Annexure-VII

FORM NO. MGT-9

EXTRACT OF ANNUAL RETURN
As on the financial year ended on 31st March, 2020

[Pursuant to Section 92(3) of the Companies Act, 2013 and Rule 12(1) of the
Companies (Management and Administration) Rules, 2014]

I. REGISTRATION AND OTHER DETAILS

CIN L40101HR1975GOI032564
Registration Date 7th November, 1975
Name of the Company NHPC Limited
Category/Sub-Category of the Company Public Company/Government Company/Limited by Shares
Address of the Registered office and contact NHPC Office Complex, Sector- 33,
details Faridabad, Haryana – 121 003
Tel. No. 0129-2588110/2588500
Fax. No. 0129- 2278 018
E-mail: companysecretary@nhpc.nic.in
Website: www.nhpcindia.com
Whether Listed Company Yes
Name, Address and Contact details of 1. For Equity Shares and Tax-free Bonds
Registrar and Transfer Agent KFin Technologies Private Limited,
Selenium Tower- B, Plot No. 31-32,
Gachibowli Financial District, Nanakramguda,
Hyderabad – 500 032
Tel: 040 6716 2222
Fax: 040 2300 1153
Toll Free No:1800 345 4001
E-mail: einward.ris@kfintech.com
Website: www.kfintech.com
2. For other Bonds
RCMC Share Registry Private Limited
B-25/1 , First Floor,
Okhla Phase-II
New Delhi-110 020
Tel: 011-26387320
E-mail: info@rcmcdelhi.com

II. PRINCIPAL BUSINESS ACTIVITIES OF THE COMPANY

All the business activities contributing 10% or more of the total turnover of the company are given
below:

S.No. Name and description of main NIC Code of the % to total turn over of
products/services Product/service* the Company#
1 Energy (Hydro Power) 35101 95.03
Electric power generation by Hydroelectric
Power Plants
* As per classification under National Industrial Classification, Central Statistical Organization, Ministry of Statistics and
Programme Implementation, Govt. of India
#
On the basis of Gross Turnover

101
 Annual Report
2019-20
III. PARTICULARS OF SUBSIDIARY AND ASSOCIATE COMPANIES
S. Name and address of the CIN Subsidiary/ % of shares Applicable
No. Company Associate held Section
1. NHDC Limited U31200MP2000GOI014337 Subsidiary 51.08 2(87)
NHDC Parisar, Near Hotel
Lake View Ashoka, Shyamla
Hills, Bhopal-462013, Madhya
Pradesh
2. Loktak Downstream U40101MN2009GOI008249 Subsidiary 73.17 2(87)
Hydroelectric Corporation
Limited
Loktak Power Station, NHPC
Limited, P. O. Loktak,
Kom Keirap - 795114, Manipur
3. Bundelkhand Saur Urja Limited U40300UP2015GOI068632 Subsidiary 99.99 2(87)
TC-43/V, Vibhuti khand, Gomti
Nagar, Lucknow - 226010,
Uttar Pradesh
4. Lanco Teesta Hydro Power U40109TG2000PLC034758 Subsidiary 100 2(87)
Limited,
1-7-37/1, NMDC Quarters,
Quarters No. Type IV-1, Opp.
Ramanthapur Church, Street
No.8, Ramanthapur,
Hyderabad- 500013, Telangana
5. Chenab Valley Power Projects U40105JK2011PTC003321 Associate 49.89 2(6)
Private Limited, (Joint
Chenab Jal Shakti Bhavan, Venture)
Opposite Saraswati Dham, Rail
Head Complex, Jammu - 180012,
UT of Jammu & Kashmir
6. National High Power Test U73100MP2009PTC047744 Associate 20 2(6)
Laboratory Private Limited, (Joint
NHPTL, Powergrid Complex, Venture)
765/400 K. V. Substation,
Khimlasa Road, Bina,
Sagar - 470113, Madhya Pradesh

IV. SHAREHOLDING PATTERN (Equity Share Capital Break-up as percentage of Total Equity)
(i) Category-wise Shareholding
Category of Share- No. of Shares held at the beginning of the year No. of Shares held at the end of the year %
holders (As on 01.04.2019) (As on 31.03.2020) Change
Demat Physical Total % of Demat Physical Total % of during
Total Total the year
shares shares
A. Promoters
(1) Indian
a) Individual/HUF 0 0 0 0 0 0 0 0 0
b) Central Govt 7365964993 0 7365964993 73.33 7126772676 0 7126772676 70.95 (2.38)
c) State Govt (s) 0 0 0 0 0 0 0 0 0
d) Bodies Corporate 0 0 0 0 0 0 0 0 0

102
 Category of Share- No. of Shares held at the beginning of the year No. of Shares held at the end of the year %
holders (As on 01.04.2019) (As on 31.03.2020) Change
Demat Physical Total % of Demat Physical Total % of during
Total Total the year
shares shares
e) Banks/FIs 0 0 0 0 0 0 0 0 0
f) Others 0 0 0 0 0 0 0 0 0
Sub-Total (A) (1) 7365964993 0 7365964993 73.33 7126772676 0 7126772676 70.95 (2.38)
(2) Foreign
a) NRIs- Individuals 0 0 0 0 0 0 0 0 0
b) Other- Individuals 0 0 0 0 0 0 0 0 0
c) Bodies Corporate 0 0 0 0 0 0 0 0 0
d) Banks/FIs 0 0 0 0 0 0 0 0 0
e) Others 0 0 0 0 0 0 0 0 0
Sub-Total (A) (2) 0 0 0 0 0 0 0 0 0
Total shareholding 7365964993 0 7365964993 73.33 7126772676 0 7126772676 70.95 (2.38)
of Promoter (A)=(A)
(1)+(A)(2)
B. Public Shareholding
1. Institutions
a) Mutual funds/UTI 321471603 0 321471603 3.20 586717209 0 586717209 5.84 2.64
b) Banks/FIs 65101540 0 65101540 0.65 63709606 0 63709606 0.63 (0.02)
c) Central Govt./State 0 0 0 0.00 0 0 0 0.00 0.00
Govt.(s)
d) Venture Capital 0 0 0 0.00 0 0 0 0.00 0.00
Funds
e) Insurance 777695996 0 777695996 7.74 771748175 0 771748175 7.69 (0.05)
Companies
f) FIIs 491665365 0 491665365 4.89 470342884 0 470342884 4.68 (0.21)
g) Foreign Venture 0 0 0 0.00 0 0 0 0.00 0.00
Capital funds
h) Others 0 0 0 0.00 0 0 0 0.00 0.00
Sub-total (B) (1) 1655934504 0 1655934504 16.48 1892517874 0 1892517874 18.84 2.36
2. Non Institutions
a) Bodies Corporate 463978931 0 463978931 4.62 452106009 0 452106009 4.50 (0.12)
b) Individuals
i) Individual 407257061 95067 407352128 4.06 394777481 81352 394858833 3.93 (0.13)
shareholders holding
nominal share capital
upto ` 1 lakh
ii) Individual 131512320 0 131512320 1.31 142619046 0 142619046 1.42 0.11
shareholders holding
nominal share capital
in excess of ` 1 lakh
c) Others
(i) Clearing Members 3471589 0 3471589 0.03 7736531 0 7736531 0.08 0.05
(ii) Non Resident 8807589 7575 8815164 0.09 9064332 7575 9071907 0.09 0.00
Indians
(iii) Non Resident 4081989 0 4081989 0.04 5648619 0 5648619 0.06 0.02
Indians-Non-
repatriable

103
 Annual Report
2019-20
Category of Share- No. of Shares held at the beginning of the year No. of Shares held at the end of the year %
holders (As on 01.04.2019) (As on 31.03.2020) Change
Demat Physical Total % of Demat Physical Total % of during
Total Total the year
shares shares
(iv) Foreign Nationals 500 0 500 0.00 500 0 500 0.00 0.00
(v) Overseas Corporate 175 0 175 0.00 175 0 175 0.00 0.00
Bodies
(vi) Trusts 1840819 0 1840819 0.02 2697489 0 2697489 0.03 0.01
(vii) Non-banking 453831 0 453831 0.00 302020 0 302020 0.00 0.00
Financial Institutions
(viii) IEPF 1627862 0 1627862 0.02 2428917 0 2428917 0.02 0.00
(ix) Qualified 0 0 0 0.00 8274209 0 8274209 0.08 0.08
Institutional Buyer
Sub-total (B)(2) 1023032666 102642 1023135308 10.19 1025655328 88927 1025744255 10.21 0.02
Total Public 2678967170 102642 2679069812 26.67 2918173202 88927 2918262129 29.05 2.38
Shareholding (B)=(B)
(1)+(B)(2)
C. Shares held by 0 0 0 0 0 0 0 0 0
Custodian for GDRs
& ADRs
Grand Total (A+B+C) 10044932163 102642 10045034805 100 10044945878 88927 10045034805 100 0.00

(ii) Shareholding of Promoters

S. Shareholder’s Shareholding at the beginning of the Shareholding at the end of the year % change
No. Name year (As on 01.04.2019) (As on 31.03.2020) in share-
No. of Shares % of %of Shares No. of % of %of Shares holding
total Pledged / Shares total Pledged / during
Shares encumbered Shares encumbered the year
of the to total of the to total
company shares company shares
1 President of India 7365964993 73.33 0.00 7126772676 70.95 0.00 (2.38)
Total 7365964993 73.33 0.00 7126772676 70.95 0.00 (2.38)

(iii) Change in Promoters’ Shareholding

S. Particulars Shareholding at the Transaction during the year Cumulative

No. beginning of the year Shareholding during
(As on 01.04.2019) the year (01.04.2019 to
31.03.2020)
No. of % of total Date Increase/ Reason No. of % of total
shares shares (Decrease) shares shares
of the of the
Company Company
1. At the beginning of the 7365964993 73.33 7365964993 73.33
year
2 Date wise Increase/ 10.10.2019 (22034198) Transfer 7343930795 73.11
Decrease in Promoters’ to
Shareholding during Bharat
the year specifying the 22 ETF
reasons for increase/ 03.02.2020 (217158119) Transfer 7126772676 70.95
decrease to CPSE
ETF
3. At the end of the year 7126772676 70.95 7126772676 70.95
104
(iv) Shareholding Pattern of top ten Shareholders (other than Directors, Promoters and Holders of
GDRs and ADRs)

S. Name of the Shareholder Shareholding Cumulative shareholding

No. during the year (01.04.2019 to
31.03.2020)
No. of shares % of total No. of shares % of total
shares of the shares of the
Company Company
1 LIFE INSURANCE CORPORATION OF INDIA
At the beginning of the year 734379599 7.31 734379599 7.31
Bought during the year 2252348 0.02 736631947 7.33
Sold during the year 0 0.00 736631947 7.33
At the end of the year 736631947 7.33 736631947 7.33
2 POWER FINANCE CORPORATION LIMITED
At the beginning of the year 244473240 2.43 244473240 2.43
Bought during the year 0 0.00 244473240 2.43
Sold during the year 10000000 0.10 234473240 2.33
At the end of the year 234473240 2.33 234473240 2.33
3 CPSE EXCHANGE TRADED SCHEME (CPSE ETF)
At the beginning of the year 0 0.00 0 0.00
Bought during the year 341357419 3.40 341357419 3.40
Sold during the year 148412676 1.48 192944743 1.92
At the end of the year 192944743 1.92 192944743 1.92
4 REC LIMITED
At the beginning of the year 175302206 1.75 175302206 1.75
Bought during the year 0 0.00 175302206 1.75
Sold during the year 0 0.00 175302206 1.75
At the end of the year 175302206 1.75 175302206 1.75
5 HDFC TRUSTEE COMPANY LIMITED – HDFC BALANCED ADVANTAGE FUND
At the beginning of the year 82953520 0.83 82953520 0.83
Bought during the year 54906994 0.54 137860514 1.37
Sold during the year 0 0.00 137860514 1.37
At the end of the year 137860514 1.37 137860514 1.37
6 EDGBASTON ASIAN EQUITY TRUST
At the beginning of the year 56455779 0.56 56455779 0.56
Bought during the year 22554934 0.22 79010713 0.78
Sold during the year 10359208 0.10 68651505 0.68
At the end of the year 68651505 0.68 68651505 0.68
7 HDFC TRUSTEE COMPANY LIMITED- HDFC TAX SAVER FUND
At the beginning of the year 60641557 0.60 60641557 0.60
Bought during the year 0 0.00 60641557 0.60
Sold during the year 219000 0.00 60422557 0.60
At the end of the year 60422557 0.60 60422557 0.60

105
 Annual Report
2019-20
S. Name of the Shareholder Shareholding Cumulative shareholding
No. during the year (01.04.2019 to
31.03.2020)
No. of shares % of total No. of shares % of total
shares of the shares of the
Company Company
8 VANGUARD TOTAL INTERNATIONAL STOCK INDEX FUND
At the beginning of the year 35556270 0.35 35556270 0.35
Bought during the year 6701950 0.07 42258220 0.42
Sold during the year 931766 0.01 41326454 0.41
At the end of the year 41326454 0.41 41326454 0.41
9 VANGUARD EMERGING MARKETS STOCK INDEX FUND, A SERIES OF VANGAURD INTERNATIONAL
EQUITY INDEX FUND
At the beginning of the year 36609129 0.36 36609129 0.36
Bought during the year 143655 0.00 36752784 0.36
Sold during the year 281927 0.00 36470857 0.36
At the end of the year 36470857 0.36 36470857 0.36
10 UCO BANK
At the beginning of the year 30350000 0.30 30350000 0.30
Bought during the year 0 0.00 30350000 0.30
Sold during the year 0 0.00 30350000 0.30
At the end of the year 30350000 0.30 30350000 0.30
Notes: (1) Top 10 shareholders as on 31.03.2020 have been indicated.
(2) The shares of the Company are traded on a daily basis and hence, the date wise increase/decrease in shareholding
is not indicated.

(v) Shareholding of Directors and Key Managerial Personnel

S. Name Shareholding Date Increase/ Reason Cumulative

No. (Decrease) in shareholding during
shareholding the year (01.04.2019
to 31.03.2020)*
No.of shares at % of total No.of % of total
the beginning shares shares shares
of the year of the of the
(01.04.2019)/ Company Company
end of the year
(31.03.2020)*
A DIRECTORS
1. Shri Abhay Kumar Singh, 16,425 Negligible Nil movement during the period 16,425 Negligible
Chairman & Managing
Director (became CMD on
24.02.2020)
2. Shri Ratish Kumar, 15,986 Negligible Nil movement during the period 15,986 Negligible
Director (Projects)
3. Shri Nikhil Kumar Jain NIL NA Nil movement during the period NIL NA
Director (Personnel)
4. Shri Mahesh Kumar Mittal NIL NA Nil movement during the period NIL NA
Director (Finance) & CFO

106
 S. Name Shareholding Date Increase/ Reason Cumulative
No. (Decrease) in shareholding during
shareholding the year (01.04.2019
to 31.03.2020)*
No.of shares at % of total No.of % of total
the beginning shares shares shares
of the year of the of the
(01.04.2019)/ Company Company
end of the year
(31.03.2020)*
5. Shri Janardan Choudhary 21,055 Negligible Bought 1 share on 25.10.2019 21,056 Negligible
Director (Technical)
(ceased to be Director on
31.03.2020)
6. Shri Aniruddha Kumar, 1500 Negligible Nil movement during the period 1500 Negligible
Govt. Nominee Director
7. Shri Jugal Kishore NIL NA Nil movement during the period NIL NA
Mohapatra,
Independent Director
8. Shri Bhagwat Prasad, NIL NA Nil movement during the period NIL NA
Independent Director
9. Shri Satya Prakash Mangal, 15,000 Negligible Nil movement during the period 15,000 Negligible
Independent Director
(ceased to be Director on
17.11.2019)
10. Prof. Arun Kumar, NIL NA Nil movement during the period NIL NA
Independent Director
(ceased to be Director on
17.11.2019)
11. Prof. Kanika T. Bhal, NIL NA Nil movement during the period NIL NA
Independent Director
(ceased to be Director on
17.11.2019)
12. Shri Balraj Joshi, Ex- 11,891 Negligible Nil movement during the period 11,891 Negligible
Chairman & Managing
Director (ceased to be
CMD on 31.12.2019)
B Key Managerial Personnel
1. Shri Vijay Gupta, Company 11,231 Negligible Bought 5000 shares on 17.03.2020 16,231 Negligible
Secretary
*The shareholding of Directors appointed/ceased during the year are shown at the date of their appointment/cessation, as
the case may be.

V. INDEBTEDNESS
Indebtedness of the Company including interest outstanding/accrued but not due for payment
(` in Crore)
Particulars Secured Loans Unsecured Deposits Total
excluding Loans** Indebtedness
deposits*
Indebtedness at the beginning of
the financial year (01.04.2019)
i) Principal Amount 14261.04 4794.72 0.00 19055.76

107
 Annual Report
2019-20
Particulars Secured Loans Unsecured Deposits Total
excluding Loans** Indebtedness
deposits*
ii) Interest due but not paid 0.00 0.00 0.00 0.00
iii) Interest accrued but not due 519.84 65.14 0.00 584.98
Total(i+ii+iii) 14780.88 4859.86 0.00 19640.74
Change in Indebtedness during the
financial year
Addition 8239.07 2772.36 0.00 11011.43
Reduction (5514.21) (1411.12) 0.00 (6925.33)
Net Change 2724.86 1361.24 0.00 4086.10
Indebtedness at the end of the
financial year (31.03.2020)
i) Principal Amount 16985.90 6155.96 0.00 23141.86
ii) Interest due but not paid 0.00 0.00 0.00 0.00
iii) Interest accrued but not due*** 561.22 81.88 0.00 643.10
Total (i+ii+iii) 17547.12 6237.84 0.00 23784.96
*Secured loans include Domestic Term Loans, Bonds and short term loans.
**Unsecured loan includes foreign loans, domestic short term loans and subordinate debts. Value of subordinate debt has
been taken as per Ind AS.
***Interest accrued but not due (unsecured) includes hedging premium accrued but not due on Foreign Currency Term Loan
from MUFG.

VI. REMUNERATION OF DIRECTORS AND KEY MANAGERIAL PERSONNEL

A. Remuneration to Managing Director (MD) and Whole-time Directors (WTD)
(Amount in `)
S. Particulars of Name of MD/WTD Total
No. Remuneration Shri A. K. Shri Balraj Shri Ratish Shri Nikhil Shri Shri Amount
Singh, CMD Joshi, Kumar, Kumar Jain, Mahesh Janardan
(became Ex-CMD Director Director Kumar Choudhary
CMD on (ceased to (Projects) (Personnel) Mittal, (ceased
24.02.2020) be CMD on Director to be
31.12.2019) (Finance) & Director on
CFO 31.03.2020)
1 Gross salary
a) Salary as per 775398 5866983 8659184 5734644 7052574 6280687 34369470
provisions contained
in Section 17(1) of the
Income Tax Act,1961*
b) Value of perquisites NIL 2410850 264090 752142 346823 1094438 4868343
u/s 17(2) of the Income
Tax Act, 1961
c) Profits in lieu of NIL NIL NIL NIL NIL NIL NIL
salary under Section
17(3) of the Income
Tax Act, 1961
2 Stock Option NIL NIL NIL NIL NIL NIL NIL
3 Sweat Equity NIL NIL NIL NIL NIL NIL NIL
4 Commission NIL NIL NIL NIL NIL NIL NIL
5 Others** 131718 4860366 894646 1706213 647615 1280672 9521230
Total (A) 907116 13138199 9817920 8192999 8047012 8655797 48759043

108
 Ceiling as per the Act Not Applicable being a Govt. Company (Ministry of Corporate Affairs’ notification dated
05.06.2015)
*Salary under Section 17(1) of the Income Tax Act, 1961 includes arrears and Performance Related Pay (PRP) as per respective
position held by the directors during that period.
**Others include gratuity, leave encashment, lease rent, new year gift, medical reimbursement, EPF, Social Security Scheme
& Pension Fund (Matching Contribution) etc. which were not included in point no. (1).
Note: (1) During the year, amount of ` 19,42,253 and ` 1,48,430 was paid to Shri K. M. Singh, Ex-CMD and Shri D. P. Bhargava,
Ex-Director (Technical) respectively for their dues related to earlier year(s).

B. Remuneration to other directors:

(Amount in `)
S. Particulars of Name of Directors Total
No. Remuneration Amount
1 Independent Directors Shri Satya Prof. Arun Prof. Kanika Shri Jugal Shri Bhagwat
Prakash Kumar T. Bhal Kishore Prasad
Mangal (ceased to be (ceased to be Mohapatra
(ceased to be director on director on
director on 17.11.2019) 17.11.2019)
17.11.2019)
Fee for attending board/ 280000 380000 260000 300000 460000 1680000
committee meetings
Commission NIL NIL NIL NIL NIL NIL
Others NIL NIL NIL NIL NIL NIL
Total (1) 280000 380000 260000 300000 460000 1680000
2 Nominee Directors Shri Total
Aniruddha Amount
Kumar
Fee for attending board/ NIL NIL
committee meetings
Commission NIL NIL
Others NIL NIL
Total (2) NIL NIL
Total (B)=(1+2) 1680000
Total Managerial 50439043
Remuneration*
Overall Ceiling as per Not Applicable being a Govt. Company (Ministry of Corporate Affairs’ notification dated
the Act 05.06.2015)
*Total remuneration to Managing Director, Whole-time Directors and other Directors (being the total of A and B)

C. Remuneration to Key Managerial Personnel other than Managing Director and Whole Time
Directors
(Amount in `)
S. Particulars of Remuneration Key Managerial Personnel
No. CEO* Company CFO* Total
Secretary
1 Gross salary
(a) Salary as per provisions contained - 5480364 - 5480364
in Section 17(1) of the Income Tax Act,
1961**
(b) Value of perquisites u/s 17(2) of - 223912 - 223912
the Income Tax Act, 1961
(c) Profits in lieu of salary under Section - NIL - -
17(3) of the Income Tax Act, 1961
109
 Annual Report
2019-20
S. Particulars of Remuneration Key Managerial Personnel
No. CEO* Company CFO* Total
Secretary
2 Stock Option - NIL - -
3 Sweat Equity - NIL - -
4 Commission - NIL - -
5 Others*** - 1106172 - 1106172
Total 6810448 6810448
*The post of CEO and CFO is being held by Chairman & Managing Director and Director (Finance) of the Company
respectively.
**Amount includes arrears and Performance Related Pay (PRP).
***Others include new year gift, medical reimbursement, EPF, Social Security Scheme & Pension Fund (Matching Contribution)
etc. which were not included in point no. (1).

VII. PENALTIES/PUNISHMENT/COMPOUNDING OF OFFENCES:

Type Section of the Brief Description Details of Penalty/ Authority (RD/ Appeal made, if
Companies Act Punishment/ NCLT/COURT) any (give details)
Compounding
fees imposed
A. COMPANY
Penalty
Punishment NIL
Compounding
B. DIRECTORS
Penalty
Punishment NIL
Compounding
C. OTHER OFFICERS IN DEFAULT
Penalty
Punishment NIL
Compounding

For and on behalf of the Board of Directors

(Abhay Kumar Singh)

Chairman and Managing Director
DIN 08646003
Date: August 27, 2020
Place: Faridabad

110