily compared. The calculated characteristics and
Two methods were used to validate the results of the method used to derive naval architecture
characteristics in this study. First, if the actual weight group values are known for a particular
submarine, the calculated weight groups can be compared directly to the known values. The
actual weight groups are known for the Barbelandthe Albacore, so their model weight group
estimates and published weight group values are compared directly to obtain a measure of
accuracy.
For cases where the actual weight groups are not known, a measure of accuracy can
still be performed by comparing the model results of NSC and A,,b with the published values
of NSC and Asub. Additionally, model results of A-1 and envelope displacement can be
compared with derived values of A-1 and envelope displacement. The envelope displacement
accuracy check is shown below. Equation (23) relies only on LOA, D, and a shape factor K1,
43
.1 - alllluu
n1111M11n11111mn111111M1111mu
millilio
unlilll"""
"""""""" """"
"""
KI = shapecoefficient
Cpf and C, are calculated from the hull offsets, determined by the published LOA, D and
measured length forward and aft. Therefore the only unknowns in equation (23) are the shape
factors of the ends, r9 and 'q,, the entrance and the run, respectively. A fairly accurate
estimate may be made of rj and rl from Figure 18 in Appendix E (9). The envelope
displacement from equation (23) is then compared to that calculated in section 3.2 from area
measurements.
The goal was to obtain differences within ten percent, with a threshold of fifteen percent.
Refined measurements could be made to further reduce the error but the accuracies attained
SUBMARINES
Parameter SS 580 AGSS 59__ 209 _471 212A P 650
1664 1403 896 2351 1198 1316
1757 1385 901 2497 1187 1428
Error -6% 1% 0% -6% 1% -8%
Surfaced Dispi. Published 2146 1692 1100 3050 1450 1744
1961 1686 1084 3145 1457 1570
Error 9% 0% 1% -3% 0% 10%
-Subm ered, Disl Pubished 12639 1908 1285 3350 1830 1922
2461 1868 1394 3409 1731 1916
Error 7% 2% -9% -2% 5% 0%
44
.. ..... .....
.........
Data results are first compared on the basis of individual weight groups. Then the effects of
differences in naval architecture are analyzed for factors of mission and cost in section 4.3.
From the calculations of chapter 3, the math model output is presented in Table 8.
The output in Table 8 is difficult to compare without normalizing or relating each individual
45
weight groups as a percentage of A-1. Table 9 and Figure 2 show the results for the
submarines studied.
SUBMARINES
Weight SS 580 AGSS 569 209 471 212A P 650
Breakdown
GR 1 49.6% 46.4% 47.3% 49.9% 46.6% 51.0%
GR 2 25.6% 33.6% 23.7% 25.6% 27.4% 21.2%
GR 3 1.3% 1.5% 3.9% 2.4% 3.3% 2.7%
GR 4 5.4% 5.1% 5.2% 5.4% 5.1% 5.6%
GR 5 9.9% 9.3% 9.4% 10.4% 9.3% 10.2%
GR 6 4.5% 4.2% 4.2% 3.9% 4.2% 4.6%
GR 7 3.7% 0.0% 6.3% 2.4% 4.2% 4.8%
A-1 100.0% 100.0% 100.0% 100.0% 100.0% 100.0%
100% GR 7
GR 6
GR 4
75% .3
-
GR
C
50%
C-
C
0
iR 1
25%
-
0% 4-
SS 580 AGSS 569 209 471 212A P 650
Submarines
46
The mean and standard deviation of the weight group percentages is shown in Table 10.
GR 2, and 7 have standard deviations greater than two percent. All group percentage
variations over the submarines studied are dependent on the accuracy of the model-output A-
1. Recall from Table 7 in section 3.4 that errors in A-1 varied from one to six percent.
However, there is an added explanation for GR 2 and 7 standard deviations of 4.2 and 2.2
percent, respectively. AGSS 569 had a relatively large percentage (33.6 percent) devoted to
GR 2 because it was an experimental ship built for speed. Additionally, AGSS 569 was built
without armament and therefore has a GR 7 percentage of zero. Table 11 shows the mean
Another observation of the small deviations in weight group percentages is that all the weight
groups are calculated from the same model, using the same parametric relationships.
47
However, the parametric relationships were developed with the aid of measured areas
converted to volumes of compartments and therefore do not degrade the accuracy of the
results. As further proof of this point, compare the weight group percentages of NSC with
published design norms for diesel submarine design from reference (5), shown below in
Figure 3. The published values are shown in the center of the figure.
100%
GR 7
GR 6
75% GR 5
-
GR 4
GR 3
GR 2
50%
25%- GRI
0%-
SS 580 AGSS 569 209 Published 471 212A P 650
SSK
Submarines
48
4.2 Analysis ofResults
As the submarines spanned a large number of years, an historical perspective can be examined
in weight group 3, electrical systems. SS 580 and AGSS 569 both have GR 3 percentages
below 1.5% while later submarines reach nearly 4%. This growth in GR 3 can be attributed to
performed with hydraulics or air systems are now performed with electrical-driven motors or
actuators; 2) computer-based system increase in fire control, radar, radio, navigation and
sonar.
Going beyond the standard weight group comparison, GR 6 weight (outfit and
furnishing) can be analyzed from the perspective of space per man. GR 6 percentages have a
mean of 4.3 percent and standard deviation of 0.2 percent over the selected submarines. The
decreased on diesel submarines. Using the equivalent volume from the GR 6 weight output
and the complement, space per man (m3) was calculated and plotted for the corresponding
49
............. .....
. ....... .........
.. --- --------
FP650
S 569
s s58(
There are at least two possible explanations for this result: 1) the living accommodations per
man have steadily increased from 1950 to present day; 2) furnishings such as lounge and
recreation areas have increased on board, so the space is not only allocated to people but to
furniture as well. Additional data would be necessary to determine the actual use of the
Mission effects on naval architecture are evident in the GR 2 and GR 7 results of AGSS 569
explained in section 4.1 above. The AGSS 569 was designed as an experimental platform,
50
with a hull of revolution or "teardrop" shape, smaller appendages and no weapons systems, all
of the remaining submarines. The Type 209 weight percentage of 6.3 percent, greater than
any other submarine, is due to the increased number of torpedo tubes in the 209. A possible
consequence is a reduction of RB of 15 percent in the Type 209, compared to its most similar
hull class, the Type 212A which has a RB of 28 percent. The hull dimensions of the two hulls
are similar but more volume was taken up by mission-related functions in the Type 209,
This relatively large RB for Type 212A is unexpected. Most US submarines have RB
values between ten and twelve percent, so a value twice that stands out. Possible reasons and
(HDW) of Kiel and Emden, Germany and Kockums of Karlskrona, Sweden. France operates
Direction Construction National (DCN) and competes with TNSW for competing submarine
contracts. Spain has recently started building submarines at Cartegena under the manufacturer
IZAR, in collaboration with DCN. Other European countries building diesel submarines
include Greece, Turkey and Italy, all under license of HDW/TNSW. In Asia, Japan continues
to steadily produce diesel submarines and China is improving its submarine-building programs
(14). But the submarines typically built by Japan and China are for their sole use.
51
The information found on submarine construction methods indicated a history of
modular construction techniques, similar to the recent nuclear submarine USS Virginia
construction. A look at history shows this construction method to have been extensively used
by Germany in WWII, where the U-boat construction was parceled out to many assembly
groups, each completing parts and subassemblies, termed modules. These modules were
brought together in decreasing numbers of subassemblies and finally into one shipyard for
final assembly (5). Prior to computer aided drafting (CAD) submarine designs would
sometimes be tested for fit up using full scale mock ups. More recent diesel designs have used
fifth-scale models rather than full mock ups, and CAD programs have significantly assisted
arrangements (5).
What are nations looking for in submarine capabilities? With the exception of nations
building nuclear submarines, nations seeking to obtain submarines are looking for inexpensive
but effective diesel submarines possessing advanced design without the need for extended
. Either a fuel cell AIP component or a closed cycle, external combustion AIP engine
* Hull construction of high carbon yield steel with non-magnetic, low field signature.
Diesel submarines should be suited for detection of hostile submarine intrusion into home
52
emissions and ability to carry unmanned submerged vehicles. Overall nations are looking for
minimum cost and stealth as priorities for their diesel submarine acquisitions (14).
Cost information is difficult to find in open literature. Countries that sell diesel submarines do
not list published prices of their submarines for the general public. The only accurate data
obtained was that of the Type 212A selling for just over $500 M in 2004 (14).
An important distinction must be made between price and cost. The price of a
submarine is the amount a shipbuilder is willing to offer to build the vessel to specification.
Price depends on the number of boats planned to be built, how quickly they are required, the
level of competition, the resources, expertise of the shipbuilder, and the facilities. Thus the
price of a submarine can vary drastically, even with the same design requirements (5).
The cost, however, is the total of the individual costs of the contents. Cost is an
inherent property of a submarine usually determined early in the design stages. Cost
estimating has traditionally been based on weight group breakdown, and a cost per ton was
normally determined to find the overall cost of the submarine. But more recently, submarine
designers and builders have moved toward functional costing or relating cost directly to the
functional performance parameters of the design (5). However, the accuracy of functional
costing is difficult to predict because it is almost impossible to obtain a single valued function
to cost relationship.
prices may be difficult. Other builders are starting interesting programs, one of which was
covered in this study, Spain's P 650 built by IZAR. From the analysis, P 650 appears to be a
very capable platform and may compete well with the German designs of HDW. But the first
53
P 650 will not be commissioned until 2007, so competition with HDW will have to be
compared at that time. Therefore, cost effects on naval architecture are largely qualitative due
to the limited amount of data available. One conclusion that doesn't require quantitative data
is that it is not feasible to put performance above all cost considerations and in most designs,
the designer must carefully account for the mix between performance, cost and resources (5).
Reviewing again the results of Table 11 above, the lack of significant difference in standard
deviation is not surprising when considering that the basics of ship design have remained the
same. The basic law of Archimedes still applies, regardless of advances in technology, mission
differences, cost factors or construction techniques. This result may have been shown for
submarines of the same country before but never explicitly shown for submarines of different
countries. Comparative studies of surface ships have found similar conclusions. For example,
Kehoe and Graham note that although the process of design for US and foreign surface ships
varied, the average values of characteristics did not vary significantly (13).
limiting factor. Although technology and construction techniques have changed over the
years of submarine design, the conclusion is that the changes have not been significant enough
to alter the traditional submarine design process. Another possible reason for the similarity in
results is what was mentioned in chapter 1, that initial design starts with previous submarine
databases. Estimates are made early in the design from those databases that carry throughout
the final product, resulting in similar weight divisions. This result will be discussed in further
detail in chapter 5.
54
5 Conclusions
In conclusion, this study has presented a method to obtain volumes and weight groups of
diesel submarines given dimensions normally found in open literature. Furthermore the
weight group percentages were found to not vary significantly from one design to the next.
The similarity in weight groups may be attributed to using historical databases and borrowing
from previous designs to develop the initial estimates for a new design. As Jackson notes,
"Weight and volume estimating depends on the accumulation of data from a great many
sources in a systematic manner... It is the crux of the concept design phase as weights and unit
volumes must be intelligent guesses while everything else is subject to rigorous mathematical
analysis" (7). These intelligent guesses come from databases of previous designs and therefore
Mission factors do have an effect on weight groups, if the mission factor is of a "large
scale". Those factors found to be large enough in this study were the presence or absence of
one type of mission, such as the lack of armament or the emphasis on speed in the mission.
Cost does seem to have an implied effect of leveling the field of possible designs due
to constraints on size, cost and arrangements of submarine designs, but no quantitative data
was found for this conclusion. The fact that countries seek the least expensive, most capable
more effective have been revealed by this analysis of diesel submarines. Diesel submarine hull
characteristics have grown beyond the ideal of Hollandand therefore have become less
hydrodynamically efficient than the hull of revolution design. It is difficult to reduce size
55
constraints once they have grown and been incorporated into new ships. Designers must
resist the tendency of volume growth trend but the reversal of such a trend is contrary to the
perception that a more effective platform must meet more capability based requirements.
In performing this study, the following areas were identified that would expand the scope of
Six submarines were selected and two of those were mainly included for the development of
parametric equations. The two older US submarines provided a historical perspective but
technologies. As diesel submarine numbers increase, more data may be available and
therefore should ease the task of gathering that data. Additionally, more submarine data will
The math model can be improved to output additional characteristics and therefore add to the
comparisons available. Volumes and weight groups were the only naval architectural
characteristics calculated. If more complete and accurate drawings are obtained, additional
weights could be calculated of frames, plates and bulkheads for instance, which could yield
internal areas could be obtained to calculate more accurate volumes and to develop more
precise parametric equations for cases where drawings were not available.
56
5.2.3 Reserve Buoyancy
An interesting result is the relatively large RB of Type 212A. The RB was calculated in the
From Table 8 the math model output for RB was 28 percent. If RB is calculated from
Published values:
RBz = 26
%
This result is over twice that of design-lane values of 10 to 12.5 percent, even when
considering smaller submarine hulls will have larger RB values. The possible causes were not
This study's focus was on the comparison of submarine weight groups but more detailed
new battery technology and weapon systems. Research of propulsion and weapons
capabilities would provide a more thorough comparative analysis of the submarines studied.
57
5.3 Closing
This study covered in detail the submarine design procedure, foreign diesel submarine designs,
and methods of comparative naval architecture. A math model was developed to estimate
volumes and weight groups from open literature diesel submarine drawings. The overall
conclusion is that submarine design has not changed significantly, with regard to the major
components of naval architecture, the weight groups. Submarine designers must continuously
make engineering estimates and rely on previous designs for volume and weight predictions,
58
1u
".""""' . """"""""...
. . ........
11111m
References
1. Lienau, Peter. "The Working Environment for German Submarine Design During WWII."
December 2 1999 <http: / /wwvw.navweaps.com/index tech/tech-050.htm>
2. The Simon and Schuster encyclopedia of World War II / edited by Thomas Parrish; chief
consultant editor, S.L.A. Marshall. - New York: Simon and Schuster, 1978.
<http:/ /xw.angelfire.com/ct/wv2europe/stts.html>
5. Burcher, Roy, and Louis Rydill. Concepts in Submatine Design. Cambridge: Cambridge UP,
1994.
6. Jackson, Harry A., P.E., CAPT USN (Ret). "Fundamentals of Submarine Concept Design."
SNAME Transactions, Vol. 100, pp 419-448, October 1992.
7. Jackson, Harry A., P.E., CAPT USN (Ret). "Submarine Concept Design." ASNE, October
5 1988.
8. Arentzen E.S., Capt, USN, and Philip Mandel. "Naval Architectural Aspects of Submarine
Design." SNAME, November 17-18, 1960.
9. Jackson, Harry A., P.E., CAPT USN (Ret). MIT Professional Summer Course "Submarine
Design Trends", 1992.
10. Stenard, John K., LT, USN. ComparatieNaialArchitecture of Modern Foreign Submarines.
Massachusetts Institute of Technology. May 1988.
11. Cann, Glenn, et al., eds. Introduction to Submarine Design. 1995 LAP Submarine Design
Course notes. Dept of Ocean Engineering, Massachusetts Institute of Technology, 13
December 1994.
12. Jane's Information Group Limited. Jane'sFghtingShips 2002-2003, One HundredFfth edition.
Commodore Stephen Saunders RN, editor. Coulsdon Surrey, UK, 2002.
13. Kehoe, James W., Jr, CAPT USN, and Clark Graham, CDR USN, Kenneth Brower, and
Herbert A. Meier. "Comparative Naval Architecture Analysis of NATO and Soviet Frigates."
Naval Engineers Journal, October 1980.
59
Appendices
60
Appendix A: Design Spiral
61
Submarine Design Spiral
Requirements
Profile
Dynamics
Structure
Stanc balance
Polygon Arrangement
62
Appendix B: SS Design Flowchart
63
|
I|||IIII|
|||IjI
Design Equilibrium
Requirements Polygon
YES
Volume
Required Powering
Initial Sizing
_ - Layout Maneuvering
- Deck Ht
Volume
Avail Req'd Cost
Iterate
Re-Arrange Weight
Estimate
NO All
Req'ts
Gross Char Met?
YES
NO W=B? Feasible
Boat
YES
Fuel
Calculation
NO Long YES
Bal?
64
Appendix C: Math Model
65
Diesel Submarine Comparative Naval Architecture Analysis Math Model
Developed from the MIT Math Model
Kai 0. Torkelson, LCDR, USN, 6 May 2005
i. CONSTANTS
fCurve = factor forhull curvature fcurve obtained from 1994 SS design section of Introduction to Submarine Design
The input excel file, Mathcad input.xls, draws from a variety of input excel files which provide all necessary submarine data that is
used throughout this model to calculate the the desired output characteristics. Each input is read from the input matrix individually
and assigned a range variable, such as NSC(i) or LOA(i), for the i-number of submarines included as candidates.
i:=0. 5
I. CHARACTERISTICS
Surfaced Displacement NSC(i) :1 0, i Iton Normal Surfaced Condition = Surfaced Displacement
66
Diving Depth (m):
DD(i) =10,i m
Passageway Factor:
f~way 1.08 1.08 as used in 1994 Intro to Sub Design for SS (diesel subs)
67
II. VOLUME CALCULATIONS
This section calculates compartment and space volumes within the submarine, based on input data from plan and inboard profile
drawings. The Variables indicate the type of volume and the subscript indicates the location.
A. Engineroom Volume:
Using submarine profile drawings/pictures, measure the area for the Engine Room (ER):
2
2. Berth & Mess: Abm(i) :=22.4 ft NT(i)
68
7. Parametric-Calculated Ops Volume: (Barbel and Albacore aft batteries are included in ops compartment)
Apopsi) fPway-flurve-(Acc(i) + Abm(i) + Asr(i) + Aos(i) + Awep(i) + AFB(i))
8. Measured Ops Volume:(Barbel and Albacore aft batteries are included in ops compartment)
Aopsm(i) := fPway'fCurve-(Acc(i) + Abmm(i) + Asm(i) + Aosm(i) + Awep(i))
I Vopsm(i) if 3 < i
I. Using the pressure hull measured values of L, D, and length of parallel mid-body and forward & aft shape factors.
hull shape
Entrance: ' fph(i) :=34, Note: These factors are for the pressure hull only, not the overall
check:
Lpmbph(i) := Lph(i) - Lfph(i) - Laph(i)
Lfph(i) Laph(i) Lpmbph(i)
one(i) := +
Dph(i):=I jm
+
fphh)
1
ph(xl) := L Y
fLfph(i) - x)
Lfph i) ) j
Dph()
2
69
1 1,
, 1 d01
3. Run:
PHLph i
VPH(i) Jf ) O-tph (xi) dx VPH
O-ft
VPHO
Aph(')
)
3
350.02831685-
lton
Vaux equation from Harry Jackson's notes. This includes auxiliary machinery, tanks,
Vaux(VPH,i) :=0.041VpH(i) + .529n -NT(i)
etc.
VV4VPH, i) 0.06 4 VpH(i) VVB equation from Harry Jackson's notes. Volume of variable ballast tanks.
Vaux(i):= VauxVPH,)
VVfi):= VV4VPH,)
Aphm(i) := Vphm(i)PSW
0 (i) + VER(i)
Vphm(i) := Vops
VPH(i) - Vphm(i)
ErrVphf i)
VPH(i)
If Errph 0, then calculated volume is smaller than that derived from drawing measurements.
<
If ErIph > 0, then that derived from drawing measurements is larger than calculated volume.
IF ERROR > +/- 10% ADJUST YOUR HULL CHARACTERISTICS - LOOK CLOSELY AT MEASURED VOLUMES.
E. Outboard Volume:
Vob(i) := .12-VPH(i) 0.12 obtained from Intro to Sub Design (SS) 1994
70
. . ..... ..
... ........... ..... ...........
..
Measure radius and height of bow sonar array: rsa(i) im hsa(i) 133 im Vsa(i) := l-rsa(i) -hsa(i)
Vdfi) := Vsa(i)-5
H. Everbuoyant Volume: The everbouyant volume is used later to compare with NSC weight.
Aebr(i) eb(')P SW
Vbt(i)
RB~i) :=
Veb(i)
J. Submerged Volune:
Vs(i) := Veb(i) + Vbt(i)
As(i) := Vs(i).P SW
)
S ( P(i)
Aenv(i) := Venv(i)'P SW
Vgti):= p(i)-env(i)
Afti):= Vtji)-p SW
71
III. ENVELOPE VOLUME BY PARAMETRIC EONS
A. Hull Characteristics:
Using the volume requirements calculated in Section 11 and measured values of (Figures 2-1, 3-1/2/3, 5-2/3) - L, D, and length of
parallel mid-body and forward & aft shape factors.
-
D(i)
D(i)
LOD= function L = function
Lafi)
L~a(i) := 3.6.D(i) aft_endfrac (i) := --
D(i)
+
LOA(i) LOA(i) LOA(i)
B. Volume Calculations for total ship:
.rlf(i)
D(i)
yfl(x1,i)
li{i)
)
2. Run: La = function
xF i.i + ILpmb(i) Di
va(xF,i):= I- D(i)
2
2La(i)
D(i)
if Lt{i) xl Lt) + Lpmb(1)
If Er;,, <0, then calculated volume is smaller than that derived from drawing measurements.
If Err,, > 0. then that derived from drawing measurements is larger than calculated volume.
IF ERROR> +/- 10% ADJUST YOUR HULL CHARACTERISTICS - LOOK CLOSELY AT MEASURED VOLUMES.
72
5. Total Prismatic Coefficient
Vtot(i)
CD(i) := 2 C = function
D1i))
-2.4- D(i)
,f2.t
O-ft
2
i offt(x, i) .n dxl
T2.4-D(i)
0-ft
2.offt(xl, i) -n dx1
f L(i) 2
Ofit(x1, i) -n dx1 f L(i)
( L(i)-3.6-D(i))
2-offt(xl, i)-n dx1
K2(i) := 6 - 2.4Cwsf(i) - 3
KI(i) := 6 - 24Cpf(i) - 3 .6-Cpa(i) .-&Cwsa(i) WS(i) i-i)2.(LOD~i) - K2(i))]
:=Lx
n-D(i) LOA(i)
DIon
Aenvd()
)
:= - A - Kl(i)
end 140 ft3 D(i)
Note: The outboard volumes external to the main envelope of the submarine are not included in the hull sizing.
Aenvd(i) - Aenvc(i)
Aenvc = function Aenvd = function Errdenv(i) := Aenvd 0)
If Err <0, then calculated displacement is smaller than that derived from K1 estimate.
If Err> 0. then that derived from Ki estimate is larger than calculated displacement.
IF ERROR +/- 100%ADJUST YOUR HULL CHARACTERISTICS - LOOK CLOSELY AT KI ESTIMATE IN envc.
73
IV. INTERNAL LAYOUT
Based on yonr data and inboard profile drawings , input the longitudinal location of the following bulkheads measured from fore to aft.
The general methodology is to work from fore and aft towards amidships. Starting forward and working aft....
A. Dome:
Sonar Dome Bulkhead location: Domeaft(i) := 11im
NOW, starting aft and working forward, still using the prufi I dra \in L as the basis input the following locations...
L(i) - MUDfwd(i)
Aft MBT length: MLDfwd(i) - ERaf(i) PHaft(i) := ERaft(i) + RER(i) PHad = function
Rp(i) := of(OPSfwd(i), I)
1
PI fwd = function
OPS Stack length actual: OPSlength(i) := ERfwd(i) - OPSfwdi) + ROpS(i) OPSlength = function
74
V. Summary of Error Checks
A. Overall measured PH vs. calculated PH volume
VPH(i) Vphmdi)
-
Errvph(i)- - Errvph)
VPH') 3.22
%
-19.88
16.224
18.717
If Errph < 0, then calculated volume is smaller than that derived from drawing measurements.
If Errph > 0, then that derived from drawing measurements is larger than calculated volume. 13.066
IF ERROR > +/- 10% ADJUST YOUR HULL CHARACTERISTICS - LOOK CLOSELY AT MEASURED VOLUMES.
tot(i) - Venv(i)
Elnenvi) Vtot( i) Erenv) ~
4.265
%
10.172
-9.575
-16.833
If Errny <0, then calculated volume is smaller than that derived from drawing measurements. -10.156
If Errenv > 0, then that derived from drawing measurements is larger than calculated volume. -11.297
IF ERROR > +/- 10% ADJUST YOUR HULL CHARACTERISTICS - LOOK CLOSELY AT MEASURED VOLUMES.
C. Overall parametric-derived envelope vs. measured envelope displacement
Aenvd(i) - Aenvc(i)
Aenvd(i) ErrAenvy0)
0.394%
-3.12
-0.014
0.142
If Err, < 0, then calculated displacement is smaller than that derived from KI estimate.
If Err, > 0, then that derived from KI estimate is larger than calculated displacement.
IF ERROR ->+/- 10% ADJUST YOUR HULL CHARACTERISTICS - LOOK CLOSELY AT KI ESTIMATE IN envc.
75
VI. WEIGHT ESTIMATION
A. Initial A-1 Weight Estimation:
Input the Group 1 fraction of NSC (Fig 1): W lfrac:= .385 W Iest(i) := W Ifrac-NSC(i)
Iton Iton
W2est(i) := 1.759 *VBat(i) + 0.005 -SHP(i)
3 hp
m
Iton
Input the Group 3 K3 (developed from SS580): K3:= 0.0126- W3est(i) := K3-KWi(i)
kW
Calculate Group 7 Weight (Use moditied Stenard W7est(i) 0.003ton -Vwep(i) + 61ton-TT(i)
parametric equation): ft3
Vd(i)
(1 + WPBfrac. W lest(') + W2est(i) + W 3 est(i) + + W7est()
35-- -i)
Asurfest 0 W 4 frac(i) 11
(1 - WVLfra) - (1 + WPBfrac)' + W5frac(i) + W6frac(i) Al frac
( AIfrac ) _
76
VII. OUTPUT
VER(O) VER(l) VER( 2 ) VER( 3) VER( 4) VER(5) N
2 3 Vopsm( 4 ) Vopsm(5)
Vopsm(O) Vopsm(l) Vopsm( ) Vopsm( )
Vaux(O) Vaux( 1) Vaux(
2 Vaux( 3 Vaux(
4 Vaux(5)
)
)
VVB(2) VVB(3) VVB(4) VB(5)
VVB(O) VVB(1)
VPH( 1) VpH(2) VpH(3 VpH(4 VpH(5)
VPH(0)
)
)
Vs(O) Vs(l) Vs(2) Vs(3) Vs(4) Vs(5)
4 Venv(5)
Venv(O) Venv(l) Venv(2) Venv(3) Venv(
)
Vg(0) Vff(l) Vf( 2 Vff( 3 Vff( 4 Vff(5)
)
)
)
Volumes:= 3
Vob(O) Vob(1) Vob( 2 Vob( Vob( 4 Vob(5)
)
)
)
2 3
Vsa(O) Vsa(I) Vsa( Vsa( Vsa( 4 Vsa(5)
)
)
)
3 4
Veb(O) Veb( 1) Veb( 2 Veb( Veb( Veb(5)
)
)
)
3 4
Vbt(0) Vbt( 1) Vbt( 2 Vbt( Vbt( Vbt(5)
)
)
)
Vtot(2) Vtot(5)
Vtot(0) Vtot( 1) tot(3) Vtot(4)
VFB(
2
VFB(
3 VFB( 4 VFB(5)
VFB(O) VFB(l)
)
)
)
A os(5) '
A os(0) A os(1) A 0 s(2) A os(3) A os(4)
Areas A opsm(0) A opsm(1) A opsm( 2) A opsm( 3)
A opsm( 4) A opsm(5)
3
OPS length(0) OPS length( 1) OPSlength(2) OPS length( ) OPS length(4) OPS length (5))
77
WIest(0) Wlest(l) WIest( 2 ) WIest( 3 ) WIest(4) Wlest(5)
END
78
Appendix D: Submarine Profile and Plan Drawings
79
SS 580 USS Barbel
* Plan and Profile dimensions obtained from Submarine SS 580 Booklet of General Plans,
BUSHIPS NO. SS 580-845-1702763, Naval Shipyard Portsmouth, NH
80
AGSS 569 USS Albacore
81
USS ALB3ACOREJ(,-IGSS 569)
"W. WSW
0"Wpas 41116SIEW11 NOW
.!z DOW MAIN DECK
-7 y
U10" -"WW
AFTSAR INRDFIscoo
1'~~~~~~0c ~1 p~g
TVL
I FWDE r~ TUT
Profile Viewv
Type 209/1200
faJ I
83
Type 209/1200
L- --__----
1.
85
I
F- --L- T
-- -1 .-- C
-
Plan View - 1st Level
~ 9- - ~ ~ i~ U
[Ilam
- LiJE-2 CJSD)s 'Eu
B
Plan View - 2d Level
~uC~
21 II --
)
~ ~~~]--
0=
EC
87
IZAR S80/ P650
88
P 650
00
90
Figure 18 from Reference (9)
A'f= 1.84
A = 1.84
if = 2.00
= 2.00
C m = 2.50
S= 2.50
D ilf = 3.00
Tb = 3.00 I -D
11111
00
= 4.
E
T = 2.75 D
11111 D
If = 2.50
F
= 2.75
91