3GPP TS 36.331 V11.3.

0 (2013-03)
Technical Specification

3rd Generation Partnership Project;

Technical Specification Group Radio Access Network;
Evolved Universal Terrestrial Radio Access (E-UTRA);
Radio Resource Control (RRC);
Protocol specification
(Release 11)
The present document has been developed within the 3rd Generation Partnership Project (3GPP TM) and may be further elaborated for the purposes of 3GPP.
The present document has not been subject to any approval process by the 3GPP Organizational Partners and shall not be implemented.
This Specification is provided for future development work within 3GPP only. The Organizational Partners accept no liability for any use of this
Specification.
Specifications and reports for implementation of the 3GPP TM system should be obtained via the 3GPP Organizational Partners' Publications Offices.
Release 11 4 3GPP TS 36.331 V11.3.0 (2013-03)

Keywords
UMTS, radio

3GPP

Postal address

3GPP support office address

650 Route des Lucioles - Sophia Antipolis
Valbonne - FRANCE
Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16

Internet
http://www.3gpp.org

Copyright Notification

No part may be reproduced except as authorized by written permission.

The copyright and the foregoing restriction extend to reproduction in all media.

© 2013, 3GPP Organizational Partners (ARIB, ATIS, CCSA, ETSI, TTA, TTC).
All rights reserved.

UMTS™ is a Trade Mark of ETSI registered for the benefit of its members
3GPP™ is a Trade Mark of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners
LTE™ is a Trade Mark of ETSI currently being registered for the benefit of its Members and of the 3GPP Organizational Partners
GSM® and the GSM logo are registered and owned by the GSM Association

3GPP
Release 11 5 3GPP TS 36.331 V11.3.0 (2013-03)

Contents
Foreword...........................................................................................................................................................13

1 Scope.......................................................................................................................................................14

2 References...............................................................................................................................................14

3 Definitions, symbols and abbreviations..................................................................................................17

3.1 Definitions.........................................................................................................................................................17

3.2 Abbreviations.....................................................................................................................................................17

4 General....................................................................................................................................................19

4.1 Introduction.......................................................................................................................................................19

4.2 Architecture.......................................................................................................................................................20

4.2.1 UE states and state transitions including inter RAT....................................................................................20

4.2.2 Signalling radio bearers...............................................................................................................................22

4.3 Services..............................................................................................................................................................22

4.3.1 Services provided to upper layers................................................................................................................22

4.3.2 Services expected from lower layers...........................................................................................................22

4.4 Functions...........................................................................................................................................................22

5 Procedures...............................................................................................................................................24

5.1 General...............................................................................................................................................................24

5.1.1 Introduction..................................................................................................................................................24

5.1.2 General requirements...................................................................................................................................24

5.2 System information............................................................................................................................................25

5.2.1 Introduction..................................................................................................................................................25

5.2.1.1 General...................................................................................................................................................25

5.2.1.2 Scheduling..............................................................................................................................................25

5.2.1.3 System information validity and notification of changes.......................................................................26

5.2.1.4 Indication of ETWS notification............................................................................................................26

5.2.1.5 Indication of CMAS notification............................................................................................................27

5.2.1.6 Notification of EAB parameters change................................................................................................27

5.2.2 System information acquisition...................................................................................................................28

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5.2.2.1 General...................................................................................................................................................28

5.2.2.2 Initiation.................................................................................................................................................28

5.2.2.3 System information required by the UE.................................................................................................28

5.2.2.4 System information acquisition by the UE............................................................................................28

5.2.2.5 Essential system information missing....................................................................................................30

5.2.2.6 Actions upon reception of the MasterInformationBlock message.........................................................31

5.2.2.7 Actions upon reception of the SystemInformationBlockType1 message................................................31

5.2.2.8 Actions upon reception of SystemInformation messages.......................................................................31

5.2.2.9 Actions upon reception of SystemInformationBlockType2....................................................................31

5.2.2.10 Actions upon reception of SystemInformationBlockType3....................................................................32

5.2.2.11 Actions upon reception of SystemInformationBlockType4....................................................................32

5.2.2.12 Actions upon reception of SystemInformationBlockType5....................................................................32

5.2.2.13 Actions upon reception of SystemInformationBlockType6....................................................................32

5.2.2.14 Actions upon reception of SystemInformationBlockType7....................................................................32

5.2.2.15 Actions upon reception of SystemInformationBlockType8....................................................................32

5.2.2.16 Actions upon reception of SystemInformationBlockType9....................................................................33

5.2.2.17 Actions upon reception of SystemInformationBlockType10..................................................................33

5.2.2.18 Actions upon reception of SystemInformationBlockType11..................................................................33

5.2.2.19 Actions upon reception of SystemInformationBlockType12..................................................................34

5.2.2.20 Actions upon reception of SystemInformationBlockType13..................................................................35

5.2.2.21 Actions upon reception of SystemInformationBlockType14..................................................................35

5.2.2.22 Actions upon reception of SystemInformationBlockType15..................................................................35

5.2.2.23 Actions upon reception of SystemInformationBlockType16..................................................................35

5.2.3 Acquisition of an SI message.......................................................................................................................35

5.3 Connection control............................................................................................................................................36

5.3.1 Introduction..................................................................................................................................................36

5.3.1.1 RRC connection control.........................................................................................................................36

5.3.1.2 Security...................................................................................................................................................36

5.3.1.2a RN security.............................................................................................................................................37

5.3.1.3 Connected mode mobility......................................................................................................................37

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5.3.2 Paging..........................................................................................................................................................38

5.3.2.1 General...................................................................................................................................................38

5.3.2.2 Initiation.................................................................................................................................................39

5.3.2.3 Reception of the Paging message by the UE.........................................................................................39

5.3.3 RRC connection establishment....................................................................................................................40

5.3.3.1 General...................................................................................................................................................40

5.3.3.2 Initiation.................................................................................................................................................40

5.3.3.3 Actions related to transmission of RRCConnectionRequest message....................................................42

5.3.3.4 Reception of the RRCConnectionSetup by the UE................................................................................42

5.3.3.5 Cell re-selection while T300, T302, T303, T305 or T306 is running....................................................44

5.3.3.6 T300 expiry............................................................................................................................................44

5.3.3.7 T302, T303, T305 or T306 expiry or stop..............................................................................................45

5.3.3.8 Reception of the RRCConnectionReject by the UE...............................................................................45

5.3.3.9 Abortion of RRC connection establishment...........................................................................................46

5.3.3.10 Handling of SSAC related parameters...................................................................................................46

5.3.3.11 Access barring check..............................................................................................................................46

5.3.3.12 EAB check..............................................................................................................................................47

5.3.4 Initial security activation..............................................................................................................................48

5.3.4.1 General...................................................................................................................................................48

5.3.4.2 Initiation.................................................................................................................................................48

5.3.4.3 Reception of the SecurityModeCommand by the UE.............................................................................49

5.3.5 RRC connection reconfiguration.................................................................................................................49

5.3.5.1 General...................................................................................................................................................49

5.3.5.2 Initiation.................................................................................................................................................50

5.3.5.3 Reception of an RRCConnectionReconfiguration not including the mobilityControlInfo by the UE...50

5.3.5.4 Reception of an RRCConnectionReconfiguration including the mobilityControlInfo by the UE

(handover)..............................................................................................................................................51

5.3.5.5 Reconfiguration failure..........................................................................................................................54

5.3.5.6 T304 expiry (handover failure)..............................................................................................................54

5.3.5.7 Void........................................................................................................................................................55

5.3.5.8 Radio Configuration involving full configuration option......................................................................55

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5.3.6 Counter check..............................................................................................................................................56

5.3.6.1 General...................................................................................................................................................56

5.3.6.2 Initiation.................................................................................................................................................57

5.3.6.3 Reception of the CounterCheck message by the UE..............................................................................57

5.3.7 RRC connection re-establishment................................................................................................................57

5.3.7.1 General...................................................................................................................................................57

5.3.7.2 Initiation.................................................................................................................................................58

5.3.7.3 Actions following cell selection while T311 is running.........................................................................59

5.3.7.4 Actions related to transmission of RRCConnectionReestablishmentRequest message.........................59

5.3.7.5 Reception of the RRCConnectionReestablishment by the UE...............................................................60

5.3.7.6 T311 expiry............................................................................................................................................61

5.3.7.7 T301 expiry or selected cell no longer suitable......................................................................................61

5.3.7.8 Reception of RRCConnectionReestablishmentReject by the UE...........................................................61

5.3.8 RRC connection release...............................................................................................................................61

5.3.8.1 General...................................................................................................................................................61

5.3.8.2 Initiation.................................................................................................................................................62

5.3.8.3 Reception of the RRCConnectionRelease by the UE.............................................................................62

5.3.8.4 T320 expiry............................................................................................................................................62

5.3.9 RRC connection release requested by upper layers.....................................................................................62

5.3.9.1 General...................................................................................................................................................62

5.3.9.2 Initiation.................................................................................................................................................63

5.3.10 Radio resource configuration.......................................................................................................................63

5.3.10.0 General...................................................................................................................................................63

5.3.10.1 SRB addition/ modification....................................................................................................................63

5.3.10.2 DRB release............................................................................................................................................64

5.3.10.3 DRB addition/ modification...................................................................................................................64

5.3.10.3a SCell release...........................................................................................................................................65

5.3.10.3b SCell addition/ modification..................................................................................................................65

5.3.10.4 MAC main reconfiguration....................................................................................................................65

5.3.10.5 Semi-persistent scheduling reconfiguration...........................................................................................66

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5.3.10.6 Physical channel reconfiguration...........................................................................................................66

5.3.10.7 Radio Link Failure Timers and Constants reconfiguration....................................................................66

5.3.10.8 Time domain measurement resource restriction for serving cell...........................................................66

5.3.10.9 Other configuration................................................................................................................................67

5.3.11 Radio link failure related actions.................................................................................................................68

5.3.11.1 Detection of physical layer problems in RRC_CONNECTED.............................................................68

5.3.11.2 Recovery of physical layer problems.....................................................................................................68

5.3.11.3 Detection of radio link failure................................................................................................................68

5.3.12 UE actions upon leaving RRC_CONNECTED...........................................................................................69

5.3.13 UE actions upon PUCCH/ SRS release request...........................................................................................70

5.3.14 Proximity indication.....................................................................................................................................70

5.3.14.1 General...................................................................................................................................................70

5.3.14.2 Initiation.................................................................................................................................................70

5.3.14.3 Actions related to transmission of ProximityIndication message..........................................................71

5.3.15 Void..............................................................................................................................................................71

5.4 Inter-RAT mobility............................................................................................................................................71

5.4.1 Introduction..................................................................................................................................................71

5.4.2 Handover to E-UTRA..................................................................................................................................72

5.4.2.1 General...................................................................................................................................................72

5.4.2.2 Initiation.................................................................................................................................................72

5.4.2.3 Reception of the RRCConnectionReconfiguration by the UE...............................................................72

5.4.2.4 Reconfiguration failure..........................................................................................................................74

5.4.2.5 T304 expiry (handover to E-UTRA failure)..........................................................................................74

5.4.3 Mobility from E-UTRA...............................................................................................................................74

5.4.3.1 General...................................................................................................................................................74

5.4.3.2 Initiation.................................................................................................................................................75

5.4.3.3 Reception of the MobilityFromEUTRACommand by the UE................................................................75

5.4.3.4 Successful completion of the mobility from E-UTRA...........................................................................76

5.4.3.5 Mobility from E-UTRA failure..............................................................................................................77

5.4.4 Handover from E-UTRA preparation request (CDMA2000)......................................................................77

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5.4.4.1 General...................................................................................................................................................77

5.4.4.2 Initiation.................................................................................................................................................78

5.4.4.3 Reception of the HandoverFromEUTRAPreparationRequest by the UE..............................................78

5.4.5 UL handover preparation transfer (CDMA2000)........................................................................................78

5.4.5.1 General...................................................................................................................................................78

5.4.5.2 Initiation.................................................................................................................................................78

5.4.5.3 Actions related to transmission of the ULHandoverPreparationTransfer message..............................79

5.4.5.4 Failure to deliver the ULHandoverPreparationTransfer message........................................................79

5.4.6 Inter-RAT cell change order to E-UTRAN..................................................................................................79

5.4.6.1 General...................................................................................................................................................79

5.4.6.2 Initiation.................................................................................................................................................79

5.4.6.3 UE fails to complete an inter-RAT cell change order............................................................................79

5.5 Measurements....................................................................................................................................................80

5.5.1 Introduction..................................................................................................................................................80

5.5.2 Measurement configuration.........................................................................................................................81

5.5.2.1 General...................................................................................................................................................81

5.5.2.2 Measurement identity removal...............................................................................................................82

5.5.2.2a Measurement identity autonomous removal..........................................................................................82

5.5.2.3 Measurement identity addition/ modification........................................................................................83

5.5.2.4 Measurement object removal.................................................................................................................83

5.5.2.5 Measurement object addition/ modification...........................................................................................84

5.5.2.6 Reporting configuration removal...........................................................................................................85

5.5.2.7 Reporting configuration addition/ modification.....................................................................................85

5.5.2.8 Quantity configuration...........................................................................................................................85

5.5.2.9 Measurement gap configuration.............................................................................................................85

5.5.3 Performing measurements............................................................................................................................86

5.5.3.1 General...................................................................................................................................................86

5.5.3.2 Layer 3 filtering......................................................................................................................................87

5.5.4 Measurement report triggering.....................................................................................................................88

5.5.4.1 General...................................................................................................................................................88

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5.5.4.2 Event A1 (Serving becomes better than threshold)................................................................................90

5.5.4.3 Event A2 (Serving becomes worse than threshold)...............................................................................91

5.5.4.4 Event A3 (Neighbour becomes offset better than PCell).......................................................................91

5.5.4.5 Event A4 (Neighbour becomes better than threshold)...........................................................................92

5.5.4.6 Event A5 (PCell becomes worse than threshold1 and neighbour becomes better than threshold2)......92

5.5.4.6a Event A6 (Neighbour becomes offset better than SCell).......................................................................93

5.5.4.7 Event B1 (Inter RAT neighbour becomes better than threshold)...........................................................94

5.5.4.8 Event B2 (PCell becomes worse than threshold1 and inter RAT neighbour becomes better than
threshold2)..............................................................................................................................................94

5.5.5 Measurement reporting................................................................................................................................95

5.5.6 Measurement related actions........................................................................................................................97

5.5.6.1 Actions upon handover and re-establishment........................................................................................97

5.5.6.2 Speed dependant scaling of measurement related parameters...............................................................98

5.5.7 Inter-frequency RSTD measurement indication..........................................................................................99

5.5.7.1 General...................................................................................................................................................99

5.5.7.2 Initiation.................................................................................................................................................99

5.5.7.3 Actions related to transmission of InterFreqRSTDMeasurementIndication message...........................99

5.6 Other................................................................................................................................................................100

5.6.1 DL information transfer.............................................................................................................................100

5.6.1.1 General.................................................................................................................................................100

5.6.1.2 Initiation...............................................................................................................................................100

5.6.1.3 Reception of the DLInformationTransfer by the UE...........................................................................100

5.6.2 UL information transfer.............................................................................................................................100

5.6.2.1 General.................................................................................................................................................100

5.6.2.2 Initiation...............................................................................................................................................101

5.6.2.3 Actions related to transmission of ULInformationTransfer message..................................................101

5.6.2.4 Failure to deliver ULInformationTransfer message.............................................................................101

5.6.3 UE capability transfer................................................................................................................................101

5.6.3.1 General.................................................................................................................................................101

5.6.3.2 Initiation...............................................................................................................................................102

5.6.3.3 Reception of the UECapabilityEnquiry by the UE..............................................................................102

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5.6.4 CSFB to 1x Parameter transfer..................................................................................................................103

5.6.4.1 General.................................................................................................................................................103

5.6.4.2 Initiation...............................................................................................................................................103

5.6.4.3 Actions related to transmission of CSFBParametersRequestCDMA2000 message............................103

5.6.4.4 Reception of the CSFBParametersResponseCDMA2000 message.....................................................103

5.6.5 UE Information..........................................................................................................................................104

5.6.5.1 General.................................................................................................................................................104

5.6.5.2 Initiation...............................................................................................................................................104

5.6.5.3 Reception of the UEInformationRequest message...............................................................................104

5.6.6 Logged Measurement Configuration........................................................................................................105

5.6.6.1 General.................................................................................................................................................105

5.6.6.2 Initiation...............................................................................................................................................106

5.6.6.3 Reception of the LoggedMeasurementConfiguration by the UE.........................................................106

5.6.6.4 T330 expiry..........................................................................................................................................106

5.6.7 Release of Logged Measurement Configuration......................................................................................106

5.6.7.1 General.................................................................................................................................................106

5.6.7.2 Initiation...............................................................................................................................................106

5.6.8 Measurements logging..............................................................................................................................106

5.6.8.1 General.................................................................................................................................................106

5.6.8.2 Initiation...............................................................................................................................................107

5.6.9 In-device coexistence indication................................................................................................................107

5.6.9.1 General.................................................................................................................................................107

5.6.9.2 Initiation...............................................................................................................................................108

5.6.9.3 Actions related to transmission of InDeviceCoexIndication message.................................................108

5.6.10 UE Assistance Information........................................................................................................................109

5.6.10.1 General.................................................................................................................................................109

5.6.10.2 Initiation...............................................................................................................................................109

5.6.10.3 Actions related to transmission of UEAssistanceInformation message...............................................109

5.7 Generic error handling.....................................................................................................................................109

5.7.1 General.......................................................................................................................................................109

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5.7.2 ASN.1 violation or encoding error.............................................................................................................110

5.7.3 Field set to a not comprehended value.......................................................................................................110

5.7.4 Mandatory field missing............................................................................................................................110

5.7.5 Not comprehended field.............................................................................................................................111

5.8 MBMS.............................................................................................................................................................112

5.8.1 Introduction................................................................................................................................................112

5.8.1.1 General.................................................................................................................................................112

5.8.1.2 Scheduling............................................................................................................................................112

5.8.1.3 MCCH information validity and notification of changes.....................................................................112

5.8.2 MCCH information acquisition.................................................................................................................113

5.8.2.1 General.................................................................................................................................................113

5.8.2.2 Initiation...............................................................................................................................................114

5.8.2.3 MCCH information acquisition by the UE..........................................................................................114

5.8.2.4 Actions upon reception of the MBSFNAreaConfiguration message....................................................114

5.8.2.5 Actions upon reception of the MBMSCountingRequest message........................................................114

5.8.3 MBMS PTM radio bearer configuration....................................................................................................114

5.8.3.1 General.................................................................................................................................................114

5.8.3.2 Initiation...............................................................................................................................................114

5.8.3.3 MRB establishment..............................................................................................................................115

5.8.3.4 MRB release.........................................................................................................................................115

5.8.4 MBMS Counting Procedure......................................................................................................................115

5.8.4.1 General.................................................................................................................................................115

5.8.4.2 Initiation...............................................................................................................................................115

5.8.4.3 Reception of the MBMSCountingRequest message by the UE............................................................115

5.8.5 MBMS interest indication..........................................................................................................................116

5.8.5.1 General.................................................................................................................................................116

5.8.5.2 Initiation...............................................................................................................................................116

5.8.5.3 Determine MBMS frequencies of interest...........................................................................................117

5.8.5.4 Actions related to transmission of MBMSInterestIndication message.................................................118

5.9 RN procedures.................................................................................................................................................118

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5.9.1 RN reconfiguration....................................................................................................................................118

5.9.1.1 General.................................................................................................................................................118

5.9.1.2 Initiation...............................................................................................................................................118

5.9.1.3 Reception of the RNReconfiguration by the RN..................................................................................118

6 Protocol data units, formats and parameters (tabular & ASN.1)..........................................................119

6.1 General.............................................................................................................................................................119

6.2 RRC messages.................................................................................................................................................120

6.2.1 General message structure.........................................................................................................................120

– EUTRA-RRC-Definitions.....................................................................................................................120

– BCCH-BCH-Message...........................................................................................................................120

– BCCH-DL-SCH-Message.....................................................................................................................120

– MCCH-Message...................................................................................................................................121

– PCCH-Message....................................................................................................................................121

– DL-CCCH-Message.............................................................................................................................121

– DL-DCCH-Message.............................................................................................................................122

– UL-CCCH-Message.............................................................................................................................122

– UL-DCCH-Message.............................................................................................................................122

6.2.2 Message definitions....................................................................................................................................123

– CounterCheck.......................................................................................................................................123

– CounterCheckResponse........................................................................................................................124

– CSFBParametersRequestCDMA2000..................................................................................................125

– CSFBParametersResponseCDMA2000...............................................................................................125

– DLInformationTransfer........................................................................................................................126

– HandoverFromEUTRAPreparationRequest (CDMA2000).................................................................126

– InDeviceCoexIndication.......................................................................................................................128

– InterFreqRSTDMeasurementIndication...............................................................................................129

– LoggedMeasurementConfiguration.....................................................................................................130

– MasterInformationBlock......................................................................................................................131

– MBMSCountingRequest.......................................................................................................................131

– MBMSCountingResponse.....................................................................................................................132

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– MBMSInterestIndication......................................................................................................................133

– MBSFNAreaConfiguration...................................................................................................................133

– MeasurementReport.............................................................................................................................134

– MobilityFromEUTRACommand...........................................................................................................135

– Paging..................................................................................................................................................138

– ProximityIndication..............................................................................................................................139

– RNReconfiguration...............................................................................................................................140

– RNReconfigurationComplete...............................................................................................................140

– RRCConnectionReconfiguration..........................................................................................................141

– RRCConnectionReconfigurationComplete...........................................................................................143

– RRCConnectionReestablishment..........................................................................................................144

– RRCConnectionReestablishmentComplete..........................................................................................144

– RRCConnectionReestablishmentReject................................................................................................145

– RRCConnectionReestablishmentRequest.............................................................................................145

– RRCConnectionReject..........................................................................................................................146

– RRCConnectionRelease.......................................................................................................................147

– RRCConnectionRequest.......................................................................................................................150

– RRCConnectionSetup...........................................................................................................................151

– RRCConnectionSetupComplete............................................................................................................152

– SecurityModeCommand.......................................................................................................................153

– SecurityModeComplete........................................................................................................................153

– SecurityModeFailure............................................................................................................................154

– SystemInformation................................................................................................................................155

– SystemInformationBlockType1.............................................................................................................155

– UEAssistanceInformation.....................................................................................................................159

– UECapabilityEnquiry...........................................................................................................................159

– UECapabilityInformation.....................................................................................................................160

– UEInformationRequest.........................................................................................................................161

– UEInformationResponse......................................................................................................................162

– ULHandoverPreparationTransfer (CDMA2000)................................................................................165

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– ULInformationTransfer........................................................................................................................166

6.3 RRC information elements..............................................................................................................................167

6.3.1 System information blocks.........................................................................................................................167

– SystemInformationBlockType2.............................................................................................................167

– SystemInformationBlockType3.............................................................................................................168

– SystemInformationBlockType4.............................................................................................................171

– SystemInformationBlockType5.............................................................................................................171

– SystemInformationBlockType6.............................................................................................................173

– SystemInformationBlockType7.............................................................................................................175

– SystemInformationBlockType8.............................................................................................................176

– SystemInformationBlockType9.............................................................................................................180

– SystemInformationBlockType10...........................................................................................................181

– SystemInformationBlockType11...........................................................................................................181

– SystemInformationBlockType12...........................................................................................................182

– SystemInformationBlockType13...........................................................................................................183

– SystemInformationBlockType14...........................................................................................................183

– SystemInformationBlockType15...........................................................................................................184

– SystemInformationBlockType16...........................................................................................................184

6.3.2 Radio resource control information elements............................................................................................185

– AntennaInfo..........................................................................................................................................185

– AntennaInfoUL.....................................................................................................................................186

– CQI-ReportConfig................................................................................................................................187

– CQI-ReportPeriodicProcExtId.............................................................................................................191

– CrossCarrierSchedulingConfig............................................................................................................192

– CSI-IM-Config......................................................................................................................................192

– CSI-IM-ConfigId..................................................................................................................................193

– CSI-Process..........................................................................................................................................193

– CSI-ProcessId.......................................................................................................................................194

– CSI-RS-Config......................................................................................................................................194

– CSI-RS-ConfigNZP...............................................................................................................................194

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– CSI-RS-ConfigNZPId...........................................................................................................................195

– CSI-RS-ConfigZP.................................................................................................................................195

– CSI-RS-ConfigZPId..............................................................................................................................196

– DMRS-Config.......................................................................................................................................196

– DRB-Identity.........................................................................................................................................196

– EPDCCH-Config..................................................................................................................................197

– LogicalChannelConfig.........................................................................................................................198

– MAC-MainConfig.................................................................................................................................199

– PDCP-Config.......................................................................................................................................202

– PDSCH-Config.....................................................................................................................................203

– PDSCH-RE-MappingQCL-ConfigId....................................................................................................204

– PHICH-Config.....................................................................................................................................205

– PhysicalConfigDedicated.....................................................................................................................205

– P-Max...................................................................................................................................................208

– PRACH-Config.....................................................................................................................................208

– PresenceAntennaPort1.........................................................................................................................208

– PUCCH-Config....................................................................................................................................209

– PUSCH-Config.....................................................................................................................................211

– RACH-ConfigCommon.........................................................................................................................212

– RACH-ConfigDedicated.......................................................................................................................214

– RadioResourceConfigCommon............................................................................................................214

– RadioResourceConfigDedicated..........................................................................................................217

– RLC-Config..........................................................................................................................................219

– RLF-TimersAndConstants....................................................................................................................220

– RN-SubframeConfig.............................................................................................................................221

– SchedulingRequestConfig.....................................................................................................................222

– SoundingRS-UL-Config........................................................................................................................223

– SPS-Config...........................................................................................................................................225

– TDD-Config..........................................................................................................................................226

– TimeAlignmentTimer............................................................................................................................227

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– TPC-PDCCH-Config...........................................................................................................................227

– UplinkPowerControl............................................................................................................................228

6.3.3 Security control information elements.......................................................................................................229

– NextHopChainingCount.......................................................................................................................229

– SecurityAlgorithmConfig......................................................................................................................230

– ShortMAC-I..........................................................................................................................................230

6.3.4 Mobility control information elements......................................................................................................230

– AdditionalSpectrumEmission...............................................................................................................230

– ARFCN-ValueCDMA2000...................................................................................................................231

– ARFCN-ValueEUTRA..........................................................................................................................231

– ARFCN-ValueGERAN..........................................................................................................................231

– ARFCN-ValueUTRA.............................................................................................................................231

– BandclassCDMA2000..........................................................................................................................232

– BandIndicatorGERAN..........................................................................................................................232

– CarrierFreqCDMA2000.......................................................................................................................232

– CarrierFreqGERAN.............................................................................................................................232

– CarrierFreqsGERAN...........................................................................................................................233

– CarrierFreqListMBMS.........................................................................................................................233

– CDMA2000-Type.................................................................................................................................234

– CellIdentity...........................................................................................................................................234

– CellIndexList........................................................................................................................................234

– CellReselectionPriority........................................................................................................................234

– CSFB-RegistrationParam1XRTT.........................................................................................................234

– CellGlobalIdEUTRA............................................................................................................................235

– CellGlobalIdUTRA...............................................................................................................................236

– CellGlobalIdGERAN............................................................................................................................236

– CellGlobalIdCDMA2000.....................................................................................................................237

– CSG-Identity.........................................................................................................................................237

– FreqBandIndicator...............................................................................................................................237

– MobilityControlInfo.............................................................................................................................237

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– MobilityParametersCDMA2000 (1xRTT)............................................................................................239

– MobilityStateParameters......................................................................................................................239

– MultiBandInfoList................................................................................................................................239

– PhysCellId............................................................................................................................................240

– PhysCellIdRange..................................................................................................................................240

– PhysCellIdRangeUTRA-FDDList........................................................................................................240

– PhysCellIdCDMA2000.........................................................................................................................241

– PhysCellIdGERAN...............................................................................................................................241

– PhysCellIdUTRA-FDD.........................................................................................................................241

– PhysCellIdUTRA-TDD.........................................................................................................................241

– PLMN-Identity......................................................................................................................................242

– PLMN-IdentityList3..............................................................................................................................242

– PreRegistrationInfoHRPD...................................................................................................................242

– Q-QualMin...........................................................................................................................................243

– Q-RxLevMin.........................................................................................................................................243

– Q-OffsetRange......................................................................................................................................243

– Q-OffsetRangeInterRAT.......................................................................................................................244

– ReselectionThreshold...........................................................................................................................244

– ReselectionThresholdQ........................................................................................................................244

– SCellIndex............................................................................................................................................244

– ServCellIndex.......................................................................................................................................245

– SpeedStateScaleFactors.......................................................................................................................245

– SystemInfoListGERAN.........................................................................................................................245

– SystemTimeInfoCDMA2000.................................................................................................................245

– TrackingAreaCode...............................................................................................................................246

– T-Reselection........................................................................................................................................246

6.3.5 Measurement information elements...........................................................................................................247

– AllowedMeasBandwidth.......................................................................................................................247

– Hysteresis.............................................................................................................................................247

– LocationInfo.........................................................................................................................................247

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– MeasConfig..........................................................................................................................................248

– MeasGapConfig...................................................................................................................................249

– MeasId..................................................................................................................................................249

– MeasIdToAddModList..........................................................................................................................250

– MeasObjectCDMA2000.......................................................................................................................250

– MeasObjectEUTRA..............................................................................................................................250

– MeasObjectGERAN..............................................................................................................................252

– MeasObjectId.......................................................................................................................................253

– MeasObjectToAddModList...................................................................................................................253

– MeasObjectUTRA.................................................................................................................................253

– MeasResults..........................................................................................................................................254

– QuantityConfig.....................................................................................................................................257

– ReportConfigEUTRA............................................................................................................................258

– ReportConfigId.....................................................................................................................................260

– ReportConfigInterRAT.........................................................................................................................260

– ReportConfigToAddModList................................................................................................................262

– ReportInterval......................................................................................................................................262

– RSRP-Range.........................................................................................................................................263

– RSRQ-Range.........................................................................................................................................263

– TimeToTrigger.....................................................................................................................................263

6.3.6 Other information elements.......................................................................................................................264

– AbsoluteTimeInfo.................................................................................................................................264

– AreaConfiguration...............................................................................................................................264

– C-RNTI.................................................................................................................................................264

– DedicatedInfoCDMA2000....................................................................................................................265

– DedicatedInfoNAS................................................................................................................................265

– FilterCoefficient...................................................................................................................................265

– LoggingDuration..................................................................................................................................265

– LoggingInterval....................................................................................................................................266

– MeasSubframePattern..........................................................................................................................266

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– MMEC..................................................................................................................................................266

– NeighCellConfig...................................................................................................................................266

– OtherConfig..........................................................................................................................................267

– RAND-CDMA2000 (1xRTT)................................................................................................................268

– RAT-Type..............................................................................................................................................268

– RRC-TransactionIdentifier...................................................................................................................268

– S-TMSI..................................................................................................................................................269

– TraceReference.....................................................................................................................................269

– UE-CapabilityRAT-ContainerList........................................................................................................269

– UE-EUTRA-Capability.........................................................................................................................270

– UE-TimersAndConstants......................................................................................................................280

6.3.7 MBMS information elements.....................................................................................................................281

– MBMS-NotificationConfig...................................................................................................................281

– MBSFN-AreaInfoList...........................................................................................................................281

– MBSFN-SubframeConfig.....................................................................................................................282

– PMCH-InfoList.....................................................................................................................................283

6.4 RRC multiplicity and type constraint values...................................................................................................284

– Multiplicity and type constraint definitions...............................................................................................284

– End of EUTRA-RRC-Definitions..............................................................................................................285

7 Variables and constants........................................................................................................................286

7.1 UE variables....................................................................................................................................................286

– EUTRA-UE-Variables..........................................................................................................................286

– VarConnEstFailReport.........................................................................................................................286

– VarLogMeasConfig..............................................................................................................................287

– VarLogMeasReport..............................................................................................................................287

– VarMeasConfig....................................................................................................................................287

– VarMeasReportList..............................................................................................................................288

– VarRLF-Report.....................................................................................................................................288

– VarShortMAC-Input.............................................................................................................................289

– Multiplicity and type constraint definitions.........................................................................................289

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– End of EUTRA-UE-Variables..............................................................................................................289

7.2 Counters...........................................................................................................................................................289

7.3 Timers (Informative).......................................................................................................................................290

7.4 Constants.........................................................................................................................................................291

8 Protocol data unit abstract syntax.........................................................................................................291

8.1 General..................................................................................................................................................291

8.2 Structure of encoded RRC messages...............................................................................................................292

8.3 Basic production..............................................................................................................................................292

8.4 Extension.........................................................................................................................................................292

8.5 Padding............................................................................................................................................................292

9 Specified and default radio configurations...........................................................................................293

9.1 Specified configurations..................................................................................................................................293

9.1.1 Logical channel configurations..................................................................................................................293

9.1.1.1 BCCH configuration............................................................................................................................293

9.1.1.2 CCCH configuration............................................................................................................................293

9.1.1.3 PCCH configuration.............................................................................................................................294

9.1.1.4 MCCH and MTCH configuration........................................................................................................294

9.1.2 SRB configurations....................................................................................................................................294

9.1.2.1 SRB1....................................................................................................................................................294

9.1.2.2 SRB2....................................................................................................................................................294

9.2 Default radio configurations............................................................................................................................294

9.2.1 SRB configurations....................................................................................................................................295

9.2.1.1 SRB1....................................................................................................................................................295

9.2.1.2 SRB2....................................................................................................................................................295

9.2.2 Default MAC main configuration..............................................................................................................295

9.2.3 Default semi-persistent scheduling configuration......................................................................................296

9.2.4 Default physical channel configuration.....................................................................................................296

9.2.5 Default values timers and constants...........................................................................................................296

10 Radio information related interactions between network nodes...........................................................297

10.1 General.............................................................................................................................................................297

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10.2 Inter-node RRC messages...............................................................................................................................297

10.2.1 General.......................................................................................................................................................297

– EUTRA-InterNodeDefinitions....................................................................................................................297

10.2.2 Message definitions....................................................................................................................................298

– HandoverCommand.............................................................................................................................298

– HandoverPreparationInformation.......................................................................................................298

– UERadioAccessCapabilityInformation................................................................................................299

10.3 Inter-node RRC information element definitions............................................................................................300

– AS-Config.............................................................................................................................................300

– AS-Context............................................................................................................................................301

– ReestablishmentInfo.............................................................................................................................302

– RRM-Config.........................................................................................................................................302

10.4 Inter-node RRC multiplicity and type constraint values.................................................................................303

– Multiplicity and type constraints definitions.............................................................................................303

– End of EUTRA-InterNodeDefinitions........................................................................................................303

10.5 Mandatory information in AS-Config..............................................................................................................303

11 UE capability related constraints and performance requirements........................................................304

11.1 UE capability related constraints.....................................................................................................................304

11.2 Processing delay requirements for RRC procedures.......................................................................................304

11.3 Void.................................................................................................................................................................308

Annex A (informative): Guidelines, mainly on use of ASN.1............................................................308

A.1 Introduction.....................................................................................................................................................308

A.2 Procedural specification...................................................................................................................................308

A.2.1 General principles......................................................................................................................................308

A.2.2 More detailed aspects.................................................................................................................................308

A.3 PDU specification............................................................................................................................................309

A.3.1 General principles......................................................................................................................................309

A.3.1.1 ASN.1 sections.....................................................................................................................................309

A.3.1.2 ASN.1 identifier naming conventions..................................................................................................309

A.3.1.3 Text references using ASN.1 identifiers..............................................................................................310

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A.3.2 High-level message structure.....................................................................................................................311

A.3.3 Message definition.....................................................................................................................................311

A.3.4 Information elements.................................................................................................................................313

A.3.5 Fields with optional presence.....................................................................................................................314

A.3.6 Fields with conditional presence................................................................................................................314

A.3.7 Guidelines on use of lists with elements of SEQUENCE type..................................................................315

A.4 Extension of the PDU specifications...............................................................................................................315

A.4.1 General principles to ensure compatibility................................................................................................315

A.4.2 Critical extension of messages...................................................................................................................316

A.4.3 Non-critical extension of messages............................................................................................................317

A.4.3.1 General principles................................................................................................................................317

A.4.3.2 Further guidelines.................................................................................................................................317

A.4.3.3 Typical example of evolution of IE with local extensions...................................................................318

A.4.3.4 Typical examples of non critical extension at the end of a message....................................................319

A.4.3.5 Examples of non-critical extensions not placed at the default extension location...............................320

– ParentIE-WithEM.................................................................................................................................320

– ChildIE1-WithoutEM...........................................................................................................................320

– ChildIE2-WithoutEM...........................................................................................................................321

A.5 Guidelines regarding inclusion of transaction identifiers in RRC messages...................................................322

A.6 Protection of RRC messages (informative).....................................................................................................322

A.7 Miscellaneous..................................................................................................................................................324

Annex B (normative): Release 8 and 9 AS feature handling..........................................................324

B.1 Feature group indicators..................................................................................................................................324

B.2 CSG support....................................................................................................................................................332

Annex C (normative): Release 10 AS feature handling..................................................................333

C.1 Feature group indicators..................................................................................................................................333

Annex D (informative): Change history..............................................................................................336

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Foreword
This Technical Specification has been produced by the 3rd Generation Partnership Project (3GPP).

The contents of the present document are subject to continuing work within the TSG and may change following formal
TSG approval. Should the TSG modify the contents of the present document, it will be re-released by the TSG with an
identifying change of release date and an increase in version number as follows:

Version x.y.z

where:

x the first digit:

1 presented to TSG for information;

2 presented to TSG for approval;

3 or greater indicates TSG approved document under change control.

y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections,
updates, etc.

z the third digit is incremented when editorial only changes have been incorporated in the document.

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Release 11 26 3GPP TS 36.331 V11.3.0 (2013-03)

1 Scope
The present document specifies the Radio Resource Control protocol for the radio interface between UE and E-UTRAN
as well as for the radio interface between RN and E-UTRAN.

The scope of the present document also includes:

- the radio related information transported in a transparent container between source eNB and target eNB upon
inter eNB handover;

- the radio related information transported in a transparent container between a source or target eNB and another
system upon inter RAT handover.

2 References
The following documents contain provisions which, through reference in this text, constitute provisions of the present
document.

 References are either specific (identified by date of publication, edition number, version number, etc.) or
non-specific.

 For a specific reference, subsequent revisions do not apply.

 For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document (including
a GSM document), a non-specific reference implicitly refers to the latest version of that document in the same
Release as the present document.

[1] 3GPP TR 21.905: "Vocabulary for 3GPP Specifications".

[2] Void.

[3] 3GPP TS 36.302: "Evolved Universal Terrestrial Radio Access (E-UTRA); Services provided by
the physical layer ".

[4] 3GPP TS 36.304: "Evolved Universal Terrestrial Radio Access (E-UTRA); UE Procedures in Idle
Mode".

[5] 3GPP TS 36.306 "Evolved Universal Terrestrial Radio Access (E-UTRA); UE Radio Access
Capabilities".

[6] 3GPP TS 36.321: "Evolved Universal Terrestrial Radio Access (E-UTRA); Medium Access
Control (MAC) protocol specification".

[7] 3GPP TS 36.322:"Evolved Universal Terrestrial Radio Access (E-UTRA); Radio Link Control
(RLC) protocol specification".

[8] 3GPP TS 36.323: "Evolved Universal Terrestrial Radio Access (E-UTRA); Packet Data
Convergence Protocol (PDCP) Specification".

[9] 3GPP TS 36.300: "Evolved Universal Terrestrial Radio Access (E-UTRA) and Evolved Universal
Terrestrial Radio Access (E-UTRAN); Overall description; Stage 2".

[10] 3GPP TS 22.011: "Service accessibility".

[11] 3GPP TS 23.122: "Non-Access-Stratum (NAS) functions related to Mobile Station (MS) in idle
mode".

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[12] 3GPP2 C.S0002-A v6.0: "Physical Layer Standard for cdma2000 Spread Spectrum Systems –
Release A".

[13] ITU-T Recommendation X.680 (07/2002) "Information Technology - Abstract Syntax Notation
One (ASN.1): Specification of basic notation" (Same as the ISO/IEC International Standard 8824-
1).

[14] ITU-T Recommendation X.681 (07/2002) "Information Technology - Abstract Syntax Notation
One (ASN.1): Information object specification" (Same as the ISO/IEC International Standard
8824-2).

[15] ITU-T Recommendation X.691 (07/2002) "Information technology - ASN.1 encoding rules:
Specification of Packed Encoding Rules (PER)" (Same as the ISO/IEC International Standard
8825-2).

[16] 3GPP TS 36.133: "Evolved Universal Terrestrial Radio Access (E-UTRA); Requirements for
support of radio resource management".

[17] 3GPP TS 25.101: "Universal Terrestrial Radio Access (UTRA); User Equipment (UE) radio
transmission and reception (FDD)".

[18] 3GPP TS 25.102: "Universal Terrestrial Radio Access (UTRA); User Equipment (UE) radio
transmission and reception (TDD)".

[19] 3GPP TS 25.331:"Universal Terrestrial Radio Access (UTRA); Radio Resource Control (RRC);
Protocol specification".

[20] 3GPP TS 45.005: "Radio transmission and reception".

[21] 3GPP TS 36.211: "Evolved Universal Terrestrial Radio Access (E-UTRA); Physical Channels and
Modulation".

[22] 3GPP TS 36.212: "Evolved Universal Terrestrial Radio Access (E-UTRA); Multiplexing and
channel coding".

[23] 3GPP TS 36.213: "Evolved Universal Terrestrial Radio Access (E-UTRA); Physical layer
procedures".

[24] 3GPP2 C.S0057-E v1.0: "Band Class Specification for cdma2000 Spread Spectrum Systems".

[25] 3GPP2 C.S0005-A v6.0: "Upper Layer (Layer 3) Signaling Standard for cdma2000 Spread
Spectrum Systems – Release A, Addendum 2".

[26] 3GPP2 C.S0024-A v3.0: "cdma2000 High Rate Packet Data Air Interface Specification".

[27] 3GPP TS 23.003: "Numbering, addressing and identification".

[28] 3GPP TS 45.008: "Radio subsystem link control".

[29] 3GPP TS 25.133: "Requirements for Support of Radio Resource Management (FDD)".

[30] 3GPP TS 25.123: "Requirements for Support of Radio Resource Management (TDD)".

[31] 3GPP TS 36.401: "Evolved Universal Terrestrial Radio Access (E-UTRA); Architecture
description".

[32] 3GPP TS 33.401: "3GPP System Architecture Evolution (SAE); Security architecture".

[33] 3GPP2 A.S0008-C v4.0: "Interoperability Specification (IOS) for High Rate Packet Data (HRPD)
Radio Access Network Interfaces with Session Control in the Access Network"

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[34] 3GPP2 C.S0004-A v6.0: "Signaling Link Access Control (LAC) Standard for cdma2000 Spread
Spectrum Systems – Addendum 2"

[35] 3GPP TS 24.301: "Non-Access-Stratum (NAS) protocol for Evolved Packet System (EPS); Stage
3".

[36] 3GPP TS 44.060: "General Packet Radio Service (GPRS); Mobile Station (MS) - Base Station
System (BSS) interface; Radio Link Control/Medium Access Control (RLC/MAC) protocol".

[37] 3GPP TS 23.041: "Technical realization of Cell Broadcast Service (CBS)".

[38] 3GPP TS 23.038: "Alphabets and Language".

[39] 3GPP TS 36.413: "Evolved Universal Terrestrial Radio Access (E-UTRAN); S1 Application
Protocol (S1 AP)".

[40] 3GPP TS 25.304: "Universal Terrestrial Radio Access (UTRAN); User Equipment (UE)
procedures in idle mode and procedures for cell reselection in connected mode".

[41] 3GPP TS 23.401: "General Packet Radio Service (GPRS) enhancements for Evolved Universal
Terrestrial Radio Access Network (E-UTRAN) access".

[42] 3GPP TS 36.101: "Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment (UE)
radio transmission and reception".

[43] 3GPP TS 44.005: "Data Link (DL) Layer General Aspects".

[44] 3GPP2 C.S0087-A v1.0: "E-UTRAN - cdma2000 HRPD Connectivity and Interworking: Air
Interface Specification"

[45] 3GPP TS 44.018: "Mobile radio interface layer 3 specification; Radio Resource Control (RRC)
protocol".

[46] 3GPP TS 25.223: "Spreading and modulation (TDD)".

[47] 3GPP TS 36.104: "Evolved Universal Terrestrial Radio Access (E-UTRA); Base Station (BS)
radio transmission and reception".

[48] 3GPP TS 36.214: "Evolved Universal Terrestrial Radio Access (E-UTRA); Physical layer -
Measurements".

[49] 3GPP TS 24.008: "Mobile radio interface layer 3 specification; Core network protocols; Stage 3".

[50] 3GPP TS 45.010:"Radio subsystem synchronization".

[51] 3GPP TS 23.272: "Circuit Switched Fallback in Evolved Packet System; Stage 2".

[52] 3GPP TS 29.061: "Interworking between the Public Land Mobile Network (PLMN) supporting
packet based services and Packet Data Networks (PDN)".

[53] 3GPP2 C.S0097-0 v2.0: "E-UTRAN - cdma2000 1x Connectivity and Interworking Air Interface
Specification".

[54] 3GPP TS 36.355: "LTE Positioning Protocol (LPP)".

[55] 3GPP TS 36.216: "Evolved Universal Terrestrial Radio Access (E-UTRA); Physical layer for
relaying operation".

[56] 3GPP TS 23.246: "Multimedia Broadcast/Multicast Service (MBMS); Architecture and functional
description".

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[57] 3GPP TS 26.346: "Multimedia Broadcast/Multicast Service (MBMS); Protocols and codecs".

[58] 3GPP TS 32.422: "Telecommunication management; Subsriber and equipment trace; Trace control
and confiuration management".

[59] 3GPP TS 22.368: "Service Requirements for Machine Type Communications; Stage 1".

[60] 3GPP TS 37.320: "Universal Terrestrial Radio Access (UTRA) and Evolved Universal Terrestrial
Radio Access (E-UTRA); Radio measurement collection for Minimization of Drive Tests (MDT);
Overall description; Stage 2".

[61] 3GPP TS 23.216: "Single Radio Voice Call Continuity (SRVCC); Stage 2".

[62] 3GPP TS 22.146: "Multimedia Broadcast/Multicast Service (MBMS); Stage 1".

[63] 3GPP TR 36.816: "Evolved Universal Terrestrial Radio Access (E-UTRA); Study on signalling
and procedure for interference avoidance for in-device coexistence".

[64] IS-GPS-200F: "Navstar GPS Space Segment/Navigation User Segment Interfaces".

3 Definitions, symbols and abbreviations

3.1 Definitions
For the purposes of the present document, the terms and definitions given in TR 21.905 [1] and the following apply. A
term defined in the present document takes precedence over the definition of the same term, if any, in TR 21.905 [1].

Commercial Mobile Alert System: Public Warning System that delivers Warning Notifications provided by Warning
Notification Providers to CMAS capable UEs.

CSG member cell: A cell broadcasting the identity of the selected PLMN, registered PLMN or equivalent PLMN and
for which the CSG whitelist of the UE includes an entry comprising cell's CSG ID and the respective PLMN identity.

EU-Alert: Public Warning System that delivers Warning Notifications provided by Warning Notification Providers
using the same AS mechanisms as defined for CMAS.

Field: The individual contents of an information element are referred as fields.

Floor: Mathematical function used to 'round down' i.e. to the nearest integer having a lower or equal value.

Information element: A structural element containing a single or multiple fields is referred as information element.

Korean Public Alert System (KPAS): Public Warning System that delivers Warning Notifications provided by
Warning Notification Providers using the same AS mechanisms as defined for CMAS.

MBMS service: MBMS bearer service as defined in TS 23.246 [56] (i.e. provided via an MRB).

Primary Cell: The cell, operating on the primary frequency, in which the UE either performs the initial connection
establishment procedure or initiates the connection re-establishment procedure, or the cell indicated as the primary cell
in the handover procedure.

Primary Timing Advance Group: Timing Advance Group containing the PCell.

Secondary Cell: A cell, operating on a secondary frequency, which may be configured once an RRC connection is
established and which may be used to provide additional radio resources.

Secondary Timing Advance Group: Timing Advance Group not containing the PCell. A secondary timing advance
group contains at least one cell with configured uplink.

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Serving Cell: For a UE in RRC_CONNECTED not configured with CA there is only one serving cell comprising of the
primary cell. For a UE in RRC_CONNECTED configured with CA the term 'serving cells' is used to denote the set of
one or more cells comprising of the primary cell and all secondary cells.

Timing Advance Group: A group of serving cells that is configured by RRC and that, for the cells with an UL
configured, use the same timing reference cell and the same Timing Advance value.

3.2 Abbreviations
For the purposes of the present document, the abbreviations given in TR 21.905 [1] and the following apply. An
abbreviation defined in the present document takes precedence over the definition of the same abbreviation, if any, in
TR 21.905 [1].

1xRTT CDMA2000 1x Radio Transmission Technology

ACK Acknowledgement
AM Acknowledged Mode
ARQ Automatic Repeat Request
AS Access Stratum
ASN.1 Abstract Syntax Notation One
BCCH Broadcast Control Channel
BCD Binary Coded Decimal
BCH Broadcast Channel
CA Carrier Aggregation
CCCH Common Control Channel
CCO Cell Change Order
CMAS Commercial Mobile Alert Service
CP Control Plane
C-RNTI Cell RNTI
CRS Cell-specific Reference Signal
CSFB CS fallback
CSG Closed Subscriber Group
CSI Channel State Information
DCCH Dedicated Control Channel
DCI Downlink Control Information
DL Downlink
DL-SCH Downlink Shared Channel
DRB (user) Data Radio Bearer
DRX Discontinuous Reception
DTCH Dedicated Traffic Channel
EAB Extended Access Barring
EHPLMN Equivalent Home Public Land Mobile Network
ENB Evolved Node B
EPC Enhanced Packet Core
EPDCCH Enhanced Physical Downlink Control Channel
EPS Enhanced Packet System
ETWS Earthquake and Tsunami Warning System
E-UTRA Evolved Universal Terrestrial Radio Access
E-UTRAN Evolved Universal Terrestrial Radio Access Network
FDD Frequency Division Duplex
FFS For Further Study
GERAN GSM/EDGE Radio Access Network
GNSS Global Navigation Satellite System
GSM Global System for Mobile Communications
HARQ Hybrid Automatic Repeat Request

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HPLMN Home Public Land Mobile Network

HRPD CDMA2000 High Rate Packet Data
IDC In-Device Coexistence
IE Information element
IMEI International Mobile Equipment Identity
IMSI International Mobile Subscriber Identity
ISM Industrial, Scientific and Medical
kB Kilobyte (1000 bytes)
L1 Layer 1
L2 Layer 2
L3 Layer 3
MAC Medium Access Control
MBMS Multimedia Broadcast Multicast Service
MBSFN Multimedia Broadcast multicast service Single Frequency Network
MDT Minimization of Drive Tests
MIB Master Information Block
MO Mobile Originating
MRB MBMS Point to Multipoint Radio Bearer
MRO Mobility Robustness Optimisation
MSI MCH Scheduling Information
MT Mobile Terminating
N/A Not Applicable
NACC Network Assisted Cell Change
NAS Non Access Stratum
PCCH Paging Control Channel
PCell Primary Cell
PDCCH Physical Downlink Control Channel
PDCP Packet Data Convergence Protocol
PDU Protocol Data Unit
PLMN Public Land Mobile Network
PTAG Primary Timing Advance Group
PUCCH Physical Uplink Control Channel
QoS Quality of Service
RACH Random Access CHannel
RAT Radio Access Technology
RB Radio Bearer
RLC Radio Link Control
RN Relay Node
RNTI Radio Network Temporary Identifier
ROHC RObust Header Compression
RPLMN Registered Public Land Mobile Network
RRC Radio Resource Control
RSCP Received Signal Code Power
RSRP Reference Signal Received Power
RSRQ Reference Signal Received Quality
RSSI Received Signal Strength Indicator
SAE System Architecture Evolution
SAP Service Access Point
SCell Secondary Cell
SFN System Frame Number
SI System Information
SIB System Information Block
SI-RNTI System Information RNTI
SPS Semi-Persistent Scheduling

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SR Scheduling Request
SRB Signalling Radio Bearer
SSAC Service Specific Access Control
STAG Secondary Timing Advance Group
S-TMSI SAE Temporary Mobile Station Identifier
TA Tracking Area
TAG Timing Advance Group
TDD Time Division Duplex
TDM Time Division Multiplexing
TM Transparent Mode
TPC-RNTI Transmit Power Control RNTI
UE User Equipment
UICC Universal Integrated Circuit Card
UL Uplink
UL-SCH Uplink Shared Channel
UM Unacknowledged Mode
UP User Plane
UTC Coordinated Universal Time
UTRAN Universal Terrestrial Radio Access Network
VoLTE Voice over Long Term Evolution

In the ASN.1, lower case may be used for some (parts) of the above abbreviations e.g. c-RNTI

4 General
4.1 Introduction
In this specification, (parts of) procedures and messages specified for the UE equally apply to the RN for functionality
necessary for the RN. There are also (parts of) procedures and messages which are only applicable to the RN in its
communication with the E-UTRAN, in which case the specification denotes the RN instead of the UE. Such
RN-specific aspects are not applicable to the UE.

This specification is organised as follows:

- sub-clause 4.2 describes the RRC protocol model;

- sub-clause 4.3 specifies the services provided to upper layers as well as the services expected from lower layers;

- sub-clause 4.4 lists the RRC functions;

- clause 5 specifies RRC procedures, including UE state transitions;

- clause 6 specifies the RRC message in a mixed format (i.e. tabular & ASN.1 together);

- clause 7 specifies the variables (including protocol timers and constants) and counters to be used by the UE;

- clause 8 specifies the encoding of the RRC messages;

- clause 9 specifies the specified and default radio configurations;

- clause 10 specifies the RRC messages transferred across network nodes;

- clause 11 specifies the UE capability related constraints and performance requirements.

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4.2 Architecture
4.2.1 UE states and state transitions including inter RAT
A UE is in RRC_CONNECTED when an RRC connection has been established. If this is not the case, i.e. no RRC
connection is established, the UE is in RRC_IDLE state. The RRC states can further be characterised as follows:

- RRC_IDLE:

- A UE specific DRX may be configured by upper layers.

- UE controlled mobility;

- The UE:

- Monitors a Paging channel to detect incoming calls, system information change, for ETWS capable UEs,
ETWS notification, and for CMAS capable UEs, CMAS notification;

- Performs neighbouring cell measurements and cell (re-)selection;

- Acquires system information.

- Performs logging of available measurements together with location and time for logged measurement
configured UEs.

- RRC_CONNECTED:

- Transfer of unicast data to/from UE.

- At lower layers, the UE may be configured with a UE specific DRX.

- For UEs supporting CA, use of one or more SCells, aggregated with the PCell, for increased bandwidth;

- Network controlled mobility, i.e. handover and cell change order with optional network assistance (NACC)
to GERAN;

- The UE:

- Monitors a Paging channel and/ or System Information Block Type 1 contents to detect system
information change, for ETWS capable UEs, ETWS notification, and for CMAS capable UEs, CMAS
notification;

- Monitors control channels associated with the shared data channel to determine if data is scheduled for it;

- Provides channel quality and feedback information;

- Performs neighbouring cell measurements and measurement reporting;

- Acquires system information.

The following figure not only provides an overview of the RRC states in E-UTRA, but also illustrates the mobility
support between E-UTRAN, UTRAN and GERAN.

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Figure 4.2.1-1: E-UTRA states and inter RAT mobility procedures, 3GPP

The following figure illustrates the mobility support between E-UTRAN, CDMA2000 1xRTT and CDMA2000 HRPD.
The details of the CDMA2000 state models are out of the scope of this specification.

Figure 4.2.1-2: Mobility procedures between E-UTRA and CDMA2000

The inter-RAT handover procedure(s) supports the case of signalling, conversational services, non-conversational
services and combinations of these.

In addition to the state transitions shown in Figure 4.2.1-1 and Figure 4.2.1-2, there is support for connection release
with redirection information from E-UTRA RRC_CONNECTED to GERAN, UTRAN and CDMA2000 (HRPD Idle/
1xRTT Dormant mode).

4.2.2 Signalling radio bearers

"Signalling Radio Bearers" (SRBs) are defined as Radio Bearers (RB) that are used only for the transmission of RRC
and NAS messages. More specifically, the following three SRBs are defined:

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- SRB0 is for RRC messages using the CCCH logical channel;

- SRB1 is for RRC messages (which may include a piggybacked NAS message) as well as for NAS messages
prior to the establishment of SRB2, all using DCCH logical channel;

- SRB2 is for RRC messages which include logged measurement information as well as for NAS messages, all
using DCCH logical channel. SRB2 has a lower-priority than SRB1 and is always configured by E-UTRAN after
security activation.

In downlink piggybacking of NAS messages is used only for one dependant (i.e. with joint success/ failure) procedure:
bearer establishment/ modification/ release. In uplink NAS message piggybacking is used only for transferring the
initial NAS message during connection setup.

NOTE: The NAS messages transferred via SRB2 are also contained in RRC messages, which however do not
include any RRC protocol control information.

Once security is activated, all RRC messages on SRB1 and SRB2, including those containing NAS or non-3GPP
messages, are integrity protected and ciphered by PDCP. NAS independently applies integrity protection and ciphering
to the NAS messages.

4.3 Services
4.3.1 Services provided to upper layers
The RRC protocol offers the following services to upper layers:

- Broadcast of common control information;

- Notification of UEs in RRC_IDLE, e.g. about a terminating call, for ETWS, for CMAS;

- Transfer of dedicated control information, i.e. information for one specific UE.

4.3.2 Services expected from lower layers

In brief, the following are the main services that RRC expects from lower layers:

- PDCP: integrity protection and ciphering;

- RLC: reliable and in-sequence transfer of information, without introducing duplicates and with support for
segmentation and concatenation.

Further details about the services provided by Packet Data Convergence Protocol layer (e.g. integrity and ciphering) are
provided in TS 36.323 [8]. The services provided by Radio Link Control layer (e.g. the RLC modes) are specified in TS
36.322 [7]. Further details about the services provided by Medium Access Control layer (e.g. the logical channels) are
provided in TS 36.321 [6]. The services provided by physical layer (e.g. the transport channels) are specified in TS
36.302 [3].

4.4 Functions
The RRC protocol includes the following main functions:

- Broadcast of system information:

- Including NAS common information;

- Information applicable for UEs in RRC_IDLE, e.g. cell (re-)selection parameters, neighbouring cell
information and information (also) applicable for UEs in RRC_CONNECTED, e.g. common channel
configuration information.

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- Including ETWS notification, CMAS notification;

- RRC connection control:

- Paging;

- Establishment/ modification/ release of RRC connection, including e.g. assignment/ modification of UE

identity (C-RNTI), establishment/ modification/ release of SRB1 and SRB2, access class barring;

- Initial security activation, i.e. initial configuration of AS integrity protection (SRBs) and AS ciphering
(SRBs, DRBs);

- For RNs, configuration of AS integrity protection for DRBs;

- RRC connection mobility including e.g. intra-frequency and inter-frequency handover, associated security
handling, i.e. key/ algorithm change, specification of RRC context information transferred between network
nodes;

- Establishment/ modification/ release of RBs carrying user data (DRBs);

- Radio configuration control including e.g. assignment/ modification of ARQ configuration, HARQ
configuration, DRX configuration;

- For RNs, RN-specific radio configuration control for the radio interface between RN and E-UTRAN;

- In case of CA, cell management including e.g. change of PCell, addition/ modification/ release of SCell(s)
and addition/modification/release of STAG(s);

- QoS control including assignment/ modification of semi-persistent scheduling (SPS) configuration

information for DL and UL, assignment/ modification of parameters for UL rate control in the UE, i.e.
allocation of a priority and a prioritised bit rate (PBR) for each RB;

- Recovery from radio link failure;

- Inter-RAT mobility including e.g. security activation, transfer of RRC context information;

- Measurement configuration and reporting:

- Establishment/ modification/ release of measurements (e.g. intra-frequency, inter-frequency and inter- RAT
measurements);

- Setup and release of measurement gaps;

- Measurement reporting;

- Other functions including e.g. transfer of dedicated NAS information and non-3GPP dedicated information,
transfer of UE radio access capability information, support for E-UTRAN sharing (multiple PLMN identities);

- Generic protocol error handling;

- Support of self-configuration and self-optimisation;

- Support of measurement logging and reporting for network performance optimisation [60];

NOTE: Random access is specified entirely in the MAC including initial transmission power estimation.

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5 Procedures
5.1 General
5.1.1 Introduction
The procedural requirements are structured according to the main functional areas: system information (5.2), connection
control (5.3), inter-RAT mobility (5.4) and measurements (5.5). In addition sub-clause 5.6 covers other aspects e.g.
NAS dedicated information transfer, UE capability transfer, sub-clause 5.7 specifies the generic error handling, sub-
clause 5.8 covers MBMS and sub-clause 5.9 covers RN-specific procedures.

5.1.2 General requirements

The UE shall:

1> process the received messages in order of reception by RRC, i.e. the processing of a message shall be completed
before starting the processing of a subsequent message;

NOTE 1: E-UTRAN may initiate a subsequent procedure prior to receiving the UE's response of a previously
initiated procedure.

1> within a sub-clause execute the steps according to the order specified in the procedural description;

1> consider the term 'radio bearer' (RB) to cover SRBs and DRBs but not MRBs unless explicitly stated otherwise;

1> set the rrc-TransactionIdentifier in the response message, if included, to the same value as included in the
message received from E-UTRAN that triggered the response message;

1> upon receiving a choice value set to setup:

2> apply the corresponding received configuration and start using the associated resources, unless explicitly
specified otherwise;

1> upon receiving a choice value set to release:

2> clear the corresponding configuration and stop using the associated resources;

1> upon handover to E-UTRA; or

1> upon receiving an RRCConnectionReconfiguration message including the fullConfig:

2> apply the Conditions in the ASN.1 for inclusion of the fields for the DRB/PDCP/RLC setup during the
reconfiguration of the DRBs included in the drb-ToAddModList;

NOTE 2: At each point in time, the UE keeps a single value for each field except for during handover when the UE
temporarily stores the previous configuration so it can revert back upon handover failure. In other words:
when the UE reconfigures a field, the existing value is released except for during handover.

NOTE 3: Although not explicitly stated, the UE initially considers all functionality to be deactivated/ released until
it is explicitly stated that the functionality is setup/ activated. Correspondingly, the UE initially considers
lists to be empty e.g. the list of radio bearers, the list of measurements.

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5.2 System information

5.2.1 Introduction
5.2.1.1 General
System information is divided into the MasterInformationBlock (MIB) and a number of SystemInformationBlocks
(SIBs). The MIB includes a limited number of most essential and most frequently transmitted parameters that are
needed to acquire other information from the cell, and is transmitted on BCH. SIBs other than
SystemInformationBlockType1 are carried in SystemInformation (SI) messages and mapping of SIBs to SI messages is
flexibly configurable by schedulingInfoList included in SystemInformationBlockType1, with restrictions that: each SIB
is contained only in a single SI message, only SIBs having the same scheduling requirement (periodicity) can be
mapped to the same SI message, and SystemInformationBlockType2 is always mapped to the SI message that
corresponds to the first entry in the list of SI messages in schedulingInfoList. There may be multiple SI messages
transmitted with the same periodicity. SystemInformationBlockType1 and all SI messages are transmitted on DL-SCH.

NOTE 1: The physical layer imposes a limit to the maximum size a SIB can take. When DCI format 1C is used the
maximum allowed by the physical layer is 1736 bits (217 bytes) while for format 1A the limit is 2216 bits
(277 bytes), see TS 36.212 [22] and TS 36.213 [23].

In addition to broadcasting, E-UTRAN may provide SystemInformationBlockType1, including the same parameter
values, via dedicated signalling i.e., within an RRCConnectionReconfiguration message.

The UE applies the system information acquisition and change monitoring procedures for the PCell only. For an SCell,
E-UTRAN provides, via dedicated signalling, all system information relevant for operation in RRC_CONNECTED
when adding the SCell. Upon change of the relevant system information of a configured SCell, E-UTRAN releases and
subsequently adds the concerned SCell, which may be done with a single RRCConnectionReconfiguration message.

NOTE 2: E-UTRAN may configure via dedicated signalling different parameter values than the ones broadcast in
the concerned SCell.

An RN configured with an RN subframe configuration does not need to apply the system information acquisition and
change monitoring procedures. Upon change of any system information relevant to an RN, E-UTRAN provides the
system information blocks containing the relevant system information to an RN configured with an RN subframe
configuration via dedicated signalling using the RNReconfiguration message. For RNs configured with an RN subframe
configuration, the system information contained in this dedicated signalling replaces any corresponding stored system
information and takes precedence over any corresponding system information acquired through the system information
acquisition procedure. The dedicated system information remains valid until overridden.

NOTE 3: E-UTRAN may configure an RN, via dedicated signalling, with different parameter values than the ones
broadcast in the concerned cell.

5.2.1.2 Scheduling
The MIB uses a fixed schedule with a periodicity of 40 ms and repetitions made within 40 ms. The first transmission of
the MIB is scheduled in subframe #0 of radio frames for which the SFN mod 4 = 0, and repetitions are scheduled in
subframe #0 of all other radio frames.

The SystemInformationBlockType1 uses a fixed schedule with a periodicity of 80 ms and repetitions made within 80 ms.
The first transmission of SystemInformationBlockType1 is scheduled in subframe #5 of radio frames for which the SFN
mod 8 = 0, and repetitions are scheduled in subframe #5 of all other radio frames for which SFN mod 2 = 0.

The SI messages are transmitted within periodically occurring time domain windows (referred to as SI-windows) using
dynamic scheduling. Each SI message is associated with a SI-window and the SI-windows of different SI messages do
not overlap. That is, within one SI-window only the corresponding SI is transmitted. The length of the SI-window is
common for all SI messages, and is configurable. Within the SI-window, the corresponding SI message can be

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transmitted a number of times in any subframe other than MBSFN subframes, uplink subframes in TDD, and subframe
#5 of radio frames for which SFN mod 2 = 0. The UE acquires the detailed time-domain scheduling (and other
information, e.g. frequency-domain scheduling, used transport format) from decoding SI-RNTI on PDCCH (see TS
36.321 [6]).

A single SI-RNTI is used to address SystemInformationBlockType1 as well as all SI messages.

SystemInformationBlockType1 configures the SI-window length and the transmission periodicity for the SI messages.

5.2.1.3 System information validity and notification of changes

Change of system information (other than for ETWS, CMAS and EAB parameters) only occurs at specific radio frames,
i.e. the concept of a modification period is used. System information may be transmitted a number of times with the
same content within a modification period, as defined by its scheduling. The modification period boundaries are defined
by SFN values for which SFN mod m= 0, where m is the number of radio frames comprising the modification period.
The modification period is configured by system information.

When the network changes (some of the) system information, it first notifies the UEs about this change, i.e. this may be
done throughout a modification period. In the next modification period, the network transmits the updated system
information. These general principles are illustrated in figure 5.2.1.3-1, in which different colours indicate different
system information. Upon receiving a change notification, the UE acquires the new system information immediately
from the start of the next modification period. The UE applies the previously acquired system information until the UE
acquires the new system information.

Figure 5.2.1.3-1: Change of system Information

The Paging message is used to inform UEs in RRC_IDLE and UEs in RRC_CONNECTED about a system information
change. If the UE receives a Paging message including the systemInfoModification, it knows that the system
information will change at the next modification period boundary. Although the UE may be informed about changes in
system information, no further details are provided e.g. regarding which system information will change.

SystemInformationBlockType1 includes a value tag, systemInfoValueTag, that indicates if a change has occurred in the
SI messages. UEs may use systemInfoValueTag, e.g. upon return from out of coverage, to verify if the previously stored
SI messages are still valid. Additionally, the UE considers stored system information to be invalid after 3 hours from the
moment it was successfully confirmed as valid, unless specified otherwise.

E-UTRAN may not update systemInfoValueTag upon change of some system information e.g. ETWS information,
CMAS information, regularly changing parameters like time information (SystemInformationBlockType8,
SystemInformationBlockType16), EAB parameters. Similarly, E-UTRAN may not include the systemInfoModification
within the Paging message upon change of some system information.

The UE verifies that stored system information remains valid by either checking systemInfoValueTag in
SystemInformationBlockType1 after the modification period boundary, or attempting to find the systemInfoModification
indication at least modificationPeriodCoeff times during the modification period in case no paging is received, in every
modification period. If no paging message is received by the UE during a modification period, the UE may assume that
no change of system information will occur at the next modification period boundary. If UE in RRC_CONNECTED,
during a modification period, receives one paging message, it may deduce from the presence/ absence of
systemInfoModification whether a change of system information other than ETWS information, CMAS information and
EAB parameters will occur in the next modification period or not.

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ETWS and/or CMAS capable UEs in RRC_CONNECTED shall attempt to read paging at least once every
defaultPagingCycle to check whether ETWS and/or CMAS notification is present or not.

5.2.1.4 Indication of ETWS notification

ETWS primary notification and/ or ETWS secondary notification can occur at any point in time. The Paging message is
used to inform ETWS capable UEs in RRC_IDLE and UEs in RRC_CONNECTED about presence of an ETWS
primary notification and/ or ETWS secondary notification. If the UE receives a Paging message including the etws-
Indication, it shall start receiving the ETWS primary notification and/ or ETWS secondary notification according to
schedulingInfoList contained in SystemInformationBlockType1. If the UE receives Paging message including the etws-
Indication while it is acquiring ETWS notification(s), the UE shall continue acquiring ETWS notification(s) based on
the previously acquired schedulingInfoList until it re-acquires schedulingInfoList in SystemInformationBlockType1.
NOTE: The UE is not required to periodically check schedulingInfoList contained in
SystemInformationBlockType1, but Paging message including the etws-Indication triggers the UE to re-
acquire schedulingInfoList contained in SystemInformationBlockType1 for scheduling changes for
SystemInformationBlockType10 and SystemInformationBlockType11. The UE may or may not receive a
Paging message including the etws-Indication and/or systemInfoModification when ETWS is no longer
scheduled.

ETWS primary notification is contained in SystemInformationBlockType10 and ETWS secondary notification is

contained in SystemInformationBlockType11. Segmentation can be applied for the delivery of a secondary notification.
The segmentation is fixed for transmission of a given secondary notification within a cell (i.e. the same segment size for
a given segment with the same messageIdentifier, serialNumber and warningMessageSegmentNumber). An ETWS
secondary notification corresponds to a single CB data IE as defined according to TS 23.041 [37].

5.2.1.5 Indication of CMAS notification

CMAS notification can occur at any point in time. The Paging message is used to inform CMAS capable UEs in
RRC_IDLE and UEs in RRC_CONNECTED about presence of one or more CMAS notifications. If the UE receives a
Paging message including the cmas-Indication, it shall start receiving the CMAS notifications according to
schedulingInfoList contained in SystemInformationBlockType1. If the UE receives Paging message including the cmas-
Indication while it is acquiring CMAS notification(s), the UE shall continue acquiring CMAS notification(s) based on
the previously acquired schedulingInfoList until it re-acquires schedulingInfoList in SystemInformationBlockType1.
NOTE: The UE is not required to periodically check schedulingInfoList contained in
SystemInformationBlockType1, but Paging message including the cmas-Indication triggers the UE to re-
acquire schedulingInfoList contained in SystemInformationBlockType1 for scheduling changes for
SystemInformationBlockType12. The UE may or may not receive a Paging message including the cmas-
Indication and/or systemInfoModification when SystemInformationBlockType12 is no longer scheduled.

CMAS notification is contained in SystemInformationBlockType12. Segmentation can be applied for the delivery of a
CMAS notification. The segmentation is fixed for transmission of a given CMAS notification within a cell (i.e. the
same segment size for a given segment with the same messageIdentifier, serialNumber and
warningMessageSegmentNumber). E-UTRAN does not interleave transmissions of CMAS notifications, i.e. all
segments of a given CMAS notification transmission are transmitted prior to those of another CMAS notification. A
CMAS notification corresponds to a single CB data IE as defined according to TS 23.041 [37].

5.2.1.6 Notification of EAB parameters change

Change of EAB parameters can occur at any point in time. The EAB parameters are contained in
SystemInformationBlockType14. The Paging message is used to inform EAB capable UEs in RRC_IDLE about a
change of EAB parameters or that SystemInformationBlockType14 is no longer scheduled. If the UE receives a Paging
message including the eab-ParamModification, it shall acquire SystemInformationBlockType14 according to
schedulingInfoList contained in SystemInformationBlockType1. If the UE receives a Paging message including the eab-
ParamModification while it is acquiring SystemInformationBlockType14, the UE shall continue acquiring

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SystemInformationBlockType14 based on the previously acquired schedulingInfoList until it re-acquires

schedulingInfoList in SystemInformationBlockType1.
NOTE: The EAB capable UE is not expected to periodically check schedulingInfoList contained in
SystemInformationBlockType1.

5.2.2 System information acquisition

5.2.2.1 General

Figure 5.2.2.1-1: System information acquisition, normal

The UE applies the system information acquisition procedure to acquire the AS- and NAS- system information that is
broadcasted by the E-UTRAN. The procedure applies to UEs in RRC_IDLE and UEs in RRC_CONNECTED.

5.2.2.2 Initiation
The UE shall apply the system information acquisition procedure upon selecting (e.g. upon power on) and upon re-
selecting a cell, after handover completion, after entering E-UTRA from another RAT, upon return from out of
coverage, upon receiving a notification that the system information has changed, upon receiving an indication about the
presence of an ETWS notification, upon receiving an indication about the presence of a CMAS notification, upon
receiving a notification that the EAB parameters have changed, upon receiving a request from CDMA2000 upper layers
and upon exceeding the maximum validity duration. Unless explicitly stated otherwise in the procedural specification,
the system information acquisition procedure overwrites any stored system information, i.e. delta configuration is not
applicable for system information and the UE discontinues using a field if it is absent in system information unless
explicitly specified otherwise.

5.2.2.3 System information required by the UE

The UE shall:

1> ensure having a valid version, as defined below, of (at least) the following system information, also referred to as
the 'required' system information:

2> if in RRC_IDLE:

3> the MasterInformationBlock and SystemInformationBlockType1 as well as SystemInformationBlockType2

through SystemInformationBlockType8, depending on support of the concerned RATs;

2> if in RRC_CONNECTED:

3> the MasterInformationBlock, SystemInformationBlockType1 and SystemInformationBlockType2 as well as

SystemInformationBlockType8, depending on support of CDMA2000;

1> delete any stored system information after 3 hours from the moment it was confirmed to be valid as defined in
5.2.1.3, unless specified otherwise;

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1> consider any stored system information except SystemInformationBlockType10, SystemInformationBlockType11,

systemInformationBlockType12 and systemInformationBlockType14 to be invalid if systemInfoValueTag
included in the SystemInformationBlockType1 is different from the one of the stored system information;

5.2.2.4 System information acquisition by the UE

The UE shall:

1> apply the specified BCCH configuration defined in 9.1.1.1;

1> if the procedure is triggered by a system information change notification:

2> start acquiring the required system information, as defined in 5.2.2.3, from the beginning of the modification
period following the one in which the change notification was received;

NOTE 1: The UE continues using the previously received system information until the new system information has
been acquired.

1> if the UE is in RRC_IDLE and enters a cell for which the UE does not have stored a valid version of the system
information required in RRC_IDLE, as defined in 5.2.2.3:

2> acquire, using the system information acquisition procedure as defined in 5.2.3, the system information
required in RRC_IDLE, as defined in 5.2.2.3;

1> following successful handover completion to a PCell for which the UE does not have stored a valid version of
the system information required in RRC_CONNECTED, as defined in 5.2.2.3:

2> acquire, using the system information acquisition procedure as defined in 5.2.3, the system information
required in RRC_CONNECTED, as defined in 5.2.2.3;

2> upon acquiring the concerned system information:

3> discard the corresponding radio resource configuration information included in the
radioResourceConfigCommon previously received in a dedicated message, if any;

1> following a request from CDMA2000 upper layers:

2> acquire SystemInformationBlockType8, as defined in 5.2.3;

1> neither initiate the RRC connection establishment procedure nor initiate transmission of the
RRCConnectionReestablishmentRequest message until the UE has a valid version of the
MasterInformationBlock and SystemInformationBlockType1 messages as well as SystemInformationBlockType2 ;

1> not initiate the RRC connection establishment subject to EAB until the UE has a valid version of
SystemInformationBlockType14, if broadcast;

1> if the UE is ETWS capable:

2> upon entering a cell during RRC_IDLE, following successful handover or upon connection re-establishment:

3> discard any previously buffered warningMessageSegment;

3> clear, if any, the current values of messageIdentifier and serialNumber for
SystemInformationBlockType11;

2> when the UE acquires SystemInformationBlockType1 following ETWS indication, upon entering a cell
during RRC_IDLE, following successful handover or upon connection re-establishment:

3> if schedulingInfoList indicates that SystemInformationBlockType10 is present:

4> start acquiring SystemInformationBlockType10 immediately;

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3> if schedulingInfoList indicates that SystemInformationBlockType11 is present:

4> start acquiring SystemInformationBlockType11 immediately;

NOTE 2: UEs shall start acquiring SystemInformationBlockType10 and SystemInformationBlockType11 as

described above even when systemInfoValueTag in SystemInformationBlockType1 has not changed.
1> if the UE is CMAS capable:

2> upon entering a cell during RRC_IDLE, following successful handover or upon connection re-establishment:

3> discard any previously buffered warningMessageSegment;

3> clear, if any, stored values of messageIdentifier and serialNumber for SystemInformationBlockType12
associated with the discarded warningMessageSegment;

2> when the UE acquires SystemInformationBlockType1 following CMAS indication, upon entering a cell
during RRC_IDLE, following successful handover and upon connection re-establishment:

3> if schedulingInfoList indicates that SystemInformationBlockType12 is present:

4> acquire SystemInformationBlockType12;

NOTE 3: UEs shall start acquiring SystemInformationBlockType12 as described above even when
systemInfoValueTag in SystemInformationBlockType1 has not changed.
1> if the UE is interested to receive MBMS services:

2> if schedulingInfoList indicates that SystemInformationBlockType13 is present and the UE does not have
stored a valid version of this system information block:

3> acquire SystemInformationBlockType13;

2> if the UE is capable of MBMS Service Continuity:

3> if schedulingInfoList indicates that SystemInformationBlockType15 is present and the UE does not have
stored a valid version of this system information block:

4> acquire SystemInformationBlockType15;

1> if the UE is EAB capable:

2> when the UE does not have stored a valid version of SystemInformationBlockType14 upon entering
RRC_IDLE, or when the UE acquires SystemInformationBlockType1 following EAB parameters change
notification or upon entering a cell during RRC_IDLE:

3> if schedulingInfoList indicates that SystemInformationBlockType14 is present:

4> start acquiring SystemInformationBlockType14 immediately;

3> else:

4> discard SystemInformationBlockType14, if previously received;

NOTE 4: EAB capable UEs start acquiring SystemInformationBlockType14 as described above even when
systemInfoValueTag in SystemInformationBlockType1 has not changed.
NOTE 5: EAB capable UEs maintain an up to date SystemInformationBlockType14 in RRC_IDLE.

The UE may apply the received SIBs immediately, i.e. the UE does not need to delay using a SIB until all SI messages
have been received. The UE may delay applying the received SIBs until completing lower layer procedures associated
with a received or a UE originated RRC message, e.g. an ongoing random access procedure.

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NOTE 6: While attempting to acquire a particular SIB, if the UE detects from schedulingInfoList that it is no longer
present, the UE should stop trying to acquire the particular SIB.

5.2.2.5 Essential system information missing

The UE shall:

1> if in RRC_IDLE or in RRC_CONNECTED while T311 is running:

2> if the UE is unable to acquire the MasterInformationBlock or the SystemInformationBlockType1:

3> consider the cell as barred in accordance with TS 36.304 [4]; and

3> perform barring as if intraFreqReselection is set to allowed, and as if the csg-Indication is set to FALSE;

2> else if the UE is unable to acquire the SystemInformationBlockType2:

3> treat the cell as barred in accordance with TS 36.304 [4];

5.2.2.6 Actions upon reception of the MasterInformationBlock message

Upon receiving the MasterInformationBlock message the UE shall:

1> apply the radio resource configuration included in the phich-Config;

1> if the UE is in RRC_IDLE or if the UE is in RRC_CONNECTED while T311 is running:

2> if the UE has no valid system information stored according to 5.2.2.3 for the concerned cell:

3> apply the received value of dl-Bandwidth to the ul-Bandwidth until SystemInformationBlockType2 is
received;

5.2.2.7 Actions upon reception of the SystemInformationBlockType1 message

Upon receiving the SystemInformationBlockType1 either via broadcast or via dedicated signalling, the UE shall:

1> if in RRC_CONNECTED while T311 is not running, and the UE supports multi-band cells as defined by bit 31
in featureGroupIndicators:

2> disregard the freqBandIndicator and multiBandInfoList, if received, while in RRC_CONNECTED;

2> forward the cellIdentity to upper layers;

2> forward the trackingAreaCode to upper layers;

1> else:

2> if the frequency band indicated in the freqBandIndicator is part of the frequency bands supported by the UE;
or

2> if the UE supports multiBandInfoList, and if one or more of the frequency bands indicated in the
multiBandInfoList are part of the frequency bands supported by the UE:

3> forward the cellIdentity to upper layers;

3> forward the trackingAreaCode to upper layers;

2> else:

3> consider the cell as barred in accordance with TS 36.304 [4]; and

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3> perform barring as if intraFreqReselection is set to notAllowed, and as if the csg-Indication is set to
FALSE;

5.2.2.8 Actions upon reception of SystemInformation messages

No UE requirements related to the contents of the SystemInformation messages apply other than those specified
elsewhere e.g. within procedures using the concerned system information, and/ or within the corresponding field
descriptions.

5.2.2.9 Actions upon reception of SystemInformationBlockType2

Upon receiving SystemInformationBlockType2, the UE shall:

1> apply the configuration included in the radioResourceConfigCommon;

1> if upper layers indicate that a (UE specific) paging cycle is configured:

2> apply the shortest of the (UE specific) paging cycle and the defaultPagingCycle included in the
radioResourceConfigCommon;

1> if the mbsfn-SubframeConfigList is included:

2> consider that DL assignments may occur in the MBSFN subframes indicated in the mbsfn-
SubframeConfigList under the conditions specified in [23, 7.1];

1> apply the specified PCCH configuration defined in 9.1.1.3;

1> not apply the timeAlignmentTimerCommon;

1> if in RRC_CONNECTED and UE is configured with RLF timers and constants values received within rlf-
TimersAndConstants:

2> not update its values of the timers and constants in ue-TimersAndConstants except for the value of timer
T300;

1> if in RRC_CONNECTED while T311 is not running; and the UE supports multi-band cells as defined by bit 31
in featureGroupIndicators:

2> disregard the additionalSpectrumEmission and ul-CarrierFreq, if received, while in RRC_CONNECTED;

5.2.2.10 Actions upon reception of SystemInformationBlockType3

No UE requirements related to the contents of this SystemInformationBlock apply other than those specified elsewhere
e.g. within procedures using the concerned system information, and/ or within the corresponding field descriptions.

5.2.2.11 Actions upon reception of SystemInformationBlockType4

No UE requirements related to the contents of this SystemInformationBlock apply other than those specified elsewhere
e.g. within procedures using the concerned system information, and/ or within the corresponding field descriptions.

5.2.2.12 Actions upon reception of SystemInformationBlockType5

No UE requirements related to the contents of this SystemInformationBlock apply other than those specified elsewhere
e.g. within procedures using the concerned system information, and/ or within the corresponding field descriptions.

5.2.2.13 Actions upon reception of SystemInformationBlockType6

No UE requirements related to the contents of this SystemInformationBlock apply other than those specified elsewhere
e.g. within procedures using the concerned system information, and/ or within the corresponding field descriptions.

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5.2.2.14 Actions upon reception of SystemInformationBlockType7

No UE requirements related to the contents of this SystemInformationBlock apply other than those specified elsewhere
e.g. within procedures using the concerned system information, and/ or within the corresponding field descriptions.

5.2.2.15 Actions upon reception of SystemInformationBlockType8

Upon receiving SystemInformationBlockType8, the UE shall:

1> if sib8-PerPLMN-List is included and the UE is capable of network sharing for CDMA2000:

2> apply the CDMA2000 parameters below corresponding to the RPLMN;

1> if the systemTimeInfo is included:

2> forward the systemTimeInfo to CDMA2000 upper layers;

1> if the UE is in RRC_IDLE and if searchWindowSize is included:

2> forward the searchWindowSize to CDMA2000 upper layers;

1> if parametersHRPD is included:

2> forward the preRegistrationInfoHRPD to CDMA2000 upper layers only if the UE has not received the
preRegistrationInfoHRPD within an RRCConnectionReconfiguration message after entering this cell;

2> if the cellReselectionParametersHRPD is included:

3> forward the neighCellList to the CDMA2000 upper layers;

1> if the parameters1XRTT is included:

2> if the csfb-RegistrationParam1XRTT is included:

3> forward the csfb-RegistrationParam1XRTT to the CDMA2000 upper layers which will use this
information to determine if a CS registration/re-registration towards CDMA2000 1xRTT in the EUTRA
cell is required;

2> else:

3> indicate to CDMA2000 upper layers that CSFB Registration to CDMA2000 1xRTT is not allowed;

2> if the longCodeState1XRTT is included:

3> forward the longCodeState1XRTT to CDMA2000 upper layers;

2> if the cellReselectionParameters1XRTT is included:

3> forward the neighCellList to the CDMA2000 upper layers;

2> if the csfb-SupportForDualRxUEs is included:

3> forward csfb-SupportForDualRxUEs to the CDMA2000 upper layers;

2> else:

3> forward csfb-SupportForDualRxUEs, with its value set to FALSE, to the CDMA2000 upper layers;

2> if ac-BarringConfig1XRTT is included:

3> forward ac-BarringConfig1XRTT to the CDMA2000 upper layers;

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2> if the csfb-DualRxTxSupport is included:

3> forward csfb-DualRxTxSupport to the CDMA2000 upper layers;

2> else:

3> forward csfb-DualRxTxSupport, with its value set to FALSE, to the CDMA2000 upper layers;

5.2.2.16 Actions upon reception of SystemInformationBlockType9

Upon receiving SystemInformationBlockType9, the UE shall:

1> if hnb-Name is included, forward the hnb-Name to upper layers;

5.2.2.17 Actions upon reception of SystemInformationBlockType10

Upon receiving SystemInformationBlockType10, the UE shall:
1> forward the received warningType, messageIdentifier and serialNumber to upper layers;

5.2.2.18 Actions upon reception of SystemInformationBlockType11

Upon receiving SystemInformationBlockType11, the UE shall:
1> if there is no current value for messageIdentifier and serialNumber for SystemInformationBlockType11; or

1> if either the received value of messageIdentifier or of serialNumber or of both are different from the current
values of messageIdentifier and serialNumber for SystemInformationBlockType11:

2> use the received values of messageIdentifier and serialNumber for SystemInformationBlockType11 as the
current values of messageIdentifier and serialNumber for SystemInformationBlockType11;

2> discard any previously buffered warningMessageSegment;

2> if all segments of a warning message have been received:

3> assemble the warning message from the received warningMessageSegment;

3> forward the received warning message, messageIdentifier, serialNumber and dataCodingScheme to upper
layers;

3> stop reception of SystemInformationBlockType11;

3> discard the current values of messageIdentifier and serialNumber for SystemInformationBlockType11;

2> else:

3> store the received warningMessageSegment;

3> continue reception of SystemInformationBlockType11;

1> else if all segments of a warning message have been received:

2> assemble the warning message from the received warningMessageSegment;

2> forward the received complete warning message, messageIdentifier, serialNumber and dataCodingScheme to
upper layers;

2> stop reception of SystemInformationBlockType11;

2> discard the current values of messageIdentifier and serialNumber for SystemInformationBlockType11;

1> else:

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2> store the received warningMessageSegment;

2> continue reception of SystemInformationBlockType11;

The UE should discard any stored warningMessageSegment and the current value of messageIdentifier and
serialNumber for SystemInformationBlockType11 if the complete warning message has not been assembled within a
period of 3 hours.

5.2.2.19 Actions upon reception of SystemInformationBlockType12

Upon receiving SystemInformationBlockType12, the UE shall:
1> if the SystemInformationBlockType12 contains a complete warning message:

2> forward the received warning message, messageIdentifier, serialNumber and dataCodingScheme to upper
layers;

2> continue reception of SystemInformationBlockType12;

1> else:

2> if the received values of messageIdentifier and serialNumber are the same (each value is the same) as a pair
for which a warning message is currently being assembled:

3> store the received warningMessageSegment;

3> if all segments of a warning message have been received:

4> assemble the warning message from the received warningMessageSegment;

4> forward the received warning message, messageIdentifier, serialNumber and dataCodingScheme to
upper layers;

4> stop assembling a warning message for this messageIdentifier and serialNumber and delete all stored
information held for it;

3> continue reception of SystemInformationBlockType12;

2> else if the received values of messageIdentifier and/or serialNumber are not the same as any of the pairs for
which a warning message is currently being assembled:

3> start assembling a warning message for this messageIdentifier and serialNumber pair;

3> store the received warningMessageSegment;

3> continue reception of SystemInformationBlockType12;

The UE should discard warningMessageSegment and the associated values of messageIdentifier and serialNumber for
SystemInformationBlockType12 if the complete warning message has not been assembled within a period of 3 hours.
NOTE: The number of warning messages that a UE can re-assemble simultaneously is a function of UE
implementation.

5.2.2.20 Actions upon reception of SystemInformationBlockType13

No UE requirements related to the contents of this SystemInformationBlock apply other than those specified elsewhere
e.g. within procedures using the concerned system information, and/ or within the corresponding field descriptions.

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5.2.2.21 Actions upon reception of SystemInformationBlockType14

No UE requirements related to the contents of this SystemInformationBlock apply other than those specified elsewhere
e.g. within procedures using the concerned system information, and/ or within the corresponding field descriptions.

5.2.2.22 Actions upon reception of SystemInformationBlockType15

No UE requirements related to the contents of this SystemInformationBlock apply other than those specified elsewhere
e.g. within procedures using the concerned system information, and/ or within the corresponding field descriptions.

5.2.2.23 Actions upon reception of SystemInformationBlockType16

No UE requirements related to the contents of this SystemInformationBlock apply other than those specified elsewhere
e.g. within procedures using the concerned system information, and/ or within the corresponding field descriptions.

5.2.3 Acquisition of an SI message

When acquiring an SI message, the UE shall:

1> determine the start of the SI-window for the concerned SI message as follows:

2> for the concerned SI message, determine the number n which corresponds to the order of entry in the list of
SI messages configured by schedulingInfoList in SystemInformationBlockType1;

2> determine the integer value x = (n – 1)*w, where w is the si-WindowLength;

2> the SI-window starts at the subframe #a, where a = x mod 10, in the radio frame for which SFN mod T =
FLOOR(x/10), where T is the si-Periodicity of the concerned SI message;

NOTE: E-UTRAN should configure an SI-window of 1 ms only if all SIs are scheduled before subframe #5 in
radio frames for which SFN mod 2 = 0.

1> receive DL-SCH using the SI-RNTI from the start of the SI-window and continue until the end of the SI-window
whose absolute length in time is given by si-WindowLength, or until the SI message was received, excluding the
following subframes:

2> subframe #5 in radio frames for which SFN mod 2 = 0;

2> any MBSFN subframes;

2> any uplink subframes in TDD;

1> if the SI message was not received by the end of the SI-window, repeat reception at the next SI-window occasion
for the concerned SI message;

5.3 Connection control

5.3.1 Introduction
5.3.1.1 RRC connection control
RRC connection establishment involves the establishment of SRB1. E-UTRAN completes RRC connection
establishment prior to completing the establishment of the S1 connection, i.e. prior to receiving the UE context
information from the EPC. Consequently, AS security is not activated during the initial phase of the RRC connection.
During this initial phase of the RRC connection, the E-UTRAN may configure the UE to perform measurement
reporting. However, the UE only accepts a handover message when security has been activated.

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Upon receiving the UE context from the EPC, E-UTRAN activates security (both ciphering and integrity protection)
using the initial security activation procedure. The RRC messages to activate security (command and successful
response) are integrity protected, while ciphering is started only after completion of the procedure. That is, the response
to the message used to activate security is not ciphered, while the subsequent messages (e.g. used to establish SRB2 and
DRBs) are both integrity protected and ciphered.

After having initiated the initial security activation procedure, E-UTRAN initiates the establishment of SRB2 and
DRBs, i.e. E-UTRAN may do this prior to receiving the confirmation of the initial security activation from the UE. In
any case, E-UTRAN will apply both ciphering and integrity protection for the RRC connection reconfiguration
messages used to establish SRB2 and DRBs. E-UTRAN should release the RRC connection if the initial security
activation and/ or the radio bearer establishment fails (i.e. security activation and DRB establishment are triggered by a
joint S1-procedure, which does not support partial success).

For SRB2 and DRBs, security is always activated from the start, i.e. the E-UTRAN does not establish these bearers
prior to activating security.

After having initiated the initial security activation procedure, E-UTRAN may configure a UE that supports CA, with
one or more SCells in addition to the PCell that was initially configured during connection establishment. The PCell is
used to provide the security inputs and upper layer system information (i.e. the NAS mobility information e.g. TAI).
SCells are used to provide additional downlink and optionally uplink radio resources.

The release of the RRC connection normally is initiated by E-UTRAN. The procedure may be used to re-direct the UE
to an E-UTRA frequency or an inter-RAT carrier frequency. Only in exceptional cases, as specified within this
specification, TS 36.300 [9], TS 36.304 [4] or TS 24.301 [35], may the UE abort the RRC connection, i.e. move to
RRC_IDLE without notifying E-UTRAN.

5.3.1.2 Security
AS security comprises of the integrity protection of RRC signalling (SRBs) as well as the ciphering of RRC signalling
(SRBs) and user data (DRBs).

RRC handles the configuration of the security parameters which are part of the AS configuration: the integrity
protection algorithm, the ciphering algorithm and two parameters, namely the keyChangeIndicator and the
nextHopChainingCount, which are used by the UE to determine the AS security keys upon handover and/ or connection
re-establishment.

The integrity protection algorithm is common for signalling radio bearers SRB1 and SRB2. The ciphering algorithm is
common for all radio bearers (i.e. SRB1, SRB2 and DRBs). Neither integrity protection nor ciphering applies for SRB0.

RRC integrity and ciphering are always activated together, i.e. in one message/ procedure. RRC integrity and ciphering
are never de-activated. However, it is possible to switch to a 'NULL' ciphering algorithm (eea0).

The 'NULL' integrity protection algorithm (eia0) is used only for the UE in limited service mode [32, TS33.401]. In
case the 'NULL' integrity protection algorithm is used, 'NULL' ciphering algorithm is also used.

NOTE 1: Lower layers discard RRC messages for which the integrity check has failed and indicate the integrity
verification check failure to RRC.

The AS applies three different security keys: one for the integrity protection of RRC signalling (K RRCint), one for the
ciphering of RRC signalling (KRRCenc) and one for the ciphering of user data (KUPenc). All three AS keys are derived from
the KeNB key. The KeNB is based on the KASME key, which is handled by upper layers.

Upon connection establishment new AS keys are derived. No AS-parameters are exchanged to serve as inputs for the
derivation of the new AS keys at connection establishment.

The integrity and ciphering of the RRC message used to perform handover is based on the security configuration used
prior to the handover and is performed by the source eNB.

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The integrity and ciphering algorithms can only be changed upon handover. The four AS keys (K eNB, KRRCint, KRRCenc and
KUPenc) change upon every handover and connection re-establishment. The keyChangeIndicator is used upon handover
and indicates whether the UE should use the keys associated with the latest available K ASME key. The
nextHopChainingCount parameter is used upon handover and connection re-establishment by the UE when deriving the
new KeNB that is used to generate KRRCint, KRRCenc and KUPenc (see TS 33.401 [32]). An intra cell handover procedure may
be used to change the keys in RRC_CONNECTED.

For each radio bearer an independent counter (COUNT, as specified in TS 36.323 [8]) is maintained for each direction.
For each DRB, the COUNT is used as input for ciphering. For each SRB, the COUNT is used as input for both
ciphering and integrity protection. It is not allowed to use the same COUNT value more than once for a given security
key. In order to limit the signalling overhead, individual messages/ packets include a short sequence number (PDCP
SN, as specified in TS 36.323 [8]). In addition, an overflow counter mechanism is used: the hyper frame number
(TX_HFN and RX_HFN, as specified in TS 36.323 [8]). The HFN needs to be synchronized between the UE and the
eNB. The eNB is responsible for avoiding reuse of the COUNT with the same RB identity and with the same K eNB, e.g.
due to the transfer of large volumes of data, release and establishment of new RBs. In order to avoid such re-use, the
eNB may e.g. use different RB identities for successive RB establishments, trigger an intra cell handover or an
RRC_CONNECTED to RRC_IDLE to RRC_CONNECTED transition.

For each SRB, the value provided by RRC to lower layers to derive the 5-bit BEARER parameter used as input for
ciphering and for integrity protection is the value of the corresponding srb-Identity with the MSBs padded with zeroes.

5.3.1.2a RN security
For RNs, AS security follows the procedures in 5.3.1.2. Furthermore, E-UTRAN may configure per DRB whether or
not integrity protection is used. The use of integrity protection may be configured only upon DRB establishment and
reconfigured only upon handover or upon the first reconfiguration following RRC connection re-establishment.

To provide integrity protection on DRBs between the RN and the E-UTRAN, the KUPint key is derived from the KeNB key
as described in TS33.401 [32]. The same integrity protection algorithm used for SRBs also applies to the DRBs. The
KUPint changes at every handover and RRC connection re-establishment and is based on an updated K eNB which is derived
by taking into account the nextHopChainingCount. The COUNT value maintained for DRB ciphering is also used for
integrity protection, if the integrity protection is configured for the DRB.

5.3.1.3 Connected mode mobility

In RRC_CONNECTED, the network controls UE mobility, i.e. the network decides when the UE shall connect to
which E-UTRA cell(s), or inter-RAT cell. For network controlled mobility in RRC_CONNECTED, the PCell can be
changed using an RRCConnectionReconfiguration message including the mobilityControlInfo (handover), whereas the
SCell(s) can be changed using the RRCConnectionReconfiguration message either with or without the
mobilityControlInfo. The network triggers the handover procedure e.g. based on radio conditions, load. To facilitate
this, the network may configure the UE to perform measurement reporting (possibly including the configuration of
measurement gaps). The network may also initiate handover blindly, i.e. without having received measurement reports
from the UE.

Before sending the handover message to the UE, the source eNB prepares one or more target cells. The source eNB
selects the target PCell. The source eNB may also provide the target eNB with a list of best cells on each frequency for
which measurement information is available, in order of decreasing RSRP. The source eNB may also include available
measurement information for the cells provided in the list. The target eNB decides which SCells are configured for use
after handover, which may include cells other than the ones indicated by the source eNB.

The target eNB generates the message used to perform the handover, i.e. the message including the AS-configuration to
be used in the target cell(s). The source eNB transparently (i.e. does not alter values/ content) forwards the handover
message/ information received from the target to the UE. When appropriate, the source eNB may initiate data
forwarding for (a subset of) the DRBs.

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After receiving the handover message, the UE attempts to access the target PCell at the first available RACH occasion
according to Random Access resource selection defined in TS 36.321 [6], i.e. the handover is asynchronous.
Consequently, when allocating a dedicated preamble for the random access in the target PCell, E-UTRA shall ensure it
is available from the first RACH occasion the UE may use. Upon successful completion of the handover, the UE sends
a message used to confirm the handover.

If the target eNB does not support the release of RRC protocol which the source eNB used to configure the UE, the
target eNB may be unable to comprehend the UE configuration provided by the source eNB. In this case, the target eNB
should use the full configuration option to reconfigure the UE for Handover and Re-establishment. Full configuration
option includes an initialization of the radio configuration, which makes the procedure independent of the configuration
used in the source cell(s) with the exception that the security algorithms are continued for the RRC re-establishment.

After the successful completion of handover, PDCP SDUs may be re-transmitted in the target cell(s). This only applies
for DRBs using RLC-AM mode and for handovers not involving full configuration option. The further details are
specified in TS 36.323 [8]. After the successful completion of handover not involving full configuration option, the SN
and the HFN are reset except for the DRBs using RLC-AM mode (for which both SN and HFN continue). For
reconfigurations involving the full configuration option, the PDCP entities are newly established (SN and HFN do not
continue) for all DRBs irrespective of the RLC mode. The further details are specified in TS 36.323 [8].

One UE behaviour to be performed upon handover is specified, i.e. this is regardless of the handover procedures used
within the network (e.g. whether the handover includes X2 or S1 signalling procedures).

The source eNB should, for some time, maintain a context to enable the UE to return in case of handover failure. After
having detected handover failure, the UE attempts to resume the RRC connection either in the source PCell or in
another cell using the RRC re-establishment procedure. This connection resumption succeeds only if the accessed cell is
prepared, i.e. concerns a cell of the source eNB or of another eNB towards which handover preparation has been
performed. The cell in which the re-establishment procedure succeeds becomes the PCell while SCells and STAGs, if
configured, are released.

Normal measurement and mobility procedures are used to support handover to cells broadcasting a CSG identity. In
addition, E-UTRAN may configure the UE to report that it is entering or leaving the proximity of cell(s) included in its
CSG whitelist. Furthermore, E-UTRAN may request the UE to provide additional information broadcast by the
handover candidate cell e.g. global cell identity, CSG identity, CSG membership status.

NOTE: E-UTRAN may use the ‘proximity report’ to configure measurements as well as to decide whether or not
to request additional information broadcast by the handover candidate cell. The additional information is
used to verify whether or not the UE is authorised to access the target PCell and may also be needed to
identify handover candidate cell (PCI confusion i.e. when the physical layer identity that is included in
the measurement report does not uniquely identify the cell).

5.3.2 Paging
5.3.2.1 General

Figure 5.3.2.1-1: Paging

The purpose of this procedure is:

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- to transmit paging information to a UE in RRC_IDLE and/ or;

- to inform UEs in RRC_IDLE and UEs in RRC_CONNECTED about a system information change and/ or;

- to inform about an ETWS primary notification and/ or ETWS secondary notification and/ or;

- to inform about a CMAS notification.

The paging information is provided to upper layers, which in response may initiate RRC connection establishment, e.g.
to receive an incoming call.

5.3.2.2 Initiation
E-UTRAN initiates the paging procedure by transmitting the Paging message at the UE's paging occasion as specified
in TS 36.304 [4]. E-UTRAN may address multiple UEs within a Paging message by including one PagingRecord for
each UE. E-UTRAN may also indicate a change of system information, and/ or provide an ETWS notification or a
CMAS notification in the Paging message.

5.3.2.3 Reception of the Paging message by the UE

Upon receiving the Paging message, the UE shall:

1> if in RRC_IDLE, for each of the PagingRecord, if any, included in the Paging message:

2> if the ue-Identity included in the PagingRecord matches one of the UE identities allocated by upper layers:

3> forward the ue-Identity and the cn-Domain to the upper layers;

1> if the systemInfoModification is included:

2> re-acquire the required system information using the system information acquisition procedure as specified in
5.2.2.

1> if the etws-Indication is included and the UE is ETWS capable:

2> re-acquire SystemInformationBlockType1 immediately, i.e., without waiting until the next system information
modification period boundary;

2> if the schedulingInfoList indicates that SystemInformationBlockType10 is present:

3> acquire SystemInformationBlockType10;

2> if the schedulingInfoList indicates that SystemInformationBlockType11 is present:

3> acquire SystemInformationBlockType11;

1> if the cmas-Indication is included and the UE is CMAS capable:

2> re-acquire SystemInformationBlockType1 immediately, i.e., without waiting until the next system information
modification period boundary as specified in 5.2.1.5;

2> if the schedulingInfoList indicates that SystemInformationBlockType12 is present:

3> acquire SystemInformationBlockType12;

1> if in RRC_IDLE, the eab-ParamModification is included and the UE is EAB capable:

2> consider previously stored SystemInformationBlockType14 as invalid;

2> re-acquire SystemInformationBlockType1 immediately, i.e., without waiting until the next system information
modification period boundary as specified in 5.2.1.6;

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2> re-acquire SystemInformationBlockType14 using the system information acquisition procedure as specified in
5.2.2.4;

5.3.3 RRC connection establishment

5.3.3.1 General

Figure 5.3.3.1-1: RRC connection establishment, successful

Figure 5.3.3.1-2: RRC connection establishment, network reject

The purpose of this procedure is to establish an RRC connection. RRC connection establishment involves SRB1
establishment. The procedure is also used to transfer the initial NAS dedicated information/ message from the UE to E-
UTRAN.

E-UTRAN applies the procedure as follows:

- to establish SRB1 only.

5.3.3.2 Initiation
The UE initiates the procedure when upper layers request establishment of an RRC connection while the UE is in
RRC_IDLE.

Upon initiation of the procedure, the UE shall:

1> if upper layers indicate that the RRC connection is subject to EAB (see TS 24.301 [35]):

2> if the result of the EAB check, as specified in 5.3.3.12, is that access to the cell is barred:

3> inform upper layers about the failure to establish the RRC connection and that EAB is applicable, upon
which the procedure ends;

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1> if the UE is establishing the RRC connection for mobile terminating calls:

2> if timer T302 is running:

3> inform upper layers about the failure to establish the RRC connection and that access barring for mobile
terminating calls is applicable, upon which the procedure ends;

1> else if the UE is establishing the RRC connection for emergency calls:

2> if SystemInformationBlockType2 includes the ac-BarringInfo:

3> if the ac-BarringForEmergency is set to TRUE:

4> if the UE has one or more Access Classes, as stored on the USIM, with a value in the range 11..15,
which is valid for the UE to use according to TS 22.011 [10] and TS 23.122 [11]:

NOTE 1: ACs 12, 13, 14 are only valid for use in the home country and ACs 11, 15 are only valid for use in the
HPLMN/ EHPLMN.

5> if the ac-BarringInfo includes ac-BarringForMO-Data, and for all of these valid Access Classes
for the UE, the corresponding bit in the ac-BarringForSpecialAC contained in ac-BarringForMO-
Data is set to one:

6> consider access to the cell as barred;

4> else:

5> consider access to the cell as barred;

2> if access to the cell is barred:

3> inform upper layers about the failure to establish the RRC connection, upon which the procedure ends;

1> else if the UE is establishing the RRC connection for mobile originating calls:

2> perform access barring check as specified in 5.3.3.11, using T303 as "Tbarring" and ac-BarringForMO-Data
as "AC barring parameter";

2> if access to the cell is barred:

3> if SystemInformationBlockType2 includes ac-BarringForCSFB or the UE does not support CS fallback:

4> inform upper layers about the failure to establish the RRC connection and that access barring for
mobile originating calls is applicable, upon which the procedure ends;

3> else (SystemInformationBlockType2 does not include ac-BarringForCSFB and the UE supports CS
fallback):

4> if timer T306 is not running, start T306 with the timer value of T303;

4> inform upper layers about the failure to establish the RRC connection and that access barring for
mobile originating calls and mobile originating CS fallback is applicable, upon which the procedure
ends;

1> else if the UE is establishing the RRC connection for mobile originating signalling:

2> perform access barring check as specified in 5.3.3.11, using T305 as "Tbarring" and ac-BarringForMO-
Signalling as "AC barring parameter";

2> if access to the cell is barred:

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3> inform upper layers about the failure to establish the RRC connection and that access barring for mobile
originating signalling is applicable, upon which the procedure ends;

1> else (the UE is establishing the RRC connection for mobile originating CS fallback):

2> if SystemInformationBlockType2 includes ac-BarringForCSFB:

3> perform access barring check as specified in 5.3.3.11, using T306 as "Tbarring" and ac-BarringForCSFB
as "AC barring parameter";

3> if access to the cell is barred:

4> inform upper layers about the failure to establish the RRC connection and that access barring for
mobile originating CS fallback is applicable, due to ac-BarringForCSFB, upon which the procedure
ends;

2> else:

3> perform access barring check as specified in 5.3.3.11, using T306 as "Tbarring" and ac-BarringForMO-
Data as "AC barring parameter";

3> if access to the cell is barred:

4> if timer T303 is not running, start T303 with the timer value of T306;

4> inform upper layers about the failure to establish the RRC connection and that access barring for
mobile originating CS fallback and mobile originating calls is applicable, due to ac-BarringForMO-
Data, upon which the procedure ends;

1> apply the default physical channel configuration as specified in 9.2.4;

1> apply the default semi-persistent scheduling configuration as specified in 9.2.3;

1> apply the default MAC main configuration as specified in 9.2.2;

1> apply the CCCH configuration as specified in 9.1.1.2;

1> apply the timeAlignmentTimerCommon included in SystemInformationBlockType2;

1> start timer T300;

1> initiate transmission of the RRCConnectionRequest message in accordance with 5.3.3.3;

NOTE 2: Upon initiating the connection establishment procedure, the UE is not required to ensure it maintains up
to date system information applicable only for UEs in RRC_IDLE state. However, the UE needs to
perform system information acquisition upon cell re-selection.

5.3.3.3 Actions related to transmission of RRCConnectionRequest message

The UE shall set the contents of RRCConnectionRequest message as follows:

1> set the ue-Identity as follows:

2> if upper layers provide an S-TMSI:

3> set the ue-Identity to the value received from upper layers;

2> else:

3> draw a random value in the range 0 .. 240-1 and set the ue-Identity to this value;

NOTE 1: Upper layers provide the S-TMSI if the UE is registered in the TA of the current cell.

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1> set the establishmentCause in accordance with the information received from upper layers;

The UE shall submit the RRCConnectionRequest message to lower layers for transmission.

The UE shall continue cell re-selection related measurements as well as cell re-selection evaluation. If the conditions for
cell re-selection are fulfilled, the UE shall perform cell re-selection as specified in 5.3.3.5.

5.3.3.4 Reception of the RRCConnectionSetup by the UE

NOTE: Prior to this, lower layer signalling is used to allocate a C-RNTI. For further details see TS 36.321 [6];

The UE shall:

1> perform the radio resource configuration procedure in accordance with the received
radioResourceConfigDedicated and as specified in 5.3.10;

1> if stored, discard the cell reselection priority information provided by the idleModeMobilityControlInfo or
inherited from another RAT;

1> stop timer T300;

1> stop timer T302, if running;

1> stop timer T303, if running;

1> stop timer T305, if running;

1> stop timer T306, if running;

1> perform the actions as specified in 5.3.3.7;

1> stop timer T320, if running;

1> enter RRC_CONNECTED;

1> stop the cell re-selection procedure;

1> consider the current cell to be the PCell;

1> set the content of RRCConnectionSetupComplete message as follows:

2> set the selectedPLMN-Identity to the PLMN selected by upper layers (see TS 23.122 [11], TS 24.301 [35])
from the PLMN(s) included in the plmn-IdentityList in SystemInformationBlockType1;

2> if upper layers provide the 'Registered MME', include and set the registeredMME as follows:

3> if the PLMN identity of the 'Registered MME' is different from the PLMN selected by the upper layers:

4> include the plmnIdentity in the registeredMME and set it to the value of the PLMN identity in the
'Registered MME' received from upper layers;

3> set the mmegi and the mmec to the value received from upper layers;

2> if upper layers provided the 'Registered MME':

3> include and set the gummei-Type to the value provided by the upper layers;

2> if connecting as an RN:

3> include the rn-SubframeConfigReq;

2> set the dedicatedInfoNAS to include the information received from upper layers;

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2> if the UE has radio link failure or handover failure information available in VarRLF-Report and if the
RPLMN is included in plmn-IdentityList stored in VarRLF-Report:

3> include rlf-InfoAvailable;

2> if the UE has logged measurements available for E-UTRA and if the RPLMN is included in plmn-IdentityList
stored in VarLogMeasReport:

3> include logMeasAvailable;

2> if the UE has connection establishment failure information available in VarConnEstFailReport and if the
RPLMN is equal to plmn-Identity stored in VarConnEstFailReport:

3> include connEstFailInfoAvailable;

2> submit the RRCConnectionSetupComplete message to lower layers for transmission, upon which the
procedure ends;

5.3.3.5 Cell re-selection while T300, T302, T303, T305 or T306 is running
The UE shall:

1> if cell reselection occurs while T300, T302, T303, T305 or T306 is running:

2> if timer T302, T303, T305 and/ or T306 is running:

3> stop timer T302, T303, T305 and T306, whichever ones were running;

3> perform the actions as specified in 5.3.3.7;

2> if timer T300 is running:

3> stop timer T300;

3> reset MAC, release the MAC configuration and re-establish RLC for all RBs that are established;

3> inform upper layers about the failure to establish the RRC connection;

5.3.3.6 T300 expiry

The UE shall:

1> if timer T300 expires:

2> reset MAC, release the MAC configuration and re-establish RLC for all RBs that are established;

2> store the following connection establishment failure information in the VarConnEstFailReport by setting its
fields as follows:

3> clear the information included in VarConnEstFailReport, if any;

3> set the plmn-Identity to the PLMN selected by upper layers (see TS 23.122 [11], TS 24.301 [35]) from the
PLMN(s) included in the plmn-IdentityList in SystemInformationBlockType1;

3> set the failedCellId to the global cell identity of the cell where connection establishment failure is
detected;

3> set the measResultFailedCell to include the RSRP and RSRQ, if available, of the cell where connection
establishment failure is detected and based on measurements collected up to the moment the UE detected
the failure;

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3> if available, set the measResultNeighCells, in order of decreasing ranking-criterion as used for cell re-
selection, to include neighbouring cell measurements for at most the following number of neighbouring
cells: 6 intra-frequency and 3 inter-frequency neighbours per frequency as well as 3 inter-RAT
neighbours, per frequency/ set of frequencies (GERAN) per RAT and according to the following:

4> for each neighbour cell included, include the optional fields that are available;

NOTE: The UE includes the latest results of the available measurements as used for cell reselection evaluation,
which are performed in accordance with the performance requirements as specified in TS 36.133 [16].

3> if detailed location information is available, set the content of the locationInfo as follows:

4> include the locationCoordinates;

4> include the horizontalVelocity, if available;

3> set the numberOfPreamblesSent to indicate the number of preambles sent by MAC for the failed random
access procedure;

3> set contentionDetected to indicate whether contention resolution was not successful as specified in TS
36.321 [6] for at least one of the transmitted preambles for the failed random access procedure;

3> set maxTxPowerReached to indicate whether or not the maximum power level was used for the last
transmitted preamble, see TS 36.321 [6];

2> inform upper layers about the failure to establish the RRC connection, upon which the procedure ends;

The UE may discard the connection establishment failure information, i.e. release the UE variable
VarConnEstFailReport, 48 hours after the failure is detected, upon power off or upon detach.

5.3.3.7 T302, T303, T305 or T306 expiry or stop

The UE shall:

1> if timer T302 expires or is stopped:

2> inform upper layers about barring alleviation for mobile terminating access;

2> if timer T303 is not running:

3> inform upper layers about barring alleviation for mobile originating calls;

2> if timer T305 is not running:

3> inform upper layers about barring alleviation for mobile originating signalling;

2> if timer T306 is not running:

3> inform upper layers about barring alleviation for mobile originating CS fallback;

1> if timer T303 expires or is stopped:

2> if timer T302 is not running:

3> inform upper layers about barring alleviation for mobile originating calls;

1> if timer T305 expires or is stopped:

2> if timer T302 is not running:

3> inform upper layers about barring alleviation for mobile originating signalling;

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1> if timer T306 expires or is stopped:

2> if timer T302 is not running:

3> inform upper layers about barring alleviation for mobile originating CS fallback;

5.3.3.8 Reception of the RRCConnectionReject by the UE

The UE shall:

1> stop timer T300;

1> reset MAC and release the MAC configuration;

1> start timer T302, with the timer value set to the waitTime;

1> if the extendedWaitTime is present and the UE supports delay tolerant access:

2> forward the extendedWaitTime to upper layers;

1> if deprioritisationReq is included:

2> start or restart timer T325 with the timer value set to the deprioritisationTimer signalled;

2> store the deprioritisationReq until T325 expiry;

NOTE: The UE stores the deprioritisation request irrespective of any cell reselection absolute priority
assignments (by dedicated or common signalling) and regardless of RRC connections in E-UTRAN or
other RATs unless specified otherwise.

1> inform upper layers about the failure to establish the RRC connection and that access barring for mobile
originating calls, mobile originating signalling, mobile terminating access and mobile originating CS fallback is
applicable, upon which the procedure ends;

5.3.3.9 Abortion of RRC connection establishment

If upper layers abort the RRC connection establishment procedure while the UE has not yet entered
RRC_CONNECTED, the UE shall:

1> stop timer T300, if running;

1> reset MAC, release the MAC configuration and re-establish RLC for all RBs that are established;

5.3.3.10 Handling of SSAC related parameters

Upon request from the upper layers, the UE shall:

1> set the local variables BarringFactorForMMTEL-Voice and BarringTimeForMMTEL-Voice as follows:

2> if the UE is in RRC_IDLE and ssac-BarringForMMTEL-Voice is present:

3> if the UE has one or more Access Classes, as stored on the USIM, with a value in the range 11..15, which
is valid for the UE to use according to TS 22.011 [10] and TS 23.122 [11], and

NOTE: ACs 12, 13, 14 are only valid for use in the home country and ACs 11, 15 are only valid for use in the
HPLMN/ EHPLMN.

3> if, for at least one of these Access Classes, the corresponding bit in the ac-BarringForSpecialAC
contained in ssac-BarringForMMTEL-Voice is set to zero:

4> set BarringFactorForMMTEL-Voice to one and BarringTimeForMMTEL-Voice to zero;

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3> else:

4> set BarringFactorForMMTEL-Voice and BarringTimeForMMTEL-Voice to the value of ac-

BarringFactor and ac-BarringTime included in ssac-BarringForMMTEL-Voice, respectively;

2> else set BarringFactorForMMTEL-Voice to one and BarringTimeForMMTEL-Voice to zero;

1> set the local variables BarringFactorForMMTEL-Video and BarringTimeForMMTEL-Video as follows:

2> if the UE is in RRC_IDLE and ssac-BarringForMMTEL-Video is present:

3> if the UE has one or more Access Classes, as stored on the USIM, with a value in the range 11..15, which
is valid for the UE to use according to TS 22.011 [10] and TS 23.122 [11], and

3> if, for at least one of these Access Classes, the corresponding bit in the ac-BarringForSpecialAC
contained in ssac-BarringForMMTEL-Video is set to zero:

4> set BarringFactorForMMTEL-Video to one and BarringTimeForMMTEL-Video to zero;

3> else:

4> set BarringFactorForMMTEL-Video and BarringTimeForMMTEL-Video to the value of ac-

BarringFactor and ac-BarringTime included in ssac-BarringForMMTEL-Video, respectively;

2> else set BarringFactorForMMTEL-Video to one and BarringTimeForMMTEL-Video to zero;

1> forward the variables BarringFactorForMMTEL-Voice, BarringTimeForMMTEL-Voice,

BarringFactorForMMTEL-Video and BarringTimeForMMTEL-Video to the upper layers;

5.3.3.11 Access barring check

1> if timer T302 or "Tbarring" is running:

2> consider access to the cell as barred;

1> else if SystemInformationBlockType2 includes "AC barring parameter":

2> if the UE has one or more Access Classes, as stored on the USIM, with a value in the range 11..15, which is
valid for the UE to use according to TS 22.011 [10] and TS 23.122 [11], and

NOTE: ACs 12, 13, 14 are only valid for use in the home country and ACs 11, 15 are only valid for use in the
HPLMN/ EHPLMN.

2> for at least one of these valid Access Classes the corresponding bit in the ac-BarringForSpecialAC contained
in "AC barring parameter" is set to zero:

3> consider access to the cell as not barred;

2> else:

3> draw a random number 'rand' uniformly distributed in the range: 0 ≤ rand < 1;

3> if 'rand' is lower than the value indicated by ac-BarringFactor included in "AC barring parameter":

4> consider access to the cell as not barred;

3> else:

4> consider access to the cell as barred;

1> else:

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2> consider access to the cell as not barred;

1> if access to the cell is barred and both timers T302 and "Tbarring" are not running:

2> draw a random number 'rand' that is uniformly distributed in the range 0 ≤ rand < 1;

2> start timer "Tbarring" with the timer value calculated as follows, using the ac-BarringTime included in "AC
barring parameter":

"Tbarring" = (0.7+ 0.6 * rand) * ac-BarringTime.

5.3.3.12 EAB check

The UE shall:

1> if SystemInformationBlockType14 is present and includes the eab-Param:

2> if the eab-Common is included in the eab-Param:

3> if the UE belongs to the category of UEs as indicated in the eab-Category contained in eab-Common; and

3> if for the Access Class of the UE, as stored on the USIM and with a value in the range 0..9, the
corresponding bit in the eab-BarringBitmap contained in eab-Common is set to one:

4> consider access to the cell as barred;

3> else:

4> consider access to the cell as not barred due to EAB;

2> else (the eab-PerPLMN-List is included in the eab-Param):

3> select the entry in the eab-PerPLMN-List corresponding to the PLMN selected by upper layers (see TS
23.122 [11], TS 24.301 [35]);

3> if the eab-Config for that PLMN is included:

4> if the UE belongs to the category of UEs as indicated in the eab-Category contained in eab-Config;
and

4> if for the Access Class of the UE, as stored on the USIM and with a value in the range 0..9, the
corresponding bit in the eab-BarringBitmap contained in eab-Config is set to one:

5> consider access to the cell as barred;

4> else:

5> consider access to the cell as not barred due to EAB;

3> else:

4> consider access to the cell as not barred due to EAB;

1> else:

2> consider access to the cell as not barred due to EAB;

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5.3.4 Initial security activation

5.3.4.1 General

Figure 5.3.4.1-1: Security mode command, successful

Figure 5.3.4.1-2: Security mode command, failure

The purpose of this procedure is to activate AS security upon RRC connection establishment.

5.3.4.2 Initiation
E-UTRAN initiates the security mode command procedure to a UE in RRC_CONNECTED. Moreover, E-UTRAN
applies the procedure as follows:

- when only SRB1 is established, i.e. prior to establishment of SRB2 and/ or DRBs.

5.3.4.3 Reception of the SecurityModeCommand by the UE

The UE shall:

1> derive the KeNB key, as specified in TS 33.401 [32];

1> derive the KRRCint key associated with the integrityProtAlgorithm indicated in the SecurityModeCommand
message, as specified in TS 33.401 [32];

1> request lower layers to verify the integrity protection of the SecurityModeCommand message, using the
algorithm indicated by the integrityProtAlgorithm as included in the SecurityModeCommand message and the
KRRCint key;

1> if the SecurityModeCommand message passes the integrity protection check:

2> derive the KRRCenc key and the KUPenc key associated with the cipheringAlgorithm indicated in the
SecurityModeCommand message, as specified in TS 33.401 [32];

2> if connected as an RN:

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3> derive the KUPint key associated with the integrityProtAlgorithm indicated in the SecurityModeCommand
message, as specified in TS 33.401 [32];

2> configure lower layers to apply integrity protection using the indicated algorithm and the K RRCint key
immediately, i.e. integrity protection shall be applied to all subsequent messages received and sent by the UE,
including the SecurityModeComplete message;

2> configure lower layers to apply ciphering using the indicated algorithm, the KRRCenc key and the KUPenc key
after completing the procedure, i.e. ciphering shall be applied to all subsequent messages received and sent
by the UE, except for the SecurityModeComplete message which is sent unciphered;

2> if connected as an RN:

3> configure lower layers to apply integrity protection using the indicated algorithm and the K UPint key, for
DRBs that are subsequently configured to apply integrity protection, if any;

2> consider AS security to be activated;

2> submit the SecurityModeComplete message to lower layers for transmission, upon which the procedure ends;

1> else:

2> continue using the configuration used prior to the reception of the SecurityModeCommand message, i.e.
neither apply integrity protection nor ciphering.

2> submit the SecurityModeFailure message to lower layers for transmission, upon which the procedure ends;

5.3.5 RRC connection reconfiguration

5.3.5.1 General

Figure 5.3.5.1-1: RRC connection reconfiguration, successful

Figure 5.3.5.1-2: RRC connection reconfiguration, failure

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The purpose of this procedure is to modify an RRC connection, e.g. to establish/ modify/ release RBs, to perform
handover, to setup/ modify/ release measurements, to add/ modify/ release SCells. As part of the procedure, NAS
dedicated information may be transferred from E-UTRAN to the UE.

5.3.5.2 Initiation
E-UTRAN may initiate the RRC connection reconfiguration procedure to a UE in RRC_CONNECTED. E-UTRAN
applies the procedure as follows:

- the mobilityControlInfo is included only when AS-security has been activated, and SRB2 with at least one DRB
are setup and not suspended;

- the establishment of RBs (other than SRB1, that is established during RRC connection establishment) is included
only when AS security has been activated;

- the addition of SCells is performed only when AS security has been activated;

5.3.5.3 Reception of an RRCConnectionReconfiguration not including the

mobilityControlInfo by the UE
If the RRCConnectionReconfiguration message does not include the mobilityControlInfo and the UE is able to comply
with the configuration included in this message, the UE shall:

1> if this is the first RRCConnectionReconfiguration message after successful completion of the RRC Connection
Re-establishment procedure:

2> re-establish PDCP for SRB2 and for all DRBs that are established, if any;

2> re-establish RLC for SRB2 and for all DRBs that are established, if any;

2> if the RRCConnectionReconfiguration message includes the fullConfig:

3> perform the radio configuration procedure as specified in section 5.3.5.8;

2> if the RRCConnectionReconfiguration message includes the radioResourceConfigDedicated:

3> perform the radio resource configuration procedure as specified in 5.3.10;

2> resume SRB2 and all DRBs that are suspended, if any;

NOTE 1: The handling of the radio bearers after the successful completion of the PDCP re-establishment, e.g. the
re-transmission of unacknowledged PDCP SDUs (as well as the associated status reporting), the handling
of the SN and the HFN, is specified in TS 36.323 [8].

NOTE 2: The UE may discard SRB2 messages and data that it receives prior to completing the reconfiguration
used to resume these bearers.

1> else:

2> if the RRCConnectionReconfiguration message includes the radioResourceConfigDedicated:

3> perform the radio resource configuration procedure as specified in 5.3.10;

NOTE 3: If the RRCConnectionReconfiguration message includes the establishment of radio bearers other than
SRB1, the UE may start using these radio bearers immediately, i.e. there is no need to wait for an
outstanding acknowledgment of the SecurityModeComplete message.

1> if the received RRCConnectionReconfiguration includes the sCellToReleaseList:

2> perform SCell release as specified in 5.3.10.3a;

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1> if the received RRCConnectionReconfiguration includes the sCellToAddModList:

2> perform SCell addition or modification as specified in 5.3.10.3b;

1> if the received RRCConnectionReconfiguration includes the systemInformationBlockType1Dedicated:

2> perfom the actions upon reception of the SystemInformationBlockType1 message as specified in 5.2.2.7;

1> if the RRCConnectionReconfiguration message includes the dedicatedInfoNASList:

2> forward each element of the dedicatedInfoNASList to upper layers in the same order as listed;

1> if the RRCConnectionReconfiguration message includes the measConfig:

2> perform the measurement configuration procedure as specified in 5.5.2;

1> perform the measurement identity autonomous removal as specified in 5.5.2.2a;

1> if the RRCConnectionReconfiguration message includes the otherConfig:

2> perform the other configuration procedure as specified in 5.3.10.9;

1> submit the RRCConnectionReconfigurationComplete message to lower layers for transmission using the new
configuration, upon which the procedure ends;

5.3.5.4 Reception of an RRCConnectionReconfiguration including the

mobilityControlInfo by the UE (handover)
If the RRCConnectionReconfiguration message includes the mobilityControlInfo and the UE is able to comply with the
configuration included in this message, the UE shall:

1> stop timer T310, if running;

1> start timer T304 with the timer value set to t304, as included in the mobilityControlInfo;

1> if the carrierFreq is included:

2> consider the target PCell to be one on the frequency indicated by the carrierFreq with a physical cell identity
indicated by the targetPhysCellId;

1> else:

2> consider the target PCell to be one on the frequency of the source PCell with a physical cell identity indicated
by the targetPhysCellId;

1> start synchronising to the DL of the target PCell;

NOTE 1: The UE should perform the handover as soon as possible following the reception of the RRC message
triggering the handover, which could be before confirming successful reception (HARQ and ARQ) of this
message.

1> reset MAC;

1> re-establish PDCP for all RBs that are established;

NOTE 2: The handling of the radio bearers after the successful completion of the PDCP re-establishment, e.g. the
re-transmission of unacknowledged PDCP SDUs (as well as the associated status reporting), the handling
of the SN and the HFN, is specified in TS 36.323 [8].

1> re-establish RLC for all RBs that are established;

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1> configure lower layers to consider the SCell(s), if configured, to be in deactivated state;

1> apply the value of the newUE-Identity as the C-RNTI;

1> if the RRCConnectionReconfiguration message includes the fullConfig:

2> perform the radio configuration procedure as specified in section 5.3.5.8;

1> configure lower layers in accordance with the received radioResourceConfigCommon;

1> configure lower layers in accordance with any additional fields, not covered in the previous, if included in the
received mobilityControlInfo;

1> if the RRCConnectionReconfiguration message includes the radioResourceConfigDedicated:

2> perform the radio resource configuration procedure as specified in 5.3.10;

1> if the keyChangeIndicator received in the securityConfigHO is set to TRUE:

2> update the KeNB key based on the fresh KASME key taken into use with the previous successful NAS SMC
procedure, as specified in TS 33.401 [32];

1> else:

2> update the KeNB key based on the current KeNB or the NH, using the nextHopChainingCount value indicated in
the securityConfigHO, as specified in TS 33.401 [32];

1> store the nextHopChainingCount value;

1> if the securityAlgorithmConfig is included in the securityConfigHO:

2> derive the KRRCint key associated with the integrityProtAlgorithm, as specified in TS 33.401 [32];

2> if connected as an RN:

3> derive the KUPint key associated with the integrityProtAlgorithm, as specified in TS 33.401 [32];

2> derive the KRRCenc key and the KUPenc key associated with the cipheringAlgorithm, as specified in TS 33.401
[32];

1> else:

2> derive the KRRCint key associated with the current integrity algorithm, as specified in TS 33.401 [32];

2> if connected as an RN:

3> derive the KUPint key associated with the current integrity algorithm, as specified in TS 33.401 [32];

2> derive the KRRCenc key and the KUPenc key associated with the current ciphering algorithm, as specified in TS
33.401 [32];

1> configure lower layers to apply the integrity protection algorithm and the KRRCint key, i.e. the integrity protection
configuration shall be applied to all subsequent messages received and sent by the UE, including the message
used to indicate the successful completion of the procedure;

1> configure lower layers to apply the ciphering algorithm, the KRRCenc key and the KUPenc key, i.e. the ciphering
configuration shall be applied to all subsequent messages received and sent by the UE, including the message
used to indicate the successful completion of the procedure;

1> if connected as an RN:

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2> configure lower layers to apply the integrity protection algorithm and the KUPint key, for current or
subsequently established DRBs that are configured to apply integrity protection, if any;

1> if the received RRCConnectionReconfiguration includes the sCellToReleaseList:

2> perform SCell release as specified in 5.3.10.3a;

1> if the received RRCConnectionReconfiguration includes the sCellToAddModList:

2> perform SCell addition or modification as specified in 5.3.10.3b;

1> if the received RRCConnectionReconfiguration includes the systemInformationBlockType1Dedicated:

2> perfom the actions upon reception of the SystemInformationBlockType1 message as specified in 5.2.2.7;

1> perform the measurement related actions as specified in 5.5.6.1;

1> if the RRCConnectionReconfiguration message includes the measConfig:

2> perform the measurement configuration procedure as specified in 5.5.2;

1> perform the measurement identity autonomous removal as specified in 5.5.2.2a;

1> release reportProximityConfig and clear any associated proximity status reporting timer;

1> if the RRCConnectionReconfiguration message includes the otherConfig:

2> perform the other configuration procedure as specified in 5.3.10.9;

1> set the content of RRCConnectionReconfigurationComplete message as follows:

2> if the UE has radio link failure or handover failure information available in VarRLF-Report and if the
RPLMN is included in plmn-IdentityList stored in VarRLF-Report:

3> include rlf-InfoAvailable;

2> if the UE has logged measurements available for E-UTRA and if the RPLMN is included in plmn-IdentityList
stored in VarLogMeasReport:

3> include the logMeasAvailable;

2> if the UE has connection establishment failure information available in VarConnEstFailReport and if the
RPLMN is equal to plmn-Identity stored in VarConnEstFailReport:

3> include connEstFailInfoAvailable;

1> submit the RRCConnectionReconfigurationComplete message to lower layers for transmission;

1> if MAC successfully completes the random access procedure:

2> stop timer T304;

2> apply the parts of the CQI reporting configuration, the scheduling request configuration and the sounding RS
configuration that do not require the UE to know the SFN of the target PCell, if any;

2> apply the parts of the measurement and the radio resource configuration that require the UE to know the SFN
of the target PCell (e.g. measurement gaps, periodic CQI reporting, scheduling request configuration,
sounding RS configuration), if any, upon acquiring the SFN of the target PCell;

NOTE 3: Whenever the UE shall setup or reconfigure a configuration in accordance with a field that is received it
applies the new configuration, except for the cases addressed by the above statements.

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2> if the UE is configured to provide IDC indications:

3> if the UE has transmitted an InDeviceCoexIndication message during the last 1 second preceding
reception of the RRCConnectionReconfiguration message including mobilityControlInfo:

4> initiate transmission of the InDeviceCoexIndication message in accordance with 5.6.9.3;

2> if the UE is configured to provide power preference indications:

3> if the UE has transmitted a UEAssistanceInformation message during the last 1 second preceding
reception of the RRCConnectionReconfiguration message including mobilityControlInfo:

4> initiate transmission of the UEAssistanceInformation message in accordance with 5.6.10.3;

2> the procedure ends;

NOTE 4: The UE is not required to determine the SFN of the target PCell by acquiring system information from
that cell before performing RACH access in the target PCell.

5.3.5.5 Reconfiguration failure

The UE shall:

1> if the UE is unable to comply with (part of) the configuration included in the RRCConnectionReconfiguration
message:

2> continue using the configuration used prior to the reception of RRCConnectionReconfiguration message;

2> if security has not been activated:

3> perform the actions upon leaving RRC_CONNECTED as specified in 5.3.12, with release cause other;

2> else:

3> initiate the connection re-establishment procedure as specified in 5.3.7, upon which the connection
reconfiguration procedure ends;

NOTE 1: The UE may apply above failure handling also in case the RRCConnectionReconfiguration message
causes a protocol error for which the generic error handling as defined in 5.7 specifies that the UE shall
ignore the message.

NOTE 2: If the UE is unable to comply with part of the configuration, it does not apply any part of the
configuration, i.e. there is no partial success/ failure.

5.3.5.6 T304 expiry (handover failure)

The UE shall:

1> if T304 expires (handover failure):

NOTE 1: Following T304 expiry any dedicated preamble, if provided within the rach-ConfigDedicated, is not
available for use by the UE anymore.

2> revert back to the configuration used in the source PCell, excluding the configuration configured by the
physicalConfigDedicated, the mac-MainConfig and the sps-Config;

2> store the following handover failure information in VarRLF-Report by setting its fields as follows:

3> clear the information included in VarRLF-Report, if any;

3> set the plmn-IdentityList to include the list of EPLMNs stored by the UE (i.e. includes the RPLMN);

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3> set the measResultLastServCell to include the RSRP and RSRQ, if available, of the PCell based on
measurements collected up to the moment the UE detected handover failure;

3> set the measResultNeighCells to include the best measured cells, other than the PCell, ordered such that
the best cell is listed first, and based on measurements collected up to the moment the UE detected
handover failure, and set its fields as follows;

4> if the UE was configured to perform measurements for one or more EUTRA frequencies, include the
measResultListEUTRA;

4> if the UE was configured to perform measurement reporting for one or more neighbouring UTRA
frequencies, include the measResultListUTRA;

4> if the UE was configured to perform measurement reporting for one or more neighbouring GERAN
frequencies, include the measResultListGERAN;

4> if the UE was configured to perform measurement reporting for one or more neighbouring
CDMA2000 frequencies, include the measResultsCDMA2000;

4> for each neighbour cell included, include the optional fields that are available;

NOTE 2: The measured quantities are filtered by the L3 filter as configured in the mobility measurement
configuration. The measurements are based on the time domain measurement resource restriction, if
configured. Blacklisted cells are not required to be reported.

3> if detailed location information is available, set the content of the locationInfo as follows:

4> include the locationCoordinates;

4> include the horizontalVelocity, if available;

3> set the failedPCellId to the global cell identity, if available, and otherwise to the physical cell identity and
carrier frequency of the target PCell of the failed handover;

3> include previousPCellId and set it to the global cell identity of the PCell where the last
RRCConnectionReconfiguration message including mobilityControlInfo was received;

3> set the timeConnFailure to the elapsed time since reception of the last RRCConnectionReconfiguration
message including the mobilityControlInfo;

3> set the connectionFailureType to 'hof';

3> set the c-RNTI to the C-RNTI used in the source PCell;

2> initiate the connection re-establishment procedure as specified in 5.3.7, upon which the RRC connection
reconfiguration procedure ends;

The UE may discard the handover failure information, i.e. release the UE variable VarRLF-Report, 48 hours after the
failure is detected, upon power off or upon detach.

NOTE 3: E-UTRAN may retrieve the handover failure information using the UE information procedure with rlf-
ReportReq set to true, as specified in 5.6.5.3.

5.3.5.7 Void

5.3.5.8 Radio Configuration involving full configuration option

The UE shall:

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1> release/ clear all current dedicated radio configurations except the C-RNTI, the security configuration and the
PDCP, RLC, logical channel configurations for the RBs and the logged measurement configuration;

NOTE 1: Radio configuration is not just the resource configuration but includes other configurations like
MeasConfig and OtherConfig.

1> if the RRCConnectionReconfiguration message includes the mobilityControlInfo:

2> release/ clear all current common radio configurations;

2> use the default values specified in 9.2.5 for timer T310, T311 and constant N310, N311;

1> else:

2> use values for timers T301, T310, T311 and constants N310, N311, as included in ue-TimersAndConstants
received in SystemInformationBlockType2;

1> apply the default physical channel configuration as specified in 9.2.4;

1> apply the default semi-persistent scheduling configuration as specified in 9.2.3;

1> apply the default MAC main configuration as specified in 9.2.2;

1> for each srb-Identity value included in the srb-ToAddModList (SRB reconfiguration):

2> apply the specified configuration defined in 9.1.2 for the corresponding SRB;

2> apply the corresponding default RLC configuration for the SRB specified in 9.2.1.1 for SRB1 or in 9.2.1.2
for SRB2;

2> apply the corresponding default logical channel configuration for the SRB as specified in 9.2.1.1 for SRB1 or
in 9.2.1.2 for SRB2;

NOTE 2: This is to get the SRBs (SRB1 and SRB2 for handover and SRB2 for reconfiguration after
reestablishment) to a known state from which the reconfiguration message can do further configuration.

1> for each eps-BearerIdentity value included in the drb-ToAddModList that is part of the current UE configuration:

2> release the PDCP entity;

2> release the RLC entity or entities;

2> release the DTCH logical channel;

2> release the drb-identity;

NOTE 3: This will retain the eps-bearerIdentity but remove the DRBs including drb-identity of these bearers from
the current UE configuration and trigger the setup of the DRBs within the AS in Section 5.3.10.3 using
the new configuration. The eps-bearerIdentity acts as the anchor for associating the released and re-setup
DRB.

1> for each eps-BearerIdentity value that is part of the current UE configuration but not part of the drb-
ToAddModList:

2> perform DRB release as specified in 5.3.10.2;

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5.3.6 Counter check

5.3.6.1 General

Figure 5.3.6.1-1: Counter check procedure

The counter check procedure is used by E-UTRAN to request the UE to verify the amount of data sent/ received on
each DRB. More specifically, the UE is requested to check if, for each DRB, the most significant bits of the COUNT
match with the values indicated by E-UTRAN.

NOTE: The procedure enables E-UTRAN to detect packet insertion by an intruder (a 'man in the middle').

5.3.6.2 Initiation
E-UTRAN initiates the procedure by sending a CounterCheck message.

NOTE: E-UTRAN may initiate the procedure when any of the COUNT values reaches a specific value.

5.3.6.3 Reception of the CounterCheck message by the UE

Upon receiving the CounterCheck message, the UE shall:

1> for each DRB that is established:

2> if no COUNT exists for a given direction (uplink or downlink) because it is a uni-directional bearer
configured only for the other direction:

3> assume the COUNT value to be 0 for the unused direction;

2> if the drb-Identity is not included in the drb-CountMSB-InfoList:

3> include the DRB in the drb-CountInfoList in the CounterCheckResponse message by including the drb-
Identity, the count-Uplink and the count-Downlink set to the value of the corresponding COUNT;

2> else if, for at least one direction, the most significant bits of the COUNT are different from the value
indicated in the drb-CountMSB-InfoList:

3> include the DRB in the drb-CountInfoList in the CounterCheckResponse message by including the drb-
Identity, the count-Uplink and the count-Downlink set to the value of the corresponding COUNT;

1> for each DRB that is included in the drb-CountMSB-InfoList in the CounterCheck message that is not
established:

2> include the DRB in the drb-CountInfoList in the CounterCheckResponse message by including the drb-
Identity, the count-Uplink and the count-Downlink with the most significant bits set identical to the
corresponding values in the drb-CountMSB-InfoList and the least significant bits set to zero;

1> submit the CounterCheckResponse message to lower layers for transmission upon which the procedure ends;

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5.3.7 RRC connection re-establishment

5.3.7.1 General

Figure 5.3.7.1-1: RRC connection re-establishment, successful

Figure 5.3.7.1-2: RRC connection re-establishment, failure

The purpose of this procedure is to re-establish the RRC connection, which involves the resumption of SRB1 operation,
the re-activation of security and the configuration of only the PCell.

A UE in RRC_CONNECTED, for which security has been activated, may initiate the procedure in order to continue the
RRC connection. The connection re-establishment succeeds only if the concerned cell is prepared i.e. has a valid UE
context. In case E-UTRAN accepts the re-establishment, SRB1 operation resumes while the operation of other radio
bearers remains suspended. If AS security has not been activated, the UE does not initiate the procedure but instead
moves to RRC_IDLE directly.

E-UTRAN applies the procedure as follows:

- to reconfigure SRB1 and to resume data transfer only for this RB;

- to re-activate AS security without changing algorithms.

5.3.7.2 Initiation
The UE shall only initiate the procedure when AS security has been activated. The UE initiates the procedure when one
of the following conditions is met:

1> upon detecting radio link failure, in accordance with 5.3.11; or

1> upon handover failure, in accordance with 5.3.5.6; or

1> upon mobility from E-UTRA failure, in accordance with 5.4.3.5; or

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1> upon integrity check failure indication from lower layers; or

1> upon an RRC connection reconfiguration failure, in accordance with 5.3.5.5;

Upon initiation of the procedure, the UE shall:

1> stop timer T310, if running;

1> start timer T311;

1> suspend all RBs except SRB0;

1> reset MAC;

1> release the SCell(s), if configured, in accordance with 5.3.10.3a;

1> apply the default physical channel configuration as specified in 9.2.4;

1> apply the default semi-persistent scheduling configuration as specified in 9.2.3;

1> apply the default MAC main configuration as specified in 9.2.2;

1> release powerPrefIndicationConfig, if configured and stop timer T340, if running;

1> release reportProximityConfig and clear any associated proximity status reporting timer;

1> release obtainLocationConfig, if configured;

1> release idc-Config, if configured;

1> release measSubframePatternPCell, if configured;

1> if connected as an RN and configured with an RN subframe configuration:

2> release the RN subframe configuration;

1> perform cell selection in accordance with the cell selection process as specified in TS 36.304 [4];

5.3.7.3 Actions following cell selection while T311 is running

Upon selecting a suitable E-UTRA cell, the UE shall:

1> stop timer T311;

1> start timer T301;

1> apply the timeAlignmentTimerCommon included in SystemInformationBlockType2;

1> initiate transmission of the RRCConnectionReestablishmentRequest message in accordance with 5.3.7.4;

NOTE: This procedure applies also if the UE returns to the source PCell.

Upon selecting an inter-RAT cell, the UE shall:

1> if the selected cell is a UTRA cell, and if the UE supports Radio Link Failure Report for Inter-RAT MRO,
include selectedUTRA-CellId in the VarRLF-Report and set it to the physical cell identity and carrier frequency
of the selected UTRA cell;

1> perform the actions upon leaving RRC_CONNECTED as specified in 5.3.12, with release cause 'RRC
connection failure';

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5.3.7.4 Actions related to transmission of RRCConnectionReestablishmentRequest

message
If the procedure was initiated due to radio link failure or handover failure, the UE shall:

1> set the reestablishmentCellId in the VarRLF-Report to the global cell identity of the selected cell;

The UE shall set the contents of RRCConnectionReestablishmentRequest message as follows:

1> set the ue-Identity as follows:

2> set the c-RNTI to the C-RNTI used in the source PCell (handover and mobility from E-UTRA failure) or used
in the PCell in which the trigger for the re-establishment occurred (other cases);

2> set the physCellId to the physical cell identity of the source PCell (handover and mobility from E-UTRA
failure) or of the PCell in which the trigger for the re-establishment occurred (other cases);

2> set the shortMAC-I to the 16 least significant bits of the MAC-I calculated:

3> over the ASN.1 encoded as per section 8 (i.e., a multiple of 8 bits) VarShortMAC-Input;

3> with the KRRCint key and integrity protection algorithm that was used in the source PCell (handover and
mobility from E-UTRA failure) or of the PCell in which the trigger for the re-establishment occurred
(other cases); and

3> with all input bits for COUNT, BEARER and DIRECTION set to binary ones;

1> set the reestablishmentCause as follows:

2> if the re-establishment procedure was initiated due to reconfiguration failure as specified in 5.3.5.5 (the UE is
unable to comply with the reconfiguration):

3> set the reestablishmentCause to the value reconfigurationFailure;

2> else if the re-establishment procedure was initiated due to handover failure as specified in 5.3.5.6 (intra-LTE
handover failure) or 5.4.3.5 (inter-RAT mobility from EUTRA failure):

3> set the reestablishmentCause to the value handoverFailure;

2> else:

3> set the reestablishmentCause to the value otherFailure;

The UE shall submit the RRCConnectionReestablishmentRequest message to lower layers for transmission.

5.3.7.5 Reception of the RRCConnectionReestablishment by the UE

NOTE 1: Prior to this, lower layer signalling is used to allocate a C-RNTI. For further details see TS 36.321 [6];

The UE shall:

1> stop timer T301;

1> consider the current cell to be the PCell;

1> re-establish PDCP for SRB1;

1> re-establish RLC for SRB1;

1> perform the radio resource configuration procedure in accordance with the received
radioResourceConfigDedicated and as specified in 5.3.10;

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1> resume SRB1;

NOTE 2: E-UTRAN should not transmit any message on SRB1 prior to receiving the
RRCConnectionReestablishmentComplete message.

1> update the KeNB key based on the KASME key to which the current KeNB is associated, using the
nextHopChainingCount value indicated in the RRCConnectionReestablishment message, as specified in TS
33.401 [32];

1> store the nextHopChainingCount value;

1> derive the KRRCint key associated with the previously configured integrity algorithm, as specified in TS 33.401
[32];

1> derive the KRRCenc key and the KUPenc key associated with the previously configured ciphering algorithm, as
specified in TS 33.401 [32];

1> if connected as an RN:

2> derive the KUPint key associated with the previously configured integrity algorithm, as specified in TS 33.401
[32];

1> configure lower layers to activate integrity protection using the previously configured algorithm and the KRRCint
key immediately, i.e., integrity protection shall be applied to all subsequent messages received and sent by the
UE, including the message used to indicate the successful completion of the procedure;

1> if connected as an RN:

2> configure lower layers to apply integrity protection using the previously configured algorithm and the K UPint
key, for subsequently resumed or subsequently established DRBs that are configured to apply integrity
protection, if any;

1> configure lower layers to apply ciphering using the previously configured algorithm, the KRRCenc key and the
KUPenc key immediately, i.e., ciphering shall be applied to all subsequent messages received and sent by the UE,
including the message used to indicate the successful completion of the procedure;

1> set the content of RRCConnectionReestablishmentComplete message as follows:

2> if the UE has radio link failure or handover failure information available in VarRLF-Report and if the
RPLMN is included in plmn-IdentityList stored in VarRLF-Report:

3> include the rlf-InfoAvailable;

2> if the UE has logged measurements available for E-UTRA and if the RPLMN is included in plmn-IdentityList
stored in VarLogMeasReport:

3> include the logMeasAvailable;

2> if the UE has connection establishment failure information available in VarConnEstFailReport and if the
RPLMN is equal to plmn-Identity stored in VarConnEstFailReport:

3> include the connEstFailInfoAvailable;

1> perform the measurement related actions as specified in 5.5.6.1;

1> perform the measurement identity autonomous removal as specified in 5.5.2.2a;

1> submit the RRCConnectionReestablishmentComplete message to lower layers for transmission, upon which the
procedure ends;

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5.3.7.6 T311 expiry

Upon T311 expiry, the UE shall:

1> perform the actions upon leaving RRC_CONNECTED as specified in 5.3.12, with release cause 'RRC
connection failure';

5.3.7.7 T301 expiry or selected cell no longer suitable

The UE shall:
1> if timer T301 expires; or

1> if the selected cell becomes no longer suitable according to the cell selection criteria as specified in TS 36.304
[4]:

2> perform the actions upon leaving RRC_CONNECTED as specified in 5.3.12, with release cause 'RRC
connection failure';

5.3.7.8 Reception of RRCConnectionReestablishmentReject by the UE

Upon receiving the RRCConnectionReestablishmentReject message, the UE shall:

1> perform the actions upon leaving RRC_CONNECTED as specified in 5.3.12, with release cause 'RRC
connection failure';

5.3.8 RRC connection release

5.3.8.1 General

Figure 5.3.8.1-1: RRC connection release, successful

The purpose of this procedure is to release the RRC connection, which includes the release of the established radio
bearers as well as all radio resources.

5.3.8.2 Initiation
E-UTRAN initiates the RRC connection release procedure to a UE in RRC_CONNECTED.

5.3.8.3 Reception of the RRCConnectionRelease by the UE

The UE shall:

1> delay the following actions defined in this sub-clause 60 ms from the moment the RRCConnectionRelease
message was received or optionally when lower layers indicate that the receipt of the RRCConnectionRelease
message has been successfully acknowledged, whichever is earlier;

1> if the RRCConnectionRelease message includes the idleModeMobilityControlInfo:

2> store the cell reselection priority information provided by the idleModeMobilityControlInfo;

2> if the t320 is included:

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3> start timer T320, with the timer value set according to the value of t320;

1> else:

2> apply the cell reselection priority information broadcast in the system information;

1> if the releaseCause received in the RRCConnectionRelease message indicates loadBalancingTAURequired:

2> perform the actions upon leaving RRC_CONNECTED as specified in 5.3.12, with release cause 'load
balancing TAU required';

1> else if the releaseCause received in the RRCConnectionRelease message indicates cs-FallbackHighPriority:

2> perform the actions upon leaving RRC_CONNECTED as specified in 5.3.12, with release cause 'CS Fallback
High Priority';

1> else:

2> if the extendedWaitTime is present and the UE supports delay tolerant access:

3> forward the extendedWaitTime to upper layers;

2> perform the actions upon leaving RRC_CONNECTED as specified in 5.3.12, with release cause 'other';

5.3.8.4 T320 expiry

The UE shall:

1> if T320 expires:

2> if stored, discard the cell reselection priority information provided by the idleModeMobilityControlInfo or
inherited from another RAT;

2> apply the cell reselection priority information broadcast in the system information;

5.3.9 RRC connection release requested by upper layers

5.3.9.1 General
The purpose of this procedure is to release the RRC connection. Access to the current PCell may be barred as a result of
this procedure.

NOTE: Upper layers invoke the procedure, e.g. upon determining that the network has failed an authentication
check, see TS 24.301 [35].

5.3.9.2 Initiation
The UE initiates the procedure when upper layers request the release of the RRC connection. The UE shall not initiate
the procedure for power saving purposes.

The UE shall:

1> if the upper layers indicate barring of the PCell:

2> treat the PCell used prior to entering RRC_IDLE as barred according to TS 36.304 [4];

1> perform the actions upon leaving RRC_CONNECTED as specified in 5.3.12, with release cause 'other';

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5.3.10 Radio resource configuration

5.3.10.0 General
The UE shall:

1> if the received radioResourceConfigDedicated includes the srb-ToAddModList:

2> perform the SRB addition or reconfiguration as specified in 5.3.10.1;

1> if the received radioResourceConfigDedicated includes the drb-ToReleaseList:

2> perform DRB release as specified in 5.3.10.2;

1> if the received radioResourceConfigDedicated includes the drb-ToAddModList:

2> perform DRB addition or reconfiguration as specified in 5.3.10.3;

1> if the received radioResourceConfigDedicated includes the mac-MainConfig:

2> perform MAC main reconfiguration as specified in 5.3.10.4;

1> if the received radioResourceConfigDedicated includes sps-Config:

2> perform SPS reconfiguration according to 5.3.10.5;

1> if the received radioResourceConfigDedicated includes the physicalConfigDedicated:

2> reconfigure the physical channel configuration as specified in 5.3.10. 6.

1> if the received radioResourceConfigDedicated includes the rlf-TimersAndConstants:

2> reconfigure the values of timers and constants as specified in 5.3.10.7;

1> if the received radioResourceConfigDedicated includes the measSubframePatternPCell:

2> reconfigure the time domain measurement resource restriction for the serving cell as specified in 5.3.10.8;

5.3.10.1 SRB addition/ modification

The UE shall:

1> for each srb-Identity value included in the srb-ToAddModList that is not part of the current UE configuration
(SRB establishment):

2> apply the specified configuration defined in 9.1.2 for the corresponding SRB;

2> establish a PDCP entity and configure it with the current security configuration, if applicable;

2> establish an RLC entity in accordance with the received rlc-Config;

2> establish a DCCH logical channel in accordance with the received logicalChannelConfig and with the logical
channel identity set in accordance with 9.1.2;

1> for each srb-Identity value included in the srb-ToAddModList that is part of the current UE configuration (SRB
reconfiguration):

2> reconfigure the RLC entity in accordance with the received rlc-Config;

2> reconfigure the DCCH logical channel in accordance with the received logicalChannelConfig;

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5.3.10.2 DRB release

The UE shall:

1> for each drb-Identity value included in the drb-ToReleaseList that is part of the current UE configuration (DRB
release); or

1> for each drb-identity value that is to be released as the result of full configuration option according to 5.3.5.8:

2> release the PDCP entity;

2> release the RLC entity or entities;

2> release the DTCH logical channel;

1> if the procedure was triggered due to handover:

2> indicate the release of the DRB(s) and the eps-BearerIdentity of the released DRB(s) to upper layers after
successful handover;

1> else:

2> indicate the release of the DRB(s) and the eps-BearerIdentity of the released DRB(s) to upper layers
immediately.

NOTE: The UE does not consider the message as erroneous if the drb-ToReleaseList includes any drb-Identity
value that is not part of the current UE configuration.

5.3.10.3 DRB addition/ modification

The UE shall:

1> for each drb-Identity value included in the drb-ToAddModList that is not part of the current UE configuration
(DRB establishment including the case when full configuration option is used):

2> establish a PDCP entity and configure it with the current security configuration and in accordance with the
received pdcp-Config;

2> establish an RLC entity or entities in accordance with the received rlc-Config;

2> establish a DTCH logical channel in accordance with the received logicalChannelIdentity and the received
logicalChannelConfig;

1> if the RRCConnectionReconfiguration message includes the fullConfig IE:

2> associate the established DRB with corresponding included eps-BearerIdentity;

1> else:

2> indicate the establishment of the DRB(s) and the eps-BearerIdentity of the established DRB(s) to upper
layers;

1> for each drb-Identity value included in the drb-ToAddModList that is part of the current UE configuration (DRB
reconfiguration):

2> if the pdcp-Config is included:

3> reconfigure the PDCP entity in accordance with the received pdcp-Config;

2> if the rlc-Config is included:

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3> reconfigure the RLC entity or entities in accordance with the received rlc-Config;

2> if the logicalChannelConfig is included:

3> reconfigure the DTCH logical channel in accordance with the received logicalChannelConfig;

NOTE: Removal and addition of the same drb-Identity in single radioResourceConfiguration is not supported.

5.3.10.3a SCell release

The UE shall:

1> if the release is triggered by reception of the sCellToReleaseList:

2> for each sCellIndex value included in the sCellToReleaseList:

3> if the current UE configuration includes an SCell with value sCellIndex:

4> release the SCell;

1> if the release is triggered by RRC connection re-establishment:

2> release all SCells that are part of the current UE configuration;

5.3.10.3b SCell addition/ modification

The UE shall:

1> for each sCellIndex value included in the sCellToAddModList that is not part of the current UE configuration
(SCell addition):

2> add the SCell, corresponding to the cellIdentification, in accordance with the received
radioResourceConfigCommonSCell and radioResourceConfigDedicatedSCell;

2> configure lower layers to consider the SCell to be in deactivated state;

1> for each sCellIndex value included in the sCellToAddModList that is part of the current UE configuration (SCell
modification):

2> modify the SCell configuration in accordance with the received radioResourceConfigDedicatedSCell;

5.3.10.4 MAC main reconfiguration

The UE shall:

1> reconfigure the MAC main configuration in accordance with the received mac-MainConfig other than stag-
ToReleaseList and stag-ToAddModList;

1> if the received mac-MainConfig includes the stag-ToReleaseList:

2> for each STAG-Id value included in the stag-ToReleaseList that is part of the current UE configuration:

3> release the STAG indicated by STAG-Id;

1> if the received mac-MainConfig includes the stag-ToAddModList:

2> for each stag-Id value included in stag-ToAddModList that is not part of the current UE configuration (STAG
addition):

3> add the STAG, corresponding to the stag-Id, in accordance with the received timeAlignmentTimerSTAG;

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2> for each stag-Id value included in stag-ToAddModList that is part of the current UE configuration (STAG
modification):

3> reconfigure the STAG, corresponding to the stag-Id, in accordance with the received
timeAlignmentTimerSTAG;

5.3.10.5 Semi-persistent scheduling reconfiguration

The UE shall:

1> reconfigure the semi-persistent scheduling in accordance with the received sps-Config;

5.3.10.6 Physical channel reconfiguration

The UE shall:

1> if the antennaInfo-r10 is included in the received physicalConfigDedicated and the previous version of this field
that was received by the UE was antennaInfo (without suffix i.e. the version defined in REL-8):

2> apply the default antenna configuration as specified in section 9.2.4;

1> if the cqi-ReportConfig-r10 is included in the received physicalConfigDedicated and the previous version of this
field that was received by the UE was cqi-ReportConfig (without suffix i.e. the version defined in REL-8):

2> apply the default CQI reporting configuration as specified in 9.2.4;

NOTE: Application of the default configuration involves release of all extensions introduced in REL-9 and later.

1> reconfigure the physical channel configuration in accordance with the received physicalConfigDedicated;

1> if the antennaInfo is included and set to explicitValue:

2> if the configured transmissionMode is tm1, tm2, tm5, tm6 or tm7; or

2> if the configured transmissionMode is tm8 and pmi-RI-Report is not present; or

2> if the configured transmissionMode is tm9 and pmi-RI-Report is not present; or

2> if the configured transmissionMode is tm9 and pmi-RI-Report is present and antennaPortsCount within csi-
RS is set to an1:

3> release ri-ConfigIndex in cqi-ReportPeriodic, if previously configured;

1> else if the antennaInfo is included and set to defaultValue:

2> release ri-ConfigIndex in cqi-ReportPeriodic, if previously configured;

5.3.10.7 Radio Link Failure Timers and Constants reconfiguration

The UE shall:

1> if the received rlf-TimersAndConstants is set to release:

2> use values for timers T301, T310, T311 and constants N310, N311, as included in ue-TimersAndConstants
received in SystemInformationBlockType2;

1> else:

2> reconfigure the value of timers and constants in accordance with received rlf-TimersAndConstants;

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5.3.10.8 Time domain measurement resource restriction for serving cell

The UE shall:

1> if the received measSubframePatternPCell is set to release:

2> release the time domain measurement resource restriction for the PCell, if previously configured

1> else:

2> apply the time domain measurement resource restriction for the PCell in accordance with the received
measSubframePatternPCell;

5.3.10.9 Other configuration

The UE shall:

1> if the received otherConfig includes the reportProximityConfig:

2> if proximityIndicationEUTRA is set to enabled:

3> consider itself to be configured to provide proximity indications for E-UTRA frequencies in accordance
with 5.3.14;

2> else:

3> consider itself not to be configured to provide proximity indications for E-UTRA frequencies;

2> if proximityIndicationUTRA is set to enabled:

3> consider itself to be configured to provide proximity indications for UTRA frequencies in accordance
with 5.3.14;

2> else:

3> consider itself not to be configured to provide proximity indications for UTRA frequencies;

1> if the received otherConfig includes the obtainLocation:

2> attempt to have detailed location information available for any subsequent measurement report;

NOTE: The UE is requested to attempt to have valid detailed location information available whenever sending a
measurement report for which it is configured to include available detailed location information. The UE
may not succeed e.g. because the user manually disabled the GPS hardware, due to no/poor satellite
coverage. Further details, e.g. regarding when to activate GNSS, are up to UE implementation.

1> if the received otherConfig includes the idc-Config:

2> if idc-Indication is included (i.e. set to setup):

3> consider itself to be configured to provide IDC indications in accordance with 5.6.9;

2> else:

3> consider itself not to be configured to provide IDC indications;

2> if autonomousDenialParameters is included:

3> consider itself to be allowed to deny any transmission in a particular UL subframe if during the number of
subframes indicated by autonomousDenialValidity, preceeding and including this particular subframe, it
autonomously denied fewer UL subframes than indicated by autonomousDenialSubframes;

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2> else:

3> consider itself not to be allowed to deny any UL transmission;

1> if the received otherConfig includes the powerPrefIndicationConfig:

2> if powerPrefIndicationConfig is set to setup:

3> consider itself to be configured to provide power preference indications in accordance with 5.6.10;

2> else:

3> consider itself not to be configured to provide power preference indications;

5.3.11 Radio link failure related actions

5.3.11.1 Detection of physical layer problems in RRC_CONNECTED
The UE shall:

1> upon receiving N310 consecutive "out-of-sync" indications for the PCell from lower layers while neither T300,
T301, T304 nor T311 is running:

2> start timer T310;

NOTE: Physical layer monitoring and related autonomous actions do not apply to SCells.

5.3.11.2 Recovery of physical layer problems

Upon receiving N311 consecutive "in-sync" indications for the PCell from lower layers while T310 is running, the UE
shall:

1> stop timer T310;

NOTE 1: In this case, the UE maintains the RRC connection without explicit signalling, i.e. the UE maintains the
entire radio resource configuration.

NOTE 2: Periods in time where neither "in-sync" nor "out-of-sync" is reported by layer 1 do not affect the
evaluation of the number of consecutive "in-sync" or "out-of-sync" indications.

5.3.11.3 Detection of radio link failure

The UE shall:

1> upon T310 expiry; or

1> upon random access problem indication from MAC while neither T300, T301, T304 nor T311 is running; or

1> upon indication from RLC that the maximum number of retransmissions has been reached:

2> consider radio link failure to be detected;

2> store the following radio link failure information in the VarRLF-Report by setting its fields as follows:

3> clear the information included in VarRLF-Report, if any;

3> set the plmn-IdentityList to include the list of EPLMNs stored by the UE (i.e. includes the RPLMN);

3> set the measResultLastServCell to include the RSRP and RSRQ, if available, of the PCell based on
measurements collected up to the moment the UE detected radio link failure;

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3> set the measResultNeighCells to include the best measured cells, other than the PCell, ordered such that
the best cell is listed first, and based on measurements collected up to the moment the UE detected radio
link failure, and set its fields as follows;

4> if the UE was configured to perform measurements for one or more EUTRA frequencies, include the
measResultListEUTRA;

4> if the UE was configured to perform measurement reporting for one or more neighbouring UTRA
frequencies, include the measResultListUTRA;

4> if the UE was configured to perform measurement reporting for one or more neighbouring GERAN
frequencies, include the measResultListGERAN;

4> if the UE was configured to perform measurement reporting for one or more neighbouring
CDMA2000 frequencies, include the measResultsCDMA2000;

4> for each neighbour cell included, include the optional fields that are available;

NOTE: The measured quantities are filtered by the L3 filter as configured in the mobility measurement
configuration. The measurements are based on the time domain measurement resource restriction, if
configured. Blacklisted cells are not required to be reported.

3> if detailed location information is available, set the content of the locationInfo as follows:

4> include the locationCoordinates;

4> include the horizontalVelocity, if available;

3> set the failedPCellId to the global cell identity, if available, and otherwise to the physical cell identity and
carrier frequency of the PCell where radio link failure is detected;

3> if an RRCConnectionReconfiguration message including the mobilityControlInfo was received before the
connection failure:

4> if the last RRCConnectionReconfiguration message including the mobilityControlInfo concerned an

intra E-UTRA handover:

5> include the previousPCellId and set it to the global cell identity of the PCell where the last
RRCConnectionReconfiguration message including mobilityControlInfo was received;

5> set the timeConnFailure to the elapsed time since reception of the last
RRCConnectionReconfiguration message including the mobilityControlInfo;

4> if the last RRCConnectionReconfiguration message including the mobilityControlInfo concerned a

handover to E-UTRA from UTRA and if the UE supports Radio Link Failure Report for Inter-RAT
MRO:

5> include the previousUTRA-CellId and set it to the physical cell identity, the carrier frequency and
the global cell identity, if available, of the UTRA Cell in which the last
RRCConnectionReconfiguration message including mobilityControlInfo was received;

5> set the timeConnFailure to the elapsed time since reception of the last
RRCConnectionReconfiguration message including the mobilityControlInfo;

3> set the connectionFailureType to rlf;

3> set the c-RNTI to the C-RNTI used in the PCell;

3> set the rlf-Cause to the trigger for detecting radio link failure;

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2> if AS security has not been activated:

3> perform the actions upon leaving RRC_CONNECTED as specified in 5.3.12, with release cause 'other';

2> else:

3> initiate the connection re-establishment procedure as specified in 5.3.7;

The UE may discard the radio link failure information, i.e. release the UE variable VarRLF-Report, 48 hours after the
radio link failure is detected, upon power off or upon detach.

5.3.12 UE actions upon leaving RRC_CONNECTED

Upon leaving RRC_CONNECTED, the UE shall:

1> reset MAC;

1> stop all timers that are running except T320, T325 and T330;

1> release all radio resources, including release of the RLC entity, the MAC configuration and the associated PDCP
entity for all established RBs;

1> indicate the release of the RRC connection to upper layers together with the release cause;

1> if leaving RRC_CONNECTED was triggered neither by reception of the MobilityFromEUTRACommand

message nor by selecting an inter-RAT cell while T311 was running:

2> enter RRC_IDLE and perform procedures as specified in TS 36.304 [4, 5.2.7];

5.3.13 UE actions upon PUCCH/ SRS release request

Upon receiving a PUCCH/ SRS release request from lower layers, the UE shall:

1> apply the default physical channel configuration for cqi-ReportConfig as specified in 9.2.4 and release cqi-
ReportConfigSCell, for each SCell that is configured, if any;

1> apply the default physical channel configuration for soundingRS-UL-ConfigDedicated as specified in 9.2.4, for
all serving cells;

1> apply the default physical channel configuration for schedulingRequestConfig as specified in 9.2.4;

Upon receiving an SRS release request from lower layers, the UE shall:

1> apply the default physical channel configuration for soundingRS-UL-ConfigDedicated, as specified in 9.2.4, for
the cells of the concerned TAG;

NOTE: Upon PUCCH/ SRS release request, the UE does not modify the soundingRS-UL-
ConfigDedicatedAperiodic i.e. it does not apply the default for this field (release).

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5.3.14 Proximity indication

5.3.14.1 General

Figure 5.3.14.1-1: Proximity indication

The purpose of this procedure is to indicate that the UE is entering or leaving the proximity of one or more CSG
member cells. The detection of proximity is based on an autonomous search function as defined in TS 36.304 [4].

5.3.14.2 Initiation
A UE in RRC_CONNECTED shall:

1> if the UE enters the proximity of one or more CSG member cell(s) on an E-UTRA frequency while proximity
indication is enabled for such E-UTRA cells; or

1> if the UE enters the proximity of one or more CSG member cell(s) on an UTRA frequency while proximity
indication is enabled for such UTRA cells; or

1> if the UE leaves the proximity of all CSG member cell(s) on an E-UTRA frequency while proximity indication is
enabled for such E-UTRA cells; or

1> if the UE leaves the proximity of all CSG member cell(s) on an UTRA frequency while proximity indication is
enabled for such UTRA cells:

2> if the UE has previously not transmitted a ProximityIndication for the RAT and frequency during the current
RRC connection, or if more than 5 s has elapsed since the UE has last transmitted a ProximityIndication
(either entering or leaving) for the RAT and frequency:

3> initiate transmission of the ProximityIndication message in accordance with 5.3.14.3;

NOTE: In the conditions above, "if the UE enters the proximity of one or more CSG member cell(s)" includes the
case of already being in the proximity of such cell(s) at the time proximity indication for the
corresponding RAT is enabled.

5.3.14.3 Actions related to transmission of ProximityIndication message

The UE shall set the contents of ProximityIndication message as follows:

1> if the UE applies the procedure to report entering the proximity of CSG member cell(s):

2> set type to entering;

1> else if the UE applies the procedure to report leaving the proximity of CSG member cell(s):

2> set type to leaving;

1> if the proximity indication was triggered for one or more CSG member cell(s) on an E-UTRA frequency:

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2> set the carrierFreq to eutra with the value set to the E-ARFCN value of the E-UTRA cell(s) for which
proximity indication was triggered;

1> else if the proximity indication was triggered for one or more CSG member cell(s) on a UTRA frequency:

2> set the carrierFreq to utra with the value set to the ARFCN value of the UTRA cell(s) for which proximity
indication was triggered;

The UE shall submit the ProximityIndication message to lower layers for transmission.

5.3.15 Void

5.4 Inter-RAT mobility

5.4.1 Introduction
The general principles of connected mode mobility are described in 5.3.1.3. The general principles of the security
handling upon connected mode mobility are described in 5.3.1.2.

For the (network controlled) inter RAT mobility from E-UTRA for a UE in RRC_CONNECTED, a single procedure is
defined that supports both handover, cell change order with optional network assistance (NACC) and enhanced CS
fallback to CDMA2000 1xRTT. In case of mobility to CDMA2000, the eNB decides when to move to the other RAT
while the target RAT determines to which cell the UE shall move.

5.4.2 Handover to E-UTRA

5.4.2.1 General

Figure 5.4.2.1-1: Handover to E-UTRA, successful

The purpose of this procedure is to, under the control of the network, transfer a connection between the UE and another
Radio Access Network (e.g. GERAN or UTRAN) to E-UTRAN.

The handover to E-UTRA procedure applies when SRBs, possibly in combination with DRBs, are established in
another RAT. Handover from UTRAN to E-UTRAN applies only after integrity has been activated in UTRAN.

5.4.2.2 Initiation
The RAN using another RAT initiates the Handover to E-UTRA procedure, in accordance with the specifications
applicable for the other RAT, by sending the RRCConnectionReconfiguration message via the radio access technology
from which the inter-RAT handover is performed.

E-UTRAN applies the procedure as follows:

- to activate ciphering, possibly using NULL algorithm, if not yet activated in the other RAT;

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- to establish SRB1, SRB2 and one or more DRBs, i.e. at least the DRB associated with the default EPS bearer is
established;

5.4.2.3 Reception of the RRCConnectionReconfiguration by the UE

If the UE is able to comply with the configuration included in the RRCConnectionReconfiguration message, the UE
shall:

1> apply the default physical channel configuration as specified in 9.2.4;

1> apply the default semi-persistent scheduling configuration as specified in 9.2.3;

1> apply the default MAC main configuration as specified in 9.2.2;

1> start timer T304 with the timer value set to t304, as included in the mobilityControlInfo;

1> consider the target PCell to be one on the frequency indicated by the carrierFreq with a physical cell identity
indicated by the targetPhysCellId;

1> start synchronising to the DL of the target PCell;

1> set the C-RNTI to the value of the newUE-Identity;

1> for the target PCell, apply the downlink bandwidth indicated by the dl-Bandwidth;

1> for the target PCell, apply the uplink bandwidth indicated by (the absence or presence of) the ul-Bandwidth;

1> configure lower layers in accordance with the received radioResourceConfigCommon;

1> configure lower layers in accordance with any additional fields, not covered in the previous, if included in the
received mobilityControlInfo;

1> perform the radio resource configuration procedure as specified in 5.3.10;

1> forward the nas-SecurityParamToEUTRA to the upper layers;

1> derive the KeNB key, as specified in TS 33.401 [32];

1> derive the KRRCint key associated with the integrityProtAlgorithm, as specified in TS 33.401 [32];

1> derive the KRRCenc key and the KUPenc key associated with the cipheringAlgorithm, as specified in TS 33.401 [32];

1> configure lower layers to apply the indicated integrity protection algorithm and the K RRCint key immediately, i.e.
the indicated integrity protection configuration shall be applied to all subsequent messages received and sent by
the UE, including the message used to indicate the successful completion of the procedure;

1> configure lower layers to apply the indicated ciphering algorithm, the KRRCenc key and the KUPenc key immediately,
i.e. the indicated ciphering configuration shall be applied to all subsequent messages received and sent by the
UE, including the message used to indicate the successful completion of the procedure;

1> if the received RRCConnectionReconfiguration includes the sCellToAddModList:

2> perform SCell addition as specified in 5.3.10.3b;

1> if the RRCConnectionReconfiguration message includes the measConfig:

2> perform the measurement configuration procedure as specified in 5.5.2;

1> perform the measurement identity autonomous removal as specified in 5.5.2.2a;

1> if the RRCConnectionReconfiguration message includes the otherConfig:

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2> perform the other configuration procedure as specified in 5.3.10.9;

1> set the content of RRCConnectionReconfigurationComplete message as follows:

2> if the UE has radio link failure or handover failure information available in VarRLF-Report and if the
RPLMN is included in plmn-IdentityList stored in VarRLF-Report:

3> include rlf-InfoAvailable;

2> if the UE has logged measurements available for E-UTRA and if the RPLMN is included in plmn-IdentityList
stored in VarLogMeasReport:

3> include the logMeasAvailable;

2> if the UE has connection establishment failure information available in VarConnEstFailReport and if the
RPLMN is equal to plmn-Identity stored in VarConnEstFailReport:

3> include connEstFailInfoAvailable;

1> submit the RRCConnectionReconfigurationComplete message to lower layers for transmission using the new
configuration;

1> if the RRCConnectionReconfiguration message does not include rlf-TimersAndConstants set to setup:

2> use the default values specified in 9.2.5 for timer T310, T311 and constant N310, N311;

1> if MAC successfully completes the random access procedure:

2> stop timer T304;

2> apply the parts of the CQI reporting configuration, the scheduling request configuration and the sounding RS
configuration that do not require the UE to know the SFN of the target PCell, if any;

2> apply the parts of the measurement and the radio resource configuration that require the UE to know the SFN
of the target PCell (e.g. measurement gaps, periodic CQI reporting, scheduling request configuration,
sounding RS configuration), if any, upon acquiring the SFN of the target PCell;

NOTE 1: Whenever the UE shall setup or reconfigure a configuration in accordance with a field that is received it
applies the new configuration, except for the cases addressed by the above statements.

2> enter E-UTRA RRC_CONNECTED, upon which the procedure ends;

NOTE 2: The UE is not required to determine the SFN of the target PCell by acquiring system information from
that cell before performing RACH access in the target PCell.

5.4.2.4 Reconfiguration failure

The UE shall:

1> if the UE is unable to comply with (part of) the configuration included in the RRCConnectionReconfiguration
message:

2> perform the actions defined for this failure case as defined in the specifications applicable for the other RAT;

NOTE 1: The UE may apply above failure handling also in case the RRCConnectionReconfiguration message
causes a protocol error for which the generic error handling as defined in 5.7 specifies that the UE shall
ignore the message.

NOTE 2: If the UE is unable to comply with part of the configuration, it does not apply any part of the
configuration, i.e. there is no partial success/ failure.

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5.4.2.5 T304 expiry (handover to E-UTRA failure)

The UE shall:

1> upon T304 expiry (handover to E-UTRA failure):

2> reset MAC;

2> perform the actions defined for this failure case as defined in the specifications applicable for the other RAT;

5.4.3 Mobility from E-UTRA

5.4.3.1 General

Figure 5.4.3.1-1: Mobility from E-UTRA, successful

Figure 5.4.3.1-2: Mobility from E-UTRA, failure

The purpose of this procedure is to move a UE in RRC_CONNECTED to a cell using another Radio Access
Technology (RAT), e.g. GERAN, UTRA or CDMA2000 systems. The mobility from E-UTRA procedure covers the
following type of mobility:

- handover, i.e. the MobilityFromEUTRACommand message includes radio resources that have been allocated for
the UE in the target cell;

- cell change order, i.e. the MobilityFromEUTRACommand message may include information facilitating access
of and/ or connection establishment in the target cell, e.g. system information. Cell change order is applicable
only to GERAN; and

- enhanced CS fallback to CDMA2000 1xRTT, i.e. the MobilityFromEUTRACommand message includes radio
resources that have been allocated for the UE in the target cell. The enhanced CS fallback to CDMA2000 1xRTT
may be combined with concurrent handover or redirection to CDMA2000 HRPD.

NOTE: For the case of dual receiver/transmitter enhanced CS fallback to CDMA2000 1xRTT, the
DLInformationTransfer message is used instead of the MobilityFromEUTRACommand message (see TS
36.300 [9]).

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5.4.3.2 Initiation
E-UTRAN initiates the mobility from E-UTRA procedure to a UE in RRC_CONNECTED, possibly in response to a
MeasurementReport message or in response to reception of CS fallback indication for the UE from MME, by sending a
MobilityFromEUTRACommand message. E-UTRAN applies the procedure as follows:

- the procedure is initiated only when AS-security has been activated, and SRB2 with at least one DRB are setup
and not suspended;

5.4.3.3 Reception of the MobilityFromEUTRACommand by the UE

The UE shall be able to receive a MobilityFromEUTRACommand message and perform a cell change order to GERAN,
even if no prior UE measurements have been performed on the target cell.

The UE shall:

1> stop timer T310, if running;

1> if the MobilityFromEUTRACommand message includes the purpose set to handover:

2> if the targetRAT-Type is set to utra or geran:

3> consider inter-RAT mobility as initiated towards the RAT indicated by the targetRAT-Type included in
the MobilityFromEUTRACommand message;

3> forward the nas-SecurityParamFromEUTRA to the upper layers;

3> access the target cell indicated in the inter-RAT message in accordance with the specifications of the
target RAT;

3> if the targetRAT-Type is set to geran:

4> use the contents of systemInformation, if provided for PS Handover, as the system information to
begin access on the target GERAN cell;

NOTE 1: If there are DRBs for which no radio bearers are established in the target RAT as indicated in the
targetRAT-MessageContainer in the message, the E-UTRA RRC part of the UE does not indicate the
release of the concerned DRBs to the upper layers. Upper layers may derive which bearers are not
established from information received from the AS of the target RAT.

NOTE 2: In case of SR-VCC, the DRB to be replaced is specified in [61].

2> else if the targetRAT-Type is set to cdma2000-1XRTT or cdma2000-HRPD:

3> forward the targetRAT-Type and the targetRAT-MessageContainer to the CDMA2000 upper layers for
the UE to access the cell(s) indicated in the inter-RAT message in accordance with the specifications of
the CDMA2000 target-RAT;

1> else if the MobilityFromEUTRACommand message includes the purpose set to cellChangeOrder:

2> start timer T304 with the timer value set to t304, as included in the MobilityFromEUTRACommand message;

2> if the targetRAT-Type is set to geran:

3> if networkControlOrder is included in the MobilityFromEUTRACommand message:

4> apply the value as specified in TS 44.060 [36];

3> else:

4> acquire networkControlOrder and apply the value as specified in TS 44.060 [36];

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3> use the contents of systemInformation, if provided, as the system information to begin access on the target
GERAN cell;

2> establish the connection to the target cell indicated in the CellChangeOrder;

NOTE 3: The criteria for success or failure of the cell change order to GERAN are specified in TS 44.060[36].

1> if the MobilityFromEUTRACommand message includes the purpose set to e-CSFB:

2> if messageContCDMA2000-1XRTT is present:

3> forward the messageContCDMA2000-1XRTT to the CDMA2000 upper layers for the UE to access the
cell(s) indicated in the inter-RAT message in accordance with the specification of the target RAT;

2> if mobilityCDMA2000-HRPD is present and is set to handover:

3> forward the messageContCDMA2000-HRPD to the CDMA2000 upper layers for the UE to access the
cell(s) indicated in the inter-RAT message in accordance with the specification of the target RAT;

2> if mobilityCDMA2000-HRPD is present and is set to redirection:

3> forward the redirectCarrierCDMA2000-HRPD to the CDMA2000 upper layers;

NOTE 4: When the CDMA2000 upper layers in the UE receive both the messageContCDMA2000-1XRTT and
messageContCDMA2000-HRPD the UE performs concurrent access to both CDMA2000 1xRTT and
CDMA2000 HRPD RAT.

NOTE 5: The UE should perform the handover, the cell change order or enhanced 1xRTT CS fallback as soon as
possible following the reception of the RRC message MobilityFromEUTRACommand, which could be
before confirming successful reception (HARQ and ARQ) of this message.

5.4.3.4 Successful completion of the mobility from E-UTRA

Upon successfully completing the handover, the cell change order or enhanced 1xRTT CS fallback, the UE shall:

1> perform the actions upon leaving RRC_CONNECTED as specified in 5.3.12, with release cause 'other';

NOTE: If the UE performs enhanced 1xRTT CS fallback along with concurrent mobility to CDMA2000 HRPD
and the connection to either CDMA2000 1xRTT or CDMA2000 HRPD succeeds, then the mobility from
E-UTRA is considered successful.

5.4.3.5 Mobility from E-UTRA failure

The UE shall:

1> if T304 expires (mobility from E-UTRA failure); or

1> if the UE does not succeed in establishing the connection to the target radio access technology; or

1> if the UE is unable to comply with (part of) the configuration included in the MobilityFromEUTRACommand
message; or

1> if there is a protocol error in the inter RAT information included in the MobilityFromEUTRACommand message,
causing the UE to fail the procedure according to the specifications applicable for the target RAT:

2> stop T304, if running;

2> if the cs-FallbackIndicator in the MobilityFromEUTRACommand message was set to TRUE or e-CSFB was
present:

3> indicate to upper layers that the CS Fallback procedure has failed;

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2> revert back to the configuration used in the source PCell, excluding the configuration configured by the
physicalConfigDedicated, mac-MainConfig and sps-Config;

2> initiate the connection re-establishment procedure as specified in 5.3.7;

NOTE: For enhanced CS fallback to CDMA2000 1xRTT, the above UE behavior applies only when the UE is
attempting the enhanced 1xRTT CS fallback and connection to the target radio access technology fails or
if the UE is attempting enhanced 1xRTT CS fallback along with concurrent mobility to CDMA2000
HRPD and connection to both the target radio access technologies fails.

5.4.4 Handover from E-UTRA preparation request (CDMA2000)

5.4.4.1 General

Figure 5.4.4.1-1: Handover from E-UTRA preparation request

The purpose of this procedure is to trigger the UE to prepare for handover or enhanced 1xRTT CS fallback to
CDMA2000 by requesting a connection with this network. The UE may use this procedure to concurrently prepare for
handover to CDMA2000 HRPD along with preparation for enhanced CS fallback to CDMA2000 1xRTT. This
procedure applies to CDMA2000 capable UEs only.

This procedure is also used to trigger the UE which supports dual Rx/Tx enhanced 1xCSFB to redirect its second radio
to CDMA2000 1xRTT.

The handover from E-UTRA preparation request procedure applies when signalling radio bearers are established.

5.4.4.2 Initiation
E-UTRAN initiates the handover from E-UTRA preparation request procedure to a UE in RRC_CONNECTED,
possibly in response to a MeasurementReport message or CS fallback indication for the UE, by sending a
HandoverFromEUTRAPreparationRequest message. E-UTRA initiates the procedure only when AS security has been
activated.

5.4.4.3 Reception of the HandoverFromEUTRAPreparationRequest by the UE

Upon reception of the HandoverFromEUTRAPreparationRequest message, the UE shall:

1> if dualRxTxRedirectIndicator is present in the received message:

2> forward dualRxTxRedirectIndicator to the CDMA2000 upper layers;

2> forward redirectCarrierCDMA2000-1XRTT to the CDMA2000 upper layers, if included;

1> else:

2> indicate the request to prepare handover or enhanced 1xRTT CS fallback and forward the cdma2000-Type to
the CDMA2000 upper layers;

2> if cdma2000-Type is set to type1XRTT:

3> forward the rand and the mobilityParameters to the CDMA2000 upper layers;

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2> if concurrPrepCDMA2000-HRPD is present in the received message:

3> forward concurrPrepCDMA2000-HRPD to the CDMA2000 upper layers;

2> else:

3> forward concurrPrepCDMA2000-HRPD, with its value set to FALSE, to the CDMA2000 upper layers;

5.4.5 UL handover preparation transfer (CDMA2000)

5.4.5.1 General

Figure 5.4.5.1-1: UL handover preparation transfer

The purpose of this procedure is to tunnel the handover related CDMA2000 dedicated information or enhanced 1xRTT
CS fallback related CDMA2000 dedicated information from UE to E-UTRAN when requested by the higher layers. The
procedure is triggered by the higher layers on receipt of HandoverFromEUTRAPreparationRequest message. If
preparing for enhanced CS fallback to CDMA2000 1xRTT and handover to CDMA2000 HRPD, the UE sends two
consecutive ULHandoverPreparationTransfer messages to E-UTRAN, one per addressed CDMA2000 RAT Type. This
procedure applies to CDMA2000 capable UEs only.

5.4.5.2 Initiation
A UE in RRC_CONNECTED initiates the UL Handover Preparation Transfer procedure whenever there is a need to
transfer handover or enhanced 1xRTT CS fallback related non-3GPP dedicated information. The UE initiates the UL
handover preparation transfer procedure by sending the ULHandoverPreparationTransfer message.

5.4.5.3 Actions related to transmission of the ULHandoverPreparationTransfer

message
The UE shall set the contents of the ULHandoverPreparationTransfer message as follows:

1> include the cdma2000-Type and the dedicatedInfo;

1> if the cdma2000-Type is set to type1XRTT:

2> include the meid and set it to the value received from the CDMA2000 upper layers;

1> submit the ULHandoverPreparationTransfer message to lower layers for transmission, upon which the
procedure ends;

5.4.5.4 Failure to deliver the ULHandoverPreparationTransfer message

The UE shall:

1> if the UE is unable to guarantee successful delivery of ULHandoverPreparationTransfer messages:

2> inform upper layers about the possible failure to deliver the information contained in the concerned
ULHandoverPreparationTransfer message;

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5.4.6 Inter-RAT cell change order to E-UTRAN

5.4.6.1 General
The purpose of the inter-RAT cell change order to E-UTRAN procedure is to transfer, under the control of the source
radio access technology, a connection between the UE and another radio access technology (e.g. GSM/ GPRS) to E-
UTRAN.

5.4.6.2 Initiation
The procedure is initiated when a radio access technology other than E-UTRAN, e.g. GSM/GPRS, using procedures
specific for that RAT, orders the UE to change to an E-UTRAN cell. In response, upper layers request the establishment
of an RRC connection as specified in subclause 5.3.3.

NOTE: Within the message used to order the UE to change to an E-UTRAN cell, the source RAT should specify
the identity of the target E-UTRAN cell as specified in the specifications for that RAT.

The UE shall:

1> upon receiving an RRCConnectionSetup message:

2> consider the inter-RAT cell change order procedure to have completed successfully;

5.4.6.3 UE fails to complete an inter-RAT cell change order

If the inter-RAT cell change order fails the UE shall return to the other radio access technology and proceed as specified
in the appropriate specifications for that RAT.

The UE shall:

1> upon failure to establish the RRC connection as specified in subclause 5.3.3:

2> consider the inter-RAT cell change order procedure to have failed;

NOTE: The cell change was network ordered. Therefore, failure to change to the target PCell should not cause the
UE to move to UE-controlled cell selection.

5.5 Measurements
5.5.1 Introduction
The UE reports measurement information in accordance with the measurement configuration as provided by E-
UTRAN. E-UTRAN provides the measurement configuration applicable for a UE in RRC_CONNECTED by means of
dedicated signalling, i.e. using the RRCConnectionReconfiguration message.

The UE can be requested to perform the following types of measurements:

- Intra-frequency measurements: measurements at the downlink carrier frequency(ies) of the serving cell(s).

- Inter-frequency measurements: measurements at frequencies that differ from any of the downlink carrier
frequency(ies) of the serving cell(s).

- Inter-RAT measurements of UTRA frequencies.

- Inter-RAT measurements of GERAN frequencies.

- Inter-RAT measurements of CDMA2000 HRPD or CDMA2000 1xRTT frequencies.

The measurement configuration includes the following parameters:

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1. Measurement objects: The objects on which the UE shall perform the measurements.

- For intra-frequency and inter-frequency measurements a measurement object is a single E-UTRA carrier
frequency. Associated with this carrier frequency, E-UTRAN can configure a list of cell specific offsets and a
list of 'blacklisted' cells. Blacklisted cells are not considered in event evaluation or measurement reporting.

- For inter-RAT UTRA measurements a measurement object is a set of cells on a single UTRA carrier
frequency.

- For inter-RAT GERAN measurements a measurement object is a set of GERAN carrier frequencies.

- For inter-RAT CDMA2000 measurements a measurement object is a set of cells on a single (HRPD or
1xRTT) carrier frequency.

NOTE 1: Some measurements using the above mentioned measurement objects, only concern a single cell, e.g.
measurements used to report neighbouring cell system information, PCell UE Rx-Tx time difference.

2. Reporting configurations: A list of reporting configurations where each reporting configuration consists of the
following:

- Reporting criterion: The criterion that triggers the UE to send a measurement report. This can either be
periodical or a single event description.

- Reporting format: The quantities that the UE includes in the measurement report and associated information
(e.g. number of cells to report).

3. Measurement identities: A list of measurement identities where each measurement identity links one
measurement object with one reporting configuration. By configuring multiple measurement identities it is
possible to link more than one measurement object to the same reporting configuration, as well as to link more
than one reporting configuration to the same measurement object. The measurement identity is used as a
reference number in the measurement report.

4. Quantity configurations: One quantity configuration is configured per RAT type. The quantity configuration
defines the measurement quantities and associated filtering used for all event evaluation and related reporting of
that measurement type. One filter can be configured per measurement quantity.

5. Measurement gaps: Periods that the UE may use to perform measurements, i.e. no (UL, DL) transmissions are
scheduled.

E-UTRAN only configures a single measurement object for a given frequency, i.e. it is not possible to configure two or
more measurement objects for the same frequency with different associated parameters, e.g. different offsets and/ or
blacklists. E-UTRAN may configure multiple instances of the same event e.g. by configuring two reporting
configurations with different thresholds.

The UE maintains a single measurement object list, a single reporting configuration list, and a single measurement
identities list. The measurement object list includes measurement objects, that are specified per RAT type, possibly
including intra-frequency object(s) (i.e. the object(s) corresponding to the serving frequency(ies)), inter-frequency
object(s) and inter-RAT objects. Similarly, the reporting configuration list includes E-UTRA and inter-RAT reporting
configurations. Any measurement object can be linked to any reporting configuration of the same RAT type. Some
reporting configurations may not be linked to a measurement object. Likewise, some measurement objects may not be
linked to a reporting configuration.

The measurement procedures distinguish the following types of cells:

1. The serving cell(s)– these are the PCell and one or more SCells, if configured for a UE supporting CA.

2. Listed cells - these are cells listed within the measurement object(s).

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3. Detected cells - these are cells that are not listed within the measurement object(s) but are detected by the UE on
the carrier frequency(ies) indicated by the measurement object(s).

For E-UTRA, the UE measures and reports on the serving cell(s), listed cells and detected cells. For inter-RAT UTRA,
the UE measures and reports on listed cells and optionally on cells that are within a range for which reporting is allowed
by E-UTRAN. For inter-RAT GERAN, the UE measures and reports on detected cells. For inter-RAT CDMA2000, the
UE measures and reports on listed cells.

NOTE 2: For inter-RAT UTRA and CDMA2000, the UE measures and reports also on detected cells for the
purpose of SON.

NOTE 3: This specification is based on the assumption that typically CSG cells of home deployment type are not
indicated within the neighbour list. Furthermore, the assumption is that for non-home deployments, the
physical cell identity is unique within the area of a large macro cell (i.e. as for UTRAN).

Whenever the procedural specification, other than contained in sub-clause 5.5.2, refers to a field it concerns a field
included in the VarMeasConfig unless explicitly stated otherwise i.e. only the measurement configuration procedure
covers the direct UE action related to the received measConfig.

5.5.2 Measurement configuration

5.5.2.1 General
E-UTRAN applies the procedure as follows:

- to ensure that, whenever the UE has a measConfig, it includes a measObject for each serving frequency;

- to con

figure at most one measurement identity using a reporting configuration with the purpose set to reportCGI;

The UE shall:

1> if the received measConfig includes the measObjectToRemoveList:

2> perform the measurement object removal procedure as specified in 5.5.2.4;

1> if the received measConfig includes the measObjectToAddModList:

2> perform the measurement object addition/ modification procedure as specified in 5.5.2.5;

1> if the received measConfig includes the reportConfigToRemoveList:

2> perform the reporting configuration removal procedure as specified in 5.5.2.6;

1> if the received measConfig includes the reportConfigToAddModList:

2> perform the reporting configuration addition/ modification procedure as specified in 5.5.2.7;

1> if the received measConfig includes the quantityConfig:

2> perform the quantity configuration procedure as specified in 5.5.2.8;

1> if the received measConfig includes the measIdToRemoveList:

2> perform the measurement identity removal procedure as specified in 5.5.2.2;

1> if the received measConfig includes the measIdToAddModList:

2> perform the measurement identity addition/ modification procedure as specified in 5.5.2.3;

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1> if the received measConfig includes the measGapConfig:

2> perform the measurement gap configuration procedure as specified in 5.5.2.9;

1> if the received measConfig includes the s-Measure:

2> set the parameter s-Measure within VarMeasConfig to the lowest value of the RSRP ranges indicated by the
received value of s-Measure;

1> if the received measConfig includes the preRegistrationInfoHRPD:

2> forward the preRegistrationInfoHRPD to CDMA2000 upper layers;

1> if the received measConfig includes the speedStatePars:

2> set the parameter speedStatePars within VarMeasConfig to the received value of speedStatePars;

5.5.2.2 Measurement identity removal

The UE shall:

1> for each measId included in the received measIdToRemoveList that is part of the current UE configuration in
VarMeasConfig:

2> remove the entry with the matching measId from the measIdList within the VarMeasConfig;

2> remove the measurement reporting entry for this measId from the VarMeasReportList, if included;

2> stop the periodical reporting timer or timer T321, whichever one is running, and reset the associated
information (e.g. timeToTrigger) for this measId;

NOTE: The UE does not consider the message as erroneous if the measIdToRemoveList includes any measId
value that is not part of the current UE configuration.

5.5.2.2a Measurement identity autonomous removal

The UE shall:

1> for each measId included in the measIdList within VarMeasConfig:

2> if the associated reportConfig concerns an event involving a serving cell while the concerned serving cell is
not configured:

3> remove the measId from the measIdList within the VarMeasConfig;

3> remove the measurement reporting entry for this measId from the VarMeasReportList, if included;

3> stop the periodical reporting timer if running, and reset the associated information (e.g. timeToTrigger)
for this measId;

NOTE 1: The above UE autonomous removal of measId's applies only for measurement events A1, A2 and A6.

NOTE 2: When performed during re-establishment, the UE is only configured with a primary frequency (i.e. the
SCell(s) are released, if configured).

5.5.2.3 Measurement identity addition/ modification

E-UTRAN applies the procedure as follows:

- configure a measId only if the corresponding measurement object, the corresponding reporting configuration and
the corresponding quantity configuration, are configured;

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The UE shall:

1> for each measId included in the received measIdToAddModList:

2> if an entry with the matching measId exists in the measIdList within the VarMeasConfig:

3> replace the entry with the value received for this measId;

2> else:

3> add a new entry for this measId within the VarMeasConfig;

2> remove the measurement reporting entry for this measId from the VarMeasReportList, if included;

2> stop the periodical reporting timer or timer T321, whichever one is running, and reset the associated
information (e.g. timeToTrigger) for this measId;

2> if the triggerType is set to periodical and the purpose is set to reportCGI in the reportConfig associated with
this measId:

3> if the measObject associated with this measId concerns E-UTRA:

4> if the si-RequestForHO is included in the reportConfig associated with this measId:

5> start timer T321 with the timer value set to 150 ms for this measId;

4> else:

5> start timer T321 with the timer value set to 1 second for this measId;

3> else if the measObject associated with this measId concerns UTRA:

4> if the si-RequestForHO is included in the reportConfig associated with this measId:

5> for UTRA FDD, start timer T321 with the timer value set to 2 seconds for this measId;

5> for UTRA TDD, start timer T321 with the timer value set to [1 second] for this measId;

4> else:

5> start timer T321 with the timer value set to 8 seconds for this measId;

3> else:

4> start timer T321 with the timer value set to 8 seconds for this measId;

5.5.2.4 Measurement object removal

The UE shall:

1> for each measObjectId included in the received measObjectToRemoveList that is part of the current UE
configuration in VarMeasConfig:

2> remove the entry with the matching measObjectId from the measObjectList within the VarMeasConfig;

2> remove all measId associated with this measObjectId from the measIdList within the VarMeasConfig, if any;

2> if a measId is removed from the measIdList:

3> remove the measurement reporting entry for this measId from the VarMeasReportList, if included;

3> stop the periodical reporting timer or timer T321, whichever one is running, and reset the associated
information (e.g. timeToTrigger) for this measId;

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NOTE: The UE does not consider the message as erroneous if the measObjectToRemoveList includes any
measObjectId value that is not part of the current UE configuration.

5.5.2.5 Measurement object addition/ modification

The UE shall:

1> for each measObjectId included in the received measObjectToAddModList:

2> if an entry with the matching measObjectId exists in the measObjectList within the VarMeasConfig, for this
entry:

3> replace the entry with the value received for this measObject, except for the fields cellsToAddModList,
blackCellsToAddModList, cellsToRemoveList, blackCellsToRemoveList and
measSubframePatternConfigNeigh;

3> if the received measObject includes the cellsToRemoveList:

4> for each cellIndex included in the cellsToRemoveList:

5> remove the entry with the matching cellIndex from the cellsToAddModList;

3> if the received measObject includes the cellsToAddModList:

4> for each cellIndex value included in the cellsToAddModList:

5> if an entry with the matching cellIndex exists in the cellsToAddModList:

6> replace the entry with the value received for this cellIndex;

5> else:

6> add a new entry for the received cellIndex to the cellsToAddModList;

3> if the received measObject includes the blackCellsToRemoveList:

4> for each cellIndex included in the blackCellsToRemoveList:

5> remove the entry with the matching cellIndex from the blackCellsToAddModList;

3> if the received measObject includes the blackCellsToAddModList:

4> for each cellIndex included in the blackCellsToAddModList:

5> if an entry with the matching cellIndex is included in the blackCellsToAddModList:

6> replace the entry with the value received for this cellIndex;

5> else:

6> add a new entry for the received cellIndex to the blackCellsToAddModList;

3> if the received measObject includes measSubframePatternConfigNeigh:

4> set measSubframePatternConfigNeigh within the VarMeasConfig to the value of the received field

3> for each measId associated with this measObjectId in the measIdList within the VarMeasConfig, if any:

4> remove the measurement reporting entry for this measId from the VarMeasReportList, if included;

4> stop the periodical reporting timer or timer T321, whichever one is running, and reset the associated
information (e.g. timeToTrigger) for this measId;

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2> else:

3> add a new entry for the received measObject to the measObjectList within VarMeasConfig;

5.5.2.6 Reporting configuration removal

The UE shall:

1> for each reportConfigId included in the received reportConfigToRemoveList that is part of the current UE
configuration in VarMeasConfig:

2> remove the entry with the matching reportConfigId from the reportConfigList within the VarMeasConfig;

2> remove all measId associated with the reportConfigId from the measIdList within the VarMeasConfig, if any;

2> if a measId is removed from the measIdList:

3> remove the measurement reporting entry for this measId from the VarMeasReportList, if included;

3> stop the periodical reporting timer or timer T321, whichever one is running, and reset the associated
information (e.g. timeToTrigger) for this measId;

NOTE: The UE does not consider the message as erroneous if the reportConfigToRemoveList includes any
reportConfigId value that is not part of the current UE configuration.

5.5.2.7 Reporting configuration addition/ modification

The UE shall:

1> for each reportConfigId included in the received reportConfigToAddModList:

2> if an entry with the matching reportConfigId exists in the reportConfigList within the VarMeasConfig, for
this entry:

3> replace the entry with the value received for this reportConfig;

3> for each measId associated with this reportConfigId included in the measIdList within the
VarMeasConfig, if any:

4> remove the measurement reporting entry for this measId from in VarMeasReportList, if included;

4> stop the periodical reporting timer or timer T321, whichever one is running, and reset the associated
information (e.g. timeToTrigger) for this measId;

2> else:

3> add a new entry for the received reportConfig to the reportConfigList within the VarMeasConfig;

5.5.2.8 Quantity configuration

The UE shall:

1> for each RAT for which the received quantityConfig includes parameter(s):

2> set the corresponding parameter(s) in quantityConfig within VarMeasConfig to the value of the received
quantityConfig parameter(s);

1> for each measId included in the measIdList within VarMeasConfig:

2> remove the measurement reporting entry for this measId from the VarMeasReportList, if included;

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2> stop the periodical reporting timer or timer T321, whichever one is running, and reset the associated
information (e.g. timeToTrigger) for this measId;

5.5.2.9 Measurement gap configuration

The UE shall:

1> if measGapConfig is set to setup:

2> if a measurement gap configuration is already setup, release the measurement gap configuration;

2> setup the measurement gap configuration indicated by the measGapConfig in accordance with the
received gapOffset, i.e., each gap starts at an SFN and subframe meeting the following condition:

SFN mod T = FLOOR(gapOffset/10);

subframe = gapOffset mod 10;

with T = MGRP/10 as defined in TS 36.133 [16];

1> else:

2> release the measurement gap configuration;

5.5.3 Performing measurements

5.5.3.1 General
For all measurements the UE applies the layer 3 filtering as specified in 5.5.3.2, before using the measured results for
evaluation of reporting criteria or for measurement reporting.

The UE shall:

1> whenever the UE has a measConfig, perform RSRP and RSRQ measurements for each serving cell, applying for
the PCell the time domain measurement resource restriction in accordance with measSubframePatternPCell, if
configured;

1> for each measId included in the measIdList within VarMeasConfig:

2> if the purpose for the associated reportConfig is set to reportCGI:

3> if si-RequestForHO is configured for the associated reportConfig:

4> perform the corresponding measurements on the frequency and RAT indicated in the associated
measObject using autonomous gaps as necessary;

3> else:

4> perform the corresponding measurements on the frequency and RAT indicated in the associated
measObject using available idle periods or using autonomous gaps as necessary;

NOTE 1: If autonomous gaps are used to perform measurements, the UE is allowed to temporarily abort
communication with all serving cell(s), i.e. create autonomous gaps to perform the corresponding
measurements within the limits specified in TS 36.133 [16]. Otherwise, the UE only supports the
measurements with the purpose set to reportCGI only if E-UTRAN has provided sufficient idle periods.

3> try to acquire the global cell identity of the cell indicated by the cellForWhichToReportCGI in the
associated measObject by acquiring the relevant system information from the concerned cell;

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3> if the cell indicated by the cellForWhichToReportCGI included in the associated measObject is an E-
UTRAN cell:

4> try to acquire the CSG identity, if the CSG identity is broadcast in the concerned cell;

4> try to acquire the trackingAreaCode in the concerned cell;

4> try to acquire the list of additional PLMN Identities, as included in the plmn-IdentityList, if multiple
PLMN identities are broadcast in the concerned cell;

NOTE 2: The 'primary' PLMN is part of the global cell identity.

3> if the cell indicated by the cellForWhichToReportCGI included in the associated measObject is a UTRAN
cell:

4> try to acquire the LAC, the RAC and the list of additional PLMN Identities, if multiple PLMN
identities are broadcast in the concerned cell;

4> try to acquire the CSG identity, if the CSG identity is broadcast in the concerned cell;

3> if the cell indicated by the cellForWhichToReportCGI included in the associated measObject is a GERAN
cell:

4> try to acquire the RAC in the concerned cell;

3> if the cell indicated by the cellForWhichToReportCGI included in the associated measObject is a
CDMA2000 cell and the cdma2000-Type included in the measObject is typeHRPD:

4> try to acquire the Sector ID in the concerned cell;

3> if the cell indicated by the cellForWhichToReportCGI included in the associated measObject is a
CDMA2000 cell and the cdma2000-Type included in the measObject is type1XRTT:

4> try to acquire the BASE ID, SID and NID in the concerned cell;

2> else:

3> if a measurement gap configuration is setup; or

3> if the UE does not require measurement gaps to perform the concerned measurements:

4> if s-Measure is not configured; or

4> if s-Measure is configured and the PCell RSRP, after layer 3 filtering, is lower than this value:

5> perform the corresponding measurements of neighbouring cells on the frequencies and RATs
indicated in the concerned measObject, applying for neighbouring cells on the primary frequency
the time domain measurement resource restriction in accordance with
measSubframePatternConfigNeigh, if configured in the concerned measObject;

4> if the ue-RxTxTimeDiffPeriodical is configured in the associated reportConfig:

5> perform the UE Rx–Tx time difference measurements on the PCell;

2> perform the evaluation of reporting criteria as specified in 5.5.4;

NOTE 3: The s-Measure defines when the UE is required to perform measurements. The UE is however allowed to
perform measurements also when the PCell RSRP exceeds s-Measure, e.g., to measure cells broadcasting
a CSG identity following use of the autonomous search function as defined in TS 36.304 [4].

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5.5.3.2 Layer 3 filtering

The UE shall:

1> for each measurement quantity that the UE performs measurements according to 5.5.3.1:

NOTE 1: This does not include quantities configured solely for UE Rx-Tx time difference measurements i.e. for
those type of measurements the UE ignores the triggerQuantity and reportQuantity.

2> filter the measured result, before using for evaluation of reporting criteria or for measurement reporting, by
the following formula:

F n=(1−a)⋅F n−1 +a⋅M n

where

Mn is the latest received measurement result from the physical layer;

Fn is the updated filtered measurement result, that is used for evaluation of reporting criteria or for
measurement reporting;

Fn-1 is the old filtered measurement result, where F0 is set to M1 when the first measurement result from
the physical layer is received; and

a = 1/2(k/4), where k is the filterCoefficent for the corresponding measurement quantity received by the
quantityConfig;

2> adapt the filter such that the time characteristics of the filter are preserved at different input rates, observing
that the filterCoefficent k assumes a sample rate equal to 200 ms;

NOTE 2: If k is set to 0, no layer 3 filtering is applicable.

NOTE 3: The filtering is performed in the same domain as used for evaluation of reporting criteria or for
measurement reporting, i.e., logarithmic filtering for logarithmic measurements.

NOTE 4: The filter input rate is implementation dependent, to fulfil the performance requirements set in [16]. For
further details about the physical layer measurements, see TS 36.133 [16].

5.5.4 Measurement report triggering

5.5.4.1 General
The UE shall:

1> for each measId included in the measIdList within VarMeasConfig:

2> if the corresponding reportConfig includes a purpose set to reportStrongestCellsForSON:

3> consider any neighbouring cell detected on the associated frequency to be applicable;

2> else if the corresponding reportConfig includes a purpose set to reportCGI:

3> consider any neighbouring cell detected on the associated frequency/ set of frequencies (GERAN) which
has a physical cell identity matching the value of the cellForWhichToReportCGI included in the
corresponding measObject within the VarMeasConfig to be applicable;

2> else:

3> if the corresponding measObject concerns E-UTRA:

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4> if the ue-RxTxTimeDiffPeriodical is configured in the corresponding reportConfig:

5> consider only the PCell to be applicable;

4> else if the eventA1 or eventA2 is configured in the corresponding reportConfig:

5> consider only the serving cell to be applicable;

4> else:

5> consider any neighbouring cell detected on the associated frequency to be applicable when the
concerned cell is not included in the blackCellsToAddModList defined within the VarMeasConfig
for this measId;

5> for events involving a serving cell on one frequency and neighbours on another frequency,
consider the serving cell on the other frequency as a neighbouring cell;

3> else if the corresponding measObject concerns UTRA or CDMA2000:

4> consider a neighbouring cell on the associated frequency to be applicable when the concerned cell is
included in the cellsToAddModList defined within the VarMeasConfig for this measId (i.e. the cell is
included in the white-list);

NOTE 0: The UE may also consider a neighbouring cell on the associated UTRA frequency to be applicable when
the concerned cell is included in the csg-allowedReportingCells within the VarMeasConfig for this
measId, if configured in the corresponding measObjectUTRA (i.e. the cell is included in the range of
physical cell identities for which reporting is allowed).

3> else if the corresponding measObject concerns GERAN:

4> consider a neighbouring cell on the associated set of frequencies to be applicable when the concerned
cell matches the ncc-Permitted defined within the VarMeasConfig for this measId;

2> if the triggerType is set to event and if the entry condition applicable for this event, i.e. the event
corresponding with the eventId of the corresponding reportConfig within VarMeasConfig, is fulfilled for one
or more applicable cells for all measurements after layer 3 filtering taken during timeToTrigger defined for
this event within the VarMeasConfig, while the VarMeasReportList does not include an measurement
reporting entry for this measId (a first cell triggers the event):

3> include a measurement reporting entry within the VarMeasReportList for this measId;

3> set the numberOfReportsSent defined within the VarMeasReportList for this measId to 0;

3> include the concerned cell(s) in the cellsTriggeredList defined within the VarMeasReportList for this
measId;

3> initiate the measurement reporting procedure, as specified in 5.5.5;

2> if the triggerType is set to event and if the entry condition applicable for this event, i.e. the event
corresponding with the eventId of the corresponding reportConfig within VarMeasConfig, is fulfilled for one
or more applicable cells not included in the cellsTriggeredList for all measurements after layer 3 filtering
taken during timeToTrigger defined for this event within the VarMeasConfig (a subsequent cell triggers the
event):

3> set the numberOfReportsSent defined within the VarMeasReportList for this measId to 0;

3> include the concerned cell(s) in the cellsTriggeredList defined within the VarMeasReportList for this
measId;

3> initiate the measurement reporting procedure, as specified in 5.5.5;

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2> if the triggerType is set to event and if the leaving condition applicable for this event is fulfilled for one or
more of the cells included in the cellsTriggeredList defined within the VarMeasReportList for this measId for
all measurements after layer 3 filtering taken during timeToTrigger defined within the VarMeasConfig for
this event:

3> remove the concerned cell(s) in the cellsTriggeredList defined within the VarMeasReportList for this
measId;

3> if reportOnLeave is set to TRUE for the corresponding reporting configuration or if a6-ReportOnLeave is
set to TRUE for the corresponding reporting configuration:

4> initiate the measurement reporting procedure, as specified in 5.5.5;

3> if the cellsTriggeredList defined within the VarMeasReportList for this measId is empty:

4> remove the measurement reporting entry within the VarMeasReportList for this measId;

4> stop the periodical reporting timer for this measId, if running;

2> if the purpose is included and set to reportStrongestCells or to reportStrongestCellsForSON and if a (first)
measurement result is available:

3> include a measurement reporting entry within the VarMeasReportList for this measId;

3> set the numberOfReportsSent defined within the VarMeasReportList for this measId to 0;

3> initiate the measurement reporting procedure, as specified in 5.5.5;

NOTE 1: If the purpose is set to reportStrongestCells and reportAmount > 1, the UE initiates a first measurement
report immediately after the quantity to be reported becomes available for the PCell. If the purpose is set
to reportStrongestCells and reportAmount = 1, the UE initiates a first measurement report immediately
after the quantity to be reported becomes available for the PCell and for the strongest cell among the
applicable cells. If the purpose is set to reportStrongestCellsForSON, the UE initiates a first measurement
report when it has determined the strongest cells on the associated frequency.

2> upon expiry of the periodical reporting timer for this measId:

3> initiate the measurement reporting procedure, as specified in 5.5.5;

2> if the purpose is included and set to reportCGI and if the UE acquired the information needed to set all fields
of cgi-Info for the requested cell:

3> include a measurement reporting entry within the VarMeasReportList for this measId;

3> set the numberOfReportsSent defined within the VarMeasReportList for this measId to 0;

3> stop timer T321;

3> initiate the measurement reporting procedure, as specified in 5.5.5;

2> upon expiry of the T321 for this measId:

3> include a measurement reporting entry within the VarMeasReportList for this measId;

3> set the numberOfReportsSent defined within the VarMeasReportList for this measId to 0;

3> initiate the measurement reporting procedure, as specified in 5.5.5;

NOTE 2: The UE does not stop the periodical reporting with triggerType set to event or to periodical while the
corresponding measurement is not performed due to the PCell RSRP being equal to or better than s-
Measure or due to the measurement gap not being setup.

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NOTE 3: If the UE is configured with DRX, the UE may delay the measurement reporting for event triggered and
periodical triggered measurements until the Active Time, which is defined in TS 36.321 [6].

5.5.4.2 Event A1 (Serving becomes better than threshold)

The UE shall:

1> consider the entering condition for this event to be satisfied when condition A1-1, as specified below, is fulfilled;

1> consider the leaving condition for this event to be satisfied when condition A1-2, as specified below, is fulfilled;

1> for this measurement, consider the primary or secondary cell that is configured on the frequency indicated in the
associated measObjectEUTRA to be the serving cell;

Inequality A1-1 (Entering condition)

Ms−Hys>Thresh

Inequality A1-2 (Leaving condition)

Ms+Hys<Thresh

The variables in the formula are defined as follows:

Ms is the measurement result of the serving cell, not taking into account any offsets.

Hys is the hysteresis parameter for this event (i.e. hysteresis as defined within reportConfigEUTRA for this event).

Thresh is the threshold parameter for this event (i.e. a1-Threshold as defined within reportConfigEUTRA for this
event).

Ms is expressed in dBm in case of RSRP, or in dB in case of RSRQ.

Hys is expressed in dB.

Thresh is expressed in the same unit as Ms.

5.5.4.3 Event A2 (Serving becomes worse than threshold)

The UE shall:

1> consider the entering condition for this event to be satisfied when condition A2-1, as specified below, is fulfilled;

1> consider the leaving condition for this event to be satisfied when condition A2-2, as specified below, is fulfilled;

1> for this measurement, consider the primary or secondary cell that is configured on the frequency indicated in the
associated measObjectEUTRA to be the serving cell;

Inequality A2-1 (Entering condition)

Ms+Hys<Thresh

Inequality A2-2 (Leaving condition)

Ms−Hys>Thresh

The variables in the formula are defined as follows:

Ms is the measurement result of the serving cell, not taking into account any offsets.

Hys is the hysteresis parameter for this event (i.e. hysteresis as defined within reportConfigEUTRA for this event).

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Thresh is the threshold parameter for this event (i.e. a2-Threshold as defined within reportConfigEUTRA for this
event).

Ms is expressed in dBm in case of RSRP, or in dB in case of RSRQ.

Hys is expressed in dB.

Thresh is expressed in the same unit as Ms.

5.5.4.4 Event A3 (Neighbour becomes offset better than PCell)

The UE shall:

1> consider the entering condition for this event to be satisfied when condition A3-1, as specified below, is fulfilled;

1> consider the leaving condition for this event to be satisfied when condition A3-2, as specified below, is fulfilled;

NOTE The cell(s) that triggers the event is on the frequency indicated in the associated measObject which may
be different from the (primary) frequency used by the PCell.

Inequality A3-1 (Entering condition)

Mn+Ofn+Ocn−Hys>Mp+Ofp+Ocp+Off

Inequality A3-2 (Leaving condition)

Mn+Ofn+Ocn+Hys< Mp+Ofp+Ocp+Off

The variables in the formula are defined as follows:

Mn is the measurement result of the neighbouring cell, not taking into account any offsets.

Ofn is the frequency specific offset of the frequency of the neighbour cell (i.e. offsetFreq as defined within
measObjectEUTRA corresponding to the frequency of the neighbour cell).

Ocn is the cell specific offset of the neighbour cell (i.e. cellIndividualOffset as defined within measObjectEUTRA
corresponding to the frequency of the neighbour cell), and set to zero if not configured for the neighbour cell.

Mp is the measurement result of the PCell, not taking into account any offsets.

Ofp is the frequency specific offset of the primary frequency (i.e. offsetFreq as defined within measObjectEUTRA
corresponding to the primary frequency).

Ocp is the cell specific offset of the PCell (i.e. cellIndividualOffset as defined within measObjectEUTRA
corresponding to the primary frequency), and is set to zero if not configured for the PCell.

Hys is the hysteresis parameter for this event (i.e. hysteresis as defined within reportConfigEUTRA for this event).

Off is the offset parameter for this event (i.e. a3-Offset as defined within reportConfigEUTRA for this event).

Mn, Mp are expressed in dBm in case of RSRP, or in dB in case of RSRQ.

Ofn, Ocn, Ofp, Ocp, Hys, Off are expressed in dB.

5.5.4.5 Event A4 (Neighbour becomes better than threshold)

The UE shall:

1> consider the entering condition for this event to be satisfied when condition A4-1, as specified below, is fulfilled;

1> consider the leaving condition for this event to be satisfied when condition A4-2, as specified below, is fulfilled;

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Inequality A4-1 (Entering condition)

Mn+Ofn+Ocn−Hys>Thresh

Inequality A4-2 (Leaving condition)

Mn+Ofn+Ocn+Hys<Thresh

The variables in the formula are defined as follows:

Mn is the measurement result of the neighbouring cell, not taking into account any offsets.

Ofn is the frequency specific offset of the frequency of the neighbour cell (i.e. offsetFreq as defined within
measObjectEUTRA corresponding to the frequency of the neighbour cell).

Ocn is the cell specific offset of the neighbour cell (i.e. cellIndividualOffset as defined within measObjectEUTRA
corresponding to the frequency of the neighbour cell), and set to zero if not configured for the neighbour cell.

Hys is the hysteresis parameter for this event (i.e. hysteresis as defined within reportConfigEUTRA for this event).

Thresh is the threshold parameter for this event (i.e. a4-Threshold as defined within reportConfigEUTRA for this
event).

Mn is expressed in dBm in case of RSRP, or in dB in case of RSRQ.

Ofn, Ocn, Hys are expressed in dB.

Thresh is expressed in the same unit as Mn.

5.5.4.6 Event A5 (PCell becomes worse than threshold1 and neighbour becomes
better than threshold2)
The UE shall:

1> consider the entering condition for this event to be satisfied when both condition A5-1 and condition A5-2, as
specified below, are fulfilled;

1> consider the leaving condition for this event to be satisfied when condition A5-3 or condition A5-4, i.e. at least
one of the two, as specified below, is fulfilled;

NOTE: The cell(s) that triggers the event is on the frequency indicated in the associated measObject which may
be different from the (primary) frequency used by the PCell.

Inequality A5-1 (Entering condition 1)

Mp+ Hys<Thresh1

Inequality A5-2 (Entering condition 2)

Mn+Ofn+Ocn−Hys>Thresh 2

Inequality A5-3 (Leaving condition 1)

Mp−Hys>Thresh 1

Inequality A5-4 (Leaving condition 2)

Mn+Ofn+Ocn+Hys<Thresh2

The variables in the formula are defined as follows:

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Mp is the measurement result of the PCell, not taking into account any offsets.

Mn is the measurement result of the neighbouring cell, not taking into account any offsets.

Ofn is the frequency specific offset of the frequency of the neighbour cell (i.e. offsetFreq as defined within
measObjectEUTRA corresponding to the frequency of the neighbour cell).

Ocn is the cell specific offset of the neighbour cell (i.e. cellIndividualOffset as defined within measObjectEUTRA
corresponding to the frequency of the neighbour cell), and set to zero if not configured for the neighbour cell.

Hys is the hysteresis parameter for this event (i.e. hysteresis as defined within reportConfigEUTRA for this event).

Thresh1 is the threshold parameter for this event (i.e. a5-Threshold1 as defined within reportConfigEUTRA for this
event).

Thresh2 is the threshold parameter for this event (i.e. a5-Threshold2 as defined within reportConfigEUTRA for this
event).

Mn, Mp are expressed in dBm in case of RSRP, or in dB in case of RSRQ.

Ofn, Ocn, Hys are expressed in dB.

Thresh1 is expressed in the same unit as Mp.

Thresh2 is expressed in the same unit as Mn.

5.5.4.6a Event A6 (Neighbour becomes offset better than SCell)

The UE shall:

1> consider the entering condition for this event to be satisfied when condition A6-1, as specified below, is fulfilled;

1> consider the leaving condition for this event to be satisfied when condition A6-2, as specified below, is fulfilled;

1> for this measurement, consider the (secondary) cell that is configured on the frequency indicated in the
associated measObjectEUTRA to be the serving cell;

NOTE: The neighbour(s) is on the same frequency as the SCell i.e. both are on the frequency indicated in the
associated measObject.

Inequality A6-1 (Entering condition)

Mn+Ocn−Hys>Ms+Ocs+Off

Inequality A6-2 (Leaving condition)

Mn+Ocn+Hys<Ms+Ocs+Off

The variables in the formula are defined as follows:

Mn is the measurement result of the neighbouring cell, not taking into account any offsets.

Ocn is the cell specific offset of the neighbour cell (i.e. cellIndividualOffset as defined within measObjectEUTRA
corresponding to the frequency of the neighbour cell), and set to zero if not configured for the neighbour cell.

Ms is the measurement result of the serving cell, not taking into account any offsets.

Ocs is the cell specific offset of the serving cell (i.e. cellIndividualOffset as defined within measObjectEUTRA
corresponding to the serving frequency), and is set to zero if not configured for the serving cell.

Hys is the hysteresis parameter for this event (i.e. hysteresis as defined within reportConfigEUTRA for this event).

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Off is the offset parameter for this event (i.e. a6-Offset as defined within reportConfigEUTRA for this event).

Mn, Ms are expressed in dBm in case of RSRP, or in dB in case of RSRQ.

Ocn, Ocs, Hys, Off are expressed in dB.

5.5.4.7 Event B1 (Inter RAT neighbour becomes better than threshold)

The UE shall:

1> for UTRA and CDMA2000, only trigger the event for cells included in the corresponding measurement object;

1> consider the entering condition for this event to be satisfied when condition B1-1, as specified below, is fulfilled;

1> consider the leaving condition for this event to be satisfied when condition B1-2, as specified below, is fulfilled;

Inequality B1-1 (Entering condition)

Mn+Ofn−Hys>Thresh

Inequality B1-2 (Leaving condition)

Mn+Ofn+ Hys<Thresh

The variables in the formula are defined as follows:

Mn is the measurement result of the inter-RAT neighbour cell, not taking into account any offsets. For CDMA 2000
measurement result, pilotStrength is divided by -2.

Ofn is the frequency specific offset of the frequency of the inter-RAT neighbour cell (i.e. offsetFreq as defined
within the measObject corresponding to the frequency of the neighbour inter-RAT cell).

Hys is the hysteresis parameter for this event (i.e. hysteresis as defined within reportConfigInterRAT for this event).

Thresh is the threshold parameter for this event (i.e. b1-Threshold as defined within reportConfigInterRAT for this
event). For CDMA2000, b1-Threshold is divided by -2.

Mn is expressed in dBm or in dB, depending on the measurement quantity of the inter-RAT neighbour cell.

Ofn, Hys are expressed in dB.

Thresh is expressed in the same unit as Mn.

5.5.4.8 Event B2 (PCell becomes worse than threshold1 and inter RAT neighbour
becomes better than threshold2)
The UE shall:

1> for UTRA and CDMA2000, only trigger the event for cells included in the corresponding measurement object;

1> consider the entering condition for this event to be satisfied when both condition B2-1 and condition B2-2, as
specified below, are fulfilled;

1> consider the leaving condition for this event to be satisfied when condition B2-3 or condition B2-4, i.e. at least
one of the two, as specified below, is fulfilled;

Inequality B2-1 (Entering condition 1)

Mp+ Hys<Thresh1

Inequality B2-2 (Entering condition 2)

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Mn+Ofn−Hys>Thresh 2

Inequality B2-3 (Leaving condition 1)

Mp−Hys>Thresh 1

Inequality B2-4 (Leaving condition 2)

Mn+Ofn+ Hys<Thresh2

The variables in the formula are defined as follows:

Mp is the measurement result of the PCell, not taking into account any offsets.

Mn is the measurement result of the inter-RAT neighbour cell, not taking into account any offsets. For CDMA2000
measurement result, pilotStrength is divided by -2.

Ofn is the frequency specific offset of the frequency of the inter-RAT neighbour cell (i.e. offsetFreq as defined
within the measObject corresponding to the frequency of the inter-RAT neighbour cell).

Hys is the hysteresis parameter for this event (i.e. hysteresis as defined within reportConfigInterRAT for this event).

Thresh1 is the threshold parameter for this event (i.e. b2-Threshold1 as defined within reportConfigInterRAT for
this event).

Thresh2 is the threshold parameter for this event (i.e. b2-Threshold2 as defined within reportConfigInterRAT for
this event). For CDMA2000, b2-Threshold2 is divided by -2.

Mp is expressed in dBm in case of RSRP, or in dB in case of RSRQ.

Mn is expressed in dBm or dB, depending on the measurement quantity of the inter-RAT neighbour cell.

Ofn, Hys are expressed in dB.

Thresh1 is expressed in the same unit as Mp.

Thresh2 is expressed in the same unit as Mn.

5.5.5 Measurement reporting

Figure 5.5.5-1: Measurement reporting

The purpose of this procedure is to transfer measurement results from the UE to E-UTRAN.

For the measId for which the measurement reporting procedure was triggered, the UE shall set the measResults within
the MeasurementReport message as follows:

1> set the measId to the measurement identity that triggered the measurement reporting;

1> set the measResultPCell to include the quantities of the PCell;

1> set the measResultServFreqList to include for each SCell that is configured, if any, within measResultSCell the
quantities of the concerned SCell, if available according to performance requirements in [16];

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1> if the reportConfig associated with the measId that triggered the measurement reporting includes
reportAddNeighMeas:

2> for each serving frequency for which measObjectId is referenced in the measIdList, other than the frequency
corresponding with the measId that triggered the measurement reporting:

3> set the measResultServFreqList to include within measResultBestNeighCell the physCellId and the
quantities of the best non-serving cell, based on RSRP, on the concerned serving frequency;

1> if there is at least one applicable neighbouring cell to report:

2> set the measResultNeighCells to include the best neighbouring cells up to maxReportCells in accordance with
the following:

3> if the triggerType is set to event:

4> include the cells included in the cellsTriggeredList as defined within the VarMeasReportList for this
measId;

3> else:

4> include the applicable cells for which the new measurement results became available since the last
periodical reporting or since the measurement was initiated or reset;

NOTE: The reliability of the report (i.e. the certainty it contains the strongest cells on the concerned frequency)
depends on the measurement configuration i.e. the reportInterval. The related performance requirements
are specified in TS 36.133 [16].

3> for each cell that is included in the measResultNeighCells, include the physCellId;

3> if the triggerType is set to event; or the purpose is set to reportStrongestCells or to

reportStrongestCellsForSON:

4> for each included cell, include the layer 3 filtered measured results in accordance with the
reportConfig for this measId, ordered as follows:

5> if the measObject associated with this measId concerns E-UTRA:

6> set the measResult to include the quantity(ies) indicated in the reportQuantity within the
concerned reportConfig in order of decreasing triggerQuantity, i.e. the best cell is included
first;

5> if the measObject associated with this measId concerns UTRA FDD and if ReportConfigInterRAT
includes the reportQuantityUTRA-FDD:

6> set the measResult to include the quantities indicated by the reportQuantityUTRA-FDD in
order of decreasing measQuantityUTRA-FDD within the quantityConfig, i.e. the best cell is
included first;

5> if the measObject associated with this measId concerns UTRA FDD and if ReportConfigInterRAT
does not include the reportQuantityUTRA-FDD; or

5> if the measObject associated with this measId concerns UTRA TDD, GERAN or CDMA2000:

6> set the measResult to the quantity as configured for the concerned RAT within the
quantityConfig in order of either decreasing quantity for UTRA and GERAN or increasing
quantity for CDMA2000 pilotStrength, i.e. the best cell is included first;

3> else if the purpose is set to reportCGI:

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4> if the mandatory present fields of the cgi-Info for the cell indicated by the cellForWhichToReportCGI
in the associated measObject have been obtained:

5> if the cell broadcasts a CSG identity:

6> include the csg-Identity;

6> include the csg-MemberStatus and set it to member if the cell is a CSG member cell;

5> if the si-RequestForHO is configured within the reportConfig associated with this measId:

6> include the cgi-Info containing all the fields that have been successfully acquired, except for
the plmn-IdentityList;

5> else:

6> include the cgi-Info containing all the fields that have been successfully acquired;

1> if the ue-RxTxTimeDiffPeriodical is configured within the corresponding reportConfig for this measId;

2> set the ue-RxTxTimeDiffResult to the measurement result provided by lower layers;

2> set the currentSFN;

1> if the includeLocationInfo is configured in the corresponding reportConfig for this measId and detailed location
information that has not been reported is available, set the content of the locationInfo as follows:

2> include the locationCoordinates;

2> if available, include the gnss-TOD-msec;

1> increment the numberOfReportsSent as defined within the VarMeasReportList for this measId by 1;

1> stop the periodical reporting timer, if running;

1> if the numberOfReportsSent as defined within the VarMeasReportList for this measId is less than the
reportAmount as defined within the corresponding reportConfig for this measId:

2> start the periodical reporting timer with the value of reportInterval as defined within the corresponding
reportConfig for this measId;

1> else:

2> if the triggerType is set to periodical:

3> remove the entry within the VarMeasReportList for this measId;

3> remove this measId from the measIdList within VarMeasConfig;

1> if the measured results are for CDMA2000 HRPD:

2> set the preRegistrationStatusHRPD to the UE's CDMA2000 upper layer's HRPD preRegistrationStatus;

1> if the measured results are for CDMA2000 1xRTT:

2> set the preRegistrationStatusHRPD to FALSE;

1> submit the MeasurementReport message to lower layers for transmission, upon which the procedure ends;

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5.5.6 Measurement related actions

5.5.6.1 Actions upon handover and re-establishment
E-UTRAN applies the handover procedure as follows:

- when performing the handover procedure, as specified in 5.3.5.4, ensure that a measObjectId corresponding to
each handover target serving frequency is configured as a result of the procedures described in this sub-clause
and in 5.3.5.4;

E-UTRAN applies the re-establishment procedure as follows:

- when performing the connection re-establishment procedure, as specified in 5.3.7, ensure that a measObjectId
corresponding each target serving frequency is configured as a result of the procedure described in this sub-
clause and the subsequent connection reconfiguration procedure immediately following the re-establishment
procedure;

The UE shall:

1> for each measId included in the measIdList within VarMeasConfig:

2> if the triggerType is set to periodical:

3> remove this measId from the measIdList within VarMeasConfig:

1> if the procedure was triggered due to a handover or successful re-establishment and the procedure involves a
change of primary frequency, update the measId values in the measIdList within VarMeasConfig as follows:

2> if a measObjectId value corresponding to the target primary frequency exists in the measObjectList within
VarMeasConfig:

3> for each measId value in the measIdList:

4> if the measId value is linked to the measObjectId value corresponding to the source primary
frequency:

5> link this measId value to the measObjectId value corresponding to the target primary frequency;

4> else if the measId value is linked to the measObjectId value corresponding to the target primary
frequency:

5> link this measId value to the measObjectId value corresponding to the source primary frequency;

2> else:

3> remove all measId values that are linked to the measObjectId value corresponding to the source primary
frequency;

1> remove all measurement reporting entries within VarMeasReportList;

1> stop the periodical reporting timer or timer T321, whichever one is running, as well as associated information
(e.g. timeToTrigger) for all measId;

1> release the measurement gaps, if activated;

NOTE: If the UE requires measurement gaps to perform inter-frequency or inter-RAT measurements, the UE
resumes the inter-frequency and inter-RAT measurements after the E-UTRAN has setup the measurement
gaps.

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5.5.6.2 Speed dependant scaling of measurement related parameters

The UE shall adjust the value of the following parameter configured by the E-UTRAN depending on the UE speed:
timeToTrigger. The UE shall apply 3 different levels, which are selected as follows:

The UE shall:

1> perform mobility state detection using the mobility state detection as specified in TS 36.304 [4] with the
following modifications:

2> counting handovers instead of cell reselections;

2> applying the parameter applicable for RRC_CONNECTED as included in speedStatePars within
VarMeasConfig;

1> if high mobility state is detected:

2> use the timeToTrigger value multiplied by sf-High within VarMeasConfig;

1> else if medium mobility state is detected:

2> use the timeToTrigger value multiplied by sf-Medium within VarMeasConfig;

1> else:

2> no scaling is applied;

5.5.7 Inter-frequency RSTD measurement indication

5.5.7.1 General

Figure 5.5.7.1-1: Inter-frequency RSTD measurement indication

The purpose of this procedure is to indicate to the network that the UE is going to start/stop OTDOA inter-frequency
RSTD measurements which require measurement gaps as specified in [16, 8.1.2.6].

NOTE: It is a network decision to configure the measurement gap.

5.5.7.2 Initiation
The UE shall:

1> if and only if upper layers indicate to start performing inter-frequency RSTD measurements and the UE requires
measurement gaps for these measurements while measurement gaps are either not configured or not sufficient:

2> initiate the procedure to indicate start;

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NOTE 1: The UE verifies the measurement gap situation only upon receiving the indication from upper layers. If at
this point in time sufficient gaps are available, the UE does not initiate the procedure. Also if at a later
point in time the measurement gaps become insufficient, the UE does not initiate the procedure unless it
receives a new indication from upper layers.

1> if and only if upper layers indicate to stop performing inter-frequency RSTD measurements:

2> initiate the procedure to indicate stop;

NOTE 2: The UE may initiate the procedure to indicate stop even if it did not previously initiate the procedure to
indicate start.

5.5.7.3 Actions related to transmission of InterFreqRSTDMeasurementIndication

message
The UE shall set the contents of InterFreqRSTDMeasurementIndication message as follows:

1> set the rstd-InterFreqIndication as follows:

2> if the procedure is initiated to indicate start of inter-frequency RSTD measurements:

3> set the rstd-InterFreqInfoList according to the information received from upper layers;

2> else if the procedure is initiated to indicate stop of inter-frequency RSTD measurements:

3> set the rstd-InterFreqIndication to the value stop;

1> submit the InterFreqRSTDMeasurementIndication message to lower layers for transmission, upon which the
procedure ends;

5.6 Other
5.6.1 DL information transfer
5.6.1.1 General

Figure 5.6.1.1-1: DL information transfer

The purpose of this procedure is to transfer NAS or (tunnelled) non-3GPP dedicated information from E-UTRAN to a
UE in RRC_CONNECTED.

5.6.1.2 Initiation
E-UTRAN initiates the DL information transfer procedure whenever there is a need to transfer NAS or non-3GPP
dedicated information. E-UTRAN initiates the DL information transfer procedure by sending the
DLInformationTransfer message.

5.6.1.3 Reception of the DLInformationTransfer by the UE

Upon receiving DLInformationTransfer message, the UE shall:

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1> if the dedicatedInfoType is set to dedicatedInfoNAS:

2> forward the dedicatedInfoNAS to the NAS upper layers.

1> if the dedicatedInfoType is set to dedicatedInfoCDMA2000-1XRTT or to dedicatedInfoCDMA2000-HRPD:

2> forward the dedicatedInfoCDMA2000 to the CDMA2000 upper layers;

5.6.2 UL information transfer

5.6.2.1 General

Figure 5.6.2.1-1: UL information transfer

The purpose of this procedure is to transfer NAS or (tunnelled) non-3GPP dedicated information from the UE to E-
UTRAN.

5.6.2.2 Initiation
A UE in RRC_CONNECTED initiates the UL information transfer procedure whenever there is a need to transfer NAS
or non-3GPP dedicated information, except at RRC connection establishment in which case the NAS information is
piggybacked to the RRCConnectionSetupComplete message. The UE initiates the UL information transfer procedure by
sending the ULInformationTransfer message. When CDMA2000 information has to be transferred, the UE shall initiate
the procedure only if SRB2 is established.

5.6.2.3 Actions related to transmission of ULInformationTransfer message

The UE shall set the contents of the ULInformationTransfer message as follows:

1> if there is a need to transfer NAS information:

2> set the dedicatedInfoType to include the dedicatedInfoNAS;

1> if there is a need to transfer CDMA2000 1XRTT information:

2> set the dedicatedInfoType to include the dedicatedInfoCDMA2000-1XRTT;

1> if there is a need to transfer CDMA2000 HRPD information:

2> set the dedicatedInfoType to include the dedicatedInfoCDMA2000-HRPD;

1> submit the ULInformationTransfer message to lower layers for transmission, upon which the procedure ends;

5.6.2.4 Failure to deliver ULInformationTransfer message

The UE shall:

1> if mobility (i.e. handover, RRC connection re-establishment) occurs before the successful delivery of
ULInformationTransfer messages has been confirmed by lower layers:

2> inform upper layers about the possible failure to deliver the information contained in the concerned
ULInformationTransfer messages;

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5.6.3 UE capability transfer

5.6.3.1 General

Figure 5.6.3.1-1: UE capability transfer

The purpose of this procedure is to transfer UE radio access capability information from the UE to E-UTRAN.

If the UE has changed its E-UTRAN radio access capabilities, the UE shall request higher layers to initiate the
necessary NAS procedures (see TS 23.401 [41]) that would result in the update of UE radio access capabilities using a
new RRC connection.

NOTE: Change of the UE's GERAN UE radio capabilities in RRC_IDLE is supported by use of Tracking Area
Update.

5.6.3.2 Initiation
E-UTRAN initiates the procedure to a UE in RRC_CONNECTED when it needs (additional) UE radio access
capability information.

5.6.3.3 Reception of the UECapabilityEnquiry by the UE

The UE shall:

1> set the contents of UECapabilityInformation message as follows:

2> if the ue-CapabilityRequest includes eutra:

3> include the UE-EUTRA-Capability within a ue-CapabilityRAT-Container and with the rat-Type set to
eutra;

3> if the UE supports FDD and TDD:

4> set all fields of UECapabilityInformation, except field fdd-Add-UE-EUTRA-Capabilities and tdd-Add-
UE-EUTRA-Capabilities (including their sub-fields), to include the values applicable for both FDD
and TDD (i.e. functionality supported by both modes);

4> if (some of) the UE capability fields have a different value for FDD and TDD:

5> if for FDD, the UE supports additional functionality compared to what is indicated by the previous
fields of UECapabilityInformation:

6> include field fdd-Add-UE-EUTRA-Capabilities and set it to include fields reflecting the
additional functionality applicable for FDD;

5> if for TDD, the UE supports additional functionality compared to what is indicated by the previous
fields of UECapabilityInformation:

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6> include field tdd-Add-UE-EUTRA-Capabilities and set it to include fields reflecting the
additional functionality applicable for TDD;

NOTE: The UE includes fields of XDD-Add-UE-EUTRA-Capabilities in accordance with the following:

- The field is included only if one or more of its sub-fields has a value that is different compared to the
value signalled elsewhere within UE-EUTRA-Capability;
(this value signalled elsewhere is also referred to as the Common value, that is supported for both
XDD modes)
- For the fields that are included in XDD-Add-UE-EUTRA-Capabilities, the UE sets:
- the sub-fields that are not allowed to be different the same as the Common value;
- the sub-fields that are allowed to be different to a value indicating at least the same functionality as
indicated by the Common value;

3> else (UE supports single xDD mode):

4> set all fields of UECapabilityInformation, except field fdd-Add-UE-EUTRA-Capabilities and tdd-Add-
UE-EUTRA-Capabilities (including their sub-fields), to include the values applicable for the xDD
mode supported by the UE;

2> if the ue-CapabilityRequest includes geran-cs and if the UE supports GERAN CS domain:

3> include the UE radio access capabilities for GERAN CS within a ue-CapabilityRAT-Container and with
the rat-Type set to geran-cs;

2> if the ue-CapabilityRequest includes geran-ps and if the UE supports GERAN PS domain:

3> include the UE radio access capabilities for GERAN PS within a ue-CapabilityRAT-Container and with
the rat-Type set to geran-ps;

2> if the ue-CapabilityRequest includes utra and if the UE supports UTRA:

3> include the UE radio access capabilities for UTRA within a ue-CapabilityRAT-Container and with the
rat-Type set to utra;

2> if the ue-CapabilityRequest includes cdma2000-1XRTT and if the UE supports CDMA2000 1xRTT:

3> include the UE radio access capabilities for CDMA2000 within a ue-CapabilityRAT-Container and with
the rat-Type set to cdma2000-1XRTT;

1> submit the UECapabilityInformation message to lower layers for transmission, upon which the procedure ends;

5.6.4 CSFB to 1x Parameter transfer

5.6.4.1 General

Figure 5.6.4.1-1: CSFB to 1x Parameter transfer

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The purpose of this procedure is to transfer the CDMA2000 1xRTT parameters required to register the UE in the
CDMA2000 1xRTT network for CSFB support.

5.6.4.2 Initiation
A UE in RRC_CONNECTED initiates the CSFB to 1x Parameter transfer procedure upon request from the CDMA2000
upper layers. The UE initiates the CSFB to 1x Parameter transfer procedure by sending the
CSFBParametersRequestCDMA2000 message.

5.6.4.3 Actions related to transmission of CSFBParametersRequestCDMA2000 message

The UE shall:

1> submit the CSFBParametersRequestCDMA2000 message to lower layers for transmission using the current
configuration;

5.6.4.4 Reception of the CSFBParametersResponseCDMA2000 message

Upon reception of the CSFBParametersResponseCDMA2000 message, the UE shall:

1> forward the rand and the mobilityParameters to the CDMA2000 1xRTT upper layers;

5.6.5 UE Information
5.6.5.1 General

Figure 5.6.5.1-1: UE information procedure

The UE information procedure is used by E-UTRAN to request the UE to report information.

5.6.5.2 Initiation
E-UTRAN initiates the procedure by sending the UEInformationRequest message.

5.6.5.3 Reception of the UEInformationRequest message

Upon receiving the UEInformationRequest message, the UE shall:

1> if rach-ReportReq is set to true, set the contents of the rach-Report in the UEInformationResponse message as
follows:

2> set the numberOfPreamblesSent to indicate the number of preambles sent by MAC for the last successfully
completed random access procedure;

2> if contention resolution was not successful as specified in TS 36.321 [6] for at least one of the transmitted
preambles for the last successfully completed random access procedure:

3> set the contentionDetected to true;

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2> else:

3> set the contentionDetected to false;

1> if rlf-ReportReq is set to true and the UE has radio link failure information or handover failure information
available in VarRLF-Report and if the RPLMN is included in plmn-IdentityList stored in VarRLF-Report:

2> set timeSinceFailure in VarRLF-Report to the time that elapsed since the last radio link or handover failure in
E-UTRA;

2> set the rlf-Report in the UEInformationResponse message to the value of rlf-Report in VarRLF-Report;

2> discard the rlf-Report from VarRLF-Report upon successful delivery of the UEInformationResponse message
confirmed by lower layers;

1> if connEstFailReportReq is set to true and the UE has connection establishment failure information in
VarConnEstFailReport and if the RPLMN is equal to plmn-Identity stored in VarConnEstFailReport:

2> set timeSinceFailure in VarConnEstFailReport to the time that elapsed since the last connection
establishment failure in E-UTRA;

2> set the connEstFailReport in the UEInformationResponse message to the value of connEstFailReport in
VarConnEstFailReport;

2> discard the connEstFailReport from VarConnEstFailReport upon successful delivery of the
UEInformationResponse message confirmed by lower layers;

1> if the logMeasReportReq is present and if the RPLMN is included in plmn-IdentityList stored in
VarLogMeasReport:

2> if VarLogMeasReport includes one or more logged measurement entries, set the contents of the
logMeasReport in the UEInformationResponse message as follows:

3> include the absoluteTimeStamp and set it to the value of absoluteTimeInfo in the VarLogMeasReport;

3> include the traceReference and set it to the value of traceReference in the VarLogMeasReport;

3> include the traceRecordingSessionRef and set it to the value of traceRecordingSessionRef in the
VarLogMeasReport;

3> include the tce-Id and set it to the value of tce-Id in the VarLogMeasReport;

3> include the logMeasInfoList and set it to include one or more entries from VarLogMeasReport starting
from the entries logged first;

3> if the VarLogMeasReport includes one or more additional logged measurement entries that are not
included in the logMeasInfoList within the UEInformationResponse message:

4> include the logMeasAvailable;

1> if the logMeasReport is included in the UEInformationResponse:

2> submit the UEInformationResponse message to lower layers for transmission via SRB2;

2> discard the logged measurement entries included in the logMeasInfoList from VarLogMeasReport upon
successful delivery of the UEInformationResponse message confirmed by lower layers;

1> else:

2> submit the UEInformationResponse message to lower layers for transmission via SRB1;

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5.6.6 Logged Measurement Configuration

5.6.6.1 General

Figure 5.6.6.1-1: Logged measurement configuration

The purpose of this procedure is to configure the UE to perform logging of measurement results while in RRC_IDLE.
The procedure applies to logged measurements capable UEs that are in RRC_CONNECTED.

NOTE E-UTRAN may retrieve stored logged measurement information by means of the UE Information
procedure.

5.6.6.2 Initiation
E-UTRAN initiates the logged measurement configuration procedure to UE in RRC_CONNECTED by sending the
LoggedMeasurementConfiguration message.

5.6.6.3 Reception of the LoggedMeasurementConfiguration by the UE

Upon receiving the LoggedMeasurementConfiguration message the UE shall:

1> discard the logged measurement configuration as well as the logged measurement information as specified in
5.6.7;

1> store the received loggingDuration, loggingInterval and areaConfiguration, if included, in VarLogMeasConfig;

1> if the LoggedMeasurementConfiguration message includes plmn-IdentityList:

2> set plmn-IdentityList in VarLogMeasReport to include the RPLMN as well as the PLMNs included in plmn-
IdentityList;

1> else:

2> set plmn-IdentityList in VarLogMeasReport to include the RPLMN;

1> store the received absoluteTimeInfo, traceReference, traceRecordingSessionRef and tce-Id in

VarLogMeasReport;

1> start timer T330 with the timer value set to the loggingDuration;

5.6.6.4 T330 expiry

Upon expiry of T330 the UE shall:

1> release VarLogMeasConfig;

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The UE is allowed to discard stored logged measurements, i.e. to release VarLogMeasReport, 48 hours after T330
expiry.

5.6.7 Release of Logged Measurement Configuration

5.6.7.1 General
The purpose of this procedure is to release the logged measurement configuration as well as the logged measurement
information.

5.6.7.2 Initiation
The UE shall initiate the procedure upon receiving a logged measurement configuration in another RAT. The UE shall
also initiate the procedure upon power off or detach.

The UE shall:

1> stop timer T330, if running;

1> if stored, discard the logged measurement configuration as well as the logged measurement information, i.e.
release the UE variables VarLogMeasConfig and VarLogMeasReport;

5.6.8 Measurements logging

5.6.8.1 General
This procedure specifies the logging of available measurements by a UE in RRC_IDLE that has a logged measurement
configuration.

5.6.8.2 Initiation
While T330 is running, the UE shall:

1> perform the logging in accordance with the following:

2> if the UE is camping normally on an E-UTRA cell and if the RPLMN is included in plmn-IdentityList stored
in VarLogMeasReport and, if the cell is part of the area indicated by areaConfiguration if configured in
VarLogMeasConfig:

3> perform the logging at regular time intervals, as defined by the loggingInterval in VarLogMeasConfig;

2> when adding a logged measurement entry in VarLogMeasReport, include the fields in accordance with the
following:

3> set the relativeTimeStamp to indicate the elapsed time since the moment at which the logged
measurement configuration was received;

3> if detailed location information became available during the last logging interval, set the content of the
locationInfo as follows:

4> include the locationCoordinates;

3> set the servCellIdentity to indicate global cell identity of the cell the UE is camping on;

3> set the measResultServCell to include the quantities of the cell the UE is camping on;

3> if available, set the measResultNeighCells, in order of decreasing ranking-criterion as used for cell re-
selection, to include neighbouring cell measurements that became available during the last logging
interval for at most the following number of neighbouring cells: 6 intra-frequency and 3 inter-frequency

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neighbours per frequency as well as 3 inter-RAT neighbours, per frequency/ set of frequencies (GERAN)
per RAT and according to the following:

4> for each neighbour cell included, include the optional fields that are available;

NOTE: The UE includes the latest results of the available measurements as used for cell reselection evaluation,
which are performed in accordance with the performance requirements as specified in TS 36.133 [16].

2> when the memory reserved for the logged measurement information becomes full, stop timer T330 and
perform the same actions as performed upon expiry of T330, as specified in 5.6.6.4;

5.6.9 In-device coexistence indication

5.6.9.1 General

Figure 5.6.9.1-1: In-device coexistence indication

The purpose of this procedure is to inform E-UTRAN about (a change of) the In-Device Coexistence (IDC) problems
experienced by the UE in RRC_CONNECTED, as described in TS 36.300 [9], and to provide the E-UTRAN with
information in order to resolve them.

5.6.9.2 Initiation
A UE capable of providing IDC indications may initiate the procedure when it is configured to provide IDC indications
and upon change of IDC problem information.

Upon initiating the procedure, the UE shall:

1> if configured to provide IDC indications:

2> if the UE did not transmit an InDeviceCoexIndication message since it was configured to provide IDC
indications:

3> if on one or more frequencies for which a measObjectEUTRA is configured, the UE is experiencing IDC
problems that it cannot solve by itself:

4> initiate transmission of the InDeviceCoexIndication message in accordance with 5.6.9.3;

2> else:

3> if the set of frequencies, for which a measObjectEUTRA is configured and on which the UE is
experiencing IDC problems that it cannot solve by itself, is different from the set indicated in the last
transmitted InDeviceCoexIndication message; or

3> if for one or more of the frequencies in the previously reported set of frequencies, the
interferenceDirection is different from the value indicated in the last transmitted InDeviceCoexIndication
message; or

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3> if the TDM assistance information is different from the assistance information included in the last
transmitted InDeviceCoexIndication message:

4> initiate transmission of the InDeviceCoexIndication message in accordance with 5.6.9.3;

5.6.9.3 Actions related to transmission of InDeviceCoexIndication message

The UE shall set the contents of the InDeviceCoexIndication message as follows:

1> if there is at least one E-UTRA carrier frequency, for which a measurement object is configured, that is affected
by IDC problems:

2> include the IE affectedCarrierFreqList with an entry for each affected E-UTRA carrier frequency for which a
measurement object is configured;

2> for each E-UTRA carrier frequency included in the the IE affectedCarrierFreqList, include
interferenceDirection and set it accordingly;

2> include Time Domain Multiplexing (TDM) based assistance information:

3> if the UE has DRX related assistance information that could be used to resolve the IDC problems:

4> include drx-CycleLength, drx-Offset and drx-ActiveTime;

3> else (the UE has desired subframe reservation patterns related assistance information that could be used to
resolve the IDC problems):

4> include idc-SubframePatternList;

NOTE 1: When sending an InDeviceCoexIndication message to inform E-UTRAN the IDC problems, the UE
includes all assistance information (rather than providing e.g. the changed part(s) of the assistance
information).

The UE shall submit the InDeviceCoexIndication message to lower layers for transmission.

5.6.10 UE Assistance Information

5.6.10.1 General

Figure 5.6.10.1-1: UE Assistance Information

The purpose of this procedure is to inform E-UTRAN of the UE’s power saving preference. Upon configuring the UE
to provide power preference indications E-UTRAN may consider that the UE does not prefer a configuration primarily
optimised for power saving until the UE explictly indicates otherwise.

5.6.10.2 Initiation
A UE capable of providing power preference indications in RRC_CONNECTED may initiate the procedure in several
cases including upon being configured to provide power preference indications and upon change of power preference.

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Upon initiating the procedure, the UE shall:

1> if configured to provide power preference indications:

2> if the UE did not transmit a UEAssistanceInformation message since it was configured to provide power
preference indications; or

2> if the current power preference is different from the one indicated in the last transmission of the
UEAssistanceInformation message and timer T340 is not running:

3> initiate transmission of the UEAssistanceInformation message in accordance with 5.6.10.3;

5.6.10.3 Actions related to transmission of UEAssistanceInformation message

The UE shall set the contents of the UEAssistanceInformation message:

1> if the UE prefers a configuration primarily optimised for power saving:

2> set powerPrefIndication to lowPowerConsumption;

1> else:

2> start or restart timer T340 with the timer value set to the powerPrefIndicationTimer;

2> set powerPrefIndication to normal;

The UE shall submit the UEAssistanceInformation message to lower layers for transmission.

5.7 Generic error handling

5.7.1 General
The generic error handling defined in the subsequent sub-clauses applies unless explicitly specified otherwise e.g.
within the procedure specific error handling.

The UE shall consider a value as not comprehended when it is set:

- to an extended value that is not defined in the version of the transfer syntax supported by the UE.

- to a spare or reserved value unless the specification defines specific behaviour that the UE shall apply upon
receiving the concerned spare/ reserved value.

The UE shall consider a field as not comprehended when it is defined:

- as spare or reserved unless the specification defines specific behaviour that the UE shall apply upon receiving the
concerned spare/ reserved field.

5.7.2 ASN.1 violation or encoding error

The UE shall:

1> when receiving an RRC message on the BCCH, PCCH, CCCH, or MCCH for which the abstract syntax is
invalid [13]:

2> ignore the message;

NOTE This section applies in case one or more fields is set to a value, other than a spare, reserved or extended
value, not defined in this version of the transfer syntax. E.g. in the case the UE receives value 12 for a
field defined as INTEGER (1..11). In cases like this, it may not be possible to reliably detect which field
is in the error hence the error handling is at the message level.

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5.7.3 Field set to a not comprehended value

The UE shall, when receiving an RRC message on any logical channel:

1> if the message includes a field that has a value that the UE does not comprehend:

2> if a default value is defined for this field:

3> treat the message while using the default value defined for this field;

2> else if the concerned field is optional:

3> treat the message as if the field were absent and in accordance with the need code for absence of the
concerned field;

2> else:

3> treat the message as if the field were absent and in accordance with sub-clause 5.7.4;

5.7.4 Mandatory field missing

The UE shall:

1> if the message includes a field that is mandatory to include in the message (e.g. because conditions for
mandatory presence are fulfilled) and that field is absent or treated as absent:

2> if the RRC message was received on DCCH or CCCH:

3> ignore the message;

2> else:

3> if the field concerns a (sub-field of) an entry of a list (i.e. a SEQUENCE OF):

4> treat the list as if the entry including the missing or not comprehended field was not present;

3> else if the field concerns a sub-field of another field, referred to as the 'parent' field i.e. the field that is one
nesting level up compared to the erroneous field:

4> consider the 'parent' field to be set to a not comprehended value;

4> apply the generic error handling to the subsequent 'parent' field(s), until reaching the top nesting level
i.e. the message level;

3> else (field at message level):

4> ignore the message;

NOTE 1: The error handling defined in these sub-clauses implies that the UE ignores a message with the message
type or version set to a not comprehended value.

NOTE 2: The nested error handling for messages received on logical channels other than DCCH and CCCH applies
for errors in extensions also, even for errors that can be regarded as invalid E-UTRAN operation e.g. E-
UTRAN not observing conditional presence.

The following ASN.1 further clarifies the levels applicable in case of nested error handling for errors in extension
fields.
-- /example/ ASN1START

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-- Example with extension addition group

ItemInfoList ::= SEQUENCE (SIZE (1..max)) OF ItemInfo

ItemInfo ::= SEQUENCE {

itemIdentity INTEGER (1..max),

field1 Field1,

field2 Field2 OPTIONAL, -- Need ON

...

[[ field3-r9 Field3-r9 OPTIONAL, -- Cond Cond1

field4-r9 Field4-r9 OPTIONAL -- Need ON

]]

-- Example with traditional non-critical extension (empty sequence)

BroadcastInfoBlock1 ::= SEQUENCE {

itemIdentity INTEGER (1..max),

field1 Field1,

field2 Field2 OPTIONAL, -- Need ON

nonCriticalExtension BroadcastInfoBlock1-v940-IEs OPTIONAL

BroadcastInfoBlock1-v940-IEs::= SEQUENCE {

field3-r9 Field3-r9 OPTIONAL, -- Cond Cond1

field4-r9 Field4-r9 OPTIONAL, -- Need ON

nonCriticalExtension SEQUENCE {} OPTIONAL -- Need OP

-- ASN1STOP

The UE shall, apply the following principles regarding the levels applicable in case of nested error handling:

- an extension additon group is not regarded as a level on its own. E.g. in the ASN.1 extract in the previous, a error
regarding the conditionality of field3 would result in the entire itemInfo entry to be ignored (rather than just the
extension addition group containing field3 and field4)

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- a traditional nonCriticalExtension is not regarded as a level on its own. E.g. in the ASN.1 extract in the
previous, a error regarding the conditionality of field3 would result in the entire BroadcastInfoBlock1 to be
ignored (rather than just the non critical extension containing field3 and field4).

5.7.5 Not comprehended field

The UE shall, when receiving an RRC message on any logical channel:

1> if the message includes a field that the UE does not comprehend:

2> treat the rest of the message as if the field was absent;

NOTE: This section does not apply to the case of an extension to the value range of a field. Such cases are
addressed instead by the requirements in section 5.7.3.

5.8 MBMS
5.8.1 Introduction
5.8.1.1 General
In general the control information relevant only for UEs supporting MBMS is separated as much as possible from
unicast control information. Most of the MBMS control information is provided on a logical channel specific for
MBMS common control information: the MCCH. E-UTRA employs one MCCH logical channel per MBSFN area. In
case the network configures multiple MBSFN areas, the UE acquires the MBMS control information from the MCCHs
that are configured to identify if services it is interested to receive are ongoing. The action applicable when the UE is
unable to simultaneously receive MBMS and unicast services is up to UE implementation. In this release of the
specification, an MBMS capable UE is only required to support reception of a single MBMS service at a time, and
reception of more than one MBMS service (also possibly on more than one MBSFN area) in parallel is left for UE
implementation. The MCCH carries the MBSFNAreaConfiguration message, which indicates the MBMS sessions that
are ongoing as well as the (corresponding) radio resource configuration. The MCCH may also carry the
MBMSCountingRequest message, when E-UTRAN wishes to count the number of UEs in RRC_CONNECTED that are
receiving or interested to receive one or more specific MBMS services.

A limited amount of MBMS control information is provided on the BCCH. This primarily concerns the information
needed to acquire the MCCH(s). This information is carried by means of a single MBMS specific
SystemInformationBlock: SystemInformationBlockType13. An MBSFN area is identified solely by the mbsfn-AreaId in
SystemInformationBlockType13. At mobility, the UE considers that the MBSFN area is continuous when the source cell
and the target cell broadcast the same value in the mbsfn-AreaId.

5.8.1.2 Scheduling
The MCCH information is transmitted periodically, using a configurable repetition period. Scheduling information is
not provided for MCCH i.e. both the time domain scheduling as well as the lower layer configuration are semi-statically
configured, as defined within SystemInformationBlockType13.

For MBMS user data, which is carried by the MTCH logical channel, E-UTRAN periodically provides MCH
scheduling information (MSI) at lower layers (MAC). This MCH information only concerns the time domain
scheduling i.e. the frequency domain scheduling and the lower layer configuration are semi-statically configured. The
periodicity of the MSI is configurable and defined by the MCH scheduling period.

5.8.1.3 MCCH information validity and notification of changes

Change of MCCH information only occurs at specific radio frames, i.e. the concept of a modification period is used.
Within a modification period, the same MCCH information may be transmitted a number of times, as defined by its
scheduling (which is based on a repetition period). The modification period boundaries are defined by SFN values for

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which SFN mod m= 0, where m is the number of radio frames comprising the modification period. The modification
period is configured by means of SystemInformationBlockType13.

When the network changes (some of) the MCCH information, it notifies the UEs about the change during a first
modification period. In the next modification period, the network transmits the updated MCCH information. These
general principles are illustrated in figure 5.8.1.3-1, in which different colours indicate different MCCH information.
Upon receiving a change notification, a UE interested to receive MBMS services acquires the new MCCH information
immediately from the start of the next modification period. The UE applies the previously acquired MCCH information
until the UE acquires the new MCCH information.

Figure 5.8.1.3-1: Change of MCCH Information

Indication of an MBMS specific RNTI, the M-RNTI (see TS 36.321 [6]), on PDCCH is used to inform UEs in
RRC_IDLE and UEs in RRC_CONNECTED about an MCCH information change. When receiving an MCCH
information change notification, the UE knows that the MCCH information will change at the next modification period
boundary. The notification on PDCCH indicates which of the MCCHs will change, which is done by means of an 8-bit
bitmap. Within this bitmap, the bit at the position indicated by the field notificationIndicator is used to indicate changes
for that MBSFN area: if the bit is set to "1", the corresponding MCCH will change. No further details are provided e.g.
regarding which MCCH information will change. The MCCH information change notification is used to inform the UE
about a change of MCCH information upon session start or about the start of MBMS counting.

The MCCH information change notifications on PDCCH are transmitted periodically and are carried on MBSFN
subframes only. These MCCH information change notification occasions are common for all MCCHs that are
configured, and configurable by parameters included in SystemInformationBlockType13: a repetition coefficient, a radio
frame offset and a subframe index. These common notification occasions are based on the MCCH with the shortest
modification period.

NOTE 1: E-UTRAN may modify the MBMS configuration information provided on MCCH at the same time as
updating the MBMS configuration information carried on BCCH i.e. at a coinciding BCCH and MCCH
modification period. Upon detecting that a new MCCH is configured on BCCH, a UE interested to
receive one or more MBMS services should acquire the MCCH, unless it knows that the services it is
interested in are not provided by the corresponding MBSFN area.

A UE that is receiving an MBMS service shall acquire the MCCH information from the start of each modification
period. A UE that is not receiving an MBMS service, as well as UEs that are receiving an MBMS service but potentially
interested to receive other services not started yet in another MBSFN area, shall verify that the stored MCCH
information remains valid by attempting to find the MCCH information change notification at least
notificationRepetitionCoeff times during the modification period of the applicable MCCH(s), if no MCCH information
change notification is received.

NOTE 2: In case the UE is aware which MCCH(s) E-UTRAN uses for the service(s) it is interested to receive, the
UE may only need to monitor change notifications for a subset of the MCCHs that are configured,
referred to as the 'applicable MCCH(s)' in the above.

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5.8.2 MCCH information acquisition

5.8.2.1 General

Figure 5.8.2.1-1: MCCH information acquisition

The UE applies the MCCH information acquisition procedure to acquire the MBMS control information that is
broadcasted by the E-UTRAN. The procedure applies to MBMS capable UEs that are in RRC_IDLE or in
RRC_CONNECTED.

5.8.2.2 Initiation
A UE interested to receive MBMS services shall apply the MCCH information acquisition procedure upon entering the
corresponding MBSFN area (e.g. upon power on, following UE mobility) and upon receiving a notification that the
MCCH information has changed. A UE that is receiving an MBMS service shall apply the MCCH information
acquisition procedure to acquire the MCCH, that corresponds with the service that is being received, at the start of each
modification period.

Unless explicitly stated otherwise in the procedural specification, the MCCH information acquisition procedure
overwrites any stored MCCH information, i.e. delta configuration is not applicable for MCCH information and the UE
discontinues using a field if it is absent in MCCH information unless explicitly specified otherwise.

5.8.2.3 MCCH information acquisition by the UE

An MBMS capable UE shall:

1> if the procedure is triggered by an MCCH information change notification:

2> start acquiring the MBSFNAreaConfiguration message and the MBMSCountingRequest message if present,
from the beginning of the modification period following the one in which the change notification was
received;

NOTE 1: The UE continues using the previously received MCCH information until the new MCCH information
has been acquired.

1> if the UE enters an MBSFN area:

2> acquire the MBSFNAreaConfiguration message and the MBMSCountingRequest message if present, at the
next repetition period;

1> if the UE is receiving an MBMS service:

2> start acquiring the MBSFNAreaConfiguration message and the MBMSCountingRequest message if present,
that both concern the MBSFN area of the service that is being received, from the beginning of each
modification period;

5.8.2.4 Actions upon reception of the MBSFNAreaConfiguration message

No UE requirements related to the contents of this MBSFNAreaConfiguration apply other than those specified
elsewhere e.g. within procedures using the concerned system information, the corresponding field descriptions.

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5.8.2.5 Actions upon reception of the MBMSCountingRequest message

Upon receiving MBMSCountingRequest message, the UE shall perform the MBMS Counting procedure as specified in
section 5.8.4.

5.8.3 MBMS PTM radio bearer configuration

5.8.3.1 General
The MBMS PTM radio bearer configuration procedure is used by the UE to configure RLC, MAC and the physical
layer upon starting and/or stopping to receive an MRB. The procedure applies to UEs interested to receive one or more
MBMS services.

NOTE: In case the UE is unable to receive an MBMS service due to capability limitations, upper layers may take
appropriate action e.g. terminate a lower priority unicast service.

5.8.3.2 Initiation
The UE applies the MRB establishment procedure to start receiving a session of a service it has an interest in. The
procedure may be initiated e.g. upon start of the MBMS session, upon (re-)entry of the corresponding MBSFN service
area, upon becoming interested in the MBMS service, upon removal of UE capability limitations inhibiting reception of
the concerned service.

The UE applies the MRB release procedure to stop receiving a session. The procedure may be initiated e.g. upon stop of
the MBMS session, upon leaving the corresponding MBSFN service area, upon losing interest in the MBMS service,
when capability limitations start inhibiting reception of the concerned service.

5.8.3.3 MRB establishment

Upon MRB establishment, the UE shall:

1> establish an RLC entity in accordance with the configuration specified in 9.1.1.4;

1> configure an MTCH logical channel in accordance with the received locgicalChannelIdentity, applicable for the
MRB, as included in the MBSFNAreaConfiguration message;

1> configure the physical layer in accordance with the pmch-Config, applicable for the MRB, as included in the
MBSFNAreaConfiguration message;

1> inform upper layers about the establishment of the MRB by indicating the corresponding tmgi and sessionId;

5.8.3.4 MRB release

Upon MRB release, the UE shall:

1> release the RLC entity as well as the related MAC and physical layer configuration;

1> inform upper layers about the release of the MRB by indicating the corresponding tmgi and sessionId;

5.8.4 MBMS Counting Procedure

5.8.4.1 General

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Figure 5.8.4.1-1: MBMS Counting procedure

The MBMS Counting procedure is used by the E-UTRAN to count the number of RRC_CONNECTED mode UEs
which are receiving via an MRB or interested to receive via an MRB the specified MBMS services.

The UE determines interest in an MBMS service, that is identified by the TMGI, by interaction with upper layers.

5.8.4.2 Initiation
E-UTRAN initiates the procedure by sending an MBMSCountingRequest message.

5.8.4.3 Reception of the MBMSCountingRequest message by the UE

Upon receiving the MBMSCountingRequest message, the UE in RRC_CONNECTED mode shall:

1> if the SystemInformationBlockType1, that provided the scheduling information for the
systemInformationBlockType13 that included the configuration of the MCCH via which the
MBMSCountingRequest message was received, contained the identity of the Registered PLMN; and

1> if the UE is receiving via an MRB or interested to receive via an MRB at least one of the services in the received
countingRequestList:

2> if more than one entry is included in the mbsfn-AreaInfoList received in the SystemInformationBlockType13
that included the configuration of the MCCH via which the MBMSCountingRequest message was received:

3> include the mbsfn-AreaIndex in the MBMSCountingResponse message and set it to the index of the entry
in the mbsfn-AreaInfoList within the received SystemInformationBlockType13 that corresponds with the
MBSFN area used to transfer the received MBMSCountingRequest message;

2> for each MBMS service included in the received countingRequestList:

3> if the UE is receiving via an MRB or interested to receive via an MRB this MBMS service:

4> include an entry in the countingResponseList within the MBMSCountingResponse message with
countingResponseService set it to the index of the entry in the countingRequestList within the received
MBMSCountingRequest that corresponds with the MBMS service the UE is receiving or interested to
receive;

2> submit the MBMSCountingResponse message to lower layers for transmission upon which the procedure
ends;

NOTE 1: UEs that are receiving an MBMS User Service [56] by means of a Unicast Bearer Service [57] (i.e. via a
DRB), but are interested to receive the concerned MBMS User Service [56] via an MBMS Bearer Service
(i.e. via an MRB), respond to the counting request.

NOTE 2: If ciphering is used at upper layers, the UE does not respond to the counting request if it can not decipher
the MBMS service for which counting is performed (see TS 22.146 [62, 5.3]).

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NOTE 3: The UE treats the MBMSCountingRequest messages received in each modification period independently.
In the unlikely case E-UTRAN would repeat an MBMSCountingRequest (i.e. including the same services)
in a subsequent modification period, the UE responds again.

5.8.5 MBMS interest indication

5.8.5.1 General

Figure 5.8.5.1-1: MBMS interest indication

The purpose of this procedure is to inform E-UTRAN that the UE is receiving or is interested to receive MBMS via an
MRB, and if so, to inform E-UTRAN about the priority of MBMS versus unicast reception.

5.8.5.2 Initiation
An MBMS capable UE in RRC_CONNECTED may initiate the procedure in several cases including upon successful
connection establishment, upon entering or leaving the service area, upon session start or stop, upon change of interest,
upon change of priority between MBMS reception and unicast reception, upon handover completion, upon successful
re-restablishment or upon change to a PCell broadcasting SystemInformationBlockType15.

Upon initiating the procedure, the UE shall:

1> if SystemInformationBlockType15 is broadcast by the PCell and has been acquired by the UE:

2> if the UE did not transmit an MBMSInterestIndication message since last entering RRC_CONNECTED state;
or

2> if since the last time the UE transmitted an MBMSInterestIndication message, the UE connected to a PCell
not broadcasting SystemInformationBlockType15:

3> if the set of MBMS frequencies of interest, determined in accordance with 5.8.5.3, is not empty:

4> initiate transmission of the MBMSInterestIndication message in accordance with 5.8.5.4;

2> else if less than 1 second after the last transmission of an MBMSInterestIndication message, an
RRCConnectionReconfiguration message including mobilityControlInfo is received or radio link failure is
detected:

3> determine the set of MBMS frequencies of interest in accordance with 5.8.5.3 and initiate transmittion of
the MBMSInterestIndication message in accordance with 5.8.5.4 upon handover completion or successful
re-establishment;

2> else:

3> if the set of MBMS frequencies of interest, determined in accordance with 5.8.5.3, has changed since the
last transmission of the MBMSInterestIndication message; or

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3> if the prioritisation of reception of all indicated MBMS frequencies compared to reception of any of the
established unicast bearers has changed since the last transmission of the MBMSInterestIndication
message:

4> initiate transmission of the MBMSInterestIndication message in accordance with 5.8.5.4;

NOTE: The UE may send an MBMSInterestIndication even when it is able to receive the MBMS services it is
interested in i.e. to avoid that the network allocates a configuration inhibiting MBMS reception.

5.8.5.3 Determine MBMS frequencies of interest

The UE shall:

1> consider a frequency to be part of the MBMS frequencies of interest if the following conditions are met:

2> at least one MBMS session the UE is receiving or interested to receive via an MRB is ongoing or about to
start; and

NOTE 1: The UE may determine whether the session is ongoing from the start and stop time indicated in the User
Service Description (USD), see 3GPP TS 36.300 [9] or 3GPP TS 26.346 [57].

2> for at least one of these MBMS sessions SystemInformationBlockType15 acquired from the PCell includes for
the concerned frequency one or more MBMS SAIs as indicated in the USD for this session; and

NOTE 2: The UE considers a frequency to be part of the MBMS frequencies of interest even though E-UTRAN
may (temporarily) not employ an MRB for the concerned session. I.e. the UE does not verify if the
session is indicated on MCCH.

2> the UE is capable of simultaneously receiving the set of MBMS frequencies of interest, regardless of whether
a serving cell is configured on each of these frequencies or not; and

2> the supportedBandCombination the UE included in UE-EUTRA-Capability contains at least one band
combination including the set of MBMS frequencies of interest;

NOTE 3: Indicating a frequency implies that the UE supports SystemInformationBlockType13 acquisition for the
concerned frequency i.e. the indication should be independent of whether a serving cell is configured on
that frequency.

NOTE 4: When evaluating which frequencies it can receive simultaneously, the UE does not take into account the
serving frequencies that are currently configured i.e. it only considers MBMS frequencies it is interested
to receive.

5.8.5.4 Actions related to transmission of MBMSInterestIndication message

The UE shall set the contents of the MBMSInterestIndication message as follows:

1> if the set of MBMS frequencies of interest, determined in accordance with 5.8.5.3, is not empty:

2> include mbms-FreqList and set it to include the MBMS frequencies of interest;

2> include mbms-Priority if the UE prioritises reception of all indicated MBMS frequencies above reception of
any of the unicast bearers;

NOTE: If the UE prioritises MBMS reception and unicast data cannot be supported because of congestion on the
MBMS carrier(s), E-UTRAN may initiate release of unicast bearers. It is up to E-UTRAN
implementation whether all bearers or only GBR bearers are released. E-UTRAN does not initiate re-
establishment of the released unicast bearers upon alleviation of the congestion.

The UE shall submit the MBMSInterestIndication message to lower layers for transmission.

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5.9 RN procedures
5.9.1 RN reconfiguration
5.9.1.1 General

Figure 5.9.1.1-1: RN reconfiguration

The purpose of this procedure is to configure/reconfigure the RN subframe configuration and/or to update the system
information relevant for the RN in RRC_CONNECTED.

5.9.1.2 Initiation
E-UTRAN may initiate the RN reconfiguration procedure to an RN in RRC_CONNECTED when AS security has been
activated.

5.9.1.3 Reception of the RNReconfiguration by the RN

The RN shall:

1> if the rn-SystemInfo is included:

2> if the systemInformationBlockType1 is included:

3> act upon the received SystemInformationBlockType1 as specified in 5.2.2.7;

2> if the SystemInformationBlockType2 is included:

3> act upon the received SystemInformationBlockType2 as specified in 5.2.2.9;

1> if the rn-SubframeConfig is included:

2> reconfigure lower layers in accordance with the received subframeConfigPatternFDD or

subframeConfigPatternTDD;

2> if the rpdcch-Config is included:

3> reconfigure lower layers in accordance with the received rpdcch-Config;

1> submit the RNReconfigurationComplete message to lower layers for transmission, upon which the procedure
ends;

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6 Protocol data units, formats and parameters (tabular

& ASN.1)
6.1 General
The contents of each RRC message is specified in sub-clause 6.2 using ASN.1 to specify the message syntax and using
tables when needed to provide further detailed information about the information elements specified in the message
syntax. The syntax of the information elements that are defined as stand-alone abstract types is further specified in a
similar manner in sub-clause 6.3.

The need for information elements to be present in a message or an abstract type, i.e., the ASN.1 fields that are
specified as OPTIONAL in the abstract notation (ASN.1), is specified by means of comment text tags attached to the
OPTIONAL statement in the abstract syntax. All comment text tags are available for use in the downlink direction only.
The meaning of each tag is specified in table 6.1-1.

Table 6.1-1: Meaning of abbreviations used to specify the need for information elements to be
present

Abbreviation Meaning
Cond conditionTag Conditionally present
(Used in downlink only) An information element for which the need is specified by means of conditions. For each
conditionTag, the need is specified in a tabular form following the ASN.1 segment. In case,
according to the conditions, a field is not present, the UE takes no action and where
applicable shall continue to use the existing value (and/ or the associated functionality)
unless explicitly stated otherwise in the description of the field itself.
Need OP Optionally present
(Used in downlink only) An information element that is optional to signal. For downlink messages, the UE is not
required to take any special action on absence of the IE beyond what is specified in the
procedural text or the field description table following the ASN.1 segment. The UE behaviour
on absence should be captured either in the procedural text or in the field description.
Need ON Optionally present, No action
(Used in downlink only) An information element that is optional to signal. If the message is received by the UE, and
in case the information element is absent, the UE takes no action and where applicable shall
continue to use the existing value (and/ or the associated functionality).
Need OR Optionally present, Release
(Used in downlink only) An information element that is optional to signal. If the message is received by the UE, and
in case the information element is absent, the UE shall discontinue/ stop using/ delete any
existing value (and/ or the associated functionality).

Any IE with Need ON in system information shall be interpreted as Need OR.

Need codes may not be specified for a group, used in downlink, which includes one or more extensions. Upon absence
of such a field, the UE shall:

- For each individual extension, including extensions that are mandatory to include in the optional group, act in
accordance with the need code that is defined for the extension;

- Apply this behaviour not only for extensions included directly within the optional field, but also for extensions
defined at further nesting levels;

NOTE: The above applies for groups of non critical extensions using double brackets, as well as non-critical
extensions at the end of a message or at the end of a structure contained in a BIT STRING or OCTET
STRING.

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6.2 RRC messages

NOTE: The messages included in this section reflect the current status of the discussions. Additional messages
may be included at a later stage.

6.2.1 General message structure

– EUTRA-RRC-Definitions
This ASN.1 segment is the start of the E-UTRA RRC PDU definitions.
-- ASN1START

EUTRA-RRC-Definitions DEFINITIONS AUTOMATIC TAGS ::=

BEGIN

-- ASN1STOP

– BCCH-BCH-Message
The BCCH-BCH-Message class is the set of RRC messages that may be sent from the E-UTRAN to the UE via BCH on
the BCCH logical channel.
-- ASN1START

BCCH-BCH-Message ::= SEQUENCE {

message BCCH-BCH-MessageType

BCCH-BCH-MessageType ::= MasterInformationBlock

-- ASN1STOP

– BCCH-DL-SCH-Message
The BCCH-DL-SCH-Message class is the set of RRC messages that may be sent from the E-UTRAN to the UE via
DL-SCH on the BCCH logical channel.
-- ASN1START

BCCH-DL-SCH-Message ::= SEQUENCE {

message BCCH-DL-SCH-MessageType

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BCCH-DL-SCH-MessageType ::= CHOICE {

c1 CHOICE {

systemInformation SystemInformation,

systemInformationBlockType1 SystemInformationBlockType1

},

messageClassExtension SEQUENCE {}

-- ASN1STOP

– MCCH-Message
The MCCH-Message class is the set of RRC messages that may be sent from the E-UTRAN to the UE on the MCCH
logical channel.
-- ASN1START

MCCH-Message ::= SEQUENCE {

message MCCH-MessageType

MCCH-MessageType ::= CHOICE {

c1 CHOICE {

mbsfnAreaConfiguration-r9 MBSFNAreaConfiguration-r9

},

later CHOICE {

c2 CHOICE{

mbmsCountingRequest-r10 MBMSCountingRequest-r10

},

messageClassExtension SEQUENCE {}

-- ASN1STOP

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– PCCH-Message
The PCCH-Message class is the set of RRC messages that may be sent from the E-UTRAN to the UE on the PCCH
logical channel.
-- ASN1START

PCCH-Message ::= SEQUENCE {

message PCCH-MessageType

PCCH-MessageType ::= CHOICE {

c1 CHOICE {

paging Paging

},

messageClassExtension SEQUENCE {}

-- ASN1STOP

– DL-CCCH-Message
The DL-CCCH-Message class is the set of RRC messages that may be sent from the E-UTRAN to the UE on the
downlink CCCH logical channel.
-- ASN1START

DL-CCCH-Message ::= SEQUENCE {

message DL-CCCH-MessageType

DL-CCCH-MessageType ::= CHOICE {

c1 CHOICE {

rrcConnectionReestablishment RRCConnectionReestablishment,

rrcConnectionReestablishmentReject RRCConnectionReestablishmentReject,

rrcConnectionReject RRCConnectionReject,

rrcConnectionSetup RRCConnectionSetup

},

messageClassExtension SEQUENCE {}

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-- ASN1STOP

– DL-DCCH-Message
The DL-DCCH-Message class is the set of RRC messages that may be sent from the E-UTRAN to the UE or from the
E-UTRAN to the RN on the downlink DCCH logical channel.
-- ASN1START

DL-DCCH-Message ::= SEQUENCE {

message DL-DCCH-MessageType

DL-DCCH-MessageType ::= CHOICE {

c1 CHOICE {

csfbParametersResponseCDMA2000 CSFBParametersResponseCDMA2000,

dlInformationTransfer DLInformationTransfer,

handoverFromEUTRAPreparationRequest HandoverFromEUTRAPreparationRequest,

mobilityFromEUTRACommand MobilityFromEUTRACommand,

rrcConnectionReconfiguration RRCConnectionReconfiguration,

rrcConnectionRelease RRCConnectionRelease,

securityModeCommand SecurityModeCommand,

ueCapabilityEnquiry UECapabilityEnquiry,

counterCheck CounterCheck,

ueInformationRequest-r9 UEInformationRequest-r9,

loggedMeasurementConfiguration-r10 LoggedMeasurementConfiguration-r10,

rnReconfiguration-r10 RNReconfiguration-r10,

spare4 NULL,

spare3 NULL, spare2 NULL, spare1 NULL

},

messageClassExtension SEQUENCE {}

-- ASN1STOP

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– UL-CCCH-Message
The UL-CCCH-Message class is the set of RRC messages that may be sent from the UE to the E-UTRAN on the uplink
CCCH logical channel.
-- ASN1START

UL-CCCH-Message ::= SEQUENCE {

message UL-CCCH-MessageType

UL-CCCH-MessageType ::= CHOICE {

c1 CHOICE {

rrcConnectionReestablishmentRequest RRCConnectionReestablishmentRequest,

rrcConnectionRequest RRCConnectionRequest

},

messageClassExtension SEQUENCE {}

-- ASN1STOP

– UL-DCCH-Message
The UL-DCCH-Message class is the set of RRC messages that may be sent from the UE to the E-UTRAN or from the
RN to the E-UTRAN on the uplink DCCH logical channel.
-- ASN1START

UL-DCCH-Message ::= SEQUENCE {

message UL-DCCH-MessageType

UL-DCCH-MessageType ::= CHOICE {

c1 CHOICE {

csfbParametersRequestCDMA2000 CSFBParametersRequestCDMA2000,

measurementReport MeasurementReport,

rrcConnectionReconfigurationComplete RRCConnectionReconfigurationComplete,

rrcConnectionReestablishmentComplete RRCConnectionReestablishmentComplete,

rrcConnectionSetupComplete RRCConnectionSetupComplete,

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securityModeComplete SecurityModeComplete,

securityModeFailure SecurityModeFailure,

ueCapabilityInformation UECapabilityInformation,

ulHandoverPreparationTransfer ULHandoverPreparationTransfer,

ulInformationTransfer ULInformationTransfer,

counterCheckResponse CounterCheckResponse,

ueInformationResponse-r9 UEInformationResponse-r9,

proximityIndication-r9 ProximityIndication-r9,

rnReconfigurationComplete-r10 RNReconfigurationComplete-r10,

mbmsCountingResponse-r10 MBMSCountingResponse-r10,

interFreqRSTDMeasurementIndication-r10 InterFreqRSTDMeasurementIndication-r10

},

messageClassExtension CHOICE {

c2 CHOICE {

ueAssistanceInformation-r11 UEAssistanceInformation-r11,

inDeviceCoexIndication-r11 InDeviceCoexIndication-r11,

mbmsInterestIndication-r11 MBMSInterestIndication-r11,

spare13 NULL,

spare12 NULL, spare11 NULL, spare10 NULL,

spare9 NULL, spare8 NULL, spare7 NULL,

spare6 NULL, spare5 NULL, spare4 NULL,

spare3 NULL, spare2 NULL, spare1 NULL

},

messageClassExtensionFuture-r11 SEQUENCE {}

-- ASN1STOP

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6.2.2 Message definitions

– CounterCheck
The CounterCheck message is used by the E-UTRAN to indicate the current COUNT MSB values associated to each
DRB and to request the UE to compare these to its COUNT MSB values and to report the comparison results to E-
UTRAN.

Signalling radio bearer: SRB1

RLC-SAP: AM

Logical channel: DCCH

Direction: E-UTRAN to UE

CounterCheck message
-- ASN1START

CounterCheck ::= SEQUENCE {

rrc-TransactionIdentifier RRC-TransactionIdentifier,

criticalExtensions CHOICE {

c1 CHOICE {

counterCheck-r8 CounterCheck-r8-IEs,

spare3 NULL, spare2 NULL, spare1 NULL

},

criticalExtensionsFuture SEQUENCE {}

CounterCheck-r8-IEs ::= SEQUENCE {

drb-CountMSB-InfoList DRB-CountMSB-InfoList,

nonCriticalExtension CounterCheck-v8a0-IEs OPTIONAL -- Need OP

CounterCheck-v8a0-IEs ::= SEQUENCE {

lateNonCriticalExtension OCTET STRING OPTIONAL, -- Need OP

nonCriticalExtension SEQUENCE {} OPTIONAL -- Need OP

DRB-CountMSB-InfoList ::= SEQUENCE (SIZE (1..maxDRB)) OF DRB-CountMSB-Info

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DRB-CountMSB-Info ::= SEQUENCE {

drb-Identity DRB-Identity,

countMSB-Uplink INTEGER(0..33554431),

countMSB-Downlink INTEGER(0..33554431)

-- ASN1STOP

CounterCheck field descriptions

count-MSB-Downlink
Indicates the value of 25 MSBs from downlink COUNT associated to this DRB.
count-MSB-Uplink
Indicates the value of 25 MSBs from uplink COUNT associated to this DRB.
drb-CountMSB-InfoList
Indicates the MSBs of the COUNT values of the DRBs.

– CounterCheckResponse
The CounterCheckResponse message is used by the UE to respond to a CounterCheck message.

Signalling radio bearer: SRB1

RLC-SAP: AM

Logical channel: DCCH

Direction: UE to E-UTRAN

CounterCheckResponse message
-- ASN1START

CounterCheckResponse ::= SEQUENCE {

rrc-TransactionIdentifier RRC-TransactionIdentifier,

criticalExtensions CHOICE {

counterCheckResponse-r8 CounterCheckResponse-r8-IEs,

criticalExtensionsFuture SEQUENCE {}

CounterCheckResponse-r8-IEs ::= SEQUENCE {

drb-CountInfoList DRB-CountInfoList,

nonCriticalExtension CounterCheckResponse-v8a0-IEs OPTIONAL -- Need OP

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CounterCheckResponse-v8a0-IEs ::= SEQUENCE {

lateNonCriticalExtension OCTET STRING OPTIONAL, -- Need OP

nonCriticalExtension SEQUENCE {} OPTIONAL -- Need OP

DRB-CountInfoList ::= SEQUENCE (SIZE (0..maxDRB)) OF DRB-CountInfo

DRB-CountInfo ::= SEQUENCE {

drb-Identity DRB-Identity,

count-Uplink INTEGER(0..4294967295),

count-Downlink INTEGER(0..4294967295)

-- ASN1STOP

CounterCheckResponse field descriptions

count-Downlink
Indicates the value of downlink COUNT associated to this DRB.
count-Uplink
Indicates the value of uplink COUNT associated to this DRB.
drb-CountInfoList
Indicates the COUNT values of the DRBs.

– CSFBParametersRequestCDMA2000
The CSFBParametersRequestCDMA2000 message is used by the UE to obtain the CDMA2000 1xRTT Parameters
from the network. The UE needs these parameters to generate the CDMA2000 1xRTT Registration message used to
register with the CDMA2000 1xRTT Network which is required to support CSFB to CDMA2000 1xRTT.

Signalling radio bearer: SRB1

RLC-SAP: AM

Logical channel: DCCH

Direction: UE to E-UTRAN

CSFBParametersRequestCDMA2000 message
-- ASN1START

CSFBParametersRequestCDMA2000 ::= SEQUENCE {

criticalExtensions CHOICE {

csfbParametersRequestCDMA2000-r8 CSFBParametersRequestCDMA2000-r8-IEs,

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criticalExtensionsFuture SEQUENCE {}

CSFBParametersRequestCDMA2000-r8-IEs ::= SEQUENCE {

nonCriticalExtension CSFBParametersRequestCDMA2000-v8a0-IEs OPTIONAL -- Need

OP

CSFBParametersRequestCDMA2000-v8a0-IEs ::= SEQUENCE {

lateNonCriticalExtension OCTET STRING OPTIONAL, -- Need OP

nonCriticalExtension SEQUENCE {} OPTIONAL -- Need OP

-- ASN1STOP

– CSFBParametersResponseCDMA2000
The CSFBParametersResponseCDMA2000 message is used to provide the CDMA2000 1xRTT Parameters to the UE
so the UE can register with the CDMA2000 1xRTT Network to support CSFB to CDMA2000 1xRTT.

Signalling radio bearer: SRB1

RLC-SAP: AM

Logical channel: DCCH

Direction: E-UTRAN to UE

CSFBParametersResponseCDMA2000 message
-- ASN1START

CSFBParametersResponseCDMA2000 ::= SEQUENCE {

rrc-TransactionIdentifier RRC-TransactionIdentifier,

criticalExtensions CHOICE {

csfbParametersResponseCDMA2000-r8 CSFBParametersResponseCDMA2000-r8-IEs,

criticalExtensionsFuture SEQUENCE {}

CSFBParametersResponseCDMA2000-r8-IEs ::= SEQUENCE {

3GPP
Release 11 150 3GPP TS 36.331 V11.3.0 (2013-03)

rand RAND-CDMA2000,

mobilityParameters MobilityParametersCDMA2000,

nonCriticalExtension CSFBParametersResponseCDMA2000-v8a0-IEs OPTIONAL -- Need

OP

CSFBParametersResponseCDMA2000-v8a0-IEs ::= SEQUENCE {

lateNonCriticalExtension OCTET STRING OPTIONAL, -- Need OP

nonCriticalExtension SEQUENCE {} OPTIONAL -- Need OP

-- ASN1STOP

– DLInformationTransfer
The DLInformationTransfer message is used for the downlink transfer of NAS or non-3GPP dedicated information.

Signalling radio bearer: SRB2 or SRB1 (only if SRB2 not established yet. If SRB2 is suspended, E-UTRAN does
not send this message until SRB2 is resumed.)

RLC-SAP: AM

Logical channel: DCCH

Direction: E-UTRAN to UE

DLInformationTransfer message
-- ASN1START

DLInformationTransfer ::= SEQUENCE {

rrc-TransactionIdentifier RRC-TransactionIdentifier,

criticalExtensions CHOICE {

c1 CHOICE {

dlInformationTransfer-r8 DLInformationTransfer-r8-IEs,

spare3 NULL, spare2 NULL, spare1 NULL

},

criticalExtensionsFuture SEQUENCE {}

DLInformationTransfer-r8-IEs ::= SEQUENCE {

3GPP
Release 11 151 3GPP TS 36.331 V11.3.0 (2013-03)

dedicatedInfoType CHOICE {

dedicatedInfoNAS DedicatedInfoNAS,

dedicatedInfoCDMA2000-1XRTT DedicatedInfoCDMA2000,

dedicatedInfoCDMA2000-HRPD DedicatedInfoCDMA2000

},

nonCriticalExtension DLInformationTransfer-v8a0-IEs OPTIONAL -- Need OP

DLInformationTransfer-v8a0-IEs ::= SEQUENCE {

lateNonCriticalExtension OCTET STRING OPTIONAL, -- Need OP

nonCriticalExtension SEQUENCE {} OPTIONAL -- Need OP

-- ASN1STOP

– HandoverFromEUTRAPreparationRequest (CDMA2000)
The HandoverFromEUTRAPreparationRequest message is used to trigger the handover preparation procedure with a
CDMA2000 RAT. This message is also used to trigger a tunneled preparation procedure with a CDMA2000 1xRTT
RAT to obtain traffic channel resources for the enhanced CS fallback to CDMA2000 1xRTT, which may also involve a
concurrent preparation for handover to CDMA2000 HRPD. Also, this message is used to trigger the dual Rx/Tx
redirection procedure with a CDMA2000 1xRTT RAT.

Signalling radio bearer: SRB1

RLC-SAP: AM

Logical channel: DCCH

Direction: E-UTRAN to UE

HandoverFromEUTRAPreparationRequest message
-- ASN1START

HandoverFromEUTRAPreparationRequest ::= SEQUENCE {

rrc-TransactionIdentifier RRC-TransactionIdentifier,

criticalExtensions CHOICE {

c1 CHOICE {

handoverFromEUTRAPreparationRequest-r8

HandoverFromEUTRAPreparationRequest-r8-IEs,

spare3 NULL, spare2 NULL, spare1 NULL

},

3GPP
Release 11 152 3GPP TS 36.331 V11.3.0 (2013-03)

criticalExtensionsFuture SEQUENCE {}

HandoverFromEUTRAPreparationRequest-r8-IEs ::= SEQUENCE {

cdma2000-Type CDMA2000-Type,

rand RAND-CDMA2000 OPTIONAL, -- Cond cdma2000-Type

mobilityParameters MobilityParametersCDMA2000 OPTIONAL, -- Cond cdma2000-Type

nonCriticalExtension HandoverFromEUTRAPreparationRequest-v890-IEs OPTIONAL --

Need OP

HandoverFromEUTRAPreparationRequest-v890-IEs ::= SEQUENCE {

lateNonCriticalExtension OCTET STRING OPTIONAL, -- Need OP

nonCriticalExtension HandoverFromEUTRAPreparationRequest-v920-IEs OPTIONAL --

Need OP

HandoverFromEUTRAPreparationRequest-v920-IEs ::= SEQUENCE {

concurrPrepCDMA2000-HRPD-r9 BOOLEAN OPTIONAL, -- Cond cdma2000-Type

nonCriticalExtension HandoverFromEUTRAPreparationRequest-v1020-IEs OPTIONAL --

Need OP

HandoverFromEUTRAPreparationRequest-v1020-IEs ::= SEQUENCE {

dualRxTxRedirectIndicator-r10 ENUMERATED {true} OPTIONAL, -- Cond cdma2000-1XRTT

redirectCarrierCDMA2000-1XRTT-r10 CarrierFreqCDMA2000 OPTIONAL, -- Cond dualRxTxRedirect

nonCriticalExtension SEQUENCE {} OPTIONAL -- Need OP

-- ASN1STOP

3GPP
Release 11 153 3GPP TS 36.331 V11.3.0 (2013-03)

HandoverFromEUTRAPreparationRequest field descriptions

concurrPrepCDMA2000-HRPD
Value TRUE indicates that upper layers should initiate concurrent preparation for handover to CDMA2000 HRPD in
addition to preparation for enhanced CS fallback to CDMA2000 1xRTT.
dualRxTxRedirectIndicator
Value TRUE indicates that the second radio of the dual Rx/Tx UE is being redirected to CDMA2000 1xRTT [51].
redirectCarrierCDMA2000-1XRTT
Used to indicate the CDMA2000 1xRTT carrier frequency where the UE is being redirected to.

Conditional presence Explanation

cdma2000-1XRTT The field is optionally present, need ON, if the cdma2000-Type = type1XRTT; otherwise it
is not present.
cdma2000-Type The field is mandatory present if the cdma2000-Type = type1XRTT; otherwise it is not
present.
dualRxTxRedirect The field is optionally present, need ON, if dualRxTxRedirectIndicator is present;
otherwise it is not present.

– InDeviceCoexIndication
The InDeviceCoexIndication message is used to inform E-UTRAN about IDC problems which can not be solved by the
UE itself, as well as to provide information that may assist E-UTRAN when resolving these problems.

Signalling radio bearer: SRB1

RLC-SAP: AM

Logical channel: DCCH

Direction: UE to E-UTRAN

InDeviceCoexIndication message
-- ASN1START

InDeviceCoexIndication-r11 ::= SEQUENCE {

criticalExtensions CHOICE {

c1 CHOICE {

inDeviceCoexIndication-r11 InDeviceCoexIndication-r11-IEs,

spare3 NULL, spare2 NULL, spare1 NULL

},

criticalExtensionsFuture SEQUENCE {}

InDeviceCoexIndication-r11-IEs ::= SEQUENCE {

affectedCarrierFreqList-r11 AffectedCarrierFreqList-r11 OPTIONAL,

tdm-AssistanceInfo-r11 TDM-AssistanceInfo-r11 OPTIONAL,

3GPP
Release 11 154 3GPP TS 36.331 V11.3.0 (2013-03)

lateNonCriticalExtension OCTET STRING OPTIONAL,

nonCriticalExtension SEQUENCE {} OPTIONAL

AffectedCarrierFreqList-r11 ::= SEQUENCE (SIZE (1..maxFreqIDC-r11)) OF AffectedCarrierFreq-r11

AffectedCarrierFreq-r11 ::= SEQUENCE {

carrierFreq-r11 MeasObjectId,

interferenceDirection-r11 ENUMERATED {eutra, other, both, spare}

TDM-AssistanceInfo-r11 ::= CHOICE {

drx-AssistanceInfo-r11 SEQUENCE {

drx-CycleLength-r11 ENUMERATED {sf40, sf64, sf80, sf128, sf160,

sf256, spare2, spare1},

drx-Offset-r11 INTEGER (0..255) OPTIONAL,

drx-ActiveTime-r11 ENUMERATED {sf20, sf30, sf40, sf60, sf80,

sf100, spare2, spare1}

},

idc-SubframePatternList-r11 IDC-SubframePatternList-r11,

...

IDC-SubframePatternList-r11 ::= SEQUENCE (SIZE (1..maxSubframePatternIDC-r11)) OF IDC-

SubframePattern-r11

IDC-SubframePattern-r11 ::= CHOICE {

subframePatternFDD-r11 BIT STRING (SIZE (4)),

subframePatternTDD-r11 CHOICE {

subframeConfig0-r11 BIT STRING (SIZE (70)),

subframeConfig1-5-r11 BIT STRING (SIZE (10)),

subframeConfig6-r11 BIT STRING (SIZE (60))

},

...

3GPP
Release 11 155 3GPP TS 36.331 V11.3.0 (2013-03)

-- ASN1STOP

InDeviceCoexIndication field descriptions

affectedCarrierFreqList
List of E-UTRA carrier frequencies affected by IDC problems.
drx-ActiveTime
Indicates the desired active time that the E-UTRAN is recommended to configure. Value in number of subframes.
Value sf20 corresponds to 20 subframes, sf30 corresponds to 30 subframes and so on.
drx-CycleLength
Indicates the desired DRX cycle length that the E-UTRAN is recommended to configure. Value in number of
subframes. Value sf40 corresponds to 40 subframes, sf64 corresponds to 64 subframes and so on.
drx-Offset
Indicates the desired DRX starting offset that the E-UTRAN is recommended to configure. The UE shall set the value
of drx-Offset smaller than the value of drx-CycleLength. The starting frame and subframe satisfy the relation: [(SFN *
10) + subframe number] modulo (drx-CycleLength) = drx-Offset.
idc-SubframePatternList
A list of one or more subframe patterns indicating which HARQ process E-UTRAN is requested to abstain from using.
Value 0 indicates that E-UTRAN is requested to abstain from using the subframe. For FDD, the radio frame in which
the pattern starts (i.e. the radio frame in which the first/leftmost bit of the subframePatternFDD corresponds to
subframe #0) occurs when SFN mod 2 = 0. For TDD, the first/leftmost bit corresponds to the subframe #0 of the radio
frame satisfying SFN mod x = 0, where x is the size of the bit string divided by 10. The UE shall indicate a subframe
pattern that follows HARQ time line, as specified in TS 36.213 [23], i.e, if a subframe is set to 1 in the subframe
pattern, also the corresponding subframes carrying the potential UL grant [23, 8.0], the UL HARQ retransmission [23,
8.0] and the DL/UL HARQ feedback [23, 7.3, 8.3 and 9.1.2] shall be set to 1.
interferenceDirection
Indicates the direction of IDC interference. Value eutra indicates that only E-UTRA is victim of IDC interference, value
other indicates that only another radio is victim of IDC interference and value both indicates that both E-UTRA and
another radio are victims of IDC interference. The other radio refers to either the ISM radio or GNSS (see 3GPP TR
36.816 [63]).

– InterFreqRSTDMeasurementIndication
The InterFreqRSTDMeasurementIndication message is used to indicate that the UE is going to either start or stop
OTDOA inter-frequency RSTD measurement which requires measurement gaps as specified in TS 36.133 [16, 8.1.2.6].

Signalling radio bearer: SRB1

RLC-SAP: AM

Logical channel: DCCH

Direction: UE to E-UTRAN

InterFreqRSTDMeasurementIndication message
-- ASN1START

InterFreqRSTDMeasurementIndication-r10 ::= SEQUENCE {

criticalExtensions CHOICE {

c1 CHOICE {

interFreqRSTDMeasurementIndication-r10 InterFreqRSTDMeasurementIndication-r10-IEs,

spare3 NULL, spare2 NULL, spare1 NULL

},

3GPP
Release 11 156 3GPP TS 36.331 V11.3.0 (2013-03)

criticalExtensionsFuture SEQUENCE {}

InterFreqRSTDMeasurementIndication-r10-IEs ::= SEQUENCE {

rstd-InterFreqIndication-r10 CHOICE {

start SEQUENCE {

rstd-InterFreqInfoList-r10 RSTD-InterFreqInfoList-r10

},

stop NULL

},

lateNonCriticalExtension OCTET STRING OPTIONAL,

nonCriticalExtension SEQUENCE {} OPTIONAL

RSTD-InterFreqInfoList-r10 ::= SEQUENCE (SIZE(1..maxRSTD-Freq-r10)) OF RSTD-InterFreqInfo-r10

RSTD-InterFreqInfo-r10 ::= SEQUENCE {

carrierFreq-r10 ARFCN-ValueEUTRA,

measPRS-Offset-r10 INTEGER (0..39),

...,

[[ carrierFreq-v1090 ARFCN-ValueEUTRA-v9e0 OPTIONAL

]]

-- ASN1STOP

InterFreqRSTDMeasurementIndication field descriptions

carrierFreq
The EARFCN value of the carrier received from upper layers for which the UE needs to perform the inter-frequency
RSTD measurements. If the UE includes carrierFreq-v1090, it shall set carrierFreq-r10 to maxEARFCN.
measPRS-Offset
Indicates the smallest offset of the PRS positioning occasions in the carrier frequency carrierFreq for which the UE
needs to perform the inter-frequency RSTD measurements. The PRS positioning occasion information is received
from upper layers. The value of measPRS-Offset is obtained by mapping the starting subframe of the PRS positioning
occasion in the measured cell to the corresponding subframe in the serving cell and is calculated as the serving cell’s
subframe number mod 40ms.
rstd-InterFreqIndication
Indicates the inter-frequency RSTD measurement action, i.e. the UE is going to start or stop inter-frequency RSTD
measurement.

3GPP
Release 11 157 3GPP TS 36.331 V11.3.0 (2013-03)

– LoggedMeasurementConfiguration
The LoggedMeasurementConfiguration message is used by E-UTRAN to configure the UE to perform logging of
measurement results while in RRC_IDLE. It is used to transfer the logged measurement configuration for network
performance optimisation, see TS 37.320 [60].

Signalling radio bearer: SRB1

RLC-SAP: AM

Logical channel: DCCH

Direction: E-UTRAN to UE

LoggedMeasurementConfiguration message
-- ASN1START

LoggedMeasurementConfiguration-r10 ::= SEQUENCE {

criticalExtensions CHOICE {

c1 CHOICE {

loggedMeasurementConfiguration-r10 LoggedMeasurementConfiguration-r10-IEs,

spare3 NULL, spare2 NULL, spare1 NULL

},

criticalExtensionsFuture SEQUENCE {}

LoggedMeasurementConfiguration-r10-IEs ::= SEQUENCE {

traceReference-r10 TraceReference-r10,

traceRecordingSessionRef-r10 OCTET STRING (SIZE (2)),

tce-Id-r10 OCTET STRING (SIZE (1)),

absoluteTimeInfo-r10 AbsoluteTimeInfo-r10,

areaConfiguration-r10 AreaConfiguration-r10 OPTIONAL, -- Need OR

loggingDuration-r10 LoggingDuration-r10,

loggingInterval-r10 LoggingInterval-r10,

nonCriticalExtension LoggedMeasurementConfiguration-v1080-IEs OPTIONAL -- Need

OP

3GPP
Release 11 158 3GPP TS 36.331 V11.3.0 (2013-03)

LoggedMeasurementConfiguration-v1080-IEs ::= SEQUENCE {

lateNonCriticalExtension-r10 OCTET STRING OPTIONAL, -- Need OP

nonCriticalExtension LoggedMeasurementConfiguration-v1130-IEs OPTIONAL -- Need

OP

LoggedMeasurementConfiguration-v1130-IEs ::= SEQUENCE {

plmn-IdentityList-r11 PLMN-IdentityList3-r11 OPTIONAL, -- Need OR

areaConfiguration-v1130 AreaConfiguration-v1130 OPTIONAL, -- Need OR

nonCriticalExtension SEQUENCE {} OPTIONAL -- Need OP

-- ASN1STOP

LoggedMeasurementConfiguration field descriptions

absoluteTimeInfo
Indicates the absolute time in the current cell.
areaConfiguration
Used to restrict the area in which the UE performs measurement logging to cells broadcasting either one of the
included cell identities or one of the included tracking area codes/ identities.
plmn-IdentityList
Indicates a set of PLMNs defining when the UE performs measurement logging as well as the associated status
indication and information retrieval i.e. the UE performs these actions when the RPLMN is part of this set of PLMNs.
tce-Id
Parameter Trace Collection Entity Id: See TS 32.422 [58].
traceRecordingSessionRef
Parameter Trace Recording Session Reference: See TS 32.422 [58]

– MasterInformationBlock
The MasterInformationBlock includes the system information transmitted on BCH.

Signalling radio bearer: N/A

RLC-SAP: TM

Logical channel: BCCH

Direction: E-UTRAN to UE

MasterInformationBlock
-- ASN1START

MasterInformationBlock ::= SEQUENCE {

dl-Bandwidth ENUMERATED {

n6, n15, n25, n50, n75, n100},

3GPP
Release 11 159 3GPP TS 36.331 V11.3.0 (2013-03)

phich-Config PHICH-Config,

systemFrameNumber BIT STRING (SIZE (8)),

spare BIT STRING (SIZE (10))

-- ASN1STOP

MasterInformationBlock field descriptions

dl-Bandwidth
Parameter: transmission bandwidth configuration, NRB in downlink, see TS 36.101 [42, table 5.6-1]. n6 corresponds to
6 resource blocks, n15 to 15 resource blocks and so on.
systemFrameNumber
Defines the 8 most significant bits of the SFN. As indicated in TS 36.211 [21, 6.6.1], the 2 least significant bits of the
SFN are acquired implicitly in the P-BCH decoding, i.e. timing of 40ms P-BCH TTI indicates 2 least significant bits
(within 40ms P-BCH TTI, the first radio frame: 00, the second radio frame: 01, the third radio frame: 10, the last radio
frame: 11). One value applies for all serving cells (the associated functionality is common i.e. not performed
independently for each cell).

– MBMSCountingRequest
The MBMSCountingRequest message is used by E-UTRAN to count the UEs that are receiving or interested to receive
specific MBMS services.

Signalling radio bearer: N/A

RLC-SAP: UM

Logical channel: MCCH

Direction: E-UTRAN to UE

MBMSCountingRequest message
-- ASN1START

MBMSCountingRequest-r10 ::= SEQUENCE {

countingRequestList-r10 CountingRequestList-r10,

lateNonCriticalExtension OCTET STRING OPTIONAL, -- Need OP

nonCriticalExtension SEQUENCE {} OPTIONAL -- Need OP

CountingRequestList-r10 ::= SEQUENCE (SIZE (1..maxServiceCount)) OF CountingRequestInfo-r10

CountingRequestInfo-r10 ::= SEQUENCE {

tmgi-r10 TMGI-r9,

3GPP
Release 11 160 3GPP TS 36.331 V11.3.0 (2013-03)

...

-- ASN1STOP

– MBMSCountingResponse
The MBMSCountingResponse message is used by the UE to respond to an MBMSCountingRequest message.

Signalling radio bearer: SRB1

RLC-SAP: AM

Logical channel: DCCH

Direction: UE to E-UTRAN

MBMSCountingResponse message
-- ASN1START

MBMSCountingResponse-r10 ::= SEQUENCE {

criticalExtensions CHOICE {

c1 CHOICE {

countingResponse-r10 MBMSCountingResponse-r10-IEs,

spare3 NULL, spare2 NULL, spare1 NULL

},

criticalExtensionsFuture SEQUENCE {}

MBMSCountingResponse-r10-IEs ::= SEQUENCE {

mbsfn-AreaIndex-r10 INTEGER (0..maxMBSFN-Area-1) OPTIONAL,

countingResponseList-r10 CountingResponseList-r10 OPTIONAL,

lateNonCriticalExtension OCTET STRING OPTIONAL,

nonCriticalExtension SEQUENCE {} OPTIONAL

CountingResponseList-r10 ::= SEQUENCE (SIZE (1..maxServiceCount)) OF CountingResponseInfo-r10

CountingResponseInfo-r10 ::= SEQUENCE {

3GPP
Release 11 161 3GPP TS 36.331 V11.3.0 (2013-03)

countingResponseService-r10 INTEGER (0..maxServiceCount-1),

...

-- ASN1STOP

MBMSCountingResponse field descriptions

countingResponseList
List of MBMS services which the UE is receiving or interested to receive. Value 0 for field countingResponseService
corresponds to the first entry in countingRequestList within MBMSCountingRequest, value 1 corresponds to the
second entry in this list and so on.
mbsfn-AreaIndex
Index of the entry in field mbsfn-AreaInfoList within SystemInformationBlockType13. Value 0 corresponds to the first
entry in mbsfn-AreaInfoList within SystemInformationBlockType13, value 1 corresponds to the second entry in this list
and so on.

– MBMSInterestIndication
The MBMSInterestIndication message is used to inform E-UTRAN that the UE is receiving/ interested to receive or no
longer receiving/ interested to receive MBMS via an MRB.

Signalling radio bearer: SRB1

RLC-SAP: AM

Logical channel: DCCH

Direction: UE to E-UTRAN

MBMSInterestIndication message
-- ASN1START

MBMSInterestIndication-r11 ::= SEQUENCE {

criticalExtensions CHOICE {

c1 CHOICE {

interestIndication-r11 MBMSInterestIndication-r11-IEs,

spare3 NULL, spare2 NULL, spare1 NULL

},

criticalExtensionsFuture SEQUENCE {}

MBMSInterestIndication-r11-IEs ::= SEQUENCE {

mbms-FreqList-r11 CarrierFreqListMBMS-r11 OPTIONAL,

3GPP
Release 11 162 3GPP TS 36.331 V11.3.0 (2013-03)

mbms-Priority-r11 ENUMERATED {true} OPTIONAL,

lateNonCriticalExtension OCTET STRING OPTIONAL,

nonCriticalExtension SEQUENCE {} OPTIONAL

-- ASN1STOP

MBMSInterestIndication field descriptions

mbms-FreqList
List of MBMS frequencies on which the UE is receiving or interested to receive MBMS via an MRB.
mbms-Priority
Indicates whether the UE prioritises MBMS reception above unicast reception. The field is present (i.e. value true), if
the UE prioritises reception of all listed MBMS frequencies above reception of any of the unicast bearers. Otherwise
the field is absent.

– MBSFNAreaConfiguration
The MBSFNAreaConfiguration message contains the MBMS control information applicable for an MBSFN area. E-
UTRAN configures an MCCH for each MBSFN area i.e. the MCCH identifies the MBSFN area.

Signalling radio bearer: N/A

RLC-SAP: UM

Logical channel: MCCH

Direction: E-UTRAN to UE

MBSFNAreaConfiguration message
-- ASN1START

MBSFNAreaConfiguration-r9 ::= SEQUENCE {

commonSF-Alloc-r9 CommonSF-AllocPatternList-r9,

commonSF-AllocPeriod-r9 ENUMERATED {

rf4, rf8, rf16, rf32, rf64, rf128, rf256},

pmch-InfoList-r9 PMCH-InfoList-r9,

nonCriticalExtension MBSFNAreaConfiguration-v930-IEs OPTIONAL -- Need OP

MBSFNAreaConfiguration-v930-IEs ::= SEQUENCE {

lateNonCriticalExtension OCTET STRING OPTIONAL, -- Need OP

nonCriticalExtension SEQUENCE {} OPTIONAL -- Need OP

3GPP
Release 11 163 3GPP TS 36.331 V11.3.0 (2013-03)

CommonSF-AllocPatternList-r9 ::= SEQUENCE (SIZE (1..maxMBSFN-Allocations)) OF MBSFN-

SubframeConfig

-- ASN1STOP

MBSFNAreaConfiguration field descriptions

commonSF-Alloc
Indicates the subframes allocated to the MBSFN area
commonSF-AllocPeriod
Indicates the period during which resources corresponding with field commonSF-Alloc are divided between the
(P)MCH that are configured for this MBSFN area. The subframe allocation patterns, as defined by commonSF-Alloc,
repeat continously during this period. Value rf4 corresponds to 4 radio frames, rf8 corresponds to 8 radio frames and
so on. The commonSF-AllocPeriod starts in the radio frames for which: SFN mod commonSF-AllocPeriod = 0.

– MeasurementReport
The MeasurementReport message is used for the indication of measurement results.

Signalling radio bearer: SRB1

RLC-SAP: AM

Logical channel: DCCH

Direction: UE to E-UTRAN

MeasurementReport message
-- ASN1START

MeasurementReport ::= SEQUENCE {

criticalExtensions CHOICE {

c1 CHOICE{

measurementReport-r8 MeasurementReport-r8-IEs,

spare7 NULL,

spare6 NULL, spare5 NULL, spare4 NULL,

spare3 NULL, spare2 NULL, spare1 NULL

},

criticalExtensionsFuture SEQUENCE {}

MeasurementReport-r8-IEs ::= SEQUENCE {

measResults MeasResults,

3GPP
Release 11 164 3GPP TS 36.331 V11.3.0 (2013-03)

nonCriticalExtension MeasurementReport-v8a0-IEs OPTIONAL

MeasurementReport-v8a0-IEs ::= SEQUENCE {

lateNonCriticalExtension OCTET STRING OPTIONAL,

nonCriticalExtension SEQUENCE {} OPTIONAL

-- ASN1STOP

– MobilityFromEUTRACommand
The MobilityFromEUTRACommand message is used to command handover or a cell change from E-UTRA to another
RAT (3GPP or non-3GPP), or enhanced CS fallback to CDMA2000 1xRTT.

Signalling radio bearer: SRB1

RLC-SAP: AM

Logical channel: DCCH

Direction: E-UTRAN to UE

MobilityFromEUTRACommand message
-- ASN1START

MobilityFromEUTRACommand ::= SEQUENCE {

rrc-TransactionIdentifier RRC-TransactionIdentifier,

criticalExtensions CHOICE {

c1 CHOICE{

mobilityFromEUTRACommand-r8 MobilityFromEUTRACommand-r8-IEs,

mobilityFromEUTRACommand-r9 MobilityFromEUTRACommand-r9-IEs,

spare2 NULL, spare1 NULL

},

criticalExtensionsFuture SEQUENCE {}

MobilityFromEUTRACommand-r8-IEs ::= SEQUENCE {

cs-FallbackIndicator BOOLEAN,

purpose CHOICE{

3GPP
Release 11 165 3GPP TS 36.331 V11.3.0 (2013-03)

handover Handover,

cellChangeOrder CellChangeOrder

},

nonCriticalExtension MobilityFromEUTRACommand-v8a0-IEs OPTIONAL -- Need OP

MobilityFromEUTRACommand-v8a0-IEs ::= SEQUENCE {

lateNonCriticalExtension OCTET STRING OPTIONAL, -- Need OP

nonCriticalExtension MobilityFromEUTRACommand-v8d0-IEs OPTIONAL -- Need OP

MobilityFromEUTRACommand-v8d0-IEs ::= SEQUENCE {

bandIndicator BandIndicatorGERAN OPTIONAL, -- Cond GERAN

nonCriticalExtension SEQUENCE {} OPTIONAL -- Need OP

MobilityFromEUTRACommand-r9-IEs ::= SEQUENCE {

cs-FallbackIndicator BOOLEAN,

purpose CHOICE{

handover Handover,

cellChangeOrder CellChangeOrder,

e-CSFB-r9 E-CSFB-r9,

...

},

nonCriticalExtension MobilityFromEUTRACommand-v930-IEs OPTIONAL -- Need OP

MobilityFromEUTRACommand-v930-IEs ::= SEQUENCE {

lateNonCriticalExtension OCTET STRING OPTIONAL, -- Need OP

nonCriticalExtension MobilityFromEUTRACommand-v960-IEs OPTIONAL -- Need OP

MobilityFromEUTRACommand-v960-IEs ::= SEQUENCE {

bandIndicator BandIndicatorGERAN OPTIONAL, -- Cond GERAN

nonCriticalExtension SEQUENCE {} OPTIONAL -- Need OP

3GPP
Release 11 166 3GPP TS 36.331 V11.3.0 (2013-03)

Handover ::= SEQUENCE {

targetRAT-Type ENUMERATED {

utra, geran, cdma2000-1XRTT, cdma2000-HRPD,

spare4, spare3, spare2, spare1, ...},

targetRAT-MessageContainer OCTET STRING,

nas-SecurityParamFromEUTRA OCTET STRING (SIZE (1)) OPTIONAL, -- Cond UTRAGERAN

systemInformation SI-OrPSI-GERAN OPTIONAL -- Cond PSHO

CellChangeOrder ::= SEQUENCE {

t304 ENUMERATED {

ms100, ms200, ms500, ms1000,

ms2000, ms4000, ms8000, spare1},

targetRAT-Type CHOICE {

geran SEQUENCE {

physCellId PhysCellIdGERAN,

carrierFreq CarrierFreqGERAN,

networkControlOrder BIT STRING (SIZE (2)) OPTIONAL, -- Need OP

systemInformation SI-OrPSI-GERAN OPTIONAL -- Need OP

},

...

SI-OrPSI-GERAN ::= CHOICE {

si SystemInfoListGERAN,

psi SystemInfoListGERAN

E-CSFB-r9 ::= SEQUENCE {

messageContCDMA2000-1XRTT-r9 OCTET STRING OPTIONAL, -- Need ON

mobilityCDMA2000-HRPD-r9 ENUMERATED {

handover, redirection

3GPP
Release 11 167 3GPP TS 36.331 V11.3.0 (2013-03)

} OPTIONAL, -- Need OP

messageContCDMA2000-HRPD-r9 OCTET STRING OPTIONAL, -- Cond concHO

redirectCarrierCDMA2000-HRPD-r9 CarrierFreqCDMA2000 OPTIONAL -- Cond concRedir

-- ASN1STOP

MobilityFromEUTRACommand field descriptions

bandIndicator
Indicates how to interpret the ARFCN of the BCCH carrier.
carrierFreq
contains the carrier frequency of the target GERAN cell.
cs-FallbackIndicator
Value true indicates that the CS Fallback procedure to UTRAN or GERAN is triggered.
messageContCDMA2000-1XRTT
This field contains a message specified in CDMA2000 1xRTT standard that either tells the UE to move to specific
1xRTT target cell(s) or indicates a failure to allocate resources for the enhanced CS fallback to CDMA2000 1xRTT.
messageContCDMA2000-HRPD
This field contains a message specified in CDMA2000 HRPD standard that either tells the UE to move to specific
HRPD target cell(s) or indicates a failure to allocate resources for the handover to CDMA2000 HRPD.
mobilityCDMA2000-HRPD
This field indicates whether or not mobility to CDMA2000 HRPD is to be performed by the UE and it also indicates the
type of mobility to CDMA2000 HRPD that is to be performed; If this field is not present the UE shall perform only the
enhanced CS fallback to CDMA2000 1xRTT.
nas-SecurityParamFromEUTRA
Used to deliver the key synchronisation and Key freshness for the E-UTRAN to UTRAN handovers as specified in TS
33.401. The content of the parameter is defined in TS24.301.
networkControlOrder
Parameter NETWORK_CONTROL_ORDER in TS 44.060 [36].
purpose
Indicates which type of mobility procedure the UE is requested to perform. EUTRAN always applies value e-CSFB in
case of enhanced CS fallback to CDMA2000 (e.g. also when that procedure results in handover to CDMA2000 1XRTT
only, in handover to CDMA2000 HRPD only or in redirection to CDMA2000 HRPD only),
redirectCarrierCDMA2000-HRPD
The redirectCarrierCDMA2000-HRPD indicates a CDMA2000 carrier frequency and is used to redirect the UE to a
HRPD carrier frequency.
SystemInfoListGERAN
If purpose = CellChangeOrder and if the field is not present, the UE has to acquire SI/PSI from the GERAN cell.
t304
Timer T304 as described in section 7.3. Value ms100 corresponds with 100 ms, ms200 corresponds with 200 ms and
so on.
targetRAT-Type
Indicates the target RAT type.
targetRAT-MessageContainer
The field contains a message specified in another standard, as indicated by the targetRAT-Type, and carries
information about the target cell identifier(s) and radio parameters relevant for the target radio access technology.
NOTE 1.

A complete message is included, as specified in the other standard.

3GPP
Release 11 168 3GPP TS 36.331 V11.3.0 (2013-03)

Conditional presence Explanation

concHO The field is mandatory present if the mobilityCDMA2000-HRPD is set to “handover”;
otherwise the field is optional present, need ON.
concRedir The field is mandatory present if the mobilityCDMA2000-HRPD is set to “redirection”;
otherwise the field is not present.
GERAN The field should be present if the purpose is set to “handover” and the targetRAT-Type is
set to “geran”; otherwise the field is not present
PSHO The field is mandatory present in case of PS handover toward GERAN; otherwise the
field is optionally present, but not used by the UE
UTRAGERAN The field is mandatory present if the targetRAT-Type is set to “utra” or “geran”; otherwise
the field is not present

NOTE 1: The correspondence between the value of the targetRAT-Type, the standard to apply and the message
contained within the targetRAT-MessageContainer is shown in the table below:

targetRAT-Type Standard to apply targetRAT-MessageContainer

cdma2000-1XRTT C.S0001 or later, C.S0007 or later, C.S0008 or later
cdma2000-HRPD C.S0024 or later
geran GSM TS 04.18, version 8.5.0 or later, or 3GPP TS HANDOVER COMMAND
44.018 (clause 9.1.15)

3GPP TS 44.060, version 6.13.0 or later (clause PS HANDOVER COMMAND

11.2.43)

3GPP TS 44.060, version 7.6.0 or later (clause DTM HANDOVER COMMAND

11.2.46)
utra 3GPP TS 25.331 (clause 10.2.16a) HANDOVER TO UTRAN COMMAND

– Paging
The Paging message is used for the notification of one or more UEs.

Signalling radio bearer: N/A

RLC-SAP: TM

Logical channel: PCCH

Direction: E-UTRAN to UE

Paging message
-- ASN1START

Paging ::= SEQUENCE {

pagingRecordList PagingRecordList OPTIONAL, -- Need ON

systemInfoModification ENUMERATED {true} OPTIONAL, -- Need ON

etws-Indication ENUMERATED {true} OPTIONAL, -- Need ON

nonCriticalExtension Paging-v890-IEs OPTIONAL -- Need OP

Paging-v890-IEs ::= SEQUENCE {

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Release 11 169 3GPP TS 36.331 V11.3.0 (2013-03)

lateNonCriticalExtension OCTET STRING OPTIONAL, -- Need OP

nonCriticalExtension Paging-v920-IEs OPTIONAL -- Need OP

Paging-v920-IEs ::= SEQUENCE {

cmas-Indication-r9 ENUMERATED {true} OPTIONAL, -- Need ON

nonCriticalExtension Paging-v1130-IEs OPTIONAL -- Need OP

Paging-v1130-IEs ::= SEQUENCE {

eab-ParamModification-r11 ENUMERATED {true} OPTIONAL, -- Need ON

nonCriticalExtension SEQUENCE {} OPTIONAL -- Need OP

PagingRecordList ::= SEQUENCE (SIZE (1..maxPageRec)) OF PagingRecord

PagingRecord ::= SEQUENCE {

ue-Identity PagingUE-Identity,

cn-Domain ENUMERATED {ps, cs},

...

PagingUE-Identity ::= CHOICE {

s-TMSI S-TMSI,

imsi IMSI,

...

IMSI ::= SEQUENCE (SIZE (6..21)) OF IMSI-Digit

IMSI-Digit ::= INTEGER (0..9)

-- ASN1STOP

3GPP
Release 11 170 3GPP TS 36.331 V11.3.0 (2013-03)

Paging field descriptions

cmas-Indication
If present: indication of a CMAS notification.
cn-Domain
Indicates the origin of paging.
eab-ParamModification
If present: indication of an EAB parameters (SIB14) modification.
etws-Indication
If present: indication of an ETWS primary notification and/ or ETWS secondary notification.
imsi
The International Mobile Subscriber Identity, a globally unique permanent subscriber identity, see TS 23.003 [27]. The
first element contains the first IMSI digit, the second element contains the second IMSI digit and so on.
systemInfoModification
If present: indication of a BCCH modification other than SIB10, SIB11, SIB12 and SIB14.
ue-Identity
Provides the NAS identity of the UE that is being paged.

– ProximityIndication
The ProximityIndication message is used to indicate that the UE is entering or leaving the proximity of one or more
CSG member cell(s).

Signalling radio bearer: SRB1

RLC-SAP: AM

Logical channel: DCCH

Direction: UE to E-UTRAN

ProximityIndication message
-- ASN1START

ProximityIndication-r9 ::= SEQUENCE {

criticalExtensions CHOICE {

c1 CHOICE {

proximityIndication-r9 ProximityIndication-r9-IEs,

spare3 NULL, spare2 NULL, spare1 NULL

},

criticalExtensionsFuture SEQUENCE {}

ProximityIndication-r9-IEs ::= SEQUENCE {

type-r9 ENUMERATED {entering, leaving},

carrierFreq-r9 CHOICE {

eutra-r9 ARFCN-ValueEUTRA,

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utra-r9 ARFCN-ValueUTRA,

...,

eutra2-v9e0 ARFCN-ValueEUTRA-v9e0

},

nonCriticalExtension ProximityIndication-v930-IEs
OPTIONAL

ProximityIndication-v930-IEs ::= SEQUENCE {

lateNonCriticalExtension OCTET STRING OPTIONAL,

nonCriticalExtension SEQUENCE {} OPTIONAL

-- ASN1STOP

ProximityIndication field descriptions

carrierFreq
Indicates the RAT and frequency of the CSG member cell(s), for which the proximity indication is sent.
type
Used to indicate whether the UE is entering or leaving the proximity of CSG member cell(s).

– RNReconfiguration
The RNReconfiguration is a command to modify the RN subframe configuration and/or to convey changed system
information.

Signalling radio bearer: SRB1

RLC-SAP: AM

Logical channel: DCCH

Direction: E-UTRAN to RN

RNReconfiguration message
-- ASN1START

RNReconfiguration-r10 ::= SEQUENCE {

rrc-TransactionIdentifier RRC-TransactionIdentifier,

criticalExtensions CHOICE {

c1 CHOICE {

rnReconfiguration-r10 RNReconfiguration-r10-IEs,

spare3 NULL, spare2 NULL, spare1 NULL

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},

criticalExtensionsFuture SEQUENCE {}

RNReconfiguration-r10-IEs ::= SEQUENCE {

rn-SystemInfo-r10 RN-SystemInfo-r10 OPTIONAL, -- Need ON

rn-SubframeConfig-r10 RN-SubframeConfig-r10 OPTIONAL, -- Need ON

lateNonCriticalExtension OCTET STRING OPTIONAL, -- Need OP

nonCriticalExtension SEQUENCE {} OPTIONAL -- Need OP

RN-SystemInfo-r10 ::= SEQUENCE {

systemInformationBlockType1-r10 OCTET STRING (CONTAINING SystemInformationBlockType1)

OPTIONAL, -- Need ON

systemInformationBlockType2-r10 SystemInformationBlockType2 OPTIONAL, -- Need ON

...

-- ASN1STOP

– RNReconfigurationComplete
The RNReconfigurationComplete message is used to confirm the successful completion of an RN reconfiguration.

Signalling radio bearer: SRB1

RLC-SAP: AM

Logical channel: DCCH

Direction: RN to E-UTRAN

RNReconfigurationComplete message
-- ASN1START

RNReconfigurationComplete-r10 ::= SEQUENCE {

rrc-TransactionIdentifier RRC-TransactionIdentifier,

criticalExtensions CHOICE {

c1 CHOICE{

rnReconfigurationComplete-r10 RNReconfigurationComplete-r10-IEs,

3GPP
Release 11 173 3GPP TS 36.331 V11.3.0 (2013-03)

spare3 NULL, spare2 NULL, spare1 NULL

},

criticalExtensionsFuture SEQUENCE {}

RNReconfigurationComplete-r10-IEs ::= SEQUENCE {

lateNonCriticalExtension OCTET STRING OPTIONAL,

nonCriticalExtension SEQUENCE {} OPTIONAL

-- ASN1STOP

– RRCConnectionReconfiguration
The RRCConnectionReconfiguration message is the command to modify an RRC connection. It may convey
information for measurement configuration, mobility control, radio resource configuration (including RBs, MAC main
configuration and physical channel configuration) including any associated dedicated NAS information and security
configuration.

Signalling radio bearer: SRB1

RLC-SAP: AM

Logical channel: DCCH

Direction: E-UTRAN to UE

RRCConnectionReconfiguration message
-- ASN1START

RRCConnectionReconfiguration ::= SEQUENCE {

rrc-TransactionIdentifier RRC-TransactionIdentifier,

criticalExtensions CHOICE {

c1 CHOICE{

rrcConnectionReconfiguration-r8 RRCConnectionReconfiguration-r8-IEs,

spare7 NULL,

spare6 NULL, spare5 NULL, spare4 NULL,

spare3 NULL, spare2 NULL, spare1 NULL

},

criticalExtensionsFuture SEQUENCE {}

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Release 11 174 3GPP TS 36.331 V11.3.0 (2013-03)

RRCConnectionReconfiguration-r8-IEs ::= SEQUENCE {

measConfig MeasConfig OPTIONAL, -- Need ON

mobilityControlInfo MobilityControlInfo OPTIONAL, -- Cond HO

dedicatedInfoNASList SEQUENCE (SIZE(1..maxDRB)) OF

DedicatedInfoNAS OPTIONAL, -- Cond nonHO

radioResourceConfigDedicated RadioResourceConfigDedicated OPTIONAL, -- Cond HO-toEUTRA

securityConfigHO SecurityConfigHO OPTIONAL, -- Cond HO

nonCriticalExtension RRCConnectionReconfiguration-v890-IEs OPTIONAL -- Need

OP

RRCConnectionReconfiguration-v890-IEs ::= SEQUENCE {

lateNonCriticalExtension OCTET STRING OPTIONAL, -- Need OP

nonCriticalExtension RRCConnectionReconfiguration-v920-IEs OPTIONAL -- Need

OP

RRCConnectionReconfiguration-v920-IEs ::= SEQUENCE {

otherConfig-r9 OtherConfig-r9 OPTIONAL, -- Need ON

fullConfig-r9 ENUMERATED {true} OPTIONAL, -- Cond HO-

Reestab

nonCriticalExtension RRCConnectionReconfiguration-v1020-IEs OPTIONAL -- Need

OP

RRCConnectionReconfiguration-v1020-IEs ::= SEQUENCE {

sCellToReleaseList-r10 SCellToReleaseList-r10 OPTIONAL, -- Need ON

sCellToAddModList-r10 SCellToAddModList-r10 OPTIONAL, -- Need ON

nonCriticalExtension RRCConnectionReconfiguration-v1130-IEs OPTIONAL -- Need

OP

RRCConnectionReconfiguration-v1130-IEs ::= SEQUENCE {

systemInfomationBlockType1Dedicated-r11 OCTET STRING (CONTAINING SystemInformationBlockType1)

OPTIONAL, -- Need ON

3GPP
Release 11 175 3GPP TS 36.331 V11.3.0 (2013-03)

nonCriticalExtension SEQUENCE {} OPTIONAL -- Need OP

SCellToAddModList-r10 ::= SEQUENCE (SIZE (1..maxSCell-r10)) OF SCellToAddMod-r10

SCellToAddMod-r10 ::= SEQUENCE {

sCellIndex-r10 SCellIndex-r10,

cellIdentification-r10 SEQUENCE {

physCellId-r10 PhysCellId,

dl-CarrierFreq-r10 ARFCN-ValueEUTRA

} OPTIONAL, -- Cond SCellAdd

radioResourceConfigCommonSCell-r10 RadioResourceConfigCommonSCell-r10 OPTIONAL, -- Cond

SCellAdd

radioResourceConfigDedicatedSCell-r10 RadioResourceConfigDedicatedSCell-r10 OPTIONAL, --

Cond SCellAdd2

...,

[[ dl-CarrierFreq-v1090 ARFCN-ValueEUTRA-v9e0 OPTIONAL -- Cond EARFCN-max

]]

SCellToReleaseList-r10 ::= SEQUENCE (SIZE (1..maxSCell-r10)) OF SCellIndex-r10

SecurityConfigHO ::= SEQUENCE {

handoverType CHOICE {

intraLTE SEQUENCE {

securityAlgorithmConfig SecurityAlgorithmConfig OPTIONAL, -- Cond

fullConfig

keyChangeIndicator BOOLEAN,

nextHopChainingCount NextHopChainingCount

},

interRAT SEQUENCE {

securityAlgorithmConfig SecurityAlgorithmConfig,

nas-SecurityParamToEUTRA OCTET STRING (SIZE(6))

},

...

3GPP
Release 11 176 3GPP TS 36.331 V11.3.0 (2013-03)

-- ASN1STOP

RRCConnectionReconfiguration field descriptions

dedicatedInfoNASList
This field is used to transfer UE specific NAS layer information between the network and the UE. The RRC layer is
transparent for each PDU in the list.
fullConfig
Indicates the full configuration option is applicable for the RRC Connection Reconfiguration message.
keyChangeIndicator
true is used only in an intra-cell handover when a KeNB key is derived from a native KASME key taken into use through
the successful NAS SMC, as described in TS 33.401 [32] for KeNB re-keying. false is used in an intra-LTE handover
when the new KeNB key is obtained from the current KeNB key or from the NH as described in TS 33.401 [32].
nas-securityParamToEUTRA
This field is used to transfer UE specific NAS layer information between the network and the UE. The RRC layer is
transparent for this field, although it affects activation of AS- security after inter-RAT handover to E-UTRA. The
content is defined in TS 24.301.
nextHopChainingCount
Parameter NCC: See TS 33.401 [32]

Conditional presence Explanation

EARFCN-max The field is mandatory present if dl-CarrierFreq-r10 is included and set to maxEARFCN.
Otherwise the field is not present.
fullConfig This field is mandatory present for handover within E-UTRA when the fullConfig is
included; otherwise it is optionally present, Need OP.
HO The field is mandatory present in case of handover within E-UTRA or to E-UTRA;
otherwise the field is not present.
HO-Reestab This field is optionally present, need ON, in case of handover within E-UTRA or upon the
first reconfiguration after RRC connection re-establishment; otherwise the field is not
present.
HO-toEUTRA The field is mandatory present in case of handover to E-UTRA or for reconfigurations
when fullConfig is included; otherwise the field is optionally present, need ON.
nonHO The field is not present in case of handover within E-UTRA or to E-UTRA; otherwise it is
optional present, need ON.
SCellAdd The field is mandatory present upon SCell addition; otherwise it is not present.
SCellAdd2 The field is mandatory present upon SCell addition; otherwise it is optionally present,
need ON.

– RRCConnectionReconfigurationComplete
The RRCConnectionReconfigurationComplete message is used to confirm the successful completion of an RRC
connection reconfiguration.

Signalling radio bearer: SRB1

RLC-SAP: AM

Logical channel: DCCH

Direction: UE to E-UTRAN

RRCConnectionReconfigurationComplete message
-- ASN1START

3GPP
Release 11 177 3GPP TS 36.331 V11.3.0 (2013-03)

RRCConnectionReconfigurationComplete ::= SEQUENCE {

rrc-TransactionIdentifier RRC-TransactionIdentifier,

criticalExtensions CHOICE {

rrcConnectionReconfigurationComplete-r8

RRCConnectionReconfigurationComplete-r8-IEs,

criticalExtensionsFuture SEQUENCE {}

RRCConnectionReconfigurationComplete-r8-IEs ::= SEQUENCE {

nonCriticalExtension RRCConnectionReconfigurationComplete-v8a0-IEs OPTIONAL

RRCConnectionReconfigurationComplete-v8a0-IEs ::= SEQUENCE {

lateNonCriticalExtension OCTET STRING OPTIONAL,

nonCriticalExtension RRCConnectionReconfigurationComplete-v1020-IEs OPTIONAL

RRCConnectionReconfigurationComplete-v1020-IEs ::= SEQUENCE {

rlf-InfoAvailable-r10 ENUMERATED {true} OPTIONAL,

logMeasAvailable-r10 ENUMERATED {true} OPTIONAL,

nonCriticalExtension RRCConnectionReconfigurationComplete-v1130-IEs OPTIONAL

RRCConnectionReconfigurationComplete-v1130-IEs ::= SEQUENCE {

connEstFailInfoAvailable-r11 ENUMERATED {true} OPTIONAL,

nonCriticalExtension SEQUENCE {} OPTIONAL

-- ASN1STOP

– RRCConnectionReestablishment
The RRCConnectionReestablishment message is used to re-establish SRB1.

3GPP
Release 11 178 3GPP TS 36.331 V11.3.0 (2013-03)

Signalling radio bearer: SRB0

RLC-SAP: TM

Logical channel: CCCH

Direction: E-UTRAN to UE

RRCConnectionReestablishment message
-- ASN1START

RRCConnectionReestablishment ::= SEQUENCE {

rrc-TransactionIdentifier RRC-TransactionIdentifier,

criticalExtensions CHOICE {

c1 CHOICE{

rrcConnectionReestablishment-r8 RRCConnectionReestablishment-r8-IEs,

spare7 NULL,

spare6 NULL, spare5 NULL, spare4 NULL,

spare3 NULL, spare2 NULL, spare1 NULL

},

criticalExtensionsFuture SEQUENCE {}

RRCConnectionReestablishment-r8-IEs ::= SEQUENCE {

radioResourceConfigDedicated RadioResourceConfigDedicated,

nextHopChainingCount NextHopChainingCount,

nonCriticalExtension RRCConnectionReestablishment-v8a0-IEs OPTIONAL -- Need

OP

RRCConnectionReestablishment-v8a0-IEs ::= SEQUENCE {

lateNonCriticalExtension OCTET STRING OPTIONAL, -- Need OP

nonCriticalExtension SEQUENCE {} OPTIONAL -- Need OP

-- ASN1STOP

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Release 11 179 3GPP TS 36.331 V11.3.0 (2013-03)

– RRCConnectionReestablishmentComplete
The RRCConnectionReestablishmentComplete message is used to confirm the successful completion of an RRC
connection reestablishment.

Signalling radio bearer: SRB1

RLC-SAP: AM

Logical channel: DCCH

Direction: UE to E-UTRAN

RRCConnectionReestablishmentComplete message
-- ASN1START

RRCConnectionReestablishmentComplete ::= SEQUENCE {

rrc-TransactionIdentifier RRC-TransactionIdentifier,

criticalExtensions CHOICE {

rrcConnectionReestablishmentComplete-r8

RRCConnectionReestablishmentComplete-r8-IEs,

criticalExtensionsFuture SEQUENCE {}

RRCConnectionReestablishmentComplete-r8-IEs ::= SEQUENCE {

nonCriticalExtension RRCConnectionReestablishmentComplete-v920-IEs OPTIONAL

RRCConnectionReestablishmentComplete-v920-IEs ::= SEQUENCE {

rlf-InfoAvailable-r9 ENUMERATED {true} OPTIONAL,

nonCriticalExtension RRCConnectionReestablishmentComplete-v8a0-IEs OPTIONAL

RRCConnectionReestablishmentComplete-v8a0-IEs ::= SEQUENCE {

lateNonCriticalExtension OCTET STRING OPTIONAL,

nonCriticalExtension RRCConnectionReestablishmentComplete-v1020-IEs OPTIONAL

RRCConnectionReestablishmentComplete-v1020-IEs ::= SEQUENCE {

logMeasAvailable-r10 ENUMERATED {true} OPTIONAL,

3GPP
Release 11 180 3GPP TS 36.331 V11.3.0 (2013-03)

nonCriticalExtension RRCConnectionReestablishmentComplete-v1130-IEs OPTIONAL

RRCConnectionReestablishmentComplete-v1130-IEs ::= SEQUENCE {

connEstFailInfoAvailable-r11 ENUMERATED {true} OPTIONAL,

nonCriticalExtension SEQUENCE {} OPTIONAL

-- ASN1STOP

RRCConnectionReestablishmentComplete field descriptions

rlf-InfoAvailable
This field is used to indicate the availability of radio link failure or handover failure related measurements

– RRCConnectionReestablishmentReject
The RRCConnectionReestablishmentReject message is used to indicate the rejection of an RRC connection
reestablishment request.

Signalling radio bearer: SRB0

RLC-SAP: TM

Logical channel: CCCH

Direction: E-UTRAN to UE

RRCConnectionReestablishmentReject message
-- ASN1START

RRCConnectionReestablishmentReject ::= SEQUENCE {

criticalExtensions CHOICE {

rrcConnectionReestablishmentReject-r8

RRCConnectionReestablishmentReject-r8-IEs,

criticalExtensionsFuture SEQUENCE {}

RRCConnectionReestablishmentReject-r8-IEs ::= SEQUENCE {

nonCriticalExtension RRCConnectionReestablishmentReject-v8a0-IEs OPTIONAL --

Need OP

3GPP
Release 11 181 3GPP TS 36.331 V11.3.0 (2013-03)

RRCConnectionReestablishmentReject-v8a0-IEs ::= SEQUENCE {

lateNonCriticalExtension OCTET STRING OPTIONAL, -- Need OP

nonCriticalExtension SEQUENCE {} OPTIONAL -- Need OP

-- ASN1STOP

– RRCConnectionReestablishmentRequest
The RRCConnectionReestablishmentRequest message is used to request the reestablishment of an RRC connection.

Signalling radio bearer: SRB0

RLC-SAP: TM

Logical channel: CCCH

Direction: UE to E-UTRAN

RRCConnectionReestablishmentRequest message
-- ASN1START

RRCConnectionReestablishmentRequest ::= SEQUENCE {

criticalExtensions CHOICE {

rrcConnectionReestablishmentRequest-r8

RRCConnectionReestablishmentRequest-r8-IEs,

criticalExtensionsFuture SEQUENCE {}

RRCConnectionReestablishmentRequest-r8-IEs ::= SEQUENCE {

ue-Identity ReestabUE-Identity,

reestablishmentCause ReestablishmentCause,

spare BIT STRING (SIZE (2))

ReestabUE-Identity ::= SEQUENCE {

c-RNTI C-RNTI,

physCellId PhysCellId,

3GPP
Release 11 182 3GPP TS 36.331 V11.3.0 (2013-03)

shortMAC-I ShortMAC-I

ReestablishmentCause ::= ENUMERATED {

reconfigurationFailure, handoverFailure,

otherFailure, spare1}

-- ASN1STOP

RRCConnectionReestablishmentRequest field descriptions

physCellId
The Physical Cell Identity of the PCell the UE was connected to prior to the failure.
reestablishmentCause
Indicates the failure cause that triggered the re-establishment procedure.
ue-Identity
UE identity included to retrieve UE context and to facilitate contention resolution by lower layers.

– RRCConnectionReject
The RRCConnectionReject message is used to reject the RRC connection establishment.

Signalling radio bearer: SRB0

RLC-SAP: TM

Logical channel: CCCH

Direction: E-UTRAN to UE

RRCConnectionReject message
-- ASN1START

RRCConnectionReject ::= SEQUENCE {

criticalExtensions CHOICE {

c1 CHOICE {

rrcConnectionReject-r8 RRCConnectionReject-r8-IEs,

spare3 NULL, spare2 NULL, spare1 NULL

},

criticalExtensionsFuture SEQUENCE {}

RRCConnectionReject-r8-IEs ::= SEQUENCE {

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Release 11 183 3GPP TS 36.331 V11.3.0 (2013-03)

waitTime INTEGER (1..16),

nonCriticalExtension RRCConnectionReject-v8a0-IEs OPTIONAL -- Need OP

RRCConnectionReject-v8a0-IEs ::= SEQUENCE {

lateNonCriticalExtension OCTET STRING OPTIONAL, -- Need OP

nonCriticalExtension RRCConnectionReject-v1020-IEs OPTIONAL -- Need OP

RRCConnectionReject-v1020-IEs ::= SEQUENCE {

extendedWaitTime-r10 INTEGER (1..1800) OPTIONAL, -- Need ON

nonCriticalExtension RRCConnectionReject-v1130-IEs OPTIONAL -- Need OP

RRCConnectionReject-v1130-IEs ::= SEQUENCE {

deprioritisationReq-r11 SEQUENCE {

deprioritisationType-r11 ENUMERATED {frequency, e-utra},

deprioritisationTimer-r11 ENUMERATED {min5, min10, min15, min30}

} OPTIONAL, -- Need ON

nonCriticalExtension SEQUENCE {} OPTIONAL -- Need OP

-- ASN1STOP

RRCConnectionReject field descriptions

deprioritisationReq
Indicates whether the current frequency or RAT is to be de-prioritised. The UE shall be able to store a depriotisation
request for up to 8 frequencies (applicable when receiving another frequency specific deprioritisation request before
T325 expiry).
deprioritisationTimer
Indicates the period for which either the current carrier frequency or E-UTRA is deprioritised. Value minN corresponds
to N minutes.
extendedWaitTime
Value in seconds for the wait time for Delay Tolerant access requests.
waitTime
Wait time value in seconds.

– RRCConnectionRelease
The RRCConnectionRelease message is used to command the release of an RRC connection.

3GPP
Release 11 184 3GPP TS 36.331 V11.3.0 (2013-03)

Signalling radio bearer: SRB1

RLC-SAP: AM

Logical channel: DCCH

Direction: E-UTRAN to UE

RRCConnectionRelease message
-- ASN1START

RRCConnectionRelease ::= SEQUENCE {

rrc-TransactionIdentifier RRC-TransactionIdentifier,

criticalExtensions CHOICE {

c1 CHOICE {

rrcConnectionRelease-r8 RRCConnectionRelease-r8-IEs,

spare3 NULL, spare2 NULL, spare1 NULL

},

criticalExtensionsFuture SEQUENCE {}

RRCConnectionRelease-r8-IEs ::= SEQUENCE {

releaseCause ReleaseCause,

redirectedCarrierInfo RedirectedCarrierInfo OPTIONAL, -- Need ON

idleModeMobilityControlInfo IdleModeMobilityControlInfo OPTIONAL, -- Need OP

nonCriticalExtension RRCConnectionRelease-v890-IEs OPTIONAL -- Need OP

RRCConnectionRelease-v890-IEs ::= SEQUENCE {

lateNonCriticalExtension OCTET STRING (CONTAINING RRCConnectionRelease-v9e0-IEs)

OPTIONAL, -- Need OP

nonCriticalExtension RRCConnectionRelease-v920-IEs OPTIONAL -- Need OP

-- Late non critical extensions

RRCConnectionRelease-v9e0-IEs ::= SEQUENCE {

redirectedCarrierInfo-v9e0 RedirectedCarrierInfo-v9e0 OPTIONAL, -- Cond

NoRedirect-r8

3GPP
Release 11 185 3GPP TS 36.331 V11.3.0 (2013-03)

idleModeMobilityControlInfo-v9e0 IdleModeMobilityControlInfo-v9e0 OPTIONAL, -- Cond

IdleInfoEUTRA

nonCriticalExtension SEQUENCE {} OPTIONAL -- Need OP

-- Regular non critical extensions

RRCConnectionRelease-v920-IEs ::= SEQUENCE {

cellInfoList-r9 CHOICE {

geran-r9 CellInfoListGERAN-r9,

utra-FDD-r9 CellInfoListUTRA-FDD-r9,

utra-TDD-r9 CellInfoListUTRA-TDD-r9,

...,

utra-TDD-r10 CellInfoListUTRA-TDD-r10

} OPTIONAL, -- Cond Redirection

nonCriticalExtension RRCConnectionRelease-v1020-IEs OPTIONAL -- Need OP

RRCConnectionRelease-v1020-IEs ::= SEQUENCE {

extendedWaitTime-r10 INTEGER (1..1800) OPTIONAL, -- Need ON

nonCriticalExtension SEQUENCE {} OPTIONAL -- Need OP

ReleaseCause ::= ENUMERATED {loadBalancingTAUrequired,

other, cs-FallbackHighPriority-v1020, spare1}

RedirectedCarrierInfo ::= CHOICE {

eutra ARFCN-ValueEUTRA,

geran CarrierFreqsGERAN,

utra-FDD ARFCN-ValueUTRA,

utra-TDD ARFCN-ValueUTRA,

cdma2000-HRPD CarrierFreqCDMA2000,

cdma2000-1xRTT CarrierFreqCDMA2000,

...,

utra-TDD-r10 CarrierFreqListUTRA-TDD-r10

3GPP
Release 11 186 3GPP TS 36.331 V11.3.0 (2013-03)

RedirectedCarrierInfo-v9e0 ::= SEQUENCE {

eutra-v9e0 ARFCN-ValueEUTRA-v9e0

CarrierFreqListUTRA-TDD-r10 ::= SEQUENCE (SIZE (1..maxFreqUTRA-TDD-r10)) OF ARFCN-ValueUTRA

IdleModeMobilityControlInfo ::= SEQUENCE {

freqPriorityListEUTRA FreqPriorityListEUTRA OPTIONAL, -- Need ON

freqPriorityListGERAN FreqsPriorityListGERAN OPTIONAL, -- Need ON

freqPriorityListUTRA-FDD FreqPriorityListUTRA-FDD OPTIONAL, -- Need ON

freqPriorityListUTRA-TDD FreqPriorityListUTRA-TDD OPTIONAL, -- Need ON

bandClassPriorityListHRPD BandClassPriorityListHRPD OPTIONAL, -- Need ON

bandClassPriorityList1XRTT BandClassPriorityList1XRTT OPTIONAL, -- Need ON

t320 ENUMERATED {

min5, min10, min20, min30, min60, min120, min180,

spare1} OPTIONAL, -- Need OR

...

IdleModeMobilityControlInfo-v9e0 ::= SEQUENCE {

freqPriorityListEUTRA-v9e0 SEQUENCE (SIZE (1..maxFreq)) OF FreqPriorityEUTRA-v9e0

FreqPriorityListEUTRA ::= SEQUENCE (SIZE (1..maxFreq)) OF FreqPriorityEUTRA

FreqPriorityEUTRA ::= SEQUENCE {

carrierFreq ARFCN-ValueEUTRA,

cellReselectionPriority CellReselectionPriority

FreqPriorityEUTRA-v9e0 ::= SEQUENCE {

carrierFreq-v9e0 ARFCN-ValueEUTRA-v9e0 OPTIONAL -- Cond EARFCN-max

FreqsPriorityListGERAN ::= SEQUENCE (SIZE (1..maxGNFG)) OF FreqsPriorityGERAN

3GPP
Release 11 187 3GPP TS 36.331 V11.3.0 (2013-03)

FreqsPriorityGERAN ::= SEQUENCE {

carrierFreqs CarrierFreqsGERAN,

cellReselectionPriority CellReselectionPriority

FreqPriorityListUTRA-FDD ::= SEQUENCE (SIZE (1..maxUTRA-FDD-Carrier)) OF FreqPriorityUTRA-FDD

FreqPriorityUTRA-FDD ::= SEQUENCE {

carrierFreq ARFCN-ValueUTRA,

cellReselectionPriority CellReselectionPriority

FreqPriorityListUTRA-TDD ::= SEQUENCE (SIZE (1..maxUTRA-TDD-Carrier)) OF FreqPriorityUTRA-TDD

FreqPriorityUTRA-TDD ::= SEQUENCE {

carrierFreq ARFCN-ValueUTRA,

cellReselectionPriority CellReselectionPriority

BandClassPriorityListHRPD ::= SEQUENCE (SIZE (1..maxCDMA-BandClass)) OF BandClassPriorityHRPD

BandClassPriorityHRPD ::= SEQUENCE {

bandClass BandclassCDMA2000,

cellReselectionPriority CellReselectionPriority

BandClassPriorityList1XRTT ::= SEQUENCE (SIZE (1..maxCDMA-BandClass)) OF BandClassPriority1XRTT

BandClassPriority1XRTT ::= SEQUENCE {

bandClass BandclassCDMA2000,

cellReselectionPriority CellReselectionPriority

CellInfoListGERAN-r9 ::= SEQUENCE (SIZE (1..maxCellInfoGERAN-r9)) OF CellInfoGERAN-r9

3GPP
Release 11 188 3GPP TS 36.331 V11.3.0 (2013-03)

CellInfoGERAN-r9 ::= SEQUENCE {

physCellId-r9 PhysCellIdGERAN,

carrierFreq-r9 CarrierFreqGERAN,

systemInformation-r9 SystemInfoListGERAN

CellInfoListUTRA-FDD-r9 ::= SEQUENCE (SIZE (1..maxCellInfoUTRA-r9)) OF CellInfoUTRA-FDD-r9

CellInfoUTRA-FDD-r9 ::= SEQUENCE {

physCellId-r9 PhysCellIdUTRA-FDD,

utra-BCCH-Container-r9 OCTET STRING

CellInfoListUTRA-TDD-r9 ::= SEQUENCE (SIZE (1..maxCellInfoUTRA-r9)) OF CellInfoUTRA-TDD-r9

CellInfoUTRA-TDD-r9 ::= SEQUENCE {

physCellId-r9 PhysCellIdUTRA-TDD,

utra-BCCH-Container-r9 OCTET STRING

CellInfoListUTRA-TDD-r10 ::= SEQUENCE (SIZE (1..maxCellInfoUTRA-r9)) OF CellInfoUTRA-TDD-r10

CellInfoUTRA-TDD-r10 ::= SEQUENCE {

physCellId-r10 PhysCellIdUTRA-TDD,

carrierFreq-r10 ARFCN-ValueUTRA,

utra-BCCH-Container-r10 OCTET STRING

-- ASN1STOP

3GPP
Release 11 189 3GPP TS 36.331 V11.3.0 (2013-03)

RRCConnectionRelease field descriptions

carrierFreq or bandClass
The carrier frequency (UTRA and E-UTRA) and band class (HRPD and 1xRTT) for which the associated
cellReselectionPriority is applied.
carrierFreqs
The list of GERAN carrier frequencies organised into one group of GERAN carrier frequencies.
cellInfoList
Used to provide system information of one or more cells on the redirected inter-RAT carrier frequency. The system
information can be used if, upon redirection, the UE selects an inter-RAT cell indicated by the physCellId and
carrierFreq (GERAN and UTRA TDD) or by the physCellId (other RATs). The choice shall match the
redirectedCarrierInfo.
extendedWaitTime
Value in seconds for the wait time for Delay Tolerant access requests.
freqPriorityListX
Provides a cell reselection priority for each frequency, by means of separate lists for each RAT (including E-UTRA).
The UE shall be able to store at least 3 occurrences of FreqsPriorityGERAN. If E-UTRAN includes
freqPriorityListEUTRA-v9e0 it includes the same number of entries, and listed in the same order, as in
freqPriorityListEUTRA (i.e. without suffix).
idleModeMobilityControlInfo
Provides dedicated cell reselection priorities. Used for cell reselection as specified in TS 36.304 [4].
redirectedCarrierInfo
The redirectedCarrierInfo indicates a carrier frequency (downlink for FDD) and is used to redirect the UE to an
E-UTRA or an inter-RAT carrier frequency, by means of the cell selection upon leaving RRC_CONNECTED as
specified in TS 36.304 [4]. E-UTRAN only applies value utra-TDD-r10 for redirectedCarrierInfo if cellInfoList-r9 is set to
utra-TDD-r10.
releaseCause
The releaseCause is used to indicate the reason for releasing the RRC Connection. The cause value cs-
FallbackHighPriority is only applicable when redirectedCarrierInfo is present with the value set to utra-FDD or utra-
TDD.
E-UTRAN should not set the releaseCause to loadBalancingTAURequired or to cs-FallbackHighPriority if the
extendedWaitTime is present.
systemInformation
Container for system information of the GERAN cell i.e. one or more System Information (SI) messages as defined in
TS 44.018 [45, table 9.1.1].
t320
Timer T320 as described in section 7.3. Value minN corresponds to N minutes.
utra-BCCH-Container
Contains System Information Container message as defined in TS 25.331 [19].

Conditional presence Explanation

EARFCN-max The field is mandatory present if the corresponding carrierFreq (i.e. without suffix) is set
to maxEARFCN. Otherwise the field is not present.
IdleInfoEUTRA The field is optionally present, need OP, if the IdleModeMobilityControlInfo (i.e. without
suffix) is included and includes freqPriorityListEUTRA; otherwise the field is not present.
NoRedirect-r8 The field is optionally present, need OP, if the redirectedCarrierInfo (i.e. without suffix) is
not included; otherwise the field is not present.
Redirection The field is optionally present, need ON, if the redirectedCarrierInfo is included and set to
geran, utra-FDD, utra-TDD or utra-TDD-r10; otherwise the field is not present.

– RRCConnectionRequest
The RRCConnectionRequest message is used to request the establishment of an RRC connection.

3GPP
Release 11 190 3GPP TS 36.331 V11.3.0 (2013-03)

Signalling radio bearer: SRB0

RLC-SAP: TM

Logical channel: CCCH

Direction: UE to E-UTRAN

RRCConnectionRequest message
-- ASN1START

RRCConnectionRequest ::= SEQUENCE {

criticalExtensions CHOICE {

rrcConnectionRequest-r8 RRCConnectionRequest-r8-IEs,

criticalExtensionsFuture SEQUENCE {}

RRCConnectionRequest-r8-IEs ::= SEQUENCE {

ue-Identity InitialUE-Identity,

establishmentCause EstablishmentCause,

spare BIT STRING (SIZE (1))

InitialUE-Identity ::= CHOICE {

s-TMSI S-TMSI,

randomValue BIT STRING (SIZE (40))

EstablishmentCause ::= ENUMERATED {

emergency, highPriorityAccess, mt-Access, mo-Signalling,

mo-Data, delayTolerantAccess-v1020, spare2, spare1}

-- ASN1STOP

3GPP
Release 11 191 3GPP TS 36.331 V11.3.0 (2013-03)

RRCConnectionRequest field descriptions

establishmentCause
Provides the establishment cause for the RRC connection request as provided by the upper layers. W.r.t. the cause
value names: highPriorityAccess concerns AC11..AC15, ‘mt’ stands for ‘Mobile Terminating’ and ‘mo’ for ‘Mobile
Originating.
randomValue
Integer value in the range 0 to 240  1.
ue-Identity
UE identity included to facilitate contention resolution by lower layers.

– RRCConnectionSetup
The RRCConnectionSetup message is used to establish SRB1.

Signalling radio bearer: SRB0

RLC-SAP: TM

Logical channel: CCCH

Direction: E-UTRAN to UE

RRCConnectionSetup message
-- ASN1START

RRCConnectionSetup ::= SEQUENCE {

rrc-TransactionIdentifier RRC-TransactionIdentifier,

criticalExtensions CHOICE {

c1 CHOICE {

rrcConnectionSetup-r8 RRCConnectionSetup-r8-IEs,

spare7 NULL,

spare6 NULL, spare5 NULL, spare4 NULL,

spare3 NULL, spare2 NULL, spare1 NULL

},

criticalExtensionsFuture SEQUENCE {}

RRCConnectionSetup-r8-IEs ::= SEQUENCE {

radioResourceConfigDedicated RadioResourceConfigDedicated,

nonCriticalExtension RRCConnectionSetup-v8a0-IEs OPTIONAL

RRCConnectionSetup-v8a0-IEs ::= SEQUENCE {

3GPP
Release 11 192 3GPP TS 36.331 V11.3.0 (2013-03)

lateNonCriticalExtension OCTET STRING OPTIONAL, -- Need OP

nonCriticalExtension SEQUENCE {} OPTIONAL -- Need OP

-- ASN1STOP

– RRCConnectionSetupComplete
The RRCConnectionSetupComplete message is used to confirm the successful completion of an RRC connection
establishment.

Signalling radio bearer: SRB1

RLC-SAP: AM

Logical channel: DCCH

Direction: UE to E-UTRAN

RRCConnectionSetupComplete message
-- ASN1START

RRCConnectionSetupComplete ::= SEQUENCE {

rrc-TransactionIdentifier RRC-TransactionIdentifier,

criticalExtensions CHOICE {

c1 CHOICE{

rrcConnectionSetupComplete-r8 RRCConnectionSetupComplete-r8-IEs,

spare3 NULL, spare2 NULL, spare1 NULL

},

criticalExtensionsFuture SEQUENCE {}

RRCConnectionSetupComplete-r8-IEs ::= SEQUENCE {

selectedPLMN-Identity INTEGER (1..maxPLMN-r11),

registeredMME RegisteredMME OPTIONAL,

dedicatedInfoNAS DedicatedInfoNAS,

nonCriticalExtension RRCConnectionSetupComplete-v8a0-IEs OPTIONAL

RRCConnectionSetupComplete-v8a0-IEs ::= SEQUENCE {

3GPP
Release 11 193 3GPP TS 36.331 V11.3.0 (2013-03)

lateNonCriticalExtension OCTET STRING OPTIONAL,

nonCriticalExtension RRCConnectionSetupComplete-v1020-IEs OPTIONAL

RRCConnectionSetupComplete-v1020-IEs ::= SEQUENCE {

gummei-Type-r10 ENUMERATED {native, mapped} OPTIONAL,

rlf-InfoAvailable-r10 ENUMERATED {true} OPTIONAL,

logMeasAvailable-r10 ENUMERATED {true} OPTIONAL,

rn-SubframeConfigReq-r10 ENUMERATED {required, notRequired} OPTIONAL,

nonCriticalExtension RRCConnectionSetupComplete-v1130-IEs OPTIONAL

RRCConnectionSetupComplete-v1130-IEs ::= SEQUENCE {

connEstFailInfoAvailable-r11 ENUMERATED {true} OPTIONAL,

nonCriticalExtension SEQUENCE {} OPTIONAL

RegisteredMME ::= SEQUENCE {

plmn-Identity PLMN-Identity OPTIONAL,

mmegi BIT STRING (SIZE (16)),

mmec MMEC

-- ASN1STOP

RRCConnectionSetupComplete field descriptions

gummei-Type
This field is used to indicate whether the GUMMEI included is native (assigned by EPC) or mapped (from 2G/3G
identifiers).
mmegi
Provides the Group Identity of the registered MME within the PLMN, as provided by upper layers, see TS 23.003 [27].
registeredMME
This field is used to transfer the GUMMEI of the MME where the UE is registered, as provided by upper layers.
rn-SubframeConfigReq
If present, this field indicates that the connection establishment is for an RN and whether a subframe configuration is
requested or not.
selectedPLMN-Identity
Index of the PLMN selected by the UE from the plmn-IdentityList included in SIB1. 1 if the 1st PLMN is selected from
the plmn-IdentityList included in SIB1, 2 if the 2nd PLMN is selected from the plmn-IdentityList included in SIB1 and so
on.

3GPP
Release 11 194 3GPP TS 36.331 V11.3.0 (2013-03)

– SecurityModeCommand
The SecurityModeCommand message is used to command the activation of AS security.

Signalling radio bearer: SRB1

RLC-SAP: AM

Logical channel: DCCH

Direction: E-UTRAN to UE

SecurityModeCommand message
-- ASN1START

SecurityModeCommand ::= SEQUENCE {

rrc-TransactionIdentifier RRC-TransactionIdentifier,

criticalExtensions CHOICE {

c1 CHOICE{

securityModeCommand-r8 SecurityModeCommand-r8-IEs,

spare3 NULL, spare2 NULL, spare1 NULL

},

criticalExtensionsFuture SEQUENCE {}

SecurityModeCommand-r8-IEs ::= SEQUENCE {

securityConfigSMC SecurityConfigSMC,

nonCriticalExtension SecurityModeCommand-v8a0-IEs OPTIONAL -- Need OP

SecurityModeCommand-v8a0-IEs ::= SEQUENCE {

lateNonCriticalExtension OCTET STRING OPTIONAL, -- Need OP

nonCriticalExtension SEQUENCE {} OPTIONAL -- Need OP

SecurityConfigSMC ::= SEQUENCE {

securityAlgorithmConfig SecurityAlgorithmConfig,

...

3GPP
Release 11 195 3GPP TS 36.331 V11.3.0 (2013-03)

-- ASN1STOP

– SecurityModeComplete
The SecurityModeComplete message is used to confirm the successful completion of a security mode command.

Signalling radio bearer: SRB1

RLC-SAP: AM

Logical channel: DCCH

Direction: UE to E-UTRAN

SecurityModeComplete message
-- ASN1START

SecurityModeComplete ::= SEQUENCE {

rrc-TransactionIdentifier RRC-TransactionIdentifier,

criticalExtensions CHOICE {

securityModeComplete-r8 SecurityModeComplete-r8-IEs,

criticalExtensionsFuture SEQUENCE {}

SecurityModeComplete-r8-IEs ::= SEQUENCE {

nonCriticalExtension SecurityModeComplete-v8a0-IEs
OPTIONAL

SecurityModeComplete-v8a0-IEs ::= SEQUENCE {

lateNonCriticalExtension OCTET STRING OPTIONAL,

nonCriticalExtension SEQUENCE {} OPTIONAL

-- ASN1STOP

– SecurityModeFailure
The SecurityModeFailure message is used to indicate an unsuccessful completion of a security mode command.

3GPP
Release 11 196 3GPP TS 36.331 V11.3.0 (2013-03)

Signalling radio bearer: SRB1

RLC-SAP: AM

Logical channel: DCCH

Direction: UE to E-UTRAN

SecurityModeFailure message
-- ASN1START

SecurityModeFailure ::= SEQUENCE {

rrc-TransactionIdentifier RRC-TransactionIdentifier,

criticalExtensions CHOICE {

securityModeFailure-r8 SecurityModeFailure-r8-IEs,

criticalExtensionsFuture SEQUENCE {}

SecurityModeFailure-r8-IEs ::= SEQUENCE {

nonCriticalExtension SecurityModeFailure-v8a0-IEs
OPTIONAL

SecurityModeFailure-v8a0-IEs ::= SEQUENCE {

lateNonCriticalExtension OCTET STRING OPTIONAL,

nonCriticalExtension SEQUENCE {} OPTIONAL

-- ASN1STOP

– SystemInformation
The SystemInformation message is used to convey one or more System Information Blocks. All the SIBs included are
transmitted with the same periodicity.

3GPP
Release 11 197 3GPP TS 36.331 V11.3.0 (2013-03)

Signalling radio bearer: N/A

RLC-SAP: TM

Logical channel: BCCH

Direction: E-UTRAN to UE

SystemInformation message
-- ASN1START

SystemInformation ::= SEQUENCE {

criticalExtensions CHOICE {

systemInformation-r8 SystemInformation-r8-IEs,

criticalExtensionsFuture SEQUENCE {}

SystemInformation-r8-IEs ::= SEQUENCE {

sib-TypeAndInfo SEQUENCE (SIZE (1..maxSIB)) OF CHOICE {

sib2 SystemInformationBlockType2,

sib3 SystemInformationBlockType3,

sib4 SystemInformationBlockType4,

sib5 SystemInformationBlockType5,

sib6 SystemInformationBlockType6,

sib7 SystemInformationBlockType7,

sib8 SystemInformationBlockType8,

sib9 SystemInformationBlockType9,

sib10 SystemInformationBlockType10,

sib11 SystemInformationBlockType11,

...,

sib12-v920 SystemInformationBlockType12-r9,

sib13-v920 SystemInformationBlockType13-r9,

sib14-v1130 SystemInformationBlockType14-r11,

sib15-v1130 SystemInformationBlockType15-r11,

sib16-v1130 SystemInformationBlockType16-r11

},

nonCriticalExtension SystemInformation-v8a0-IEs OPTIONAL -- Need OP

3GPP
Release 11 198 3GPP TS 36.331 V11.3.0 (2013-03)

SystemInformation-v8a0-IEs ::= SEQUENCE {

lateNonCriticalExtension OCTET STRING OPTIONAL, -- Need OP

nonCriticalExtension SEQUENCE {} OPTIONAL -- Need OP

-- ASN1STOP

– SystemInformationBlockType1
SystemInformationBlockType1 contains information relevant when evaluating if a UE is allowed to access a cell and
defines the scheduling of other system information.

Signalling radio bearer: N/A

RLC-SAP: TM

Logical channel: BCCH

Direction: E-UTRAN to UE

SystemInformationBlockType1 message
-- ASN1START

SystemInformationBlockType1 ::= SEQUENCE {

cellAccessRelatedInfo SEQUENCE {

plmn-IdentityList PLMN-IdentityList,

trackingAreaCode TrackingAreaCode,

cellIdentity CellIdentity,

cellBarred ENUMERATED {barred, notBarred},

intraFreqReselection ENUMERATED {allowed, notAllowed},

csg-Indication BOOLEAN,

csg-Identity CSG-Identity OPTIONAL -- Need OR

},

cellSelectionInfo SEQUENCE {

q-RxLevMin Q-RxLevMin,

q-RxLevMinOffset INTEGER (1..8) OPTIONAL -- Need OP

},

p-Max P-Max OPTIONAL, -- Need OP

freqBandIndicator FreqBandIndicator,

schedulingInfoList SchedulingInfoList,

tdd-Config TDD-Config OPTIONAL, -- Cond TDD

3GPP
Release 11 199 3GPP TS 36.331 V11.3.0 (2013-03)

si-WindowLength ENUMERATED {

ms1, ms2, ms5, ms10, ms15, ms20,

ms40},

systemInfoValueTag INTEGER (0..31),

nonCriticalExtension SystemInformationBlockType1-v890-IEs OPTIONAL -- Need

OP

SystemInformationBlockType1-v890-IEs::= SEQUENCE {

lateNonCriticalExtension OCTET STRING (CONTAINING SystemInformationBlockType1-v8h0-

IEs) OPTIONAL, -- Need OP

nonCriticalExtension SystemInformationBlockType1-v920-IEs OPTIONAL -- Need

OP

-- Late non critical extensions

SystemInformationBlockType1-v8h0-IEs ::= SEQUENCE {

multiBandInfoList MultiBandInfoList OPTIONAL, -- Need OR

nonCriticalExtension SystemInformationBlockType1-v9e0-IEs OPTIONAL -- Need

OP

SystemInformationBlockType1-v9e0-IEs ::= SEQUENCE {

freqBandIndicator-v9e0 FreqBandIndicator-v9e0 OPTIONAL, -- Cond FBI-max

multiBandInfoList-v9e0 MultiBandInfoList-v9e0 OPTIONAL, -- Cond mFBI-max

nonCriticalExtension SEQUENCE {} OPTIONAL -- Need OP

-- Regular non critical extensions

SystemInformationBlockType1-v920-IEs ::= SEQUENCE {

ims-EmergencySupport-r9 ENUMERATED {true} OPTIONAL, -- Need OR

cellSelectionInfo-v920 CellSelectionInfo-v920 OPTIONAL, -- Cond RSRQ

nonCriticalExtension SystemInformationBlockType1-v1130-IEs OPTIONAL -- Need

OP

SystemInformationBlockType1-v1130-IEs ::= SEQUENCE {

tdd-Config-v1130 TDD-Config-v1130 OPTIONAL, -- Cond TDD-OR

3GPP
Release 11 200 3GPP TS 36.331 V11.3.0 (2013-03)

cellSelectionInfo-v1130 CellSelectionInfo-v1130 OPTIONAL, -- Cond WB-RSRQ

nonCriticalExtension SEQUENCE {} OPTIONAL -- Need OP

PLMN-IdentityList ::= SEQUENCE (SIZE (1..maxPLMN-r11)) OF PLMN-IdentityInfo

PLMN-IdentityInfo ::= SEQUENCE {

plmn-Identity PLMN-Identity,

cellReservedForOperatorUse ENUMERATED {reserved, notReserved}

SchedulingInfoList ::= SEQUENCE (SIZE (1..maxSI-Message)) OF SchedulingInfo

SchedulingInfo ::= SEQUENCE {

si-Periodicity ENUMERATED {

rf8, rf16, rf32, rf64, rf128, rf256, rf512},

sib-MappingInfo SIB-MappingInfo

SIB-MappingInfo ::= SEQUENCE (SIZE (0..maxSIB-1)) OF SIB-Type

SIB-Type ::= ENUMERATED {

sibType3, sibType4, sibType5, sibType6,

sibType7, sibType8, sibType9, sibType10,

sibType11, sibType12-v920, sibType13-v920,

sibType14-v1130, sibType15-v1130,

sibType16-v1130, spare2, spare1, ...}

CellSelectionInfo-v920 ::= SEQUENCE {

q-QualMin-r9 Q-QualMin-r9,

q-QualMinOffset-r9 INTEGER (1..8) OPTIONAL -- Need OP

CellSelectionInfo-v1130 ::= SEQUENCE {

q-QualMinWB-r11 Q-QualMin-r9

3GPP
Release 11 201 3GPP TS 36.331 V11.3.0 (2013-03)

-- ASN1STOP

3GPP
Release 11 202 3GPP TS 36.331 V11.3.0 (2013-03)

SystemInformationBlockType1 field descriptions

cellBarred
barred means the cell is barred, as defined in TS 36.304 [4].
cellReservedForOperatorUse
As defined in TS 36.304 [4].
csg-Identity
Identity of the Closed Subscriber Group the cell belongs to.
csg-Indication
If set to TRUE the UE is only allowed to access the cell if it is a CSG member cell, if selected during manual CSG
selection or to obtain limited service, see TS 36.304 [4].
ims-EmergencySupport
Indicates whether the cell supports IMS emergency bearer services for UEs in limited service mode. If absent, IMS
emergency call is not supported by the network in the cell for UEs in limited service mode.
intraFreqReselection
Used to control cell reselection to intra-frequency cells when the highest ranked cell is barred, or treated as barred by
the UE, as specified in TS 36.304 [4].
multiBandInfoList
A list of additional frequency band indicators, as defined in TS 36.101 [42, table 5.5-1] that the cell belongs to. If the
UE supports the frequency band in the freqBandIndicator IE it shall apply that frequency band. Otherwise, the UE
shall apply the first listed band which it supports in the multiBandInfoList IE. If E-UTRAN includes multiBandInfoList-
v9e0 it includes the same number of entries, and listed in the same order, as in multiBandInfoList (i.e. without suffix).
plmn-IdentityList
List of PLMN identities. The first listed PLMN-Identity is the primary PLMN.
p-Max
Value applicable for the cell. If absent the UE applies the maximum power according to the UE capability.
q-QualMin
Parameter “Qqualmin” in TS 36.304 [4]. If cellSelectionInfo-v920 is not present, the UE applies the (default) value of
negative infinity for Qqualmin.
q-QualMinOffset
Parameter “Qqualminoffset” in TS 36.304 [4]. Actual value Qqualminoffset = IE value [dB]. If cellSelectionInfo-v920 is not present
or the field is not present, the UE applies the (default) value of 0 dB for Q qualminoffset. Affects the minimum required
quality level in the cell.
q-QualMinWB
If this field is present, the UE shall, when performing RSRQ measurements, use a wider bandwidth in accordance with
TS 36.133 [16] and apply the value of this field for the parameter “Q qualmin” in TS 36.304 [4]. Otherwise, the UE applies
the value of q-Qualmin instead.
q-RxLevMinOffset
Parameter Qrxlevminoffset in TS 36.304 [4]. Actual value Qrxlevminoffset = IE value * 2 [dB]. If absent, the UE applies the
(default) value of 0 dB for Qrxlevminoffset. Affects the minimum required Rx level in the cell.
sib-MappingInfo
List of the SIBs mapped to this SystemInformation message.There is no mapping information of SIB2; it is always
present in the first SystemInformation message listed in the schedulingInfoList list.
si-Periodicity
Periodicity of the SI-message in radio frames, such that rf8 denotes 8 radio frames, rf16 denotes 16 radio frames, and
so on.
si-WindowLength
Common SI scheduling window for all SIs. Unit in milliseconds, where ms1 denotes 1 millisecond, ms2 denotes 2
milliseconds and so on.
systemInfoValueTag
Common for all SIBs other than MIB, SIB1, SIB10, SIB11, SIB12 and SIB14. Change of MIB and SIB1 is detected by
acquisition of the corresponding message.
trackingAreaCode
A trackingAreaCode that is common for all the PLMNs listed.

3GPP
Release 11 203 3GPP TS 36.331 V11.3.0 (2013-03)

Conditional presence Explanation

FBI-max The field is mandatory present if freqBandIndicator (i.e. without suffix) is set to maxFBI.
Otherwise the field is not present.
mFBI-max The field is mandatory present if one or more entries in multiBandInfoList (i.e. without
suffix, introduced in -v8h0) is set to maxFBI. Otherwise the field is not present.
RSRQ The field is mandatory present if SIB3 is being broadcast and threshServingLowQ is
present in SIB3; otherwise optionally present, Need OP.
TDD This field is mandatory present for TDD; it is not present for FDD and the UE shall delete
any existing value for this field.
TDD-OR The field is optional present for TDD, need OR; it is not present for FDD.
WB-RSRQ The field is optionally present, need OR if the measurement bandwidth indicated by
allowedMeasBandwidth in systemInformationBlockType3 is 50 resource blocks or larger;
otherwise it is not present.

– UEAssistanceInformation
The UEAssistanceInformation message is used for the indication of UE assistance information to the eNB.

Signalling radio bearer: SRB1

RLC-SAP: AM

Logical channel: DCCH

Direction: UE to E-UTRAN

UEAssistanceInformation message
-- ASN1START

UEAssistanceInformation-r11 ::= SEQUENCE {

criticalExtensions CHOICE {

c1 CHOICE {

ueAssistanceInformation-r11 UEAssistanceInformation-r11-IEs,

spare3 NULL, spare2 NULL, spare1 NULL

},

criticalExtensionsFuture SEQUENCE {}

UEAssistanceInformation-r11-IEs ::= SEQUENCE {

powerPrefIndication-r11 ENUMERATED {normal, lowPowerConsumption} OPTIONAL,

lateNonCriticalExtension OCTET STRING OPTIONAL,

nonCriticalExtension SEQUENCE {} OPTIONAL

3GPP
Release 11 204 3GPP TS 36.331 V11.3.0 (2013-03)

-- ASN1STOP

UEAssistanceInformation field descriptions

powerPrefIndication
Value lowPowerConsumption indicates the UE prefers a configuration that is primarily optimised for power saving.
Otherwise the value is set to normal.

– UECapabilityEnquiry
The UECapabilityEnquiry message is used to request the transfer of UE radio access capabilities for E-UTRA as well
as for other RATs.

Signalling radio bearer: SRB1

RLC-SAP: AM

Logical channel: DCCH

Direction: E-UTRAN to UE

UECapabilityEnquiry message
-- ASN1START

UECapabilityEnquiry ::= SEQUENCE {

rrc-TransactionIdentifier RRC-TransactionIdentifier,

criticalExtensions CHOICE {

c1 CHOICE {

ueCapabilityEnquiry-r8 UECapabilityEnquiry-r8-IEs,

spare3 NULL, spare2 NULL, spare1 NULL

},

criticalExtensionsFuture SEQUENCE {}

UECapabilityEnquiry-r8-IEs ::= SEQUENCE {

ue-CapabilityRequest UE-CapabilityRequest,

nonCriticalExtension UECapabilityEnquiry-v8a0-IEs OPTIONAL -- Need OP

UECapabilityEnquiry-v8a0-IEs ::= SEQUENCE {

lateNonCriticalExtension OCTET STRING OPTIONAL, -- Need OP

nonCriticalExtension SEQUENCE {} OPTIONAL -- Need OP

3GPP
Release 11 205 3GPP TS 36.331 V11.3.0 (2013-03)

UE-CapabilityRequest ::= SEQUENCE (SIZE (1..maxRAT-Capabilities)) OF RAT-Type

-- ASN1STOP

UECapabilityEnquiry field descriptions

ue-CapabilityRequest
List of the RATs for which the UE is requested to transfer the UE radio access capabilities i.e. E-UTRA, UTRA,
GERAN-CS, GERAN-PS, CDMA2000.

– UECapabilityInformation
The UECapabilityInformation message is used to transfer of UE radio access capabilities requested by the E-UTRAN.

Signalling radio bearer: SRB1

RLC-SAP: AM

Logical channel: DCCH

Direction: UE to E-UTRAN

UECapabilityInformation message
-- ASN1START

UECapabilityInformation ::= SEQUENCE {

rrc-TransactionIdentifier RRC-TransactionIdentifier,

criticalExtensions CHOICE {

c1 CHOICE{

ueCapabilityInformation-r8 UECapabilityInformation-r8-IEs,

spare7 NULL,

spare6 NULL, spare5 NULL, spare4 NULL,

spare3 NULL, spare2 NULL, spare1 NULL

},

criticalExtensionsFuture SEQUENCE {}

UECapabilityInformation-r8-IEs ::= SEQUENCE {

ue-CapabilityRAT-ContainerList UE-CapabilityRAT-ContainerList,

nonCriticalExtension UECapabilityInformation-v8a0-IEs OPTIONAL

3GPP
Release 11 206 3GPP TS 36.331 V11.3.0 (2013-03)

UECapabilityInformation-v8a0-IEs ::= SEQUENCE {

lateNonCriticalExtension OCTET STRING OPTIONAL,

nonCriticalExtension SEQUENCE {} OPTIONAL

-- ASN1STOP

– UEInformationRequest
The UEInformationRequest is the command used by E-UTRAN to retrieve information from the UE.

Signalling radio bearer: SRB1

RLC-SAP: AM

Logical channel: DCCH

Direction: E-UTRAN to UE

UEInformationRequest message
-- ASN1START

UEInformationRequest-r9 ::= SEQUENCE {

rrc-TransactionIdentifier RRC-TransactionIdentifier,

criticalExtensions CHOICE {

c1 CHOICE {

ueInformationRequest-r9 UEInformationRequest-r9-IEs,

spare3 NULL, spare2 NULL, spare1 NULL

},

criticalExtensionsFuture SEQUENCE {}

UEInformationRequest-r9-IEs ::= SEQUENCE {

rach-ReportReq-r9 BOOLEAN,

rlf-ReportReq-r9 BOOLEAN,

nonCriticalExtension UEInformationRequest-v930-IEs OPTIONAL -- Need OP

3GPP
Release 11 207 3GPP TS 36.331 V11.3.0 (2013-03)

UEInformationRequest-v930-IEs ::= SEQUENCE {

lateNonCriticalExtension OCTET STRING OPTIONAL, -- Need OP

nonCriticalExtension UEInformationRequest-v1020-IEs OPTIONAL -- Need OP

UEInformationRequest-v1020-IEs ::= SEQUENCE {

logMeasReportReq-r10 ENUMERATED {true} OPTIONAL, -- Need ON

nonCriticalExtension UEInformationRequest-v1130-IEs OPTIONAL -- Need OP

UEInformationRequest-v1130-IEs ::= SEQUENCE {

connEstFailReportReq-r11 ENUMERATED {true} OPTIONAL, -- Need ON

nonCriticalExtension SEQUENCE {} OPTIONAL -- Need OP

-- ASN1STOP

UEInformationRequest field descriptions

rach-ReportReq
This field is used to indicate whether the UE shall report information about the random access procedure.

– UEInformationResponse
The UEInformationResponse message is used by the UE to transfer the information requested by the E-UTRAN.

Signalling radio bearer: SRB1 or SRB2 (when logged measurement information is included)

RLC-SAP: AM

Logical channel: DCCH

Direction: UE to E-UTRAN

UEInformationResponse message
-- ASN1START

UEInformationResponse-r9 ::= SEQUENCE {

rrc-TransactionIdentifier RRC-TransactionIdentifier,

criticalExtensions CHOICE {

c1 CHOICE {

3GPP
Release 11 208 3GPP TS 36.331 V11.3.0 (2013-03)

ueInformationResponse-r9 UEInformationResponse-r9-IEs,

spare3 NULL, spare2 NULL, spare1 NULL

},

criticalExtensionsFuture SEQUENCE {}

UEInformationResponse-r9-IEs ::= SEQUENCE {

rach-Report-r9 SEQUENCE {

numberOfPreamblesSent-r9 NumberOfPreamblesSent-r11,

contentionDetected-r9 BOOLEAN

} OPTIONAL,

rlf-Report-r9 RLF-Report-r9 OPTIONAL,

nonCriticalExtension UEInformationResponse-v930-IEs OPTIONAL

-- Late non critical extensions

UEInformationResponse-v9e0-IEs ::= SEQUENCE {

rlf-Report-v9e0 RLF-Report-v9e0 OPTIONAL,

nonCriticalExtension SEQUENCE {} OPTIONAL

-- Regular non critical extensions

UEInformationResponse-v930-IEs ::= SEQUENCE {

lateNonCriticalExtension OCTET STRING (CONTAINING UEInformationResponse-v9e0-IEs)

OPTIONAL,

nonCriticalExtension UEInformationResponse-v1020-IEs OPTIONAL

UEInformationResponse-v1020-IEs ::= SEQUENCE {

logMeasReport-r10 LogMeasReport-r10 OPTIONAL,

nonCriticalExtension UEInformationResponse-v1130-IEs OPTIONAL

UEInformationResponse-v1130-IEs ::= SEQUENCE {

connEstFailReport-r11 ConnEstFailReport-r11 OPTIONAL,

3GPP
Release 11 209 3GPP TS 36.331 V11.3.0 (2013-03)

nonCriticalExtension SEQUENCE {} OPTIONAL

RLF-Report-r9 ::= SEQUENCE {

measResultLastServCell-r9 SEQUENCE {

rsrpResult-r9 RSRP-Range,

rsrqResult-r9 RSRQ-Range OPTIONAL

},

measResultNeighCells-r9 SEQUENCE {

measResultListEUTRA-r9 MeasResultList2EUTRA-r9 OPTIONAL,

measResultListUTRA-r9 MeasResultList2UTRA-r9 OPTIONAL,

measResultListGERAN-r9 MeasResultListGERAN OPTIONAL,

measResultsCDMA2000-r9 MeasResultList2CDMA2000-r9 OPTIONAL

} OPTIONAL,

...,

[[ locationInfo-r10 LocationInfo-r10 OPTIONAL,

failedPCellId-r10 CHOICE {

cellGlobalId-r10 CellGlobalIdEUTRA,

pci-arfcn-r10 SEQUENCE {

physCellId-r10 PhysCellId,

carrierFreq-r10 ARFCN-ValueEUTRA

} OPTIONAL,

reestablishmentCellId-r10 CellGlobalIdEUTRA OPTIONAL,

timeConnFailure-r10 INTEGER (0..1023) OPTIONAL,

connectionFailureType-r10 ENUMERATED {rlf, hof} OPTIONAL,

previousPCellId-r10 CellGlobalIdEUTRA OPTIONAL

]],

[[ failedPCellId-v1090 SEQUENCE {

carrierFreq-v1090 ARFCN-ValueEUTRA-v9e0

} OPTIONAL

]],

[[ basicFields-r11 SEQUENCE {

c-RNTI-r11 C-RNTI,

rlf-Cause-r11 ENUMERATED {

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Release 11 210 3GPP TS 36.331 V11.3.0 (2013-03)

t310-Expiry, randomAccessProblem,

rlc-MaxNumRetx, spare1},

timeSinceFailure-r11 TimeSinceFailure-r11

} OPTIONAL,

previousUTRA-CellId-r11 SEQUENCE {

carrierFreq-r11 ARFCN-ValueUTRA,

physCellId-r11 CHOICE {

fdd-r11 PhysCellIdUTRA-FDD,

tdd-r11 PhysCellIdUTRA-TDD

},

cellGlobalId-r11 CellGlobalIdUTRA OPTIONAL

} OPTIONAL,

selectedUTRA-CellId-r11 SEQUENCE {

carrierFreq-r11 ARFCN-ValueUTRA,

physCellId-r11 CHOICE {

fdd-r11 PhysCellIdUTRA-FDD,

tdd-r11 PhysCellIdUTRA-TDD

} OPTIONAL

]]

RLF-Report-v9e0 ::= SEQUENCE {

measResultListEUTRA-v9e0 MeasResultList2EUTRA-v9e0

MeasResultList2EUTRA-r9 ::= SEQUENCE (SIZE (1..maxFreq)) OF MeasResult2EUTRA-r9

MeasResultList2EUTRA-v9e0 ::= SEQUENCE (SIZE (1..maxFreq)) OF MeasResult2EUTRA-v9e0

MeasResult2EUTRA-r9 ::= SEQUENCE {

carrierFreq-r9 ARFCN-ValueEUTRA,

measResultList-r9 MeasResultListEUTRA

3GPP
Release 11 211 3GPP TS 36.331 V11.3.0 (2013-03)

MeasResult2EUTRA-v9e0 ::= SEQUENCE {

carrierFreq-v9e0 ARFCN-ValueEUTRA-v9e0 OPTIONAL

MeasResultList2UTRA-r9 ::= SEQUENCE (SIZE (1..maxFreq)) OF MeasResult2UTRA-r9

MeasResult2UTRA-r9 ::= SEQUENCE {

carrierFreq-r9 ARFCN-ValueUTRA,

measResultList-r9 MeasResultListUTRA

MeasResultList2CDMA2000-r9 ::= SEQUENCE (SIZE (1..maxFreq)) OF MeasResult2CDMA2000-r9

MeasResult2CDMA2000-r9 ::= SEQUENCE {

carrierFreq-r9 CarrierFreqCDMA2000,

measResultList-r9 MeasResultsCDMA2000

LogMeasReport-r10 ::= SEQUENCE {

absoluteTimeStamp-r10 AbsoluteTimeInfo-r10,

traceReference-r10 TraceReference-r10,

traceRecordingSessionRef-r10 OCTET STRING (SIZE (2)),

tce-Id-r10 OCTET STRING (SIZE (1)),

logMeasInfoList-r10 LogMeasInfoList-r10,

logMeasAvailable-r10 ENUMERATED {true} OPTIONAL,

...

LogMeasInfoList-r10 ::= SEQUENCE (SIZE (1..maxLogMeasReport-r10)) OF LogMeasInfo-r10

LogMeasInfo-r10 ::= SEQUENCE {

locationInfo-r10 LocationInfo-r10 OPTIONAL,

relativeTimeStamp-r10 INTEGER (0..7200),

servCellIdentity-r10 CellGlobalIdEUTRA,

measResultServCell-r10 SEQUENCE {

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Release 11 212 3GPP TS 36.331 V11.3.0 (2013-03)

rsrpResult-r10 RSRP-Range,

rsrqResult-r10 RSRQ-Range

},

measResultNeighCells-r10 SEQUENCE {

measResultListEUTRA-r10 MeasResultList2EUTRA-r9 OPTIONAL,

measResultListUTRA-r10 MeasResultList2UTRA-r9 OPTIONAL,

measResultListGERAN-r10 MeasResultList2GERAN-r10 OPTIONAL,

measResultListCDMA2000-r10 MeasResultList2CDMA2000-r9 OPTIONAL

} OPTIONAL,

...,

[[ measResultListEUTRA-v1090 MeasResultList2EUTRA-v9e0 OPTIONAL

]]

MeasResultList2GERAN-r10 ::= SEQUENCE (SIZE (1..maxCellListGERAN)) OF MeasResultListGERAN

ConnEstFailReport-r11 ::= SEQUENCE {

failedCellId-r11 CellGlobalIdEUTRA,

locationInfo-r11 LocationInfo-r10 OPTIONAL,

measResultFailedCell-r11 SEQUENCE {

rsrpResult-r11 RSRP-Range,

rsrqResult-r11 RSRQ-Range OPTIONAL

},

measResultNeighCells-r11 SEQUENCE {

measResultListEUTRA-r11 MeasResultList2EUTRA-r9 OPTIONAL,

measResultListUTRA-r11 MeasResultList2UTRA-r9 OPTIONAL,

measResultListGERAN-r11 MeasResultListGERAN OPTIONAL,

measResultsCDMA2000-r11 MeasResultList2CDMA2000-r9 OPTIONAL

} OPTIONAL,

numberOfPreamblesSent-r11 NumberOfPreamblesSent-r11,

contentionDetected-r11 BOOLEAN,

maxTxPowerReached-r11 BOOLEAN,

timeSinceFailure-r11 TimeSinceFailure-r11,

measResultListEUTRA-v1130 MeasResultList2EUTRA-v9e0 OPTIONAL,

...

3GPP
Release 11 213 3GPP TS 36.331 V11.3.0 (2013-03)

NumberOfPreamblesSent-r11::= INTEGER (1..200)

TimeSinceFailure-r11 ::= INTEGER (0..172800)

-- ASN1STOP

3GPP
Release 11 214 3GPP TS 36.331 V11.3.0 (2013-03)

UEInformationResponse field descriptions

absoluteTimeStamp
Indicates the absolute time when the logged measurement configuration logging is provided, as indicated by E-
UTRAN within absoluteTimeInfo.
carrierFreq
In case the UE includes carrierFreq-v9e0 and/ or carrierFreq-v1090, the UE shall set the corresponding entry of
carrierFreq-r9 and/ or carrierFreq-r10 respectively to maxEARFCN.
connectionFailureType
This field is used to indicate whether the connection failure is due to radio link failure or handover failure.
contentionDetected
This field is used to indicate that contention was detected for at least one of the transmitted preambles, see TS 36.321
[6].
c-RNTI
This field indicates the C-RNTI used in the PCell upon detecting radio link failure or the C-RNTI used in the source
PCell upon handover failure.
failedCellId
This field is used to indicate the cell in which connection establishment failed.
failedPCellId
This field is used to indicate the PCell in which RLF is detected or the target PCell of the failed handover.
maxTxPowerReached
This field is used to indicate whether or not the maximum power level was used for the last transmitted preamble, see
TS 36.321 [6].
measResultFailedCell
This field refers to the last measurement results taken in the cell, where connection establishment failure happened.
measResultLastServCell
This field refers to the last measurement results taken in the PCell, where radio link failure happened.
measResultListEUTRA
If measResultListEUTRA-v9e0, measResultListEUTRA-v1090 or measResultListEUTRA-v1130 is included, the UE
shall include the same number of entries, and listed in the same order, as in measResultListEUTRA-r9,
measResultListEUTRA-r10 and/ or measResultListEUTRA-r11 respectively.
numberOfPreamblesSent
This field is used to indicate the number of RACH preambles that were transmitted. Corresponds to parameter
PREAMBLE_TRANSMISSION_COUNTER in TS 36.321 [6].
previousPCellId
This field is used to indicate the source PCell of the last handover (source PCell when the last RRC-Connection-
Reconfiguration message including mobilityControlInfowas received).
previousUTRA-CellId
This field is used to indicate the source UTRA cell of the last successful handover to E-UTRAN, when RLF occurred at
the target PCell.
reestablishmentCellId
This field is used to indicate the cell in which the re-establishment attempt was made after connection failure.
relativeTimeStamp
Indicates the time of logging measurement results, measured relative to the absoluteTimeStamp. Value in seconds.
rlf-Cause
This field is used to indicate the cause of the last radio link failure that was detected.
selectedUTRA-CellId
This field is used to indicate the UTRA cell that the UE selects after RLF is detected, while T311 is running.
tce-Id
Parameter Trace Collection Entity Id: See TS 32.422 [58].
timeConnFailure
This field is used to indicate the time elapsed since the last HO initialization until connection failure. Actual value = IE
value * 100ms. The maximum value 1023 means 102.3s or longer.
timeSinceFailure
This field is used to indicate the time that elapsed since the connection (establishment) failure. Value in seconds.
traceRecordingSessionRef
Parameter Trace Recording Session Reference: See TS 32.422 [58].

3GPP
Release 11 215 3GPP TS 36.331 V11.3.0 (2013-03)

– ULHandoverPreparationTransfer (CDMA2000)
The ULHandoverPreparationTransfer message is used for the uplink transfer of handover related CDMA2000
information when requested by the higher layers.

Signalling radio bearer: SRB1

RLC-SAP: AM

Logical channel: DCCH

Direction: UE to E-UTRAN

ULHandoverPreparationTransfer message
-- ASN1START

ULHandoverPreparationTransfer ::= SEQUENCE {

criticalExtensions CHOICE {

c1 CHOICE {

ulHandoverPreparationTransfer-r8 ULHandoverPreparationTransfer-r8-IEs,

spare3 NULL, spare2 NULL, spare1 NULL

},

criticalExtensionsFuture SEQUENCE {}

ULHandoverPreparationTransfer-r8-IEs ::= SEQUENCE {

cdma2000-Type CDMA2000-Type,

meid BIT STRING (SIZE (56)) OPTIONAL,

dedicatedInfo DedicatedInfoCDMA2000,

nonCriticalExtension ULHandoverPreparationTransfer-v8a0-IEs OPTIONAL

ULHandoverPreparationTransfer-v8a0-IEs ::= SEQUENCE {

lateNonCriticalExtension OCTET STRING OPTIONAL,

nonCriticalExtension SEQUENCE {} OPTIONAL

-- ASN1STOP

3GPP
Release 11 216 3GPP TS 36.331 V11.3.0 (2013-03)

ULHandoverPreparationTransfer field descriptions

meid
The 56 bit mobile identification number provided by the CDMA2000 Upper layers.

– ULInformationTransfer
The ULInformationTransfer message is used for the uplink transfer of NAS or non-3GPP dedicated information.

Signalling radio bearer: SRB2 or SRB1(only if SRB2 not established yet). If SRB2 is suspended, the UE does not
send this message until SRB2 is resumed

RLC-SAP: AM

Logical channel: DCCH

Direction: UE to E-UTRAN

ULInformationTransfer message
-- ASN1START

ULInformationTransfer ::= SEQUENCE {

criticalExtensions CHOICE {

c1 CHOICE {

ulInformationTransfer-r8 ULInformationTransfer-r8-IEs,

spare3 NULL, spare2 NULL, spare1 NULL

},

criticalExtensionsFuture SEQUENCE {}

ULInformationTransfer-r8-IEs ::= SEQUENCE {

dedicatedInfoType CHOICE {

dedicatedInfoNAS DedicatedInfoNAS,

dedicatedInfoCDMA2000-1XRTT DedicatedInfoCDMA2000,

dedicatedInfoCDMA2000-HRPD DedicatedInfoCDMA2000

},

nonCriticalExtension ULInformationTransfer-v8a0-IEs
OPTIONAL

ULInformationTransfer-v8a0-IEs ::= SEQUENCE {

lateNonCriticalExtension OCTET STRING OPTIONAL,

3GPP
Release 11 217 3GPP TS 36.331 V11.3.0 (2013-03)

nonCriticalExtension SEQUENCE {} OPTIONAL

-- ASN1STOP

6.3 RRC information elements

6.3.1 System information blocks
– SystemInformationBlockType2
The IE SystemInformationBlockType2 contains radio resource configuration information that is common for all UEs.

NOTE: UE timers and constants related to functionality for which parameters are provided in another SIB are
included in the corresponding SIB.

SystemInformationBlockType2 information element

-- ASN1START

SystemInformationBlockType2 ::= SEQUENCE {

ac-BarringInfo SEQUENCE {

ac-BarringForEmergency BOOLEAN,

ac-BarringForMO-Signalling AC-BarringConfig OPTIONAL, -- Need OP

ac-BarringForMO-Data AC-BarringConfig OPTIONAL -- Need OP

} OPTIONAL, -- Need OP

radioResourceConfigCommon RadioResourceConfigCommonSIB,

ue-TimersAndConstants UE-TimersAndConstants,

freqInfo SEQUENCE {

ul-CarrierFreq ARFCN-ValueEUTRA OPTIONAL, -- Need OP

ul-Bandwidth ENUMERATED {n6, n15, n25, n50, n75, n100}

OPTIONAL, -- Need OP

additionalSpectrumEmission AdditionalSpectrumEmission

},

mbsfn-SubframeConfigList MBSFN-SubframeConfigList OPTIONAL, -- Need OR

timeAlignmentTimerCommon TimeAlignmentTimer,

...,

lateNonCriticalExtension OCTET STRING (CONTAINING SystemInformationBlockType2-v8h0-IEs)

OPTIONAL, -- Need OP

[[ ssac-BarringForMMTEL-Voice-r9 AC-BarringConfig OPTIONAL, -- Need OP

ssac-BarringForMMTEL-Video-r9 AC-BarringConfig OPTIONAL -- Need OP

3GPP
Release 11 218 3GPP TS 36.331 V11.3.0 (2013-03)

]],

[[ ac-BarringForCSFB-r10 AC-BarringConfig OPTIONAL -- Need OP

]]

SystemInformationBlockType2-v8h0-IEs ::= SEQUENCE {

multiBandInfoList SEQUENCE (SIZE (1..maxMultiBands)) OF AdditionalSpectrumEmission

OPTIONAL, -- Need OR

nonCriticalExtension SystemInformationBlockType2-v9e0-IEs OPTIONAL -- Need OP

SystemInformationBlockType2-v9e0-IEs ::= SEQUENCE {

ul-CarrierFreq-v9e0 ARFCN-ValueEUTRA-v9e0 OPTIONAL, -- Cond ul-FreqMax

nonCriticalExtension SEQUENCE {} OPTIONAL -- Need OP

AC-BarringConfig ::= SEQUENCE {

ac-BarringFactor ENUMERATED {

p00, p05, p10, p15, p20, p25, p30, p40,

p50, p60, p70, p75, p80, p85, p90, p95},

ac-BarringTime ENUMERATED {s4, s8, s16, s32, s64, s128, s256, s512},

ac-BarringForSpecialAC BIT STRING (SIZE(5))

MBSFN-SubframeConfigList ::= SEQUENCE (SIZE (1..maxMBSFN-Allocations)) OF MBSFN-

SubframeConfig

-- ASN1STOP

3GPP
Release 11 219 3GPP TS 36.331 V11.3.0 (2013-03)

SystemInformationBlockType2 field descriptions

ac-BarringFactor
If the random number drawn by the UE is lower than this value, access is allowed. Otherwise the access is barred.
The values are interpreted in the range [0,1): p00 = 0, p05 = 0.05, p10 = 0.10,…, p95 = 0.95. Values other than p00
can only be set if all bits of the corresponding ac-BarringForSpecialAC are set to 0.
ac-BarringForCSFB
Access class barring for mobile originating CS fallback.
ac-BarringForEmergency
Access class barring for AC 10.
ac-BarringForMO-Data
Access class barring for mobile originating calls.
ac-BarringForMO-Signalling
Access class barring for mobile originating signalling.
ac-BarringForSpecialAC
Access class barring for AC 11-15. The first/ leftmost bit is for AC 11, the second bit is for AC 12, and so on.
ac-BarringTime
Mean access barring time value in seconds.
additionalSpectrumEmission
The UE requirements related to IE AdditionalSpectrumEmission are defined in TS 36.101 [42, table 6.2.4.1].
mbsfn-SubframeConfigList
Defines the subframes that are reserved for MBSFN in downlink.
multiBandInfoList
A list of additionalSpectrumEmission i.e. one for each additional frequency band included in multiBandInfoList in
SystemInformationBlockType1, listed in the same order.
ssac-BarringForMMTEL-Video
Service specific access class barring for MMTEL video originating calls.
ssac-BarringForMMTEL-Voice
Service specific access class barring for MMTEL voice originating calls.
ul-Bandwidth
Parameter: transmission bandwidth configuration, NRB, in uplink, see TS 36.101 [42, table 5.6-1]. Value n6
corresponds to 6 resource blocks, n15 to 15 resource blocks and so on. If for FDD this parameter is absent, the uplink
bandwidth is equal to the downlink bandwidth. For TDD this parameter is absent and it is equal to the downlink
bandwidth.
ul-CarrierFreq
For FDD: If absent, the (default) value determined from the default TX-RX frequency separation defined in TS 36.101
[42, table 5.7.3-1] applies.
For TDD: This parameter is absent and it is equal to the downlink frequency.

Conditional presence Explanation

ul-FreqMax The field is mandatory present if ul-CarrierFreq (i.e. without suffix) is present and set to
maxEARFCN. Otherwise the field is not present.

– SystemInformationBlockType3
The IE SystemInformationBlockType3 contains cell re-selection information common for intra-frequency, inter-
frequency and/ or inter-RAT cell re-selection (i.e. applicable for more than one type of cell re-selection but not
necessarily all) as well as intra-frequency cell re-selection information other than neighbouring cell related.

SystemInformationBlockType3 information element

-- ASN1START

SystemInformationBlockType3 ::= SEQUENCE {

cellReselectionInfoCommon SEQUENCE {

3GPP
Release 11 220 3GPP TS 36.331 V11.3.0 (2013-03)

q-Hyst ENUMERATED {

dB0, dB1, dB2, dB3, dB4, dB5, dB6, dB8, dB10,

dB12, dB14, dB16, dB18, dB20, dB22, dB24},

speedStateReselectionPars SEQUENCE {

mobilityStateParameters MobilityStateParameters,

q-HystSF SEQUENCE {

sf-Medium ENUMERATED {

dB-6, dB-4, dB-2, dB0},

sf-High ENUMERATED {

dB-6, dB-4, dB-2, dB0}

} OPTIONAL -- Need OP

},

cellReselectionServingFreqInfo SEQUENCE {

s-NonIntraSearch ReselectionThreshold OPTIONAL, -- Need OP

threshServingLow ReselectionThreshold,

cellReselectionPriority CellReselectionPriority

},

intraFreqCellReselectionInfo SEQUENCE {

q-RxLevMin Q-RxLevMin,

p-Max P-Max OPTIONAL, -- Need OP

s-IntraSearch ReselectionThreshold OPTIONAL, -- Need OP

allowedMeasBandwidth AllowedMeasBandwidth OPTIONAL, -- Need OP

presenceAntennaPort1 PresenceAntennaPort1,

neighCellConfig NeighCellConfig,

t-ReselectionEUTRA T-Reselection,

t-ReselectionEUTRA-SF SpeedStateScaleFactors OPTIONAL -- Need OP

},

...,

lateNonCriticalExtension OCTET STRING OPTIONAL, -- Need OP

[[ s-IntraSearch-v920 SEQUENCE {

s-IntraSearchP-r9 ReselectionThreshold,

s-IntraSearchQ-r9 ReselectionThresholdQ-r9

} OPTIONAL, -- Need OP

s-NonIntraSearch-v920 SEQUENCE {

3GPP
Release 11 221 3GPP TS 36.331 V11.3.0 (2013-03)

s-NonIntraSearchP-r9 ReselectionThreshold,

s-NonIntraSearchQ-r9 ReselectionThresholdQ-r9

} OPTIONAL, -- Need OP

q-QualMin-r9 Q-QualMin-r9 OPTIONAL, -- Need OP

threshServingLowQ-r9 ReselectionThresholdQ-r9 OPTIONAL -- Need OP

]],

[[ q-QualMinWB-r11 Q-QualMin-r9 OPTIONAL -- Cond WB-RSRQ

]]

-- ASN1STOP

3GPP
Release 11 222 3GPP TS 36.331 V11.3.0 (2013-03)

SystemInformationBlockType3 field descriptions

allowedMeasBandwidth
If absent, the value corresponding to the downlink bandwidth indicated by the dl-Bandwidth included in
MasterInformationBlock applies.
cellReselectionInfoCommon
Cell re-selection information common for cells.
cellReselectionServingFreqInfo
Information common for Cell re-selection to inter-frequency and inter-RAT cells.
intraFreqcellReselectionInfo
Cell re-selection information common for intra-frequency cells.
p-Max
Value applicable for the intra-frequency neighbouring E-UTRA cells. If absent the UE applies the maximum power
according to the UE capability.
q-Hyst
Parameter Qhyst in 36.304 [4], Value in dB. Value dB1 corresponds to 1 dB, dB2 corresponds to 2 dB and so on.
q-HystSF
Parameter “Speed dependent ScalingFactor for Qhyst” in TS 36.304 [4]. The sf-Medium and sf-High concern the
additional hysteresis to be applied, in Medium and High Mobility state respectively, to Qhyst as defined in TS 36.304 [4].
In dB. Value dB-6 corresponds to -6dB, dB-4 corresponds to -4dB and so on.
q-QualMin
Parameter “Qqualmin” in TS 36.304 [4], applicable for intra-frequency neighrbour cells. If the field is not present, the UE
applies the (default) value of negative infinity for Qqualmin.
q-QualMinWB
If this field is present, the UE shall, when performing RSRQ measurements, use a wider bandwidth in accordance with
TS 36.133 [16] and apply the value of this field for the parameter “Q qualmin” in TS 36.304 [4]. Otherwise, the UE applies
the value of q-Qualmin instead.
q-RxLevMin
Parameter “Qrxlevmin” in TS 36.304 [4], applicable for intra-frequency neighbour cells.
s-IntraSearch
Parameter “SIntraSearchP” in TS 36.304 [4]. If the field s-IntraSearchP is present, the UE applies the value of s-
IntraSearchP instead. Otherwise if neither s-IntraSearch nor s-IntraSearchP is present, the UE applies the (default)
value of infinity for SIntraSearchP.
s-IntraSearchP
Parameter “SIntraSearchP” in TS 36.304 [4]. See descriptions under s-IntraSearch.
s-IntraSearchQ
Parameter “SIntraSearchQ” in TS 36.304 [4]. If the field is not present, the UE applies the (default) value of 0 dB for
SIntraSearchQ.
s-NonIntraSearch
Parameter “SnonIntraSearchP” in TS 36.304 [4]. If the field s-NonIntraSearchP is present, the UE applies the value of s-
NonIntraSearchP instead. Otherwise if neither s-NonIntraSearch nor s-NonIntraSearchP is present, the UE applies the
(default) value of infinity for SnonIntraSearchP.
s-NonIntraSearchP
Parameter “SnonIntraSearchP” in TS 36.304 [4]. See descriptions under s-NonIntraSearch.
s-NonIntraSearchQ
Parameter “SnonIntraSearchQ” in TS 36.304 [4]. If the field is not present, the UE applies the (default) value of 0 dB for
SnonIntraSearchQ.
speedStateReselectionPars
Speed dependent reselection parameters, see TS 36.304 [4]. If this field is absent, i.e, mobilityStateParameters is also
not present, UE behaviour is specified in TS 36.304 [4].
threshServingLow
Parameter “ThreshServing, LowP” in TS 36.304 [4].
threshServingLowQ
Parameter “ThreshServing, LowQ” in TS 36.304 [4].
t-ReselectionEUTRA
Parameter “TreselectionEUTRA” in TS 36.304 [4].
t-ReselectionEUTRA-SF
Parameter “Speed dependent ScalingFactor for Treselection EUTRA” in TS 36.304 [4]. If the field is not present, the UE
behaviour is specified in TS 36.304 [4].

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Release 11 223 3GPP TS 36.331 V11.3.0 (2013-03)

Conditional presence Explanation

WB-RSRQ The field is optionally present, need OR if the measurement bandwidth indicated by
allowedMeasBandwidth is 50 resource blocks or larger; otherwise it is not present.

– SystemInformationBlockType4
The IE SystemInformationBlockType4 contains neighbouring cell related information relevant only for intra-frequency
cell re-selection. The IE includes cells with specific re-selection parameters as well as blacklisted cells.

SystemInformationBlockType4 information element

-- ASN1START

SystemInformationBlockType4 ::= SEQUENCE {

intraFreqNeighCellList IntraFreqNeighCellList OPTIONAL, -- Need OR

intraFreqBlackCellList IntraFreqBlackCellList OPTIONAL, -- Need OR

csg-PhysCellIdRange PhysCellIdRange OPTIONAL, -- Cond CSG

...,

lateNonCriticalExtension OCTET STRING OPTIONAL -- Need OP

IntraFreqNeighCellList ::= SEQUENCE (SIZE (1..maxCellIntra)) OF IntraFreqNeighCellInfo

IntraFreqNeighCellInfo ::= SEQUENCE {

physCellId PhysCellId,

q-OffsetCell Q-OffsetRange,

...

IntraFreqBlackCellList ::= SEQUENCE (SIZE (1..maxCellBlack)) OF PhysCellIdRange

-- ASN1STOP

3GPP
Release 11 224 3GPP TS 36.331 V11.3.0 (2013-03)

SystemInformationBlockType4 field descriptions

csg-PhysCellIdRange
Set of physical cell identities reserved for CSG cells on the frequency on which this field was received. The received
csg-PhysCellIdRange applies if less than 24 hours has elapsed since it was received and the UE is camped on a cell
of the same primary PLMN where this field was received. The 3 hour validity restriction (section 5.2.1.3) does not
apply to this field. The UE shall not apply any stored csg-PhysCellIdRange when it is in any cell selection state defined
in TS 36.304 [4].
intraFreqBlackCellList
List of blacklisted intra-frequency neighbouring cells.
intraFreqNeighbCellList
List of intra-frequency neighbouring cells with specific cell re-selection parameters.
q-OffsetCell
Parameter “Qoffsets,n” in TS 36.304 [4].

Conditional presence Explanation

CSG This field is optional, need OP, for non-CSG cells, and mandatory for CSG cells.

– SystemInformationBlockType5
The IE SystemInformationBlockType5 contains information relevant only for inter-frequency cell re-selection i.e.
information about other E-UTRA frequencies and inter-frequency neighbouring cells relevant for cell re-selection. The
IE includes cell re-selection parameters common for a frequency as well as cell specific re-selection parameters.

SystemInformationBlockType5 information element

-- ASN1START

SystemInformationBlockType5 ::= SEQUENCE {

interFreqCarrierFreqList InterFreqCarrierFreqList,

...,

lateNonCriticalExtension OCTET STRING (CONTAINING SystemInformationBlockType5-

v8h0-IEs) OPTIONAL -- Need OP

SystemInformationBlockType5-v8h0-IEs ::= SEQUENCE {

interFreqCarrierFreqList-v8h0 SEQUENCE (SIZE (1..maxFreq)) OF InterFreqCarrierFreqInfo-v8h0

OPTIONAL, -- Need OP

nonCriticalExtension SystemInformationBlockType5-v9e0-IEs OPTIONAL -- Need OP

SystemInformationBlockType5-v9e0-IEs ::= SEQUENCE {

interFreqCarrierFreqList-v9e0 SEQUENCE (SIZE (1..maxFreq)) OF InterFreqCarrierFreqInfo-v9e0

OPTIONAL, -- Need OR

nonCriticalExtension SEQUENCE {} OPTIONAL -- Need OP

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Release 11 225 3GPP TS 36.331 V11.3.0 (2013-03)

InterFreqCarrierFreqList ::= SEQUENCE (SIZE (1..maxFreq)) OF InterFreqCarrierFreqInfo

InterFreqCarrierFreqInfo ::= SEQUENCE {

dl-CarrierFreq ARFCN-ValueEUTRA,

q-RxLevMin Q-RxLevMin,

p-Max P-Max OPTIONAL, -- Need OP

t-ReselectionEUTRA T-Reselection,

t-ReselectionEUTRA-SF SpeedStateScaleFactors OPTIONAL, -- Need OP

threshX-High ReselectionThreshold,

threshX-Low ReselectionThreshold,

allowedMeasBandwidth AllowedMeasBandwidth,

presenceAntennaPort1 PresenceAntennaPort1,

cellReselectionPriority CellReselectionPriority OPTIONAL, -- Need OP

neighCellConfig NeighCellConfig,

q-OffsetFreq Q-OffsetRange DEFAULT dB0,

interFreqNeighCellList InterFreqNeighCellList OPTIONAL, -- Need OR

interFreqBlackCellList InterFreqBlackCellList OPTIONAL, -- Need OR

...,

[[ q-QualMin-r9 Q-QualMin-r9 OPTIONAL, -- Need OP

threshX-Q-r9 SEQUENCE {

threshX-HighQ-r9 ReselectionThresholdQ-r9,

threshX-LowQ-r9 ReselectionThresholdQ-r9

} OPTIONAL -- Cond RSRQ

]],

[[ q-QualMinWB-r11 Q-QualMin-r9 OPTIONAL -- Cond WB-RSRQ

]]

InterFreqCarrierFreqInfo-v8h0 ::= SEQUENCE {

multiBandInfoList MultiBandInfoList OPTIONAL -- Need OR

InterFreqCarrierFreqInfo-v9e0 ::= SEQUENCE {

dl-CarrierFreq-v9e0 ARFCN-ValueEUTRA-v9e0 OPTIONAL, -- Cond dl-FreqMax

multiBandInfoList-v9e0 MultiBandInfoList-v9e0 OPTIONAL -- Need OR

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Release 11 226 3GPP TS 36.331 V11.3.0 (2013-03)

InterFreqNeighCellList ::= SEQUENCE (SIZE (1..maxCellInter)) OF InterFreqNeighCellInfo

InterFreqNeighCellInfo ::= SEQUENCE {

physCellId PhysCellId,

q-OffsetCell Q-OffsetRange

InterFreqBlackCellList ::= SEQUENCE (SIZE (1..maxCellBlack)) OF PhysCellIdRange

-- ASN1STOP

3GPP
Release 11 227 3GPP TS 36.331 V11.3.0 (2013-03)

SystemInformationBlockType5 field descriptions

interFreqBlackCellList
List of blacklisted inter-frequency neighbouring cells.
interFreqCarrierFreqList
List of neighbouring inter-frequencies. E-UTRAN does not configure more than one entry for the same physical
frequency regardless of the E-ARFCN used to indicate this. If E-UTRAN includes interFreqCarrierFreqList-v8h0 and/
or interFreqCarrierFreqList-v9e0 it includes the same number of entries, and listed in the same order, as in
interFreqCarrierFreqList (i.e. without suffix).
interFreqNeighCellList
List of inter-frequency neighbouring cells with specific cell re-selection parameters.
multiBandInfoList
Indicates the list of frequency bands in addition to the band represented by dl-CarrierFreq for which cell reselection
parameters are common. E-UTRAN indicates at most maxMultiBands frequency bands (i.e. the total number of entries
across both multiBandInfoList and multiBandInfoList-v9e0 is below this limit).
p-Max
Value applicable for the neighbouring E-UTRA cells on this carrier frequency. If absent the UE applies the maximum
power according to the UE capability.
q-OffsetCell
Parameter “Qoffsets,n” in TS 36.304 [4].
q-OffsetFreq
Parameter “Qoffsetfrequency” in TS 36.304 [4].
q-QualMin
Parameter “Qqualmin” in TS 36.304 [4]. If the field is not present, the UE applies the (default) value of negative infinity for
Qqualmin.
q-QualMinWB
If this field is present, the UE shall, when performing RSRQ measurements, use a wider bandwidth in accordance with
TS 36.133 [16] and apply the value of this field for the parameter “Q qualmin” in TS 36.304 [4]. Otherwise, the UE applies
the value of q-Qualmin instead.
threshX-High
Parameter “ThreshX, HighP” in TS 36.304 [4].
threshX-HighQ
Parameter “ThreshX, HighQ” in TS 36.304 [4].
threshX-Low
Parameter “ThreshX, LowP” in TS 36.304 [4].
threshX-LowQ
Parameter “ThreshX, LowQ” in TS 36.304 [4].
t-ReselectionEUTRA
Parameter “TreselectionEUTRA” in TS 36.304 [4].
t-ReselectionEUTRA-SF
Parameter “Speed dependent ScalingFactor for Treselection EUTRA” in TS 36.304 [4]. If the field is not present, the UE
behaviour is specified in TS 36.304 [4].

Conditional presence Explanation

dl-FreqMax The field is mandatory present if, for the corresponding entry in InterFreqCarrierFreqList
(i.e. without suffix), dl-CarrierFreq (i.e. without suffix) is set to maxEARFCN. Otherwise
the field is not present.
RSRQ The field is mandatory present if threshServingLowQ is present in
systemInformationBlockType3; otherwise it is not present.
WB-RSRQ The field is optionally present, need OR if the measurement bandwidth indicated by
allowedMeasBandwidth is 50 resource blocks or larger; otherwise it is not present.

– SystemInformationBlockType6
The IE SystemInformationBlockType6 contains information relevant only for inter-RAT cell re-selection i.e.
information about UTRA frequencies and UTRA neighbouring cells relevant for cell re-selection. The IE includes cell
re-selection parameters common for a frequency.

3GPP
Release 11 228 3GPP TS 36.331 V11.3.0 (2013-03)

SystemInformationBlockType6 information element

-- ASN1START

SystemInformationBlockType6 ::= SEQUENCE {

carrierFreqListUTRA-FDD CarrierFreqListUTRA-FDD OPTIONAL, -- Need OR

carrierFreqListUTRA-TDD CarrierFreqListUTRA-TDD OPTIONAL, -- Need OR

t-ReselectionUTRA T-Reselection,

t-ReselectionUTRA-SF SpeedStateScaleFactors OPTIONAL, -- Need OP

...,

lateNonCriticalExtension OCTET STRING (CONTAINING SystemInformationBlockType6-

v8h0-IEs) OPTIONAL -- Need OP

SystemInformationBlockType6-v8h0-IEs ::= SEQUENCE {

carrierFreqListUTRA-FDD-v8h0 SEQUENCE (SIZE (1..maxUTRA-FDD-Carrier)) OF CarrierFreqInfoUTRA-

FDD-v8h0 OPTIONAL, -- Need OR

nonCriticalExtension SEQUENCE {} OPTIONAL -- Need OP

CarrierFreqListUTRA-FDD ::= SEQUENCE (SIZE (1..maxUTRA-FDD-Carrier)) OF CarrierFreqUTRA-FDD

CarrierFreqUTRA-FDD ::= SEQUENCE {

carrierFreq ARFCN-ValueUTRA,

cellReselectionPriority CellReselectionPriority OPTIONAL, -- Need OP

threshX-High ReselectionThreshold,

threshX-Low ReselectionThreshold,

q-RxLevMin INTEGER (-60..-13),

p-MaxUTRA INTEGER (-50..33),

q-QualMin INTEGER (-24..0),

...,

[[ threshX-Q-r9 SEQUENCE {

threshX-HighQ-r9 ReselectionThresholdQ-r9,

threshX-LowQ-r9 ReselectionThresholdQ-r9

} OPTIONAL -- Cond RSRQ

]]

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Release 11 229 3GPP TS 36.331 V11.3.0 (2013-03)

CarrierFreqInfoUTRA-FDD-v8h0 ::= SEQUENCE {

multiBandInfoList SEQUENCE (SIZE (1..maxMultiBands)) OF FreqBandIndicator-

UTRA-FDD OPTIONAL -- Need OR

CarrierFreqListUTRA-TDD ::= SEQUENCE (SIZE (1..maxUTRA-TDD-Carrier)) OF CarrierFreqUTRA-TDD

CarrierFreqUTRA-TDD ::= SEQUENCE {

carrierFreq ARFCN-ValueUTRA,

cellReselectionPriority CellReselectionPriority OPTIONAL, -- Need OP

threshX-High ReselectionThreshold,

threshX-Low ReselectionThreshold,

q-RxLevMin INTEGER (-60..-13),

p-MaxUTRA INTEGER (-50..33),

...

FreqBandIndicator-UTRA-FDD ::= INTEGER (1..86)

-- ASN1STOP

3GPP
Release 11 230 3GPP TS 36.331 V11.3.0 (2013-03)

SystemInformationBlockType6 field descriptions

carrierFreqListUTRA-FDD
List of carrier frequencies of UTRA FDD. E-UTRAN does not configure more than one entry for the same physical
frequency regardless of the ARFCN used to indicate this.
carrierFreqListUTRA-FDD-v8h0
One entry corresponding to each supported UTRA FDD carrier frequency listed in the same order as in
carrierFreqListUTRA-FDD.
carrierFreqListUTRA-TDD
List of carrier frequencies of UTRA TDD. E-UTRAN does not configure more than one entry for the same physical
frequency regardless of the ARFCN used to indicate this.
multiBandInfoList
Indicates the list of frequency bands in addition to the band represented by carrierFreq in the CarrierFreqUTRA-FDD
for which UTRA cell reselection parameters are common.
p-MaxUTRA
The maximum allowed transmission power on the (uplink) carrier frequency, see TS 25.304 [40]. In dBm
q-QualMin
Parameter “Qqualmin” in TS 25.304 [40]. Actual value = IE value [dB].
q-RxLevMin
Parameter “Qrxlevmin” in TS 25.304 [40]. Actual value = IE value * 2+1 [dBm].
t-ReselectionUTRA
Parameter “TreselectionUTRAN” in TS 36.304 [4].
t-ReselectionUTRA-SF
Parameter “Speed dependent ScalingFactor for Treselection UTRA” in TS 36.304 [4]. If the field is not present, the UE
behaviour is specified in TS 36.304 [4].
threshX-High
Parameter “ThreshX, HighP” in TS 36.304 [4].
threshX-HighQ
Parameter “ThreshX, HighQ” in TS 36.304 [4].
threshX-Low
Parameter “ThreshX, LowP” in TS 36.304 [4].
threshX-LowQ
Parameter “ThreshX, LowQ” in TS 36.304 [4].

Conditional presence Explanation

RSRQ The field is mandatory present if the threshServingLowQ is present in
systemInformationBlockType3; otherwise it is not present.

– SystemInformationBlockType7
The IE SystemInformationBlockType7 contains information relevant only for inter-RAT cell re-selection i.e.
information about GERAN frequencies relevant for cell re-selection. The IE includes cell re-selection parameters for
each frequency.

SystemInformationBlockType7 information element

-- ASN1START

SystemInformationBlockType7 ::= SEQUENCE {

t-ReselectionGERAN T-Reselection,
t-ReselectionGERAN-SF SpeedStateScaleFactors OPTIONAL, -- Need OR

carrierFreqsInfoList CarrierFreqsInfoListGERAN OPTIONAL, -- Need OR

...,

lateNonCriticalExtension OCTET STRING OPTIONAL -- Need OP

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Release 11 231 3GPP TS 36.331 V11.3.0 (2013-03)

CarrierFreqsInfoListGERAN ::= SEQUENCE (SIZE (1..maxGNFG)) OF CarrierFreqsInfoGERAN

CarrierFreqsInfoGERAN ::= SEQUENCE {

carrierFreqs CarrierFreqsGERAN,

commonInfo SEQUENCE {

cellReselectionPriority CellReselectionPriority OPTIONAL, -- Need OP

ncc-Permitted BIT STRING (SIZE (8)),

q-RxLevMin INTEGER (0..45),

p-MaxGERAN INTEGER (0..39) OPTIONAL, -- Need OP

threshX-High ReselectionThreshold,

threshX-Low ReselectionThreshold

},

...

-- ASN1STOP

3GPP
Release 11 232 3GPP TS 36.331 V11.3.0 (2013-03)

SystemInformationBlockType7 field descriptions

carrierFreqs
The list of GERAN carrier frequencies organised into one group of GERAN carrier frequencies.
carrierFreqsInfoList
Provides a list of neighbouring GERAN carrier frequencies, which may be monitored for neighbouring GERAN cells.
The GERAN carrier frequencies are organised in groups and the cell reselection parameters are provided per group of
GERAN carrier frequencies.
commonInfo
Defines the set of cell reselection parameters for the group of GERAN carrier frequencies.
ncc-Permitted
Field encoded as a bit map, where bit N is set to "0" if a BCCH carrier with NCC = N-1 is not permitted for monitoring
and set to "1" if the BCCH carrier with NCC = N-1 is permitted for monitoring; N = 1 to 8; bit 1 of the bitmap is the
leading bit of the bit string.
p-MaxGERAN
Maximum allowed transmission power for GERAN on an uplink carrier frequency, see TS 45.008 [28]. Value in dBm.
Applicable for the neighbouring GERAN cells on this carrier frequency. If pmaxGERAN is absent, the maximum power
according to the UE capability is used.
q-RxLevMin
Parameter “Qrxlevmin” in TS 36.304 [1], minimum required RX level in the GSM cell. The actual value of Q rxlevmin in dBm =
(IE value * 2)  115.
threshX-High
Parameter “ThreshX, HighP” in TS 36.304 [4].
threshX-Low
Parameter “ThreshX, LowP” in TS 36.304 [4].
t-ReselectionGERAN
Parameter “TreselectionGERAN” in TS 36.304 [4].
t-ReselectionGERAN-SF
Parameter “Speed dependent ScalingFactor for Treselection GERAN” in TS 36.304 [4]. If the field is not present, the UE
behaviour is specified in TS 36.304 [4].

– SystemInformationBlockType8
The IE SystemInformationBlockType8 contains information relevant only for inter-RAT cell re-selection i.e.
information about CDMA2000 frequencies and CDMA2000 neighbouring cells relevant for cell re-selection. The IE
includes cell re-selection parameters common for a frequency as well as cell specific re-selection parameters.

SystemInformationBlockType8 information element

-- ASN1START

SystemInformationBlockType8 ::= SEQUENCE {

systemTimeInfo SystemTimeInfoCDMA2000 OPTIONAL, -- Need OR

searchWindowSize INTEGER (0..15) OPTIONAL, -- Need OR

parametersHRPD SEQUENCE {

preRegistrationInfoHRPD PreRegistrationInfoHRPD,

cellReselectionParametersHRPD CellReselectionParametersCDMA2000 OPTIONAL -- Need OR

} OPTIONAL, -- Need OR

parameters1XRTT SEQUENCE {

csfb-RegistrationParam1XRTT CSFB-RegistrationParam1XRTT OPTIONAL, -- Need OP

longCodeState1XRTT BIT STRING (SIZE (42)) OPTIONAL, -- Need OR

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Release 11 233 3GPP TS 36.331 V11.3.0 (2013-03)

cellReselectionParameters1XRTT CellReselectionParametersCDMA2000 OPTIONAL -- Need OR

} OPTIONAL, -- Need OR

...,

lateNonCriticalExtension OCTET STRING OPTIONAL, -- Need OP

[[ csfb-SupportForDualRxUEs-r9 BOOLEAN OPTIONAL, -- Need OR

cellReselectionParametersHRPD-v920 CellReselectionParametersCDMA2000-v920 OPTIONAL, --

Cond NCL-HRPD

cellReselectionParameters1XRTT-v920 CellReselectionParametersCDMA2000-v920 OPTIONAL, --

Cond NCL-1XRTT

csfb-RegistrationParam1XRTT-v920 CSFB-RegistrationParam1XRTT-v920 OPTIONAL, --

Cond REG-1XRTT

ac-BarringConfig1XRTT-r9 AC-BarringConfig1XRTT-r9 OPTIONAL -- Cond REG-

1XRTT

]],

[[ csfb-DualRxTxSupport-r10 ENUMERATED {true} OPTIONAL -- Cond REG-

1XRTT

]],

[[ sib8-PerPLMN-List-r11 SIB8-PerPLMN-List-r11 OPTIONAL -- Need OR

]]

CellReselectionParametersCDMA2000 ::= SEQUENCE {

bandClassList BandClassListCDMA2000,

neighCellList NeighCellListCDMA2000,

t-ReselectionCDMA2000 T-Reselection,

t-ReselectionCDMA2000-SF SpeedStateScaleFactors OPTIONAL -- Need OP

CellReselectionParametersCDMA2000-r11 ::= SEQUENCE {

bandClassList BandClassListCDMA2000,

neighCellList-r11 SEQUENCE (SIZE (1..16)) OF NeighCellCDMA2000-r11,

t-ReselectionCDMA2000 T-Reselection,

t-ReselectionCDMA2000-SF SpeedStateScaleFactors OPTIONAL -- Need OP

CellReselectionParametersCDMA2000-v920 ::= SEQUENCE {

neighCellList-v920 NeighCellListCDMA2000-v920

3GPP
Release 11 234 3GPP TS 36.331 V11.3.0 (2013-03)

NeighCellListCDMA2000 ::= SEQUENCE (SIZE (1..16)) OF NeighCellCDMA2000

NeighCellCDMA2000 ::= SEQUENCE {

bandClass BandclassCDMA2000,

neighCellsPerFreqList NeighCellsPerBandclassListCDMA2000

NeighCellCDMA2000-r11 ::= SEQUENCE {

bandClass BandclassCDMA2000,

neighFreqInfoList-r11 SEQUENCE (SIZE (1..16)) OF NeighCellsPerBandclassCDMA2000-

r11

NeighCellsPerBandclassListCDMA2000 ::= SEQUENCE (SIZE (1..16)) OF NeighCellsPerBandclassCDMA2000

NeighCellsPerBandclassCDMA2000 ::= SEQUENCE {

arfcn ARFCN-ValueCDMA2000,

physCellIdList PhysCellIdListCDMA2000

NeighCellsPerBandclassCDMA2000-r11 ::= SEQUENCE {

arfcn ARFCN-ValueCDMA2000,

physCellIdList-r11 SEQUENCE (SIZE (1..40)) OF PhysCellIdCDMA2000

NeighCellListCDMA2000-v920 ::= SEQUENCE (SIZE (1..16)) OF NeighCellCDMA2000-v920

NeighCellCDMA2000-v920 ::= SEQUENCE {

neighCellsPerFreqList-v920 NeighCellsPerBandclassListCDMA2000-v920

NeighCellsPerBandclassListCDMA2000-v920 ::= SEQUENCE (SIZE (1..16)) OF

NeighCellsPerBandclassCDMA2000-v920

NeighCellsPerBandclassCDMA2000-v920 ::= SEQUENCE {

3GPP
Release 11 235 3GPP TS 36.331 V11.3.0 (2013-03)

physCellIdList-v920 PhysCellIdListCDMA2000-v920

PhysCellIdListCDMA2000 ::= SEQUENCE (SIZE (1..16)) OF PhysCellIdCDMA2000

PhysCellIdListCDMA2000-v920 ::= SEQUENCE (SIZE (0..24)) OF PhysCellIdCDMA2000

BandClassListCDMA2000 ::= SEQUENCE (SIZE (1..maxCDMA-BandClass)) OF BandClassInfoCDMA2000

BandClassInfoCDMA2000 ::= SEQUENCE {

bandClass BandclassCDMA2000,

cellReselectionPriority CellReselectionPriority OPTIONAL, -- Need OP

threshX-High INTEGER (0..63),

threshX-Low INTEGER (0..63),

...

AC-BarringConfig1XRTT-r9 ::= SEQUENCE {

ac-Barring0to9-r9 INTEGER (0..63),

ac-Barring10-r9 INTEGER (0..7),

ac-Barring11-r9 INTEGER (0..7),

ac-Barring12-r9 INTEGER (0..7),

ac-Barring13-r9 INTEGER (0..7),

ac-Barring14-r9 INTEGER (0..7),

ac-Barring15-r9 INTEGER (0..7),

ac-BarringMsg-r9 INTEGER (0..7),

ac-BarringReg-r9 INTEGER (0..7),

ac-BarringEmg-r9 INTEGER (0..7)

SIB8-PerPLMN-List-r11 ::= SEQUENCE (SIZE (1..maxPLMN-r11)) OF SIB8-PerPLMN-r11

SIB8-PerPLMN-r11 ::= SEQUENCE {

plmn-Identity-r11 INTEGER (1..maxPLMN-r11),

parametersCDMA2000-r11 CHOICE {

3GPP
Release 11 236 3GPP TS 36.331 V11.3.0 (2013-03)

explicitValue ParametersCDMA2000-r11,

defaultValue NULL

ParametersCDMA2000-r11 ::= SEQUENCE {

systemTimeInfo-r11 CHOICE {

explicitValue SystemTimeInfoCDMA2000,

defaultValue NULL

} OPTIONAL, -- Need OR

searchWindowSize-r11 INTEGER (0..15),

parametersHRPD-r11 SEQUENCE {

preRegistrationInfoHRPD-r11 PreRegistrationInfoHRPD,

cellReselectionParametersHRPD-r11 CellReselectionParametersCDMA2000-r11 OPTIONAL -- Need

OR

} OPTIONAL, -- Need OR

parameters1XRTT-r11 SEQUENCE {

csfb-RegistrationParam1XRTT-r11 CSFB-RegistrationParam1XRTT OPTIONAL, -- Need OP

csfb-RegistrationParam1XRTT-Ext-r11 CSFB-RegistrationParam1XRTT-v920 OPTIONAL, -- Cond

REG-1XRTT-PerPLMN

longCodeState1XRTT-r11 BIT STRING (SIZE (42)) OPTIONAL, -- Cond PerPLMN-LC

cellReselectionParameters1XRTT-r11 CellReselectionParametersCDMA2000-r11 OPTIONAL, --

Need OR

ac-BarringConfig1XRTT-r11 AC-BarringConfig1XRTT-r9 OPTIONAL, -- Cond

REG-1XRTT-PerPLMN

csfb-SupportForDualRxUEs-r11 BOOLEAN OPTIONAL, -- Need OR

csfb-DualRxTxSupport-r11 ENUMERATED {true} OPTIONAL -- Cond REG-1XRTT-

PerPLMN

} OPTIONAL, -- Need OR

...

-- ASN1STOP

3GPP
Release 11 237 3GPP TS 36.331 V11.3.0 (2013-03)

SystemInformationBlockType8 field descriptions

ac-BarringConfig1XRTT
Contains the access class barring parameters the UE uses to calculate the access class barring factor, see C.S0097
[53].
ac-Barring0to9
Parameter used for calculating the access class barring factor for access overload classes 0 through 9. It is the
parameter “PSIST” in C.S0004-A [34] for access overload classes 0 through 9.
ac-BarringEmg
Parameter used for calculating the access class barring factor for emergency calls and emergency message
transmissions for access overload classes 0 through 9. It is the parameter “PSIST_EMG” in C.S0004-A [34].
ac-BarringMsg
Parameter used for modifying the access class barring factor for message transmissions. It is the parameter
“MSG_PSIST” in C.S0004-A [34].
ac-BarringN
Parameter used for calculating the access class barring factor for access overload class N (N = 10 to 15). It is the
parameter “PSIST” in C.S0004-A [34] for access overload class N.
ac-BarringReg
Parameter used for modifying the access class barring factor for autonomous registrations. It is the parameter
“REG_PSIST” in C.S0004-A [34].
bandClass
Identifies the Frequency Band in which the Carrier can be found. Details can be found in C.S0057-E [24, Table 1.5].
bandClassList
List of CDMA2000 frequency bands.
cellReselectionParameters1XRTT
Cell reselection parameters applicable only to CDMA2000 1xRTT system.
cellReselectionParameters1XRTT-Ext
Cell reselection parameters applicable for cell reselection to CDMA2000 1XRTT system.
cellReselectionParameters1XRTT-v920
Cell reselection parameters applicable for cell reselection to CDMA2000 1XRTT system. The field is not present if
cellReselectionParameters1XRTT is not present; otherwise it is optionally present.
cellReselectionParametersHRPD
Cell reselection parameters applicable for cell reselection to CDMA2000 HRPD system
cellReselectionParametersHRPD-Ext
Cell reselection parameters applicable for cell reselection to CDMA2000 HRPD system.
cellReselectionParametersHRPD-v920
Cell reselection parameters applicable for cell reselection to CDMA2000 HRPD system. The field is not present if
cellReselectionParametersHRPD is not present; otherwise it is optionally present.
csfb-DualRxTxSupport
Value TRUE indicates that the network supports dual Rx/Tx enhanced 1xCSFB, which enables UEs capable of dual
Rx/Tx enhanced 1xCSFB to switch off their 1xRTT receiver/transmitter while camped in E-UTRAN [51].
csfb-RegistrationParam1XRTT
Contains the parameters the UE will use to determine if it should perform a CDMA2000 1xRTT Registration/Re-
Registration. This field is included if either CSFB or enhanced CS fallback to CDMA2000 1xRTT is supported.
csfb-SupportForDualRxUEs
Value TRUE indicates that the network supports dual Rx CSFB [51].
longCodeState1XRTT
The state of long code generation registers in CDMA2000 1XRTT system as defined in C.S0002-A [12, Section 1.3] at
⌈t/10⌉×10+320 ms, where t equals to the cdma-SystemTime. This field is required for SRVCC handover and
enhanced CS fallback to CDMA2000 1xRTT operation. Otherwise this IE is not needed. This field is excluded when
estimating changes in system information, i.e. changes of longCodeState1XRTT should neither result in system
information change notifications nor in a modification of systemInfoValueTag in SIB1.

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SystemInformationBlockType8 field descriptions

neighCellList
List of CDMA2000 neighbouring cells. The total number of neighbouring cells in neighCellList for each RAT (1XRTT or
HRPD) is limited to 32.
neighCellList-v920
Extended List of CDMA2000 neighbouring cells. The combined total number of CDMA2000 neighbouring cells in both
neighCellList and neighCellList-v920 is limited to 32 for HRPD and 40 for 1xRTT.
neighCellsPerFreqList
List of carrier frequencies and neighbour cell ids in each frequency within a CDMA2000 Band, see C.S0002-A [12] or
C.S0024-A [26].
neighCellsPerFreqList-v920
Extended list of neighbour cell ids, in the same CDMA2000 Frequency Band as the corresponding instance in
“NeighCellListCDMA2000”.
parameters1XRTT
Parameters applicable for interworking with CDMA2000 1XRTT system.
parametersCDMA2000
Provides the corresponding SIB8 parameters for the CDMA2000 network associated with the PLMN indicated in plmn-
Identity. A choice is used to indicate whether for this PLMN the parameters are signalled explicitly or set to the
(default) values common for all PLMNs i.e. the values not included in sib8-PerPLMN-List.
parametersHRPD
Parameters applicable only for interworking with CDMA2000 HRPD systems.
physCellIdList
Identifies the list of CDMA2000 cell ids, see C.S0002-A [12] or C.S0024-A [26].
physCellIdList-v920
Extended list of CDMA2000 cell ids, in the same CDMA2000 ARFCN as the corresponding instance in
“NeighCellsPerBandclassCDMA2000”.
plmn-Identity
Indicates the PLMN associated with this CDMA2000 network. Value 1 indicates the PLMN listed 1st in plmn-
IdentityList included in SIB1, value 2 indicates the PLMN listed 2nd in plmn-IdentityList included in SIB1 and so on. A
PLMN which identity is not indicated in the sib8-PerPLMN-List, does not support inter-working with CDMA2000.
preRegistrationInfoHRPD
The CDMA2000 HRPD Pre-Registration Information tells the UE if it should pre-register with the CDMA2000 HRPD
network and identifies the Pre-registration zone to the UE.
searchWindowSize
The search window size is a CDMA2000 parameter to be used to assist in searching for the neighbouring pilots. For
values see C.S0005-A [25, Table 2.6.6.2.1-1] and C.S0024-A [26, Table 8.7.6.2-4]. This field is required for a UE with
rx-ConfigHRPD= single and/ or rx-Config1XRTT= single to perform handover, cell re-selection, UE measurement
based redirection and enhanced 1xRTT CS fallback from E-UTRAN to CDMA2000 according to this specification and
TS 36.304 [4].
sib8-PerPLMN-List
This field provides the values for the interworking CDMA2000 networks corresponding, if any, to the UE’s RPLMN.
systemTimeInfo
Information on CDMA2000 system time. This field is required for a UE with rx-ConfigHRPD= single and/ or rx-
Config1XRTT= single to perform handover, cell re-selection, UE measurement based redirection and enhanced
1xRTT CS fallback from E-UTRAN to CDMA2000 according to this specification and TS 36.304 [4]. This field is
excluded when estimating changes in system information, i.e. changes of systemTimeInfo should neither result in
system information change notifications nor in a modification of systemInfoValueTag in SIB1.
For the field included in ParametersCDMA2000, a choice is used to indicate whether for this PLMN the parameters
are signalled explicitly or set to the (default) value common for all PLMNs i.e. the value not included in sib8-PerPLMN-
List.
threshX-High
Parameter “ThreshX, HighP” in TS 36.304 [4]. This specifies the high threshold used in reselection towards this
CDMA2000 band class expressed as an unsigned binary number equal to FLOOR (-2 x 10 x log 10 Ec/Io) in units of 0.5
dB, as defined in C.S0005-A [25].

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SystemInformationBlockType8 field descriptions

threshX-Low
Parameter “ThreshX, LowP” in TS 36.304 [4]. This specifies the low threshold used in reselection towards this
CDMA2000 band class expressed as an unsigned binary number equal to FLOOR (-2 x 10 x log 10 Ec/Io) in units of 0.5
dB, as defined in C.S0005-A [25].
t-ReselectionCDMA2000
Parameter “TreselectionCDMA_HRPD” or “TreselectionCDMA_1xRTT” in TS 36.304 [4].
t-ReselectionCDMA2000-SF
Parameter “Speed dependent ScalingFactor for Treselection CDMA-HRPD” or TreselectionCDMA-1xRTT” in TS 36.304 [4]. If the
field is not present, the UE behaviour is specified in TS 36.304 [4].

Conditional presence Explanation

NCL-1XRTT The field is optional present, need OR, if cellReselectionParameters1xRTT is present;
otherwise it is not present.

NCL-HRPD The field is optional present, need OR, if cellReselectionParametersHRPD is present;

otherwise it is not present.

PerPLMN-LC The field is optional present, need OR, when systemTimeInfo is included in
SIB8PerPLMN for this CDMA2000 network; otherwise it is not present.
REG-1XRTT The field is optional present, need OR, if csfb-RegistrationParam1XRTT is present;
otherwise it is not present.
REG-1XRTT-PerPLMN The field is optional present, need OR, if csfb-RegistrationParam1XRTT is included in
SIB8PerPLMN for this CDMA2000 network; otherwise it is not present.

– SystemInformationBlockType9
The IE SystemInformationBlockType9 contains a home eNB name (HNB Name).

SystemInformationBlockType9 information element

-- ASN1START

SystemInformationBlockType9 ::= SEQUENCE {

hnb-Name OCTET STRING (SIZE(1..48)) OPTIONAL, -- Need OR

...,

lateNonCriticalExtension OCTET STRING OPTIONAL -- Need OP

-- ASN1STOP

SystemInformationBlockType9 field descriptions

hnb-Name
Carries the name of the home eNB, coded in UTF-8 with variable number of bytes per character, see TS 22.011 [10].

– SystemInformationBlockType10
The IE SystemInformationBlockType10 contains an ETWS primary notification.

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SystemInformationBlockType10 information element

-- ASN1START

SystemInformationBlockType10 ::= SEQUENCE {

messageIdentifier BIT STRING (SIZE (16)),

serialNumber BIT STRING (SIZE (16)),

warningType OCTET STRING (SIZE (2)),

dummy OCTET STRING (SIZE (50)) OPTIONAL, -- Need OP

...,

lateNonCriticalExtension OCTET STRING OPTIONAL -- Need OP

-- ASN1STOP

SystemInformationBlockType10 field descriptions

messageIdentifier
Identifies the source and type of ETWS notification. The leading bit (which is equivalent to the leading bit of the
equivalent IE defined in TS 36.413 [39, 9.2.1.44]) contains bit 7 of the first octet of the equivalent IE, defined in and
encoded according to TS 23.041 [37, 9.4.1.2.2], while the trailing bit contains bit 0 of the second octet of the same
equivalent IE.
serialNumber
Identifies variations of an ETWS notification. The leading bit (which is equivalent to the leading bit of the equivalent IE
defined in TS 36.413 [39, 9.2.1.45]) contains bit 7 of the first octet of the equivalent IE, defined in and encoded
according to TS 23.041 [37, 9.4.1.2.1], while the trailing bit contains bit 0 of the second octet of the same equivalent
IE.
dummy
This field is not used in the specification. If received it shall be ignored by the UE.
warningType
Identifies the warning type of the ETWS primary notification and provides information on emergency user alert and UE
popup. The first octet (which is equivalent to the first octet of the equivalent IE defined in TS 36.413 [39, 9.2.1.50])
contains the first octet of the equivalent IE defined in and encoded according to TS 23.041 [37, 9.3.24], and so on.

– SystemInformationBlockType11
The IE SystemInformationBlockType11 contains an ETWS secondary notification.

SystemInformationBlockType11 information element

-- ASN1START

SystemInformationBlockType11 ::= SEQUENCE {

messageIdentifier BIT STRING (SIZE (16)),

serialNumber BIT STRING (SIZE (16)),

warningMessageSegmentType ENUMERATED {notLastSegment, lastSegment},

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warningMessageSegmentNumber INTEGER (0..63),

warningMessageSegment OCTET STRING,

dataCodingScheme OCTET STRING (SIZE (1)) OPTIONAL, -- Cond Segment1

...,

lateNonCriticalExtension OCTET STRING OPTIONAL -- Need OP

-- ASN1STOP

SystemInformationBlockType11 field descriptions

dataCodingScheme
Identifies the alphabet/coding and the language applied variations of an ETWS notification. The octet (which is
equivalent to the octet of the equivalent IE defined in TS 36.413 [39, 9.2.1.52]) contains the octet of the equivalent IE
defined in TS 23.041 [37, 9.4.2.2.4] and encoded according to TS 23.038 [38].
messageIdentifier
Identifies the source and type of ETWS notification. The leading bit (which is equivalent to the leading bit of the
equivalent IE defined in TS 36.413 [39, 9.2.1.44]) contains bit 7 of the first octet of the equivalent IE, defined in and
encoded according to TS 23.041 [37, 9.4.1.2.2], while the trailing bit contains bit 0 of second octet of the same
equivalent IE.
serialNumber
Identifies variations of an ETWS notification. The leading bit (which is equivalent to the leading bit of the equivalent IE
defined in TS 36.413 [39, 9.2.1.45]) contains bit 7 of the first octet of the equivalent IE, defined in and encoded
according to TS 23.041 [37, 9.4.1.2.1], while the trailing bit contains bit 0 of second octet of the same equivalent IE.
warningMessageSegment
Carries a segment of the Warning Message Contents IE defined in TS 36.413 [39, 9.2.1.53]. The first octet of the
Warning Message Contents IE is equivalent to the first octet of the CB data IE defined in and encoded according to
TS 23.041 [37, 9.4.2.2.5] and so on.
warningMessageSegmentNumber
Segment number of the ETWS warning message segment contained in the SIB. A segment number of zero
corresponds to the first segment, one corresponds to the second segment, and so on.
warningMessageSegmentType
Indicates whether the included ETWS warning message segment is the last segment or not.

Conditional presence Explanation

Segment1 The field is mandatory present in the first segment of SIB11, otherwise it is not present.

– SystemInformationBlockType12
The IE SystemInformationBlockType12 contains a CMAS notification.

SystemInformationBlockType12 information element

-- ASN1START

SystemInformationBlockType12-r9 ::= SEQUENCE {

messageIdentifier-r9 BIT STRING (SIZE (16)),

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serialNumber-r9 BIT STRING (SIZE (16)),

warningMessageSegmentType-r9 ENUMERATED {notLastSegment, lastSegment},

warningMessageSegmentNumber-r9 INTEGER (0..63),

warningMessageSegment-r9 OCTET STRING,

dataCodingScheme-r9 OCTET STRING (SIZE (1)) OPTIONAL, -- Cond Segment1

lateNonCriticalExtension OCTET STRING OPTIONAL, -- Need OP

...

-- ASN1STOP

SystemInformationBlockType12 field descriptions

dataCodingScheme
Identifies the alphabet/coding and the language applied variations of a CMAS notification. The octet (which is
equivalent to the octet of the equivalent IE defined in TS 36.413 [39, 9.2.1.52]) contains the octet of the equivalent IE
defined in TS 23.041 [37, 9.4.2.2.4] and encoded according to TS 23.038 [38].
messageIdentifier
Identifies the source and type of CMAS notification. The leading bit (which is equivalent to the leading bit of the
equivalent IE defined in TS 36.413 [39, 9.2.1.44]) contains bit 7 of the first octet of the equivalent IE, defined in and
encoded according to TS 23.041 [37, 9.4.1.2.2], while the trailing bit contains bit 0 of second octet of the same
equivalent IE.
serialNumber
Identifies variations of a CMAS notification. The leading bit (which is equivalent to the leading bit of the equivalent IE
defined in TS 36.413 [39, 9.2.1.45]) contains bit 7 of the first octet of the equivalent IE, defined in and encoded
according to TS 23.041 [37, 9.4.1.2.1], while the trailing bit contains bit 0 of second octet of the same equivalent IE.
warningMessageSegment
Carries a segment of the Warning Message Contents IE defined in TS 36.413 [39]. The first octet of the Warning
Message Contents IE is equivalent to the first octet of the CB data IE defined in and encoded according to TS 23.041
[37, 9.4.2.2.5] and so on.
warningMessageSegmentNumber
Segment number of the CMAS warning message segment contained in the SIB. A segment number of zero
corresponds to the first segment, one corresponds to the second segment, and so on.
warningMessageSegmentType
Indicates whether the included CMAS warning message segment is the last segment or not.

Conditional presence Explanation

Segment1 The field is mandatory present in the first segment of SIB12, otherwise it is not present.

– SystemInformationBlockType13
The IE SystemInformationBlockType13 contains the information required to acquire the MBMS control information
associated with one or more MBSFN areas.

SystemInformationBlockType13 information element

-- ASN1START

SystemInformationBlockType13-r9 ::= SEQUENCE {

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mbsfn-AreaInfoList-r9 MBSFN-AreaInfoList-r9,

notificationConfig-r9 MBMS-NotificationConfig-r9,

lateNonCriticalExtension OCTET STRING OPTIONAL, -- Need OP

...

-- ASN1STOP

– SystemInformationBlockType14
The IE SystemInformationBlockType14 contains the EAB parameters.

SystemInformationBlockType14 information element

-- ASN1START

SystemInformationBlockType14-r11 ::= SEQUENCE {

eab-Param-r11 CHOICE {

eab-Common-r11 EAB-Config-r11,

eab-PerPLMN-List-r11 SEQUENCE (SIZE (1..maxPLMN-r11)) OF EAB-ConfigPLMN-

r11

} OPTIONAL, -- Need OR

lateNonCriticalExtension OCTET STRING OPTIONAL, -- Need OP

...

EAB-ConfigPLMN-r11 ::= SEQUENCE {

eab-Config-r11 EAB-Config-r11 OPTIONAL -- Need OR

EAB-Config-r11 ::= SEQUENCE {

eab-Category-r11 ENUMERATED {a, b, c},

eab-BarringBitmap-r11 BIT STRING (SIZE (10))

-- ASN1STOP

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SystemInformationBlockType14 field descriptions

eab-BarringBitmap
Extended access class barring for AC 0-9. The first/ leftmost bit is for AC 0, the second bit is for AC 1, and so on.
eab-Category
Indicates the category of UEs for which EAB applies. Value a corresponds to all UEs, value b corresponds to the UEs
that are neither in their HPLMN nor in a PLMN that is equivalent to it, and value c corresponds to the UEs that are
neither in the PLMN listed as most preferred PLMN of the country where the UEs are roaming in the operator-defined
PLMN selector list on the USIM, nor in their HPLMN nor in a PLMN that is equivalent to their HPLMN, see TS 22.011
[10].
eab-Common
The EAB parameters applicable for all PLMN(s).
eab-PerPLMN-List
The EAB parameters per PLMN, listed in the same order as the PLMN(s) occur in plmn-IdentityList in
SystemInformationBlockType1.

– SystemInformationBlockType15
The IE SystemInformationBlockType15 contains the MBMS Service Area Identities (SAI) of the current and/ or
neighbouring carrier frequencies.

SystemInformationBlockType15 information element

-- ASN1START

SystemInformationBlockType15-r11 ::= SEQUENCE {

mbms-SAI-IntraFreq-r11 MBMS-SAI-List-r11 OPTIONAL, -- Need OR

mbms-SAI-InterFreqList-r11 MBMS-SAI-InterFreqList-r11 OPTIONAL, -- Need OR

lateNonCriticalExtension OCTET STRING OPTIONAL, -- Need OP

...

MBMS-SAI-List-r11 ::= SEQUENCE (SIZE (1..maxSAI-MBMS-r11)) OF MBMS-SAI-r11

MBMS-SAI-r11 ::= INTEGER (0..65535)

MBMS-SAI-InterFreqList-r11 ::= SEQUENCE (SIZE (1..maxFreq)) OF MBMS-SAI-InterFreq-r11

MBMS-SAI-InterFreq-r11 ::= SEQUENCE {

dl-CarrierFreq-r11 ARFCN-ValueEUTRA-r9,

mbms-SAI-List-r11 MBMS-SAI-List-r11

-- ASN1STOP

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SystemInformationBlockType15 field descriptions

mbms-SAI-InterFreqList
Contains a list of neighboring frequencies that provide MBMS services and the corresponding MBMS SAIs.
mbms-SAI-IntraFreq
Contains the list of MBMS SAIs for the current frequency.
mbms-SAI-List
Contains a list of MBMS SAIs for a specific frequency.

– SystemInformationBlockType16
The IE SystemInformationBlockType16 contains information related to GPS time and Coordinated Universal Time
(UTC). The UE may use the parameters provided in this system information block to obtain the UTC, the GPS and the
local time.

NOTE: The UE may use the time information for numerous purposes, possibly involving upper layers e.g. to
assist GPS initialisation, to synchronise the UE clock (a.o. to determine MBMS session start/ stop).

SystemInformationBlockType16 information element

-- ASN1START

SystemInformationBlockType16-r11 ::= SEQUENCE {

timeInfo-r11 SEQUENCE {

timeInfoUTC-r11 INTEGER (0..549755813887),

dayLightSavingTime-r11 BIT STRING (SIZE (2)) OPTIONAL, -- Need OR

leapSeconds-r11 INTEGER (-127..128) OPTIONAL, -- Need OR

localTimeOffset-r11 INTEGER (-63..64) OPTIONAL -- Need OR

} OPTIONAL, -- Need OR

lateNonCriticalExtension OCTET STRING OPTIONAL, -- Need OP

...

-- ASN1STOP

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SystemInformationBlockType16 field descriptions

dayLightSavingTime
It indicates if and how daylight saving time (DST) is applied to obtain the local time. The semantics is the same as the
semantics of the Daylight Saving Time IE in TS 24.301 [35] and TS 24.008 [49]. The first/leftmost bit of the bit string
contains the b2 of octet 3, i.e. the value part of the Daylight Saving Time IE, and the second bit of the bit string
contains b1 of octet 3.
leapSeconds
Number of leap seconds offset between GPS Time and UTC. UTC and GPS time are related i.e. GPS time -
leapSeconds = UTC time.
localTimeOffset
Offset between UTC and local time in units of 15 minutes. Actual value = IE value * 15 minutes. Local time of the day
is calculated as UTC time + localTimeOffset.
timeInfoUTC
Coordinated Universal Time corresponding to the SFN boundary at or immediately after the ending boundary of the
SI-window in which SystemInformationBlockType16 is transmitted. The field indicates the integer count of 10 ms units
since 00:00:00 on 1 January, 1900. This field is excluded when estimating changes in system information, i.e. changes
of timeInfoUTC should neither result in system information change notifications nor in a modification of
systemInfoValueTag in SIB1.

6.3.2 Radio resource control information elements

– AntennaInfo
The IE AntennaInfoCommon and the AntennaInfoDedicated are used to specify the common and the UE specific
antenna configuration respectively.

AntennaInfo information elements

-- ASN1START

AntennaInfoCommon ::= SEQUENCE {

antennaPortsCount ENUMERATED {an1, an2, an4, spare1}

AntennaInfoDedicated ::= SEQUENCE {

transmissionMode ENUMERATED {

tm1, tm2, tm3, tm4, tm5, tm6,

tm7, tm8-v920},

codebookSubsetRestriction CHOICE {

n2TxAntenna-tm3 BIT STRING (SIZE (2)),

n4TxAntenna-tm3 BIT STRING (SIZE (4)),

n2TxAntenna-tm4 BIT STRING (SIZE (6)),

n4TxAntenna-tm4 BIT STRING (SIZE (64)),

n2TxAntenna-tm5 BIT STRING (SIZE (4)),

n4TxAntenna-tm5 BIT STRING (SIZE (16)),

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n2TxAntenna-tm6 BIT STRING (SIZE (4)),

n4TxAntenna-tm6 BIT STRING (SIZE (16))

} OPTIONAL, -- Cond TM

ue-TransmitAntennaSelection CHOICE{

release NULL,

setup ENUMERATED {closedLoop, openLoop}

AntennaInfoDedicated-v920 ::= SEQUENCE {

codebookSubsetRestriction-v920 CHOICE {

n2TxAntenna-tm8-r9 BIT STRING (SIZE (6)),

n4TxAntenna-tm8-r9 BIT STRING (SIZE (32))

} OPTIONAL -- Cond TM8

AntennaInfoDedicated-r10 ::= SEQUENCE {

transmissionMode-r10 ENUMERATED {

tm1, tm2, tm3, tm4, tm5, tm6, tm7, tm8-v920,

tm9-v1020, tm10-v1130, spare6, spare5, spare4,

spare3, spare2, spare1},

codebookSubsetRestriction-r10 BIT STRING OPTIONAL, -- Cond TMX

ue-TransmitAntennaSelection CHOICE{

release NULL,

setup ENUMERATED {closedLoop, openLoop}

-- ASN1STOP

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AntennaInfo field descriptions

antennaPortsCount
Parameter represents the number of cell specific antenna ports where an1 corresponds to 1, an2 to 2 antenna ports
etc. see TS 36.211 [21, 6.2.1].
codebookSubsetRestriction
Parameter: codebookSubsetRestriction, see TS 36.213 [23, 7.2] and TS 36.211 [21, 6.3.4.2.3]. The number of bits in
the codebookSubsetRestriction for applicable transmission modes is defined in TS 36.213 [23, Table 7.2-1b]. If the UE
is configured with transmissionMode tm8, E-UTRAN only configures the field codebookSubsetRestriction if PMI/RI
reporting is configured. If the UE is configured with transmissionMode tm9, E-UTRAN only configures the field
codebookSubsetRestriction if PMI/RI reporting is configured and if the number of CSI-RS ports is greater than 1.
transmissionMode
Points to one of Transmission modes defined in TS 36.213 [23, 7.1] where tm1 refers to transmission mode 1, tm2 to
transmission mode 2 etc.
ue-TransmitAntennaSelection
For value setup the field indicates whether UE transmit antenna selection control is closed-loop or open-loop as
described in TS 36.213 [23, 8.7]. EUTRAN configures the same value for all serving cells.

Conditional presence Explanation

TM The field is mandatory present if the transmissionMode is set to tm3, tm4, tm5 or tm6.
Otherwise the field is not present and the UE shall delete any existing value for this field.
TM8 The field is optional present, need OR, if AntennaInfoDedicated is included and
transmissionMode is set to tm8. If AntennaInfoDedicated is included and
transmissionMode is set to a value other than tm8, the field is not present and the UE
shall delete any existing value for this field. Otherwise the field is not present and the UE
takes no action i.e. continues to use the existing value, if previously configured.
TMX The field is mandatory present if the transmissionMode-r10 is set to tm3, tm4, tm5, tm6,
tm8 or tm9. Otherwise the field is not present and the UE shall delete any existing value
for this field.

– AntennaInfoUL
The IE AntennaInfoUL is used to specify the UL antenna configuration.

AntennaInfoUL information elements

-- ASN1START

AntennaInfoUL-r10 ::= SEQUENCE {

transmissionModeUL-r10 ENUMERATED {tm1, tm2, spare6, spare5,

spare4, spare3, spare2, spare1} OPTIONAL, --

Need OR

fourAntennaPortActivated-r10 ENUMERATED {setup} OPTIONAL -- Need OR

-- ASN1STOP

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AntennaInfoUL field descriptions

fourAntennaPortActivated
Parameter indicates if four antenna ports are used. See TS 36.213 [23, 8.2]. E-UTRAN optionally configures
fourAntennaPortActivated only if transmissionModeUL is set to tm2.
transmissionModeUL
Points to one of UL Transmission modes defined in TS 36.213 [23, 8.0] where tm1 refers to transmission mode 1, tm2
to transmission mode 2 etc.

– CQI-ReportConfig
The IE CQI-ReportConfig is used to specify the CQI reporting configuration.

CQI-ReportConfig information elements

-- ASN1START

CQI-ReportConfig ::= SEQUENCE {

cqi-ReportModeAperiodic CQI-ReportModeAperiodic OPTIONAL, -- Need OR

nomPDSCH-RS-EPRE-Offset INTEGER (-1..6),

cqi-ReportPeriodic CQI-ReportPeriodic OPTIONAL -- Need ON

CQI-ReportConfig-v920 ::= SEQUENCE {

cqi-Mask-r9 ENUMERATED {setup} OPTIONAL, -- Cond cqi-Setup

pmi-RI-Report-r9 ENUMERATED {setup} OPTIONAL -- Cond PMIRI

CQI-ReportConfig-r10 ::= SEQUENCE {

cqi-ReportAperiodic-r10 CQI-ReportAperiodic-r10 OPTIONAL, -- Need ON

nomPDSCH-RS-EPRE-Offset INTEGER (-1..6),

cqi-ReportPeriodic-r10 CQI-ReportPeriodic-r10 OPTIONAL, -- Need ON

pmi-RI-Report-r9 ENUMERATED {setup} OPTIONAL, -- Cond

PMIRIPCell

csi-SubframePatternConfig-r10 CHOICE {

release NULL,

setup SEQUENCE {

csi-MeasSubframeSet1-r10 MeasSubframePattern-r10,

csi-MeasSubframeSet2-r10 MeasSubframePattern-r10

} OPTIONAL -- Need ON

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CQI-ReportConfig-v1130 ::= SEQUENCE {

cqi-ReportPeriodic-v1130 CQI-ReportPeriodic-v1130,

cqi-ReportBoth-r11 CQI-ReportBoth-r11

CQI-ReportConfigSCell-r10 ::= SEQUENCE {

cqi-ReportModeAperiodic-r10 CQI-ReportModeAperiodic OPTIONAL, -- Need OR

nomPDSCH-RS-EPRE-Offset-r10 INTEGER (-1..6),

cqi-ReportPeriodicSCell-r10 CQI-ReportPeriodic-r10 OPTIONAL, -- Need ON

pmi-RI-Report-r10 ENUMERATED {setup} OPTIONAL -- Cond

PMIRISCell

CQI-ReportPeriodic ::= CHOICE {

release NULL,

setup SEQUENCE {

cqi-PUCCH-ResourceIndex INTEGER (0..1185),

cqi-pmi-ConfigIndex INTEGER (0..1023),

cqi-FormatIndicatorPeriodic CHOICE {

widebandCQI NULL,

subbandCQI SEQUENCE {

k INTEGER (1..4)

},

ri-ConfigIndex INTEGER (0..1023) OPTIONAL, -- Need OR

simultaneousAckNackAndCQI BOOLEAN

CQI-ReportPeriodic-r10 ::= CHOICE {

release NULL,

setup SEQUENCE {

cqi-PUCCH-ResourceIndex-r10 INTEGER (0..1184),

cqi-PUCCH-ResourceIndexP1-r10 INTEGER (0..1184) OPTIONAL, -- Need OR

cqi-pmi-ConfigIndex INTEGER (0..1023),

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cqi-FormatIndicatorPeriodic-r10 CHOICE {

widebandCQI-r10 SEQUENCE {

csi-ReportMode-r10 ENUMERATED {submode1, submode2} OPTIONAL -- Need OR

},

subbandCQI-r10 SEQUENCE {

k INTEGER (1..4),

periodicityFactor-r10 ENUMERATED {n2, n4}

},

ri-ConfigIndex INTEGER (0..1023) OPTIONAL, -- Need OR

simultaneousAckNackAndCQI BOOLEAN,

cqi-Mask-r9 ENUMERATED {setup} OPTIONAL, -- Need OR

csi-ConfigIndex-r10 CHOICE {

release NULL,

setup SEQUENCE {

cqi-pmi-ConfigIndex2-r10 INTEGER (0..1023),

ri-ConfigIndex2-r10 INTEGER (0..1023) OPTIONAL -- Need OR

} OPTIONAL -- Need ON

CQI-ReportPeriodic-v1130 ::= SEQUENCE {

simultaneousAckNackAndCQI-Format3-r11 ENUMERATED {setup} OPTIONAL, -- Need OR

cqi-ReportPeriodicProcExtToReleaseList-r11 CQI-ReportPeriodicProcExtToReleaseList-r11
OPTIONAL, -- Need ON

cqi-ReportPeriodicProcExtToAddModList-r11 CQI-ReportPeriodicProcExtToAddModList-r11 OPTIONAL

-- Need ON

CQI-ReportPeriodicProcExtToAddModList-r11 ::= SEQUENCE (SIZE (1..maxCQI-ProcExt-r11)) OF CQI-

ReportPeriodicProcExt-r11

CQI-ReportPeriodicProcExtToReleaseList-r11 ::= SEQUENCE (SIZE (1..maxCQI-ProcExt-r11)) OF CQI-

ReportPeriodicProcExtId-r11

CQI-ReportPeriodicProcExt-r11 ::= SEQUENCE {

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cqi-ReportPeriodicProcExtId-r11 CQI-ReportPeriodicProcExtId-r11,

cqi-pmi-ConfigIndex-r11 INTEGER (0..1023),

cqi-FormatIndicatorPeriodic-r11 CHOICE {

widebandCQI-r11 SEQUENCE {

csi-ReportMode-r11 ENUMERATED {submode1, submode2} OPTIONAL -- Need OR

},

subbandCQI-r11 SEQUENCE {

k INTEGER (1..4),

periodicityFactor-r11 ENUMERATED {n2, n4}

},

ri-ConfigIndex-r11 INTEGER (0..1023) OPTIONAL, -- Need OR

csi-ConfigIndex-r11 CHOICE {

release NULL,

setup SEQUENCE {

cqi-pmi-ConfigIndex2-r11 INTEGER (0..1023),

ri-ConfigIndex2-r11 INTEGER (0..1023) OPTIONAL -- Need OR

} OPTIONAL, -- Need ON

...

CQI-ReportAperiodic-r10 ::= CHOICE {

release NULL,

setup SEQUENCE {

cqi-ReportModeAperiodic-r10 CQI-ReportModeAperiodic,

aperiodicCSI-Trigger-r10 SEQUENCE {

trigger1-r10 BIT STRING (SIZE (8)),

trigger2-r10 BIT STRING (SIZE (8))

} OPTIONAL -- Need OR

CQI-ReportAperiodicProc-r11 ::= SEQUENCE {

cqi-ReportModeAperiodic-r11 CQI-ReportModeAperiodic,

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trigger01-r11 BOOLEAN,

trigger10-r11 BOOLEAN,

trigger11-r11 BOOLEAN

CQI-ReportModeAperiodic ::= ENUMERATED {

rm12, rm20, rm22, rm30, rm31,

spare3, spare2, spare1

CQI-ReportBoth-r11 ::= SEQUENCE {

csi-IM-ConfigToReleaseList-r11 CSI-IM-ConfigToReleaseList-r11 OPTIONAL, -- Need ON

csi-IM-ConfigToAddModList-r11 CSI-IM-ConfigToAddModList-r11 OPTIONAL, -- Need ON

csi-ProcessToReleaseList-r11 CSI-ProcessToReleaseList-r11 OPTIONAL, -- Need ON

csi-ProcessToAddModList-r11 CSI-ProcessToAddModList-r11 OPTIONAL -- Need ON

CSI-IM-ConfigToAddModList-r11 ::= SEQUENCE (SIZE (1..maxCSI-IM-r11)) OF CSI-IM-Config-r11

CSI-IM-ConfigToReleaseList-r11 ::= SEQUENCE (SIZE (1..maxCSI-IM-r11)) OF CSI-IM-ConfigId-r11

CSI-ProcessToAddModList-r11 ::= SEQUENCE (SIZE (1..maxCSI-Proc-r11)) OF CSI-Process-r11

CSI-ProcessToReleaseList-r11 ::= SEQUENCE (SIZE (1..maxCSI-Proc-r11)) OF CSI-ProcessId-r11

CQI-ReportBothProc-r11 ::= SEQUENCE {

ri-Ref-CSI-ProcessId-r11 CSI-ProcessId-r11 OPTIONAL, -- Need OR

pmi-RI-Report-r11 ENUMERATED {setup} OPTIONAL -- Need OR

-- ASN1STOP

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CQI-ReportConfig field descriptions

aperiodicCSI-Trigger
Indicates for which serving cell(s) the aperiodic CSI report is triggered when one or more SCells are configured.
trigger1 corresponds to the CSI request field 10 and trigger2 corresponds to the CSI request field 11, see TS 36.213
[23, table 7.2.1-1A]. The leftmost bit, bit 0 in the bit string corresponds to the cell with ServCellIndex=0 and bit 1 in the
bit string corresponds to the cell with ServCellIndex=1 etc. Each bit has either value 0 (means no aperiodic CSI report
is triggered) or value 1 (means the aperiodic CSI report is triggered). At most 5 bits can be set to value 1 in the bit
string. E-UTRAN configures value 1 only for cells configured with transmissionMode set in range tm1 to tm9. One
value applies for all serving cells configured with transmissionMode set in range tm1 to tm9 (the associated
functionality is common i.e. not performed independently for each cell).
cqi-Mask
Limits CQI/PMI/PTI/RI reports to the on-duration period of the DRX cycle, see TS 36.321 [6]. One value applies for all
CSI processes and all serving cells (the associated functionality is common i.e. not performed independently for each
cell).
cqi-FormatIndicatorPeriodic
Parameter: PUCCH CQI Feedback Type, see TS 36.213 [23, table 7.2.2-1]. Depending on transmissionMode,
reporting mode is implicitly given from the table.
cqi-pmi-ConfigIndex
Parameter: CQI/PMI Periodicity and Offset Configuration Index ICQI/PMI, see TS 36.213 [23, tables 7.2.2-1A and 7.2.2-
1C]. If subframe patterns for CSI (CQI/PMI/PTI/RI) reporting are configured (i.e. csi-SubframePatternConfig is
configured), the parameter applies to the subframe pattern corresponding to csi-MeasSubframeSet1.
cqi-pmi-ConfigIndex2
Parameter: CQI/PMI Periodicity and Offset Configuration Index ICQI/PMI, see TS 36.213 [23, tables 7.2.2-1A and 7.2.2-
1C]. The parameter applies to the subframe pattern corresponding to csi-MeasSubframeSet2.
cqi-PUCCH-ResourceIndex, cqi-PUCCH-ResourceIndexP1
n( 2, p )
Parameter PUCCH for antenna port P0 and for antenna port P1 respectively, see TS 36.213 [23, 7.2]. E-UTRAN does
not apply value 1185. One value applies for all CSI processes.
cqi-ReportAperiodic
E-UTRAN does not configure CQI-ReportAperiodic when transmission mode 10 is configured for all serving cells.
cqi-ReportModeAperiodic
Parameter: reporting mode. Value rm12 corresponds to Mode 1-2, rm20 corresponds to Mode 2-0, rm22 corresponds
to Mode 2-2 etc. PUSCH reporting modes are described in TS 36.213 [23, 7.2.1]. The UE shall ignore cqi-
ReportModeAperiodic-r10 when transmission mode 10 is configured for the serving cell on this carrier frequency.
CQI-ReportPeriodicProcExt
A set of periodic CQI related parameters for which E-UTRAN may configure different values for each CSI process. For
a serving frequency E-UTRAN configures one or more CQI-ReportPeriodicProcExt only when transmission mode 10
is configured for the serving cell on this carrier frequency.
csi-ConfigIndex
E-UTRAN configures csi-ConfigIndex only for PCell and only if csi-SubframePatternConfig is configured. The UE shall
release csi-ConfigIndex if csi-SubframePatternConfig is released.
csi-IM-ConfigToAddModList
For a serving frequency E-UTRAN configures one or more CSI-IM-Config only when transmission mode 10 is
configured for the serving cell on this carrier frequency.
csi-ProcessToAddModList
For a serving frequency E-UTRAN configures one or more CSI-Process only when transmission mode 10 is
configured for the serving cell on this carrier frequency.
csi-ReportMode
Parameter: PUCCH_format1-1_CSI_reporting_mode, see TS 36.213 [23, 7.2.2].
K
Parameter: K, see TS 36.213 [23, 7.2.2].
nomPDSCH-RS-EPRE-Offset
Δ
Parameter: offset see TS 36.213 [23, 7.2.3]. Actual value = IE value * 2 [dB].
periodicityFactor
'
Parameter: H , see TS 36.213 [23, 7.2.2].

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CQI-ReportConfig field descriptions

pmi-RI-Report
See TS 36.213 [23, 7.2]. The presence of this field means PMI/RI reporting is configured; otherwise the PMI/RI
reporting is not configured. EUTRAN configures this field only when transmissionMode is set to tm8, tm9 or tm10. The
UE shall ignore pmi-RI-Report-r9/ pmi-RI-Report-r10 when transmission mode 10 is configured for the serving cell on
this carrier frequency.
ri-ConfigIndex
Parameter: RI Config Index IRI, see TS 36.213 [23, 7.2.2-1B]. If subframe patterns for CSI (CQI/PMI/PTI/RI) reporting
are configured (i.e. csi-SubframePatternConfig is configured), the parameter applies to the subframe pattern
corresponding to csi-MeasSubframeSet1.
ri-ConfigIndex2
Parameter: RI Config Index IRI, see TS 36.213 [23, 7.2.2-1B]. The parameter applies to the subframe pattern
corresponding to csi-MeasSubframeSet2. E-UTRAN configures ri-ConfigIndex2 only if ri-ConfigIndex is configured.
ri-Ref-CSI-ProcessId
CSI process whose RI value the UE inherits when reporting RI, in the same subframe, for CSI reporting. See TS
36.213 [23, 7.2.1, 7.2.2]. E-UTRAN ensures that the CSI process that inherits the RI value is configured with the same
feedback mode, number of CSI-RS ports and set of restricted RIs with codebook subset restriction as the reference
CSI process (i.e. from which it inherits the RI value).
simultaneousAckNackAndCQI
Parameter: Simultaneous-AN-and-CQI. see TS 36.213 [23, 10.1] TRUE indicates that simultaneous transmission of
ACK/NACK and CQI is allowed. One value applies for all CSI processes. For SCells this field is not applicable and the
UE shall ignore the value.
simultaneousAckNackAndCQI-Format3
Indicates that the UE shall perform simultaneous transmission of HARQ A/N and periodic CQI report multiplexing on
PUCCH format 3, see TS 36.213 [23, 7.2, 10.1.1]. E-UTRAN configures this information only when pucch-Format is
set to format3. One value applies for all CSI processes. For SCells this field is not applicable and the UE shall ignore
the value.
trigger01
Indicates whether or not reporting for this CSI-process is triggered by CSI request field set to 01, for a CSI request
applicable for the serving cell on the same frequency as the CSI process, see TS 36.213 [23, table 7.2.1-1B].
trigger10, trigger11
Indicates whether or not reporting for this CSI-process is triggered by CSI request field set to 10 or 11, see TS 36.213
[23, table 7.2.1-1B]. EUTRAN configures at most 5 CSI processes, across all serving frequencies, to be triggered by a
CSI request field set to value 10. The same restriction applies for value 11.

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Conditional presence Explanation

cqi-Setup This field is not present for an Scell, while it is conditionally present for the Pcell
according to the following. The field is optional present, need OR, if the cqi-
ReportPeriodic in the cqi-ReportConfig is set to setup. If the field cqi-ReportPeriodic is
present and set to release, the field is not present and the UE shall delete any existing
value for this field. Otherwise the field is not present and the UE takes no action i.e.
continues to use the existing value, if previously configured.
PMIRI The field is optional present, need OR, if cqi-ReportPeriodic is included and set to setup,
or cqi-ReportModeAperiodic is included. If the field cqi-ReportPeriodic is present and set
to release and cqi-ReportModeAperiodic is absent, the field is not present and the UE
shall delete any existing value for this field. Otherwise the field is not present and the UE
takes no action i.e. continues to use the existing value, if previously configured.
PMIRIPCell The field is optional present, need OR, if cqi-ReportPeriodic is included in the CQI-
ReportConfig-r10 and set to setup, or cqi-ReportAperiodic is included in the CQI-
ReportConfig-r10 and set to setup. If the field cqi-ReportPeriodic is present in the CQI-
ReportConfig-r10 and set to release and cqi-ReportAperiodic is included in the CQI-
ReportConfig-r10 and set to release, the field is not present and the UE shall delete any
existing value for this field. Otherwise the field is not present and the UE takes no action
i.e. continues to use the existing value, if previously configured.
PMIRISCell The field is optional present, need OR, if cqi-ReportPeriodicSCell is included and set to
setup, or cqi-ReportModeAperiodic-r10 is included in the CQI-ReportConfigSCell. If the
field cqi-ReportPeriodicSCell is present and set to release and cqi-ReportModeAperiodic-
r10 is absent in the CQI-ReportConfigSCell, the field is not present and the UE shall
delete any existing value for this field. Otherwise the field is not present and the UE takes
no action i.e. continues to use the existing value, if previously configured.

– CQI-ReportPeriodicProcExtId
The IE CQI-ReportPeriodicProcExtId is used to identify a periodic CQI reporting configuration that E-UTRAN may
configure in addition to the configuration specified by the IE CQI-ReportPeriodic-r10. These additional configurations
are specified by the IE CQI-ReportPeriodicProcExt-r11. The identity is unique within the scope of a carrier frequency.

CQI-ReportPeriodicProcExtId information elements

-- ASN1START

CQI-ReportPeriodicProcExtId-r11 ::= INTEGER (1..maxCQI-ProcExt-r11)

-- ASN1STOP

– CrossCarrierSchedulingConfig
The IE CrossCarrierSchedulingConfig is used to specify the configuration when the cross carrier scheduling is used in a
cell.

CrossCarrierSchedulingConfig information elements

-- ASN1START

CrossCarrierSchedulingConfig-r10 ::= SEQUENCE {

schedulingCellInfo-r10 CHOICE {

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Release 11 257 3GPP TS 36.331 V11.3.0 (2013-03)

own-r10 SEQUENCE { -- No cross carrier

scheduling

cif-Presence-r10 BOOLEAN

},

other-r10 SEQUENCE { -- Cross carrier

scheduling

schedulingCellId-r10 ServCellIndex-r10,

pdsch-Start-r10 INTEGER (1..4)

-- ASN1STOP

CrossCarrierSchedulingConfig field descriptions

cif-Presence
The field is used to indicate whether carrier indicator field is present (value TRUE) or not (value FALSE) in PDCCH/
EPDCCH DCI formats, see TS 36.212 [22, 5.3.3.1].
pdsch-Start
The starting OFDM symbol of PDSCH for the concerned SCell, see TS 36.213 [23. 7.1.6.4]. Values 1, 2, 3 are
applicable when dl-Bandwidth for the concerned SCell is greater than 10 resource blocks, values 2, 3, 4 are applicable
when dl-Bandwidth for the concerned SCell is less than or equal to 10 resource blocks, see TS 36.211 [21, Table 6,7-
1].
schedulingCellId
Indicates which cell signals the downlink allocations and uplink grants, if applicable, for the concerned SCell.

– CSI-IM-Config
The IE CSI-IM-Config is the CSI Interference Measurement (IM) configuration that E-UTRAN may configure on a
serving frequency, see TS 36.213 [23, 7.2.6].

CSI-IM-Config information elements

-- ASN1START

CSI-IM-Config-r11 ::= SEQUENCE {

csi-IM-ConfigId-r11 CSI-IM-ConfigId-r11,

resourceConfig-r11 INTEGER (0..31),

subframeConfig-r11 INTEGER (0..154),

...

-- ASN1STOP

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CSI-IM-Config field descriptions

resourceConfig
Parameter: CSI reference signal configuration, see TS 36.213 [23, 7.2.6] and TS 36.211 [21, table 6.10.5.2-1 and
6.10.5.2-2] for 4 REs.
subframeConfig
I
Parameter: CSI−RS , see TS 36.213 [23, 7.2.6] and TS 36.211 [21, table 6.10.5.3-1].

– CSI-IM-ConfigId
The IE CSI-IM-ConfigId is used to identify a CSI-IM configuration that is configured by the IE CSI-IM-Config. The
identity is unique within the scope of a carrier frequency.

CSI-IM-ConfigId information elements

-- ASN1START

CSI-IM-ConfigId-r11 ::= INTEGER (1..maxCSI-IM-r11)

-- ASN1STOP

– CSI-Process
The IE CSI-Process is the CSI process configuration that E-UTRAN may configure on a serving frequency.

CSI-Process information elements

-- ASN1START

CSI-Process-r11 ::= SEQUENCE {

csi-ProcessId-r11 CSI-ProcessId-r11,

csi-RS-ConfigNZPId-r11 CSI-RS-ConfigNZPId-r11,

csi-IM-ConfigId-r11 CSI-IM-ConfigId-r11,

p-C-AndCBSRList-r11 SEQUENCE (SIZE (1..2)) OF P-C-AndCBSR-r11,

cqi-ReportBothProc-r11 CQI-ReportBothProc-r11 OPTIONAL, -- Need OR

cqi-ReportPeriodicProcId-r11 INTEGER (0..maxCQI-ProcExt-r11) OPTIONAL, -- Need OR

cqi-ReportAperiodicProc-r11 CQI-ReportAperiodicProc-r11 OPTIONAL, -- Need OR

...

P-C-AndCBSR-r11 ::= SEQUENCE {

p-C-r11 INTEGER (-8..15),

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Release 11 259 3GPP TS 36.331 V11.3.0 (2013-03)

codebookSubsetRestriction-r11 BIT STRING

-- ASN1STOP

CSI-Process field descriptions

cqi-ReportBothProc
Includes CQI configuration parameters applicable for both aperiodic and periodic CSI reporting, for which CSI process
specific values may be configured. E-UTRAN configures the field if and only if cqi-ReportPeriodicId is included and/ or
if cqi-ReportAperiodicProc is included.
cqi-ReportPeriodicId
Refers to a periodic CQI reporting configuration that is configured for the same frequency as the CSI process. Value 0
refers to the set of parameters defined by the REL-10 CQI reporting configuration fields, while the other values refer to
the additional configurations E-UTRAN assigns by CQI-ReportPeriodicProcExt-r11 (and as covered by CQI-
ReportPeriodicProcExtId).
csi-IM-ConfigId
Refers to a CSI-IM configuration that is configured for the same frequency as the CSI process.
csi-RS-ConfigNZPId
Refers to a CSI RS configuration using non-zero power transmission that is configured for the same frequency as the
CSI process.
p-C
P
Parameter: c , see TS 36.213 [23, 7.2.5].
p-C-AndAntennaInfoDedList
A p-C-AndAntennaInfoDedList including 2 entries indicates that the subframe patterns configured for CSI
(CQI/PMI/PTI/RI) reporting (i.e. as defined by field csi-MeasSubframeSet1 and csi-MeasSubframeSet2) are to be
used for this CSI process, while a single entry indicates that the subframe patterns are not to be used for this CSI
process. E-UTRAN does not include 2 entries in p-C-AndAntennaInfoDedList for CSI processes concerning a
secondary frequency. E-UTRAN includes 2 entries in p-C-AndAntennaInfoDedList when configuring both cqi-pmi-
ConfigIndex and cqi-pmi-ConfigIndex2.

– CSI-ProcessId
The IE CSI-ProcessId is used to identify a CSI process that is configured by the IE CSI-Process. The identity is unique
within the scope of a carrier frequency.

CSI-ProcessId information elements

-- ASN1START

CSI-ProcessId-r11 ::= INTEGER (1..maxCSI-Proc-r11)

-- ASN1STOP

– CSI-RS-Config
The IE CSI-RS-Config is used to specify the CSI (Channel-State Information) reference signal configuration.

CSI-RS-Config information elements

-- ASN1START

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Release 11 260 3GPP TS 36.331 V11.3.0 (2013-03)

CSI-RS-Config-r10 ::= SEQUENCE {

csi-RS-r10 CHOICE {

release NULL,

setup SEQUENCE {

antennaPortsCount-r10 ENUMERATED {an1, an2, an4, an8},

resourceConfig-r10 INTEGER (0..31),

subframeConfig-r10 INTEGER (0..154),

p-C-r10 INTEGER (-8..15)

} OPTIONAL, -- Need ON

zeroTxPowerCSI-RS-r10 CHOICE {

release NULL,

setup SEQUENCE {

zeroTxPowerResourceConfigList-r10 BIT STRING (SIZE (16)),

zeroTxPowerSubframeConfig-r10 INTEGER (0..154)

} OPTIONAL -- Need ON

-- ASN1STOP

CSI-RS-Config field descriptions

antennaPortsCount
Parameter represents the number of antenna ports used for transmission of CSI reference signals where value an1
corresponds to 1 antenna port, an2 to 2 antenna ports and so on, see TS 36.211 [21, 6.10.5].
p-C
P
Parameter: c , see TS 36.213 [23, 7.2.5].
resourceConfig
Parameter: CSI reference signal configuration, see TS 36.211 [21, table 6.10.5.2-1 and 6.10.5.2-2].
subframeConfig
I
Parameter: CSI−RS , see TS 36.211 [21, table 6.10.5.3-1].
zeroTxPowerResourceConfigList
Parameter: ZeroPowerCSI-RS, see TS 36.213 [23, 7.2.7].
zeroTxPowerSubframeConfig
I
Parameter: CSI−RS , see TS 36.211 [21, table 6.10.5.3-1].

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Release 11 261 3GPP TS 36.331 V11.3.0 (2013-03)

– CSI-RS-ConfigNZP
The IE CSI-RS-ConfigNZP is the CSI-RS resource configuration using non-zero power transmission that E-UTRAN
may configure on a serving frequency.

CSI-RS-ConfigNZP information elements

-- ASN1START

CSI-RS-ConfigNZP-r11 ::= SEQUENCE {

csi-RS-ConfigNZPId-r11 CSI-RS-ConfigNZPId-r11,

antennaPortsCount-r11 ENUMERATED {an1, an2, an4, an8},

resourceConfig-r11 INTEGER (0..31),

subframeConfig-r11 INTEGER (0..154),

scramblingIdentity-r11 INTEGER (0..503),

qcl-CRS-Info-r11 SEQUENCE {

qcl-ScramblingIdentity-r11 INTEGER (0..503),

crs-PortsCount-r11 ENUMERATED {n1, n2, n4, spare1},

mbsfn-SubframeConfigList-r11 CHOICE {

release NULL,

setup SEQUENCE {

subframeConfigList MBSFN-SubframeConfigList

} OPTIONAL -- Need ON

} OPTIONAL, -- Need OR

...

-- ASN1STOP

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CSI-RS-ConfigNZP field descriptions

antennaPortsCount
Parameter represents the number of antenna ports used for transmission of CSI reference signals where an1
corresponds to 1, an2 to 2 antenna ports etc. see TS 36.211 [21, 6.10.5].
qcl-CRS-Info
Indicates CRS antenna ports that is quasi co-located with the CSI-RS antenna ports, see TS 36.213 [23, 7.2.5].
EUTRAN configures this field if and only if the UE is configured with qcl-Operation set to typeB.
resourceConfig
Parameter: CSI reference signal configuration, see TS 36.211 [21, table 6.10.5.2-1 and 6.10.5.2-2].
subframeConfig
I
Parameter: CSI−RS , see TS 36.211 [21, table 6.10.5.3-1].
scramblingIdentity

Parameter: Pseudo-random sequence generator parameter,

n ID , see TS 36.213 [23, 7.2.5].

– CSI-RS-ConfigNZPId
The IE CSI-RS-ConfigNZPId is used to identify a CSI-RS resource configuration using non-zero transmission power, as
configured by the IE CSI-RS-ConfigNZP. The identity is unique within the scope of a carrier frequency.

CSI-RS-ConfigNZPId information elements

-- ASN1START

CSI-RS-ConfigNZPId-r11 ::= INTEGER (1..maxCSI-RS-NZP-r11)

-- ASN1STOP

– CSI-RS-ConfigZP
The IE CSI-RS-ConfigZP is the CSI-RS resource configuration, for which UE assumes zero transmission power, that E-
UTRAN may configure on a serving frequency.

CSI-RS-ConfigZP information elements

-- ASN1START

CSI-RS-ConfigZP-r11 ::= SEQUENCE {

csi-RS-ConfigZPId-r11 CSI-RS-ConfigZPId-r11,

resourceConfigList-r11 BIT STRING (SIZE (16)),

subframeConfig-r11 INTEGER (0..154),

...

-- ASN1STOP

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CSI-RS-ConfigZP field descriptions

resourceConfigList
Parameter: ZeroPowerCSI-RS, see TS 36.213 [23, 7.2.7].
subframeConfig
I
Parameter: CSI−RS , see TS 36.211 [21, table 6.10.5.3-1].

– CSI-RS-ConfigZPId
The IE CSI-RS-ConfigZPId is used to identify a CSI-RS resource configuration for which UE assumes zero
transmission power, as configured by the IE CSI-RS-ConfigZP. The identity is unique within the scope of a carrier
frequency.

CSI-RS-ConfigZPId information elements

-- ASN1START

CSI-RS-ConfigZPId-r11 ::= INTEGER (1..maxCSI-RS-ZP-r11)

-- ASN1STOP

– DMRS-Config
The IE DMRS-Config is the DMRS configuration that E-UTRAN may configure on a serving frequency.

DMRS-Config information elements

-- ASN1START

DMRS-Config-r11 ::= CHOICE {

release NULL,

setup SEQUENCE {

scramblingIdentity-r11 INTEGER (0..503),

scramblingIdentity2-r11 INTEGER (0..503)

-- ASN1STOP

DMRS-Config field descriptions

scramblingIdentity, scramblingIdentity2
DMRS,i
nID
Parameter: , see TS 36.211 [21, 6.10.3.1].

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– DRB-Identity
The IE DRB-Identity is used to identify a DRB used by a UE.

DRB-Identity information elements

-- ASN1START

DRB-Identity ::= INTEGER (1..32)

-- ASN1STOP

– EPDCCH-Config
The IE EPDCCH-Config specifies the subframes and resource blocks for EPDCCH monitoring that E-UTRAN may
configure for a serving cell.

EPDCCH-Config information element

-- ASN1START

EPDCCH-Config-r11 ::= SEQUENCE{

config-r11 CHOICE {

release NULL,

setup SEQUENCE {

subframePatternConfig-r11 CHOICE {

release NULL,

setup SEQUENCE {

subframePattern-r11 MeasSubframePattern-r10

} OPTIONAL, -- Need ON

startSymbol-r11 INTEGER (1..4) OPTIONAL, -- Need OP

setConfigToReleaseList-r11 EPDCCH-SetConfigToReleaseList-r11 OPTIONAL, -- Need ON

setConfigToAddModList-r11 EPDCCH-SetConfigToAddModList-r11 OPTIONAL -- Need ON

EPDCCH-SetConfigToAddModList-r11 ::= SEQUENCE (SIZE(1..maxEPDCCH-Set-r11)) OF EPDCCH-SetConfig-

r11

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Release 11 265 3GPP TS 36.331 V11.3.0 (2013-03)

EPDCCH-SetConfigToReleaseList-r11 ::= SEQUENCE (SIZE(1..maxEPDCCH-Set-r11)) OF EPDCCH-SetConfigId-

r11

EPDCCH-SetConfig-r11 ::= SEQUENCE {

setConfigId-r11 EPDCCH-SetConfigId-r11,

transmissionType-r11 ENUMERATED {localised, distributed},

resourceBlockAssignment-r11 SEQUENCE{

numberPRB-Pairs-r11 ENUMERATED {n2, n4, n8},

resourceBlockAssignment-r11 BIT STRING (SIZE(4..38))

},

dmrs-ScramblingSequenceInt-r11 INTEGER (0..503),

pucch-ResourceStartOffset-r11 INTEGER (0..2047),

re-MappingQCL-ConfigListId-r11 PDSCH-RE-MappingQCL-ConfigId-r11 OPTIONAL, -- Need OR

...

EPDCCH-SetConfigId-r11 ::= INTEGER (0..1)

-- ASN1STOP

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Release 11 266 3GPP TS 36.331 V11.3.0 (2013-03)

EPDCCH-Config field descriptions

dmrs-ScramblingSequenceInt
n EPDCCH
The DMRS scrambling sequence initialization parameter ID,i defined in TS 36.211[21, 6.10.3A.1].
EPDCCH-SetConfig
Provides EPDCCH configuration set. See TS 36.213 [23, 9.1.4]. E-UTRAN configures at least one EPDCCH-
SetConfig when EPDCCH-Config is configured.
numberPRB-Pairs
Indicates the number of physical resource-block pairs used for the EPDCCH set. Value n2 corresponds to 2 physical
resource-block pairs; n4 corresponds to 4 physical resource-block pairs and so on. Value n8 is not supported if dl-
Bandwidth is set to 6 resource blocks.
pucch-ResourceStartOffset
PUCCH format 1a and 1b resource starting offset for the EPDCCH set. See TS 36.213 [23, 10.1.1.2].
re-MappingQCL-ConfigListId
Indicates the starting OFDM symbol, the related rate matching parameters and quasi co-location assumption for
EPDCCH when the UE is configured with tm10. This field provides the identity of a configured PDSCH-RE-
MappingQCL-Config. E-UTRAN configures this field only when tm10 is configured.
resourceBlockAssignment
Indicates the index to a specific combination of physical resource-block pair for EPDCCH set. See TS 36.213 [23,
9.1.4.4]. The size of resourceBlockAssignment is specified in TS 36.213 [23, 9.1.4.4] and based on numberPRB-Pairs
and the signalled value of dl-Bandwidth.
setConfigId
Indicates the identity of the EPDCCH configuration set.
startSymbol
Indicates the OFDM starting symbol for any EPDCCH and PDSCH scheduled by EPDCCH on the same cell, see TS
36.213 [23, 9.1.4.1]. If not present, the UE shall release the configuration and shall derive the starting OFDM symbol
of EPDCCH and PDSCH scheduled by EPDCCH from PCFICH. Values 1, 2, and 3 are applicable for dl-Bandwidth
greater than 10 resource blocks. Values 2, 3, and 4 are applicable otherwise. E-UTRAN does not configure the field
for UEs configured with tm10.
subframePatternConfig
Configures the subframes which the UE shall monitor the UE-specific search space on EPDCCH, except for pre-
defined rules in TS 36.213 [23, 9.1.4]. If the field is not configured when EPDCCH is configured, the UE shall monitor
the UE-specific search space on EPDCCH in all subframes except for pre-defined rules in TS 36.213 [23, 9.1.4].
transmissionType
Indicates whether distributed or localized EPDCCH transmission mode is used as defined in TS 36.211 [21, 6.8A.1].

– LogicalChannelConfig
The IE LogicalChannelConfig is used to configure the logical channel parameters.

LogicalChannelConfig information element

-- ASN1START

LogicalChannelConfig ::= SEQUENCE {

ul-SpecificParameters SEQUENCE {

priority INTEGER (1..16),

prioritisedBitRate ENUMERATED {

kBps0, kBps8, kBps16, kBps32, kBps64, kBps128,

kBps256, infinity, kBps512-v1020, kBps1024-v1020,

kBps2048-v1020, spare5, spare4, spare3, spare2,

spare1},

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Release 11 267 3GPP TS 36.331 V11.3.0 (2013-03)

bucketSizeDuration ENUMERATED {

ms50, ms100, ms150, ms300, ms500, ms1000, spare2,

spare1},

logicalChannelGroup INTEGER (0..3) OPTIONAL -- Need OR

} OPTIONAL, -- Cond UL

...,

[[ logicalChannelSR-Mask-r9 ENUMERATED {setup} OPTIONAL -- Cond SRmask

]]

-- ASN1STOP

LogicalChannelConfig field descriptions

bucketSizeDuration
Bucket Size Duration for logical channel prioritization in TS 36.321 [6]. Value in milliseconds. Value ms50 corresponds
to 50 ms, ms100 corresponds to 100 ms and so on.
logicalChannelGroup
Mapping of logical channel to logical channel group for BSR reporting in TS 36.321 [6].
logicalChannelSR-Mask
Controlling SR triggering on a logical channel basis when an uplink grant is configured. See TS 36.321 [6].
prioritisedBitRate
Prioritized Bit Rate for logical channel prioritization in TS 36.321 [6]. Value in kilobytes/second. Value kBps0
corresponds to 0 kB/second, kBps8 corresponds to 8 kB/second, kBps16 corresponds to 16 kB/second and so on.
Infinity is the only applicable value for SRB1 and SRB2
priority
Logical channel priority in TS 36.321 [6]. Value is an integer.

Conditional presence Explanation

SRmask The field is optionally present if ul-SpecificParameters is present, need OR; otherwise it is
not present.
UL The field is mandatory present for UL logical channels; otherwise it is not present.

– MAC-MainConfig
The IE MAC-MainConfig is used to specify the MAC main configuration for signalling and data radio bearers.

MAC-MainConfig information element

-- ASN1START

MAC-MainConfig ::= SEQUENCE {

ul-SCH-Config SEQUENCE {

maxHARQ-Tx ENUMERATED {

n1, n2, n3, n4, n5, n6, n7, n8,

n10, n12, n16, n20, n24, n28,

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Release 11 268 3GPP TS 36.331 V11.3.0 (2013-03)

spare2, spare1} OPTIONAL, -- Need ON

periodicBSR-Timer ENUMERATED {

sf5, sf10, sf16, sf20, sf32, sf40, sf64, sf80,

sf128, sf160, sf320, sf640, sf1280, sf2560,

infinity, spare1} OPTIONAL, -- Need ON

retxBSR-Timer ENUMERATED {

sf320, sf640, sf1280, sf2560, sf5120,

sf10240, spare2, spare1},

ttiBundling BOOLEAN

} OPTIONAL, -- Need ON

drx-Config DRX-Config OPTIONAL, -- Need ON

timeAlignmentTimerDedicated TimeAlignmentTimer,

phr-Config CHOICE {

release NULL,

setup SEQUENCE {

periodicPHR-Timer ENUMERATED {sf10, sf20, sf50, sf100, sf200,

sf500, sf1000, infinity},

prohibitPHR-Timer ENUMERATED {sf0, sf10, sf20, sf50, sf100,

sf200, sf500, sf1000},

dl-PathlossChange ENUMERATED {dB1, dB3, dB6, infinity}

} OPTIONAL, -- Need ON

...,

[[ sr-ProhibitTimer-r9 INTEGER (0..7) OPTIONAL -- Need ON

]],

[[ mac-MainConfig-v1020 SEQUENCE {

sCellDeactivationTimer-r10 ENUMERATED {

rf2, rf4, rf8, rf16, rf32, rf64, rf128,

spare} OPTIONAL, -- Need OP

extendedBSR-Sizes-r10 ENUMERATED {setup} OPTIONAL, -- Need OR

extendedPHR-r10 ENUMERATED {setup} OPTIONAL -- Need OR

} OPTIONAL -- Need ON

]],

[[ stag-ToReleaseList-r11 STAG-ToReleaseList-r11 OPTIONAL, -- Need ON

stag-ToAddModList-r11 STAG-ToAddModList-r11 OPTIONAL, -- Need ON

3GPP
Release 11 269 3GPP TS 36.331 V11.3.0 (2013-03)

drx-Config-v1130 DRX-Config-v1130 OPTIONAL -- Cond DRX

]]

MAC-MainConfigSCell-r11 ::= SEQUENCE {

stag-Id-r11 STAG-Id-r11 OPTIONAL, -- Need OP

...

DRX-Config ::= CHOICE {

release NULL,

setup SEQUENCE {

onDurationTimer ENUMERATED {

psf1, psf2, psf3, psf4, psf5, psf6,

psf8, psf10, psf20, psf30, psf40,

psf50, psf60, psf80, psf100,

psf200},

drx-InactivityTimer ENUMERATED {

psf1, psf2, psf3, psf4, psf5, psf6,

psf8, psf10, psf20, psf30, psf40,

psf50, psf60, psf80, psf100,

psf200, psf300, psf500, psf750,

psf1280, psf1920, psf2560, psf0-v1020,

spare9, spare8, spare7, spare6,

spare5, spare4, spare3, spare2,

spare1},

drx-RetransmissionTimer ENUMERATED {

psf1, psf2, psf4, psf6, psf8, psf16,

psf24, psf33},

longDRX-CycleStartOffset CHOICE {

sf10 INTEGER(0..9),

sf20 INTEGER(0..19),

sf32 INTEGER(0..31),

sf40 INTEGER(0..39),

sf64 INTEGER(0..63),

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Release 11 270 3GPP TS 36.331 V11.3.0 (2013-03)

sf80 INTEGER(0..79),

sf128 INTEGER(0..127),

sf160 INTEGER(0..159),

sf256 INTEGER(0..255),

sf320 INTEGER(0..319),

sf512 INTEGER(0..511),

sf640 INTEGER(0..639),

sf1024 INTEGER(0..1023),

sf1280 INTEGER(0..1279),

sf2048 INTEGER(0..2047),

sf2560 INTEGER(0..2559)

},

shortDRX SEQUENCE {

shortDRX-Cycle ENUMERATED {

sf2, sf5, sf8, sf10, sf16, sf20,

sf32, sf40, sf64, sf80, sf128, sf160,

sf256, sf320, sf512, sf640},

drxShortCycleTimer INTEGER (1..16)

} OPTIONAL -- Need OR

DRX-Config-v1130 ::= SEQUENCE {

drx-RetransmissionTimer-v1130 ENUMERATED {psf0-v1130} OPTIONAL, --Need OR

longDRX-CycleStartOffset-v1130 CHOICE {

sf60-v1130 INTEGER(0..59),

sf70-v1130 INTEGER(0..69)

} OPTIONAL, --Need OR

shortDRX-Cycle-v1130 ENUMERATED {sf4-v1130} OPTIONAL --Need OR

STAG-ToReleaseList-r11 ::= SEQUENCE (SIZE (1..maxSTAG-r11)) OF STAG-Id-r11

STAG-ToAddModList-r11 ::= SEQUENCE (SIZE (1..maxSTAG-r11)) OF STAG-ToAddMod-r11

3GPP
Release 11 271 3GPP TS 36.331 V11.3.0 (2013-03)

STAG-ToAddMod-r11 ::= SEQUENCE {

stag-Id-r11 STAG-Id-r11,

timeAlignmentTimerSTAG-r11 TimeAlignmentTimer,

...

STAG-Id-r11::= INTEGER (1..maxSTAG-r11)

-- ASN1STOP

3GPP
Release 11 272 3GPP TS 36.331 V11.3.0 (2013-03)

MAC-MainConfig field descriptions

dl-PathlossChange
DL Pathloss Change and the change of the required power backoff due to power management (as allowed by P-
MPRc [42]) for PHR reporting in TS 36.321 [6]. Value in dB. Value dB1 corresponds to 1 dB, dB3 corresponds to 3 dB
and so on. The same value applies for each serving cell (although the associated functionality is performed
independently for each cell).
drx-Config
Used to configure DRX as specified in TS 36.321 [6]. E-UTRAN configures the values in DRX-Config-v1130 only if the
UE indicates support for IDC indication.
drx-InactivityTimer
Timer for DRX in TS 36.321 [6]. Value in number of PDCCH sub-frames. Value psf1 corresponds to 1 PDCCH sub-
frame, psf2 corresponds to 2 PDCCH sub-frames and so on.
drx-RetransmissionTimer
Timer for DRX in TS 36.321 [6]. Value in number of PDCCH sub-frames. Value psf1 corresponds to 1 PDCCH sub-
frame, psf2 corresponds to 2 PDCCH sub-frames and so on. In case drx-RetransmissionTimer-v1130 is signalled, the
UE shall ignore drx-RetransmissionTimer (i.e. without suffix).
drxShortCycleTimer
Timer for DRX in TS 36.321 [6]. Value in multiples of shortDRX-Cycle. A value of 1 corresponds to shortDRX-Cycle, a
value of 2 corresponds to 2 * shortDRX-Cycle and so on.
extendedBSR-Sizes
If value setup is configured, the BSR index indicates extended BSR size levels as defined in TS 36.321 [6, Table
6.1.3.1-2].
extendedPHR
Indicates if power headroom shall be reported using the Extended Power Headroom Report MAC control element
defined in TS 36.321 [6] (value setup). Otherwise the power headroom shall be reported using the Power Headroom
Report MAC control element defined in TS 36.321 [6]. E-UTRAN always configures the value setup if more than one
Serving Cell with uplink is configured.
longDRX-CycleStartOffset
longDRX-Cycle and drxStartOffset in TS 36.321 [6]. The value of longDRX-Cycle is in number of sub-frames. Value
sf10 corresponds to 10 sub-frames, sf20 corresponds to 20 sub-frames and so on. If shortDRX-Cycle is configured,
the value of longDRX-Cycle shall be a multiple of the shortDRX-Cycle value. The value of drxStartOffset value is in
number of sub-frames. In case longDRX-CycleStartOffset-v1130 is signalled, the UE shall ignore longDRX-
CycleStartOffset (i.e. without suffix).
maxHARQ-Tx
Maximum number of transmissions for UL HARQ in TS 36.321 [6].
onDurationTimer
Timer for DRX in TS 36.321 [6]. Value in number of PDCCH sub-frames. Value psf1 corresponds to 1 PDCCH sub-
frame, psf2 corresponds to 2 PDCCH sub-frames and so on.
periodicBSR-Timer
Timer for BSR reporting in TS 36.321 [6]. Value in number of sub-frames. Value sf10 corresponds to 10 sub-frames,
sf20 corresponds to 20 sub-frames and so on.
periodicPHR-Timer
Timer for PHR reporting in TS 36.321 [6]. Value in number of sub-frames. Value sf10 corresponds to 10 subframes,
sf20 corresponds to 20 subframes and so on.
prohibitPHR-Timer
Timer for PHR reporting in TS 36.321 [6]. Value in number of sub-frames. Value sf0 corresponds to 0 subframes,
sf100 corresponds to 100 subframes and so on.
retxBSR-Timer
Timer for BSR reporting in TS 36.321 [6]. Value in number of sub-frames. Value sf640 corresponds to 640 sub-
frames, sf1280 corresponds to 1280 sub-frames and so on.
sCellDeactivationTimer
SCell deactivation timer in TS 36.321 [6]. Value in number of radio frames. Value rf4 corresponds to 4 radio frames,
value rf8 corresponds to 8 radio frames and so on. E-UTRAN only configures the field if the UE is configured with one
or more SCells. If the field is absent, the UE shall delete any existing value for this field and assume the value to be
set to infinity. The same value applies for each SCell (although the associated functionality is performed independently
for each SCell).

3GPP
Release 11 273 3GPP TS 36.331 V11.3.0 (2013-03)

MAC-MainConfig field descriptions

shortDRX-Cycle
Short DRX cycle in TS 36.321 [6]. Value in number of sub-frames. Value sf2 corresponds to 2 sub-frames, sf5
corresponds to 5 subframes and so on. In case shortDRX-Cycle-v1130 is signalled, the UE shall ignore shortDRX-
Cycle (i.e. without suffix).
sr-ProhibitTimer
Timer for SR transmission on PUCCH in TS 36.321 [6]. Value in number of SR period(s). Value 0 means no timer for
SR transmission on PUCCH is configured. Value 1 corresponds to one SR period, Value 2 corresponds to 2*SR
periods and so on. SR period is defined in TS 36.213 [23, table 10.1.5-1].
stag-Id
Indicates the TAG of an SCell, see TS 36.321 [6]. If the field is not configured for an SCell (e.g. absent in MAC-
MainConfigSCell), the SCell is part of the PTAG.
stag-ToAddModList, stag-ToReleaseList
Used to configure one or more STAGs. E-UTRAN ensures that a STAG contains at least one SCell with configured
uplink. If, due to SCell release a reconfiguration would result in an ‘empty’ TAG, E-UTRAN includes release of the
concerned TAG.
timeAlignmentTimerSTAG
Indicates the value of the time alignment timer for an STAG, see TS 36.321 [6].
ttiBundling
TRUE indicates that TTI bundling TS 36.321 [6] is enabled while FALSE indicates that TTI bundling is disabled. TTI
bundling can be enabled for FDD and for TDD only for configurations 0, 1 and 6. For TDD, E-UTRAN does not
simultaneously enable TTI bundling and semi-persistent scheduling in this release of specification. Furthermore, E-
UTRAN does not simultaneously configure TTI bundling and SCells with configured uplink.

Conditional presence Explanation

DRX The field is optionally present, need ON, if drx-Config is present. Otherwise the field is not
present and the UE takes no action i.e. continues to use the existing value, if previously
configured.

– PDCP-Config
The IE PDCP-Config is used to set the configurable PDCP parameters for data radio bearers.

PDCP-Config information element

-- ASN1START

PDCP-Config ::= SEQUENCE {

discardTimer ENUMERATED {

ms50, ms100, ms150, ms300, ms500,

ms750, ms1500, infinity

} OPTIONAL, -- Cond Setup

rlc-AM SEQUENCE {

statusReportRequired BOOLEAN

} OPTIONAL, -- Cond Rlc-AM

rlc-UM SEQUENCE {

pdcp-SN-Size ENUMERATED {len7bits, len12bits}

} OPTIONAL, -- Cond Rlc-UM

3GPP
Release 11 274 3GPP TS 36.331 V11.3.0 (2013-03)

headerCompression CHOICE {

notUsed NULL,

rohc SEQUENCE {

maxCID INTEGER (1..16383) DEFAULT 15,

profiles SEQUENCE {

profile0x0001 BOOLEAN,

profile0x0002 BOOLEAN,

profile0x0003 BOOLEAN,

profile0x0004 BOOLEAN,

profile0x0006 BOOLEAN,

profile0x0101 BOOLEAN,

profile0x0102 BOOLEAN,

profile0x0103 BOOLEAN,

profile0x0104 BOOLEAN

},

...

},

...,

[[ rn-IntegrityProtection-r10 ENUMERATED {enabled} OPTIONAL -- Cond RN

]],

[[ pdcp-SN-Size-v1130 ENUMERATED {len15bits} OPTIONAL -- Cond Rlc-AM2

]]

-- ASN1STOP

3GPP
Release 11 275 3GPP TS 36.331 V11.3.0 (2013-03)

PDCP-Config field descriptions

discardTimer
Indicates the discard timer value specified in TS 36.323 [8]. Value in milliseconds. Value ms50 means 50 ms, ms100
means 100 ms and so on.
maxCID
Indicates the value of the MAX_CID parameter as specified in TS 36.323 [8].
pdcp-SN-Size
Indicates the PDCP Sequence Number length in bits. For RLC UM: value len7bits means that the 7-bit PDCP SN
format is used and len12bits means that the 12-bit PDCP SN format is used. For RLC AM: value len15bits means that
the 15-bit PDCP SN format is used, otherwise if the field is not included upon setup of the PCDP entity 12-bit PDCP
SN format is used, as specified in TS 36.323 [8].
profiles
The profiles used by both compressor and decompressor in both UE and E-UTRAN. The field indicates which of the
ROHC profiles specified in TS 36.323 [8] are supported, i.e. value true indicates that the profile is supported. Profile
0x0000 shall always be supported when the use of ROHC is configured. If support of two ROHC profile identifiers with
the same 8 LSB’s is signalled, only the profile corresponding to the highest value shall be applied.
rn-IntegrityProtection
Indicates that integrity protection or verification shall be applied for all subsequent packets received and sent by the
RN on the DRB.
statusReportRequired
Indicates whether or not the UE shall send a PDCP Status Report upon re-establishment of the PDCP entity as
specified in TS 36.323 [8].

Conditional presence Explanation

Rlc-AM The field is mandatory present upon setup of a PDCP entity for a radio bearer configured
with RLC AM. The field is optional, need ON, in case of reconfiguration of a PDCP entity
at handover for a radio bearer configured with RLC AM. Otherwise the field is not present.

Rlc-AM2 The field is optionally present, need OP, upon setup of a PDCP entity for a radio bearer
configured with RLC AM. Otherwise the field is not present.

Rlc-UM The field is mandatory present upon setup of a PDCP entity for a radio bearer configured
with RLC UM. Otherwise the field is not present.

RN The field is optionally present when signalled to the RN, need OR. Otherwise the field is
not present.

Setup The field is mandatory present in case of radio bearer setup. Otherwise the field is
optionally present, need ON.

– PDSCH-Config
The IE PDSCH-ConfigCommon and the IE PDSCH-ConfigDedicated are used to specify the common and the UE
specific PDSCH configuration respectively.

PDSCH-Config information element

-- ASN1START

PDSCH-ConfigCommon ::= SEQUENCE {

referenceSignalPower INTEGER (-60..50),

p-b INTEGER (0..3)

3GPP
Release 11 276 3GPP TS 36.331 V11.3.0 (2013-03)

PDSCH-ConfigDedicated::= SEQUENCE {

p-a ENUMERATED {

dB-6, dB-4dot77, dB-3, dB-1dot77,

dB0, dB1, dB2, dB3}

PDSCH-ConfigDedicated-v1130 ::= SEQUENCE {

dmrs-ConfigPDSCH-r11 DMRS-Config-r11 OPTIONAL, -- Need ON

qcl-Operation ENUMERATED {typeA, typeB} OPTIONAL, -- Need OR

re-MappingQCLConfigToReleaseList-r11 RE-MappingQCLConfigToReleaseList-r11 OPTIONAL, --

Need ON

re-MappingQCLConfigToAddModList-r11 RE-MappingQCLConfigToAddModList-r11 OPTIONAL --

Need ON

RE-MappingQCLConfigToAddModList-r11 ::= SEQUENCE (SIZE (1..maxRE-MapQCL-r11)) OF PDSCH-RE-

MappingQCL-Config-r11

RE-MappingQCLConfigToReleaseList-r11 ::= SEQUENCE (SIZE (1..maxRE-MapQCL-r11)) OF PDSCH-RE-

MappingQCL-ConfigId-r11

PDSCH-RE-MappingQCL-Config-r11 ::= SEQUENCE {

pdsch-RE-MappingQCL-ConfigId-r11 PDSCH-RE-MappingQCL-ConfigId-r11,

optionalSetOfFields-r11 SEQUENCE {

crs-PortsCount-r11 ENUMERATED {n1, n2, n4, spare1},

crs-FreqShift-r11 INTEGER (0..5),

mbsfn-SubframeConfigList-r11 CHOICE {

release NULL,

setup SEQUENCE {

subframeConfigList MBSFN-SubframeConfigList

} OPTIONAL, -- Need ON

pdsch-Start-r11 ENUMERATED {reserved, n1, n2, n3, n4, assigned}

} OPTIONAL, -- Need OP

csi-RS-ConfigZPId-r11 CSI-RS-ConfigZPId-r11,

qcl-CSI-RS-ConfigNZPId-r11 CSI-RS-ConfigNZPId-r11 OPTIONAL, -- Need OR

3GPP
Release 11 277 3GPP TS 36.331 V11.3.0 (2013-03)

...

-- ASN1STOP

PDSCH-Config field descriptions

optionalSetOfFields
If absent, the UE releases the configuration provided previously, if any, and applies the values from the serving cell
configured on the same frequency.
p-a

Parameter:
P A , see TS 36.213 [23, 5.2]. Value dB-6 corresponds to -6 dB, dB-4dot77 corresponds to -4.77 dB etc.
p-b
P
Parameter: B , see TS 36.213 [23, Table 5.2-1].
pdsch-Start
The starting OFDM symbol of PDSCH for the concerned serving cell, see TS 36.213 [23. 7.1.6.4]. Values 1, 2, 3 are
applicable when dl-Bandwidth for the concerned serving cell is greater than 10 resource blocks, values 4 is applicable
when dl-Bandwidth for the concerned serving cell is less than or equal to 10 resource blocks, see TS 36.211 [21,
Table 6,7-1]. Value n1 corresponds to 1, value n2 corresponds to 2 and so on. In case of cross carrier scheduling,
value assigned indicates that the UE shall apply the value of pdsch-Start in CrossCarrierSchedulingConfig configured
for the concerned serving cell. Otherwise, value assigned indicates that the UE shall apply the value indicated by
PCFICH of serving cell.
qcl-CSI-RS-ConfigNZPId
Indicates the CSI-RS resource that is quasi co-located with the PDSCH antenna ports, see TS 36.213 [23, 7.1.9]. E-
UTRAN configures this field if and only if the UE is configured with qcl-Operation set to typeB.
qcl-Operation
Indicates the quasi co-location behaviour to be used by the UE, type A and type B, as described in TS 36.213 [23,
7.1.10].
referenceSignalPower
Parameter: Reference-signal power, which provides the downlink reference-signal EPRE, see TS 36.213 [23, 5.2].
The actual value in dBm.
re-MappingQCLConfigToAddModList, re-MappingQCLConfigToReleaseList
For a serving frequency E-UTRAN configures at least one PDSCH-RE-MappingQCL-Config when transmission mode
10 is configured for the serving cell on this carrier frequency. Otherwise it does not configure this IE.

– PDSCH-RE-MappingQCL-ConfigId
The IE PDSCH-RE-MappingQCL-ConfigId is used to identify a set of PDSCH parameters related to resource element
mapping and quasi co-location, as configured by the IE PDSCH-RE-MappingQCL-Config. The identity is unique within
the scope of a carrier frequency.

PDSCH-RE-MappingQCL-ConfigId information elements

-- ASN1START

PDSCH-RE-MappingQCL-ConfigId-r11 ::= INTEGER (1..maxRE-MapQCL-r11)

-- ASN1STOP

3GPP
Release 11 278 3GPP TS 36.331 V11.3.0 (2013-03)

– PHICH-Config
The IE PHICH-Config is used to specify the PHICH configuration.

PHICH-Config information element

-- ASN1START

PHICH-Config ::= SEQUENCE {

phich-Duration ENUMERATED {normal, extended},

phich-Resource ENUMERATED {oneSixth, half, one, two}

-- ASN1STOP

PHICH-Config field descriptions

phich-Duration
Parameter: PHICH-Duration, see TS 36.211 [21, Table 6.9.3-1].
phich-Resource
Parameter: Ng, see TS 36.211 [21, 6.9]. Value oneSixth corresponds to 1/6, half corresponds to 1/2 and so on.

– PhysicalConfigDedicated
The IE PhysicalConfigDedicated is used to specify the UE specific physical channel configuration.

PhysicalConfigDedicated information element

-- ASN1START

PhysicalConfigDedicated ::= SEQUENCE {

pdsch-ConfigDedicated PDSCH-ConfigDedicated OPTIONAL, -- Need ON

pucch-ConfigDedicated PUCCH-ConfigDedicated OPTIONAL, -- Need ON

pusch-ConfigDedicated PUSCH-ConfigDedicated OPTIONAL, -- Need ON

uplinkPowerControlDedicated UplinkPowerControlDedicated OPTIONAL, -- Need ON

tpc-PDCCH-ConfigPUCCH TPC-PDCCH-Config OPTIONAL, -- Need ON

tpc-PDCCH-ConfigPUSCH TPC-PDCCH-Config OPTIONAL, -- Need ON

cqi-ReportConfig CQI-ReportConfig OPTIONAL, -- Cond CQI-

r8

soundingRS-UL-ConfigDedicated SoundingRS-UL-ConfigDedicated OPTIONAL, -- Need ON

antennaInfo CHOICE {

explicitValue AntennaInfoDedicated,

defaultValue NULL

} OPTIONAL, -- Cond AI-r8

3GPP
Release 11 279 3GPP TS 36.331 V11.3.0 (2013-03)

schedulingRequestConfig SchedulingRequestConfig OPTIONAL, -- Need ON

...,

[[ cqi-ReportConfig-v920 CQI-ReportConfig-v920 OPTIONAL, -- Cond CQI-

r8

antennaInfo-v920 AntennaInfoDedicated-v920 OPTIONAL -- Cond AI-

r8

]],

[[ antennaInfo-r10 CHOICE {

explicitValue-r10 AntennaInfoDedicated-r10,

defaultValue NULL

} OPTIONAL, -- Cond AI-r10

antennaInfoUL-r10 AntennaInfoUL-r10 OPTIONAL, -- Need ON

cif-Presence-r10 BOOLEAN OPTIONAL, -- Need ON

cqi-ReportConfig-r10 CQI-ReportConfig-r10 OPTIONAL, -- Cond CQI-

r10

csi-RS-Config-r10 CSI-RS-Config-r10 OPTIONAL, -- Need ON

pucch-ConfigDedicated-v1020 PUCCH-ConfigDedicated-v1020 OPTIONAL, -- Need ON

pusch-ConfigDedicated-v1020 PUSCH-ConfigDedicated-v1020 OPTIONAL, -- Need ON

schedulingRequestConfig-v1020 SchedulingRequestConfig-v1020 OPTIONAL, -- Need ON

soundingRS-UL-ConfigDedicated-v1020

SoundingRS-UL-ConfigDedicated-v1020 OPTIONAL, -- Need ON

soundingRS-UL-ConfigDedicatedAperiodic-r10

SoundingRS-UL-ConfigDedicatedAperiodic-r10 OPTIONAL, -- Need ON

uplinkPowerControlDedicated-v1020 UplinkPowerControlDedicated-v1020 OPTIONAL -- Need

ON

]],

[[ additionalSpectrumEmissionCA-r10 CHOICE {

release NULL,

setup SEQUENCE {

additionalSpectrumEmissionPCell-r10 AdditionalSpectrumEmission

} OPTIONAL -- Need ON

]],

[[ -- DL configuration as well as configuration applicable for DL and UL

csi-RS-ConfigNZPToReleaseList-r11 CSI-RS-ConfigNZPToReleaseList-r11 OPTIONAL, -- Need

ON

csi-RS-ConfigNZPToAddModList-r11 CSI-RS-ConfigNZPToAddModList-r11 OPTIONAL, -- Need

ON

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Release 11 280 3GPP TS 36.331 V11.3.0 (2013-03)

csi-RS-ConfigZPToReleaseList-r11 CSI-RS-ConfigZPToReleaseList-r11 OPTIONAL, -- Need

ON

csi-RS-ConfigZPToAddModList-r11 CSI-RS-ConfigZPToAddModList-r11 OPTIONAL, -- Need ON

epdcch-Config-r11 EPDCCH-Config-r11 OPTIONAL, -- Need ON

pdsch-ConfigDedicated-v1130 PDSCH-ConfigDedicated-v1130 OPTIONAL, -- Need ON

-- UL configuration

cqi-ReportConfig-v1130 CQI-ReportConfig-v1130 OPTIONAL, -- Need ON

pucch-ConfigDedicated-v1130 PUCCH-ConfigDedicated-v1130 OPTIONAL, -- Need ON

pusch-ConfigDedicated-v1130 PUSCH-ConfigDedicated-v1130 OPTIONAL, -- Need ON

uplinkPowerControlDedicated-v1130 UplinkPowerControlDedicated-v1130 OPTIONAL -- Cond

ULPC

]]

PhysicalConfigDedicatedSCell-r10 ::= SEQUENCE {

-- DL configuration as well as configuration applicable for DL and UL

nonUL-Configuration-r10 SEQUENCE {

antennaInfo-r10 AntennaInfoDedicated-r10 OPTIONAL, -- Need ON

crossCarrierSchedulingConfig-r10 CrossCarrierSchedulingConfig-r10 OPTIONAL, --

Need ON

csi-RS-Config-r10 CSI-RS-Config-r10 OPTIONAL, -- Need ON

pdsch-ConfigDedicated-r10 PDSCH-ConfigDedicated OPTIONAL -- Need ON

} OPTIONAL, -- Cond SCellAdd

-- UL configuration

ul-Configuration-r10 SEQUENCE {

antennaInfoUL-r10 AntennaInfoUL-r10 OPTIONAL, -- Need ON

pusch-ConfigDedicatedSCell-r10 PUSCH-ConfigDedicatedSCell-r10 OPTIONAL, --

Need ON

uplinkPowerControlDedicatedSCell-r10 UplinkPowerControlDedicatedSCell-r10 OPTIONAL, --

Need ON

cqi-ReportConfigSCell-r10 CQI-ReportConfigSCell-r10 OPTIONAL, -- Need ON

soundingRS-UL-ConfigDedicated-r10 SoundingRS-UL-ConfigDedicated OPTIONAL, -- Need

ON

soundingRS-UL-ConfigDedicated-v1020

SoundingRS-UL-ConfigDedicated-v1020 OPTIONAL, -- Need ON

soundingRS-UL-ConfigDedicatedAperiodic-r10

SoundingRS-UL-ConfigDedicatedAperiodic-r10 OPTIONAL -- Need ON

} OPTIONAL, -- Cond CommonUL

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Release 11 281 3GPP TS 36.331 V11.3.0 (2013-03)

...,

[[ -- DL configuration as well as configuration applicable for DL and UL

csi-RS-ConfigNZPToReleaseList-r11 CSI-RS-ConfigNZPToReleaseList-r11 OPTIONAL, -- Need

ON

csi-RS-ConfigNZPToAddModList-r11 CSI-RS-ConfigNZPToAddModList-r11 OPTIONAL, -- Need

ON

csi-RS-ConfigZPToReleaseList-r11 CSI-RS-ConfigZPToReleaseList-r11 OPTIONAL, -- Need

ON

csi-RS-ConfigZPToAddModList-r11 CSI-RS-ConfigZPToAddModList-r11 OPTIONAL, -- Need ON

epdcch-Config-r11 EPDCCH-Config-r11 OPTIONAL, -- Need ON

pdsch-ConfigDedicated-v1130 PDSCH-ConfigDedicated-v1130 OPTIONAL, -- Need ON

-- UL configuration

cqi-ReportConfig-v1130 CQI-ReportConfig-v1130 OPTIONAL, -- Need ON

pusch-ConfigDedicated-v1130 PUSCH-ConfigDedicated-v1130 OPTIONAL, -- Need ON

uplinkPowerControlDedicatedSCell-v1130 UplinkPowerControlDedicated-v1130 OPTIONAL --

Cond ULPC

]]

CSI-RS-ConfigNZPToAddModList-r11 ::= SEQUENCE (SIZE (1..maxCSI-RS-NZP-r11)) OF CSI-RS-ConfigNZP-

r11

CSI-RS-ConfigNZPToReleaseList-r11 ::= SEQUENCE (SIZE (1..maxCSI-RS-NZP-r11)) OF CSI-RS-

ConfigNZPId-r11

CSI-RS-ConfigZPToAddModList-r11 ::= SEQUENCE (SIZE (1..maxCSI-RS-ZP-r11)) OF CSI-RS-ConfigZP-r11

CSI-RS-ConfigZPToReleaseList-r11 ::= SEQUENCE (SIZE (1..maxCSI-RS-ZP-r11)) OF CSI-RS-ConfigZPId-

r11

-- ASN1STOP

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Release 11 282 3GPP TS 36.331 V11.3.0 (2013-03)

PhysicalConfigDedicated field descriptions

additionalSpectrumEmissionPCell
The UE requirements related to IE AdditionalSpectrumEmissionPCell are defined in TS 36.101 [42]. EUTRAN does
not configure AdditionalSpectrumEmissionPCell if there are no other serving cells configured. E-UTRAN does not
configure the field in case of contiguous intra-band carrier aggregation.
antennaInfo
A choice is used to indicate whether the antennaInfo is signalled explicitly or set to the default antenna configuration
as specified in section 9.2.4.
csi-RS-Config
For a serving frequency E-UTRAN does not configure csi-RS-Config (includes zeroTxPowerCSI-RS) when
transmission mode 10 is configured for the serving cell on this carrier frequency.
csi-RS-ConfigNZPToAddModList
For a serving frequency E-UTRAN configures one or more CSI-RS-ConfigNZP only when transmission mode 10 is
configured for the serving cell on this carrier frequency.
csi-RS-ConfigZPToAddModList
For a serving frequency E-UTRAN configures one or more CSI-RS-ConfigZP only when transmission mode 10 is
configured for the serving cell on this carrier frequency.
epdcch-Config
indicates the EPDCCH-Config for the cell. E-UTRAN does not configure EPDCCH-Config for an SCell that is
configured with value other for schedulingCellInfo in CrossCarrierSchedulingConfig.
pdsch-ConfigDedicated-v1130
For a serving frequency E-UTRAN configures pdsch-ConfigDedicated-v1130 only when transmission mode 10 is
configured for the serving cell on this carrier frequency.
tpc-PDCCH-ConfigPUCCH
PDCCH configuration for power control of PUCCH using format 3/3A, see TS 36.212 [22].
tpc-PDCCH-ConfigPUSCH
PDCCH configuration for power control of PUSCH using format 3/3A, see TS 36.212 [22].

Conditional presence Explanation

AI-r8 The field is optionally present, need ON, if antennaInfoDedicated-r10 is absent.
Otherwise the field is not present
AI-r10 The field is optionally present, need ON, if antennaInfoDedicated is absent. Otherwise the
field is not present
CommonUL The field is mandatory present if ul-Configuration of RadioResourceConfigCommonSCell-
r10 is present; otherwise it is optional, need ON.
CQI-r8 The field is optionally present, need ON, if cqi-ReportConfig-r10 is absent. Otherwise the
field is not present
CQI-r10 The field is optionally present, need ON, if cqi-ReportConfig is absent. Otherwise the field
is not present
SCellAdd The field is mandatory present if cellIdentification is present; otherwise it is optional, need
ON.
ULPC The field is optionally present, need ON, if uplinkPowerControlDedicated(SCell) is present
for this serving cell. Otherwise the field is not present and the UE takes no action i.e.
continues to use the existing value, if previously configured.

NOTE 1: During handover, the UE performs a MAC reset, which involves reverting to the default CQI/ SRS/ SR
configuration in accordance with subclause 5.3.13 and TS 36.321 [6, 5.9 & 5.2]. Hence, for these parts of
the dedicated radio resource configuration, the default configuration (rather than the configuration used in
the source PCell) is used as the basis for the delta signalling that is included in the message used to
perform handover.

NOTE 2: Since delta signalling is not supported for the common SCell configuration, E-UTRAN can only add or
release the uplink of an SCell by releasing and adding the concerned SCell.

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Release 11 283 3GPP TS 36.331 V11.3.0 (2013-03)

– P-Max
The IE P-Max is used to limit the UE's uplink transmission power on a carrier frequency and is used to calculate the
parameter Pcompensation defined in TS 36.304 [4]. Corresponds to parameter PEMAX or PEMAX,c in TS 36.101 [42]. The
UE transmit power on one serving cell shall not exceed the configured maximum UE output power of the serving cell
determined by this value as specified in TS 36.101 [42, 6.2.5 or 6.2.5A].

P-Max information element

-- ASN1START

P-Max ::= INTEGER (-30..33)

-- ASN1STOP

– PRACH-Config
The IE PRACH-ConfigSIB and IE PRACH-Config are used to specify the PRACH configuration in the system
information and in the mobility control information, respectively.

PRACH-Config information elements

-- ASN1START

PRACH-ConfigSIB ::= SEQUENCE {

rootSequenceIndex INTEGER (0..837),

prach-ConfigInfo PRACH-ConfigInfo

PRACH-Config ::= SEQUENCE {

rootSequenceIndex INTEGER (0..837),

prach-ConfigInfo PRACH-ConfigInfo OPTIONAL -- Need ON

PRACH-ConfigSCell-r10 ::= SEQUENCE {

prach-ConfigIndex-r10 INTEGER (0..63)

PRACH-ConfigInfo ::= SEQUENCE {

prach-ConfigIndex INTEGER (0..63),

highSpeedFlag BOOLEAN,

zeroCorrelationZoneConfig INTEGER (0..15),

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Release 11 284 3GPP TS 36.331 V11.3.0 (2013-03)

prach-FreqOffset INTEGER (0..94)

-- ASN1STOP

PRACH-Config field descriptions

highSpeedFlag
Parameter: High-speed-flag, see TS 36.211, [21, 5.7.2].TRUE corresponds to Restricted set and FALSE to
Unrestricted set.
prach-ConfigIndex
Parameter: prach-ConfigurationIndex, see TS 36.211 [21, 5.7.1].
prach-FreqOffset
Parameter: prach-FrequencyOffset, see TS 36.211, [21, 5.7.1]. For TDD the value range is dependent on the value of
prach-ConfigIndex.
rootSequenceIndex
Parameter: RACH_ROOT_SEQUENCE, see TS 36.211 [21, 5.7.1].
zeroCorrelationZoneConfig
Parameter: NCS configuration, see TS 36.211, [21, 5.7.2: table 5.7.2-2] for preamble format 0..3 and TS 36.211, [21,
5.7.2: table 5.7.2-3] for preamble format 4.

– PresenceAntennaPort1
The IE PresenceAntennaPort1 is used to indicate whether all the neighbouring cells use Antenna Port 1. When set to
TRUE, the UE may assume that at least two cell-specific antenna ports are used in all neighbouring cells.

PresenceAntennaPort1 information element

-- ASN1START

PresenceAntennaPort1 ::= BOOLEAN

-- ASN1STOP

– PUCCH-Config
The IE PUCCH-ConfigCommon and IE PUCCH-ConfigDedicated are used to specify the common and the UE specific
PUCCH configuration respectively.

PUCCH-Config information elements

-- ASN1START

PUCCH-ConfigCommon ::= SEQUENCE {

deltaPUCCH-Shift ENUMERATED {ds1, ds2, ds3},

nRB-CQI INTEGER (0..98),

nCS-AN INTEGER (0..7),

n1PUCCH-AN INTEGER (0..2047)

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Release 11 285 3GPP TS 36.331 V11.3.0 (2013-03)

PUCCH-ConfigDedicated ::= SEQUENCE {

ackNackRepetition CHOICE{

release NULL,

setup SEQUENCE {

repetitionFactor ENUMERATED {n2, n4, n6, spare1},

n1PUCCH-AN-Rep INTEGER (0..2047)

},

tdd-AckNackFeedbackMode ENUMERATED {bundling, multiplexing} OPTIONAL -- Cond TDD

PUCCH-ConfigDedicated-v1020 ::= SEQUENCE {

pucch-Format-r10 CHOICE {

format3-r10 SEQUENCE {

n3PUCCH-AN-List-r10 SEQUENCE (SIZE (1..4)) OF INTEGER (0..549) OPTIONAL, -- Need ON

twoAntennaPortActivatedPUCCH-Format3-r10 CHOICE {

release NULL,

setup SEQUENCE {

n3PUCCH-AN-ListP1-r10 SEQUENCE (SIZE (1..4)) OF INTEGER (0..549)

} OPTIONAL -- Need ON

},

channelSelection-r10 SEQUENCE {

n1PUCCH-AN-CS-r10 CHOICE {

release NULL,

setup SEQUENCE {

n1PUCCH-AN-CS-List-r10 SEQUENCE (SIZE (1..2)) OF N1PUCCH-AN-CS-r10

} OPTIONAL -- Need ON

} OPTIONAL, -- Need OR

twoAntennaPortActivatedPUCCH-Format1a1b-r10 ENUMERATED {true} OPTIONAL, -- Need OR

simultaneousPUCCH-PUSCH-r10 ENUMERATED {true} OPTIONAL, -- Need OR

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Release 11 286 3GPP TS 36.331 V11.3.0 (2013-03)

n1PUCCH-AN-RepP1-r10 INTEGER (0..2047) OPTIONAL -- Need OR

PUCCH-ConfigDedicated-v1130 ::= SEQUENCE {

n1PUCCH-AN-CS-v1130 CHOICE {

release NULL,

setup SEQUENCE {

n1PUCCH-AN-CS-ListP1-r11 SEQUENCE (SIZE (2..4)) OF INTEGER (0..2047)

} OPTIONAL, -- Need ON

nPUCCH-Param-r11 CHOICE {

release NULL,

setup SEQUENCE {

nPUCCH-Identity-r11 INTEGER (0..503),

n1PUCCH-AN-r11 INTEGER (0..2047)

} OPTIONAL -- Need ON

N1PUCCH-AN-CS-r10 ::= SEQUENCE (SIZE (1..4)) OF INTEGER (0..2047)

-- ASN1STOP

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Release 11 287 3GPP TS 36.331 V11.3.0 (2013-03)

PUCCH-Config field descriptions

ackNackRepetition
Parameter indicates whether ACK/NACK repetition is configured, see TS 36.213 [23, 10.1].
deltaPUCCH-Shift
Δ PUCCH , see 36.211 [21, 5.4.1], where ds1 corresponds to value 1 ds2 to 2 etc.
Parameter: shift
n1PUCCH-AN

Parameter:
N (1PUCCH
)
, see TS 36.213 [23, 10.1].
n1PUCCH-AN-r11 indicates UE-specific PUCCH AN resource offset, see TS 36.213 [23, 10.1].
n1PUCCH-AN-CS-List

n( 1) p
Parameter: PUCCH, j for antenna port 0 for PUCCH format 1b with channel selection, see TS 36.213 [23,
10.1.2.2.1, 10.1.3.2.1].
n1PUCCH-AN-CS-ListP1
( 1,~
p )
n 1 p
Parameter: PUCCH, j for antenna port 1 for PUCCH format 1b with channel selection, see TS 36.213 [23, 10.1]. E-
UTRAN configures this field only when pucch-Format is set to channelSelection.
n1PUCCH-AN-Rep, n1PUCCH-AN-RepP1

n( 1, p )
Parameter: PUCCH, ANRep for antenna port P0 and for antenna port P1 respectively, see TS 36.213 [23, 10.1].
n3PUCCH-AN-List, n3PUCCH-AN-ListP1

Parameter:
n(PUCCH
3, p )
for antenna port P0 and for antenna port P1 respectively, see TS 36.213 [23, 10.1].
nCS-An
(1 )
N
Parameter: cs see TS 36.211 [21, 5.4].
nPUCCH-Identity

Parameter:
n PUCCH
ID , see TS 36.211 [21, 5.5.1.5].
nRB-CQI
(2 )
N
Parameter: RB , see TS 36.211 [21, 5.4].
pucch-Format
Parameter indicates one of the PUCCH formats for transmission of HARQ-ACK, see TS 36.213 [23, 10.1]. For TDD, if
the UE is configured with PCell only, the channelSelection indicates the transmission of HARQ-ACK multiplexing as
defined in Tables 10.1.3-5, 10.1.3-6, and 10.1.3-7 in TS 36.213 [23].
repetitionFactor
N
Parameter ANRep see TS 36.213 [23, 10.1] where n2 corresponds to repetition factor 2, n4 to 4.
simultaneousPUCCH-PUSCH
Parameter indicates whether simultaneous PUCCH and PUSCH transmissions is configured, see TS 36.213 [23, 10.1
and 5.1.1]. E-UTRAN configures this field, only when the nonContiguousUL-RA-WithinCC-Info is set to supported in
the band on which PCell is configured.
tdd-AckNackFeedbackMode
Parameter indicates one of the TDD ACK/NACK feedback modes used, see TS 36.213 [23, 7.3 and 10.1.3]. The value
bundling corresponds to use of ACK/NACK bundling whereas, the value multiplexing corresponds to ACK/NACK
multiplexing as defined in Tables 10.1.3-2, 10.1.3-3, and 10.1.3-4 in TS 36.213 [23]. The same value applies to both
ACK/NACK feedback modes on PUCCH as well as on PUSCH.
twoAntennaPortActivatedPUCCH-Format1a1b
Indicates whether two antenna ports are configured for PUCCH format 1a/1b for HARQ-ACK, see TS 36.213 [23,
10.1]. The field also applies for PUCCH format 1a/1b transmission when format3 is configured, see TS 36.213 [23,
10.1.2.2.2, 10.1.3.2.2].
twoAntennaPortActivatedPUCCH-Format3
Indicates whether two antenna ports are configured for PUCCH format 3 for HARQ-ACK, see TS 36.213 [23, 10.1].

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Release 11 288 3GPP TS 36.331 V11.3.0 (2013-03)

Conditional presence Explanation

TDD The field is mandatory present for TDD if the pucch-Format is not present. If the pucch-
Format is present, the field is not present. It is not present for FDD and the UE shall
delete any existing value for this field.

– PUSCH-Config
The IE PUSCH-ConfigCommon is used to specify the common PUSCH configuration and the reference signal
configuration for PUSCH and PUCCH. The IE PUSCH-ConfigDedicated is used to specify the UE specific PUSCH
configuration.

PUSCH-Config information element

-- ASN1START

PUSCH-ConfigCommon ::= SEQUENCE {

pusch-ConfigBasic SEQUENCE {

n-SB INTEGER (1..4),

hoppingMode ENUMERATED {interSubFrame, intraAndInterSubFrame},

pusch-HoppingOffset INTEGER (0..98),

enable64QAM BOOLEAN

},

ul-ReferenceSignalsPUSCH UL-ReferenceSignalsPUSCH

PUSCH-ConfigDedicated ::= SEQUENCE {

betaOffset-ACK-Index INTEGER (0..15),

betaOffset-RI-Index INTEGER (0..15),

betaOffset-CQI-Index INTEGER (0..15)

PUSCH-ConfigDedicated-v1020 ::= SEQUENCE {

betaOffsetMC-r10 SEQUENCE {

betaOffset-ACK-Index-MC-r10 INTEGER (0..15),

betaOffset-RI-Index-MC-r10 INTEGER (0..15),

betaOffset-CQI-Index-MC-r10 INTEGER (0..15)

} OPTIONAL, -- Need OR

groupHoppingDisabled-r10 ENUMERATED {true} OPTIONAL, -- Need OR

dmrs-WithOCC-Activated-r10 ENUMERATED {true} OPTIONAL -- Need OR

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Release 11 289 3GPP TS 36.331 V11.3.0 (2013-03)

PUSCH-ConfigDedicated-v1130 ::= SEQUENCE {

pusch-DMRS-r11 CHOICE {

release NULL,

setup SEQUENCE {

nPUSCH-Identity-r11 INTEGER (0..509),

nDMRS-CSH-Identity-r11 INTEGER (0..509)

PUSCH-ConfigDedicatedSCell-r10 ::= SEQUENCE {

groupHoppingDisabled-r10 ENUMERATED {true} OPTIONAL, -- Need OR

dmrs-WithOCC-Activated-r10 ENUMERATED {true} OPTIONAL -- Need OR

UL-ReferenceSignalsPUSCH ::= SEQUENCE {

groupHoppingEnabled BOOLEAN,

groupAssignmentPUSCH INTEGER (0..29),

sequenceHoppingEnabled BOOLEAN,

cyclicShift INTEGER (0..7)

-- ASN1STOP

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Release 11 290 3GPP TS 36.331 V11.3.0 (2013-03)

PUSCH-Config field descriptions

betaOffset-ACK-Index, betaOffset-ACK-Index-MC
I HARQ− ACK , for single- and multiple-codeword respectively, see TS 36.213 [23, Table 8.6.3-1]. One value
Parameter: offset
applies for all serving cells with an uplink (the associated functionality is common i.e. not performed independently for
each cell).
betaOffset-CQI-Index, betaOffset-CQI-Index-MC
I CQI
Parameter: offset , for single- and multiple-codeword respectively, see TS 36.213 [23, Table 8.6.3-3]. One value
applies for all serving cells with an uplink (the associated functionality is common i.e. not performed independently for
each cell).
betaOffset-RI-Index, betaOffset-RI-Index-MC
I RI
Parameter: offset , for single- and multiple-codeword respectively, see TS 36.213 [23, Table 8.6.3-2]. One value
applies for all serving cells with an uplink (the associated functionality is common i.e. not performed independently for
each cell).
cyclicShift
Parameters: cyclicShift, see TS 36.211 [21, Table 5.5.2.1.1-2].
dmrs-WithOCC-Activated
Parameter: Activate-DMRS-with OCC, see TS 36.211 [21, 5.5.2.1].
enable64QAM
See TS 36.213 [23, 8.6.1]. TRUE indicates that 64QAM is allowed while FALSE indicates that 64QAM is not allowed.
groupAssignmentPUSCH
Parameter: SS See TS 36.211 [21, 5.5.1.3].
groupHoppingDisabled
Parameter: Disable-sequence-group-hopping, see TS 36.211 [21, 5.5.1.3].
groupHoppingEnabled
Parameter: Group-hopping-enabled, see TS 36.211 [21, 5.5.1.3].
hoppingMode
Parameter: Hopping-mode, see TS 36.211 [21, 5.3.4].
nDMRS-CSH-Identity
N csh_DMRS , see TS 36.211 [21, 5.5.2.1.1].
Parameter: ID
nPUSCH-Identity
n PUSCH
Parameter: ID , see TS 36.211 [21, 5.5.1.5].
n-SB
Parameter: Nsb see TS 36.211 [21, 5.3.4].
pusch-hoppingOffset
N HO
Parameter: RB , see TS 36.211 [21, 5.3.4].
sequenceHoppingEnabled
Parameter: Sequence-hopping-enabled, see TS 36.211 [21, 5.5.1.4].
ul- ReferenceSignalsPUSCH
Used to specify parameters needed for the transmission on PUSCH (or PUCCH).

– RACH-ConfigCommon
The IE RACH-ConfigCommon is used to specify the generic random access parameters.

RACH-ConfigCommon information element

-- ASN1START

RACH-ConfigCommon ::= SEQUENCE {

preambleInfo SEQUENCE {

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Release 11 291 3GPP TS 36.331 V11.3.0 (2013-03)

numberOfRA-Preambles ENUMERATED {

n4, n8, n12, n16 ,n20, n24, n28,

n32, n36, n40, n44, n48, n52, n56,

n60, n64},

preamblesGroupAConfig SEQUENCE {

sizeOfRA-PreamblesGroupA ENUMERATED {

n4, n8, n12, n16 ,n20, n24, n28,

n32, n36, n40, n44, n48, n52, n56,

n60},

messageSizeGroupA ENUMERATED {b56, b144, b208, b256},

messagePowerOffsetGroupB ENUMERATED {

minusinfinity, dB0, dB5, dB8, dB10, dB12,

dB15, dB18},

...

} OPTIONAL -- Need OP

},

powerRampingParameters PowerRampingParameters,

ra-SupervisionInfo SEQUENCE {

preambleTransMax PreambleTransMax,

ra-ResponseWindowSize ENUMERATED {

sf2, sf3, sf4, sf5, sf6, sf7,

sf8, sf10},

mac-ContentionResolutionTimer ENUMERATED {

sf8, sf16, sf24, sf32, sf40, sf48,

sf56, sf64}

},

maxHARQ-Msg3Tx INTEGER (1..8),

...

RACH-ConfigCommonSCell-r11 ::= SEQUENCE {

powerRampingParameters-r11 PowerRampingParameters,

ra-SupervisionInfo-r11 SEQUENCE {

preambleTransMax-r11 PreambleTransMax

},

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Release 11 292 3GPP TS 36.331 V11.3.0 (2013-03)

...

PowerRampingParameters ::= SEQUENCE {

powerRampingStep ENUMERATED {dB0, dB2,dB4, dB6},

preambleInitialReceivedTargetPower ENUMERATED {

dBm-120, dBm-118, dBm-116, dBm-114, dBm-112,

dBm-110, dBm-108, dBm-106, dBm-104, dBm-102,

dBm-100, dBm-98, dBm-96, dBm-94,

dBm-92, dBm-90}

PreambleTransMax ::= ENUMERATED {

n3, n4, n5, n6, n7, n8, n10, n20, n50,

n100, n200}

-- ASN1STOP

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Release 11 293 3GPP TS 36.331 V11.3.0 (2013-03)

RACH-ConfigCommon field descriptions

mac-ContentionResolutionTimer
Timer for contention resolution in TS 36.321 [6]. Value in subframes. Value sf8 corresponds to 8 subframes, sf16
corresponds to 16 subframes and so on.
maxHARQ-Msg3Tx
Maximum number of Msg3 HARQ transmissions in TS 36.321 [6], used for contention based random access. Value is
an integer.
messagePowerOffsetGroupB
Threshold for preamble selection in TS 36.321 [6]. Value in dB. Value minusinfinity corresponds to –infinity. Value dB0
corresponds to 0 dB, dB5 corresponds to 5 dB and so on.
messageSizeGroupA
Threshold for preamble selection in TS 36.321 [6]. Value in bits. Value b56 corresponds to 56 bits, b144 corresponds
to 144 bits and so on.
numberOfRA-Preambles
Number of non-dedicated random access preambles in TS 36.321 [6]. Value is an integer. Value n4 corresponds to 4,
n8 corresponds to 8 and so on.
powerRampingStep
Power ramping factor in TS 36.321 [6]. Value in dB. Value dB0 corresponds to 0 dB, dB2 corresponds to 2 dB and so
on.
preambleInitialReceivedTargetPower
Initial preamble power in TS 36.321 [6]. Value in dBm. Value dBm-120 corresponds to -120 dBm, dBm-118
corresponds to -118 dBm and so on.
preamblesGroupAConfig
Provides the configuration for preamble grouping in TS 36.321 [6]. If the field is not signalled, the size of the random
access preambles group A [6] is equal to numberOfRA-Preambles.
preambleTransMax
Maximum number of preamble transmission in TS 36.321 [6]. Value is an integer. Value n3 corresponds to 3, n4
corresponds to 4 and so on.
ra-ResponseWindowSize
Duration of the RA response window in TS 36.321 [6]. Value in subframes. Value sf2 corresponds to 2 subframes, sf3
corresponds to 3 subframes and so on. The same value applies for each serving cell (although the associated
functionality is performed independently for each cell).
sizeOfRA-PreamblesGroupA
Size of the random access preambles group A in TS 36.321 [6]. Value is an integer. Value n4 corresponds to 4, n8
corresponds to 8 and so on.

– RACH-ConfigDedicated
The IE RACH-ConfigDedicated is used to specify the dedicated random access parameters.

RACH-ConfigDedicated information element

-- ASN1START

RACH-ConfigDedicated ::= SEQUENCE {

ra-PreambleIndex INTEGER (0..63),

ra-PRACH-MaskIndex INTEGER (0..15)

-- ASN1STOP

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Release 11 294 3GPP TS 36.331 V11.3.0 (2013-03)

RACH-ConfigDedicated field descriptions

ra-PRACH-MaskIndex
Explicitly signalled PRACH Mask Index for RA Resource selection in TS 36.321 [6].
ra-PreambleIndex
Explicitly signalled Random Access Preamble for RA Resource selection in TS 36.321 [6].

– RadioResourceConfigCommon
The IE RadioResourceConfigCommonSIB and IE RadioResourceConfigCommon are used to specify common radio
resource configurations in the system information and in the mobility control information, respectively, e.g., the random
access parameters and the static physical layer parameters.

RadioResourceConfigCommon information element

-- ASN1START

RadioResourceConfigCommonSIB ::= SEQUENCE {

rach-ConfigCommon RACH-ConfigCommon,

bcch-Config BCCH-Config,

pcch-Config PCCH-Config,

prach-Config PRACH-ConfigSIB,

pdsch-ConfigCommon PDSCH-ConfigCommon,

pusch-ConfigCommon PUSCH-ConfigCommon,

pucch-ConfigCommon PUCCH-ConfigCommon,

soundingRS-UL-ConfigCommon SoundingRS-UL-ConfigCommon,

uplinkPowerControlCommon UplinkPowerControlCommon,

ul-CyclicPrefixLength UL-CyclicPrefixLength,

...,

[[ uplinkPowerControlCommon-v1020 UplinkPowerControlCommon-v1020 OPTIONAL -- Need OR

]]

RadioResourceConfigCommon ::= SEQUENCE {

rach-ConfigCommon RACH-ConfigCommon OPTIONAL, -- Need ON

prach-Config PRACH-Config,

pdsch-ConfigCommon PDSCH-ConfigCommon OPTIONAL, -- Need ON

pusch-ConfigCommon PUSCH-ConfigCommon,

phich-Config PHICH-Config OPTIONAL, -- Need ON

pucch-ConfigCommon PUCCH-ConfigCommon OPTIONAL, -- Need ON

soundingRS-UL-ConfigCommon SoundingRS-UL-ConfigCommon OPTIONAL, -- Need ON

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Release 11 295 3GPP TS 36.331 V11.3.0 (2013-03)

uplinkPowerControlCommon UplinkPowerControlCommon OPTIONAL, -- Need ON

antennaInfoCommon AntennaInfoCommon OPTIONAL, -- Need ON

p-Max P-Max OPTIONAL, -- Need OP

tdd-Config TDD-Config OPTIONAL, -- Cond TDD

ul-CyclicPrefixLength UL-CyclicPrefixLength,

...,

[[ uplinkPowerControlCommon-v1020 UplinkPowerControlCommon-v1020 OPTIONAL -- Need ON

]],

[[ tdd-Config-v1130 TDD-Config-v1130 OPTIONAL -- Cond TDD3

]]

RadioResourceConfigCommonSCell-r10 ::= SEQUENCE {

-- DL configuration as well as configuration applicable for DL and UL

nonUL-Configuration-r10 SEQUENCE {

-- 1: Cell characteristics

dl-Bandwidth-r10 ENUMERATED {n6, n15, n25, n50, n75, n100},

-- 2: Physical configuration, general

antennaInfoCommon-r10 AntennaInfoCommon,

mbsfn-SubframeConfigList-r10 MBSFN-SubframeConfigList OPTIONAL, -- Need OR

-- 3: Physical configuration, control

phich-Config-r10 PHICH-Config,

-- 4: Physical configuration, physical channels

pdsch-ConfigCommon-r10 PDSCH-ConfigCommon,

tdd-Config-r10 TDD-Config OPTIONAL -- Cond

TDDSCell

},

-- UL configuration

ul-Configuration-r10 SEQUENCE {

ul-FreqInfo-r10 SEQUENCE {

ul-CarrierFreq-r10 ARFCN-ValueEUTRA OPTIONAL, -- Need OP

ul-Bandwidth-r10 ENUMERATED {n6, n15,

n25, n50, n75, n100} OPTIONAL, -- Need OP

additionalSpectrumEmissionSCell-r10 AdditionalSpectrumEmission

},

p-Max-r10 P-Max OPTIONAL, -- Need OP

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Release 11 296 3GPP TS 36.331 V11.3.0 (2013-03)

uplinkPowerControlCommonSCell-r10 UplinkPowerControlCommonSCell-r10,

-- A special version of IE UplinkPowerControlCommon may be introduced

-- 3: Physical configuration, control

soundingRS-UL-ConfigCommon-r10 SoundingRS-UL-ConfigCommon,

ul-CyclicPrefixLength-r10 UL-CyclicPrefixLength,

-- 4: Physical configuration, physical channels

prach-ConfigSCell-r10 PRACH-ConfigSCell-r10 OPTIONAL, -- Cond TDD-

OR-NoR11

pusch-ConfigCommon-r10 PUSCH-ConfigCommon

} OPTIONAL, -- Need OR

...,

[[ ul-CarrierFreq-v1090 ARFCN-ValueEUTRA-v9e0 OPTIONAL -- Need OP

]],

[[ rach-ConfigCommonSCell-r11 RACH-ConfigCommonSCell-r11 OPTIONAL, -- Cond UL

prach-ConfigSCell-r11 PRACH-Config OPTIONAL, -- Cond UL

tdd-Config-v1130 TDD-Config-v1130 OPTIONAL, -- Cond TDD2

uplinkPowerControlCommonSCell-v1130

UplinkPowerControlCommonSCell-v1130 OPTIONAL -- Cond UL

]]

BCCH-Config ::= SEQUENCE {

modificationPeriodCoeff ENUMERATED {n2, n4, n8, n16}

PCCH-Config ::= SEQUENCE {

defaultPagingCycle ENUMERATED {

rf32, rf64, rf128, rf256},

nB ENUMERATED {

fourT, twoT, oneT, halfT, quarterT, oneEighthT,

oneSixteenthT, oneThirtySecondT}

UL-CyclicPrefixLength ::= ENUMERATED {len1, len2}

-- ASN1STOP

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Release 11 297 3GPP TS 36.331 V11.3.0 (2013-03)

RadioResourceConfigCommon field descriptions

additionalSpectrumEmissionSCell
The UE requirements related to IE AdditionalSpectrumEmissionSCell are defined in TS 36.101 [42].
defaultPagingCycle
Default paging cycle, used to derive ‘T’ in TS 36.304 [4]. Value rf32 corresponds to 32 radio frames, rf64 corresponds
to 64 radio frames and so on.
modificationPeriodCoeff
Actual modification period, expressed in number of radio frames= modificationPeriodCoeff * defaultPagingCycle. n2
corresponds to value 2, n4 corresponds to value 4, n8 corresponds to value 8 and n16 corresponds to value 16.
nB
Parameter: nB is used as one of parameters to derive the Paging Frame and Paging Occasion according to TS
36.304 [4]. Value in multiples of 'T' as defined in TS 36.304 [4]. A value of fourT corresponds to 4 * T, a value of twoT
corresponds to 2 * T and so on.
p-Max
Pmax to be used in the target cell. If absent the UE applies the maximum power according to the UE capability.
ul-Bandwidth
Parameter: transmission bandwidth configuration, NRB, in uplink, see TS 36.101 [42, table 5.6-1]. Value n6
corresponds to 6 resource blocks, n15 to 15 resource blocks and so on. If for FDD this parameter is absent, the uplink
bandwidth is equal to the downlink bandwidth. For TDD this parameter is absent and it is equal to the downlink
bandwidth.
ul-CarrierFreq
For FDD: If absent, the (default) value determined from the default TX-RX frequency separation defined in TS 36.101
[42, table 5.7.3-1] applies.
For TDD: This parameter is absent and it is equal to the downlink frequency.
UL-CyclicPrefixLength
Parameter: Uplink cyclic prefix length see 36.211 [21, 5.2.1] where len1 corresponds to normal cyclic prefix and len2
corresponds to extended cyclic prefix.

Conditional presence Explanation

TDD The field is optional for TDD, Need ON; it is not present for FDD and the UE shall delete
any existing value for this field.
TDD2 If tdd-Config or tdd-Config-r10 is present, the field is optional, Need OR. Otherwise the
field is not present and the UE shall delete any existing value for this field.
TDD3 If tdd-Config or tdd-Config-r10 is present, the field is optional, Need OR. Otherwise the
field is not present and the UE takes no action i.e. continues to use the existing value, if
previously configured..
TDD-OR-NoR11 If prach-ConfigSCell-r11 is absent, the field is optional for TDD, Need OR. Otherwise the
field is not present and the UE shall delete any existing value for this field.
TDDSCell This field is mandatory present for TDD; it is not present for FDD and the UE shall delete
any existing value for this field.
UL If the SCell is part of the STAG and if ul-Configuration is included, the field is optional,
Need OR. Otherwise the field is not present and the UE shall delete any existing value for
this field.

– RadioResourceConfigDedicated
The IE RadioResourceConfigDedicated is used to setup/modify/release RBs, to modify the MAC main configuration, to
modify the SPS configuration and to modify dedicated physical configuration.

RadioResourceConfigDedicated information element

-- ASN1START

RadioResourceConfigDedicated ::= SEQUENCE {

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Release 11 298 3GPP TS 36.331 V11.3.0 (2013-03)

srb-ToAddModList SRB-ToAddModList OPTIONAL, -- Cond HO-Conn

drb-ToAddModList DRB-ToAddModList OPTIONAL, -- Cond HO-

toEUTRA

drb-ToReleaseList DRB-ToReleaseList OPTIONAL, -- Need ON

mac-MainConfig CHOICE {

explicitValue MAC-MainConfig,

defaultValue NULL

} OPTIONAL, -- Cond HO-

toEUTRA2

sps-Config SPS-Config OPTIONAL, -- Need ON

physicalConfigDedicated PhysicalConfigDedicated OPTIONAL, -- Need ON

...,

[[ rlf-TimersAndConstants-r9 RLF-TimersAndConstants-r9 OPTIONAL -- Need ON

]],

[[ measSubframePatternPCell-r10 MeasSubframePatternPCell-r10 OPTIONAL -- Need ON

]],

[[ neighCellsCRS-Info-r11 NeighCellsCRS-Info-r11 OPTIONAL -- Need ON

]]

RadioResourceConfigDedicatedSCell-r10 ::= SEQUENCE {

-- UE specific configuration extensions applicable for an SCell

physicalConfigDedicatedSCell-r10 PhysicalConfigDedicatedSCell-r10 OPTIONAL, -- Need

ON

...,

[[ mac-MainConfigSCell-r11 MAC-MainConfigSCell-r11 OPTIONAL -- Cond SCellAdd

]]

SRB-ToAddModList ::= SEQUENCE (SIZE (1..2)) OF SRB-ToAddMod

SRB-ToAddMod ::= SEQUENCE {

srb-Identity INTEGER (1..2),

rlc-Config CHOICE {

explicitValue RLC-Config,

defaultValue NULL

} OPTIONAL, -- Cond Setup

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Release 11 299 3GPP TS 36.331 V11.3.0 (2013-03)

logicalChannelConfig CHOICE {

explicitValue LogicalChannelConfig,

defaultValue NULL

} OPTIONAL, -- Cond Setup

...

DRB-ToAddModList ::= SEQUENCE (SIZE (1..maxDRB)) OF DRB-ToAddMod

DRB-ToAddMod ::= SEQUENCE {

eps-BearerIdentity INTEGER (0..15) OPTIONAL, -- Cond DRB-Setup

drb-Identity DRB-Identity,

pdcp-Config PDCP-Config OPTIONAL, -- Cond PDCP

rlc-Config RLC-Config OPTIONAL, -- Cond Setup

logicalChannelIdentity INTEGER (3..10) OPTIONAL, -- Cond DRB-Setup

logicalChannelConfig LogicalChannelConfig OPTIONAL, -- Cond Setup

...

DRB-ToReleaseList ::= SEQUENCE (SIZE (1..maxDRB)) OF DRB-Identity

MeasSubframePatternPCell-r10 ::= CHOICE {

release NULL,

setup MeasSubframePattern-r10

NeighCellsCRS-Info-r11 ::= CHOICE {

release NULL,

setup CRS-AssistanceInfoList-r11

CRS-AssistanceInfoList-r11 ::= SEQUENCE (SIZE (1..maxCellReport)) OF CRS-AssistanceInfo-r11

CRS-AssistanceInfo-r11 ::= SEQUENCE {

physCellId-r11 PhysCellId,

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Release 11 300 3GPP TS 36.331 V11.3.0 (2013-03)

antennaPortsCount-r11 ENUMERATED {an1, an2, an4, spare1},

mbsfn-SubframeConfigList-r11 MBSFN-SubframeConfigList,

...

-- ASN1STOP

RadioResourceConfigDedicated field descriptions

logicalChannelConfig
For SRBs a choice is used to indicate whether the logical channel configuration is signalled explicitly or set to the
default logical channel configuration for SRB1 as specified in 9.2.1.1 or for SRB2 as specified in 9.2.1.2.
logicalChannelIdentity
The logical channel identity for both UL and DL.
mac-MainConfig
Although the ASN.1 includes a choice that is used to indicate whether the mac-MainConfig is signalled explicitly or set
to the default MAC main configuration as specified in 9.2.2, EUTRAN does not apply "defaultValue".
measSubframePatternPCell
Time domain measurement resource restriction pattern for the PCell measurements (RSRP, RSRQ and the radio link
monitoring).
neighCellsCRS-Info
This field contains assistance information, concerning the primary frequency, used by the UE to mitigate interference
from CRS while performing RRM/RLM/CSI measurement or data demodulation. When the received CRS assistance
information is for a cell with CRS colliding with that of the CRS of the cell to measure, the UE may use the CRS
assistance information to mitigate CRS interference (as specified in TS 36.101 [42]) on the subframes indicated by
measSubframePatternPCell, measSubframePatternConfigNeigh and csi-MeasSubframeSet1.Furthermore, the UE
may use CRS assistance information to mitigate CRS interference from the cells in the IE for the demodulation
purpose as specified in TS 36.101 [42].
physicalConfigDedicated
The default dedicated physical configuration is specified in 9.2.4.
rlc-Config
For SRBs a choice is used to indicate whether the RLC configuration is signalled explicitly or set to the values defined
in the default RLC configuration for SRB1 in 9.2.1.1 or for SRB2 in 9.2.1.2. RLC AM is the only applicable RLC mode
for SRB1 and SRB2. E-UTRAN does not reconfigure the RLC mode of DRBs except when a full configuration option is
used, and may reconfigure the UM RLC SN field size only upon handover within E-UTRA or upon the first
reconfiguration after RRC connection re-establishment.
sps-Config
The default SPS configuration is specified in 9.2.3. Except for handover or releasing SPS, E-UTRAN does not
reconfigure sps-Config when there is a configured downlink assignment or a configured uplink grant (see 36.321 [6]).
srb-Identity
Value 1 is applicable for SRB1 only.
Value 2 is applicable for SRB2 only.

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Release 11 301 3GPP TS 36.331 V11.3.0 (2013-03)

Conditional presence Explanation

DRB-Setup The field is mandatory present if the corresponding DRB is being set up; otherwise it is
not present.
HO-Conn The field is mandatory present in case of handover to E-UTRA or when the fullConfig is
included in the RRCConnectionReconfiguration message or in case of RRC connection
establishment; otherwise the field is optionally present, need ON. Upon connection
establishment/ re-establishment only SRB1 is applicable.
HO-toEUTRA The field is mandatory present in case of handover to E-UTRA or when the fullConfig is
included in the RRCConnectionReconfiguration message; In case of RRC connection
establishment and RRC connection re-establishment the field is not present; otherwise
the field is optionally present, need ON.
HO-toEUTRA2 The field is mandatory present in case of handover to E-UTRA or when the fullConfig is
included in the RRCConnectionReconfiguration message; otherwise the field is optionally
present, need ON.
PDCP The field is mandatory present if the corresponding DRB is being setup; the field is
optionally present, need ON, upon handover within E-UTRA and upon the first
reconfiguration after re-establishment but in both these cases only when fullConfig is not
included in the RRCConnectionReconfiguration message; otherwise it is not present.
SCellAdd The field is optionally present, need ON, upon SCell addition; otherwise it is not present.
Setup The field is mandatory present if the corresponding SRB/DRB is being setup; otherwise
the field is optionally present, need ON.

– RLC-Config
The IE RLC-Config is used to specify the RLC configuration of SRBs and DRBs.

RLC-Config information element

-- ASN1START

RLC-Config ::= CHOICE {

am SEQUENCE {

ul-AM-RLC UL-AM-RLC,

dl-AM-RLC DL-AM-RLC

},

um-Bi-Directional SEQUENCE {

ul-UM-RLC UL-UM-RLC,

dl-UM-RLC DL-UM-RLC

},

um-Uni-Directional-UL SEQUENCE {

ul-UM-RLC UL-UM-RLC

},

um-Uni-Directional-DL SEQUENCE {

dl-UM-RLC DL-UM-RLC

},

...

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Release 11 302 3GPP TS 36.331 V11.3.0 (2013-03)

UL-AM-RLC ::= SEQUENCE {

t-PollRetransmit T-PollRetransmit,

pollPDU PollPDU,

pollByte PollByte,

maxRetxThreshold ENUMERATED {

t1, t2, t3, t4, t6, t8, t16, t32}

DL-AM-RLC ::= SEQUENCE {

t-Reordering T-Reordering,

t-StatusProhibit T-StatusProhibit

UL-UM-RLC ::= SEQUENCE {

sn-FieldLength SN-FieldLength

DL-UM-RLC ::= SEQUENCE {

sn-FieldLength SN-FieldLength,

t-Reordering T-Reordering

SN-FieldLength ::= ENUMERATED {size5, size10}

T-PollRetransmit ::= ENUMERATED {

ms5, ms10, ms15, ms20, ms25, ms30, ms35,

ms40, ms45, ms50, ms55, ms60, ms65, ms70,

ms75, ms80, ms85, ms90, ms95, ms100, ms105,

ms110, ms115, ms120, ms125, ms130, ms135,

ms140, ms145, ms150, ms155, ms160, ms165,

ms170, ms175, ms180, ms185, ms190, ms195,

ms200, ms205, ms210, ms215, ms220, ms225,

ms230, ms235, ms240, ms245, ms250, ms300,

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Release 11 303 3GPP TS 36.331 V11.3.0 (2013-03)

ms350, ms400, ms450, ms500, spare9, spare8,

spare7, spare6, spare5, spare4, spare3,

spare2, spare1}

PollPDU ::= ENUMERATED {

p4, p8, p16, p32, p64, p128, p256, pInfinity}

PollByte ::= ENUMERATED {

kB25, kB50, kB75, kB100, kB125, kB250, kB375,

kB500, kB750, kB1000, kB1250, kB1500, kB2000,

kB3000, kBinfinity, spare1}

T-Reordering ::= ENUMERATED {

ms0, ms5, ms10, ms15, ms20, ms25, ms30, ms35,

ms40, ms45, ms50, ms55, ms60, ms65, ms70,

ms75, ms80, ms85, ms90, ms95, ms100, ms110,

ms120, ms130, ms140, ms150, ms160, ms170,

ms180, ms190, ms200, spare1}

T-StatusProhibit ::= ENUMERATED {

ms0, ms5, ms10, ms15, ms20, ms25, ms30, ms35,

ms40, ms45, ms50, ms55, ms60, ms65, ms70,

ms75, ms80, ms85, ms90, ms95, ms100, ms105,

ms110, ms115, ms120, ms125, ms130, ms135,

ms140, ms145, ms150, ms155, ms160, ms165,

ms170, ms175, ms180, ms185, ms190, ms195,

ms200, ms205, ms210, ms215, ms220, ms225,

ms230, ms235, ms240, ms245, ms250, ms300,

ms350, ms400, ms450, ms500, spare8, spare7,

spare6, spare5, spare4, spare3, spare2,

spare1}

-- ASN1STOP

3GPP
Release 11 304 3GPP TS 36.331 V11.3.0 (2013-03)

RLC-Config field descriptions

maxRetxThreshold
Parameter for RLC AM in TS 36.322 [7]. Value t1 corresponds to 1 retransmission, t2 to 2 retransmissions and so on.
pollByte
Parameter for RLC AM in TS 36.322 [7]. Value kB25 corresponds to 25 kBytes, kB50 to 50 kBytes and so on.
kBInfinity corresponds to an infinite amount of kBytes.
pollPDU
Parameter for RLC AM in TS 36.322 [7]. Value p4 corresponds to 4 PDUs, p8 to 8 PDUs and so on. pInfinity
corresponds to an infinite number of PDUs.
sn-FieldLength
Indicates the UM RLC SN field size, see TS 36.322 [7], in bits. Value size5 means 5 bits, size10 means 10 bits.
t-PollRetransmit
Timer for RLC AM in TS 36.322 [7], in milliseconds. Value ms5 means 5ms, ms10 means 10ms and so on.
t-Reordering
Timer for reordering in TS 36.322 [7], in milliseconds. Value ms0 means 0ms, ms5 means 5ms and so on.
t-StatusProhibit
Timer for status reporting in TS 36.322 [7], in milliseconds. Value ms0 means 0ms, ms5 means 5ms and so on.

– RLF-TimersAndConstants
The IE RLF-TimersAndConstants contains UE specific timers and constants applicable for UEs in
RRC_CONNECTED.

RLF-TimersAndConstants information element

-- ASN1START

RLF-TimersAndConstants-r9 ::= CHOICE {

release NULL,

setup SEQUENCE {

t301-r9 ENUMERATED {

ms100, ms200, ms300, ms400, ms600, ms1000, ms1500,

ms2000},

t310-r9 ENUMERATED {

ms0, ms50, ms100, ms200, ms500, ms1000, ms2000},

n310-r9 ENUMERATED {

n1, n2, n3, n4, n6, n8, n10, n20},

t311-r9 ENUMERATED {

ms1000, ms3000, ms5000, ms10000, ms15000,

ms20000, ms30000},

3GPP
Release 11 305 3GPP TS 36.331 V11.3.0 (2013-03)

n311-r9 ENUMERATED {

n1, n2, n3, n4, n5, n6, n8, n10},

...

-- ASN1STOP

RLF-TimersAndConstants field descriptions

n3xy
Constants are described in section 7.4. n1 corresponds with 1, n2 corresponds with 2 and so on.
t3xy
Timers are described in section 7.3. Value ms0 corresponds with 0 ms, ms50 corresponds with 50 ms and so on.

– RN-SubframeConfig
The IE RN-SubframeConfig is used to specify the subframe configuration for an RN.

RN-SubframeConfig information element

-- ASN1START

RN-SubframeConfig-r10 ::= SEQUENCE {

subframeConfigPattern-r10 CHOICE {

subframeConfigPatternFDD-r10 BIT STRING (SIZE(8)),

subframeConfigPatternTDD-r10 INTEGER (0..31)

} OPTIONAL, -- Need ON

rpdcch-Config-r10 SEQUENCE {

resourceAllocationType-r10 ENUMERATED {type0, type1, type2Localized, type2Distributed,

spare4, spare3, spare2, spare1},

resourceBlockAssignment-r10 CHOICE {

type01-r10 CHOICE {

nrb6-r10 BIT STRING (SIZE(6)),

nrb15-r10 BIT STRING (SIZE(8)),

nrb25-r10 BIT STRING (SIZE(13)),

nrb50-r10 BIT STRING (SIZE(17)),

nrb75-r10 BIT STRING (SIZE(19)),

nrb100-r10 BIT STRING (SIZE(25))

},

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Release 11 306 3GPP TS 36.331 V11.3.0 (2013-03)

type2-r10 CHOICE {

nrb6-r10 BIT STRING (SIZE(5)),

nrb15-r10 BIT STRING (SIZE(7)),

nrb25-r10 BIT STRING (SIZE(9)),

nrb50-r10 BIT STRING (SIZE(11)),

nrb75-r10 BIT STRING (SIZE(12)),

nrb100-r10 BIT STRING (SIZE(13))

},

...

},

demodulationRS-r10 CHOICE {

interleaving-r10 ENUMERATED {crs},

noInterleaving-r10 ENUMERATED {crs, dmrs}

},

pdsch-Start-r10 INTEGER (1..3),

pucch-Config-r10 CHOICE {

tdd CHOICE {

channelSelectionMultiplexingBundling SEQUENCE {

n1PUCCH-AN-List-r10 SEQUENCE (SIZE (1..4)) OF INTEGER (0..2047)

},

fallbackForFormat3 SEQUENCE {

n1PUCCH-AN-P0-r10 INTEGER (0..2047),

n1PUCCH-AN-P1-r10 INTEGER (0..2047) OPTIONAL -- Need OR

},

fdd SEQUENCE {

n1PUCCH-AN-P0-r10 INTEGER (0..2047),

n1PUCCH-AN-P1-r10 INTEGER (0..2047) OPTIONAL -- Need OR

},

...

} OPTIONAL, -- Need ON

...

3GPP
Release 11 307 3GPP TS 36.331 V11.3.0 (2013-03)

-- ASN1STOP

RN-SubframeConfig field descriptions

demodulationRS
Indicates which reference signals are used for R-PDCCH demodulation according to TS 36.216 [55, 7.4.1]. Value
interleaving corresponds to cross-interleaving and value noInterleaving corresponds to no cross-interleaving according
to TS 36.216 [55, 7.4.2 and 7.4.3].
n1PUCCH-AN-List

n( 1)
Parameter: PUCCH,ι , see TS 36.216, [55, 7.5.1]. This parameter is only applicable for TDD. Configures PUCCH
HARQ-ACK resources if the RN is configured to use HARQ-ACK channel selection, HARQ-ACK multiplexing or
HARQ-ACK bundling.
n1PUCCH-AN-P0, n1PUCCH-AN-P1
( 1, p )
n
Parameter: PUCCH , for antenna port P0 and for antenna port P1 respectively, see TS 36.216, [55, 7.5.1] for FDD
and [55, 7.5.2] for TDD.
pdsch-Start
Parameter: DL-StartSymbol, see TS 36.216 [55, Table 5.4-1].
resourceAllocationType
Represents the resource allocation used: type 0, type 1 or type 2 according to TS 36.213 [23, 7.1.6]. Value type0
corresponds to type 0, value type1 corresponds to type 1, value type2Localized corresponds to type 2 with localized
virtual resource blocks and type2Distributed corresponds to type 2 with distributed virtual resource blocks.
resourceBlockAssignment
Indicates the resource block assignment bits according to TS 36.213 [23, 7.1.6]. Value type01 corresponds to type 0
and type 1, and the value type2 corresponds to type 2. Value nrb6 corresponds to a downlink system bandwidth
of 6 resource blocks, value nrb15 corresponds to a downlink system bandwidth of 15 resource blocks, and
so on.
subframeConfigPatternFDD
Parameter: SubframeConfigurationFDD, see TS 36.216 [55, Table 5.2-1]. Defines the DL subframe configuration for
eNB-to-RN transmission, i.e. those subframes in which the eNB may indicate downlink assignments for the RN. The
radio frame in which the pattern starts (i.e. the radio frame in which the first bit of the subframeConfigPatternFDD
corresponds to subframe #0) occurs when SFN mod 4 = 0.
subframeConfigPatternTDD
Parameter: SubframeConfigurationTDD, see TS 36.216 [55, Table 5.2-2]. Defines the DL and UL subframe
configuration for eNB-RN transmission.

– SchedulingRequestConfig
The IE SchedulingRequestConfig is used to specify the Scheduling Request related parameters

SchedulingRequestConfig information element

-- ASN1START

SchedulingRequestConfig ::= CHOICE {

release NULL,

setup SEQUENCE {

sr-PUCCH-ResourceIndex INTEGER (0..2047),

sr-ConfigIndex INTEGER (0..157),

dsr-TransMax ENUMERATED {

n4, n8, n16, n32, n64, spare3, spare2, spare1}

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Release 11 308 3GPP TS 36.331 V11.3.0 (2013-03)

SchedulingRequestConfig-v1020 ::= SEQUENCE {

sr-PUCCH-ResourceIndexP1-r10 INTEGER (0..2047) OPTIONAL -- Need OR

-- ASN1STOP

SchedulingRequestConfig field descriptions

dsr-TransMax
Parameter for SR transmission in TS 36.321 [6, 5.4.4]. The value n4 corresponds to 4 transmissions, n8 corresponds
to 8 transmissions and so on.
sr-ConfigIndex
I
Parameter SR . See TS 36.213 [23,10.1]. The values 156 and 157 are not applicable for Release 8.
sr-PUCCH-ResourceIndex, sr-PUCCH-ResourceIndexP1

n( 1, p )
Parameter: PUCCH,SRI for antenna port P0 and for antenna port P1 respectively, see TS 36.213 [23, 10.1]. E-
UTRAN configures sr-PUCCH-ResourceIndexP1 only if sr-PUCCHResourceIndex is configured.

– SoundingRS-UL-Config
The IE SoundingRS-UL-Config is used to specify the uplink Sounding RS configuration for periodic and aperiodic
sounding.

SoundingRS-UL-Config information element

-- ASN1START

SoundingRS-UL-ConfigCommon ::= CHOICE {

release NULL,

setup SEQUENCE {

srs-BandwidthConfig ENUMERATED {bw0, bw1, bw2, bw3, bw4, bw5, bw6, bw7},

srs-SubframeConfig ENUMERATED {

sc0, sc1, sc2, sc3, sc4, sc5, sc6, sc7,

sc8, sc9, sc10, sc11, sc12, sc13, sc14, sc15},

ackNackSRS-SimultaneousTransmission BOOLEAN,

srs-MaxUpPts ENUMERATED {true} OPTIONAL -- Cond TDD

SoundingRS-UL-ConfigDedicated ::= CHOICE{

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Release 11 309 3GPP TS 36.331 V11.3.0 (2013-03)

release NULL,

setup SEQUENCE {

srs-Bandwidth ENUMERATED {bw0, bw1, bw2, bw3},

srs-HoppingBandwidth ENUMERATED {hbw0, hbw1, hbw2, hbw3},

freqDomainPosition INTEGER (0..23),

duration BOOLEAN,

srs-ConfigIndex INTEGER (0..1023),

transmissionComb INTEGER (0..1),

cyclicShift ENUMERATED {cs0, cs1, cs2, cs3, cs4, cs5, cs6, cs7}

SoundingRS-UL-ConfigDedicated-v1020 ::= SEQUENCE {

srs-AntennaPort-r10 SRS-AntennaPort

SoundingRS-UL-ConfigDedicatedAperiodic-r10 ::= CHOICE{

release NULL,

setup SEQUENCE {

srs-ConfigIndexAp-r10 INTEGER (0..31),

srs-ConfigApDCI-Format4-r10 SEQUENCE (SIZE (1..3)) OF SRS-ConfigAp-r10 OPTIONAL,--

Need ON

srs-ActivateAp-r10 CHOICE {

release NULL,

setup SEQUENCE {

srs-ConfigApDCI-Format0-r10 SRS-ConfigAp-r10,

srs-ConfigApDCI-Format1a2b2c-r10 SRS-ConfigAp-r10,

...

} OPTIONAL -- Need ON

SRS-ConfigAp-r10 ::= SEQUENCE {

srs-AntennaPortAp-r10 SRS-AntennaPort,

srs-BandwidthAp-r10 ENUMERATED {bw0, bw1, bw2, bw3},

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freqDomainPositionAp-r10 INTEGER (0..23),

transmissionCombAp-r10 INTEGER (0..1),

cyclicShiftAp-r10 ENUMERATED {cs0, cs1, cs2, cs3, cs4, cs5, cs6, cs7}

SRS-AntennaPort ::= ENUMERATED {an1, an2, an4, spare1}

-- ASN1STOP

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Release 11 311 3GPP TS 36.331 V11.3.0 (2013-03)

SoundingRS-UL-Config field descriptions

ackNackSRS-SimultaneousTransmission
Parameter: Simultaneous-AN-and-SRS, see TS 36.213 [23, 8.2]. For SCells this field is not applicable and the UE
shall ignore the value.
cyclicShift, cyclicShiftAp
Parameter: n_SRS for periodic and aperiodic sounding reference signal transmission respectively. See TS 36.211 [21,
5.5.3.1], where cs0 corresponds to 0 etc.
duration
Parameter: Duration for periodic sounding reference signal transmission. See TS 36.213 [21, 8.2]. FALSE
corresponds to “single” and value TRUE to “indefinite”.
freqDomainPosition, freqDomainPositionAp
n
Parameter: RRC for periodic and aperiodic sounding reference signal transmission respectively, see TS 36.211 [21,
5.5.3.2].
srs-AntennaPort, srs-AntennaPortAp
Indicates the number of antenna ports used for periodic and aperiodic sounding reference signal transmission
respectively, see TS 36.211 [21, 5.5.3]. UE shall release srs-AntennaPort if SoundingRS-UL-ConfigDedicated is
released.
srs-Bandwidth, srs-BandwidthAp
B
Parameter: SRS for periodic and aperiodic sounding reference signal transmission respectively, see TS 36.211 [21,
tables 5.5.3.2-1, 5.5.3.2-2, 5.5.3.2-3 and 5.5.3.2-4].
srs-BandwidthConfig
Parameter: SRS Bandwidth Configuration. See TS 36.211, [21, table 5.5.3.2-1, 5.5.3.2-2, 5.5.3.2-3 and 5.5.3.2-4].
Actual configuration depends on UL bandwidth. bw0 corresponds to value 0, bw1 to value 1 and so on.
srs-ConfigApDCI-Format0 / srs-ConfigApDCI-Format1a2b2c / srs-ConfigApDCI-Format4
Parameters indicate the resource configurations for aperiodic sounding reference signal transmissions triggered by
DCI formats 0, 1A, 2B, 2C, 4. See TS 36.213 [23, 8.2].
srs-ConfigIndex, srs-ConfigIndexAp
Parameter: ISRS for periodic and aperiodic sounding reference signal transmission respectively. See TS 36.213 [23,
table 8.2-1 and table 8.2-2] for periodic and TS 36.213 [23, table 8.2-4 and table 8.2-5] for aperiodic SRS
transmission.
srs-HoppingBandwidth

Parameter: SRS hopping bandwidth hop

b ∈{0,1,2,3} for periodic sounding reference signal transmission, see TS
36.211 [21, 5.5.3.2] where hbw0 corresponds to value 0, hbw1 to value 1 and so on.
srs-MaxUpPts
mmax
Parameter: srsMaxUpPts, see TS 36.211 [21, 5.5.3.2]. If this field is present, reconfiguration of SRS, 0 applies for
UpPts, otherwise reconfiguration does not apply.
srs-SubframeConfig
Parameter: SRS SubframeConfiguration. See TS 36.211, [21, table 5.5.3.3-1] applies for FDD whereas TS 36.211,
[21, table 5.5.3.3-2] applies for TDD. sc0 corresponds to value 0, sc1 to value 1 and so on.
transmissionComb, transmissionCombAp
k̄ ∈ {0 , 1} for periodic and aperiodic sounding reference signal transmission respectively, see TS
Parameter: TC
36.211 [21, 5.5.3.2].

Conditional presence Explanation

TDD This field is optional present for TDD, need OR; it is not present for FDD and the UE shall
delete any existing value for this field.

– SPS-Config
The IE SPS-Config is used to specify the semi-persistent scheduling configuration.

3GPP
Release 11 312 3GPP TS 36.331 V11.3.0 (2013-03)

SPS-Config information element

-- ASN1START

SPS-Config ::= SEQUENCE {

semiPersistSchedC-RNTI C-RNTI OPTIONAL, -- Need OR

sps-ConfigDL SPS-ConfigDL OPTIONAL, -- Need ON

sps-ConfigUL SPS-ConfigUL OPTIONAL -- Need ON

SPS-ConfigDL ::= CHOICE{

release NULL,

setup SEQUENCE {

semiPersistSchedIntervalDL ENUMERATED {

sf10, sf20, sf32, sf40, sf64, sf80,

sf128, sf160, sf320, sf640, spare6,

spare5, spare4, spare3, spare2,

spare1},

numberOfConfSPS-Processes INTEGER (1..8),

n1PUCCH-AN-PersistentList N1PUCCH-AN-PersistentList,

...,

[[ twoAntennaPortActivated-r10 CHOICE {

release NULL,

setup SEQUENCE {

n1PUCCH-AN-PersistentListP1-r10 N1PUCCH-AN-PersistentList

} OPTIONAL -- Need ON

]]

SPS-ConfigUL ::= CHOICE {

release NULL,

setup SEQUENCE {

semiPersistSchedIntervalUL ENUMERATED {

sf10, sf20, sf32, sf40, sf64, sf80,

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Release 11 313 3GPP TS 36.331 V11.3.0 (2013-03)

sf128, sf160, sf320, sf640, spare6,

spare5, spare4, spare3, spare2,

spare1},

implicitReleaseAfter ENUMERATED {e2, e3, e4, e8},

p0-Persistent SEQUENCE {

p0-NominalPUSCH-Persistent INTEGER (-126..24),

p0-UE-PUSCH-Persistent INTEGER (-8..7)

} OPTIONAL, -- Need OP

twoIntervalsConfig ENUMERATED {true} OPTIONAL, -- Cond TDD

...

N1PUCCH-AN-PersistentList ::= SEQUENCE (SIZE (1..4)) OF INTEGER (0..2047)

-- ASN1STOP

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Release 11 314 3GPP TS 36.331 V11.3.0 (2013-03)

SPS-Config field descriptions

implicitReleaseAfter
Number of empty transmissions before implicit release, see TS 36.321 [6, 5.10.2]. Value e2 corresponds to 2
transmissions, e3 corresponds to 3 transmissions and so on.
n1PUCCH-AN-PersistentList , n1PUCCH-AN-PersistentListP1
n( 1, p )
List of parameter: PUCCH for antenna port P0 and for antenna port P1 respectively, see TS 36.213 [23, 10.1]. Field
n1-PUCCH-AN-PersistentListP1 is applicable only if the twoAntennaPortActivatedPUCCH-Format1a1b in PUCCH-
ConfigDedicated-v1020 is set to true. Otherwise the field is not configured.
numberOfConfSPS-Processes
The number of configured HARQ processes for Semi-Persistent Scheduling, see TS 36.321 [6].
p0-NominalPUSCH-Persistent
P
Parameter: O_NOMINAL_ PUSCH
(0 )
. See TS 36.213 [23, 5.1.1.1], unit dBm step 1. This field is applicable for persistent
scheduling, only. If choice setup is used and p0-Persistent is absent, apply the value of p0-NominalPUSCH for p0-
NominalPUSCH-Persistent.
p0-UE-PUSCH-Persistent
P
Parameter: O_UE_PUSCH
( 0)
. See TS 36.213 [23, 5.1.1.1], unit dB. This field is applicable for persistent scheduling,
only. If choice setup is used and p0-Persistent is absent, apply the value of p0-UE-PUSCH for p0-UE-PUSCH-
Persistent.
semiPersistSchedC-RNTI
Semi-persistent Scheduling C-RNTI, see TS 36.321 [6].
semiPersistSchedIntervalDL
Semi-persistent scheduling interval in downlink, see TS 36.321 [6]. Value in number of sub-frames. Value sf10
corresponds to 10 sub-frames, sf20 corresponds to 20 sub-frames and so on. For TDD, the UE shall round this
parameter down to the nearest integer (of 10 sub-frames), e.g. sf10 corresponds to 10 sub-frames, sf32 corresponds
to 30 sub-frames, sf128 corresponds to 120 sub-frames.
semiPersistSchedIntervalUL
Semi-persistent scheduling interval in uplink, see TS 36.321 [6]. Value in number of sub-frames. Value sf10
corresponds to 10 sub-frames, sf20 corresponds to 20 sub-frames and so on. For TDD, the UE shall round this
parameter down to the nearest integer (of 10 sub-frames), e.g. sf10 corresponds to 10 sub-frames, sf32 corresponds
to 30 sub-frames, sf128 corresponds to 120 sub-frames.
twoIntervalsConfig
Trigger of two-intervals-Semi-Persistent Scheduling in uplink. See TS 36.321 [6, 5.10]. If this field is present, two-
intervals-SPS is enabled for uplink. Otherwise, two-intervals-SPS is disabled.

Conditional presence Explanation

TDD This field is optional present for TDD, need OR; it is not present for FDD and the UE shall
delete any existing value for this field.

– TDD-Config
The IE TDD-Config is used to specify the TDD specific physical channel configuration.

TDD-Config information element

-- ASN1START

TDD-Config ::= SEQUENCE {

subframeAssignment ENUMERATED {

sa0, sa1, sa2, sa3, sa4, sa5, sa6},

specialSubframePatterns ENUMERATED {

ssp0, ssp1, ssp2, ssp3, ssp4,ssp5, ssp6, ssp7,

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Release 11 315 3GPP TS 36.331 V11.3.0 (2013-03)

ssp8}

TDD-Config-v1130 ::= SEQUENCE {

specialSubframePatterns-v1130 ENUMERATED {ssp7,ssp9}

-- ASN1STOP

TDD-Config field descriptions

specialSubframePatterns
Indicates Configuration as in TS 36.211 [21, table 4.2-1] where ssp0 points to Configuration 0, ssp1 to Configuration 1
etc. Value ssp7 points to Configuration 7 for extended cyclic prefix and value ssp9 points to Configuration 9 for normal
cyclic prefix. E-UTRAN signals ssp7 only when setting specialSubframePatterns (without suffix i.e. the version defined
in REL-8) to ssp4. E-UTRAN signals value ssp9 only when setting specialSubframePatterns (without suffix) to ssp5. If
specialSubframePatterns-v1130 is present, the UE shall ignore specialSubframePatterns (without suffix).
subframeAssignment
Indicates DL/UL subframe configuration where sa0 point to Configuration 0, sa1 to Configuration 1 etc. as specified in
TS 36.211 [21, table 4.2-2]. E-UTRAN configures the same value for serving cells residing on same frequency band.

– TimeAlignmentTimer
The IE TimeAlignmentTimer is used to control how long the UE considers the serving cells belonging to the associated
TAG to be uplink time aligned. Corresponds to the Timer for time alignment in TS 36.321 [6]. Value in number of sub-
frames. Value sf500 corresponds to 500 sub-frames, sf750 corresponds to 750 sub-frames and so on.

TimeAlignmentTimer information element

-- ASN1START

TimeAlignmentTimer ::= ENUMERATED {

sf500, sf750, sf1280, sf1920, sf2560, sf5120,

sf10240, infinity}

-- ASN1STOP

– TPC-PDCCH-Config
The IE TPC-PDCCH-Config is used to specify the RNTIs and indexes for PUCCH and PUSCH power control
according to TS 36.212 [22]. The power control function can either be setup or released with the IE.

TPC-PDCCH-Config information element

-- ASN1START

TPC-PDCCH-Config ::= CHOICE {

3GPP
Release 11 316 3GPP TS 36.331 V11.3.0 (2013-03)

release NULL,

setup SEQUENCE {

tpc-RNTI BIT STRING (SIZE (16)),

tpc-Index TPC-Index

TPC-Index ::= CHOICE {

indexOfFormat3 INTEGER (1..15),

indexOfFormat3A INTEGER (1..31)

-- ASN1STOP

TPC-PDCCH-Config field descriptions

indexOfFormat3
Index of N when DCI format 3 is used. See TS 36.212 [22, 5.3.3.1.6].
IndexOfFormat3A
Index of M when DCI format 3A is used. See TS 36.212 [22, 5.3.3.1.7].
tpc-Index
Index of N or M, see TS 36.212 [22, 5.3.3.1.6 and 5.3.3.1.7], where N or M is dependent on the used DCI format (i.e.
format 3 or 3a).
tpc-RNTI
RNTI for power control using DCI format 3/3A, see TS 36.212 [22].

– UplinkPowerControl
The IE UplinkPowerControlCommon and IE UplinkPowerControlDedicated are used to specify parameters for uplink
power control in the system information and in the dedicated signalling, respectively.

UplinkPowerControl information elements

-- ASN1START

UplinkPowerControlCommon ::= SEQUENCE {

p0-NominalPUSCH INTEGER (-126..24),

alpha ENUMERATED {al0, al04, al05, al06, al07, al08, al09, al1},

p0-NominalPUCCH INTEGER (-127..-96),

deltaFList-PUCCH DeltaFList-PUCCH,

deltaPreambleMsg3 INTEGER (-1..6)

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Release 11 317 3GPP TS 36.331 V11.3.0 (2013-03)

UplinkPowerControlCommon-v1020 ::= SEQUENCE {

deltaF-PUCCH-Format3-r10 ENUMERATED {deltaF-1, deltaF0, deltaF1, deltaF2,

deltaF3, deltaF4, deltaF5, deltaF6},

deltaF-PUCCH-Format1bCS-r10 ENUMERATED {deltaF1, deltaF2, spare2, spare1}

UplinkPowerControlCommonSCell-r10 ::= SEQUENCE {

p0-NominalPUSCH-r10 INTEGER (-126..24),

alpha-r10 ENUMERATED {al0, al04, al05, al06, al07, al08, al09, al1}

UplinkPowerControlCommonSCell-v1130 ::= SEQUENCE {

deltaPreambleMsg3-r11 INTEGER (-1..6)

UplinkPowerControlDedicated ::= SEQUENCE {

p0-UE-PUSCH INTEGER (-8..7),

deltaMCS-Enabled ENUMERATED {en0, en1},

accumulationEnabled BOOLEAN,

p0-UE-PUCCH INTEGER (-8..7),

pSRS-Offset INTEGER (0..15),

filterCoefficient FilterCoefficient DEFAULT fc4

UplinkPowerControlDedicated-v1020 ::= SEQUENCE {

deltaTxD-OffsetListPUCCH-r10 DeltaTxD-OffsetListPUCCH-r10 OPTIONAL, -- Need OR

pSRS-OffsetAp-r10 INTEGER (0..15) OPTIONAL -- Need OR

UplinkPowerControlDedicated-v1130 ::= SEQUENCE {

pSRS-Offset-v1130 INTEGER (16..31) OPTIONAL, -- Need OR

pSRS-OffsetAp-v1130 INTEGER (16..31) OPTIONAL, -- Need OR

deltaTxD-OffsetListPUCCH-v1130 DeltaTxD-OffsetListPUCCH-v1130 OPTIONAL -- Need OR

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Release 11 318 3GPP TS 36.331 V11.3.0 (2013-03)

UplinkPowerControlDedicatedSCell-r10 ::= SEQUENCE {

p0-UE-PUSCH-r10 INTEGER (-8..7),

deltaMCS-Enabled-r10 ENUMERATED {en0, en1},

accumulationEnabled-r10 BOOLEAN,

pSRS-Offset-r10 INTEGER (0..15),

pSRS-OffsetAp-r10 INTEGER (0..15) OPTIONAL, -- Need OR

filterCoefficient-r10 FilterCoefficient DEFAULT fc4,

pathlossReferenceLinking-r10 ENUMERATED {pCell, sCell}

DeltaFList-PUCCH ::= SEQUENCE {

deltaF-PUCCH-Format1 ENUMERATED {deltaF-2, deltaF0, deltaF2},

deltaF-PUCCH-Format1b ENUMERATED {deltaF1, deltaF3, deltaF5},

deltaF-PUCCH-Format2 ENUMERATED {deltaF-2, deltaF0, deltaF1, deltaF2},

deltaF-PUCCH-Format2a ENUMERATED {deltaF-2, deltaF0, deltaF2},

deltaF-PUCCH-Format2b ENUMERATED {deltaF-2, deltaF0, deltaF2}

DeltaTxD-OffsetListPUCCH-r10 ::= SEQUENCE {

deltaTxD-OffsetPUCCH-Format1-r10 ENUMERATED {dB0, dB-2},

deltaTxD-OffsetPUCCH-Format1a1b-r10 ENUMERATED {dB0, dB-2},

deltaTxD-OffsetPUCCH-Format22a2b-r10 ENUMERATED {dB0, dB-2},

deltaTxD-OffsetPUCCH-Format3-r10 ENUMERATED {dB0, dB-2},

...

DeltaTxD-OffsetListPUCCH-v1130 ::= SEQUENCE {

deltaTxD-OffsetPUCCH-Format1bCS-r11 ENUMERATED {dB0, dB-1}

-- ASN1STOP

3GPP
Release 11 319 3GPP TS 36.331 V11.3.0 (2013-03)

UplinkPowerControl field descriptions

accumulationEnabled
Parameter: Accumulation-enabled, see TS 36.213 [23, 5.1.1.1]. TRUE corresponds to “enabled” whereas FALSE
corresponds to “disabled”.
alpha
Parameter: α See TS 36.213 [23, 5.1.1.1] where al0 corresponds to 0, al04 corresponds to value 0.4, al05 to 0.5, al06
to 0.6, al07 to 0.7, al08 to 0.8, al09 to 0.9 and al1 corresponds to 1.
deltaF-PUCCH-FormatX

Parameter: for the PUCCH formats 1, 1b, 2, 2a, 2b, 3 and 1b with channel selection. See TS 36.213
[23, 5.1.2] where deltaF-2 corresponds to -2 dB, deltaF0 corresponds to 0 dB and so on.
deltaMCS-Enabled
Parameter: Ks See TS 36.213 [23, 5.1.1.1]. en0 corresponds to value 0 corresponding to state “disabled”. en1
corresponds to value 1.25 corresponding to “enabled”.
deltaPreambleMsg3
Δ
Parameter: PREAMBLE Msg 3 see TS 36.213 [23, 5.1.1.1]. Actual value = IE value * 2 [dB].
deltaTxD-OffsetPUCCH-FormatX
Δ
Parameter: TxD
(F ' ) for the PUCCH formats 1, 1a/1b, 1b with channel selection, 2/2a/2b and 3 when two antenna
ports are configured for PUCCH transmission. See TS 36.213 [23, 5.1.2.1] where dB0 corresponds to 0 dB, dB-1
corresponds to -1 dB, dB-2 corresponds to -2 dB.
filterCoefficient
Specifies the filtering coefficient for RSRP measurements used to calculate path loss, as specified in TS 36.213 [23,
5.1.1.1]. The same filtering mechanism applies as for quantityConfig described in 5.5.3.2.
p0-NominalPUCCH
P
Parameter: O_NOMINAL_ PUCCH See TS 36.213, 5.1.2.1, unit dBm.
p0-NominalPUSCH
P
Parameter: O_NOMINAL_ PUSCH
(1) See TS 36.213, 5.1.1.1, unit dBm. This field is applicable for non-persistent
scheduling, only.
p0-UE-PUCCH
P
Parameter: O_UE_PUCCH See TS 36.213 [23, 5.1.2.1]. Unit dB
p0-UE-PUSCH
P
Parameter: O_UE_PUSCH
(1) See TS 36.213 [23, 5.1.1.1], unit dB. This field is applicable for non-persistent
scheduling, only.
pathlossReferenceLinking
Indicates whether the UE shall apply as pathloss reference either the downlink of the PCell or of the SCell that
corresponds with this uplink (i.e. according to the cellIdentification within the field sCellToAddMod). For SCells part of
an STAG E-UTRAN sets the value to sCell.
pSRS-Offset, pSRS-OffsetAp
Parameter: PSRS_OFFSET for periodic and aperiodic sounding reference signal transmission repectively. See TS 36.213
[23, 5.1.3.1]. For Ks=1.25, the actual parameter value is pSRS-Offset value – 3. For Ks=0, the actual parameter value
is -10.5 + 1.5*pSRS-Offset value.
If pSRS-Offset-v1130 is included, the UE ignores pSRS-Offset (i.e., without suffix). Likewise, if pSRS-OffsetAp-v1130
is included, the UE ignores pSRS-OffsetAp-r10. For Ks=0, E-UTRAN does not set values larger than 26.

6.3.3 Security control information elements

– NextHopChainingCount
The IE NextHopChainingCount is used to update the KeNB key and corresponds to parameter NCC: See TS 33.401 [32,
7.2.8.4].

3GPP
Release 11 320 3GPP TS 36.331 V11.3.0 (2013-03)

NextHopChainingCount information element

-- ASN1START

NextHopChainingCount ::= INTEGER (0..7)

-- ASN1STOP

– SecurityAlgorithmConfig
The IE SecurityAlgorithmConfig is used to configure AS integrity protection algorithm (SRBs) and AS ciphering
algorithm (SRBs and DRBs). For RNs, the IE SecurityAlgorithmConfig is also used to configure AS integrity protection
algorithm for DRBs between the RN and the E-UTRAN.

SecurityAlgorithmConfig information element

-- ASN1START

SecurityAlgorithmConfig ::= SEQUENCE {

cipheringAlgorithm ENUMERATED {

eea0, eea1, eea2, eea3-v1130, spare4, spare3,

spare2, spare1, ...},

integrityProtAlgorithm ENUMERATED {

eia0-v920, eia1, eia2, eia3-v1130, spare4, spare3,

spare2, spare1, ...}

-- ASN1STOP

SecurityAlgorithmConfig field descriptions

cipheringAlgorithm
Indicates the ciphering algorithm to be used for SRBs and DRBs, as specified in TS 33.401 [32, 5.1.3.2].
integrityProtAlgorithm
Indicates the integrity protection algorithm to be used for SRBs, as specified in TS 33.401 [32, 5.1.4.2]. For RNs, also
indicates the integrity protection algorithm to be used for integrity protection-enabled DRB(s).

– ShortMAC-I
The IE ShortMAC-I is used to identify and verify the UE at RRC connection re-establishment. The 16 least significant
bits of the MAC-I calculated using the security configuration of the source PCell, as specified in 5.3.7.4.
ShortMAC-I information element
-- ASN1START

3GPP
Release 11 321 3GPP TS 36.331 V11.3.0 (2013-03)

ShortMAC-I ::= BIT STRING (SIZE (16))

-- ASN1STOP

6.3.4 Mobility control information elements

– AdditionalSpectrumEmission
AdditionalSpectrumEmission information element
-- ASN1START

AdditionalSpectrumEmission ::= INTEGER (1..32)

-- ASN1STOP

– ARFCN-ValueCDMA2000
The IE ARFCN-ValueCDMA2000 used to indicate the CDMA2000 carrier frequency within a CDMA2000 band, see
C.S0002-A [12].

ARFCN-ValueCDMA2000 information element

-- ASN1START

ARFCN-ValueCDMA2000 ::= INTEGER (0..2047)

-- ASN1STOP

– ARFCN-ValueEUTRA
The IE ARFCN-ValueEUTRA is used to indicate the ARFCN applicable for a downlink, uplink or bi-directional (TDD)
E-UTRA carrier frequency, as defined in TS 36.101 [42]. If an extension is signalled using the extended value range (as
defined by IE ARFCN-ValueEUTRA-v9e0), the UE shall only consider this extension (and hence ignore the
corresponding original field, using the value range as defined by IE ARFCN-ValueEUTRA i.e. without suffix, if
signalled).

ARFCN-ValueEUTRA information element

-- ASN1START

ARFCN-ValueEUTRA ::= INTEGER (0..maxEARFCN)

ARFCN-ValueEUTRA-v9e0 ::= INTEGER (maxEARFCN-Plus1..maxEARFCN2)

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Release 11 322 3GPP TS 36.331 V11.3.0 (2013-03)

ARFCN-ValueEUTRA-r9 ::= INTEGER (0..maxEARFCN2)

-- ASN1STOP

NOTE: For fields using the original value range, as defined by IE ARFCN-ValueEUTRA i.e. without suffix, value
maxEARFCN indicates that the E-UTRA carrier frequency is indicated by means of an extension. In such
a case, UEs not supporting the extension consider the field to be set to a not supported value.

– ARFCN-ValueGERAN
The IE ARFCN-ValueGERAN is used to specify the ARFCN value applicable for a GERAN BCCH carrier frequency,
see TS 45.005 [20].

ARFCN-ValueGERAN information element

-- ASN1START

ARFCN-ValueGERAN ::= INTEGER (0..1023)

-- ASN1STOP

– ARFCN-ValueUTRA
The IE ARFCN-ValueUTRA is used to indicate the ARFCN applicable for a downlink (Nd, FDD) or bi-directional (Nt,
TDD) UTRA carrier frequency, as defined in TS 25.331 [19].

ARFCN-ValueUTRA information element

-- ASN1START

ARFCN-ValueUTRA ::= INTEGER (0..16383)

-- ASN1STOP

– BandclassCDMA2000
The IE BandclassCDMA2000 is used to define the CDMA2000 band in which the CDMA2000 carrier frequency can be
found, as defined in C.S0057-E [24, table 1.5-1].

BandclassCDMA2000 information element

-- ASN1START

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BandclassCDMA2000 ::= ENUMERATED {

bc0, bc1, bc2, bc3, bc4, bc5, bc6, bc7, bc8,

bc9, bc10, bc11, bc12, bc13, bc14, bc15, bc16,

bc17, bc18-v9a0, bc19-v9a0, bc20-v9a0, bc21-v9a0,

spare10, spare9, spare8, spare7, spare6, spare5, spare4,

spare3, spare2, spare1, ...}

-- ASN1STOP

– BandIndicatorGERAN
The IE BandIndicatorGERAN indicates how to interpret an associated GERAN carrier ARFCN, see TS 45.005 [20].
More specifically, the IE indicates the GERAN frequency band in case the ARFCN value can concern either a
DCS 1800 or a PCS 1900 carrier frequency. For ARFCN values not associated with one of these bands, the indicator
has no meaning.

BandIndicatorGERAN information element

-- ASN1START

BandIndicatorGERAN ::= ENUMERATED {dcs1800, pcs1900}

-- ASN1STOP

– CarrierFreqCDMA2000
The IE CarrierFreqCDMA2000 used to provide the CDMA2000 carrier information.

CarrierFreqCDMA2000 information element

-- ASN1START

CarrierFreqCDMA2000 ::= SEQUENCE {

bandClass BandclassCDMA2000,

arfcn ARFCN-ValueCDMA2000

-- ASN1STOP

– CarrierFreqGERAN
The IE CarrierFreqGERAN is used to provide an unambiguous carrier frequency description of a GERAN cell.

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CarrierFreqGERAN information element

-- ASN1START

CarrierFreqGERAN ::= SEQUENCE {

arfcn ARFCN-ValueGERAN,

bandIndicator BandIndicatorGERAN

-- ASN1STOP

CarrierFreqGERAN field descriptions

arfcn
GERAN ARFCN of BCCH carrier.
bandIndicator
Indicates how to interpret the ARFCN of the BCCH carrier.

– CarrierFreqsGERAN
The IE CarrierFreqListGERAN is used to provide one or more GERAN ARFCN values, as defined in TS 44.005 [43],
which represents a list of GERAN BCCH carrier frequencies.

CarrierFreqsGERAN information element

-- ASN1START

CarrierFreqsGERAN ::= SEQUENCE {

startingARFCN ARFCN-ValueGERAN,

bandIndicator BandIndicatorGERAN,

followingARFCNs CHOICE {

explicitListOfARFCNs ExplicitListOfARFCNs,

equallySpacedARFCNs SEQUENCE {

arfcn-Spacing INTEGER (1..8),

numberOfFollowingARFCNs INTEGER (0..31)

},

variableBitMapOfARFCNs OCTET STRING (SIZE (1..16))

ExplicitListOfARFCNs ::= SEQUENCE (SIZE (0..31)) OF ARFCN-ValueGERAN

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-- ASN1STOP

CarrierFreqsGERAN field descriptions

arfcn-Spacing
Space, d, between a set of equally spaced ARFCN values.
bandIndicator
Indicates how to interpret the ARFCN of the BCCH carrier.
explicitListOfARFCNs
The remaining ARFCN values in the set are explicitly listed one by one.
followingARFCNs
Field containing a representation of the remaining ARFCN values in the set.
numberOfFollowingARFCNs
The number, n, of the remaining equally spaced ARFCN values in the set. The complete set of (n+1) ARFCN values is
defined as: {s, ((s + d) mod 1024), ((s + 2*d) mod 1024) ... ((s + n*d) mod 1024)}.
startingARFCN
The first ARFCN value, s, in the set.
variableBitMapOfARFCNs
Bitmap field representing the remaining ARFCN values in the set. The leading bit of the first octet in the bitmap
corresponds to the ARFCN = ((s + 1) mod 1024), the next bit to the ARFCN = ((s + 2) mod 1024), and so on. If the
bitmap consist of N octets, the trailing bit of octet N corresponds to ARFCN = ((s + 8*N) mod 1024). The complete set
of ARFCN values consists of ARFCN = s and the ARFCN values, where the corresponding bit in the bitmap is set to
"1".

– CarrierFreqListMBMS
The IE CarrierFreqListMBMS is used to indicate the E-UTRA ARFCN values of the one or more MBMS frequencies
the UE is interested to receive.

CarrierFreqListMBMS information element

-- ASN1START

CarrierFreqListMBMS-r11 ::= SEQUENCE (SIZE (1..maxFreqMBMS-r11)) OF ARFCN-ValueEUTRA-r9

-- ASN1STOP

– CDMA2000-Type
The IE CDMA2000-Type is used to describe the type of CDMA2000 network.

CDMA2000-Type information element

-- ASN1START

CDMA2000-Type ::= ENUMERATED {type1XRTT, typeHRPD}

-- ASN1STOP

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– CellIdentity
The IE CellIdentity is used to unambiguously identify a cell within a PLMN.

CellIdentity information element

-- ASN1START

CellIdentity ::= BIT STRING (SIZE (28))

-- ASN1STOP

– CellIndexList
The IE CellIndexList concerns a list of cell indices, which may be used for different purposes.

CellIndexList information element

-- ASN1START

CellIndexList ::= SEQUENCE (SIZE (1..maxCellMeas)) OF CellIndex

CellIndex ::= INTEGER (1..maxCellMeas)

-- ASN1STOP

– CellReselectionPriority
The IE CellReselectionPriority concerns the absolute priority of the concerned carrier frequency/ set of frequencies
(GERAN)/ bandclass (CDMA2000), as used by the cell reselection procedure. Corresponds with parameter "priority" in
TS 36.304 [4]. Value 0 means: lowest priority. The UE behaviour for the case the field is absent, if applicable, is
specified in TS 36.304 [4].

CellReselectionPriority information element

-- ASN1START

CellReselectionPriority ::= INTEGER (0..7)

-- ASN1STOP

– CSFB-RegistrationParam1XRTT
The IE CSFB-RegistrationParam1XRTT is used to indicate whether or not the UE shall perform a CDMA2000 1xRTT
pre-registration if the UE does not have a valid / current pre-registration.

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-- ASN1START

CSFB-RegistrationParam1XRTT ::= SEQUENCE {

sid BIT STRING (SIZE (15)),

nid BIT STRING (SIZE (16)),

multipleSID BOOLEAN,

multipleNID BOOLEAN,

homeReg BOOLEAN,

foreignSIDReg BOOLEAN,

foreignNIDReg BOOLEAN,

parameterReg BOOLEAN,

powerUpReg BOOLEAN,

registrationPeriod BIT STRING (SIZE (7)),

registrationZone BIT STRING (SIZE (12)),

totalZone BIT STRING (SIZE (3)),

zoneTimer BIT STRING (SIZE (3))

CSFB-RegistrationParam1XRTT-v920 ::= SEQUENCE {

powerDownReg-r9 ENUMERATED {true}

-- ASN1STOP

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CSFB-RegistrationParam1XRTT field descriptions

foreignNIDReg
The CDMA2000 1xRTT NID roamer registration indicator.
foreignSIDReg
The CDMA2000 1xRTT SID roamer registration indicator.
homeReg
The CDMA2000 1xRTT Home registration indicator.
multipleNID
The CDMA2000 1xRTT Multiple NID storage indicator.
multipleSID
The CDMA2000 1xRTT Multiple SID storage indicator.
nid
Used along with the sid as a pair to control when the UE should Register or Re-Register with the CDMA2000 1xRTT
network.
parameterReg
The CDMA2000 1xRTT Parameter-change registration indicator.
powerDownReg
The CDMA2000 1xRTT Power-down registration indicator. If set to TRUE, the UE that has a valid / current
CDMA2000 1xRTT pre-registration will perform a CDMA2000 1xRTT power down registration when it is switched off.
powerUpReg
The CDMA2000 1xRTT Power-up registration indicator.
registrationPeriod
The CDMA2000 1xRTT Registration period.
registrationZone
The CDMA2000 1xRTT Registration zone.
sid
Used along with the nid as a pair to control when the UE should Register or Re-Register with the CDMA2000 1xRTT
network.
totalZone
The CDMA2000 1xRTT Number of registration zones to be retained.
zoneTimer
The CDMA2000 1xRTT Zone timer length.

– CellGlobalIdEUTRA
The IE CellGlobalIdEUTRA specifies the Evolved Cell Global Identifier (ECGI), the globally unique identity of a cell
in E-UTRA.

CellGlobalIdEUTRA information element

-- ASN1START

CellGlobalIdEUTRA ::= SEQUENCE {

plmn-Identity PLMN-Identity,

cellIdentity CellIdentity

-- ASN1STOP

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CellGlobalIdEUTRA field descriptions

cellIdentity
Identity of the cell within the context of the PLMN.
plmn-Identity
Identifies the PLMN of the cell as given by the first PLMN entry in the plmn-IdentityList in
SystemInformationBlockType1.

– CellGlobalIdUTRA
The IE CellGlobalIdUTRA specifies the global UTRAN Cell Identifier, the globally unique identity of a cell in UTRA.

CellGlobalIdUTRA information element

-- ASN1START

CellGlobalIdUTRA ::= SEQUENCE {

plmn-Identity PLMN-Identity,

cellIdentity BIT STRING (SIZE (28))

-- ASN1STOP

CellGlobalIdUTRA field descriptions

cellIdentity
UTRA Cell Identifier which is unique within the context of the identified PLMN as defined in TS 25.331 [19].
plmn-Identity
Identifies the PLMN of the cell as given by the common PLMN broadcast in the MIB, as defined in TS 25.331 [19].

– CellGlobalIdGERAN
The IE CellGlobalIdGERAN specifies the Cell Global Identification (CGI), the globally unique identity of a cell in
GERAN.

CellGlobalIdGERAN information element

-- ASN1START

CellGlobalIdGERAN ::= SEQUENCE {

plmn-Identity PLMN-Identity,

locationAreaCode BIT STRING (SIZE (16)),

cellIdentity BIT STRING (SIZE (16))

-- ASN1STOP

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CellGlobalIdGERAN field descriptions

cellIdentity
Cell Identifier which is unique within the context of the GERAN location area as defined in TS 23.003 [27].
locationAreaCode
A fixed length code identifying the location area within a PLMN as defined in TS 23.003 [27].
plmn-Identity
Identifies the PLMN of the cell, as defined in TS 23.003 [27]..

– CellGlobalIdCDMA2000
The IE CellGlobalIdCDMA2000 specifies the Cell Global Identification (CGI), the globally unique identity of a cell in
CDMA2000.

CellGlobalIdCDMA2000 information element

-- ASN1START

CellGlobalIdCDMA2000 ::= CHOICE {

cellGlobalId1XRTT BIT STRING (SIZE (47)),

cellGlobalIdHRPD BIT STRING (SIZE (128))

-- ASN1STOP

CellGlobalIdCDMA2000 field descriptions

cellGlobalId1XRTT
Unique identifier for a CDMA2000 1xRTT cell, corresponds to BASEID, SID and NID parameters (in that order)
defined in C.S0005-A [25].
cellGlobalIdHRPD
Unique identifier for a CDMA2000 HRPD cell, corresponds to SECTOR ID parameter defined in C.S0024-A [26, 14.9].

– CSG-Identity
The IE CSG-Identity is used to identify a Closed Subscriber Group.

CSG-Identity information element

-- ASN1START

CSG-Identity ::= BIT STRING (SIZE (27))

-- ASN1STOP

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– FreqBandIndicator
The IE FreqBandIndicator indicates the E-UTRA operating band as defined in TS 36.101 [42, table 5.5-1]. If an
extension is signalled using the extended value range (as defined by IE FreqBandIndicator-v9e0), the UE shall only
consider this extension (and hence ignore the corresponding original field, using the value range as defined by IE
FreqBandIndicator i.e. without suffix, if signalled).

FreqBandIndicator information element

-- ASN1START

FreqBandIndicator ::= INTEGER (1..maxFBI)

FreqBandIndicator-v9e0 ::= INTEGER (maxFBI-Plus1..maxFBI2)

-- ASN1STOP

NOTE: For fields using the original value range, as defined by IE FreqBandIndicator i.e. without suffix, value
maxFBI indicates that the frequency band is indicated by means of an extension. In such a case, UEs not
supporting the extension consider the field to be set to a not supported value.

– MobilityControlInfo
The IE MobilityControlInfo includes parameters relevant for network controlled mobility to/within E-UTRA.

MobilityControlInfo information element

-- ASN1START

MobilityControlInfo ::= SEQUENCE {

targetPhysCellId PhysCellId,

carrierFreq CarrierFreqEUTRA OPTIONAL, -- Cond HO-

toEUTRA2

carrierBandwidth CarrierBandwidthEUTRA OPTIONAL, -- Cond HO-

toEUTRA

additionalSpectrumEmission AdditionalSpectrumEmission OPTIONAL, -- Cond HO-

toEUTRA

t304 ENUMERATED {

ms50, ms100, ms150, ms200, ms500, ms1000,

ms2000, spare1},

newUE-Identity C-RNTI,

radioResourceConfigCommon RadioResourceConfigCommon,

rach-ConfigDedicated RACH-ConfigDedicated OPTIONAL, -- Need OP

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...,

[[ carrierFreq-v9e0 CarrierFreqEUTRA-v9e0 OPTIONAL -- Need ON

]],

[[ drb-ContinueROHC-r11 ENUMERATED {true} OPTIONAL -- Cond HO

]]

CarrierBandwidthEUTRA ::= SEQUENCE {

dl-Bandwidth ENUMERATED {

n6, n15, n25, n50, n75, n100, spare10,

spare9, spare8, spare7, spare6, spare5,

spare4, spare3, spare2, spare1},

ul-Bandwidth ENUMERATED {

n6, n15, n25, n50, n75, n100, spare10,

spare9, spare8, spare7, spare6, spare5,

spare4, spare3, spare2, spare1} OPTIONAL -- Need OP

CarrierFreqEUTRA ::= SEQUENCE {

dl-CarrierFreq ARFCN-ValueEUTRA,

ul-CarrierFreq ARFCN-ValueEUTRA OPTIONAL -- Cond FDD

CarrierFreqEUTRA-v9e0 ::= SEQUENCE {

dl-CarrierFreq-v9e0 ARFCN-ValueEUTRA-r9,

ul-CarrierFreq-v9e0 ARFCN-ValueEUTRA-r9 OPTIONAL -- Cond FDD

-- ASN1STOP

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MobilityControlInfo field descriptions

additionalSpectrumEmission
The UE requirements related to IE AdditionalSpectrumEmission are defined in TS 36.101 [42, table 6.2.4.1].
carrierBandwidth
Provides the parameters Downlink bandwidth, and Uplink bandwidth, see TS 36.101 [42].
carrierFreq
Provides the EARFCN to be used by the UE in the target cell. E-UTRAN only provides an EARFCN corresponding to
an E-UTRA band supported by the UE.
dl-Bandwidth
Parameter: Downlink bandwidth, see TS 36.101 [42].
drb-ContinueROHC
This field indicates whether to continue or reset, for this handover, the header compression protocol context for the
RLC UM bearers configured with the header compression protocol. Presence of the field indicates that the header
compression protocol context continues while absence indicates that the header compression protocol context is
reset. E-UTRAN includes the field only in case of a handover within the same eNB.
rach-ConfigDedicated
The dedicated random access parameters. If absent the UE applies contention based random access as specified in
TS 36.321 [6].
t304
Timer T304 as described in section 7.3. ms50 corresponds with 50 ms, ms100 corresponds with 100 ms and so on.
ul-Bandwidth
Parameter: Uplink bandwidth, see TS 36.101 [42, table 5.6-1]. For TDD, the parameter is absent and it is equal to
downlink bandwidth. If absent for FDD, apply the same value as applies for the downlink bandwidth.

Conditional presence Explanation

FDD The field is mandatory with default value (the default duplex distance defined for the
concerned band, as specified in TS 36.101 [42]) in case of “FDD”; otherwise the field is
not present.
HO This field is optionally present, need OP, in case of handover within E-UTRA when the
fullConfig is not included; otherwise the field is not present.
HO-toEUTRA The field is mandatory present in case of inter-RAT handover to E-UTRA; otherwise the
field is optionally present, need ON.
HO-toEUTRA2 The field is absent if carrierFreq-v9e0 is present. Otherwise it is mandatory present in
case of inter-RAT handover to E-UTRA and optionally present, need ON, in all other
cases.

– MobilityParametersCDMA2000 (1xRTT)
The MobilityParametersCDMA2000 contains the parameters provided to the UE for handover and (enhanced) CSFB to
1xRTT support, as defined in C.S0097 [53].

MobilityParametersCDMA2000 information element

-- ASN1START

MobilityParametersCDMA2000 ::= OCTET STRING

-- ASN1STOP

– MobilityStateParameters
The IE MobilityStateParameters contains parameters to determine UE mobility state.

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MobilityStateParameters information element

-- ASN1START

MobilityStateParameters ::= SEQUENCE {

t-Evaluation ENUMERATED {

s30, s60, s120, s180, s240, spare3, spare2, spare1},

t-HystNormal ENUMERATED {

s30, s60, s120, s180, s240, spare3, spare2, spare1},

n-CellChangeMedium INTEGER (1..16),

n-CellChangeHigh INTEGER (1..16)

-- ASN1STOP

MobilityStateParameters field descriptions

n-CellChangeHigh
The number of cell changes to enter high mobility state. Corresponds to N CR_H in TS 36.304 [4].
n-CellChangeMedium
The number of cell changes to enter medium mobility state. Corresponds to N CR_M in TS 36.304 [4].
t-Evaluation
The duration for evaluating criteria to enter mobility states. Corresponds to T CRmax in TS 36.304 [4]. Value in seconds,
s30 corresponds to 30 s and so on.
t-HystNormal
The additional duration for evaluating criteria to enter normal mobility state. Corresponds to T CRmaxHyst in TS 36.304 [4].
Value in seconds, s30 corresponds to 30 s and so on.

– MultiBandInfoList
MultiBandInfoList information element
-- ASN1START

MultiBandInfoList ::= SEQUENCE (SIZE (1..maxMultiBands)) OF FreqBandIndicator

MultiBandInfoList-v9e0 ::= SEQUENCE (SIZE (1..maxMultiBands)) OF MultiBandInfo-v9e0

MultiBandInfo-v9e0 ::= SEQUENCE {

freqBandIndicator-v9e0 FreqBandIndicator-v9e0 OPTIONAL -- Need OP

-- ASN1STOP

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Release 11 335 3GPP TS 36.331 V11.3.0 (2013-03)

– PhysCellId
The IE PhysCellId is used to indicate the physical layer identity of the cell, as defined in TS 36.211 [21].

PhysCellId information element

-- ASN1START

PhysCellId ::= INTEGER (0..503)

-- ASN1STOP

– PhysCellIdRange
The IE PhysCellIdRange is used to encode either a single or a range of physical cell identities. The range is encoded by
using a start value and by indicating the number of consecutive physical cell identities (including start) in the range.

PhysCellIdRange information element

-- ASN1START

PhysCellIdRange ::= SEQUENCE {

start PhysCellId,

range ENUMERATED {

n4, n8, n12, n16, n24, n32, n48, n64, n84,

n96, n128, n168, n252, n504, spare2,

spare1} OPTIONAL -- Need OP

-- ASN1STOP

PhysCellIdRange field descriptions

range
Indicates the number of physical cell identities in the range (including start). Value n4 corresponds with 4, n8
corresponds with 8 and so on. The UE shall apply value 1 in case the field is absent, in which case only the physical
cell identity value indicated by start applies.
start
Indicates the lowest physical cell identity in the range.

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Release 11 336 3GPP TS 36.331 V11.3.0 (2013-03)

– PhysCellIdRangeUTRA-FDDList
The IE PhysCellIdRangeUTRA-FDDList is used to encode one or more of PhysCellIdRangeUTRA-FDD. While the IE
PhysCellIdRangeUTRA-FDD is used to encode either a single physical layer identity or a range of physical layer
identities, i.e. primary scrambling codes. Each range is encoded by using a start value and by indicating the number of
consecutive physical cell identities (including start) in the range.

PhysCellIdRangeUTRA-FDDList information element

-- ASN1START

PhysCellIdRangeUTRA-FDDList-r9::= SEQUENCE (SIZE (1..maxPhysCellIdRange-r9)) OF

PhysCellIdRangeUTRA-FDD-r9

PhysCellIdRangeUTRA-FDD-r9 ::= SEQUENCE {

start-r9 PhysCellIdUTRA-FDD,

range-r9 INTEGER (2..512) OPTIONAL -- Need OP

-- ASN1STOP

PhysCellIdRangeUTRA-FDDList field descriptions

range
Indicates the number of primary scrambling codes in the range (including start). The UE shall apply value 1 in case
the field is absent, in which case only the primary scrambling code value indicated by start applies.
start
Indicates the lowest primary scrambling code in the range.

– PhysCellIdCDMA2000
The IE PhysCellIdCDMA2000 identifies the PNOffset that represents the "Physical cell identity" in CDMA2000.

PhysCellIdCDMA2000 information element

-- ASN1START

PhysCellIdCDMA2000 ::= INTEGER (0..maxPNOffset)

-- ASN1STOP

– PhysCellIdGERAN
The IE PhysCellIdGERAN contains the Base Station Identity Code (BSIC).

PhysCellIdGERAN information element

-- ASN1START

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Release 11 337 3GPP TS 36.331 V11.3.0 (2013-03)

PhysCellIdGERAN ::= SEQUENCE {

networkColourCode BIT STRING (SIZE (3)),

baseStationColourCode BIT STRING (SIZE (3))

-- ASN1STOP

PhysCellIdGERAN field descriptions

baseStationColourCode
Base station Colour Code as defined in TS 23.003 [27].
networkColourCode
Network Colour Code as defined in TS 23.003 [27].

– PhysCellIdUTRA-FDD
The IE PhysCellIdUTRA-FDD is used to indicate the physical layer identity of the cell, i.e. the primary scrambling
code, as defined in TS 25.331 [19].

PhysCellIdUTRA-FDD information element

-- ASN1START

PhysCellIdUTRA-FDD ::= INTEGER (0..511)

-- ASN1STOP

– PhysCellIdUTRA-TDD
The IE PhysCellIdUTRA-TDD is used to indicate the physical layer identity of the cell, i.e. the cell parameters ID
(TDD), as specified in TS 25.331 [19]. Also corresponds to the Initial Cell Parameter Assignment in TS 25.223 [46].

PhysCellIdUTRA-TDD information element

-- ASN1START

PhysCellIdUTRA-TDD ::= INTEGER (0..127)

-- ASN1STOP

– PLMN-Identity
The IE PLMN-Identity identifies a Public Land Mobile Network. Further information regarding how to set the IE are
specified in TS 23.003 [27].

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Release 11 338 3GPP TS 36.331 V11.3.0 (2013-03)

PLMN-Identity information element

-- ASN1START

PLMN-Identity ::= SEQUENCE {

mcc MCC OPTIONAL, -- Cond MCC

mnc MNC

MCC ::= SEQUENCE (SIZE (3)) OF

MCC-MNC-Digit

MNC ::= SEQUENCE (SIZE (2..3)) OF

MCC-MNC-Digit

MCC-MNC-Digit ::= INTEGER (0..9)

-- ASN1STOP

PLMN-Identity field descriptions

mcc
The first element contains the first MCC digit, the second element the second MCC digit and so on. If the field is
absent, it takes the same value as the mcc of the immediately preceding IE PLMN-Identity. See TS 23.003 [27].
mnc
The first element contains the first MNC digit, the second element the second MNC digit and so on. See TS 23.003
[27].

Conditional presence Explanation

MCC This IE is mandatory when PLMN-Identity is included in CellGlobalIdEUTRA, in
CellGlobalIdUTRA, in CellGlobalIdGERAN or in RegisteredMME. This IE is also
mandatory in the first occurrence of the IE PLMN-Identity within the IE PLMN-IdentityList.
Otherwise it is optional, need OP.

– PLMN-IdentityList3
Includes a list of PLMN identities.

PLMN-IdentityList3 information element

-- ASN1START

PLMN-IdentityList3-r11 ::= SEQUENCE (SIZE (1..16)) OF PLMN-Identity

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-- ASN1STOP

– PreRegistrationInfoHRPD
-- ASN1START

PreRegistrationInfoHRPD ::= SEQUENCE {

preRegistrationAllowed BOOLEAN,

preRegistrationZoneId PreRegistrationZoneIdHRPD OPTIONAL, -- cond PreRegAllowed

secondaryPreRegistrationZoneIdList SecondaryPreRegistrationZoneIdListHRPD OPTIONAL -- Need OR

SecondaryPreRegistrationZoneIdListHRPD ::= SEQUENCE (SIZE (1..2)) OF PreRegistrationZoneIdHRPD

PreRegistrationZoneIdHRPD ::= INTEGER (0..255)

-- ASN1STOP

PreRegistrationInfoHRPD field descriptions

preRegistrationAllowed
TRUE indicates that a UE shall perform a CDMA2000 HRPD pre-registration if the UE does not have a valid / current
pre-registration. FALSE indicates that the UE is not allowed to perform CDMA2000 HRPD pre-registration in the
current cell.
preRegistrationZoneID
ColorCode (see C.S0024-A [26], C.S0087-A [44]) of the CDMA2000 Reference Cell corresponding to the HRPD
sector under the HRPD AN that is configured for this LTE cell. It is used to control when the UE should register or re-
register.
secondaryPreRegistrationZoneIdList
List of SecondaryColorCodes (see C.S0024-A [26], C.S0087-A [44]) of the CDMA2000 Reference Cell corresponding
to the HRPD sector under the HRPD AN that is configured for this LTE cell. They are used to control when the UE
should re-register.

Conditional presence Explanation

PreRegAllowed The field is mandatory in case the preRegistrationAllowed is set to true. Otherwise the
field is not present and the UE shall delete any existing value for this field.

– Q-QualMin
The IE Q-QualMin is used to indicate for cell selection/ re-selection the required minimum received RSRQ level in the
(E-UTRA) cell. Corresponds to parameter Qqualmin in 36.304 [4]. Actual value Qqualmin = IE value [dB].

Q-QualMin information element

-- ASN1START

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Release 11 340 3GPP TS 36.331 V11.3.0 (2013-03)

Q-QualMin-r9 ::= INTEGER (-34..-3)

-- ASN1STOP

– Q-RxLevMin
The IE Q-RxLevMin is used to indicate for cell selection/ re-selection the required minimum received RSRP level in the
(E-UTRA) cell. Corresponds to parameter Qrxlevmin in 36.304 [4]. Actual value Qrxlevmin = IE value * 2 [dBm].

Q-RxLevMin information element

-- ASN1START

Q-RxLevMin ::= INTEGER (-70..-22)

-- ASN1STOP

– Q-OffsetRange
The IE Q-OffsetRange is used to indicate a cell or frequency specific offset to be applied when evaluating candidates for
cell re-selection or when evaluating triggering conditions for measurement reporting. The value in dB. Value dB-24
corresponds to -24 dB, dB-22 corresponds to -22 dB and so on.

Q- OffsetRange information element

-- ASN1START

Q-OffsetRange ::= ENUMERATED {

dB-24, dB-22, dB-20, dB-18, dB-16, dB-14,

dB-12, dB-10, dB-8, dB-6, dB-5, dB-4, dB-3,

dB-2, dB-1, dB0, dB1, dB2, dB3, dB4, dB5,

dB6, dB8, dB10, dB12, dB14, dB16, dB18,

dB20, dB22, dB24}

-- ASN1STOP

– Q-OffsetRangeInterRAT
The IE Q-OffsetRangeInterRAT is used to indicate a frequency specific offset to be applied when evaluating triggering
conditions for measurement reporting. The value in dB.

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Q-OffsetRangeInterRAT information element

-- ASN1START

Q-OffsetRangeInterRAT ::= INTEGER (-15..15)

-- ASN1STOP

– ReselectionThreshold
The IE ReselectionThreshold is used to indicate an Rx level threshold for cell reselection. Actual value of threshold =
IE value * 2 [dB].

ReselectionThreshold information element

-- ASN1START

ReselectionThreshold ::= INTEGER (0..31)

-- ASN1STOP

– ReselectionThresholdQ
The IE ReselectionThresholdQ is used to indicate a quality level threshold for cell reselection. Actual value of threshold
= IE value [dB].

ReselectionThresholdQ information element

-- ASN1START

ReselectionThresholdQ-r9 ::= INTEGER (0..31)

-- ASN1STOP

– SCellIndex
The IE SCellIndex concerns a short identity, used to identify an SCell.

SCellIndex information element

-- ASN1START

SCellIndex-r10 ::= INTEGER (1..7)

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-- ASN1STOP

– ServCellIndex
The IE ServCellIndex concerns a short identity, used to identify a serving cell (i.e. the PCell or an SCell). Value 0
applies for the PCell, while the SCellIndex that has previously been assigned applies for SCells.

ServCellIndex information element

-- ASN1START

ServCellIndex-r10 ::= INTEGER (0..7)

-- ASN1STOP

– SpeedStateScaleFactors
The IE SpeedStateScaleFactors concerns factors, to be applied when the UE is in medium or high speed state, used for
scaling a mobility control related parameter.

SpeedStateScaleFactors information element

-- ASN1START

SpeedStateScaleFactors ::= SEQUENCE {

sf-Medium ENUMERATED {oDot25, oDot5, oDot75, lDot0},

sf-High ENUMERATED {oDot25, oDot5, oDot75, lDot0}

-- ASN1STOP

SpeedStateScaleFactors field descriptions

sf-High
The concerned mobility control related parameter is multiplied with this factor if the UE is in High Mobility state as
defined in TS 36.304 [4]. Value oDot25 corresponds to 0.25, oDot5 corresponds to 0.5 , oDot75 corresponds to 0.75
and so on.
sf-Medium
The concerned mobility control related parameter is multiplied with this factor if the UE is in Medium Mobility state as
defined in TS 36.304 [4]. Value oDot25 corresponds to 0.25, oDot5 corresponds to 0.5 , oDot75 corresponds to 0.75
and so on.

– SystemInfoListGERAN
The IE SystemInfoListGERAN contains system information of a GERAN cell.

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SystemInfoListGERAN information element

-- ASN1START

SystemInfoListGERAN ::= SEQUENCE (SIZE (1..maxGERAN-SI)) OF

OCTET STRING (SIZE (1..23))

-- ASN1STOP

SystemInfoListGERAN field descriptions

SystemInfoListGERAN
Each OCTET STRING contains one System Information (SI) message as defined in TS 44.018 [45, table 9.1.1]
excluding the L2 Pseudo Length, the RR management Protocol Discriminator and the Skip Indicator or a complete
Packet System Information (PSI) message as defined in TS 44.060 [36, table 11.2.1].

– SystemTimeInfoCDMA2000
The IE SystemTimeInfoCDMA2000 informs the UE about the absolute time in the current cell. The UE uses this
absolute time knowledge to derive the CDMA2000 Physical cell identity, expressed as PNOffset, of neighbour
CDMA2000 cells.

NOTE: The UE needs the CDMA2000 system time with a certain level of accuracy for performing measurements
as well as for communicating with the CDMA2000 network (HRPD or 1xRTT).

SystemTimeInfoCDMA2000 information element

-- ASN1START

SystemTimeInfoCDMA2000 ::= SEQUENCE {

cdma-EUTRA-Synchronisation BOOLEAN,

cdma-SystemTime CHOICE {

synchronousSystemTime BIT STRING (SIZE (39)),

asynchronousSystemTime BIT STRING (SIZE (49))

-- ASN1STOP

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SystemTimeInfoCDMA2000 field descriptions

asynchronousSystemTime
The CDMA2000 system time corresponding to the SFN boundary at or after the ending boundary of the SI-Window in
which SystemInformationBlockType8 is transmitted. If not synchronized then the size is 49 bits and the unit is [8
CDMA2000 chips based on 1.2288 Mcps].
cdma-EUTRA-Synchronisation
TRUE indicates that the networks are synchronised i.e. there is no drift in the timing between E-UTRA and
CDMA2000. FALSE indicates that the networks are not synchronised, i.e. the timing between E-UTRA and
CDMA2000 can drift.
synchronousSystemTime
CDMA2000 system time corresponding to the SFN boundary at or after the ending boundary of the SI-window in
which SystemInformationBlockType8 is transmitted. If synchronized to CDMA2000 system time then the size is 39 bits
and the unit is 10 ms based on a 1.2288 Mcps chip rate.

– TrackingAreaCode
The IE TrackingAreaCode is used to identify a tracking area within the scope of a PLMN, see TS 24.301 [35].

TrackingAreaCode information element

-- ASN1START

TrackingAreaCode ::= BIT STRING (SIZE (16))

-- ASN1STOP

– T-Reselection
The IE T-Reselection concerns the cell reselection timer TreselectionRAT for E-UTRA, UTRA, GERAN or CDMA2000.
Value in seconds.

T-Reselection information element

-- ASN1START

T-Reselection ::= INTEGER (0..7)

-- ASN1STOP

6.3.5 Measurement information elements

– AllowedMeasBandwidth
The IE AllowedMeasBandwidth is used to indicate the maximum allowed measurement bandwidth on a carrier
frequency as defined by the parameter Transmission Bandwidth Configuration "NRB" TS 36.104 [47]. The values mbw6,
mbw15, mbw25, mbw50, mbw75, mbw100 indicate 6, 15, 25, 50, 75 and 100 resource blocks respectively.

AllowedMeasBandwidth information element

-- ASN1START

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AllowedMeasBandwidth ::= ENUMERATED {mbw6, mbw15, mbw25, mbw50, mbw75, mbw100}

-- ASN1STOP

– Hysteresis
The IE Hysteresis is a parameter used within the entry and leave condition of an event triggered reporting condition.
The actual value is IE value * 0.5 dB.

Hysteresis information element

-- ASN1START

Hysteresis ::= INTEGER (0..30)

-- ASN1STOP

– LocationInfo
The IE LocationInfo is used to transfer detailed location information available at the UE to correlate measurements and
UE position information.

LocationInfo information element

-- ASN1START

LocationInfo-r10 ::= SEQUENCE {

locationCoordinates-r10 CHOICE {

ellipsoid-Point-r10 OCTET STRING,

ellipsoidPointWithAltitude-r10 OCTET STRING,

...,

ellipsoidPointWithUncertaintyCircle-r11 OCTET STRING,

ellipsoidPointWithUncertaintyEllipse-r11 OCTET STRING,

ellipsoidPointWithAltitudeAndUncertaintyEllipsoid-r11 OCTET STRING,

ellipsoidArc-r11 OCTET STRING,

polygon-r11 OCTET STRING

},

horizontalVelocity-r10 OCTET STRING OPTIONAL,

gnss-TOD-msec-r10 OCTET STRING OPTIONAL,

...

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-- ASN1STOP

LocationInfo field descriptions

ellipsoidArc
Parameter EllipsoidArc defined in TS36.355 [54]. The first/leftmost bit of the first octet contains the most significant bit.
ellipsoid-Point
Parameter Ellipsoid-Point defined in TS36.355 [54]. The first/leftmost bit of the first octet contains the most significant
bit.
ellipsoidPointWithAltitude
Parameter EllipsoidPointWithAltitude defined in TS36.355 [54]. The first/leftmost bit of the first octet contains the most
significant bit.
ellipsoidPointWithAltitudeAndUncertaintyEllipsoid
Parameter EllipsoidPointWithAltitudeAndUncertaintyEllipsoid defined in TS36.355 [54]. The first/leftmost bit of the first
octet contains the most significant bit.
ellipsoidPointWithUncertaintyCircle
Parameter Ellipsoid-PointWithUncertaintyCircle defined in TS36.355 [54]. The first/leftmost bit of the first octet
contains the most significant bit.
ellipsoidPointWithUncertaintyEllipse
Parameter EllipsoidPointWithUncertaintyEllipse defined in TS36.355 [54]. The first/leftmost bit of the first octet
contains the most significant bit.
gnss-TOD-msec
Parameter Gnss-TOD-msec defined in TS36.355 [54]. The first/leftmost bit of the first octet contains the most
significant bit.
horizontalVelocity
Parameter HorizontalVelocity defined in TS36.355 [54]. The first/leftmost bit of the first octet contains the most
significant bit.
polygon
Parameter Polygon defined in TS36.355 [54]. The first/leftmost bit of the first octet contains the most significant bit.

– MeasConfig
The IE MeasConfig specifies measurements to be performed by the UE, and covers intra-frequency, inter-frequency and
inter-RAT mobility as well as configuration of measurement gaps.

MeasConfig information element

-- ASN1START

MeasConfig ::= SEQUENCE {

-- Measurement objects

measObjectToRemoveList MeasObjectToRemoveList OPTIONAL, -- Need ON

measObjectToAddModList MeasObjectToAddModList OPTIONAL, -- Need ON

-- Reporting configurations

reportConfigToRemoveList ReportConfigToRemoveList OPTIONAL, -- Need ON

reportConfigToAddModList ReportConfigToAddModList OPTIONAL, -- Need ON

-- Measurement identities

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measIdToRemoveList MeasIdToRemoveList OPTIONAL, -- Need ON

measIdToAddModList MeasIdToAddModList OPTIONAL, -- Need ON

-- Other parameters

quantityConfig QuantityConfig OPTIONAL, -- Need ON

measGapConfig MeasGapConfig OPTIONAL, -- Need ON

s-Measure RSRP-Range OPTIONAL, -- Need ON

preRegistrationInfoHRPD PreRegistrationInfoHRPD OPTIONAL, -- Need OP

speedStatePars CHOICE {

release NULL,

setup SEQUENCE {

mobilityStateParameters MobilityStateParameters,

timeToTrigger-SF SpeedStateScaleFactors

} OPTIONAL, -- Need ON

...,

[[ measObjectToAddModList-v9e0 MeasObjectToAddModList-v9e0 OPTIONAL -- Need ON

]]

MeasIdToRemoveList ::= SEQUENCE (SIZE (1..maxMeasId)) OF MeasId

MeasObjectToRemoveList ::= SEQUENCE (SIZE (1..maxObjectId)) OF MeasObjectId

ReportConfigToRemoveList ::= SEQUENCE (SIZE (1..maxReportConfigId)) OF ReportConfigId

-- ASN1STOP

MeasConfig field descriptions

measGapConfig
Used to setup and release measurement gaps.
measObjectToAddModList
If E-UTRAN includes measObjectToAddModList-v9e0 it includes the same number of entries, and listed in the same
order, as in measObjectToAddModList (i.e. without suffix).
measIdToRemoveList
List of measurement identities to remove.
measObjectToRemoveList
List of measurement objects to remove.
PreRegistrationInfoHRPD
The CDMA2000 HRPD Pre-Registration Information tells the UE if it should pre-register with the CDMA2000 HRPD
network and identifies the Pre-registration zone to the UE.

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MeasConfig field descriptions

reportConfigToRemoveList
List of measurement reporting configurations to remove.
s-Measure
PCell quality threshold controlling whether or not the UE is required to perform measurements of intra-frequency,
inter-frequency and inter-RAT neighbouring cells. Value “0” indicates to disable s-Measure.
timeToTrigger-SF
The timeToTrigger in ReportConfigEUTRA and in ReportConfigInterRAT are multiplied with the scaling factor
applicable for the UE’s speed state.

– MeasGapConfig
The IE MeasGapConfig specifies the measurement gap configuration and controls setup/ release of measurement gaps.

MeasGapConfig information element

-- ASN1START

MeasGapConfig ::= CHOICE {

release NULL,

setup SEQUENCE {

gapOffset CHOICE {

gp0 INTEGER (0..39),

gp1 INTEGER (0..79),

...

-- ASN1STOP

MeasGapConfig field descriptions

gapOffset
Value gapOffset of gp0 corresponds to gap offset of Gap Pattern Id “0” with MGRP = 40ms, gapOffset of gp1
corresponds to gap offset of Gap Pattern Id “1” with MGRP = 80ms. Also used to specify the measurement gap
pattern to be applied, as defined in TS 36.133 [16].

– MeasId
The IE MeasId is used to identify a measurement configuration, i.e., linking of a measurement object and a reporting
configuration.

MeasId information element

-- ASN1START

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MeasId ::= INTEGER (1..maxMeasId)

-- ASN1STOP

– MeasIdToAddModList
The IE MeasIdToAddModList concerns a list of measurement identities to add or modify, with for each entry the
measId, the associated measObjectId and the associated reportConfigId.

MeasIdToAddModList information element

-- ASN1START

MeasIdToAddModList ::= SEQUENCE (SIZE (1..maxMeasId)) OF MeasIdToAddMod

MeasIdToAddMod ::= SEQUENCE {

measId MeasId,

measObjectId MeasObjectId,

reportConfigId ReportConfigId

-- ASN1STOP

– MeasObjectCDMA2000
The IE MeasObjectCDMA2000 specifies information applicable for inter-RAT CDMA2000 neighbouring cells.

MeasObjectCDMA2000 information element

-- ASN1START

MeasObjectCDMA2000 ::= SEQUENCE {

cdma2000-Type CDMA2000-Type,

carrierFreq CarrierFreqCDMA2000,

searchWindowSize INTEGER (0..15) OPTIONAL, -- Need ON

offsetFreq Q-OffsetRangeInterRAT DEFAULT 0,

cellsToRemoveList CellIndexList OPTIONAL, -- Need ON

cellsToAddModList CellsToAddModListCDMA2000 OPTIONAL, -- Need ON

cellForWhichToReportCGI PhysCellIdCDMA2000 OPTIONAL, -- Need ON

...

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CellsToAddModListCDMA2000 ::= SEQUENCE (SIZE (1..maxCellMeas)) OF CellsToAddModCDMA2000

CellsToAddModCDMA2000 ::= SEQUENCE {

cellIndex INTEGER (1..maxCellMeas),

physCellId PhysCellIdCDMA2000

-- ASN1STOP

MeasObjectCDMA2000 field descriptions

carrierInfo
Identifies CDMA2000 carrier frequency for which this configuration is valid.
cdma2000-Type
The type of CDMA2000 network: CDMA2000 1xRTT or CDMA2000 HRPD.
cellIndex
Entry index in the neighbouring cell list.
cellsToAddModList
List of cells to add/ modify in the neighbouring cell list.
cellsToRemoveList
List of cells to remove from the neighbouring cell list.
physCellId
CDMA2000 Physical cell identity of a cell in neighbouring cell list expressed as PNOffset.
searchWindowSize
Provides the search window size to be used by the UE for the neighbouring pilot, see C.S0005-A [25].

– MeasObjectEUTRA
The IE MeasObjectEUTRA specifies information applicable for intra-frequency or inter-frequency E-UTRA cells.

MeasObjectEUTRA information element

-- ASN1START

MeasObjectEUTRA ::= SEQUENCE {

carrierFreq ARFCN-ValueEUTRA,

allowedMeasBandwidth AllowedMeasBandwidth,

presenceAntennaPort1 PresenceAntennaPort1,

neighCellConfig NeighCellConfig,

offsetFreq Q-OffsetRange DEFAULT dB0,

-- Cell list

cellsToRemoveList CellIndexList OPTIONAL, -- Need ON

cellsToAddModList CellsToAddModList OPTIONAL, -- Need ON

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-- Black list

blackCellsToRemoveList CellIndexList OPTIONAL, -- Need ON

blackCellsToAddModList BlackCellsToAddModList OPTIONAL, -- Need ON

cellForWhichToReportCGI PhysCellId OPTIONAL, -- Need ON

...,

[[measCycleSCell-r10 MeasCycleSCell-r10 OPTIONAL, -- Need ON

measSubframePatternConfigNeigh-r10 MeasSubframePatternConfigNeigh-r10 OPTIONAL

-- Need ON

]],

[[widebandRSRQ-Meas-r11 BOOLEAN OPTIONAL -- Cond WB-RSRQ

]]

MeasObjectEUTRA-v9e0 ::= SEQUENCE {

carrierFreq-v9e0 ARFCN-ValueEUTRA-v9e0

CellsToAddModList ::= SEQUENCE (SIZE (1..maxCellMeas)) OF CellsToAddMod

CellsToAddMod ::= SEQUENCE {

cellIndex INTEGER (1..maxCellMeas),

physCellId PhysCellId,

cellIndividualOffset Q-OffsetRange

BlackCellsToAddModList ::= SEQUENCE (SIZE (1..maxCellMeas)) OF BlackCellsToAddMod

BlackCellsToAddMod ::= SEQUENCE {

cellIndex INTEGER (1..maxCellMeas),

physCellIdRange PhysCellIdRange

MeasCycleSCell-r10 ::= ENUMERATED {sf160, sf256, sf320, sf512,

sf640, sf1024, sf1280, spare1}

MeasSubframePatternConfigNeigh-r10 ::= CHOICE {

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Release 11 352 3GPP TS 36.331 V11.3.0 (2013-03)

release NULL,

setup SEQUENCE {

measSubframePatternNeigh-r10 MeasSubframePattern-r10,

measSubframeCellList-r10 MeasSubframeCellList-r10 OPTIONAL -- Cond

measSubframe

MeasSubframeCellList-r10 ::= SEQUENCE (SIZE (1..maxCellMeas)) OF PhysCellIdRange

-- ASN1STOP

MeasObjectEUTRA field descriptions

blackCellsToAddModList
List of cells to add/ modify in the black list of cells.
blackCellsToRemoveList
List of cells to remove from the black list of cells.
carrierFreq
Identifies E-UTRA carrier frequency for which this configuration is valid. E-UTRAN does not configure more than one
measurement object for the same physical frequency regardless of the E-ARFCN used to indicate this.
cellIndex
Entry index in the cell list. An entry may concern a range of cells, in which case this value applies to the entire range.
cellIndividualOffset
Cell individual offset applicable to a specific cell. Value dB-24 corresponds to -24 dB, dB-22 corresponds to -22 dB
and so on.
cellsToAddModList
List of cells to add/ modify in the cell list.
cellsToRemoveList
List of cells to remove from the cell list.
measCycleSCell
The parameter is used only when an SCell is configured on the frequency indicated by the measObject and is in
deactivated state, see TS 36.133 [16, 8.3.3], but the field may also be signalled when an SCell is not configured.
Value sf160 corresponds to 160 sub-frames, sf256 corresponds to 256 sub-frames and so on.
measSubframeCellList
List of cells for which measSubframePatternNeigh is applied.
measSubframePatternNeigh
Time domain measurement resource restriction pattern applicable to neighbour cell RSRP and RSRQ measurements
on the carrier frequency indicated by carrierFreq. For cells in measSubframeCellList the UE shall assume that the
subframes indicated by measSubframePatternNeigh are non-MBSFN subframes.
offsetFreq
Offset value applicable to the carrier frequency. Value dB-24 corresponds to -24 dB, dB-22 corresponds to -22 dB and
so on.
physCellId
Physical cell identity of a cell in the cell list.
physCellIdRange
Physical cell identity or a range of physical cell identities of cells in the black list.
widebandRSRQ-Meas
If this field is set to TRUE, the UE shall, when performing RSRQ measurements, use a wider bandwidth in accordance
with TS 36.133 [16].

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Conditional presence Explanation

measSubframe The field is mandatory present if measSubframePatternNeigh is configured.
WB-RSRQ The field is optionally present, need ON, if the measurement bandwidth indicated by
allowedMeasBandwidth is 50 resource blocks or larger; otherwise it is not present.

– MeasObjectGERAN
The IE MeasObjectGERAN specifies information applicable for inter-RAT GERAN neighbouring frequencies.

MeasObjectGERAN information element

-- ASN1START

MeasObjectGERAN ::= SEQUENCE {

carrierFreqs CarrierFreqsGERAN,

offsetFreq Q-OffsetRangeInterRAT DEFAULT 0,

ncc-Permitted BIT STRING(SIZE (8)) DEFAULT '11111111'B,

cellForWhichToReportCGI PhysCellIdGERAN OPTIONAL, -- Need ON

...

-- ASN1STOP

MeasObjectGERAN field descriptions

ncc-Permitted
Field encoded as a bit map, where bit N is set to "0" if a BCCH carrier with NCC = N-1 is not permitted for monitoring
and set to "1" if a BCCH carrier with NCC = N-1 is permitted for monitoring; N = 1 to 8; bit 1 of the bitmap is the
leading bit of the bit string.
carrierFreqs
If E-UTRAN includes cellForWhichToReportCGI, it includes only one GERAN ARFCN value in carrierFreqs.

– MeasObjectId
The IE MeasObjectId used to identify a measurement object configuration.

MeasObjectId information element

-- ASN1START

MeasObjectId ::= INTEGER (1..maxObjectId)

-- ASN1STOP

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– MeasObjectToAddModList
The IE MeasObjectToAddModList concerns a list of measurement objects to add or modify

MeasObjectToAddModList information element

-- ASN1START

MeasObjectToAddModList ::= SEQUENCE (SIZE (1..maxObjectId)) OF MeasObjectToAddMod

MeasObjectToAddModList-v9e0 ::= SEQUENCE (SIZE (1..maxObjectId)) OF MeasObjectToAddMod-v9e0

MeasObjectToAddMod ::= SEQUENCE {

measObjectId MeasObjectId,

measObject CHOICE {

measObjectEUTRA MeasObjectEUTRA,

measObjectUTRA MeasObjectUTRA,

measObjectGERAN MeasObjectGERAN,

measObjectCDMA2000 MeasObjectCDMA2000,

...

MeasObjectToAddMod-v9e0 ::= SEQUENCE {

measObjectEUTRA-v9e0 MeasObjectEUTRA-v9e0 OPTIONAL -- Cond eutra

-- ASN1STOP

Conditional presence Explanation

Eutra The field is optional present, need OR, if for the corresponding entry in
MeasObjectToAddModList field measObject is set to measObjectEUTRA and its sub-field
carrierFreq is set to maxEARFCN. Otherwise the field is not present.

– MeasObjectUTRA
The IE MeasObjectUTRA specifies information applicable for inter-RAT UTRA neighbouring cells.

MeasObjectUTRA information element

-- ASN1START

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MeasObjectUTRA ::= SEQUENCE {

carrierFreq ARFCN-ValueUTRA,

offsetFreq Q-OffsetRangeInterRAT DEFAULT 0,

cellsToRemoveList CellIndexList OPTIONAL, -- Need ON

cellsToAddModList CHOICE {

cellsToAddModListUTRA-FDD CellsToAddModListUTRA-FDD,

cellsToAddModListUTRA-TDD CellsToAddModListUTRA-TDD

} OPTIONAL, -- Need ON

cellForWhichToReportCGI CHOICE {

utra-FDD PhysCellIdUTRA-FDD,

utra-TDD PhysCellIdUTRA-TDD

} OPTIONAL, -- Need ON

...,

[[ csg-allowedReportingCells-v930 CSG-AllowedReportingCells-r9 OPTIONAL --

Need ON

]]

CellsToAddModListUTRA-FDD ::= SEQUENCE (SIZE (1..maxCellMeas)) OF CellsToAddModUTRA-FDD

CellsToAddModUTRA-FDD ::= SEQUENCE {

cellIndex INTEGER (1..maxCellMeas),

physCellId PhysCellIdUTRA-FDD

CellsToAddModListUTRA-TDD ::= SEQUENCE (SIZE (1..maxCellMeas)) OF CellsToAddModUTRA-TDD

CellsToAddModUTRA-TDD ::= SEQUENCE {

cellIndex INTEGER (1..maxCellMeas),

physCellId PhysCellIdUTRA-TDD

CSG-AllowedReportingCells-r9 ::= SEQUENCE {

physCellIdRangeUTRA-FDDList-r9 PhysCellIdRangeUTRA-FDDList-r9 OPTIONAL -- Need OR

-- ASN1STOP

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MeasObjectUTRA field descriptions

carrierFreq
Identifies UTRA carrier frequency for which this configuration is valid. E-UTRAN does not configure more than one
measurement object for the same physical frequency regardless of the ARFCN used to indicate this.
cellIndex
Entry index in the neighbouring cell list.
cellsToAddModListUTRA-FDD
List of UTRA FDD cells to add/ modify in the neighbouring cell list.
cellsToAddModListUTRA-TDD
List of UTRA TDD cells to add/modify in the neighbouring cell list.
cellsToRemoveList
List of cells to remove from the neighbouring cell list.
csg-allowedReportingCells
One or more ranges of physical cell identities for which UTRA-FDD reporting is allowed.

– MeasResults
The IE MeasResults covers measured results for intra-frequency, inter-frequency and inter- RAT mobility.

MeasResults information element

-- ASN1START

MeasResults ::= SEQUENCE {

measId MeasId,

measResultPCell SEQUENCE {

rsrpResult RSRP-Range,

rsrqResult RSRQ-Range

},

measResultNeighCells CHOICE {

measResultListEUTRA MeasResultListEUTRA,

measResultListUTRA MeasResultListUTRA,

measResultListGERAN MeasResultListGERAN,

measResultsCDMA2000 MeasResultsCDMA2000,

...

} OPTIONAL,

...,

[[ measResultForECID-r9 MeasResultForECID-r9 OPTIONAL

]],

[[ locationInfo-r10 LocationInfo-r10 OPTIONAL,

measResultServFreqList-r10 MeasResultServFreqList-r10 OPTIONAL

]]

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MeasResultListEUTRA ::= SEQUENCE (SIZE (1..maxCellReport)) OF MeasResultEUTRA

MeasResultEUTRA ::= SEQUENCE {

physCellId PhysCellId,

cgi-Info SEQUENCE {

cellGlobalId CellGlobalIdEUTRA,

trackingAreaCode TrackingAreaCode,

plmn-IdentityList PLMN-IdentityList2 OPTIONAL

} OPTIONAL,

measResult SEQUENCE {

rsrpResult RSRP-Range OPTIONAL,

rsrqResult RSRQ-Range OPTIONAL,

...,

[[ additionalSI-Info-r9 AdditionalSI-Info-r9 OPTIONAL

]]

MeasResultServFreqList-r10 ::= SEQUENCE (SIZE (1..maxServCell-r10)) OF MeasResultServFreq-r10

MeasResultServFreq-r10 ::= SEQUENCE {

servFreqId-r10 ServCellIndex-r10,

measResultSCell-r10 SEQUENCE {

rsrpResultSCell-r10 RSRP-Range,

rsrqResultSCell-r10 RSRQ-Range

} OPTIONAL,

measResultBestNeighCell-r10 SEQUENCE {

physCellId-r10 PhysCellId,

rsrpResultNCell-r10 RSRP-Range,

rsrqResultNCell-r10 RSRQ-Range

} OPTIONAL,

...

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MeasResultListUTRA ::= SEQUENCE (SIZE (1..maxCellReport)) OF MeasResultUTRA

MeasResultUTRA ::= SEQUENCE {

physCellId CHOICE {

fdd PhysCellIdUTRA-FDD,

tdd PhysCellIdUTRA-TDD

},

cgi-Info SEQUENCE {

cellGlobalId CellGlobalIdUTRA,

locationAreaCode BIT STRING (SIZE (16)) OPTIONAL,

routingAreaCode BIT STRING (SIZE (8)) OPTIONAL,

plmn-IdentityList PLMN-IdentityList2 OPTIONAL

} OPTIONAL,

measResult SEQUENCE {

utra-RSCP INTEGER (-5..91) OPTIONAL,

utra-EcN0 INTEGER (0..49) OPTIONAL,

...,

[[ additionalSI-Info-r9 AdditionalSI-Info-r9 OPTIONAL

]]

MeasResultListGERAN ::= SEQUENCE (SIZE (1..maxCellReport)) OF MeasResultGERAN

MeasResultGERAN ::= SEQUENCE {

carrierFreq CarrierFreqGERAN,

physCellId PhysCellIdGERAN,

cgi-Info SEQUENCE {

cellGlobalId CellGlobalIdGERAN,

routingAreaCode BIT STRING (SIZE (8)) OPTIONAL

} OPTIONAL,

measResult SEQUENCE {

rssi INTEGER (0..63),

...

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MeasResultsCDMA2000 ::= SEQUENCE {

preRegistrationStatusHRPD BOOLEAN,

measResultListCDMA2000 MeasResultListCDMA2000

MeasResultListCDMA2000 ::= SEQUENCE (SIZE (1..maxCellReport)) OF MeasResultCDMA2000

MeasResultCDMA2000 ::= SEQUENCE {

physCellId PhysCellIdCDMA2000,

cgi-Info CellGlobalIdCDMA2000 OPTIONAL,

measResult SEQUENCE {

pilotPnPhase INTEGER (0..32767) OPTIONAL,

pilotStrength INTEGER (0..63),

...

MeasResultForECID-r9 ::= SEQUENCE {

ue-RxTxTimeDiffResult-r9 INTEGER (0..4095),

currentSFN-r9 BIT STRING (SIZE (10))

PLMN-IdentityList2 ::= SEQUENCE (SIZE (1..5)) OF PLMN-Identity

AdditionalSI-Info-r9 ::= SEQUENCE {

csg-MemberStatus-r9 ENUMERATED {member} OPTIONAL,

csg-Identity-r9 CSG-Identity OPTIONAL

-- ASN1STOP

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MeasResults field descriptions

csg-MemberStatus
Indicates whether or not the UE is a member of the CSG of the neighbour cell.
currentSFN
Indicates the current system frame number when receiving the UE Rx-Tx time difference measurement results from
lower layer.
locationAreaCode
A fixed length code identifying the location area within a PLMN, as defined in TS 23.003 [27].
measId
Identifies the measurement identity for which the reporting is being performed.
measResult
Measured result of an E-UTRA cell;
Measured result of a UTRA cell;
Measured result of a GERAN cell or frequency; or
Measured result of a CDMA2000 cell.
Measured result of UE Rx–Tx time difference.
measResultListCDMA2000
List of measured results for the maximum number of reported best cells for a CDMA2000 measurement identity.
measResultListEUTRA
List of measured results for the maximum number of reported best cells for an E-UTRA measurement identity.
measResultListGERAN
List of measured results for the maximum number of reported best cells or frequencies for a GERAN measurement
identity.
measResultListUTRA
List of measured results for the maximum number of reported best cells for a UTRA measurement identity.
measResultPCell
Measured result of the PCell.
measResultsCDMA2000
Contains the CDMA2000 HRPD pre-registration status and the list of CDMA2000 measurements.
MeasResultServFreqList
Measured results of the serving frequencies: the measurement result of each SCell, if any, and of the best
neighbouring cell on each serving frequency.
pilotPnPhase
Indicates the arrival time of a CDMA2000 pilot, measured relative to the UE’s time reference in units of PN chips, see
C.S0005-A [25]. This information is used in either SRVCC handover or enhanced 1xRTT CS fallback procedure to
CDMA2000 1xRTT.
pilotStrength
CDMA2000 Pilot Strength, the ratio of pilot power to total power in the signal bandwidth of a CDMA2000 Forward
Channel. See C.S0005-A [25] for CDMA2000 1xRTT and C.S0024-A [26] for CDMA2000 HRPD.
plmn-IdentityList
The list of PLMN Identity read from broadcast information when the multiple PLMN Identities are broadcast. This field
contains the list of identities starting from the second entry of PLMN Identities in the broadcast information.
preRegistrationStatusHRPD
Set to TRUE if the UE is currently pre-registered with CDMA2000 HRPD. Otherwise set to FALSE. This can be
ignored by the eNB for CDMA2000 1xRTT.

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MeasResults field descriptions

routingAreaCode
The RAC identity read from broadcast information, as defined in TS 23.003 [27].
rsrpResult
Measured RSRP result of an E-UTRA cell.
The rsrpResult is only reported if configured by the eNB.
rsrqResult
Measured RSRQ result of an E-UTRA cell.
The rsrqResult is only reported if configured by the eNB.
rssi
GERAN Carrier RSSI. RXLEV is mapped to a value between 0 and 63, TS 45.008 [28]. When mapping the RXLEV
value to the RSSI bit string, the first/leftmost bit of the bit string contains the most significant bit.
ue-RxTxTimeDiffResult
UE Rx-Tx time difference measurement result of the PCell, provided by lower layers. According to UE Rx-Tx time
difference report mapping in TS 36.133 [16].

utra-EcN0
According to CPICH_Ec/No in TS 25.133 [29] for FDD. Fourteen spare values. The field is not present for TDD.
utra-RSCP
According to CPICH_RSCP in TS 25.133 [29] for FDD and P-CCPCH_RSCP in TS 25.123 [30] for TDD. Thirty-one
spare values.

– QuantityConfig
The IE QuantityConfig specifies the measurement quantities and layer 3 filtering coefficients for E-UTRA and inter-
RAT measurements.

QuantityConfig information element

-- ASN1START

QuantityConfig ::= SEQUENCE {

quantityConfigEUTRA QuantityConfigEUTRA OPTIONAL, -- Need ON

quantityConfigUTRA QuantityConfigUTRA OPTIONAL, -- Need ON

quantityConfigGERAN QuantityConfigGERAN OPTIONAL, -- Need ON

quantityConfigCDMA2000 QuantityConfigCDMA2000 OPTIONAL, -- Need ON

...,

[[ quantityConfigUTRA-v1020 QuantityConfigUTRA-v1020 OPTIONAL -- Need ON

]]

QuantityConfigEUTRA ::= SEQUENCE {

filterCoefficientRSRP FilterCoefficient DEFAULT fc4,

filterCoefficientRSRQ FilterCoefficient DEFAULT fc4

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QuantityConfigUTRA ::= SEQUENCE {

measQuantityUTRA-FDD ENUMERATED {cpich-RSCP, cpich-EcN0},

measQuantityUTRA-TDD ENUMERATED {pccpch-RSCP},

filterCoefficient FilterCoefficient DEFAULT fc4

QuantityConfigUTRA-v1020 ::= SEQUENCE {

filterCoefficient2-FDD-r10 FilterCoefficient DEFAULT fc4

QuantityConfigGERAN ::= SEQUENCE {

measQuantityGERAN ENUMERATED {rssi},

filterCoefficient FilterCoefficient DEFAULT fc2

QuantityConfigCDMA2000 ::= SEQUENCE {

measQuantityCDMA2000 ENUMERATED {pilotStrength, pilotPnPhaseAndPilotStrength}

-- ASN1STOP

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QuantityConfig field descriptions

filterCoefficient2-FDD
Specifies the filtering coefficient used for the UTRAN FDD measurement quantity, which is not included in
measQuantityUTRA-FDD, when reportQuantityUTRA-FDD is present in ReportConfigInterRAT.
filterCoefficientRSRP
Specifies the filtering coefficient used for RSRP.
filterCoefficientRSRQ
Specifies the filtering coefficient used for RSRQ.
measQuantityCDMA2000
Measurement quantity used for CDMA2000 measurements. pilotPnPhaseAndPilotStrength is only applicable for
MeasObjectCDMA2000 of cdma2000-Type = type1XRTT.
measQuantityGERAN
Measurement quantity used for GERAN measurements.
measQuantityUTRA
Measurement quantity used for UTRA measurements.
quantityConfigCDMA2000
Specifies quantity configurations for CDMA2000 measurements.
quantityConfigEUTRA
Specifies filter configurations for E-UTRA measurements.
quantityConfigGERAN
Specifies quantity and filter configurations for GERAN measurements.
quantityConfigUTRA
Specifies quantity and filter configurations for UTRA measurements. Field quantityConfigUTRA-v1020 is applicable
only when reportQuantityUTRA-FDD is configured.

– ReportConfigEUTRA
The IE ReportConfigEUTRA specifies criteria for triggering of an E-UTRA measurement reporting event. The E-UTRA
measurement reporting events are labelled AN with N equal to 1, 2 and so on.

Event A1: Serving becomes better than absolute threshold;

Event A2: Serving becomes worse than absolute threshold;

Event A3: Neighbour becomes amount of offset better than PCell;

Event A4: Neighbour becomes better than absolute threshold;

Event A5: PCell becomes worse than absolute threshold1 AND Neighbour becomes better than another absolute
threshold2.

Event A6: Neighbour becomes amount of offset better than SCell.

ReportConfigEUTRA information element

-- ASN1START

ReportConfigEUTRA ::= SEQUENCE {

triggerType CHOICE {

event SEQUENCE {

eventId CHOICE {

eventA1 SEQUENCE {

a1-Threshold ThresholdEUTRA

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},

eventA2 SEQUENCE {

a2-Threshold ThresholdEUTRA

},

eventA3 SEQUENCE {

a3-Offset INTEGER (-30..30),

reportOnLeave BOOLEAN

},

eventA4 SEQUENCE {

a4-Threshold ThresholdEUTRA

},

eventA5 SEQUENCE {

a5-Threshold1 ThresholdEUTRA,

a5-Threshold2 ThresholdEUTRA

},

...,

eventA6-r10 SEQUENCE {

a6-Offset-r10 INTEGER (-30..30),

a6-ReportOnLeave-r10 BOOLEAN

},

hysteresis Hysteresis,

timeToTrigger TimeToTrigger

},

periodical SEQUENCE {

purpose ENUMERATED {

reportStrongestCells, reportCGI}

},

triggerQuantity ENUMERATED {rsrp, rsrq},

reportQuantity ENUMERATED {sameAsTriggerQuantity, both},

maxReportCells INTEGER (1..maxCellReport),

reportInterval ReportInterval,

reportAmount ENUMERATED {r1, r2, r4, r8, r16, r32, r64, infinity},

...,

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[[ si-RequestForHO-r9 ENUMERATED {setup} OPTIONAL, -- Cond reportCGI

ue-RxTxTimeDiffPeriodical-r9 ENUMERATED {setup} OPTIONAL -- Need OR

]],

[[ includeLocationInfo-r10 ENUMERATED {true} OPTIONAL, -- Need OR

reportAddNeighMeas-r10 ENUMERATED {setup} OPTIONAL -- Need OR

]]

ThresholdEUTRA ::= CHOICE{

threshold-RSRP RSRP-Range,

threshold-RSRQ RSRQ-Range

-- ASN1STOP

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ReportConfigEUTRA field descriptions

a3-Offset/ a6-Offset
Offset value to be used in EUTRA measurement report triggering condition for event a3/ a6. The actual value is IE
value * 0.5 dB.
aN-ThresholdM
Threshold to be used in EUTRA measurement report triggering condition for event number aN. If multiple thresholds
are defined for event number aN, the thresholds are differentiated by M.
eventId
Choice of E-UTRA event triggered reporting criteria.
maxReportCells
Max number of cells, excluding the serving cell, to include in the measurement report.
reportAmount
Number of measurement reports applicable for triggerType event as well as for triggerType periodical. In case
purpose is set to reportCGI only value 1 applies.
reportOnLeave/ a6-ReportOnLeave
Indicates whether or not the UE shall initiate the measurement reporting procedure when the leaving condition is met
for a cell in cellsTriggeredList, as specified in 5.5.4.1.
reportQuantity
The quantities to be included in the measurement report. The value both means that both the rsrp and rsrq quantities
are to be included in the measurement report.
si-RequestForHO
The field applies to the reportCGI functionality, and when the field is included, the UE is allowed to use autonomous
gaps in acquiring system information from the neighbour cell, applies a different value for T321, and includes different
fields in the measurement report.
ThresholdEUTRA
For RSRP: RSRP based threshold for event evaluation. The actual value is IE value – 140 dBm.
For RSRQ: RSRQ based threshold for event evaluation. The actual value is (IE value – 40)/2 dB.
EUTRAN configures the same threshold quantity for all the thresholds of an event.
timeToTrigger
Time during which specific criteria for the event needs to be met in order to trigger a measurement report.
triggerQuantity
The quantity used to evaluate the triggering condition for the event. EUTRAN sets the value according to the quantity
of the ThresholdEUTRA for this event. The values rsrp and rsrq correspond to Reference Signal Received Power
(RSRP) and Reference Signal Received Quality (RSRQ), see TS 36.214 [48].
ue-RxTxTimeDiffPeriodical
If this field is present, the UE shall perform UE Rx-Tx time difference measurement reporting and ignore the fields
triggerQuantity, reportQuantity and maxReportCells. If the field is present, the only applicable values for the
corresponding triggerType and purpose are periodical and reportStrongestCells respectively.

Conditional presence Explanation

reportCGI The field is optional, need OR, in case purpose is included and set to reportCGI;
otherwise the field is not present.

– ReportConfigId
The IE ReportConfigId is used to identify a measurement reporting configuration.

ReportConfigId information element

-- ASN1START

ReportConfigId ::= INTEGER (1..maxReportConfigId)

-- ASN1STOP

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– ReportConfigInterRAT
The IE ReportConfigInterRAT specifies criteria for triggering of an inter-RAT measurement reporting event. The inter-
RAT measurement reporting events are labelled BN with N equal to 1, 2 and so on.

Event B1: Neighbour becomes better than absolute threshold;

Event B2: PCell becomes worse than absolute threshold1 AND Neighbour becomes better than another absolute
threshold2.

The b1 and b2 event thresholds for CDMA2000 are the CDMA2000 pilot detection thresholds are expressed as an
unsigned binary number equal to [-2 x 10 log 10 Ec/Io] in units of 0.5dB, see C.S0005-A [25] for details.

ReportConfigInterRAT information element

-- ASN1START

ReportConfigInterRAT ::= SEQUENCE {

triggerType CHOICE {

event SEQUENCE {

eventId CHOICE {

eventB1 SEQUENCE {

b1-Threshold CHOICE {

b1-ThresholdUTRA ThresholdUTRA,

b1-ThresholdGERAN ThresholdGERAN,

b1-ThresholdCDMA2000 ThresholdCDMA2000

},

eventB2 SEQUENCE {

b2-Threshold1 ThresholdEUTRA,

b2-Threshold2 CHOICE {

b2-Threshold2UTRA ThresholdUTRA,

b2-Threshold2GERAN ThresholdGERAN,

b2-Threshold2CDMA2000 ThresholdCDMA2000

},

...

},

hysteresis Hysteresis,

timeToTrigger TimeToTrigger

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},

periodical SEQUENCE {

purpose ENUMERATED {

reportStrongestCells,

reportStrongestCellsForSON,

reportCGI}

},

maxReportCells INTEGER (1..maxCellReport),

reportInterval ReportInterval,

reportAmount ENUMERATED {r1, r2, r4, r8, r16, r32, r64, infinity},

...,

[[ si-RequestForHO-r9 ENUMERATED {setup} OPTIONAL -- Cond reportCGI

]],

[[ reportQuantityUTRA-FDD-r10 ENUMERATED {both} OPTIONAL -- Need OR

]],

[[ includeLocationInfo-r11 BOOLEAN OPTIONAL -- Need ON

]]

ThresholdUTRA ::= CHOICE{

utra-RSCP INTEGER (-5..91),

utra-EcN0 INTEGER (0..49)

ThresholdGERAN ::= INTEGER (0..63)

ThresholdCDMA2000 ::= INTEGER (0..63)

-- ASN1STOP

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ReportConfigInterRAT field descriptions

bN-ThresholdM
Threshold to be used in inter RAT measurement report triggering condition for event number bN. If multiple thresholds
are defined for event number bN, the thresholds are differentiated by M.
eventId
Choice of inter-RAT event triggered reporting criteria.
maxReportCells
Max number of cells, excluding the serving cell, to include in the measurement report. In case purpose is set to
reportStrongestCellsForSON only value 1 applies.
Purpose
reportStrongestCellsForSON applies only in case reportConfig is linked to a measObject set to measObjectUTRA or
measObjectCDMA2000.
reportAmount
Number of measurement reports applicable for triggerType event as well as for triggerType periodical. In case
purpose is set to reportCGI or reportStrongestCellsForSON only value 1 applies.
reportQuantityUTRA-FDD
The quantities to be included in the UTRA measurement report. The value both means that both the cpich RSCP and
cpich EcN0 quantities are to be included in the measurement report.
si-RequestForHO
The field applies to the reportCGI functionality, and when the field is included, the UE is allowed to use autonomous
gaps in acquiring system information from the neighbour cell, applies a different value for T321, and includes different
fields in the measurement report.
ThresholdGERAN
The actual value is IE value – 110 dBm.
ThresholdUTRA
utra-RSCP corresponds to CPICH_RSCP in TS 25.133 [29] for FDD and P-CCPCH_RSCP in TS 25.123 [30] for TDD.
utra-EcN0 corresponds to CPICH_Ec/No in TS 25.133 [29] for FDD, and is not applicable for TDD.
For utra-RSCP: The actual value is IE value – 115 dBm.
For utra-EcN0: The actual value is (IE value – 49)/2 dB.
timeToTrigger
Time during which specific criteria for the event needs to be met in order to trigger a measurement report.

Conditional presence Explanation

reportCGI The field is optional, need OR, in case purpose is included and set to reportCGI;
otherwise the field is not present.

– ReportConfigToAddModList
The IE ReportConfigToAddModList concerns a list of reporting configurations to add or modify

ReportConfigToAddModList information element

-- ASN1START

ReportConfigToAddModList ::= SEQUENCE (SIZE (1..maxReportConfigId)) OF ReportConfigToAddMod

ReportConfigToAddMod ::= SEQUENCE {

reportConfigId ReportConfigId,

reportConfig CHOICE {

reportConfigEUTRA ReportConfigEUTRA,

reportConfigInterRAT ReportConfigInterRAT

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-- ASN1STOP

– ReportInterval
The ReportInterval indicates the interval between periodical reports. The ReportInterval is applicable if the UE
performs periodical reporting (i.e. when reportAmount exceeds 1), for triggerType event as well as for triggerType
periodical. Value ms120 corresponds with 120 ms, ms240 corresponds with 240 ms and so on, while value min1
corresponds with 1 min, min6 corresponds with 6 min and so on.

ReportInterval information element

-- ASN1START

ReportInterval ::= ENUMERATED {

ms120, ms240, ms480, ms640, ms1024, ms2048, ms5120, ms10240,

min1, min6, min12, min30, min60, spare3, spare2, spare1}

-- ASN1STOP

– RSRP-Range
The IE RSRP-Range specifies the value range used in RSRP measurements and thresholds. Integer value for RSRP
measurements according to mapping table in TS 36.133 [16].

RSRP-Range information element

-- ASN1START

RSRP-Range ::= INTEGER(0..97)

-- ASN1STOP

– RSRQ-Range
The IE RSRQ-Range specifies the value range used in RSRQ measurements and thresholds. Integer value for RSRQ
measurements according to mapping table in TS 36.133 [16].

RSRQ-Range information element

-- ASN1START

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Release 11 371 3GPP TS 36.331 V11.3.0 (2013-03)

RSRQ-Range ::= INTEGER(0..34)

-- ASN1STOP

– TimeToTrigger
The IE TimeToTrigger specifies the value range used for time to trigger parameter, which concerns the time during
which specific criteria for the event needs to be met in order to trigger a measurement report. Value ms0 corresponds to
0 ms, ms40 corresponds to 40 ms, and so on.

TimeToTrigger information element

-- ASN1START

TimeToTrigger ::= ENUMERATED {

ms0, ms40, ms64, ms80, ms100, ms128, ms160, ms256,

ms320, ms480, ms512, ms640, ms1024, ms1280, ms2560,

ms5120}

-- ASN1STOP

6.3.6 Other information elements

– AbsoluteTimeInfo
The IE AbsoluteTimeInfo indicates an absolute time in a format YY-MM-DD HH:MM:SS and using BCD encoding.
The first/ leftmost bit of the bit string contains the most significant bit of the most significant digit of the year and so on.

AbsoluteTimeInfo information element

-- ASN1START

AbsoluteTimeInfo-r10 ::= BIT STRING (SIZE (48))

-- ASN1STOP

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Release 11 372 3GPP TS 36.331 V11.3.0 (2013-03)

– AreaConfiguration
The AreaConfiguration indicates area for which UE is requested to perform measurement logging. If not configured,
measurement logging is not restricted to specific cells or tracking areas but applies as long as the RPLMN is contained
in plmn-IdentityList stored in VarLogMeasReport.

AreaConfiguration information element

-- ASN1START

AreaConfiguration-r10 ::= CHOICE {

cellGlobalIdList-r10 CellGlobalIdList-r10,

trackingAreaCodeList-r10 TrackingAreaCodeList-r10

AreaConfiguration-v1130 ::= SEQUENCE {

trackingAreaCodeList-v1130 TrackingAreaCodeList-v1130

CellGlobalIdList-r10 ::= SEQUENCE (SIZE (1..32)) OF CellGlobalIdEUTRA

TrackingAreaCodeList-r10 ::= SEQUENCE (SIZE (1..8)) OF TrackingAreaCode

TrackingAreaCodeList-v1130 ::= SEQUENCE {

plmn-Identity-perTAC-List-r11 SEQUENCE (SIZE (1..8)) OF PLMN-Identity

-- ASN1STOP

AreaConfiguration field descriptions

plmn-Identity-perTAC-List
Includes the PLMN identity for each of the TA codes included in trackingAreaCodeList. The PLMN identity listed first in
plmn-Identity-perTAC-List corresponds with the TA code listed first in trackingAreaCodeList and so on.

– C-RNTI
The IE C-RNTI identifies a UE having a RRC connection within a cell.

C-RNTI information element

-- ASN1START

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Release 11 373 3GPP TS 36.331 V11.3.0 (2013-03)

C-RNTI ::= BIT STRING (SIZE (16))

-- ASN1STOP

– DedicatedInfoCDMA2000
The DedicatedInfoCDMA2000 is used to transfer UE specific CDMA2000 information between the network and the
UE. The RRC layer is transparent for this information.

DedicatedInfoCDMA2000 information element

-- ASN1START

DedicatedInfoCDMA2000 ::= OCTET STRING

-- ASN1STOP

– DedicatedInfoNAS
The IE DedicatedInfoNAS is used to transfer UE specific NAS layer information between the network and the UE. The
RRC layer is transparent for this information.

DedicatedInfoNAS information element

-- ASN1START

DedicatedInfoNAS ::= OCTET STRING

-- ASN1STOP

– FilterCoefficient
The IE FilterCoefficient specifies the measurement filtering coefficient. Value fc0 corresponds to k = 0, fc1 corresponds
to k = 1, and so on.

FilterCoefficient information element

-- ASN1START

FilterCoefficient ::= ENUMERATED {

fc0, fc1, fc2, fc3, fc4, fc5,

fc6, fc7, fc8, fc9, fc11, fc13,

fc15, fc17, fc19, spare1, ...}

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-- ASN1STOP

– LoggingDuration
The LoggingDuration indicates the duration for which UE is requested to perform measurement logging. Value min10
corresponds to 10 minutes, value min20 corresponds to 20 minutes and so on.

LoggingDuration information element

-- ASN1START

LoggingDuration-r10 ::= ENUMERATED {

min10, min20, min40, min60, min90, min120, spare2, spare1}

-- ASN1STOP

– LoggingInterval
The LoggingInterval indicates the periodicity for logging measurement results. Value ms1280 corresponds to 1.28s,
value ms2560 corresponds to 2.56s and so on.

LoggingInterval information element

-- ASN1START

LoggingInterval-r10 ::= ENUMERATED {

ms1280, ms2560, ms5120, ms10240, ms20480,

ms30720, ms40960, ms61440}

-- ASN1STOP

– MeasSubframePattern
The IE MeasSubframePattern is used to specify a subframe pattern. The first/leftmost bit corresponds to the subframe
#0 of the radio frame satisfying SFN mod x = 0, where SFN is that of PCell and x is the size of the bit string divided by
10. "1" denotes that the corresponding subframe is used.

MeasSubframePattern information element

-- ASN1START

MeasSubframePattern-r10 ::= CHOICE {

subframePatternFDD-r10 BIT STRING (SIZE (40)),

subframePatternTDD-r10 CHOICE {

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Release 11 375 3GPP TS 36.331 V11.3.0 (2013-03)

subframeConfig1-5-r10 BIT STRING (SIZE (20)),

subframeConfig0-r10 BIT STRING (SIZE (70)),

subframeConfig6-r10 BIT STRING (SIZE (60)),

...

},

...

-- ASN1STOP

– MMEC
The IE MMEC identifies an MME within the scope of an MME Group within a PLMN, see TS 23.003 [27].

MMEC information element

-- ASN1START

MMEC ::= BIT STRING (SIZE (8))

-- ASN1STOP

– NeighCellConfig
The IE NeighCellConfig is used to provide the information related to MBSFN and TDD UL/DL configuration of
neighbour cells.

NeighCellConfig information element

-- ASN1START

NeighCellConfig ::= BIT STRING (SIZE (2))

-- ASN1STOP

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NeighCellConfig field descriptions

neighCellConfig
Provides information related to MBSFN and TDD UL/DL configuration of neighbour cells of this frequency
00: Not all neighbour cells have the same MBSFN subframe allocation as the serving cell on this frequency, if
configured, and as the PCell otherwise
10: The MBSFN subframe allocations of all neighbour cells are identical to or subsets of that in the serving cell on this
frequency, if configured, and of that in the PCell otherwise
01: No MBSFN subframes are present in all neighbour cells
11: Different UL/DL allocation in neighbouring cells for TDD compared to the serving cell on this frequency, if
configured, and compared to the PCell otherwise
For TDD, 00, 10 and 01 are only used for same UL/DL allocation in neighbouring cells compared to the serving cell on
this frequency, if configured, and compared to the PCell otherwise.

– OtherConfig
The IE OtherConfig contains configuration related to other configuration

OtherConfig information element

-- ASN1START

OtherConfig-r9 ::= SEQUENCE {

reportProximityConfig-r9 ReportProximityConfig-r9 OPTIONAL, -- Need ON

...,

[[ idc-Config-r11 IDC-Config-r11 OPTIONAL, -- Need ON

powerPrefIndicationConfig-r11 PowerPrefIndicationConfig-r11 OPTIONAL, -- Need ON

obtainLocationConfig-r11 ObtainLocationConfig-r11 OPTIONAL -- Need ON

]]

IDC-Config-r11 ::= SEQUENCE {

idc-Indication-r11 ENUMERATED {setup} OPTIONAL, -- Need OR

autonomousDenialParameters-r11 SEQUENCE {

autonomousDenialSubframes-r11 ENUMERATED {n2, n5, n10, n15,

n20, n30, spare2, spare1},

autonomousDenialValidity-r11 ENUMERATED {

sf200, sf500, sf1000, sf2000,

spare4, spare3, spare2, spare1}

} OPTIONAL, -- Need OR

...

ObtainLocationConfig-r11 ::= SEQUENCE {

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obtainLocation-r11 ENUMERATED {setup} OPTIONAL -- Need OR

PowerPrefIndicationConfig-r11 ::= CHOICE{

release NULL,

setup SEQUENCE{

powerPrefIndicationTimer-r11 ENUMERATED {s0, s0dot5, s1, s2, s5, s10, s20,

s30, s60, s90, s120, s300, s600, spare3,

spare2, spare1}

ReportProximityConfig-r9 ::= SEQUENCE {

proximityIndicationEUTRA-r9 ENUMERATED {enabled} OPTIONAL, -- Need OR

proximityIndicationUTRA-r9 ENUMERATED {enabled} OPTIONAL -- Need OR

-- ASN1STOP

OtherConfig field descriptions

autonomousDenialSubframes
Indicates the maximum number of the UL subframes for which the UE is allowed to deny any UL transmission. Value
n2 corresponds to 2 subframes, n5 to 5 subframes and so on.
autonomousDenialValidity
Indicates the validity period over which the UL autonomous denial subframes shall be counted. Value sf200
corresponds to 200 subframes, sf500 corresponds to 500 subframes and so on.
idc-Indication
The field is used to indicate whether the UE is configured to initiate transmission of the InDeviceCoexIndication
message to the network.
obtainLocation
Requests the UE to attempt to have detailed location information available using GNSS. E-UTRAN configures the field
only if includeLocationInfo is configured for one or more measurements.
powerPrefIndicationTimer
Prohibit timer for Power Preference Indication reporting. Value in seconds. Value s0 means prohibit timer is set to 0
second or not set, value s0dot5 means prohibit timer is set to 0.5 second, value s1 means prohibit timer is set to 1
second and so on.
reportProximityConfig
Indicates, for each of the applicable RATs (EUTRA, UTRA), whether or not proximity indication is enabled for CSG
member cell(s) of the concerned RAT. Note.

NOTE: Enabling/ disabling of proximity indication includes enabling/ disabling of the related functionality e.g.
autonomous search in connected mode.

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– RAND-CDMA2000 (1xRTT)
The RAND-CDMA2000 concerns a random value, generated by the eNB, to be passed to the CDMA2000 upper layers.

RAND-CDMA2000 information element

-- ASN1START

RAND-CDMA2000 ::= BIT STRING (SIZE (32))

-- ASN1STOP

– RAT-Type
The IE RAT-Type is used to indicate the radio access technology (RAT), including E-UTRA, of the requested/
transferred UE capabilities.

RAT-Type information element

-- ASN1START

RAT-Type ::= ENUMERATED {

eutra, utra, geran-cs, geran-ps, cdma2000-1XRTT,

spare3, spare2, spare1, ...}

-- ASN1STOP

– RRC-TransactionIdentifier
The IE RRC-TransactionIdentifier is used, together with the message type, for the identification of an RRC procedure
(transaction).

RRC-TransactionIdentifier information element

-- ASN1START

RRC-TransactionIdentifier ::= INTEGER (0..3)

-- ASN1STOP

– S-TMSI
The IE S-TMSI contains an S-Temporary Mobile Subscriber Identity, a temporary UE identity provided by the EPC
which uniquely identifies the UE within the tracking area, see TS 23.003 [27].

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S-TMSI information element

-- ASN1START

S-TMSI ::= SEQUENCE {

mmec MMEC,

m-TMSI BIT STRING (SIZE (32))

-- ASN1STOP

S-TMSI field descriptions

m-TMSI
The first/leftmost bit of the bit string contains the most significant bit of the M-TMSI.

– TraceReference
The TraceReference contains parameter Trace Reference as defined in TS 32.422 [58].

TraceReference information element

-- ASN1START

TraceReference-r10 ::= SEQUENCE {

plmn-Identity-r10 PLMN-Identity,

traceId-r10 OCTET STRING (SIZE (3))

-- ASN1STOP

– UE-CapabilityRAT-ContainerList
The IE UE-CapabilityRAT-ContainerList contains list of containers, one for each RAT for which UE capabilities are
transferred, if any.

UE-CapabilityRAT-ContainerList information element

-- ASN1START

UE-CapabilityRAT-ContainerList ::=SEQUENCE (SIZE (0..maxRAT-Capabilities)) OF UE-CapabilityRAT-

Container

UE-CapabilityRAT-Container ::= SEQUENCE {

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rat-Type RAT-Type,

ueCapabilityRAT-Container OCTET STRING

-- ASN1STOP

UECapabilityRAT-ContainerList field descriptions

ueCapabilityRAT-Container
Container for the UE capabilities of the indicated RAT. The encoding is defined in the specification of each RAT:
For E-UTRA: the encoding of UE capabilities is defined in IE UE-EUTRA-Capability.
For UTRA: the octet string contains the INTER RAT HANDOVER INFO message defined in TS 25.331 [19].
For GERAN CS: the octet string contains the concatenated string of the Mobile Station Classmark 2 and Mobile
Station Classmark 3. The first 5 octets correspond to Mobile Station Classmark 2 and the following octets correspond
to Mobile Station Classmark 3. The Mobile Station Classmark 2 is formatted as 'TLV' and is coded in the same way as
the Mobile Station Classmark 2 information element in TS 24.008 [49]. The first octet is the Mobile station classmark 2
IEI and its value shall be set to 33H. The second octet is the Length of mobile station classmark 2 and its value shall
be set to 3. The octet 3 contains the first octet of the value part of the Mobile Station Classmark 2 information element,
the octet 4 contains the second octet of the value part of the Mobile Station Classmark 2 information element and so
on. For each of these octets, the first/ leftmost/ most significant bit of the octet contains b8 of the corresponding octet
of the Mobile Station Classmark 2. The Mobile Station Classmark 3 is formatted as 'V' and is coded in the same way
as the value part in the Mobile station classmark 3 information element in TS 24.008 [49]. The sixth octet of this octet
string contains octet 1 of the value part of Mobile station classmark 3, the seventh of octet of this octet string contains
octet 2 of the value part of Mobile station classmark 3 and so on. Note.
For GERAN PS: the encoding of UE capabilities is formatted as 'V' and is coded in the same way as the value part in
the MS Radio Access Capability information element in TS 24.008 [49].
For CDMA2000-1XRTT: the octet string contains the A21 Mobile Subscription Information and the encoding of this is
defined in A.S0008-C [33]. The A21 Mobile Subscription Information contains the supported CDMA2000 1xRTT band
class and band sub-class information.
NOTE: The value part is specified by means of CSN.1, which encoding results in a bit string, to which final
padding may be appended up to the next octet boundary TS 24.008 [49]. The first/ leftmost bit of the
CSN.1 bit string is placed in the first/ leftmost/ most significant bit of the first octet. This continues until
the last bit of the CSN.1 bit string, which is placed in the last/ rightmost/ least significant bit of the last
octet.

– UE-EUTRA-Capability
The IE UE-EUTRA-Capability is used to convey the E-UTRA UE Radio Access Capability Parameters, see TS 36.306
[5], and the Feature Group Indicators for mandatory features (defined in Annexes B.1 and C.1) to the network. The IE
UE-EUTRA-Capability is transferred in E-UTRA or in another RAT.

UE-EUTRA-Capability information element

-- ASN1START

UE-EUTRA-Capability ::= SEQUENCE {

accessStratumRelease AccessStratumRelease,

ue-Category INTEGER (1..5),

pdcp-Parameters PDCP-Parameters,

phyLayerParameters PhyLayerParameters,

rf-Parameters RF-Parameters,

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measParameters MeasParameters,

featureGroupIndicators BIT STRING (SIZE (32)) OPTIONAL,

interRAT-Parameters SEQUENCE {

utraFDD IRAT-ParametersUTRA-FDD OPTIONAL,

utraTDD128 IRAT-ParametersUTRA-TDD128 OPTIONAL,

utraTDD384 IRAT-ParametersUTRA-TDD384 OPTIONAL,

utraTDD768 IRAT-ParametersUTRA-TDD768 OPTIONAL,

geran IRAT-ParametersGERAN OPTIONAL,

cdma2000-HRPD IRAT-ParametersCDMA2000-HRPD OPTIONAL,

cdma2000-1xRTT IRAT-ParametersCDMA2000-1XRTT OPTIONAL

},

nonCriticalExtension UE-EUTRA-Capability-v920-IEs OPTIONAL

-- Late non critical extensions

UE-EUTRA-Capability-v9a0-IEs ::= SEQUENCE {

featureGroupIndRel9Add-r9 BIT STRING (SIZE (32)) OPTIONAL,

fdd-Add-UE-EUTRA-Capabilities-r9 UE-EUTRA-CapabilityAddXDD-Mode-r9 OPTIONAL,

tdd-Add-UE-EUTRA-Capabilities-r9 UE-EUTRA-CapabilityAddXDD-Mode-r9 OPTIONAL,

nonCriticalExtension UE-EUTRA-Capability-v9c0-IEs OPTIONAL

UE-EUTRA-Capability-v9c0-IEs ::= SEQUENCE {

interRAT-ParametersUTRA-v9c0 IRAT-ParametersUTRA-v9c0 OPTIONAL,

nonCriticalExtension UE-EUTRA-Capability-v9d0-IEs OPTIONAL

UE-EUTRA-Capability-v9d0-IEs ::= SEQUENCE {

phyLayerParameters-v9d0 PhyLayerParameters-v9d0 OPTIONAL,

nonCriticalExtension UE-EUTRA-Capability-v9e0-IEs OPTIONAL

UE-EUTRA-Capability-v9e0-IEs ::= SEQUENCE {

rf-Parameters-v9e0 RF-Parameters-v9e0 OPTIONAL,

-- Following field is only to be used for late extensions

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nonCriticalExtension SEQUENCE {} OPTIONAL

-- Regular non critical extensions

UE-EUTRA-Capability-v920-IEs ::= SEQUENCE {

phyLayerParameters-v920 PhyLayerParameters-v920,

interRAT-ParametersGERAN-v920 IRAT-ParametersGERAN-v920,

interRAT-ParametersUTRA-v920 IRAT-ParametersUTRA-v920 OPTIONAL,

interRAT-ParametersCDMA2000-v920 IRAT-ParametersCDMA2000-1XRTT-v920 OPTIONAL,

deviceType-r9 ENUMERATED {noBenFromBatConsumpOpt} OPTIONAL,

csg-ProximityIndicationParameters-r9 CSG-ProximityIndicationParameters-r9,

neighCellSI-AcquisitionParameters-r9 NeighCellSI-AcquisitionParameters-r9,

son-Parameters-r9 SON-Parameters-r9,

nonCriticalExtension UE-EUTRA-Capability-v940-IEs OPTIONAL

UE-EUTRA-Capability-v940-IEs ::= SEQUENCE {

lateNonCriticalExtension OCTET STRING (CONTAINING UE-EUTRA-Capability-v9a0-IEs)

OPTIONAL,

nonCriticalExtension UE-EUTRA-Capability-v1020-IEs OPTIONAL

UE-EUTRA-Capability-v1020-IEs ::= SEQUENCE {

ue-Category-v1020 INTEGER (6..8) OPTIONAL,

phyLayerParameters-v1020 PhyLayerParameters-v1020 OPTIONAL,

rf-Parameters-v1020 RF-Parameters-v1020 OPTIONAL,

measParameters-v1020 MeasParameters-v1020 OPTIONAL,

featureGroupIndRel10-r10 BIT STRING (SIZE (32)) OPTIONAL,

interRAT-ParametersCDMA2000-v1020 IRAT-ParametersCDMA2000-1XRTT-v1020 OPTIONAL,

ue-BasedNetwPerfMeasParameters-r10 UE-BasedNetwPerfMeasParameters-r10 OPTIONAL,

interRAT-ParametersUTRA-TDD-v1020 IRAT-ParametersUTRA-TDD-v1020 OPTIONAL,

nonCriticalExtension UE-EUTRA-Capability-v1060-IEs OPTIONAL

UE-EUTRA-Capability-v1060-IEs ::= SEQUENCE {

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fdd-Add-UE-EUTRA-Capabilities-v1060 UE-EUTRA-CapabilityAddXDD-Mode-v1060 OPTIONAL,

tdd-Add-UE-EUTRA-Capabilities-v1060 UE-EUTRA-CapabilityAddXDD-Mode-v1060 OPTIONAL,

rf-Parameters-v1060 RF-Parameters-v1060 OPTIONAL,

nonCriticalExtension UE-EUTRA-Capability-v1090-IEs OPTIONAL

UE-EUTRA-Capability-v1090-IEs ::= SEQUENCE {

rf-Parameters-v1090 RF-Parameters-v1090 OPTIONAL,

nonCriticalExtension UE-EUTRA-Capability-v1130-IEs OPTIONAL

UE-EUTRA-Capability-v1130-IEs ::= SEQUENCE {

pdcp-Parameters-v1130 PDCP-Parameters-v1130,

phyLayerParameters-v1130 PhyLayerParameters-v1130 OPTIONAL,

rf-Parameters-v1130 RF-Parameters-v1130,

measParameters-v1130 MeasParameters-v1130,

interRAT-ParametersCDMA2000-v1130 IRAT-ParametersCDMA2000-v1130,

otherParameters-r11 Other-Parameters-r11,

fdd-Add-UE-EUTRA-Capabilities-v1130 UE-EUTRA-CapabilityAddXDD-Mode-v1130 OPTIONAL,

tdd-Add-UE-EUTRA-Capabilities-v1130 UE-EUTRA-CapabilityAddXDD-Mode-v1130 OPTIONAL,

nonCriticalExtension SEQUENCE {} OPTIONAL

UE-EUTRA-CapabilityAddXDD-Mode-r9 ::= SEQUENCE {

phyLayerParameters-r9 PhyLayerParameters OPTIONAL,

featureGroupIndicators-r9 BIT STRING (SIZE (32)) OPTIONAL,

featureGroupIndRel9Add-r9 BIT STRING (SIZE (32)) OPTIONAL,

interRAT-ParametersGERAN-r9 IRAT-ParametersGERAN OPTIONAL,

interRAT-ParametersUTRA-r9 IRAT-ParametersUTRA-v920 OPTIONAL,

interRAT-ParametersCDMA2000-r9 IRAT-ParametersCDMA2000-1XRTT-v920 OPTIONAL,

neighCellSI-AcquisitionParameters-r9 NeighCellSI-AcquisitionParameters-r9 OPTIONAL,

...

UE-EUTRA-CapabilityAddXDD-Mode-v1060 ::= SEQUENCE {

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phyLayerParameters-v1060 PhyLayerParameters-v1020 OPTIONAL,

featureGroupIndRel10-v1060 BIT STRING (SIZE (32)) OPTIONAL,

interRAT-ParametersCDMA2000-v1060 IRAT-ParametersCDMA2000-1XRTT-v1020 OPTIONAL,

interRAT-ParametersUTRA-TDD-v1060 IRAT-ParametersUTRA-TDD-v1020 OPTIONAL,

...

UE-EUTRA-CapabilityAddXDD-Mode-v1130 ::= SEQUENCE {

phyLayerParameters-v1130 PhyLayerParameters-v1130 OPTIONAL,

measParameters-v1130 MeasParameters-v1130 OPTIONAL,

otherParameters-r11 Other-Parameters-r11 OPTIONAL,

...

AccessStratumRelease ::= ENUMERATED {

rel8, rel9, rel10, rel11, spare4, spare3,

spare2, spare1, ...}

PDCP-Parameters ::= SEQUENCE {

supportedROHC-Profiles SEQUENCE {

profile0x0001 BOOLEAN,

profile0x0002 BOOLEAN,

profile0x0003 BOOLEAN,

profile0x0004 BOOLEAN,

profile0x0006 BOOLEAN,

profile0x0101 BOOLEAN,

profile0x0102 BOOLEAN,

profile0x0103 BOOLEAN,

profile0x0104 BOOLEAN

},

maxNumberROHC-ContextSessions ENUMERATED {

cs2, cs4, cs8, cs12, cs16, cs24, cs32,

cs48, cs64, cs128, cs256, cs512, cs1024,

cs16384, spare2, spare1} DEFAULT cs16,

...

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PDCP-Parameters-v1130 ::= SEQUENCE {

pdcp-SN-Extension-r11 ENUMERATED {supported} OPTIONAL,

supportRohcContextContinue-r11 ENUMERATED {supported} OPTIONAL

PhyLayerParameters ::= SEQUENCE {

ue-TxAntennaSelectionSupported BOOLEAN,

ue-SpecificRefSigsSupported BOOLEAN

PhyLayerParameters-v920 ::= SEQUENCE {

enhancedDualLayerFDD-r9 ENUMERATED {supported} OPTIONAL,

enhancedDualLayerTDD-r9 ENUMERATED {supported} OPTIONAL

PhyLayerParameters-v9d0 ::= SEQUENCE {

tm5-FDD-r9 ENUMERATED {supported} OPTIONAL,

tm5-TDD-r9 ENUMERATED {supported} OPTIONAL

PhyLayerParameters-v1020 ::= SEQUENCE {

twoAntennaPortsForPUCCH-r10 ENUMERATED {supported} OPTIONAL,

tm9-With-8Tx-FDD-r10 ENUMERATED {supported} OPTIONAL,

pmi-Disabling-r10 ENUMERATED {supported} OPTIONAL,

crossCarrierScheduling-r10 ENUMERATED {supported} OPTIONAL,

simultaneousPUCCH-PUSCH-r10 ENUMERATED {supported} OPTIONAL,

multiClusterPUSCH-WithinCC-r10 ENUMERATED {supported} OPTIONAL,

nonContiguousUL-RA-WithinCC-List-r10 NonContiguousUL-RA-WithinCC-List-r10 OPTIONAL

PhyLayerParameters-v1130 ::= SEQUENCE {

crs-InterfHandl-r11 ENUMERATED {supported} OPTIONAL,

ePDCCH-r11 ENUMERATED {supported} OPTIONAL,

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multiACK-CSI-Reporting-r11 ENUMERATED {supported} OPTIONAL,

ss-CCH-InterfHandl-r11 ENUMERATED {supported} OPTIONAL,

tdd-SpecialSubframe-r11 ENUMERATED {supported} OPTIONAL,

txDiv-PUCCH1b-ChSelect-r11 ENUMERATED {supported} OPTIONAL,

ul-CoMP-r11 ENUMERATED {supported} OPTIONAL

NonContiguousUL-RA-WithinCC-List-r10 ::= SEQUENCE (SIZE (1..maxBands)) OF NonContiguousUL-RA-

WithinCC-r10

NonContiguousUL-RA-WithinCC-r10 ::= SEQUENCE {

nonContiguousUL-RA-WithinCC-Info-r10 ENUMERATED {supported} OPTIONAL

RF-Parameters ::= SEQUENCE {

supportedBandListEUTRA SupportedBandListEUTRA

RF-Parameters-v9e0 ::= SEQUENCE {

supportedBandListEUTRA-v9e0 SupportedBandListEUTRA-v9e0 OPTIONAL

RF-Parameters-v1020 ::= SEQUENCE {

supportedBandCombination-r10 SupportedBandCombination-r10

RF-Parameters-v1060 ::= SEQUENCE {

supportedBandCombinationExt-r10 SupportedBandCombinationExt-r10

RF-Parameters-v1090 ::= SEQUENCE {

supportedBandCombination-v1090 SupportedBandCombination-v1090 OPTIONAL

RF-Parameters-v1130 ::= SEQUENCE {

supportedBandCombination-v1130 SupportedBandCombination-v1130 OPTIONAL

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SupportedBandCombination-r10 ::= SEQUENCE (SIZE (1..maxBandComb-r10)) OF BandCombinationParameters-

r10

SupportedBandCombinationExt-r10 ::= SEQUENCE (SIZE (1..maxBandComb-r10)) OF

BandCombinationParametersExt-r10

SupportedBandCombination-v1090 ::= SEQUENCE (SIZE (1..maxBandComb-r10)) OF

BandCombinationParameters-v1090

SupportedBandCombination-v1130 ::= SEQUENCE (SIZE (1..maxBandComb-r10)) OF

BandCombinationParameters-v1130

BandCombinationParameters-r10 ::= SEQUENCE (SIZE (1..maxSimultaneousBands-r10)) OF BandParameters-

r10

BandCombinationParametersExt-r10 ::= SEQUENCE {

supportedBandwidthCombinationSet-r10 SupportedBandwidthCombinationSet-r10 OPTIONAL

BandCombinationParameters-v1090 ::= SEQUENCE (SIZE (1..maxSimultaneousBands-r10)) OF BandParameters-

v1090

BandCombinationParameters-v1130 ::= SEQUENCE {

multipleTimingAdvance-r11 ENUMERATED {supported} OPTIONAL,

simultaneousRx-Tx-r11 ENUMERATED {supported} OPTIONAL,

bandParameterList-r11 SEQUENCE (SIZE (1..maxSimultaneousBands-r10)) OF BandParameters-

v1130 OPTIONAL,

...

SupportedBandwidthCombinationSet-r10 ::= BIT STRING (SIZE (1..maxBandwidthCombSet-r10))

BandParameters-r10 ::= SEQUENCE {

bandEUTRA-r10 FreqBandIndicator,

bandParametersUL-r10 BandParametersUL-r10 OPTIONAL,

bandParametersDL-r10 BandParametersDL-r10 OPTIONAL

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BandParameters-v1090 ::= SEQUENCE {

bandEUTRA-v1090 FreqBandIndicator-v9e0 OPTIONAL,

...

BandParameters-v1130 ::= SEQUENCE {

supportedCSI-Proc-r11 ENUMERATED {n1, n3, n4}

BandParametersUL-r10 ::= SEQUENCE (SIZE (1..maxBandwidthClass-r10)) OF CA-MIMO-ParametersUL-r10

CA-MIMO-ParametersUL-r10 ::= SEQUENCE {

ca-BandwidthClassUL-r10 CA-BandwidthClass-r10,

supportedMIMO-CapabilityUL-r10 MIMO-CapabilityUL-r10 OPTIONAL

BandParametersDL-r10 ::= SEQUENCE (SIZE (1..maxBandwidthClass-r10)) OF CA-MIMO-ParametersDL-r10

CA-MIMO-ParametersDL-r10 ::= SEQUENCE {

ca-BandwidthClassDL-r10 CA-BandwidthClass-r10,

supportedMIMO-CapabilityDL-r10 MIMO-CapabilityDL-r10 OPTIONAL

CA-BandwidthClass-r10 ::= ENUMERATED {a, b, c, d, e, f, ...}

MIMO-CapabilityUL-r10 ::= ENUMERATED {twoLayers, fourLayers}

MIMO-CapabilityDL-r10 ::= ENUMERATED {twoLayers, fourLayers, eightLayers}

SupportedBandListEUTRA ::= SEQUENCE (SIZE (1..maxBands)) OF SupportedBandEUTRA

SupportedBandListEUTRA-v9e0::= SEQUENCE (SIZE (1..maxBands)) OF SupportedBandEUTRA-v9e0

SupportedBandEUTRA ::= SEQUENCE {

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bandEUTRA FreqBandIndicator,

halfDuplex BOOLEAN

SupportedBandEUTRA-v9e0 ::= SEQUENCE {

bandEUTRA-v9e0 FreqBandIndicator-v9e0 OPTIONAL

MeasParameters ::= SEQUENCE {

bandListEUTRA BandListEUTRA

MeasParameters-v1020 ::= SEQUENCE {

bandCombinationListEUTRA-r10 BandCombinationListEUTRA-r10

MeasParameters-v1130 ::= SEQUENCE {

rsrqMeasWideband-r11 ENUMERATED {supported} OPTIONAL

BandListEUTRA ::= SEQUENCE (SIZE (1..maxBands)) OF BandInfoEUTRA

BandCombinationListEUTRA-r10 ::= SEQUENCE (SIZE (1..maxBandComb-r10)) OF BandInfoEUTRA

BandInfoEUTRA ::= SEQUENCE {

interFreqBandList InterFreqBandList,

interRAT-BandList InterRAT-BandList OPTIONAL

InterFreqBandList ::= SEQUENCE (SIZE (1..maxBands)) OF InterFreqBandInfo

InterFreqBandInfo ::= SEQUENCE {

interFreqNeedForGaps BOOLEAN

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InterRAT-BandList ::= SEQUENCE (SIZE (1..maxBands)) OF InterRAT-BandInfo

InterRAT-BandInfo ::= SEQUENCE {

interRAT-NeedForGaps BOOLEAN

IRAT-ParametersUTRA-FDD ::= SEQUENCE {

supportedBandListUTRA-FDD SupportedBandListUTRA-FDD

IRAT-ParametersUTRA-v920 ::= SEQUENCE {

e-RedirectionUTRA-r9 ENUMERATED {supported}

IRAT-ParametersUTRA-v9c0 ::= SEQUENCE {

voiceOverPS-HS-UTRA-FDD-r9 ENUMERATED {supported} OPTIONAL,

voiceOverPS-HS-UTRA-TDD128-r9 ENUMERATED {supported} OPTIONAL,

srvcc-FromUTRA-FDD-ToUTRA-FDD-r9 ENUMERATED {supported} OPTIONAL,

srvcc-FromUTRA-FDD-ToGERAN-r9 ENUMERATED {supported} OPTIONAL,

srvcc-FromUTRA-TDD128-ToUTRA-TDD128-r9 ENUMERATED {supported} OPTIONAL,

srvcc-FromUTRA-TDD128-ToGERAN-r9 ENUMERATED {supported} OPTIONAL

SupportedBandListUTRA-FDD ::= SEQUENCE (SIZE (1..maxBands)) OF SupportedBandUTRA-FDD

SupportedBandUTRA-FDD ::= ENUMERATED {

bandI, bandII, bandIII, bandIV, bandV, bandVI,

bandVII, bandVIII, bandIX, bandX, bandXI,

bandXII, bandXIII, bandXIV, bandXV, bandXVI, ...,

bandXVII-8a0, bandXVIII-8a0, bandXIX-8a0, bandXX-8a0,

bandXXI-8a0, bandXXII-8a0, bandXXIII-8a0, bandXXIV-8a0,

bandXXV-8a0, bandXXVI-8a0, bandXXVII-8a0, bandXXVIII-8a0,

bandXXIX-8a0, bandXXX-8a0, bandXXXI-8a0, bandXXXII-8a0}

IRAT-ParametersUTRA-TDD128 ::= SEQUENCE {

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supportedBandListUTRA-TDD128 SupportedBandListUTRA-TDD128

SupportedBandListUTRA-TDD128 ::= SEQUENCE (SIZE (1..maxBands)) OF SupportedBandUTRA-TDD128

SupportedBandUTRA-TDD128 ::= ENUMERATED {

a, b, c, d, e, f, g, h, i, j, k, l, m, n,

o, p, ...}

IRAT-ParametersUTRA-TDD384 ::= SEQUENCE {

supportedBandListUTRA-TDD384 SupportedBandListUTRA-TDD384

SupportedBandListUTRA-TDD384 ::= SEQUENCE (SIZE (1..maxBands)) OF SupportedBandUTRA-TDD384

SupportedBandUTRA-TDD384 ::= ENUMERATED {

a, b, c, d, e, f, g, h, i, j, k, l, m, n,

o, p, ...}

IRAT-ParametersUTRA-TDD768 ::= SEQUENCE {

supportedBandListUTRA-TDD768 SupportedBandListUTRA-TDD768

SupportedBandListUTRA-TDD768 ::= SEQUENCE (SIZE (1..maxBands)) OF SupportedBandUTRA-TDD768

SupportedBandUTRA-TDD768 ::= ENUMERATED {

a, b, c, d, e, f, g, h, i, j, k, l, m, n,

o, p, ...}

IRAT-ParametersUTRA-TDD-v1020 ::= SEQUENCE {

e-RedirectionUTRA-TDD-r10 ENUMERATED {supported}

IRAT-ParametersGERAN ::= SEQUENCE {

supportedBandListGERAN SupportedBandListGERAN,

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interRAT-PS-HO-ToGERAN BOOLEAN

IRAT-ParametersGERAN-v920 ::= SEQUENCE {

dtm-r9 ENUMERATED {supported} OPTIONAL,

e-RedirectionGERAN-r9 ENUMERATED {supported} OPTIONAL

SupportedBandListGERAN ::= SEQUENCE (SIZE (1..maxBands)) OF SupportedBandGERAN

SupportedBandGERAN ::= ENUMERATED {

gsm450, gsm480, gsm710, gsm750, gsm810, gsm850,

gsm900P, gsm900E, gsm900R, gsm1800, gsm1900,

spare5, spare4, spare3, spare2, spare1, ...}

IRAT-ParametersCDMA2000-HRPD ::= SEQUENCE {

supportedBandListHRPD SupportedBandListHRPD,

tx-ConfigHRPD ENUMERATED {single, dual},

rx-ConfigHRPD ENUMERATED {single, dual}

SupportedBandListHRPD ::= SEQUENCE (SIZE (1..maxCDMA-BandClass)) OF BandclassCDMA2000

IRAT-ParametersCDMA2000-1XRTT ::= SEQUENCE {

supportedBandList1XRTT SupportedBandList1XRTT,

tx-Config1XRTT ENUMERATED {single, dual},

rx-Config1XRTT ENUMERATED {single, dual}

IRAT-ParametersCDMA2000-1XRTT-v920 ::= SEQUENCE {

e-CSFB-1XRTT-r9 ENUMERATED {supported},

e-CSFB-ConcPS-Mob1XRTT-r9 ENUMERATED {supported} OPTIONAL

IRAT-ParametersCDMA2000-1XRTT-v1020 ::= SEQUENCE {

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e-CSFB-dual-1XRTT-r10 ENUMERATED {supported}

IRAT-ParametersCDMA2000-v1130 ::= SEQUENCE {

cdma2000-NW-Sharing-r11 ENUMERATED {supported} OPTIONAL

SupportedBandList1XRTT ::= SEQUENCE (SIZE (1..maxCDMA-BandClass)) OF BandclassCDMA2000

CSG-ProximityIndicationParameters-r9 ::= SEQUENCE {

intraFreqProximityIndication-r9 ENUMERATED {supported} OPTIONAL,

interFreqProximityIndication-r9 ENUMERATED {supported} OPTIONAL,

utran-ProximityIndication-r9 ENUMERATED {supported} OPTIONAL

NeighCellSI-AcquisitionParameters-r9 ::= SEQUENCE {

intraFreqSI-AcquisitionForHO-r9 ENUMERATED {supported} OPTIONAL,

interFreqSI-AcquisitionForHO-r9 ENUMERATED {supported} OPTIONAL,

utran-SI-AcquisitionForHO-r9 ENUMERATED {supported} OPTIONAL

SON-Parameters-r9 ::= SEQUENCE {

rach-Report-r9 ENUMERATED {supported} OPTIONAL

UE-BasedNetwPerfMeasParameters-r10 ::= SEQUENCE {

loggedMeasurementsIdle-r10 ENUMERATED {supported} OPTIONAL,

standaloneGNSS-Location-r10 ENUMERATED {supported} OPTIONAL

Other-Parameters-r11 ::= SEQUENCE {

inDeviceCoexInd-r11 ENUMERATED {supported} OPTIONAL,

powerPrefInd-r11 ENUMERATED {supported} OPTIONAL,

ue-Rx-TxTimeDiffMeasurements-r11 ENUMERATED {supported} OPTIONAL

3GPP
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-- ASN1STOP

3GPP
Release 11 395 3GPP TS 36.331 V11.3.0 (2013-03)

UE-EUTRA-Capability field descriptions FDD/

TDD diff
accessStratumRelease -
Set to rel11 in this version of the specification.
bandCombinationListEUTRA -
One entry corresponding to each supported band combination listed in the same order as in
supportedBandCombination.
BandCombinationParameters-v1090 -
If included, the UE shall include the same number of entries, and listed in the same order, as in
BandCombinationParameters-r10.
bandEUTRA -
E-UTRA band as defined in TS 36.101 [42]. In case the UE includes bandEUTRA-v9e0 or
bandEUTRA-v1090, the UE shall set the corresponding entry of bandEUTRA (i.e. without
suffix) or bandEUTRA-r10 respectively to maxFBI.
bandListEUTRA -
One entry corresponding to each supported E-UTRA band listed in the same order as in
supportedBandListEUTRA.
This field shall include all bands which are indicated in BandCombinationParameters-r10.
CA-BandwidthClass -
The CA bandwidth class supported by the UE as defined in TS 36.101 [42, Table 5.6A-1].
cdma2000-NW-Sharing -
Indicates whether the UE supports network sharing for CDMA2000.
crossCarrierScheduling No
crs-InterfHandl No
Indicates whether the UE supports CRS interference handling.
deviceType -
UE may set the value to “noBenFromBatConsumpOpt” when it does not foresee to particularly
benefit from NW-based battery consumption optimisation. Absence of this value means that the
device does benefit from NW-based battery consumption optimisation.
dtm -
Indicates whether the UE supports DTM in GERAN.
e-CSFB-1XRTT Yes
Indicates whether the UE supports enhanced CS fallback to CDMA2000 1xRTT or not.
e-CSFB-ConcPS-Mob1XRTT Yes
Indicates whether the UE supports concurrent enhanced CS fallback to CDMA2000 1xRTT and
PS handover/ redirection to CDMA2000 HRPD.
e-CSFB-dual-1XRTT Yes
Indicates whether the UE supports enhanced CS fallback to CDMA2000 1xRTT for dual Rx/Tx
configuration. This bit can only be set to supported if tx-Config1XRTT and rx-Config1XRTT are
both set to dual.
enhancedDualLayerTDD -
Indicates whether the UE supports enhanced dual layer (PDSCH transmission mode 8) for
TDD or not.
ePDCCH Yes
Indicates whether the UE can receive DCI on UE specific search space on Enhanced PDCCH.
e-RedirectionUTRA Yes
e-RedirectionUTRA-TDD Yes
Indicates whether the UE supports enhanced redirection to UTRA TDD using SIB related to
multiple carrier frequencies provided by RRCConnectionRelease or not.
featureGroupIndicators, featureGroupIndRel9Add, featureGroupIndRel10 Yes
The definitions of the bits in the bit string are described in Annex B.1 (for
featureGroupIndicators and featureGroupIndRel9Add) and in Annex C.1.(for
featureGroupIndRel10)
halfDuplex -
If halfDuplex is set to true, only half duplex operation is supported for the band, otherwise full
duplex operation is supported.
inDeviceCoexInd Yes
Indicates whether the UE supports in-device coexistence indication as well as autonomous
denial functionality.

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UE-EUTRA-Capability field descriptions FDD/

TDD diff
interFreqBandList -
One entry corresponding to each supported E-UTRA band listed in the same order as in
supportedBandListEUTRA.
interFreqNeedForGaps -
Indicates need for measurement gaps when operating on the E-UTRA band given by the entry
in bandListEUTRA or on the E-UTRA band combination given by the entry in
bandCombinationListEUTRA and measuring on the E-UTRA band given by the entry in
interFreqBandList.
interFreqProximityIndication -
Indicates whether the UE supports proximity indication for inter-frequency E-UTRAN CSG
member cells.
interFreqSI-AcquisitionForHO Yes
Indicates whether the UE supports, upon configuration of si-RequestForHO by the network,
acquisition and reporting of relevant information using autonomous gaps by reading the SI from
a neighbouring inter-frequency cell.
interRAT-BandList -
One entry corresponding to each supported band of another RAT listed in the same order as in
the interRAT-Parameters.
interRAT-NeedForGaps -
Indicates need for DL measurement gaps when operating on the E-UTRA band given by the
entry in bandListEUTRA or on the E-UTRA band combination given by the entry in
bandCombinationListEUTRA and measuring on the inter-RAT band given by the entry in the
interRAT-BandList.
interRAT-PS-HO-ToGERAN Yes
Indicates whether the UE supports inter-RAT PS handover to GERAN or not.
intraFreqProximityIndication -
Indicates whether the UE supports proximity indication for intra-frequency E-UTRAN CSG
member cells.
intraFreqSI-AcquisitionForHO Yes
Indicates whether the UE supports, upon configuration of si-RequestForHO by the network,
acquisition and reporting of relevant information using autonomous gaps by reading the SI from
a neighbouring intra-frequency cell.
loggedMeasurementsIdle -
Indicates whether the UE supports logged measurements in Idle mode.
maxNumberROHC-ContextSessions -
Set to the maximum number of concurrently active ROHC contexts supported by the UE,
excluding context sessions that leave all headers uncompressed. cs2 corresponds with 2
(context sessions), cs4 corresponds with 4 and so on. The network ignores this field if the UE
supports none of the ROHC profiles in supportedROHC-Profiles.
MIMO-CapabilityDL -
The number of supported layers for spatial multiplexing in DL.
MIMO-CapabilityUL -
The number of supported layers for spatial multiplexing in UL.
multiACK-CSIreporting Yes
Indicates whether the UE supports multi-cell HARQ ACK and periodic CSI reporting and SR on
PUCCH format 3.
multiClusterPUSCH-WithinCC No
multipleTimingAdvance -
Indicates whether the UE supports multiple timing advances for each band combination listed
in supportedBandCombination. If the band combination comprised of more than one band entry
(i.e., inter-band or intra-band non-contiguous band combination), the field indicates that
different timing advances on different band entries are supported. If the band combination
comprised of one band entry (i.e., intra-band contiguous band combination), the field indicates
that different timing advances across component carriers of the band entry are supported. If
this field is included, the UE shall include the same number of entries listed in the same order
as in BandCombinationParameters.
NonContiguousUL-RA-WithinCC-List No

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Release 11 397 3GPP TS 36.331 V11.3.0 (2013-03)

UE-EUTRA-Capability field descriptions FDD/

TDD diff
One entry corresponding to each supported E-UTRA band listed in the same order as in
supportedBandListEUTRA.
pdcp-SN-Extension -
Indicates whether the UE supports 15 bit length of PDCP sequence number.
pmi-Disabling Yes
powerPrefInd No
Indicates whether the UE supports power preference indication.
rach-Report -
Indicates whether the UE supports delivery of rachReport.
rsrqMeasWideband TBD
Indicates whether the UE can perform RSRQ measurements with wider bandwidth.
simultaneousPUCCH-PUSCH No
simultaneousRx-Tx -
Indicates whether the UE supports simultaneous reception and transmission on different bands
for each band combination listed in supportedBandCombination. This field is only applicable for
inter-band TDD carrier aggregation.
srvcc-FromUTRA-FDD-ToGERAN -
Indicates whether UE supports SRVCC handover from UTRA FDD PS HS to GERAN CS.
srvcc-FromUTRA-FDD-ToUTRA-FDD -
Indicates whether UE supports SRVCC handover from UTRA FDD PS HS to UTRA FDD CS.
srvcc-FromUTRA-TDD128-ToGERAN -
Indicates whether UE supports SRVCC handover from UTRA TDD 1.28Mcps PS HS to
GERAN CS.
srvcc-FromUTRA-TDD128-ToUTRA-TDD128 -
Indicates whether UE supports SRVCC handover from UTRA TDD 1.28Mcps PS HS to UTRA
TDD 1.28Mcps CS.
ss-CCH-InterfHandl TBD
Indicates whether the UE supports synchronisation signal and common channel interference
handling.
standaloneGNSS-Location -
Indicates whether the UE is equipped with a standalone GNSS receiver that may be used to
provide detailed location information in RRC measurement report and logged measurements.
SupportedBandCombinationExt, SupportedBandCombination-v1090 -
If included, the UE shall include the same number of entries, and listed in the same order, as in
supportedBandCombination-r10.
SupportedBandGERAN No
GERAN band as defined in TS 45.005 [20].
SupportedBandList1XRTT -
One entry corresponding to each supported CDMA2000 1xRTT band class.
SupportedBandListEUTRA-v9e0 -
If included, the UE shall include the same number of entries, and listed in the same order, as in
supportedListEUTRA (i.e. without suffix).
SupportedBandListGERAN No
SupportedBandListHRPD -
One entry corresponding to each supported CDMA2000 HRPD band class.
SupportedBandUTRA-FDD -
UTRA band as defined in TS 25.101 [17].
SupportedBandUTRA-TDD128 -
UTRA band as defined in TS 25.102 [18].
SupportedBandUTRA-TDD384 -
UTRA band as defined in TS 25.102 [18].
SupportedBandUTRA-TDD768 -
UTRA band as defined in TS 25.102 [18].

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UE-EUTRA-Capability field descriptions FDD/

TDD diff
supportedBandwidthCombinationSet -
Field encoded as a bit map, where bit N is set to "1" if UE support Bandwidth Combination Set
N for this band combination, see 36.133 [42]. The leading / leftmost bit (bit 0) corresponds to
the Bandwidth Combination Set 0, the next bit corresponds to the Bandwidth Combination Set
1 and so on. The UE shall neither include the field for a non-CA band combination, nor for a CA
band combination for which the UE only supports Bandwidth Combination Set 0.
supportedCSI-Proc -
Indicates the maximum number of CSI processes supported on a component carrier within a
band. Value n1 corresponds to 1 CSI process, value n3 corresponds to 3 CSI processes, and
value n4 corresponds to 4 CSI processes. If this field is included, the UE shall include the same
number of entries listed in the same order as in BandParameters.
supportRohcContextContinue -
Indicates whether the UE supports ROHC context continuation operation where the UE does
not reset the current ROHC context upon handover.
tdd-SpecialSubframe No
Indicates whether the UE supports TDD special subframe defined in TS 36.211 [21].
tm5-FDD -
Indicates whether the UE supports the PDSCH transmission mode 5 in FDD.
tm5-TDD -
Indicates whether the UE supports the PDSCH transmission mode 5 in TDD.
tm9-With-8Tx-FDD No
twoAntennaPortsForPUCCH No
txDiv-PUCCH1b-ChSelect Yes
Indicates whether the UE supports transmit diversity for PUCCH format 1b with channel
selection.
ue-Category -
UE category as defined in TS 36.306 [5]. Set to values 1 to 8 in this version of the specification.
If the UE includes ue-Category-v1020 (category 6 to 8) it shall also include rf-Parameters-
v1020 even if it does not support carrier aggregation. If the UE supports more MIMO layers
with TM9 and TM10 than implied by the category it shall include rf-Parameters-v1020 even if it
does not support carrier aggregation. A UE supporting PDSCH transmission mode 10 with one
or more CSI processes, shall include rf-Parameters-v1020 even if it does not support carrier
aggregation.
ue-Rx-TxTimeDiffMeasurements No
Indicates whether the UE supports Rx - Tx time difference measurements.
ue-SpecificRefSigsSupported No
ue-TxAntennaSelectionSupported Yes
TRUE indicates that the UE is capable of supporting UE transmit antenna selection as
described in TS 36.213 [23, 8.7].
ul-CoMP No
Indicates whether the UE supports UL Coordinated Multi-Point operation.
utran-ProximityIndication -
Indicates whether the UE supports proximity indication for UTRAN CSG member cells.
utran-SI-AcquisitionForHO Yes
Indicates whether the UE supports, upon configuration of si-RequestForHO by the network,
acquisition and reporting of relevant information using autonomous gaps by reading the SI from
a neighbouring UMTS cell.
voiceOverPS-HS-UTRA-FDD -
Indicates whether UE supports IMS voice according to GSMA IR.58 profile in UTRA FDD.
voiceOverPS-HS-UTRA-TDD128 -
Indicates whether UE supports IMS voice in UTRA TDD 1.28Mcps.

NOTE 1: The IE UE-EUTRA-Capability does not include AS security capability information, since these are the
same as the security capabilities that are signalled by NAS. Consequently AS need not provide "man-in-
the-middle" protection for the security capabilities.

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Release 11 399 3GPP TS 36.331 V11.3.0 (2013-03)

NOTE 2: The column FDD/ TDD diff indicates if the UE is allowed to signal, as part of the additional capabilities
for an XDD mode i.e. within UE-EUTRA-CapabilityAddXDD-Mode-xNM, a different value compared to
the value signalled elsewhere within UE-EUTRA-Capability (i.e. the common value, supported for both
XDD modes). A '-' is used to indicate that it is not possible to signal different values (used for fields for
which the field description is provided for other reasons).

NOTE 3: All the combinations of CA-MIMO-ParametersUL and CA-MIMO-ParametersDL for one band and
across all the bands in each BandCombinationParameters are supported by the UE and have the same
measurement gap requirement (i.e. the same BandInfoEUTRA applies). The BandCombinationParameters
for the same band combination can be included more than once.

– UE-TimersAndConstants
The IE UE-TimersAndConstants contains timers and constants used by the UE in either RRC_CONNECTED or
RRC_IDLE.

UE-TimersAndConstants information element

-- ASN1START

UE-TimersAndConstants ::= SEQUENCE {

t300 ENUMERATED {

ms100, ms200, ms300, ms400, ms600, ms1000, ms1500,

ms2000},

t301 ENUMERATED {

ms100, ms200, ms300, ms400, ms600, ms1000, ms1500,

ms2000},

t310 ENUMERATED {

ms0, ms50, ms100, ms200, ms500, ms1000, ms2000},

n310 ENUMERATED {

n1, n2, n3, n4, n6, n8, n10, n20},

t311 ENUMERATED {

ms1000, ms3000, ms5000, ms10000, ms15000,

ms20000, ms30000},

n311 ENUMERATED {

n1, n2, n3, n4, n5, n6, n8, n10},

...

-- ASN1STOP

3GPP
Release 11 400 3GPP TS 36.331 V11.3.0 (2013-03)

UE-TimersAndConstants field descriptions

n3xy
Constants are described in section 7.4. n1 corresponds with 1, n2 corresponds with 2 and so on.
t3xy
Timers are described in section 7.3. Value ms0 corresponds with 0 ms, ms50 corresponds with 50 ms and so on.

6.3.7 MBMS information elements

– MBMS-NotificationConfig
The IE MBMS-NotificationConfig specifies the MBMS notification related configuration parameters, that are applicable
for all MBSFN areas.

MBMS-NotificationConfig information element

-- ASN1START

MBMS-NotificationConfig-r9 ::= SEQUENCE {

notificationRepetitionCoeff-r9 ENUMERATED {n2, n4},

notificationOffset-r9 INTEGER (0..10),

notificationSF-Index-r9 INTEGER (1..6)

-- ASN1STOP

MBMS-NotificationConfig field descriptions

notificationOffset
Indicates, together with the notificationRepetitionCoeff, the radio frames in which the MCCH information change
notification is scheduled i.e. the MCCH information change notification is scheduled in radio frames for which: SFN
mod notification repetition period = notificationOffset.
notificationRepetitionCoeff
Actual change notification repetition period common for all MCCHs that are configured= shortest modification period/
notificationRepetitionCoeff. The ‘shortest modificaton period’ corresponds with the lowest value of mcch-
ModificationPeriod of all MCCHs that are configured. Value n2 corresponds to coefficient 2, and so on.
notificationSF-Index
Indicates the subframe used to transmit MCCH change notifications on PDCCH.
FDD: Value 1, 2, 3, 4, 5 and 6 correspond with subframe #1, #2, #3 #6, #7, and #8 respectively.
TDD: Value 1, 2, 3, 4, and 5 correspond with subframe #3, #4, #7, #8, and #9 respectively.

– MBSFN-AreaInfoList
The IE MBSFN-AreaInfoList contains the information required to acquire the MBMS control information associated
with one or more MBSFN areas.

MBSFN-AreaInfoList information element

-- ASN1START

3GPP
Release 11 401 3GPP TS 36.331 V11.3.0 (2013-03)

MBSFN-AreaInfoList-r9 ::= SEQUENCE (SIZE(1..maxMBSFN-Area)) OF MBSFN-AreaInfo-r9

MBSFN-AreaInfo-r9 ::= SEQUENCE {

mbsfn-AreaId-r9 INTEGER (0..255),

non-MBSFNregionLength ENUMERATED {s1, s2},

notificationIndicator-r9 INTEGER (0..7),

mcch-Config-r9 SEQUENCE {

mcch-RepetitionPeriod-r9 ENUMERATED {rf32, rf64, rf128, rf256},

mcch-Offset-r9 INTEGER (0..10),

mcch-ModificationPeriod-r9 ENUMERATED {rf512, rf1024},

sf-AllocInfo-r9 BIT STRING (SIZE(6)),

signallingMCS-r9 ENUMERATED {n2, n7, n13, n19}

},

...

-- ASN1STOP

3GPP
Release 11 402 3GPP TS 36.331 V11.3.0 (2013-03)

MBSFN-AreaInfoList field descriptions

mbsfn-AreaId
Indicates the MBSFN area ID, parameter NIDMBSFN in TS 36.211 [21, 6.10.2.1].
mcch-ModificationPeriod
Defines periodically appearing boundaries, i.e. radio frames for which SFN mod mcch-ModificationPeriod = 0. The
contents of different transmissions of MCCH information can only be different if there is at least one such boundary in-
between them.
mcch-Offset
Indicates, together with the mcch-RepetitionPeriod, the radio frames in which MCCH is scheduled i.e. MCCH is
scheduled in radio frames for which: SFN mod mcch-RepetitionPeriod = mcch-Offset.
mcch-RepetitionPeriod
Defines the interval between transmissions of MCCH information, in radio frames, Value rf32 corresponds to 32 radio
frames, rf64 corresponds to 64 radio frames and so on.
non-MBSFNregionLength
Indicates how many symbols from the beginning of the subframe constitute the non-MBSFN region. This value applies
in all subframes of the MBSFN area used for PMCH transmissions as indicated in the MSI. The values s1 and s2
correspond with 1 and 2 symbols, respectively: see TS 36.211 [21, Table 6.7-1].
notificationIndicator
Indicates which PDCCH bit is used to notify the UE about change of the MCCH applicable for this MBSFN area. Value
0 corresponds with the least significant bit as defined in TS 36.212 [22, Section 5.3.3.1] and so on.
sf-AllocInfo
Indicates the subframes of the radio frames indicated by the mcch-RepetitionPeriod and the mcch-Offset, that may
carry MCCH. Value “1” indicates that the corresponding subframe is allocated. The following mapping applies:
FDD: The first/ leftmost bit defines the allocation for subframe #1 of the radio frame indicated by mcch-
RepetitionPeriod and mcch-Offset, the second bit for #2, the third bit for #3 , the fourth bit for #6, the fifth bit for #7 and
the sixth bit for #8.
TDD: The first/leftmost bit defines the allocation for subframe #3 of the radio frame indicated by mcch-
RepetitionPeriod and mcch-Offset, the second bit for #4, third bit for #7, fourth bit for #8, fifth bit for #9. Uplink
subframes are not allocated. The last bit is not used.
signallingMCS
Indicates the Modulation and Coding Scheme (MCS) applicable for the subframes indicated by the field sf-AllocInfo
and for each (P)MCH that is configured for this MBSFN area, for the first subframe allocated to the (P)MCH within
each MCH scheduling period (which may contain the MCH scheduling information provided by MAC). Value n2
I
corresponds with the value 2 for parameter MCS in TS 36.213 [23, Table 7.1.7.1-1], and so on.

– MBSFN-SubframeConfig
The IE MBSFN-SubframeConfig defines subframes that are reserved for MBSFN in downlink.

MBSFN-SubframeConfig information element

-- ASN1START

MBSFN-SubframeConfig ::= SEQUENCE {

radioframeAllocationPeriod ENUMERATED {n1, n2, n4, n8, n16, n32},

radioframeAllocationOffset INTEGER (0..7),

subframeAllocation CHOICE {

oneFrame BIT STRING (SIZE(6)),

fourFrames BIT STRING (SIZE(24))

3GPP
Release 11 403 3GPP TS 36.331 V11.3.0 (2013-03)

-- ASN1STOP

MBSFN-SubframeConfig field descriptions

fourFrames
A bit-map indicating MBSFN subframe allocation in four consecutive radio frames, “1” denotes that the corresponding
subframe is allocated for MBSFN. The bitmap is interpreted as follows:
FDD: Starting from the first radioframe and from the first/leftmost bit in the bitmap, the allocation applies to subframes
#1, #2, #3 , #6, #7, and #8 in the sequence of the four radio-frames.
TDD: Starting from the first radioframe and from the first/leftmost bit in the bitmap, the allocation applies to subframes
#3, #4, #7, #8, and #9 in the sequence of the four radio-frames. The last four bits are not used. Uplink subframes are
not allocated.
oneFrame
“1” denotes that the corresponding subframe is allocated for MBSFN. The following mapping applies:
FDD: The first/leftmost bit defines the MBSFN allocation for subframe #1, the second bit for #2, third bit for #3 , fourth
bit for #6, fifth bit for #7, sixth bit for #8.
TDD: The first/leftmost bit defines the allocation for subframe #3, the second bit for #4, third bit for #7, fourth bit for #8,
fifth bit for #9. Uplink subframes are not allocated. The last bit is not used.
radioFrameAllocationPeriod, radioFrameAllocationOffset
Radio-frames that contain MBSFN subframes occur when equation SFN mod radioFrameAllocationPeriod =
radioFrameAllocationOffset is satisfied. Value n1 for radioframeAllocationPeriod denotes value 1, n2 denotes value 2,
and so on. When fourFrames is used for subframeAllocation, the equation defines the first radio frame referred to in
the description below. Values n1 and n2 are not applicable when fourFrames is used.
subframeAllocation
Defines the subframes that are allocated for MBSFN within the radio frame allocation period defined by the
radioFrameAllocationPeriod and the radioFrameAllocationOffset.

– PMCH-InfoList
The IE PMCH-InfoList specifies configuration of all PMCHs of an MBSFN area. The information provided for an
individual PMCH includes the configuration parameters of the sessions that are carried by the concerned PMCH.

PMCH-InfoList information element

-- ASN1START

PMCH-InfoList-r9 ::= SEQUENCE (SIZE (0..maxPMCH-PerMBSFN)) OF PMCH-Info-r9

PMCH-Info-r9 ::= SEQUENCE {

pmch-Config-r9 PMCH-Config-r9,

mbms-SessionInfoList-r9 MBMS-SessionInfoList-r9,

...

MBMS-SessionInfoList-r9 ::= SEQUENCE (SIZE (0..maxSessionPerPMCH)) OF MBMS-SessionInfo-r9

MBMS-SessionInfo-r9 ::= SEQUENCE {

tmgi-r9 TMGI-r9,

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Release 11 404 3GPP TS 36.331 V11.3.0 (2013-03)

sessionId-r9 OCTET STRING (SIZE (1)) OPTIONAL, -- Need OR

logicalChannelIdentity-r9 INTEGER (0..maxSessionPerPMCH-1),

...

PMCH-Config-r9 ::= SEQUENCE {

sf-AllocEnd-r9 INTEGER (0..1535),

dataMCS-r9 INTEGER (0..28),

mch-SchedulingPeriod-r9 ENUMERATED {

rf8, rf16, rf32, rf64, rf128, rf256, rf512, rf1024},

...

TMGI-r9 ::= SEQUENCE {

plmn-Id-r9 CHOICE {

plmn-Index-r9 INTEGER (1..maxPLMN-r11),

explicitValue-r9 PLMN-Identity

},

serviceId-r9 OCTET STRING (SIZE (3))

-- ASN1STOP

3GPP
Release 11 405 3GPP TS 36.331 V11.3.0 (2013-03)

PMCH-InfoList field descriptions

dataMCS
I
Indicates the value for parameter MCS in TS 36.213 [23, Table 7.1.7.1-1], which defines the Modulation and Coding
Scheme (MCS) applicable for the subframes of this (P)MCH as indicated by the field commonSF-Alloc. The MCS
does however neither apply to the subframes that may carry MCCH i.e. the subframes indicated by the field sf-
AllocInfo within SystemInformationBlockType13 nor for the first subframe allocated to this (P)MCH within each MCH
scheduling period (which may contain the MCH scheduling information provided by MAC).
mch-SchedulingPeriod
Indicates the MCH scheduling period i.e. the periodicity used for providing MCH scheduling information at lower layers
(MAC) applicable for an MCH. Value rf8 corresponds to 8 radio frames, rf16 corresponds to 16 radio frames and so
on. The mch-SchedulingPeriod starts in the radio frames for which: SFN mod mch-SchedulingPeriod = 0. E-UTRAN
configures mch-SchedulingPeriod of the (P)MCH listed first in PMCH-InfoList to be smaller than or equal to mcch-
RepetitionPeriod.
plmn-Index
Index of the entry in field plmn-IdentityList within SystemInformationBlockType1.
sessionId
Indicates the optional MBMS Session Identity, which together with TMGI identifies a transmission or a possible
retransmission of a specific MBMS session: see TS 29.061 [51, Sections 20.5, 17.7.11, 17.7.15]. The field is included
whenever upper layers have assigned a session identity i.e. one is available for the MBMS session in E-UTRAN.
serviceId
Uniquely identifies the identity of an MBMS service within a PLMN. The field contains octet 3- 5 of the IE Temporary
Mobile Group Identity (TMGI) as defined in TS 24.008 [49]. The first octet contains the third octet of the TMGI, the
second octet contains the fourth octet of the TMGI and so on.
sf-AllocEnd
Indicates the last subframe allocated to this (P)MCH within a period identified by field commonSF-AllocPeriod. The
subframes allocated to (P)MCH corresponding with the nth entry in pmch-InfoList are the subsequent subframes
starting from either the next subframe after the subframe identified by sf-AllocEnd of the (n-1)th listed (P)MCH or, for
n=1, the first subframe defined by field commonSF-Alloc, through the subframe identified by sf-AllocEnd of the nth
listed (P)MCH. Value 0 corresponds with the first subframe defined by field commonSF-Alloc.

6.4 RRC multiplicity and type constraint values

– Multiplicity and type constraint definitions
-- ASN1START

maxBandComb-r10 INTEGER ::= 128 -- Maximum number of band combinations.

maxBands INTEGER ::= 64 -- Maximum number of bands listed in EUTRA UE caps

maxBandwidthClass-r10 INTEGER ::= 16 -- Maximum number of supported CA BW classes per band

maxBandwidthCombSet-r10 INTEGER ::= 32 -- Maximum number of bandwidth combination sets per

-- supported band combination

maxCDMA-BandClass INTEGER ::= 32 -- Maximum value of the CDMA band classes

maxCellBlack INTEGER ::= 16 -- Maximum number of blacklisted physical cell identity

-- ranges listed in SIB type 4 and 5

maxCellInfoGERAN-r9 INTEGER ::= 32 -- Maximum number of GERAN cells for which system in-

-- formation can be provided as redirection assistance

maxCellInfoUTRA-r9 INTEGER ::= 16 -- Maximum number of UTRA cells for which system

-- information can be provided as redirection

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-- assistance

maxCSI-IM-r11 INTEGER ::= 3 -- Maximum number of CSI-IM configurations

-- (per carrier frequency)

maxCSI-Proc-r11 INTEGER ::= 4 -- Maximum number of CSI RS processes (per carrier

-- frequency)

maxCSI-RS-NZP-r11 INTEGER ::= 3 -- Maximum number of CSI RS resource

-- configurations using non-zero Tx power

-- (per carrier frequency)

maxCSI-RS-ZP-r11 INTEGER ::= 4 -- Maximum number of CSI RS resource

-- configurations using zero Tx power(per carrier

-- frequency)

maxCQI-ProcExt-r11 INTEGER ::= 3 -- Maximum number of additional periodic CQI

-- configurations (per carrier frequency)

maxFreqUTRA-TDD-r10 INTEGER ::= 6 -- Maximum number of UTRA TDD carrier frequencies for

-- which system information can be provided as

-- redirection assistance

maxCellInter INTEGER ::= 16 -- Maximum number of neighbouring inter-frequency

-- cells listed in SIB type 5

maxCellIntra INTEGER ::= 16 -- Maximum number of neighbouring intra-frequency

-- cells listed in SIB type 4

maxCellListGERAN INTEGER ::= 3 -- Maximum number of lists of GERAN cells

maxCellMeas INTEGER ::= 32 -- Maximum number of entries in each of the

-- cell lists in a measurement object

maxCellReport INTEGER ::= 8 -- Maximum number of reported cells

maxDRB INTEGER ::= 11 -- Maximum number of Data Radio Bearers

maxEARFCN INTEGER ::= 65535 -- Maximum value of EUTRA carrier frequency

maxEARFCN-Plus1 INTEGER ::= 65536 -- Lowest value extended EARFCN range

maxEARFCN2 INTEGER ::= 262143 -- Highest value extended EARFCN range

maxEPDCCH-Set-r11 INTEGER ::= 2 -- Maximum number of EPDCCH sets

maxFBI INTEGER ::= 64 -- Maximum value of fequency band indicator

maxFBI-Plus1 INTEGER ::= 65 -- Lowest value extended FBI range

maxFBI2 INTEGER ::= 256 -- Highest value extended FBI range

maxFreq INTEGER ::= 8 -- Maximum number of carrier frequencies

maxFreqIDC-r11 INTEGER ::= 32 -- Maximum number of carrier frequencies that are

-- affected by the IDC problems

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maxFreqMBMS-r11 INTEGER ::= 5 -- Maximum number of carrier frequencies for which an

-- MBMS capable UE may indicate an interest

maxGERAN-SI INTEGER ::= 10 -- Maximum number of GERAN SI blocks that can be

-- provided as part of NACC information

maxGNFG INTEGER ::= 16 -- Maximum number of GERAN neighbour freq groups

maxLogMeasReport-r10 INTEGER ::= 520 -- Maximum number of logged measurement entries

-- that can be reported by the UE in one message

maxMBSFN-Allocations INTEGER ::= 8 -- Maximum number of MBSFN frame allocations with

-- different offset

maxMBSFN-Area INTEGER ::= 8

maxMBSFN-Area-1 INTEGER ::= 7

maxMeasId INTEGER ::= 32

maxMultiBands INTEGER ::= 8 -- Maximum number of additional frequency bands

-- that a cell belongs to

maxObjectId INTEGER ::= 32

maxPageRec INTEGER ::= 16 --

maxPhysCellIdRange-r9 INTEGER ::= 4 -- Maximum number of physical cell identity ranges

maxPLMN-r11 INTEGER ::= 6 -- Maximum number of PLMNs

maxPNOffset INTEGER ::= 511 -- Maximum number of CDMA2000 PNOffsets

maxPMCH-PerMBSFN INTEGER ::= 15

maxRAT-Capabilities INTEGER ::= 8 -- Maximum number of interworking RATs (incl EUTRA)

maxRE-MapQCL-r11 INTEGER ::= 4 -- Maximum number of PDSCH RE Mapping configurations

-- (per carrier frequency)

maxReportConfigId INTEGER ::= 32

maxRSTD-Freq-r10 INTEGER ::= 3 -- Maximum number of frequency layers for RSTD

-- measurement

maxSAI-MBMS-r11 INTEGER ::= 64 -- Maximum number of MBMS service area identities

-- broadcast per carrier frequency

maxSCell-r10 INTEGER ::= 4 -- Maximum number of SCells

maxSTAG-r11 INTEGER ::= 3 -- Maximum number of STAGs

maxServCell-r10 INTEGER ::= 5 -- Maximum number of Serving cells

maxServiceCount INTEGER ::= 16 -- Maximum number of MBMS services that can be included

-- in an MBMS counting request and response

maxServiceCount-1 INTEGER ::= 15

maxSessionPerPMCH INTEGER ::= 29

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maxSessionPerPMCH-1 INTEGER ::= 28

maxSIB INTEGER ::= 32 -- Maximum number of SIBs

maxSIB-1 INTEGER ::= 31

maxSI-Message INTEGER ::= 32 -- Maximum number of SI messages

maxSimultaneousBands-r10 INTEGER ::= 64 -- Maximum number of simultaneously aggregated bands

maxSubframePatternIDC-r11 INTEGER ::= 8 -- Maximum number of subframe reservation patterns

-- that the UE can simultaneously recommend to the

-- E-UTRAN for use.

maxUTRA-FDD-Carrier INTEGER ::= 16 -- Maximum number of UTRA FDD carrier frequencies

maxUTRA-TDD-Carrier INTEGER ::= 16 -- Maximum number of UTRA TDD carrier frequencies

-- ASN1STOP

NOTE: The value of maxDRB aligns with SA2.

– End of EUTRA-RRC-Definitions
-- ASN1START

END

-- ASN1STOP

7 Variables and constants

7.1 UE variables
NOTE: To facilitate the specification of the UE behavioural requirements, UE variables are represented using
ASN.1. Unless explicitly specified otherwise, it is however up to UE implementation how to store the
variables. The optionality of the IEs in ASN.1 is used only to indicate that the values may not always be
available.

– EUTRA-UE-Variables
This ASN.1 segment is the start of the E-UTRA UE variable definitions.
-- ASN1START

EUTRA-UE-Variables DEFINITIONS AUTOMATIC TAGS ::=

BEGIN

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IMPORTS

AbsoluteTimeInfo-r10,

AreaConfiguration-r10,

AreaConfiguration-v1130,

CarrierFreqGERAN,

CellIdentity,

ConnEstFailReport-r11,

SpeedStateScaleFactors,

C-RNTI,

LoggingDuration-r10,

LoggingInterval-r10,

LogMeasInfo-r10,

MeasId,

MeasIdToAddModList,

MeasObjectToAddModList,

MobilityStateParameters,

NeighCellConfig,

PhysCellId,

PhysCellIdCDMA2000,

PhysCellIdGERAN,

PhysCellIdUTRA-FDD,

PhysCellIdUTRA-TDD,

PLMN-Identity,

PLMN-IdentityList3-r11,

QuantityConfig,

ReportConfigToAddModList,

RLF-Report-r9,

RSRP-Range,

-- TraceRecordingSessionRef-r10,

TraceReference-r10,

maxCellMeas,

maxMeasId

FROM EUTRA-RRC-Definitions;

-- ASN1STOP

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– VarConnEstFailReport
The UE variable VarConnEstFailReport includes the connection establishment failure information.

VarConnEstFailReport UE variable
-- ASN1START

VarConnEstFailReport-r11 ::= SEQUENCE {

connEstFailReport-r11 ConnEstFailReport-r11,

plmn-Identity-r11 PLMN-Identity

-- ASN1STOP

– VarLogMeasConfig
The UE variable VarLogMeasConfig includes the configuration of the logging of measurements to be performed by the
UE while in RRC_IDLE, covering intra-frequency, inter-frequency and inter-RAT mobility related measurements.

VarLogMeasConfig UE variable
-- ASN1START

VarLogMeasConfig-r10 ::= SEQUENCE {

areaConfiguration-r10 AreaConfiguration-r10 OPTIONAL,

loggingDuration-r10 LoggingDuration-r10,

loggingInterval-r10 LoggingInterval-r10

VarLogMeasConfig-r11 ::= SEQUENCE {

areaConfiguration-r10 AreaConfiguration-r10 OPTIONAL,

areaConfiguration-v1130 AreaConfiguration-v1130 OPTIONAL,

loggingDuration-r10 LoggingDuration-r10,

loggingInterval-r10 LoggingInterval-r10

-- ASN1STOP

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– VarLogMeasReport
The UE variable VarLogMeasReport includes the logged measurements information.

VarLogMeasReport UE variable
-- ASN1START

VarLogMeasReport-r10 ::= SEQUENCE {

traceReference-r10 TraceReference-r10,

traceRecordingSessionRef-r10 OCTET STRING (SIZE (2)),

tce-Id-r10 OCTET STRING (SIZE (1)),

plmn-Identity-r10 PLMN-Identity,

absoluteTimeInfo-r10 AbsoluteTimeInfo-r10,

logMeasInfoList-r10 LogMeasInfoList2-r10

VarLogMeasReport-r11 ::= SEQUENCE {

traceReference-r10 TraceReference-r10,

traceRecordingSessionRef-r10 OCTET STRING (SIZE (2)),

tce-Id-r10 OCTET STRING (SIZE (1)),

plmn-IdentityList-r11 PLMN-IdentityList3-r11,

absoluteTimeInfo-r10 AbsoluteTimeInfo-r10,

logMeasInfoList-r10 LogMeasInfoList2-r10

LogMeasInfoList2-r10 ::= SEQUENCE (SIZE (1..maxLogMeas-r10)) OF LogMeasInfo-r10

-- ASN1STOP

– VarMeasConfig
The UE variable VarMeasConfig includes the accumulated configuration of the measurements to be performed by the
UE, covering intra-frequency, inter-frequency and inter-RAT mobility related measurements.

NOTE: Requirements affecting the amount of measurement configuration information, which a UE is required to
store, are specified in subclause 11.1 as well as in [16].

VarMeasConfig UE variable
-- ASN1START

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VarMeasConfig ::= SEQUENCE {

-- Measurement identities

measIdList MeasIdToAddModList OPTIONAL,

-- Measurement objects

measObjectList MeasObjectToAddModList OPTIONAL,

-- Reporting configurations

reportConfigList ReportConfigToAddModList OPTIONAL,

-- Other parameters

quantityConfig QuantityConfig OPTIONAL,

s-Measure INTEGER (-140..-44) OPTIONAL,

speedStatePars CHOICE {

release NULL,

setup SEQUENCE {

mobilityStateParameters MobilityStateParameters,

timeToTrigger-SF SpeedStateScaleFactors

} OPTIONAL

-- ASN1STOP

– VarMeasReportList
The UE variable VarMeasReportList includes information about the measurements for which the triggering conditions
have been met.

VarMeasReportList UE variable
-- ASN1START

VarMeasReportList ::= SEQUENCE (SIZE (1..maxMeasId)) OF VarMeasReport

VarMeasReport ::= SEQUENCE {

-- List of measurement that have been triggered

measId MeasId,

cellsTriggeredList CellsTriggeredList OPTIONAL,

numberOfReportsSent INTEGER

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CellsTriggeredList ::= SEQUENCE (SIZE (1..maxCellMeas)) OF CHOICE {

physCellIdEUTRA PhysCellId,

physCellIdUTRA CHOICE {

fdd PhysCellIdUTRA-FDD,

tdd PhysCellIdUTRA-TDD

},

physCellIdGERAN SEQUENCE {

carrierFreq CarrierFreqGERAN,

physCellId PhysCellIdGERAN

},

physCellIdCDMA2000 PhysCellIdCDMA2000

-- ASN1STOP

– VarRLF-Report
The UE variable VarRLF-Report includes the radio link failure information or handover failure information.

VarRLF-Report UE variable
-- ASN1START

VarRLF-Report-r10 ::= SEQUENCE {

rlf-Report-r10 RLF-Report-r9,

plmn-Identity-r10 PLMN-Identity

VarRLF-Report-r11 ::= SEQUENCE {

rlf-Report-r10 RLF-Report-r9,

plmn-IdentityList-r11 PLMN-IdentityList3-r11

-- ASN1STOP

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– VarShortMAC-Input
The UE variable VarShortMAC-Input specifies the input used to generate the shortMAC-I.

VarShortMAC-Input UE variable
-- ASN1START

VarShortMAC-Input ::= SEQUENCE {

cellIdentity CellIdentity,

physCellId PhysCellId,

c-RNTI C-RNTI

-- ASN1STOP

VarShortMAC-Input field descriptions

cellIdentity
Set to CellIdentity of the current cell.
c-RNTI
Set to C-RNTI that the UE had in the PCell it was connected to prior to the failure.
physCellId
Set to the physical cell identity of the PCell the UE was connected to prior to the failure.

– Multiplicity and type constraint definitions

This section includes multiplicity and type constraints applicable (only) for UE variables.
-- ASN1START

maxLogMeas-r10 INTEGER ::= 4060-- Maximum number of logged measurement entries

-- that can be stored by the UE

-- ASN1STOP

– End of EUTRA-UE-Variables
-- ASN1START

END

-- ASN1STOP

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7.2 Counters
Counter Reset Incremented When reaching max value

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7.3 Timers (Informative)

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Timer Start Stop At expiry

T300 Transmission of Reception of Perform the actions as specified
RRCConnectionRequest RRCConnectionSetup or in 5.3.3.6
RRCConnectionReject
message, cell re-selection and
upon abortion of connection
establishment by upper layers
T301 Transmission of Reception of Go to RRC_IDLE
RRCConnectionReestabil RRCConnectionReestablishmen
shmentRequest t or
RRCConnectionReestablishmen
tReject message as well as
when the selected cell becomes
unsuitable
T302 Reception of Upon entering Inform upper layers about
RRCConnectionReject RRC_CONNECTED and upon barring alleviation as specified in
while performing RRC cell re-selection 5.3.3.7
connection establishment
T303 Access barred while Upon entering Inform upper layers about
performing RRC RRC_CONNECTED and upon barring alleviation as specified in
connection establishment cell re-selection 5.3.3.7
for mobile originating
calls
T304 Reception of Criterion for successful In case of cell change order
RRCConnectionReconfig completion of handover within E- from E-UTRA or intra E-UTRA
uration message UTRA, handover to E-UTRA or handover, initiate the RRC
including the cell change order is met (the connection re-establishment
MobilityControl Info or criterion is specified in the target procedure; In case of handover
reception of RAT in case of inter-RAT) to E-UTRA, perform the actions
MobilityFromEUTRACom defined in the specifications
mand message including applicable for the source RAT.
CellChangeOrder
T305 Access barred while Upon entering Inform upper layers about
performing RRC RRC_CONNECTED and upon barring alleviation as specified in
connection establishment cell re-selection 5.3.3.7
for mobile originating
signalling
T306 Access barred while Upon entering Inform upper layers about
performing RRC RRC_CONNECTED and upon barring alleviation as specified in
connection establishment cell re-selection 5.3.3.7
for mobile originating CS
fallback.
T310 Upon detecting physical Upon receiving N311 If security is not activated: go to
layer problems i.e. upon consecutive in-sync indications RRC_IDLE else: initiate the
receiving N310 from lower layers, upon connection re-establishment
consecutive out-of-sync triggering the handover procedure
indications from lower procedure and upon initiating
layers the connection re-establishment
procedure
T311 Upon initiating the RRC Selection of a suitable E-UTRA Enter RRC_IDLE
connection re- cell or a cell using another RAT.
establishment procedure

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Timer Start Stop At expiry

T320 Upon receiving t320 or Upon entering Discard the cell reselection
upon cell (re)selection to RRC_CONNECTED, when priority information provided by
E-UTRA from another PLMN selection is performed on dedicated signalling.
RAT with validity time request by NAS, or upon cell
configured for dedicated (re)selection to another RAT (in
priorities (in which case which case the timer is carried
the remaining validity on to the other RAT).
time is applied).
T321 Upon receiving Upon acquiring the information Initiate the measurement
measConfig including a needed to set all fields of reporting procedure, stop
reportConfig with the cellGlobalId for the requested performing the related
purpose set to reportCGI cell, upon receiving measConfig measurements and remove the
that includes removal of the corresponding measId
reportConfig with the purpose
set to reportCGI
T325 Timer (re)started upon Stop deprioritisation of all
receiving frequencies or E-UTRA
RRCConnectionReject signalled by
message with RRCConnectionReject.
deprioritisationTimer.
T330 Upon receiving Upon log volume exceeding the Perform the actions specified in
LoggedMeasurementCon suitable UE memory, upon 5.6.6.4
figuration message initiating the release of
LoggedMeasurementConfigurati
on procedure
T340 Upon transmitting Upon initiating the connection No action.
UEAssistanceInformation re-establishment procedure
message with
powerPrefIndication set
to normal

7.4 Constants
Constant Usage
N310 Maximum number of consecutive "out-of-sync" indications received from lower layers
N311 Maximum number of consecutive "in-sync" indications received from lower layers

8 Protocol data unit abstract syntax

8.1 General
The RRC PDU contents in clause 6 and clause 10 are described using abstract syntax notation one (ASN.1) as specified
in ITU-T Rec. X.680 [13] and X.681 [14]. Transfer syntax for RRC PDUs is derived from their ASN.1 definitions by
use of Packed Encoding Rules, unaligned as specified in ITU-T Rec. X.691 [15].

The following encoding rules apply in addition to what has been specified in X.691:

- When a bit string value is placed in a bit-field as specified in 15.6 to 15.11 in X.691, the leading bit of the bit
string value shall be placed in the leading bit of the bit-field, and the trailing bit of the bit string value shall be
placed in the trailing bit of the bit-field.

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NOTE: The terms 'leading bit' and 'trailing bit' are defined in ITU-T Rec. X.680. When using the 'bstring'
notation, the leading bit of the bit string value is on the left, and the trailing bit of the bit string value is on
the right.

- When decoding types constrained with the ASN.1 Contents Constraint ("CONTAINING"), automatic decoding
of the contained type should not be performed because errors in the decoding of the contained type should not
cause the decoding of the entire RRC message PDU to fail. It is recommended that the decoder first decodes the
outer PDU type that contains the OCTET STRING or BIT STRING with the Contents Constraint, and then
decodes the contained type that is nested within the OCTET STRING or BIT STRING as a separate step.

- When decoding a) RRC message PDUs, b) BIT STRING constrained with a Contents Constraint, or c) OCTET
STRING constrained with a Contents Constraint, PER decoders are required to never report an error if there are
extraneous zero or non-zero bits at the end of the encoded RRC message PDU, BIT STRING or OCTET
STRING.

8.2 Structure of encoded RRC messages

An RRC PDU, which is the bit string that is exchanged between peer entities/ across the radio interface contains the
basic production as defined in X.691.

RRC PDUs shall be mapped to and from PDCP SDUs (in case of DCCH) or RLC SDUs (in case of PCCH, BCCH,
CCCH or MCCH) upon transmission and reception as follows:

- when delivering an RRC PDU as an PDCP SDU to the PDCP layer for transmission, the first bit of the RRC
PDU shall be represented as the first bit in the PDCP SDU and onwards; and

- when delivering an RRC PDU as an RLC SDU to the RLC layer for transmission, the first bit of the RRC PDU
shall be represented as the first bit in the RLC SDU and onwards; and

- upon reception of an PDCP SDU from the PDCP layer, the first bit of the PDCP SDU shall represent the first bit
of the RRC PDU and onwards; and

- upon reception of an RLC SDU from the RLC layer, the first bit of the RLC SDU shall represent the first bit of
the RRC PDU and onwards.

8.3 Basic production

The 'basic production' is obtained by applying UNALIGNED PER to the abstract syntax value (the ASN.1 description)
as specified in X.691. It always contains a multiple of 8 bits.

8.4 Extension
The following rules apply with respect to the use of protocol extensions:

- A transmitter compliant with this version of the specification shall, unless explicitly indicated otherwise on a
PDU type basis, set the extension part empty. Transmitters compliant with a later version may send non-empty
extensions;

- A transmitter compliant with this version of the specification shall set spare bits to zero;

8.5 Padding
If the encoded RRC message does not fill a transport block, the RRC layer shall add padding bits. This applies to PCCH
and BCCH.

Padding bits shall be set to 0 and the number of padding bits is a multiple of 8.

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Figure 8.5-1: RRC level padding

9 Specified and default radio configurations

Specified and default configurations are configurations of which the details are specified in the standard. Specified
configurations are fixed while default configurations can be modified using dedicated signalling.

9.1 Specified configurations

9.1.1 Logical channel configurations
9.1.1.1 BCCH configuration
Parameters

Name Value Semantics description Ver

PDCP configuration N/A
RLC configuration TM
MAC configuration TM

NOTE: RRC will perform padding, if required due to the granularity of the TF signalling, as defined in 8.5.

9.1.1.2 CCCH configuration

Parameters

Name Value Semantics description Ver

PDCP configuration N/A
RLC configuration TM
MAC configuration Normal MAC headers are used
Logical channel configuration
priority 1 Highest priority
prioritisedBitRate infinity
bucketSizeDuration N/A

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Name Value Semantics description Ver

logicalChannelGroup 0
logicalChannelSR-Mask-r9 release v920

9.1.1.3 PCCH configuration

Parameters

Name Value Semantics description Ver

PDCP configuration N/A
RLC configuration TM
MAC configuration TM

NOTE: RRC will perform padding, if required due to the granularity of the TF signalling, as defined in 8.5.

9.1.1.4 MCCH and MTCH configuration

Parameters

Name Value Semantics description Ver

PDCP configuration N/A
RLC configuration UM
Sn-FieldLength size5
t-Reordering 0

9.1.2 SRB configurations

9.1.2.1 SRB1
Parameters

Name Value Semantics description Ver

RLC configuration
logicalChannelIdentity 1

9.1.2.2 SRB2
Parameters

Name Value Semantics description Ver

RLC configuration
logicalChannelIdentity 2

9.2 Default radio configurations

The following sections only list default values for REL-8 parameters included in protocol version v8.5.0. For all fields
introduced in a later protocol version, the default value is "released" unless explicitly specified otherwise. For the
following fields, introduced in a protocol version later than v8.5.0, the default corresponds with "value not applicable":

- codeBookSubsetRestriction-v920;

- pmi-RI-Report;

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Release 11 422 3GPP TS 36.331 V11.3.0 (2013-03)

NOTE 1: Value "N/A" indicates that the UE does not apply a specific value (i.e. upon switching to a default
configuration, E-UTRAN can not assume the UE keeps the previously configured value). This implies
that E-UTRAN needs to configure a value before invoking the related functionality.

NOTE 2: In general, the signalling should preferably support a "release" option for fields introduced after v8.5.0.
The "value not applicable" should be used restrictively, mainly limited to for fields which value is
relevant only if another field is set to a value other than its default.

9.2.1 SRB configurations

9.2.1.1 SRB1
Parameters

Name Value Semantics description Ver

RLC configuration CHOICE am
ul-RLC-Config
>t-PollRetransmit ms45
>pollPDU infinity
>pollByte infinity
>maxRetxThreshold t4
dl-RLC-Config
>t-Reordering ms35
>t-StatusProhibit ms0
Logical channel configuration
priority 1 Highest priority
prioritisedBitRate infinity
bucketSizeDuration N/A
logicalChannelGroup 0

9.2.1.2 SRB2
Parameters

Name Value Semantics description Ver

RLC configuration CHOICE am
ul-RLC-Config
>t-PollRetransmit ms45
>pollPDU infinity
>pollByte infinity
>maxRetxThreshold t4
dl-RLC-Config
>t-Reordering ms35
>t-StatusProhibit ms0
Logical channel configuration
priority 3
prioritisedBitRate infinity
bucketSizeDuration N/A
logicalChannelGroup 0

9.2.2 Default MAC main configuration

Parameters

Name Value Semantics description Ver

MAC main configuration

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Release 11 423 3GPP TS 36.331 V11.3.0 (2013-03)

Name Value Semantics description Ver

maxHARQ-tx n5
periodicBSR-Timer infinity
retxBSR-Timer sf2560
ttiBundling FALSE
drx-Config release
phr-Config release

9.2.3 Default semi-persistent scheduling configuration

SPS-Config
>sps-ConfigDL release
>sps-ConfigUL release

9.2.4 Default physical channel configuration

Parameters

Name Value Semantics description Ver

PDSCH-ConfigDedicated
>p-a dB0
PUCCH-ConfigDedicated
> tdd-AckNackFeedbackMode bundling Only valid for TDD mode
>ackNackRepetition release
PUSCH-ConfigDedicated
>betaOffset-ACK-Index 10
>betaOffset-RI-Index 12
>betaOffset-CQI-Index 15
UplinkPowerControlDedicated
>p0-UE-PUSCH 0
>deltaMCS-Enabled en0 (disabled)
>accumulationEnabled TRUE
>p0-UE-PUCCH 0
>pSRS-Offset 7
> filterCoefficient fc4
tpc-pdcch-ConfigPUCCH release
tpc-pdcch-ConfigPUSCH release
CQI-ReportConfig
> CQI-ReportPeriodic release
> cqi-ReportModeAperiodic N/A
> nomPDSCH-RS-EPRE-Offset N/A
SoundingRS-UL-ConfigDedicated release
AntennaInfoDedicated
>transmissionMode tm1, tm2 If the number of PBCH antenna ports is
one, tm1 is used as default; otherwise
tm2 is used as default

>codebookSubsetRestriction N/A
>ue-TransmitAntennaSelection release
SchedulingRequestConfig release

9.2.5 Default values timers and constants

Parameters

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Release 11 424 3GPP TS 36.331 V11.3.0 (2013-03)

Name Value Semantics description Ver

t310 ms1000
n310 n1
t311 ms1000
n311 n1

10 Radio information related interactions between

network nodes
10.1 General
This section specifies RRC messages that are transferred between network nodes. These RRC messages may be
transferred to or from the UE via another Radio Access Technology. Consequently, these messages have similar
characteristics as the RRC messages that are transferred across the E-UTRA radio interface, i.e. the same transfer
syntax and protocol extension mechanisms apply.

10.2 Inter-node RRC messages

10.2.1 General
This section specifies RRC messages that are sent either across the X2- or the S1-interface, either to or from the eNB,
i.e. a single 'logical channel' is used for all RRC messages transferred across network nodes. The information could
originate from or be destined for another RAT.

– EUTRA-InterNodeDefinitions
This ASN.1 segment is the start of the E-UTRA inter-node PDU definitions.
-- ASN1START

EUTRA-InterNodeDefinitions DEFINITIONS AUTOMATIC TAGS ::=

BEGIN

IMPORTS

AntennaInfoCommon,

ARFCN-ValueEUTRA,

ARFCN-ValueEUTRA-v9e0,

CellIdentity,

C-RNTI,

DL-DCCH-Message,

InDeviceCoexIndication-r11,

MasterInformationBlock,

maxFreq,

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MBMSInterestIndication-r11,

MeasConfig,

OtherConfig-r9,

PhysCellId,

RadioResourceConfigDedicated,

RSRP-Range,

RSRQ-Range,

SCellToAddModList-r10,

SecurityAlgorithmConfig,

ShortMAC-I,

SystemInformationBlockType1,

SystemInformationBlockType1-v890-IEs,

SystemInformationBlockType2,

UEAssistanceInformation-r11,

UECapabilityInformation,

UE-CapabilityRAT-ContainerList

FROM EUTRA-RRC-Definitions;

-- ASN1STOP

10.2.2 Message definitions

– HandoverCommand
This message is used to transfer the handover command generated by the target eNB.

Direction: target eNB to source eNB/ source RAN

HandoverCommand message
-- ASN1START

HandoverCommand ::= SEQUENCE {

criticalExtensions CHOICE {

c1 CHOICE{

handoverCommand-r8 HandoverCommand-r8-IEs,

spare7 NULL,

spare6 NULL, spare5 NULL, spare4 NULL,

spare3 NULL, spare2 NULL, spare1 NULL

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},

criticalExtensionsFuture SEQUENCE {}

HandoverCommand-r8-IEs ::= SEQUENCE {

handoverCommandMessage OCTET STRING (CONTAINING DL-DCCH-Message),

nonCriticalExtension SEQUENCE {} OPTIONAL

-- ASN1STOP

HandoverCommand field descriptions

handoverCommandMessage
Contains the entire DL-DCCH-Message including the RRCConnectionReconfiguration message used to perform
handover within E-UTRAN or handover to E-UTRAN, generated (entirely) by the target eNB.

NOTE: The source BSC, in case of inter-RAT handover from GERAN to E-UTRAN, expects that the
HandoverCommand message includes DL-DCCH-Message only. Thus, criticalExtensionsFuture, spare1-
spare7 and nonCriticalExtension should not be used regardless whether the source RAT is E-UTRAN,
UTRAN or GERAN.

– HandoverPreparationInformation
This message is used to transfer the E-UTRA RRC information used by the target eNB during handover preparation,
including UE capability information.

Direction: source eNB/ source RAN to target eNB

HandoverPreparationInformation message
-- ASN1START

HandoverPreparationInformation ::= SEQUENCE {

criticalExtensions CHOICE {

c1 CHOICE{

handoverPreparationInformation-r8 HandoverPreparationInformation-r8-IEs,

spare7 NULL,

spare6 NULL, spare5 NULL, spare4 NULL,

spare3 NULL, spare2 NULL, spare1 NULL

},

criticalExtensionsFuture SEQUENCE {}

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HandoverPreparationInformation-r8-IEs ::= SEQUENCE {

ue-RadioAccessCapabilityInfo UE-CapabilityRAT-ContainerList,

as-Config AS-Config OPTIONAL, -- Cond HO

rrm-Config RRM-Config OPTIONAL,

as-Context AS-Context OPTIONAL, -- Cond HO

nonCriticalExtension HandoverPreparationInformation-v920-IEs OPTIONAL

HandoverPreparationInformation-v920-IEs ::= SEQUENCE {

ue-ConfigRelease-r9 ENUMERATED {

rel9, rel10, rel11, spare5, spare4, spare3,

spare2, spare1, ...} OPTIONAL, -- Cond HO2

nonCriticalExtension HandoverPreparationInformation-v9d0-IEs OPTIONAL

HandoverPreparationInformation-v9d0-IEs ::= SEQUENCE {

lateNonCriticalExtension OCTET STRING OPTIONAL,

nonCriticalExtension HandoverPreparationInformation-v9e0-IEs OPTIONAL

HandoverPreparationInformation-v9e0-IEs ::= SEQUENCE {

as-Config-v9e0 AS-Config-v9e0 OPTIONAL, -- Cond HO2

nonCriticalExtension HandoverPreparationInformation-v1130-IEs OPTIONAL

HandoverPreparationInformation-v1130-IEs ::= SEQUENCE {

as-Context-v1130 AS-Context-v1130 OPTIONAL, -- Cond HO2

nonCriticalExtension SEQUENCE {} OPTIONAL

-- ASN1STOP

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HandoverPreparationInformation field descriptions

as-Config
The radio resource configuration. Applicable in case of intra-E-UTRA handover. If the target receives an incomplete
MeasConfig and RadioResourceConfigDedicated in the as-Config, the target eNB may decide to apply the full
configuration option based on the ue-ConfigRelease.
as-Context
Local E-UTRAN context required by the target eNB.
rrm-Config
Local E-UTRAN context used depending on the target node’s implementation, which is mainly used for the RRM
purpose.
ue-ConfigRelease
Indicates the RRC protocol release applicable for the current UE configuration. This could be used by target eNB to
decide if the full configuration approach should be used. If this field is not present, the target assumes that the current
UE configuration is based on the release 8 version of RRC protocol. NOTE 1.
ue-RadioAccessCapabilityInfo
E-UTRA radio access capabilities are always included and in case of inter-RAT handover to E-UTRA, UTRA radio
access capabilities may be included. (If UTRA radio access capabilities are received from the source RAN, they are
ignored by target eNB.) In case of inter-RAT handover to E-UTRA and the source is GERAN, GERAN capabilities are
always included.

NOTE 1: The source typically sets the ue-ConfigRelease to the release corresponding with the current dedicated
radio configuration. The source may however also consider the common radio resource configuration e.g.
in case interoperability problems would appear if the UE temporary continues extensions of this part of
the configuration in a target PCell not supporting them.

Conditional presence Explanation

HO The field is mandatory present in case of handover within E-UTRA; otherwise the field is
not present.
HO2 The field is optional present in case of handover within E-UTRA; otherwise the field is not
present.

– UERadioAccessCapabilityInformation
This message is used to transfer UE radio access capability information, covering both upload to and download from the
EPC.

Direction: eNB to/ from EPC

UERadioAccessCapabilityInformation message
-- ASN1START

UERadioAccessCapabilityInformation ::= SEQUENCE {

criticalExtensions CHOICE {

c1 CHOICE{

ueRadioAccessCapabilityInformation-r8

UERadioAccessCapabilityInformation-r8-IEs,

spare7 NULL,

spare6 NULL, spare5 NULL, spare4 NULL,

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spare3 NULL, spare2 NULL, spare1 NULL

},

criticalExtensionsFuture SEQUENCE {}

UERadioAccessCapabilityInformation-r8-IEs ::= SEQUENCE {

ue-RadioAccessCapabilityInfo OCTET STRING (CONTAINING UECapabilityInformation),

nonCriticalExtension SEQUENCE {} OPTIONAL

-- ASN1STOP

UERadioAccessCapabilityInformation field descriptions

ue-RadioAccessCapabilityInfo
Including E-UTRA, GERAN, and CDMA2000-1xRTT Bandclass radio access capabilities (separated). UTRA radio
access capabilities are not included.

10.3 Inter-node RRC information element definitions

– AS-Config
The AS-Config IE contains information about RRC configuration information in the source eNB which can be utilized
by target eNB to determine the need to change the RRC configuration during the handover preparation phase. The
information can also be used after the handover is successfully performed or during the RRC connection re-
establishment.

AS-Config information element

-- ASN1START

AS-Config ::= SEQUENCE {

sourceMeasConfig MeasConfig,

sourceRadioResourceConfig RadioResourceConfigDedicated,

sourceSecurityAlgorithmConfig SecurityAlgorithmConfig,

sourceUE-Identity C-RNTI,

sourceMasterInformationBlock MasterInformationBlock,

sourceSystemInformationBlockType1 SystemInformationBlockType1(WITH COMPONENTS

{..., nonCriticalExtension ABSENT}),

sourceSystemInformationBlockType2 SystemInformationBlockType2,

antennaInfoCommon AntennaInfoCommon,

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sourceDl-CarrierFreq ARFCN-ValueEUTRA,

...,

[[ sourceSystemInformationBlockType1Ext OCTET STRING (CONTAINING

SystemInformationBlockType1-v890-IEs) OPTIONAL,

sourceOtherConfig-r9 OtherConfig-r9

]],

[[ sourceSCellConfigList-r10 SCellToAddModList-r10 OPTIONAL

]]

AS-Config-v9e0 ::= SEQUENCE {

sourceDl-CarrierFreq-v9e0 ARFCN-ValueEUTRA-v9e0

-- ASN1STOP

NOTE: The AS-Config re-uses information elements primarily created to cover the radio interface signalling
requirements. Consequently, the information elements may include some parameters that are not relevant
for the target eNB e.g. the SFN as included in the MasterInformationBlock.

AS-Config field descriptions

antennaInfoCommon
This field provides information about the number of antenna ports in the source PCell.
sourceDL-CarrierFreq
Provides the parameter Downlink EARFCN in the source PCell, see TS 36.101 [42]. If the source eNB provides AS-
Config-v9e0, it sets sourceDl-CarrierFreq (i.e. without suffix) to maxEARFCN.
sourceOtherConfig
Provides other configuration in the source PCell.
sourceMasterInformationBlock
MasterInformationBlock transmitted in the source PCell.
sourceMeasConfig
Measurement configuration in the source cell. The measurement configuration for all measurements existing in the
source eNB when handover is triggered shall be included. See 10.5.
sourceRadioResourceConfig
Radio configuration in the source PCell. The radio resource configuration for all radio bearers existing in the source
PCell when handover is triggered shall be included. See 10.5.
sourceSCellConfigList
Radio resource configuration (common and dedicated) of the SCells configured in the source eNB.
sourceSecurityAlgorithmConfig
This field provides the AS integrity protection (SRBs) and AS ciphering (SRBs and DRBs) algorithm configuration used
in the source PCell.
sourceSystemInformationBlockType1
SystemInformationBlockType1 transmitted in the source PCell.
sourceSystemInformationBlockType2
SystemInformationBlockType2 transmitted in the source PCell.

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– AS-Context
The IE AS-Context is used to transfer local E-UTRAN context required by the target eNB.

AS-Context information element

-- ASN1START

AS-Context ::= SEQUENCE {

reestablishmentInfo ReestablishmentInfo OPTIONAL -- Cond HO

AS-Context-v1130 ::= SEQUENCE {

idc-Indication-r11 OCTET STRING (CONTAINING

InDeviceCoexIndication-r11) OPTIONAL, -- Cond HO2

mbmsInterestIndication-r11 OCTET STRING (CONTAINING

MBMSInterestIndication-r11) OPTIONAL, -- Cond HO2

powerPrefIndication-r11 OCTET STRING (CONTAINING

UEAssistanceInformation-r11) OPTIONAL, -- Cond HO2

...

-- ASN1STOP

AS-Context field descriptions

idc-Indication
Including information used for handling the IDC problems.
reestablishmentInfo
Including information needed for the RRC connection re-establishment.

Conditional presence Explanation

HO The field is mandatory present in case of handover within E-UTRA; otherwise the field is
not present.
HO2 The field is optional present in case of handover within E-UTRA; otherwise the field is not
present.

– ReestablishmentInfo
The ReestablishmentInfo IE contains information needed for the RRC connection re-establishment.

ReestablishmentInfo information element

-- ASN1START

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ReestablishmentInfo ::= SEQUENCE {

sourcePhysCellId PhysCellId,

targetCellShortMAC-I ShortMAC-I,

additionalReestabInfoList AdditionalReestabInfoList OPTIONAL,

...

AdditionalReestabInfoList ::= SEQUENCE ( SIZE (1..maxReestabInfo) ) OF AdditionalReestabInfo

AdditionalReestabInfo ::= SEQUENCE{

cellIdentity CellIdentity,

key-eNodeB-Star Key-eNodeB-Star,

shortMAC-I ShortMAC-I

Key-eNodeB-Star ::= BIT STRING (SIZE (256))

-- ASN1STOP

ReestablishmentInfo field descriptions

additionalReestabInfoList
Contains a list of shortMAC-I and KeNB* for cells under control of the target eNB, required for potential re-
establishment by the UE in these cells to succeed.
Key-eNodeB-Star
Parameter KeNB*: See TS 33.401 [32, 7.2.8.4]. This parameter is only used for X2 handover, and for S1 handover, it
shall be ignored by target eNB.
sourcePhyCellId
The physical cell identity of the source PCell, used to determine the UE context in the target eNB at re-establishment.
targetCellShortMAC-I
The ShortMAC-I for the handover target PCell, in order for potential re-establishment to succeed.

– RRM-Config
The RRM-Config IE contains information about UE specific RRM information before the handover which can be
utilized by target eNB.

RRM-Config information element

-- ASN1START

RRM-Config ::= SEQUENCE {

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ue-InactiveTime ENUMERATED {

s1, s2, s3, s5, s7, s10, s15, s20,

s25, s30, s40, s50, min1, min1s20c, min1s40,

min2, min2s30, min3, min3s30, min4, min5, min6,

min7, min8, min9, min10, min12, min14, min17, min20,

min24, min28, min33, min38, min44, min50, hr1,

hr1min30, hr2, hr2min30, hr3, hr3min30, hr4, hr5, hr6,

hr8, hr10, hr13, hr16, hr20, day1, day1hr12, day2,

day2hr12, day3, day4, day5, day7, day10, day14, day19,

day24, day30, dayMoreThan30} OPTIONAL,

...,

[[ candidateCellInfoList-r10 CandidateCellInfoList-r10 OPTIONAL

]]

CandidateCellInfoList-r10 ::= SEQUENCE (SIZE (1..maxFreq)) OF CandidateCellInfo-r10

CandidateCellInfo-r10 ::= SEQUENCE {

-- cellIdentification

physCellId-r10 PhysCellId,

dl-CarrierFreq-r10 ARFCN-ValueEUTRA,

-- available measurement results

rsrpResult-r10 RSRP-Range OPTIONAL,

rsrqResult-r10 RSRQ-Range OPTIONAL,

...,

[[ dl-CarrierFreq-v1090 ARFCN-ValueEUTRA-v9e0 OPTIONAL

]]

-- ASN1STOP

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RRM-Config field descriptions

candidateCellInfoList
A list of the best cells on each frequency for which measurement information was available, in order of decreasing
RSRP.
dl-CarrierFreq
The source includes dl-CarrierFreq-v1090 if and only if dl-CarrierFreq-r10 is set to maxEARFCN.
ue-InactiveTime
Duration while UE has not received or transmitted any user data. Thus the timer is still running in case e.g., UE
measures the neighbour cells for the HO purpose. Value s1 corresponds to 1 second, s2 corresponds to 2 seconds
and so on. Value min1 corresponds to 1 minute, value min1s20 corresponds to 1 minute and 20 seconds, value
min1s40 corresponds to 1 minute and 40 seconds and so on. Value hr1 corresponds to 1 hour, hr1min30 corresponds
to 1 hour and 30 minutes and so on.

10.4 Inter-node RRC multiplicity and type constraint values

– Multiplicity and type constraints definitions
-- ASN1START

maxReestabInfo INTEGER ::= 32 -- Maximum number of KeNB* and shortMAC-I forwarded

-- at handover for re-establishment preparation

-- ASN1STOP

– End of EUTRA-InterNodeDefinitions
-- ASN1START

END

-- ASN1STOP

10.5 Mandatory information in AS-Config

The AS-Config transferred between source eNB and target-eNB shall include all IEs necessary to describe the AS
context. The conditional presence in section 6 is only applicable for eNB to UE communication.

The "need" or "cond" statements are not applied in case of sending the IEs from source eNB to target eNB. Some
information elements shall be included regardless of the "need" or "cond" e.g. discardTimer. The AS-Config re-uses
information elements primarily created to cover the radio interface signalling requirements. The information elements
may include some parameters that are not relevant for the target eNB e.g. the SFN as included in the
MasterInformationBlock.

All the fields in the AS-Config as defined in 10.3 that are introduced after v9.2.0 and that are optional for eNB to UE
communication shall be included, if the functionality is configured. The fields in the AS-Config that are defined before
and including v9.2.0 shall be included as specified in the following.

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Within the sourceRadioResourceConfig, sourceMeasConfig and sourceOtherConfig, the source eNB shall include fields
that are optional for eNB to UE communication, if the functionality is configured unless explicitly specified otherwise
in the following:

- in accordance with a condition that is explicitly stated to be applicable; or

- a default value is defined for the concerned field; and the configured value is the same as the default value that is
defined; or

- the need of the field is OP and the current UE configuration corresponds with the behaviour defined for absence
of the field;

The following fields, if the functionality is configured, are not mandatory for the source eNB to include in the AS-
Config since delta signalling by the target eNB for these fields is not supported:

 semiPersistSchedC-RNTI

 measGapConfig

For the measurement configuration, a corresponding operation as 5.5.6.1 and 5.5.2.2a is executed by target eNB.

11 UE capability related constraints and performance

requirements
11.1 UE capability related constraints
The following table lists constraints regarding the UE capabilities that E-UTRAN is assumed to take into account.

Parameter Description Value

#DRBs The number of DRBs that a UE shall support 8
#RLC-AM The number of RLC AM entities that a UE shall support 10
#minCellperMeasObject The minimum number of neighbour cells (excluding black list 32
EUTRA cells) that a UE shall be able to store within a
MeasObjectEUTRA
#minBlackCellRangesp The minimum number of blacklist cell PCI ranges that a UE 32
erMeasObjectEUTRA shall be able to store within a MeasObjectEUTRA
#minCellperMeasObject The minimum number of neighbour cells that a UE shall be able 32
UTRA to store within a MeasObjectUTRA
#minCellperMeasObject The minimum number of neighbour cells that a UE shall be able 32
GERAN to store within a measObjectGERAN
#minCellperMeasObject The minimum number of neighbour cells that a UE shall be able 32
CDMA2000 to store within a measObjectCDMA2000
#minCellTotal The minimum number of neighbour cells (excluding black list 256
cells) that UE shall be able to store in total in all measurement
objects configured

11.2 Processing delay requirements for RRC procedures

The UE performance requirements for RRC procedures are specified in the following table, by means of a value N:

N = the number of 1ms subframes from the end of reception of the E-UTRAN -> UE message on the UE physical layer
up to when the UE shall be ready for the reception of uplink grant for the UE -> E-UTRAN response message with no

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access delay other than the TTI-alignment (e.g. excluding delays caused by scheduling, the random access procedure or
physical layer synchronisation).

NOTE: No processing delay requirements are specified for RN-specific procedures.

Figure 11.2-1: Illustration of RRC procedure delay

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Procedure title: E-UTRAN -> UE UE -> E-UTRAN N Notes

RRC Connection Control Procedures
RRC connection RRCConnectionSetu RRCConnectionSetupCo 15
establishment p mplete

RRC connection RRCConnectionRele NA

release ase
RRC connection re- RRCConnectionReco RRCConnectionReconfigu 15
configuration (radio nfiguration rationComplete
resource configuration)

RRC connection re- RRCConnectionReco RRCConnectionReconfigu 15

configuration nfiguration rationComplete
(measurement
configuration)

RRC connection re- RRCConnectionReco RRCConnectionReconfigu 15

configuration (intra- nfiguration rationComplete
LTE mobility)

RRC connection RRCConnectionReco RRCConnectionReconfigu 20

reconfiguration (SCell nfiguration rationComplete
addition/release)
RRC connection re- RRCConnectionRees RRCConnectionReestabli 15
establishment tablishment shmentComplete

Initial security SecurityModeComma SecurityModeCommandC 10

activation nd omplete/
SecurityModeCommandF
ailure
Initial security SecurityModeComma RRCConnectionReconfigu 20 The two DL messages are
activation + RRC nd, rationComplete transmitted in the same TTI
connection re- RRCConnectionReco
configuration (RB nfiguration
establishment)
Paging Paging NA

Inter RAT mobility

Handover to E-UTRA RRCConnectionReco RRCConnectionReconfigu NA The performance of this
nfiguration (sent by rationComplete procedure is specified in
other RAT) [50] in case of handover
from GSM and [29], [30] in
case of handover from
UTRA.
Handover from E- MobilityFromEUTRA NA The performance of this
UTRA Command procedure is specified in
[16]
Handover from E- HandoverFromEUTR NA Used to trigger the
UTRA to CDMA2000 APreparationRequest handover preparation
(CDMA2000) procedure with a
CDMA2000 RAT.
The performance of this
procedure is specified in
[16]
Measurement procedures
Measurement MeasurementReport NA
Reporting

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Procedure title: E-UTRAN -> UE UE -> E-UTRAN N Notes

Other procedures
UE capability transfer UECapabilityEnquiry UECapabilityInformation 10
Counter check CounterCheck CounterCheckResponse 10
Proximity indication ProximityIndication NA
UE information UEInformationReque UEInformationResponse 15
st
MBMS counting MBMSCountingRequ MBMSCountingResponse NA
est
MBMS interest MBMSInterestIndication NA
indication
In-device coexistence InDeviceCoexIndication NA
indication
UE assistance UEAssistanceInformation NA
information

11.3 Void

Annex A (informative):
Guidelines, mainly on use of ASN.1
Editor's note No agreements have been reached concerning the extension of RRC PDUs so far. Any statements in
this section about the protocol extension mechanism should be considered as FFS.

A.1 Introduction
The following clauses contain guidelines for the specification of RRC protocol data units (PDUs) with ASN.1.

A.2 Procedural specification

A.2.1 General principles
The procedural specification provides an overall high level description regarding the UE behaviour in a particular
scenario.

It should be noted that most of the UE behaviour associated with the reception of a particular field is covered by the
applicable parts of the PDU specification. The procedural specification may also include specific details of the UE
behaviour upon reception of a field, but typically this should be done only for cases that are not easy to capture in the
PDU section e.g. general actions, more complicated actions depending on the value of multiple fields.

Likewise, the procedural specification need not specify the UE requirements regarding the setting of fields within the
messages that are send to E-UTRAN i.e. this may also be covered by the PDU specification.

A.2.2 More detailed aspects

The following more detailed conventions should be used:

- Bullets:

- Capitals should be used in the same manner as in other parts of the procedural text i.e. in most cases no
capital applies since the bullets are part of the sentence starting with 'The UE shall:'

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- All bullets, including the last one in a sub-clause, should end with a semi-colon i.e. an ';'

- Conditions

- Whenever multiple conditions apply, a semi-colon should be used at the end of each conditions with the
exception of the last one, i.e. as in 'if cond1; or cond2:

A.3 PDU specification

A.3.1 General principles
A.3.1.1 ASN.1 sections
The RRC PDU contents are formally and completely described using abstract syntax notation (ASN.1), see X.680 [13],
X.681 (02/2002) [14].

The complete ASN.1 code is divided into a number of ASN.1 sections in the specifications. In order to facilitate the
extraction of the complete ASN.1 code from the specification, each ASN.1 section begins with a text paragraph
consisting entirely of an ASN.1 start tag, which consists of a double hyphen followed by a single space and the text
string "ASN1START" (in all upper case letters). Each ASN.1 section ends with a text paragraph consisting entirely of
an ASN.1 stop tag, which consists of a double hyphen followed by a single space and the text "ASN1STOP" (in all
upper case letters):
-- ASN1START

-- ASN1STOP

The text paragraphs containing the ASN.1 start and stop tags should not contain any ASN.1 code significant for the
complete description of the RRC PDU contents. The complete ASN.1 code may be extracted by copying all the text
paragraphs between an ASN.1 start tag and the following ASN.1 stop tag in the order they appear, throughout the
specification.

NOTE: A typical procedure for extraction of the complete ASN.1 code consists of a first step where the entire
RRC PDU contents description (ultimately the entire specification) is saved into a plain text (ASCII) file
format, followed by a second step where the actual extraction takes place, based on the occurrence of the
ASN.1 start and stop tags.

A.3.1.2 ASN.1 identifier naming conventions

The naming of identifiers (i.e., the ASN.1 field and type identifiers) should be based on the following guidelines:

- Message (PDU) identifiers should be ordinary mixed case without hyphenation. These identifiers, e.g., the
RRCConnectionModificationCommand, should be used for reference in the procedure text. Abbreviated forms of
these identifiers should not be used.

- Type identifiers other than PDU identifiers should be ordinary mixed case, with hyphenation used to set off
acronyms only where an adjacent letter is a capital, e.g., EstablishmentCause, SelectedPLMN (not Selected-
PLMN, since the "d" in "Selected" is lowercase), InitialUE-Identity and MeasSFN-SFN-TimeDifference.

- Field identifiers shall start with a lowercase letter and use mixed case thereafter, e.g., establishmentCause. If a
field identifier begins with an acronym (which would normally be in upper case), the entire acronym is
lowercase (plmn-Identity, not pLMN-Identity). The acronym is set off with a hyphen (ue-Identity, not ueIdentity),
in order to facilitate a consistent search pattern with corresponding type identifiers.

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- Identifiers that are likely to be keywords of some language, especially widely used languages, such as C++ or
Java, should be avoided to the extent possible.

- Identifiers, other than PDU identifiers, longer than 25 characters should be avoided where possible. It is
recommended to use abbreviations, which should be done in a consistent manner i.e. use 'Meas' instead of
'Measurement' for all occurrences. Examples of typical abbreviations are given in table A.3.1.2.1-1 below.

- For future extension: When an extension is introduced a suffix is added to the identifier of the concerned ASN.1
field and/ or type. A suffix of the form "-rX" is used, with X indicating the release, for ASN.1 fields or types
introduced in a later release (i.e. a release later than the original/ first release of the protocol) as well as for
ASN.1 fields or types for which a revision is introduced in a later release replacing a previous version, e.g., Foo-
r9 for the Rel-9 version of the ASN.1 type Foo. A suffix of the form "-vXYZ" is used for ASN.1 fields or types
that only are an extension of a corresponding earlier field or type (see sub-clause A.4), e.g., AnElement-v10b0
for the extension of the ASN.1 type AnElement introduced in version 10.11.0 of the specification. A number
0...9, 10, 11, etc. is used to represent the first part of the version number, indicating the release of the protocol.
Lower case letters a, b, c, etc. are used to represent the second (and third) part of the version number if they are
greater than 9. In the procedural specification, in field descriptions as well as in headings suffices are not used,
unless there is a clear need to distinguish the extension from the original field.

- More generally, in case there is a need to distinguish different variants of an ASN.1 field or IE, a suffix should
be added at the end of the identifiers e.g. MeasObjectUTRA, ConfigCommon. When there is no particular need to
distinguish the fields (e.g. because the field is included in different IEs), a common field identifier name may be
used. This may be attractive e.g. in case the procedural specification is the same for the different variants.

Table A.3.1.2-1: Examples of typical abbreviations used in ASN.1 identifiers

Abbreviation Abbreviated word

Conf Confirmation
Config Configuration
DL Downlink
Ext Extension
Freq Frequency
Id Identity
Ind Indication
Info Information
Meas Measurement
Neigh Neighbour(ing)
Param(s) Parameter(s)
Persist Persistent
Phys Physical
Proc Process
Reestab Reestablishment
Req Request
Sched Scheduling
Thresh Threshold
Transm Transmission
UL Uplink

NOTE: The table A.3.1.2.1-1 is not exhaustive. Additional abbreviations may be used in ASN.1 identifiers when
needed.

A.3.1.3 Text references using ASN.1 identifiers

A text reference into the RRC PDU contents description from other parts of the specification is made using the ASN.1
field or type identifier of the referenced element. The ASN.1 field and type identifiers used in text references should be

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in the italic font style. The "do not check spelling and grammar" attribute in Word should be set. Quotation marks (i.e.,
" ") should not be used around the ASN.1 field or type identifier.

A reference to an RRC PDU type should be made using the corresponding ASN.1 type identifier followed by the word
"message", e.g., a reference to the RRCConnectionRelease message.

A reference to a specific part of an RRC PDU, or to a specific part of any other ASN.1 type, should be made using the
corresponding ASN.1 field identifier followed by the word "field", e.g., a reference to the prioritisedBitRate field in the
example below.
-- /example/ ASN1START

LogicalChannelConfig ::= SEQUENCE {

ul-SpecificParameters SEQUENCE {

priority Priority,

prioritisedBitRate PrioritisedBitRate,

bucketSizeDuration BucketSizeDuration,

logicalChannelGroup INTEGER (0..3)

} OPTIONAL

-- ASN1STOP

NOTE: All the ASN.1 start tags in the ASN.1 sections, used as examples in this annex to the specification, are
deliberately distorted, in order not to include them when the ASN.1 description of the RRC PDU contents
is extracted from the specification.

A reference to a specific type of information element should be made using the corresponding ASN.1 type identifier
preceded by the acronym "IE", e.g., a reference to the IE LogicalChannelConfig in the example above.

References to a specific type of information element should only be used when those are generic, i.e., without regard to
the particular context wherein the specific type of information element is used. If the reference is related to a particular
context, e.g., an RRC PDU type (message) wherein the information element is used, the corresponding field identifier in
that context should be used in the text reference.

A reference to a specific value of an ASN.1 field should be made using the corresponding ASN.1 value without using
quotation marks around the ASN.1 value, e.g., 'if the status field is set to value true'.

A.3.2 High-level message structure

Within each logical channel type, the associated RRC PDU (message) types are alternatives within a CHOICE, as
shown in the example below.
-- /example/ ASN1START

DL-DCCH-Message ::= SEQUENCE {

message DL-DCCH-MessageType

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DL-DCCH-MessageType ::= CHOICE {

c1 CHOICE {

dlInformationTransfer DLInformationTransfer,

handoverFromEUTRAPreparationRequest HandoverFromEUTRAPreparationRequest,

mobilityFromEUTRACommand MobilityFromEUTRACommand,

rrcConnectionReconfiguration RRCConnectionReconfiguration,

rrcConnectionRelease RRCConnectionRelease,

securityModeCommand SecurityModeCommand,

ueCapabilityEnquiry UECapabilityEnquiry,

spare1 NULL

},

messageClassExtension SEQUENCE {}

-- ASN1STOP

A nested two-level CHOICE structure is used, where the alternative PDU types are alternatives within the inner level c1
CHOICE.

Spare alternatives (i.e., spare1 in this case) may be included within the c1 CHOICE to facilitate future extension. The
number of such spare alternatives should not extend the total number of alternatives beyond an integer-power-of-two
number of alternatives (i.e., eight in this case).

Further extension of the number of alternative PDU types is facilitated using the messageClassExtension alternative in
the outer level CHOICE.

A.3.3 Message definition

Each PDU (message) type is specified in an ASN.1 section similar to the one shown in the example below.
-- /example/ ASN1START

RRCConnectionReconfiguration ::= SEQUENCE {

rrc-TransactionIdentifier RRC-TransactionIdentifier,

criticalExtensions CHOICE {

c1 CHOICE{

rrcConnectionReconfiguration-r8 RRCConnectionReconfiguration-r8-IEs,

spare3 NULL, spare2 NULL, spare1 NULL

},

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criticalExtensionsFuture SEQUENCE {}

RRCConnectionReconfiguration-r8-IEs ::= SEQUENCE {

-- Enter the IEs here.

...

-- ASN1STOP

Hooks for critical and non-critical extension should normally be included in the PDU type specification. How these
hooks are used is further described in sub-clause A.4.

Critical extensions are characterised by a redefinition of the PDU contents and need to be governed by a mechanism for
protocol version agreement between the encoder and the decoder of the PDU, such that the encoder is prevented from
sending a critically extended version of the PDU type, which is not comprehended by the decoder.

Critical extension of a PDU type is facilitated by a two-level CHOICE structure, where the alternative PDU contents are
alternatives within the inner level c1 CHOICE. Spare alternatives (i.e., spare3 down to spare1 in this case) may be
included within the c1 CHOICE. The number of spare alternatives to be included in the original PDU specification
should be decided case by case, based on the expected rate of critical extension in the future releases of the protocol.

Further critical extension, when the spare alternatives from the original specifications are used up, is facilitated using
the criticalExtensionsFuture in the outer level CHOICE.

In PDU types where critical extension is not expected in the future releases of the protocol, the inner level c1 CHOICE
and the spare alternatives may be excluded, as shown in the example below.
-- /example/ ASN1START

RRCConnectionReconfigurationComplete ::= SEQUENCE {

rrc-TransactionIdentifier RRC-TransactionIdentifier,

criticalExtensions CHOICE {

rrcConnectionReconfigurationComplete-r8

RRCConnectionReconfigurationComplete-r8-IEs,

criticalExtensionsFuture SEQUENCE {}

RRCConnectionReconfigurationComplete-r8-IEs ::= SEQUENCE {

-- Enter the IEs here. -- -- Cond condTag

...

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-- ASN1STOP

Non-critical extensions are characterised by the addition of new information to the original specification of the PDU
type. If not comprehended, a non-critical extension may be skipped by the decoder, whilst the decoder is still able to
complete the decoding of the comprehended parts of the PDU contents.

Non-critical extensions at locations other than the end of the message or other than at the end of a field contained in a
BIT or OCTET STRING are facilitated by use of the ASN.1 extension marker "...". The original specification of a PDU
type should normally include the extension marker at the end of the sequence of information elements contained.

Non-critical extensions at the end of the message or at the end of a field that is contained in a BIT or OCTET STRING
are facilitated by use of an empty sequence that is marked OPTIONAL e.g. as shown in the following example:
-- /example/ ASN1START

RRCMessage-r8-IEs ::= SEQUENCE {

field1 InformationElement1,

field2 InformationElement2,

nonCriticalExtension SEQUENCE {} OPTIONAL -- Need OP

-- ASN1STOP

The ASN.1 section specifying the contents of a PDU type may be followed by a field description table where a further
description of, e.g., the semantic properties of the fields may be included. The general format of this table is shown in
the example below. The field description table is absent in case there are no fields for which further description needs to
be provided e.g. because the PDU does not include any fields, or because an IE is defined for each field while there is
nothing specific regarding the use of this IE that needs to be specified.

%PDU-TypeIdentifier% field descriptions

%field identifier%
Field description.
%field identifier%
Field description.

The field description table has one column. The header row shall contain the ASN.1 type identifier of the PDU type.

The following rows are used to provide field descriptions. Each row shall include a first paragraph with a field identifier
(in bold and italic font style) referring to the part of the PDU to which it applies. The following paragraphs at the same
row may include (in regular font style), e.g., semantic description, references to other specifications and/ or
specification of value units, which are relevant for the particular part of the PDU.

The parts of the PDU contents that do not require a field description shall be omitted from the field description table.

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A.3.4 Information elements

Each IE (information element) type is specified in an ASN.1 section similar to the one shown in the example below.
-- /example/ ASN1START

PRACH-ConfigSIB ::= SEQUENCE {

rootSequenceIndex INTEGER (0..1023),

prach-ConfigInfo PRACH-ConfigInfo

PRACH-Config ::= SEQUENCE {

rootSequenceIndex INTEGER (0..1023),

prach-ConfigInfo PRACH-ConfigInfo OPTIONAL -- Need ON

PRACH-ConfigInfo ::= SEQUENCE {

prach-ConfigIndex ENUMERATED {ffs},

highSpeedFlag ENUMERATED {ffs},

zeroCorrelationZoneConfig ENUMERATED {ffs}

-- ASN1STOP

IEs should be introduced whenever there are multiple fields for which the same set of values apply. IEs may also be
defined for other reasons e.g. to break down a ASN.1 definition in to smaller pieces.

A group of closely related IE type definitions, like the IEs PRACH-ConfigSIB and PRACH-Config in this example, are
preferably placed together in a common ASN.1 section. The IE type identifiers should in this case have a common base,
defined as the generic type identifier. It may be complemented by a suffix to distinguish the different variants. The
"PRACH-Config" is the generic type identifier in this example, and the "SIB" suffix is added to distinguish the variant.
The sub-clause heading and generic references to a group of closely related IEs defined in this way should use the
generic type identifier.

The same principle should apply if a new version, or an extension version, of an existing IE is created for critical or
non-critical extension of the protocol (see sub-clause A.4). The new version, or the extension version, of the IE is
included in the same ASN.1 section defining the original. A suffix is added to the type identifier, using the naming
conventions defined in sub-clause A.3.1.2, indicating the release or version of the where the new version, or extension
version, was introduced.

Local IE type definitions, like the IE PRACH-ConfigInfo in the example above, may be included in the ASN.1 section
and be referenced in the other IE types defined in the same ASN.1 section. The use of locally defined IE types should
be encouraged, as a tool to break up large and complex IE type definitions. It can improve the readability of the code.

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There may also be a benefit for the software implementation of the protocol end-points, as these IE types are typically
provided by the ASN.1 compiler as independent data elements, to be used in the software implementation.

An IE type defined in a local context, like the IE PRACH-ConfigInfo, should not be referenced directly from other
ASN.1 sections in the RRC specification. An IE type which is referenced in more than one ASN.1 section should be
defined in a separate sub-clause, with a separate heading and a separate ASN.1 section (possibly as one in a set of
closely related IE types, like the IEs PRACH-ConfigSIB and PRACH-Config in the example above). Such IE types are
also referred to as 'global IEs'.

NOTE: Referring to an IE type, that is defined as a local IE type in the context of another ASN.1 section, does not
generate an ASN.1 compilation error. Nevertheless, using a locally defined IE type in that way makes the
IE type definition difficult to find, as it would not be visible at an outline level of the specification. It
should be avoided.

The ASN.1 section specifying the contents of one or more IE types, like in the example above, may be followed by a
field description table, where a further description of, e.g., the semantic properties of the fields of the information
elements may be included. This table may be absent, similar as indicated in sub-clause A.3.3 for the specification of the
PDU type. The general format of the field description table is the same as shown in sub-clause A.3.3 for the
specification of the PDU type.

A.3.5 Fields with optional presence

A field with optional presence may be declared with the keyword DEFAULT. It identifies a default value to be
assumed, if the sender does not include a value for that field in the encoding:
-- /example/ ASN1START

PreambleInfo ::= SEQUENCE {

numberOfRA-Preambles INTEGER (1..64) DEFAULT 1,

...

-- ASN1STOP

Alternatively, a field with optional presence may be declared with the keyword OPTIONAL. It identifies a field for
which a value can be omitted. The omission carries semantics, which is different from any normal value of the field:
-- /example/ ASN1START

PRACH-Config ::= SEQUENCE {

rootSequenceIndex INTEGER (0..1023),

prach-ConfigInfo PRACH-ConfigInfo OPTIONAL -- Need ON

-- ASN1STOP

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The semantics of an optionally present field, in the case it is omitted, should be indicated at the end of the paragraph
including the keyword OPTIONAL, using a short comment text with a need statement. The need statement includes the
keyword "Need", followed by one of the predefined semantics tags (OP, ON or OR) defined in sub-clause 6.1. If the
semantics tag OP is used, the semantics of the absent field are further specified either in the field description table
following the ASN.1 section, or in procedure text.

A.3.6 Fields with conditional presence

A field with conditional presence is declared with the keyword OPTIONAL. In addition, a short comment text shall be
included at the end of the paragraph including the keyword OPTIONAL. The comment text includes the keyword
"Cond", followed by a condition tag associated with the field ("UL" in this example):
-- /example/ ASN1START

LogicalChannelConfig ::= SEQUENCE {

ul-SpecificParameters SEQUENCE {

priority INTEGER (0),

...

} OPTIONAL -- Cond UL

-- ASN1STOP

When conditionally present fields are included in an ASN.1 section, the field description table after the ASN.1 section
shall be followed by a conditional presence table. The conditional presence table specifies the conditions for including
the fields with conditional presence in the particular ASN.1 section.

Conditional presence Explanation

UL Specification of the conditions for including the field associated with the condition
tag = "UL". Semantics in case of optional presence under certain conditions may
also be specified.

The conditional presence table has two columns. The first column (heading: "Conditional presence") contains the
condition tag (in italic font style), which links the fields with a condition tag in the ASN.1 section to an entry in the
table. The second column (heading: "Explanation") contains a text specification of the conditions and requirements for
the presence of the field. The second column may also include semantics, in case of an optional presence of the field,
under certain conditions i.e. using the same predefined tags as defined for optional fields in A.3.5.

Conditional presence should primarily be used when presence of a field despends on the presence and/ or value of other
fields within the same message. If the presence of a field depends on whether another feature/ function has been
configured, while this function can be configured indepedently e.g. by another message and/ or at another point in time,
the relation is best reflected by means of a statement in the field description table.

If the ASN.1 section does not include any fields with conditional presence, the conditional presence table shall not be
included.

Whenever a field is only applicable in specific cases e.g. TDD, use of conditional presence should be considered.

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A.3.7 Guidelines on use of lists with elements of SEQUENCE type

Where an information element has the form of a list (the SEQUENCE OF construct in ASN.1) with the type of the list
elements being a SEQUENCE data type, an information element shall be defined for the list elements even if it would
not otherwise be needed.

For example, a list of PLMN identities with reservation flags is defined as in the following example:
-- /example/ ASN1START

PLMN-IdentityInfoList ::= SEQUENCE (SIZE (1..6)) OF PLMN-IdentityInfo

PLMN-IdentityInfo ::= SEQUENCE {

plmn-Identity PLMN-Identity,

cellReservedForOperatorUse ENUMERATED {reserved, notReserved}

-- ASN1STOP

rather than as in the following (bad) example, which may cause generated code to contain types with unpredictable
names:
-- /bad example/ ASN1START

PLMN-IdentityList ::= SEQUENCE (SIZE (1..6)) OF SEQUENCE {

plmn-Identity PLMN-Identity,

cellReservedForOperatorUse ENUMERATED {reserved, notReserved}

-- ASN1STOP

A.4 Extension of the PDU specifications

A.4.1 General principles to ensure compatibility
It is essential that extension of the protocol does not affect interoperability i.e. it is essential that implementations based
on different versions of the RRC protocol are able to interoperate. In particular, this requirement applies for the
following kind of protocol extensions:

- Introduction of new PDU types (i.e. these should not cause unexpected behaviour or damage).

- Introduction of additional fields in an extensible PDUs (i.e. it should be possible to ignore uncomprehended
extensions without affecting the handling of the other parts of the message).

- Introduction of additional values of an extensible field of PDUs. If used, the behaviour upon reception of an
uncomprehended value should be defined.

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It should be noted that the PDU extension mechanism may depend on the logical channel used to transfer the message
e.g. for some PDUs an implementation may be aware of the protocol version of the peer in which case selective
ignoring of extensions may not be required.

The non-critical extension mechanism is the primary mechanism for introducing protocol extensions i.e. the critical
extension mechanism is used merely when there is a need to introduce a 'clean' message version. Such a need appears
when the last message version includes a large number of non-critical extensions, which results in issues like
readability, overhead associated with the extension markers. The critical extension mechanism may also be considered
when it is complicated to accommodate the extensions by means of non-critical extension mechanisms.

A.4.2 Critical extension of messages

The mechanisms to critically extend a message are defined in A.3.3. There are both "outer branch" and "inner branch"
mechanisms available. The "outer branch" consists of a CHOICE having the name criticalExtensions, with two values,
c1 and criticalExtensionsFuture. The criticalExtensionsFuture branch consists of an empty SEQUENCE, while the c1
branch contains the "inner branch" mechanism.

The "inner branch" structure is a CHOICE with values of the form "MessageName-rX-IEs" (e.g.,
"RRCConnectionReconfiguration-r8-IEs") or "spareX", with the spare values having type NULL. The "-rX-IEs"
structures contain the complete structure of the message IEs for the appropriate release; i.e., the critical extension
branch for the Rel-10 version of a message includes all Rel-8 and Rel-9 fields (that are not obviated in the later
version), rather than containing only the additional Rel-10 fields.

The following guidelines may be used when deciding which mechanism to introduce for a particular message, i.e. only
an 'outer branch', or an 'outer branch' in combination with an 'inner branch' including a certain number of spares:

- For certain messages, e.g. initial uplink messages, messages transmitted on a broadcast channel, critical
extension may not be applicable.

- An outer branch may be sufficient for messages not including any fields.

- The number of spares within inner branch should reflect the likelihood that the message will be critically
extended in future releases (since each release with a critical extension for the message consumes one of the
spare values). The estimation of the critical extension likelyhood may be based on the number, size and
changeability of the fields included in the message.

- In messages where an inner branch extension mechanism is available, all spare values of the inner branch should
be used before any critical extensions are added using the outer branch.

The following example illustrates the use of the critical extension mechanism by showing the ASN.1 of the original and
of a later release
-- /example/ ASN1START -- Original release

RRCMessage ::= SEQUENCE {

rrc-TransactionIdentifier RRC-TransactionIdentifier,

criticalExtensions CHOICE {

c1 CHOICE{

rrcMessage-r8 RRCMessage-r8-IEs,

spare3 NULL, spare2 NULL, spare1 NULL

},

criticalExtensionsFuture SEQUENCE {}

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-- ASN1STOP

-- /example/ ASN1START -- Later release

RRCMessage ::= SEQUENCE {

rrc-TransactionIdentifier RRC-TransactionIdentifier,

criticalExtensions CHOICE {

c1 CHOICE{

rrcMessage-r8 RRCMessage-r8-IEs,

rrcMessage-r10 RRCMessage-r10-IEs,

rrcMessage-r11 RRCMessage-r11-IEs,

rrcMessage-r14 RRCMessage-r14-IEs

},

later CHOICE {

c2 CHOICE{

rrcMessage-r16 RRCMessage-r16-IEs,

spare7 NULL, spare6 NULL, spare5 NULL, spare4 NULL,

spare3 NULL, spare2 NULL, spare1 NULL

},

criticalExtensionsFuture SEQUENCE {}

-- ASN1STOP

A.4.3 Non-critical extension of messages

A.4.3.1 General principles
The mechanisms to extend a message in a non-critical manner are defined in A.3.3. W.r.t. the use of extension markers,
the following additional guidelines apply:

- When further non-critical extensions are added to a message that has been critically extended, the inclusion of
these non-critical extensions in earlier critical branches of the message should be avoided when possible.

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- The extension marker ("…") is the primary non-critical extension mechanism that is used unless a length
determinant is not required. Examples of cases where a length determinant is not required:

- at the end of a message,

- at the end of a structure contained in a BIT STRING or OCTET STRING

- When an extension marker is available, non-critical extensions are preferably placed at the location (e.g. the IE)
where the concerned parameter belongs from a logical/ functional perspective (referred to as the 'default
extension location')

- It is desirable to aggregate extensions of the same release or version of the specification into a group, which
should be placed at the lowest possible level.

- In specific cases it may be preferrable to place extensions elsewhere (referred to as the 'actual extension
location') e.g. when it is possible to aggregate several extensions in a group. In such a case, the group should be
placed at the lowest suitable level in the message. <TBD: ref to seperate example>

- In case placement at the default extension location affects earlier critical branches of the message, locating the
extension at a following higher level in the message should be considered.

- In case an extension is not placed at the default extension location, an IE should be defined. The IE's ASN.1
definition should be placed in the same ASN.1 section as the default extension location. In case there are
intermediate levels in-between the actual and the default extension location, an IE may be defined for each level.
Intermediate levels are primarily introduced for readability and overview. Hence intermediate levels need not
allways be introduced e.g. they may not be needed when the default and the actual extension location are within
the same ASN.1 section. <TBD: ref to seperate example>

A.4.3.2 Further guidelines

Further to the general principles defined in the previous section, the following additional guidelines apply regarding the
use of extension markers:

- Extension markers within SEQUENCE

- Extension markers are primarily, but not exclusively, introduced at the higher nesting levels

- Extension markers are introduced for a SEQUENCE comprising several fields as well as for information
elements whose extension would result in complex structures without it (e.g. re-introducing another list)

- Extension markers are introduced to make it possible to maintain important information structures e.g.
parameters relevant for one particular RAT

- Extension markers are also used for size critical messages (i.e. messages on BCCH, PCCH and CCCH),
although introduced somewhat more carefully

- The extension fields introduced (or frozen) in a specific version of the specification are grouped together
using double brackets.

- Extension markers within ENUMERATED

- Spare values are used until the number of values reaches the next power of 2, while the extension marker
caters for extension beyond that limit

- A suffix of the form "vXYZ" is used for the identifier of each new value, e.g. "value-vXYZ".

- Extension markers within CHOICE:

- Extension markers are introduced when extension is foreseen and when comprehension is not required by the
receiver i.e. behaviour is defined for the case where the receiver cannot comprehend the extended value (e.g.

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ignoring an optional CHOICE field). It should be noted that defining the behaviour of a receiver upon
receiving a not comprehended choice value is not required if the sender is aware whether or not the receiver
supports the extended value.

- A suffix of the form "vXYZ" is used for the identifier of each new choice value, e.g. "choice-vXYZ".

Non-critical extensions at the end of a message/ of a field contained in an OCTET or BIT STRING:

- When a nonCriticalExtension is actually used, a "Need" statement is not provided for the field, which always is a
group including at least one extension and a field facilitating further possible extensions.

Further, more general, guidelines:

- In case a need statement is not provided for a group, a "Need" statement is provided for all individual extension
fields within the group i.e. including for fields that are not marked as OPTIONAL. The latter is to clarify the
action upon absence of the whole group.

A.4.3.3 Typical example of evolution of IE with local extensions

The following example illustrates the use of the extension marker for a number of elementary cases (sequence,
enumerated, choice). The example also illustrates how the IE may be revised in case the critical extension mechanism is
used.

NOTE In case there is a need to support further extensions of release n while the ASN.1 of release (n+1) has
been frozen, without requiring the release n receiver to support decoding of release (n+1) extensions,
more advanced mechanisms are needed e.g. including multiple extension markers.
-- /example/ ASN1START

InformationElement1 ::= SEQUENCE {

field1 ENUMERATED {

value1, value2, value3, value4-v880,

..., value5-v960 },

field2 CHOICE {

field2a BOOLEAN,

field2b InformationElement2b,

...,

field2c-v960 InformationElement2c-r9

},

...,

[[ field3-r9 InformationElement3-r9 OPTIONAL -- Need OR

]],

[[ field3-v9a0 InformationElement3-v9a0 OPTIONAL, -- Need OR

field4-r9 InformationElement4 OPTIONAL -- Need OR

]]

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InformationElement1-r10 ::= SEQUENCE {

field1 ENUMERATED {

value1, value2, value3, value4-v880,

value5-v960, value6-v1170, spare2, spare1, ... },

field2 CHOICE {

field2a BOOLEAN,

field2b InformationElement2b,

field2c-v960 InformationElement2c-r9,

...,

field2d-v12b0 INTEGER (0..63)

},

field3-r9 InformationElement3-r10 OPTIONAL, -- Need OR

field4-r9 InformationElement4 OPTIONAL, -- Need OR

field5-r10 BOOLEAN,

field6-r10 InformationElement6-r10 OPTIONAL, -- Need OR

...,

[[ field3-v1170 InformationElement3-v1170 OPTIONAL -- Need OR

]]

-- ASN1STOP

Some remarks regarding the extensions of InformationElement1 as shown in the above example:

– The InformationElement1 is initially extended with a number of non-critical extensions. In release 10 however, a
critical extension is introduced for the message using this IE. Consequently, a new version of the IE
InformationElement1 (i.e. InformationElement1-r10) is defined in which the earlier non-critical extensions are
incorporated by means of a revision of the original field.

– The value4-v880 is replacing a spare value defined in the original protocol version for field1. Likewise value6-
v1170 replaces spare3 that was originally defined in the r10 version of field1

– Within the critically extended release 10 version of InformationElement1, the names of the original fields/ IEs
are not changed, unless there is a real need to distinguish them from other fields/ IEs. E.g. the field1 and
InformationElement4 were defined in the original protocol version (release 8) and hence not tagged. Moreover,
the field3-r9 is introduced in release 9 and not re-tagged; although, the InformationElement3 is also critically
extended and therefore tagged InformationElement3-r10 in the release 10 version of InformationElement1.

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A.4.3.4 Typical examples of non critical extension at the end of a message

The following example illustrates the use of non-critical extensions at the end of the message or at the end of a field that
is contained in a BIT or OCTET STRING i.e. when an empty sequence is used.
-- /example/ ASN1START

RRCMessage-r8-IEs ::= SEQUENCE {

field1 InformationElement1,

field2 InformationElement2,

field3 InformationElement3 OPTIONAL, -- Need ON

nonCriticalExtension RRCMessage-v860-IEs OPTIONAL

RRCMessage-v860-IEs ::= SEQUENCE {

field4-v860 InformationElement4 OPTIONAL, -- Need OP

field5-v860 BOOLEAN OPTIONAL, -- Cond C54

nonCriticalExtension RRCMessage-v940-IEs

RRCMessage-v940-IEs ::= SEQUENCE {

field6-v940 InformationElement6-r9 OPTIONAL, -- Need OR

nonCriticalExtensions SEQUENCE {} OPTIONAL -- Need OP

-- ASN1STOP

Some remarks regarding the extensions shown in the above example:

– The InformationElement4 is introduced in the original version of the protocol (release 8) and hence no suffix is
used.

A.4.3.5 Examples of non-critical extensions not placed at the default extension

location
The following example illustrates the use of non-critical extensions in case an extension is not placed at the default
extension location.

– ParentIE-WithEM
The IE ParentIE-WithEM is an example of a high level IE including the extension marker (EM). The root encoding of
this IE includes two lower level IEs ChildIE1-WithoutEM and ChildIE2-WithoutEM which not include the extension
marker. Consequently, non-critical extensions of the Child-IEs have to be included at the level of the Parent-IE.

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The example illustrates how the two extension IEs ChildIE1-WithoutEM-vNx0 and ChildIE2-WithoutEM-vNx0 (both in
release N) are used to connect non-critical extensions with a default extension location in the lower level IEs to the
actual extension location in this IE.

ParentIE-WithEM information element

-- /example/ ASN1START

ParentIE-WithEM ::= SEQUENCE {

-- Root encoding, including:

childIE1-WithoutEM ChildIE1-WithoutEM OPTIONAL, -- Need ON

childIE2-WithoutEM ChildIE2-WithoutEM OPTIONAL, -- Need ON

...,

[[ childIE1-WithoutEM-vNx0 ChildIE1-WithoutEM-vNx0 OPTIONAL, -- Need ON

childIE2-WithoutEM-vNx0 ChildIE2-WithoutEM-vNx0 OPTIONAL -- Need ON

]]

-- ASN1STOP

Some remarks regarding the extensions shown in the above example:

– The fields childIEx-WithoutEM-vNx0 may not really need to be optional (depends on what is defined at the next
lower level).

– In general, especially when there are several nesting levels, fields should be marked as optional only when there
is a clear reason.

– ChildIE1-WithoutEM
The IE ChildIE1-WithoutEM is an example of a lower level IE, used to control certain radio configurations including a
configurable feature which can be setup or released using the local IE ChIE1-ConfigurableFeature. The example
illustrates how the new field chIE1-NewField is added in release N to the configuration of the configurable feature. The
example is based on the following assumptions:

– when initially configuring as well as when modifying the new field, the original fields of the configurable feature
have to be provided also i.e. as if the extended ones were present within the setup branch of this feature.

– when the configurable feature is released, the new field should be released also.

– when omitting the original fields of the configurable feature the UE continues using the existing values (which is
used to optimise the signalling for features that typically continue unchanged upon handover).

– when omitting the new field of the configurable feature the UE releases the existing values and discontinues the
associated functionality (which may be used to support release of unsupported functionality upon handover to an
eNB supporting an earlier protocol version).

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The above assumptions, which affect the use of conditions and need codes, may not always apply. Hence, the example
should not be re-used blindly.

ChildIE1-WithoutEM information elements

-- /example/ ASN1START

ChildIE1-WithoutEM ::= SEQUENCE {

-- Root encoding, including:

chIE1-ConfigurableFeature ChIE1-ConfigurableFeature OPTIONAL -- Need ON

ChildIE1-WithoutEM-vNx0 ::= SEQUENCE {

chIE1-ConfigurableFeature-vNx0 ChIE1-ConfigurableFeature-vNx0 OPTIONAL -- Cond ConfigF

ChIE1-ConfigurableFeature ::= CHOICE {

release NULL,

setup SEQUENCE {

-- Root encoding

ChIE1-ConfigurableFeature-vNx0 ::= SEQUENCE {

chIE1-NewField-rN INTEGER (0..31)

-- ASN1STOP

Conditional presence Explanation

ConfigF The field is optional present, need OR, in case of chIE1-ConfigurableFeature is included
and set to "setup"; otherwise the field is not present and the UE shall delete any existing
value for this field.

– ChildIE2-WithoutEM
The IE ChildIE2-WithoutEM is an example of a lower level IE, typically used to control certain radio configurations.
The example illustrates how the new field chIE1-NewField is added in release N to the configuration of the
configurable feature.

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ChildIE2-WithoutEM information element

-- /example/ ASN1START

ChildIE2-WithoutEM ::= CHOICE {

release NULL,

setup SEQUENCE {

-- Root encoding

ChildIE2-WithoutEM-vNx0 ::= SEQUENCE {

chIE2-NewField-rN INTEGER (0..31) OPTIONAL -- Cond ConfigF

-- ASN1STOP

Conditional presence Explanation

ConfigF The field is optional present, need OR, in case of chIE2-ConfigurableFeature is included
and set to "setup"; otherwise the field is not present and the UE shall delete any existing
value for this field.

A.5 Guidelines regarding inclusion of transaction identifiers in

RRC messages
The following rules provide guidance on which messages should include a Transaction identifier

1: DL messages on CCCH that move UE to RRC-Idle should not include the RRC transaction identifier.

2: All network initiated DL messages by default should include the RRC transaction identifier.

3: All UL messages that are direct response to a DL message with an RRC Transaction identifier should include the
RRC Transaction identifier.

4: All UL messages that require a direct DL response message should include an RRC transaction identifier.

5: All UL messages that are not in response to a DL message nor require a corresponding response from the
network should not include the RRC Transaction identifier.

A.6 Protection of RRC messages (informative)

The following list provides information which messages can be sent (unprotected) prior to security activation and which
messages can be sent unprotected after security activation.

P…Messages that can be sent (unprotected) prior to security activation

A - I…Messages that can be sent without integrity protection after security activation

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A - C…Messages that can be sent unciphered after security activation

NA… Message can never be sent after security activation

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Message P A-I A-C Comment

CSFBParametersRequestCDMA20 + - -
00
CSFBParametersResponseCDMA + - -
2000
CounterCheck - - -
CounterCheckResponse - - -
DLInformationTransfer + - -
HandoverFromEUTRAPreparation - - -
Request (CDMA2000)
InDeviceCoexIndication - - -
InterFreqRSTDMeasurementIndica - - -
tion
LoggedMeasurementsConfiguratio - - -
n
MasterInformationBlock + + +
MBMSCountingRequest + + +
MBMSCountingResponse - - -
MBMSInterestIndication + - -
MBSFNAreaConfiguration + + +
MeasurementReport + - - Justification for case “P”: RAN2 agreed that
measurement configuration may be sent
prior to security activation
MobilityFromEUTRACommand - - -
Paging + + +
ProximityIndication - - -
RNReconfiguration - - -
RNReconfigurationComplete - - -
RRCConnectionReconfiguration + - - The message shall not be sent unprotected
before security activation if it is used to
perform handover or to establish SRB2 and
DRBs
RRCConnectionReconfigurationCo + - - Unprotected, if sent as response to
mplete RRCConnectionReconfiguration which was
sent before security activation
RRCConnectionReestablishment - + + This message is not protected by PDCP
operation.
RRCConnectionReestablishmentC - - -
omplete
RRCConnectionReestablishmentR - + + One reason to send this may be that the
eject security context has been lost, therefore
sent as unprotected.
RRCConnectionReestablishmentR - - + This message is not protected by PDCP
equest operation. However a short MAC-I is
included.
RRCConnectionReject + NA NA
RRCConnectionRelease + - - Justification for P: If the RRC connection
only for signalling not requiring DRBs or
ciphered messages, or the signalling
connection has to be released prematurely,
this message is sent as unprotected.
RRCConnectionRequest + NA NA
RRCConnectionSetup + NA NA
RRCConnectionSetupComplete + NA NA
SecurityModeCommand + NA NA Integrity protection applied, but no
ciphering (integrity verification done after
the message received by RRC)

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Message P A-I A-C Comment

SecurityModeComplete - NA NA Integrity protection applied, but no
ciphering. Ciphering is applied after
completing the procedure.
SecurityModeFailure + NA NA Neither integrity protection nor ciphering
applied.
SystemInformation + + +
SystemInformationBlockType1 + + +
UEAssistanceInformation - - -
UECapabilityEnquiry + - -
UECapabilityInformation + - -
UEInformationRequest - - -
UEInformationResponse - - -
ULHandoverPreparationTransfer - - - This message should follow
(CDMA2000) HandoverFromEUTRAPreparationRequest
ULInformationTransfer + - -

A.7 Miscellaneous
The following miscellaneous conventions should be used:

- References: Whenever another specification is referenced, the specification number and optionally the relevant
subclause, table or figure, should be indicated in addition to the pointer to the References section e.g. as follows:
'see TS 36.212 [22, 5.3.3.1.6]'.

Annex B (normative): Release 8 and 9 AS feature handling

B.1 Feature group indicators
This annex contains the definitions of the bits in fields featureGroupIndicators (in Table B.1-1) and
featureGroupIndRel9Add (in Table B.1-1a).

In this release of the protocol, the UE shall include the fields featureGroupIndicators in the IE UE-EUTRA-Capability
and featureGroupIndRel9Add in the IE UE-EUTRA-Capability-v9a0. All the functionalities defined within the field
featureGroupIndicators defined in Table B.1-1 or Table B.1-1a are mandatory for the UE, if the related capability
(frequency band, RAT, SR-VCC or Inter-RAT ANR) is also supported. For a specific indicator, if all functionalities for
a feature group listed in Table B.1-1 have been implemented and tested, the UE shall set the indicator as one (1), else
(i.e. if any one of the functionalities in a feature group listed in Table B.1-1 or Table B.1-1a, which have not been
implemented or tested), the UE shall set the indicator as zero (0).

The UE shall set all indicators that correspond to RATs not supported by the UE as zero (0).

The UE shall set all indicators, which do not have a definition in Table B.1-1 or Table B.1-1a, as zero (0).

If the optional fields featureGroupIndicators or featureGroupIndRel9Add are not included by a UE of a future release,
the network may assume that all features pertaining to the RATs supported by the UE, respectively listed in Table B.1-1
or Table B.1-1a and deployed in the network, have been implemented and tested by the UE.

In Table B.1-1, a 'VoLTE capable UE' corresponds to a UE which is IMS voice capable.

The indexing in Table B.1-1a starts from index 33, which is the leftmost bit in the field featureGroupIndRel9Add.

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Table B.1-1: Definitions of feature group indicators

Index of Definition Notes If indicated "Yes" the FDD/

indicator (description of the supported feature shall be TDD diff
(bit functionality, if indicator set to one) implemented and
number) successfully tested for
this version of the
specification
1 - Intra-subframe frequency hopping for Yes
(leftmost PUSCH scheduled by UL grant
bit) - DCI format 3a (TPC commands for
PUCCH and PUSCH with single bit
power adjustments)
- Aperiodic CQI/PMI/RI reporting on
PUSCH: Mode 2-0 – UE selected
subband CQI without PMI
- Aperiodic CQI/PMI/RI reporting on
PUSCH: Mode 2-2 – UE selected
subband CQI with multiple PMI
2 - Simultaneous CQI and ACK/NACK on Yes
PUCCH, i.e. PUCCH format 2a and 2b
- Absolute TPC command for PUSCH
- Resource allocation type 1 for PDSCH
- Periodic CQI/PMI/RI reporting on
PUCCH: Mode 2-0 – UE selected
subband CQI without PMI
- Periodic CQI/PMI/RI reporting on
PUCCH: Mode 2-1 – UE selected
subband CQI with single PMI
3 - 5bit RLC UM SN - can only be set to 1 if Yes, if UE supports No
the UE has set bit VoLTE
- 7bit PDCP SN number 7 to 1.

4 - Short DRX cycle - can only be set to 1 if Yes

the UE has set bit
number 5 to 1.

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5 - Long DRX cycle Yes No

- DRX command MAC control element
6 - Prioritised bit rate Yes No
7 - RLC UM - can only be set to 0 if Yes, if UE supports No
the UE does not VoLTE
support VoLTE
8 - EUTRA RRC_CONNECTED to UTRA - can only be set to 1 if Yes for FDD, if UE Yes
FDD or UTRA TDD CELL_DCH PS the UE has set bit supports UTRA FDD
handover, if the UE supports either only number 22 to 1
UTRAN FDD or only UTRAN TDD

- EUTRA RRC_CONNECTED to UTRA

FDD CELL_DCH PS handover, if the UE
supports both UTRAN FDD and UTRAN
TDD
9 - EUTRA RRC_CONNECTED to GERAN - related to SR-VCC Yes
GSM_Dedicated handover - can only be set to 1 if
the UE has set bit
number 23 to 1
10 - EUTRA RRC_CONNECTED to GERAN Yes
(Packet_) Idle by Cell Change Order
- EUTRA RRC_CONNECTED to GERAN
(Packet_) Idle by Cell Change Order with
NACC (Network Assisted Cell Change)
11 - EUTRA RRC_CONNECTED to - related to SR-VCC Yes
CDMA2000 1xRTT CS Active handover - can only be set to 1 if
the UE has sets bit
number 24 to 1
12 - EUTRA RRC_CONNECTED to - can only be set to 1 if Yes
CDMA2000 HRPD Active handover the UE has set bit
number 26 to 1
13 - Inter-frequency handover (within FDD - can only be set to 1 if Yes, unless UE only No
or TDD) the UE has set bit supports band 13
number 25 to 1
14 - Measurement reporting event: Event A4 Yes No
– Neighbour > threshold
- Measurement reporting event: Event A5
– Serving < threshold1 & Neighbour >
threshold2
15 - Measurement reporting event: Event B1 - can only be set to 1 if Yes for FDD, if UE Yes
– Neighbour > threshold for UTRAN FDD the UE has set at least supports only UTRAN
or UTRAN TDD, if the UE supports either one of the bit number FDD and does not
only UTRAN FDD or only UTRAN TDD 22, 23, 24, 26 or 39 to support UTRAN TDD or
and has set bit number 22 to 1 1. GERAN or 1xRTT or
- even if the UE sets HRPD
- Measurement reporting event: Event B1 bits 41, it shall still set
– Neighbour > threshold for UTRAN FDD bit 15 to 1 if
or UTRAN TDD, if the UE supports both measurement
UTRAN FDD and UTRAN TDD and has reporting event B1 is
set bit number 22 or 39 to 1, respectively tested for all RATs
supported by UE
- Measurement reporting event: Event B1
– Neighbour > threshold for GERAN,
1xRTT or HRPD, if the UE has set bit
number 23, 24 or 26 to 1, respectively
16 - Intra-frequency periodical measurement Yes No
reporting where triggerType is set to
periodical and purpose is set to
reportStrongestCells

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- Inter-frequency periodical measurement

reporting where triggerType is set to
periodical and purpose is set to
reportStrongestCells, if the UE has set bit
number 25 to 1

- Inter-RAT periodical measurement

reporting where triggerType is set to
periodical and purpose is set to
reportStrongestCells for UTRAN FDD or
UTRAN TDD, if the UE supports either
only UTRAN FDD or only UTRAN TDD
and has set bit number 22 to 1

- Inter-RAT periodical measurement

reporting where triggerType is set to
periodical and purpose is set to
reportStrongestCells for UTRAN FDD or
UTRAN TDD, if the UE supports both
UTRAN FDD and UTRAN TDD and has
set bit number 22 or 39 to 1, respectively

- Inter-RAT periodical measurement

reporting where triggerType is set to
periodical and purpose is set to
reportStrongestCells for GERAN, 1xRTT
or HRPD, if the UE has set bit number
23, 24 or 26 to 1, respectively.

NOTE: Event triggered periodical

reporting (i.e., with triggerType set to
event and with reportAmount > 1) is a
mandatory functionality of event triggered
reporting and therefore not the subject of
this bit.

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17 Intra-frequency ANR features including: - can only be set to 1 if Yes No

- Intra-frequency periodical measurement the UE has set bit
reporting where triggerType is set to number 5 to 1.
periodical and purpose is set to
reportStrongestCells
- Intra-frequency periodical measurement
reporting where triggerType is set to
periodical and purpose is set to
reportCGI
18 Inter-frequency ANR features including: - can only be set to 1 if Yes, unless UE only No
- Inter-frequency periodical measurement the UE has set bit supports band 13
reporting where triggerType is set to number 5 and bit
periodical and purpose is set to number 25 to 1.
reportStrongestCells
- Inter-frequency periodical measurement
reporting where triggerType is set to
periodical and purpose is set to
reportCGI
19 Inter-RAT ANR features including: - can only be set to 1 if Yes
- Inter-RAT periodical measurement the UE has set bit
reporting where triggerType is set to number 5 to 1 and the
periodical and purpose is set to UE has set at least
reportStrongestCells for GERAN, if the one of the bit number
UE has set bit number 23 to 1 22, 23, 24 or 26 to 1.
- Inter-RAT periodical measurement - even if the UE sets
reporting where triggerType is set to bits 33 to 37, it shall
periodical and purpose is set to still set bit 19 to 1 if
reportStrongestCellsForSON for UTRAN inter-RAT ANR
FDD or UTRAN TDD, if the UE supports features are tested for
either only UTRAN FDD or only UTRAN all RATs for which
TDD and has set bit number 22 to 1 inter-RAT
- Inter-RAT periodical measurement measurement
reporting where triggerType is set to reporting is indicated
periodical and purpose is set to as tested
reportStrongestCellsForSON for UTRAN
FDD or UTRAN TDD, if the UE supports
both UTRAN FDD and UTRAN TDD and
has set bit number 22 or 39 to 1,
respectively
- Inter-RAT periodical measurement
reporting where triggerType is set to
periodical and purpose is set to
reportStrongestCellsForSON for 1xRTT
or HRPD, if the UE has set bit number 24
or 26 to 1, respectively
- Inter-RAT periodical measurement
reporting where triggerType is set to
periodical and purpose is set to
reportCGI for UTRAN FDD or UTRAN
TDD, if the UE supports either only
UTRAN FDD or only UTRANTDD and
has set bit number 22 to 1
- Inter-RAT periodical measurement
reporting where triggerType is set to
periodical and purpose is set to
reportCGI for UTRAN FDD or UTRAN
TDD, if the UE supports both UTRAN
FDD and UTRAN TDD and has set bit
number 22 or 39 to 1, respectively

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- Inter-RAT periodical measurement

reporting where triggerType is set to
periodical and purpose is set to
reportCGI for GERAN, 1xRTT or HRPD,
if the UE has set bit number 23, 24 or 26
to 1, respectively

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20 If bit number 7 is set to 0: - Regardless of what Yes No

- SRB1 and SRB2 for DCCH + 8x AM bit number 7 and bit
DRB number 20 is set to,
UE shall support at
If bit number 7 is set to 1: least SRB1 and SRB2
- SRB1 and SRB2 for DCCH + 8x AM for DCCH + 4x AM
DRB DRB
- SRB1 and SRB2 for DCCH + 5x AM - Regardless of what
DRB + 3x UM DRB bit number 20 is set to,
if bit number 7 is set to
NOTE: UE which indicate support for a 1, UE shall support at
DRB combination also support all least SRB1 and SRB2
subsets of the DRB combination. for DCCH + 4x AM
Therefore, release of DRB(s) never DRB + 1x UM DRB
results in an unsupported DRB
combination.

21 - Predefined intra- and inter-subframe No

frequency hopping for PUSCH with N_sb
>1
- Predefined inter-subframe frequency
hopping for PUSCH with N_sb > 1
22 - UTRAN FDD or UTRAN TDD Yes for FDD, if UE Yes
measurements, reporting and supports UTRA FDD
measurement reporting event B2 in E-
UTRA connected mode, if the UE
supports either only UTRAN FDD or only
UTRAN TDD

- UTRAN FDD measurements, reporting

and measurement reporting event B2 in
E-UTRA connected mode, if the UE
supports both UTRAN FDD and UTRAN
TDD
23 - GERAN measurements, reporting and Yes
measurement reporting event B2 in E-
UTRA connected mode
24 - 1xRTT measurements, reporting and Yes for FDD, if UE Yes
measurement reporting event B2 in E- supports enhanced
UTRA connected mode 1xRTT CSFB for FDD
Yes for TDD, if UE
supports enhanced
1xRTT CSFB for TDD
25 - Inter-frequency measurements and Yes, unless UE only No
reporting in E-UTRA connected mode supports band 13

NOTE: The UE setting this bit to 1 and

indicating support for FDD and TDD
frequency bands in the UE capability
signalling implements and is tested for
FDD measurements while the UE is in
TDD, and for TDD measurements while
the UE is in FDD.
26 - HRPD measurements, reporting and Yes for FDD, if UE Yes
measurement reporting event B2 in E- supports HRPD
UTRA connected mode
27 - EUTRA RRC_CONNECTED to UTRA - related to SR-VCC Yes for FDD, if UE Yes
FDD or UTRA TDD CELL_DCH CS - can only be set to 1 if supports VoLTE and
handover, if the UE supports either only the UE has set bit UTRA FDD

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UTRAN FDD or only UTRAN TDD number 8 to 1 and

supports SR-VCC
- EUTRA RRC_CONNECTED to UTRA from EUTRA defined
FDD CELL_DCH CS handover, if the UE in TS 24.008 [49]
supports both UTRAN FDD and UTRAN
TDD
28 - TTI bundling Yes for FDD Yes
29 - Semi-Persistent Scheduling Yes
30 - Handover between FDD and TDD - can only be set to 1 if No
the UE has set bit
number 13 to 1
31 - Indicates whether the UE supports the
mechanisms defined for cells
broadcasting multi band information i.e.
comprehending multiBandInfoList,
disregarding in RRC_CONNECTED the
related system information fields and
understanding the EARFCN signalling for
all bands, that overlap with the bands
supported by the UE, and that are
defined in the earliest version of TS
36.101 [42] that includes all UE
supported bands.
32 Undefined

NOTE: The column FDD/ TDD diff indicates if the UE is allowed to signal different values for FDD and TDD.

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Table B.1-1a: Definitions of feature group indicators

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Index of Definition Notes If indicated "Yes" the FDD/

indicator (description of the supported feature shall be TDD diff
(bit functionality, if indicator set to one) implemented and
number) successfully tested for
this version of the
specification
33 Inter-RAT ANR features for UTRAN FDD - can only be set to 1 if Yes
(leftmost including: the UE has set bit
bit) - Inter-RAT periodical measurement number 5 and bit
reporting where triggerType is set to number 22 to 1.
periodical and purpose is set to
reportStrongestCellsForSON
- Inter-RAT periodical measurement
reporting where triggerType is set to
periodical and purpose is set to
reportCGI
34 Inter-RAT ANR features for GERAN - can only be set to 1 if Yes
including: the UE has set bit
- Inter-RAT periodical measurement number 5 and bit
reporting where triggerType is set to number 23 to 1.
periodical and purpose is set to
reportStrongestCells
- Inter-RAT periodical measurement
reporting where triggerType is set to
periodical and purpose is set to
reportCGI
35 Inter-RAT ANR features for 1xRTT - can only be set to 1 if Yes
including: the UE has set bit
- Inter-RAT periodical measurement number 5 and bit
reporting where triggerType is set to number 24 to 1.
periodical and purpose is set to
reportStrongestCellsForSON
- Inter-RAT periodical measurement
reporting where triggerType is set to
periodical and purpose is set to
reportCGI
36 Inter-RAT ANR features for HRPD - can only be set to 1 if Yes
including: the UE has set bit
- Inter-RAT periodical measurement number 5 and bit
reporting where triggerType is set to number 26 to 1.
periodical and purpose is set to
reportStrongestCellsForSON
- Inter-RAT periodical measurement
reporting where triggerType is set to
periodical and purpose is set to
reportCGI
37 Inter-RAT ANR features for UTRAN TDD - can only be set to 1 if Yes
including: the UE has set bit
- Inter-RAT periodical measurement number 5 and bit
reporting where triggerType is set to number 39 to 1.
periodical and purpose is set to
reportStrongestCellsForSON
- Inter-RAT periodical measurement
reporting where triggerType is set to
periodical and purpose is set to
reportCGI
38 - EUTRA RRC_CONNECTED to UTRA - can only be set to 1 if Yes
TDD CELL_DCH PS handover, if the UE the UE has set bit
supports both UTRAN FDD and UTRAN number 39 to 1

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TDD
39 - UTRAN TDD measurements, reporting Yes
and measurement reporting event B2 in
E-UTRA connected mode, if the UE
supports both UTRAN FDD and UTRAN
TDD
40 - EUTRA RRC_CONNECTED to UTRA - related to SR-VCC Yes
TDD CELL_DCH CS handover, if the - can only be set to 1 if
UE supports both UTRAN FDD and the UE has set bit
UTRAN TDD number 38 to 1
41 Measurement reporting event: Event B1 Yes for FDD, unless UE Yes
– Neighbour > threshold for UTRAN has set bit number 15 to 1
FDD, if the UE supports UTRAN FDD
and has set bit number 22 to 1
42 Undefined
43 Undefined
44 Undefined
45 Undefined
46 Undefined
47 Undefined
48 Undefined
49 Undefined
50 Undefined
51 Undefined
52 Undefined
53 Undefined
54 Undefined
55 Undefined
56 Undefined
57 Undefined
58 Undefined
59 Undefined
60 Undefined
61 Undefined
62 Undefined
63 Undefined
64 Undefined

NOTE: The column FDD/ TDD diff indicates if the UE is allowed to signal different values for FDD and TDD.

Clarification for mobility from EUTRAN and inter-frequency handover within EUTRAN

There are several feature groups related to mobility from E-UTRAN and inter-frequency handover within EUTRAN.
The description of these features is based on the assumption that we have 5 main "functions" related to mobility from E-
UTRAN:

A. Support of measurements and cell reselection procedure in idle mode

B. Support of RRC release with redirection procedure in connected mode

C. Support of Network Assisted Cell Change in connected mode

D. Support of measurements and reporting in connected mode

E. Support of handover procedure in connected mode

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All functions can be applied for mobility to Inter-frequency to EUTRAN, GERAN, UTRAN, CDMA2000 HRPD and
CDMA2000 1xRTT except for function C) which is only applicable for mobility to GERAN. Table B.1-2 below
summarises the mobility functions that are supported based on the UE capability signaling (band support) and the
setting of the feature group support indicators.

Table B.1-2: Mobility from E-UTRAN

Feature GERAN UTRAN HRPD 1xRTT EUTRAN

Supported if Supported if
Supported if Supported if
CDMA2000 CDMA2000 Supported for
A. Measurements and cell reselection GERAN band UTRAN band
HRPD band 1xRTT band supported
procedure in E-UTRA idle mode support is support is
support is support is bands
indicated indicated
indicated indicated
Supported if Supported if
Supported if Supported if
CDMA2000 CDMA2000 Supported for
B. RRC release with blind redirection GERAN band UTRAN band
HRPD band 1xRTT band supported
procedure in E-UTRA connected mode support is support is
support is support is bands
indicated indicated
indicated indicated
C. Cell Change Order (with or without)
Network Assisted Cell Change) in E- Group 10 N.A. N.A N.A N.A.
UTRA connected mode
D. Inter-frequency/RAT measurements,
reporting and measurement reporting
Group 23 Group 22/39 Group 26 Group 24 Group 25
event B2 (for inter-RAT) in E-UTRA
connected mode
Group 9
(GSM_connected Group 13
Group 8/38
handover) (within FDD or
(PS handover)
E. Inter-frequency/RAT handover Separate UE TDD)
or Group 27/40 Group 12 Group 11
procedure in E-UTRA connected mode capability bit Group 30
(SRVCC
defined in TS (between FDD
handover)
36.306 for PS and TDD)
handover

In case measurements and reporting function is not supported by UE, the network may still issue the mobility
procedures redirection (B) and CCO (C) in a blind fashion.

B.2 CSG support

In this release of the protocol, it is mandatory for the UE to support a minimum set of CSG functionality consisting of:

- Identifying whether a cell is CSG or not;

- Ignoring CSG cells in cell selection/reselection.

Additional CSG functionality in AS, i.e. the requirement to detect and camp on CSG cells when the "CSG whitelist" is
available or when manual CSG selection is triggered by the user, are related to the corresponding NAS features. This
additional AS functionality consists of:

- Manual CSG selection;

- Autonomous CSG search;

- Implicit priority handling for cell reselection with CSG cells.

It is possible that this additional CSG functionality in AS is not supported or tested in early UE implementations.

Note that since the above AS features relate to idle mode operations, the capability support is not signalled to the
network. For these reasons, no "feature group indicator" is assigned to this feature to indicate early support in Rel-8.

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Annex C (normative): Release 10 AS feature handling

C.1 Feature group indicators
This annex contains the definitions of the bits in field featureGroupIndRel10.

In this release of the protocol, the UE shall include the field featureGroupIndRel10 in the IE UE-EUTRA-Capability-
v1020-IEs. All the functionalities defined within the field featureGroupIndRel10 defined in Table C.1-1 are mandatory
for the UE, if the related capability (spatial multiplexing in UL, PDSCH transmission mode 9, carrier aggregation,
handover to EUTRA, or RAT) is also supported. For a specific indicator, if all functionalities for a feature group listed
in Table C.1-1 have been implemented and tested, the UE shall set the indicator as one (1), else (i.e. if any one of the
functionalities in a feature group listed in Table C.1-1 have not been implemented or tested), the UE shall set the
indicator as zero (0).

The UE shall set all indicators that correspond to RATs not supported by the UE as zero (0).

The UE shall set all indicators, which do not have a definition in Table C.1-1, as zero (0).

If the optional field featureGroupIndRel10 is not included by a UE of a future release, the network may assume that all
features, listed in Table C.1-1 and deployed in the network, have been implemented and tested by the UE.

The indexing in Table C.1-1 starts from index 101, which is the leftmost bit in the field featureGroupIndRel10.

Table C.1-1: Definitions of feature group indicators

Index of Definition Notes If indicated "Yes" the FDD/

indicator (description of the supported feature shall be TDD
functionality, if indicator set to one) implemented and diff
successfully tested
for this version of the
specification
101 - DMRS with OCC (orthogonal cover - if the UE supports two or No
(leftmost code) and SGH (sequence group more layers for spatial
bit) hopping) disabling multiplexing in UL, this bit
shall be set to 1.
102 - Trigger type 1 SRS (aperiodic SRS) TBD
transmission (Up to X ports)

NOTE: X = number of supported layers

on given band
103 - PDSCH transmission mode 9 when - for Category 8 UEs, this bit TBD
up to 4 CSI reference signal ports are shall be set to 1.
configured
104 - PDSCH transmission mode 9 for - if the UE does not support No
TDD when 8 CSI reference signal TDD, this bit is irrelevant
ports are configured (capability signalling exists
for FDD for this feature), and
this bit shall be set to 0.
- for Category 8 UEs, this bit
shall be set to 1.
105 - Periodic CQI/PMI/RI reporting on - this bit can be set to 1 only TBD
PUCCH: Mode 2-0 – UE selected if indices 2 (Table B.1-1) and
subband CQI without PMI, when 103 are set to 1.
PDSCH transmission mode 9 is
configured
- Periodic CQI/PMI/RI reporting on

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PUCCH: Mode 2-1 – UE selected

subband CQI with single PMI, when
PDSCH transmission mode 9 and up
to 4 CSI reference signal ports are
configured

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106 - Periodic CQI/PMI/RI/PTI reporting on - this bit can be set to 1 only TBD
PUCCH: Mode 2-1 – UE selected if the UE supports PDSCH
subband CQI with single PMI, when transmission mode 9 with 8
PDSCH transmission mode 9 and 8 CSI reference signal ports
CSI reference signal ports are (i.e., for TDD, if index 104 is
configured set to 1, and for FDD, if tm9-
With-8Tx-FDD-r10 is set to
‘supported’) and if index 2
(Table B.1-1) is set to 1.
107 - Aperiodic CQI/PMI/RI reporting on - this bit can be set to 1 only TBD
PUSCH: Mode 2-0 – UE selected if indices 1 (Table B.1-1) and
subband CQI without PMI, when 103 are set to 1.
PDSCH transmission mode 9 is
configured
- Aperiodic CQI/PMI/RI reporting on
PUSCH: Mode 2-2 – UE selected
subband CQI with multiple PMI, when
PDSCH transmission mode 9 and up
to 4 CSI reference signal ports are
configured
108 - Aperiodic CQI/PMI/RI reporting on - this bit can be set to 1 only TBD
PUSCH: Mode 2-2 – UE selected if the UE supports PDSCH
subband CQI with multiple PMI, when transmission mode 9 with 8
PDSCH transmission mode 9 and 8 CSI reference signal ports
CSI reference signal ports are (i.e., for TDD, if index 104 is
configured set to 1, and for FDD, if tm9-
With-8Tx-FDD-r10 is set to
‘supported’) and if index 1
(Table B.1-1) is set to 1.
109 - Periodic CQI/PMI/RI reporting on - this bit can be set to 1 only TBD
PUCCH Mode 1-1, submode 1 if the UE supports PDSCH
transmission mode 9 with 8
CSI reference signal ports
(i.e., for TDD, if index 104 is
set to 1, and for FDD, if tm9-
With-8Tx-FDD-r10 is set to
‘supported’).
110 - Periodic CQI/PMI/RI reporting on - this bit can be set to 1 only TBD
PUCCH Mode 1-1, submode 2 if the UE supports PDSCH
transmission mode 9 with 8
CSI reference signal ports
(i.e., for TDD, if index 104 is
set to 1, and for FDD, if tm9-
With-8Tx-FDD-r10 is set to
‘supported’).
111 - Measurement reporting trigger Event - this bit can be set to 1 only TBD
A6 if the UE supports carrier
aggregation.
112 - SCell addition within the Handover to - this bit can be set to 1 only TBD
EUTRA procedure if the UE supports carrier
aggregation and the
Handover to EUTRA
procedure.
113 - Trigger type 0 SRS (periodic SRS) - this bit can be set to 1 only TBD
transmission on X Serving Cells if the UE supports carrier
aggregation in UL.
NOTE: X = number of supported
component carriers in a given band
combination

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114 - Reporting of both UTRA CPICH - this bit can be set to 1 only No
RSCP and Ec/N0 in a Measurement if index 22 (Table B.1-1) is
Report set to 1.
115 - time domain ICIC RLM/RRM TBD
measurement subframe restriction for
the serving cell
- time domain ICIC RRM measurement
subframe restriction for neighbour cells
- time domain ICIC CSI measurement
subframe restriction
116 - Relative transmit phase continuity for - this bit can be set to 1 only TBD
spatial multiplexing in UL if the UE supports two or
more layers for spatial
multiplexing in UL.
117 Undefined
118 Undefined
119 Undefined
120 Undefined
121 Undefined
122 Undefined
123 Undefined
124 Undefined
125 Undefined
126 Undefined
127 Undefined
128 Undefined
129 Undefined
130 Undefined
131 Undefined
132 Undefined

NOTE: The column FDD/ TDD diff indicates if the UE is allowed to signal different values for FDD and TDD.

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Annex D (informative):
Change history

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Change history
Date TSG # TSG Doc. CR Rev Subject/Comment Old New
12/2007 RP-38 RP-070920 - Approved at TSG-RAN #38 and placed under Change Control 1.0.0 8.0.0
03/2008 RP-39 RP-080163 0001 4 CR to 36.331 with Miscellaneous corrections 8.0.0 8.1.0
03/2008 RP-39 RP-080164 0002 2 CR to 36.331 to convert RRC to agreed ASN.1 format 8.0.0 8.1.0
05/2008 RP-40 RP-080361 0003 1 CR to 36.331 on Miscellaneous clarifications/ corrections 8.1.0 8.2.0
09/2008 RP-41 RP-080693 0005 - CR on Miscellaneous corrections and clarifications 8.2.0 8.3.0
12/2008 RP-42 RP-081021 0006 - Miscellaneous corrections and clarifications 8.3.0 8.4.0
03/2009 RP-43 RP-090131 0007 - Correction to the Counter Check procedure 8.4.0 8.5.0
RP-43 RP-090131 0008 - CR to 36.331-UE Actions on Receiving SIB11 8.4.0 8.5.0
RP-43 RP-090131 0009 1 Spare usage on BCCH 8.4.0 8.5.0
RP-43 RP-090131 0010 - Issues in handling optional IE upon absence in GERAN NCL 8.4.0 8.5.0
RP-43 RP-090131 0011 - CR to 36.331 on Removal of useless RLC re-establishment at RB 8.4.0 8.5.0
release
RP-43 RP-090131 0012 1 Clarification to RRC level padding at PCCH and BCCH 8.4.0 8.5.0
RP-43 RP-090131 0013 - Removal of Inter-RAT message 8.4.0 8.5.0
RP-43 RP-090131 0014 - Padding of the SRB-ID for security input 8.4.0 8.5.0
RP-43 RP-090131 0015 - Validity of ETWS SIB 8.4.0 8.5.0
RP-43 RP-090131 0016 1 Configuration of the Two-Intervals-SPS 8.4.0 8.5.0
RP-43 RP-090131 0017 - Corrections on Scaling Factor Values of Qhyst 8.4.0 8.5.0
RP-43 RP-090131 0018 1 Optionality of srsMaxUppts 8.4.0 8.5.0
RP-43 RP-090131 0019 - CR for discussion on field name for common and dedicated IE 8.4.0 8.5.0
RP-43 RP-090131 0020 - Corrections to Connected mode mobility 8.4.0 8.5.0
RP-43 RP-090131 0021 - Clarification regarding the measurement reporting procedure 8.4.0 8.5.0
RP-43 RP-090131 0022 1 Corrections on s-Measure 8.4.0 8.5.0
RP-43 RP-090131 0023 1 R1 of CR0023 (R2-091029) on combination of SPS and TTI 8.4.0 8.5.0
bundling for TDD
RP-43 RP-090131 0024 - L3 filtering for path loss measurements 8.4.0 8.5.0
RP-43 RP-090131 0025 1 S-measure handling for reportCGI 8.4.0 8.5.0
RP-43 RP-090131 0026 1 Measurement configuration clean up 8.4.0 8.5.0
RP-43 RP-090131 0027 - Alignment of measurement quantities for UTRA 8.4.0 8.5.0
RP-43 RP-090131 0028 - CR to 36.331 on L1 parameters ranges alignment 8.4.0 8.5.0
RP-43 RP-090131 0029 - Default configuration for transmissionMode 8.4.0 8.5.0
RP-43 RP-090131 0030 - CR to 36.331 on RRC Parameters for MAC, RLC and PDCP 8.4.0 8.5.0
RP-43 RP-090131 0031 1 CR to 36.331 - Clarification on Configured PRACH Freq Offset 8.4.0 8.5.0
RP-43 RP-090131 0032 - Clarification on TTI bundling configuration 8.4.0 8.5.0
RP-43 RP-090131 0033 1 Update of R2-091039 on Inter-RAT UE Capability 8.4.0 8.5.0
RP-43 RP-090133 0034 - Feature Group Support Indicators 8.4.0 8.5.0
RP-43 RP-090131 0036 - Corrections to RLF detection 8.4.0 8.5.0
RP-43 RP-090131 0037 - Indication of Dedicated Priority 8.4.0 8.5.0
RP-43 RP-090131 0038 2 Security Clean up 8.4.0 8.5.0
RP-43 RP-090131 0039 - Correction of TTT value range 8.4.0 8.5.0
RP-43 RP-090131 0040 - Correction on CDMA measurement result IE 8.4.0 8.5.0
RP-43 RP-090131 0041 1 Clarification of Measurement Reporting 8.4.0 8.5.0
RP-43 RP-090131 0042 - Spare values in DL and UL Bandwidth in MIB and SIB2 8.4.0 8.5.0
RP-43 RP-090131 0044 1 Clarifications to System Information Block Type 8 8.4.0 8.5.0
RP-43 RP-090131 0045 - Reception of ETWS secondary notification 8.4.0 8.5.0
RP-43 RP-090131 0046 1 Validity time for ETWS message Id and Sequence No 8.4.0 8.5.0
RP-43 RP-090131 0047 - CR for Timers and constants values used during handover to E- 8.4.0 8.5.0
UTRA
RP-43 RP-090131 0048 - Inter-RAT Security Clarification 8.4.0 8.5.0
RP-43 RP-090131 0049 - CR to 36.331 on consistent naming of 1xRTT identifiers 8.4.0 8.5.0
RP-43 RP-090131 0050 - Capturing RRC behavior regarding NAS local release 8.4.0 8.5.0
RP-43 RP-090131 0051 - Report CGI before T321 expiry and UE null reporting 8.4.0 8.5.0
RP-43 RP-090131 0052 - System Information and 3 hour validity 8.4.0 8.5.0
RP-43 RP-090131 0053 1 Inter-Node AS Signalling 8.4.0 8.5.0
RP-43 RP-090131 0054 - Set of values for the parameter "messagePowerOffsetGroupB" 8.4.0 8.5.0
RP-43 RP-090131 0055 - CR to paging reception for ETWS capable UEs in 8.4.0 8.5.0
RRC_CONNECTED
RP-43 RP-090131 0056 1 CR for CSG related items in 36.331 8.4.0 8.5.0
RP-43 RP-090131 0057 1 SRS common configuration 8.4.0 8.5.0
RP-43 RP-090131 0058 - RRC processing delay 8.4.0 8.5.0

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RP-43 RP-090131 0059 - CR for HNB Name 8.4.0 8.5.0

RP-43 RP-090131 0060 3 Handover to EUTRA delta configuration 8.4.0 8.5.0
RP-43 RP-090131 0063 - Delivery of Message Identifier and Serial Number to upper layers 8.4.0 8.5.0
for ETWS
RP-43 RP-090131 0066 - Clarification on the maximum size of cell lists 8.4.0 8.5.0
RP-43 RP-090131 0067 - Missing RRC messages in 'Protection of RRC messages' 8.4.0 8.5.0
RP-43 RP-090131 0069 1 Clarification on NAS Security Container 8.4.0 8.5.0
RP-43 RP-090131 0071 - Extension of range of CQI/PMI configuration index 8.4.0 8.5.0
RP-43 RP-090131 0072 1 Access barring alleviation in RRC connection establishment 8.4.0 8.5.0
RP-43 RP-090367 0077 6 Corrections to feature group support indicators 8.4.0 8.5.0
RP-43 RP-090131 0078 - CR from email discussion to capture DRX and TTT handling 8.4.0 8.5.0
RP-43 RP-090131 0079 1 Need Code handling on BCCH messages 8.4.0 8.5.0
RP-43 RP-090131 0080 - Unification of T300 and T301 and removal of miscallaneous FFSs 8.4.0 8.5.0
RP-43 RP-090131 0084 1 Proposed CR modifying the code-point definitions of 8.4.0 8.5.0
neighbourCellConfiguration
RP-43 RP-090131 0087 2 Remove Redundant Optionality in SIB8 8.4.0 8.5.0
RP-43 RP-090131 0089 - Corrections to the generic error handling 8.4.0 8.5.0
RP-43 RP-090131 0090 - Configurability of T301 8.4.0 8.5.0
RP-43 RP-090131 0091 1 Correction related to TTT 8.4.0 8.5.0
RP-43 RP-090131 0095 - CR for 36.331 on SPS-config 8.4.0 8.5.0
RP-43 RP-090131 0096 2 CR for Deactivation of periodical measurement 8.4.0 8.5.0
RP-43 RP-090131 0099 2 SMC and reconfiguration 8.4.0 8.5.0
RP-43 RP-090131 0101 - TDD handover 8.4.0 8.5.0
RP-43 RP-090131 0102 - Corrections to system information acquisition 8.4.0 8.5.0
RP-43 RP-090131 0106 - Some Corrections and Clarifications to 36.331 8.4.0 8.5.0
RP-43 RP-090131 0109 - Clarification on the Maximum number of ROHC context sessions 8.4.0 8.5.0
parameter
RP-43 RP-090131 0110 - Transmission of rrm-Config at Inter-RAT Handover 8.4.0 8.5.0
RP-43 RP-090131 0111 1 Use of SameRefSignalsInNeighbor parameter 8.4.0 8.5.0
RP-43 RP-090131 0112 - Default serving cell offset for measurement event A3 8.4.0 8.5.0
RP-43 RP-090131 0114 - dl-EARFCN missing in HandoverPreparationInformation 8.4.0 8.5.0
RP-43 RP-090131 0115 - Cleanup of references to 36.101 8.4.0 8.5.0
RP-43 RP-090131 0117 - Correction to the value range of UE-Categories 8.4.0 8.5.0
RP-43 RP-090131 0122 1 Correction on RRC connection re-establishment 8.4.0 8.5.0
RP-43 RP-090131 0124 - Performing Measurements to report CGI for CDMA2000 8.4.0 8.5.0
RP-43 RP-090131 0125 - CDMA2000-SystemTimeInfo in VarMeasurementConfiguration 8.4.0 8.5.0
RP-43 RP-090131 0126 - UE Capability Information for CDMA2000 1xRTT 8.4.0 8.5.0
RP-43 RP-090131 0127 - CDMA2000 related editorial changes 8.4.0 8.5.0
RP-43 RP-090131 0128 - Draft CR to 36.331 on State mismatch recovery at re-establishment 8.4.0 8.5.0
RP-43 RP-090131 0129 1 Draft CR to 36.331 on Renaming of AC barring related IEs 8.4.0 8.5.0
RP-43 RP-090131 0130 2 Draft CR to 36.331 on Inheriting of dedicated priorities at inter-RAT 8.4.0 8.5.0
reselection
RP-43 RP-090131 0135 - Proposed CR to 36.331 Description alignment for paging 8.4.0 8.5.0
parameter, nB
RP-43 RP-090131 0139 2 Miscellaneous corrections and clarifications resulting from ASN.1 8.4.0 8.5.0
review
RP-43 RP-090131 0141 1 Correction regarding Redirection Information fo GERAN 8.4.0 8.5.0
RP-43 RP-090131 0142 - Further ASN.1 review related issues 8.4.0 8.5.0
RP-43 RP-090131 0143 - Periodic measurements 8.4.0 8.5.0
RP-43 RP-090131 0144 1 Further analysis on code point "OFF" for ri-ConfigIndex 8.4.0 8.5.0
RP-43 RP-090131 0145 1 Adding and deleting same measurement or configuration in one 8.4.0 8.5.0
message
RP-43 RP-090131 0147 - Corrections to IE dataCodingScheme in SIB11 8.4.0 8.5.0
RP-43 RP-090131 0148 - Clarification on Mobility from E-UTRA 8.4.0 8.5.0
RP-43 RP-090131 0149 - 36.331 CR related to “not applicable” 8.4.0 8.5.0
RP-43 RP-090131 0150 1 UE radio capability transfer 8.4.0 8.5.0
RP-43 RP-090131 0151 - CR to 36.331 on value of CDMA band classes 8.4.0 8.5.0
RP-43 RP-090131 0152 - Corrections to DRB modification 8.4.0 8.5.0
RP-43 RP-090131 0153 - Correction to presence condition for pdcp-config 8.4.0 8.5.0
RP-43 RP-090131 0155 - TDD HARQ-ACK feedback mode 8.4.0 8.5.0
RP-43 RP-090275 0157 - Corrections regarding use of carrierFreq for CDMA (SIB8) and 8.4.0 8.5.0
GERAN (measObject)
RP-43 RP-090321 0156 1 Sending of GERAN SI/PSI information at Inter-RAT Handover 8.4.0 8.5.0

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RP-43 RP-090339 0158 - Clarification of CSG support 8.4.0 8.5.0

06/2009 RP-44 RP-090516 0159 - Octet alignment of VarShortMAC-Input 8.5.0 8.6.0
RP-44 RP-090516 0160 3 Minor corrections to the feature grouping 8.5.0 8.6.0
RP-44 RP-090516 0161 - Security clarification 8.5.0 8.6.0
RP-44 RP-090516 0162 1 Sending of GERAN SI/PSI information at Inter-RAT Handover 8.5.0 8.6.0
RP-44 RP-090516 0163 1 Correction of UE measurement model 8.5.0 8.6.0
RP-44 RP-090516 0164 - Restricting the reconfiguration of UM RLC SN field size 8.5.0 8.6.0
RP-44 RP-090516 0165 1 36.331 CR on Clarification on cell change order from GERAN to E- 8.5.0 8.6.0
UTRAN
RP-44 RP-090516 0166 - 36.331 CR - Handling of expired TAT and failed D-SR 8.5.0 8.6.0
RP-44 RP-090516 0167 1 Proposed CR to 36.331 Clarification on mandatory information in 8.5.0 8.6.0
AS-Config
RP-44 RP-090516 0168 2 Miscellaneous small corrections 8.5.0 8.6.0
RP-44 RP-090516 0173 - Clarification on the basis of delta signalling 8.5.0 8.6.0
RP-44 RP-090516 0177 - CR on Alignment of CCCH and DCCH handling of missing 8.5.0 8.6.0
mandatory field
RP-44 RP-090516 0180 2 Handling of Measurement Context During HO Preparation 8.5.0 8.6.0
RP-44 RP-090516 0181 - Clarification of key-eNodeB-Star in AdditionalReestabInfo 8.5.0 8.6.0
RP-44 RP-090516 0182 1 UE Capability Transfer 8.5.0 8.6.0
RP-44 RP-090516 0186 1 Clarification regarding mobility from E-UTRA in-between SMC and 8.5.0 8.6.0
SRB2/DRB setup
RP-44 RP-090516 0188 1 Correction and completion of specification conventions 8.5.0 8.6.0
RP-44 RP-090516 0195 2 RB combination in feature group indicator 8.5.0 8.6.0
RP-44 RP-090516 0196 1 CR for need code for fields in mobilityControlInfo 8.5.0 8.6.0
RP-44 RP-090497 0197 - Alignment of pusch-HoppingOffset with 36.211 8.5.0 8.6.0
RP-44 RP-090570 0198 - Explicit srb-Identity values for SRB1 and SRB2 8.5.0 8.6.0
RP-44 RP-090516 0199 - Removing use of defaultValue for mac-MainConfig 8.5.0 8.6.0
09/2009 RP-45 RP-090906 0200 - Proposed update of the feature grouping 8.6.0 8.7.0
RP-45 RP-090906 0201 - Clarification on measurement object configuration for serving 8.6.0 8.7.0
frequency
RP-45 RP-090906 0202 - Correction regarding SRVCC 8.6.0 8.7.0
RP-45 RP-090906 0203 - Indication of DRB Release during HO 8.6.0 8.7.0
RP-45 RP-090906 0204 1 Correction regarding application of dedicated resource 8.6.0 8.7.0
configuration upon handover
RP-45 RP-090906 0205 - REL-9 protocol extensions in RRC 8.6.0 8.7.0
RP-45 RP-090906 0206 - In-order delivery of NAS PDUs at RRC connection reconfiguration 8.6.0 8.7.0
RP-45 RP-090906 0207 - Correction on Threshold of Measurement Event 8.6.0 8.7.0
RP-45 RP-090906 0210 - Clarification on dedicated resource of RA procedure 8.6.0 8.7.0
RP-45 RP-090906 0213 1 Cell barring when MasterInformationBlock or 8.6.0 8.7.0
SystemInformationBlock1 is missing
RP-45 RP-090915 0218 - Security threat with duplicate detection for ETWS 8.6.0 8.7.0
RP-45 RP-090906 0224 - Clarification on supported handover types in feature grouping 8.6.0 8.7.0
RP-45 RP-090906 0250 1 Handling of unsupported / non-comprehended frequency band and 8.6.0 8.7.0
emission requirement
RP-45 RP-090906 0251 - RB combinations in feature group indicator 20 8.6.0 8.7.0
09/2009 RP-45 RP-090934 0220 1 Introduction of Per-QCI radio link failure timers (option 1) 8.7.0 9.0.0
RP-45 RP-090926 0222 - Null integrity protection algorithm 8.7.0 9.0.0
RP-45 RP-090926 0223 - Emergency Support Indicator in BCCH 8.70 9.0.0
RP-45 RP-090934 0230 2 CR to 36.331 for Enhanced CSFB to 1xRTT with concurrent PS 8.7.0 9.0.0
handover
RP-45 RP-090934 0243 - REL-9 on Miscellaneous editorial corrections 8.7.0 9.0.0
RP-45 RP-090934 0247 - Periodic CQI/PMI/RI masking 8.7.0 9.0.0
RP-45 RP-090933 0252 - Introduction of CMAS 8.7.0 9.0.0
12/2009 RP-46 RP-091346 0253 1 (Rel-9)-clarification on the description of redirectedCarrierInfo 9.0.0 9.1.0
RP-46 RP-091346 0254 1 Adding references to RRC processing delay for inter-RAT mobiltiy 9.0.0 9.1.0
messages
RP-46 RP-091314 0256 - Alignment of srs-Bandwidth with 36.211 9.0.0 9.1.0
RP-46 RP-091341 0257 5 Baseline CR capturing eMBMS agreements 9.0.0 9.1.0
RP-46 RP-091343 0258 3 Capturing agreements on inbound mobility 9.0.0 9.1.0
RP-46 RP-091314 0260 - Clarification of 9.0.0 9.1.0
preRegistrationZoneID/secondaryPreRegistrationZoneID
RP-46 RP-091346 0261 - Clarification on NCC for IRAT HO 9.0.0 9.1.0
RP-46 RP-091314 0263 - Clarification on P-max 9.0.0 9.1.0

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RP-46 RP-091314 0265 1 Clarification on the definition of maxCellMeas 9.0.0 9.1.0

RP-46 RP-091346 0266 - Correction of q-RxLevMin reference in SIB7 9.0.0 9.1.0
RP-46 RP-091346 0267 - Correction on SPS-Config field descriptions 9.0.0 9.1.0
RP-46 RP-091346 0268 1 correction on the definition of CellsTriggeredList 9.0.0 9.1.0
RP-46 RP-091345 0269 - Correction relating to CMAS UE capability 9.0.0 9.1.0
RP-46 RP-091314 0271 1 Feature grouping bit for SRVCC handover 9.0.0 9.1.0
RP-46 RP-091314 0272 1 Correction and completion of extension guidelines 9.0.0 9.1.0
RP-46 RP-091344 0273 - RACH optimization Stage-3 9.0.0 9.1.0
RP-46 RP-091345 0274 - Stage 3 correction for CMAS 9.0.0 9.1.0
RP-46 RP-091346 0276 1 SR prohibit mechanism for UL SPS 9.0.0 9.1.0
RP-46 RP-091346 0277 - Parameters used for enhanced 1xRTT CS fallback 9.0.0 9.1.0
RP-46 RP-091346 0281 - Correction on UTRAN UE Capability transfer 9.0.0 9.1.0
RP-46 RP-091346 0285 - Maximum number of CDMA2000 neighbors in SIB8 9.0.0 9.1.0
RP-46 RP-091340 0288 1 Introduction of UE Rx-Tx Time Difference measurement 9.0.0 9.1.0
RP-46 RP-091346 0297 - Introduction of SR prohibit timer 9.0.0 9.1.0
RP-46 RP-091346 0298 - Remove FFSs from RAN2 specifications 9.0.0 9.1.0
RP-46 RP-091343 0301 1 Renaming Allowed CSG List (36.331 Rel-9) 9.0.0 9.1.0
RP-46 RP-091346 0305 - Re-introduction of message segment discard time 9.0.0 9.1.0
RP-46 RP-091346 0306 1 Application of ASN.1 extension guidelines 9.0.0 9.1.0
RP-46 RP-091346 0309 1 Support for Dual Radio 1xCSFB 9.0.0 9.1.0
RP-46 RP-091346 0311 - Shorter SR periodicity 9.0.0 9.1.0
RP-46 RP-091342 0316 - CR to 36.331 for Introduction of Dual Layer Transmission 9.0.0 9.1.0
RP-46 RP-091343 0318 1 Draft CR to 36.331 on Network ordered SI reporting 9.0.0 9.1.0
RP-46 RP-091346 0322 - UE e1xcsfb capabilities correction 9.0.0 9.1.0
RP-46 RP-091331 0327 1 Clarification on coding of ETWS related IEs 9.0.0 9.1.0
03/2010 RP-47 RP-100285 0331 - Clarification of CGI reporting 9.1.0 9.2.0
RP-47 RP-100305 0332 - Clarification on MCCH change notification 9.1.0 9.2.0
RP-47 RP-100308 0333 - Clarification on measurement for serving cell only 9.1.0 9.2.0
RP-47 RP-100306 0334 - Clarification on proximity indication configuraiton in handover to E- 9.1.0 9.2.0
UTRA
RP-47 RP-100308 0335 - Clarification on radio resource configuration in handover to E-UTRA 9.1.0 9.2.0
procedure
RP-47 RP-100308 0336 - Clarification on UE maximum transmission power 9.1.0 9.2.0
RP-47 RP-100308 0337 - Correction to field descriptions of UE-EUTRA-Capability 9.1.0 9.2.0
RP-47 RP-100305 0338 - Correction to MBMS scheduling terminology 9.1.0 9.2.0
RP-47 RP-100308 0339 - Corrections to SIB8 9.1.0 9.2.0
RP-47 RP-100306 0340 - CR 36.331 R9 for Unifying SI reading for ANR and inbound mobility 9.1.0 9.2.0
RP-47 RP-100308 0341 1 CR to 36.331 for 1xRTT pre-registration information in SIB8 9.1.0 9.2.0
RP-47 RP-100305 0342 - CR to 36.331 on corrections for MBMS 9.1.0 9.2.0
RP-47 RP-100306 0343 1 CR to 36.331 on CSG identity reporting 9.1.0 9.2.0
RP-47 RP-100308 0344 2 CR to 36.331 on Optionality of Rel-9 UE features 9.1.0 9.2.0
RP-47 RP-100308 0345 1 CR to 36.331 on Service Specific Acces Control (SSAC) 9.1.0 9.2.0
RP-47 RP-100308 0346 - Introduction of power-limited device indication in UE capability. 9.1.0 9.2.0
RP-47 RP-100305 0347 - Missing agreement in MCCH change notification. 9.1.0 9.2.0
RP-47 RP-100305 0348 1 Corrections related to MCCH change notification and value ranges 9.1.0 9.2.0
RP-47 RP-100306 0349 2 Prohibit timer for proximity indication 9.1.0 9.2.0
RP-47 RP-100306 0350 1 Proximity Indication after handover and re-establishment 9.1.0 9.2.0
RP-47 RP-100305 0351 - Specifying the exact mapping of notificationIndicator in SIB13 to 9.1.0 9.2.0
PDCCH bits
RP-47 RP-100308 0352 - Corrections out of ASN.1 review scope 9.1.0 9.2.0
RP-47 RP-100308 0353 - CR on clarification of system information change 9.1.0 9.2.0
RP-47 RP-100285 0358 - Measurement Result CDMA2000 Cell 9.1.0 9.2.0
RP-47 RP-100304 0361 - Correction on the range of UE Rx-Tx time difference measurement 9.1.0 9.2.0
result
RP-47 RP-100305 0362 - Small clarifications regarding MBMS 9.1.0 9.2.0
RP-47 RP-100308 0363 - Introduction of REL-9 indication within field accessStratumRelease 9.1.0 9.2.0
RP-47 RP-100306 0364 - Extending mobility description to cover inbound mobility 9.1.0 9.2.0
RP-47 RP-100308 0365 1 Clarification regarding enhanced CSFB to 1XRTT 9.1.0 9.2.0
RP-47 RP-100308 0368 - Handling of dedicated RLF timers 9.1.0 9.2.0
RP-47 RP-100305 0370 1 Clarification on UE's behavior of receiving MBMS service 9.1.0 9.2.0
RP-47 RP-100305 0371 - MBMS Service ID and Session ID 9.1.0 9.2.0
RP-47 RP-100305 0372 1 Inclusion of non-MBSFN region length in SIB13 9.1.0 9.2.0

3GPP
Release 11 482 3GPP TS 36.331 V11.3.0 (2013-03)

RP-47 RP-100309 0374 1 CR to 36.331 for e1xCSFB access class barring parameters in 9.1.0 9.2.0
SIB8
RP-47 RP-100308 0375 - Multiple 1xRTT/HRPD target cells in 9.1.0 9.2.0
MobilityFromEUTRACommand
RP-47 RP-100308 0376 - Independent support indicators for Dual-Rx CSFB and S102 in 9.1.0 9.2.0
SIB8
RP-47 RP-100285 0378 - Clarification on DRX StartOffset for TDD 9.1.0 9.2.0
RP-47 RP-100308 0379 1 Miscellaneous corrections from REL-9 ASN.1 review 9.1.0 9.2.0
RP-47 RP-100308 0381 - Need codes and missing conventions 9.1.0 9.2.0
RP-47 RP-100308 0383 1 Introduction of Full Configuration Handover for handling earlier eNB 9.1.0 9.2.0
releases
RP-47 RP-100308 0385 - Clarification to SFN reference in RRC 9.1.0 9.2.0
RP-47 RP-100308 0390 - RSRP and RSRQ based Thresholds 9.1.0 9.2.0
RP-47 RP-100189 0392 3 Redirection enhancements to GERAN 9.1.0 9.2.0
RP-47 RP-100308 0398 - Cell reselection enhancements CR for 36.331 9.1.0 9.2.0
RP-47 RP-100307 0401 3 CR on UE-originated RLFreporting for MRO SON use case 9.1.0 9.2.0
RP-47 RP-100309 0402 3 CR to 36.331 on Redirection enhancements to UTRAN 9.1.0 9.2.0
RP-47 RP-100306 0403 2 Proximity status indication handling at mobility 9.1.0 9.2.0
RP-47 RP-100305 0404 - Upper layer aspect of MBSFN area id 9.1.0 9.2.0
RP-47 RP-100308 0405 - Redirection for enhanced 1xRTT CS fallback with concurrent 9.1.0 9.2.0
PSHO
RP-47 RP-100301 0406 - Avoiding interleaving transmission of CMAS notifications 9.1.0 9.2.0
RP-47 RP-100308 0407 1 Introduction of UE GERAN DTM capability indicator 9.1.0 9.2.0
RP-47 RP-100381 0408 2 Introducing provisions for late ASN.1 corrections 9.1.0 9.2.0
RP-47 RP-100245 0411 - Correction/ alignment of REL-9 UE capability signalling 9.1.0 9.2.0
06/2010 RP-48 RP-100553 0412 - Clarification for mapping between warning message and CB-data 9.2.0 9.3.0
RP-48 RP-100556 0413 - Clarification of radio link failure related actions 9.2.0 9.3.0
RP-48 RP-100554 0414 - Clarification on UE actions upon leaving RRC_CONNECTED 9.2.0 9.3.0
RP-48 RP-100553 0415 - Correction on CMAS system information 9.2.0 9.3.0
RP-48 RP-100554 0416 1 Corrections to MBMS 9.2.0 9.3.0
RP-48 RP-100536 0418 - Decoding of unknown future extensions 9.2.0 9.3.0
RP-48 RP-100556 0419 1 Miscellaneous small corrections and clarifications 9.2.0 9.3.0
RP-48 RP-100551 0420 - Prohibit timer for proximity indication 9.2.0 9.3.0
RP-48 RP-100556 0421 - RLF report for MRO correction 9.2.0 9.3.0
RP-48 RP-100546 0423 1 Missing UTRA bands in IRAT-ParametersUTRA-FDD 9.2.0 9.3.0
RP-48 RP-100556 0424 - Correction on handling of dedicated RLF timers 9.2.0 9.3.0
RP-48 RP-100556 0431 1 Protection of RRC messages 9.2.0 9.3.0
RP-48 RP-100556 0433 - Handling missing Essential system information 9.2.0 9.3.0
RP-48 RP-100551 0434 1 Clarification on UMTS CSG detected cell reporting in LTE 9.2.0 9.3.0
RP-48 RP-100556 0436 - Introducing provisions for late corrections 9.2.0 9.3.0
RP-48 RP-100556 0437 - Clarification regarding / alignment of REL-9 UE capabilities 9.2.0 9.3.0
09/2010 RP-49 RP-100845 0440 - Correction to 3GPP2 reference for interworking with cdma2000 1x 9.3.0 9.4.0
RP-49 RP-100851 0441 - Clarification on UL handover preparation transfer 9.3.0 9.4.0
RP-49 RP-100851 0442 1 Clarifications regarding fullConfiguration 9.3.0 9.4.0
RP-49 RP-100851 0443 - Clarifications regarding handover to E-UTRAN 9.3.0 9.4.0
RP-49 RP-100854 0444 - Correction on the table of conditionally mandatory Release 9 9.3.0 9.4.0
features
RP-49 RP-100851 0445 - Corrections to TS36.331 on MeasConfig IE 9.3.0 9.4.0
RP-49 RP-100853 0446 2 CR to 36.331 on clarification for MBMS PTM RBs 9.3.0 9.4.0
RP-49 RP-100851 0447 - Introduction of late corrections container for E-UTRA UE 9.3.0 9.4.0
capabilities
RP-49 RP-100851 0448 - Renaming of containers for late non-critical extensions 9.3.0 9.4.0
RP-49 RP-100851 0452 - Clarifications Regarding Redirection from LTE 9.3.0 9.4.0
RP-49 RP-100845 0456 - Description of multi-user MIMO functionality in feature group 9.3.0 9.4.0
indicator table
RP-49 RP-100845 0458 - Correct the PEMAX_H to PEMAX 9.3.0 9.4.0
RP-49 RP-100851 0460 - Clarification for feature group indicator bit 11 9.3.0 9.4.0
RP-49 RP-100851 0465 1 Clarification of FGI setting for inter-RAT features not supported by 9.3.0 9.4.0
the UE
RP-49 RP-101008 0475 1 FGI settings in Rel-9 9.3.0 9.4.0
12/2010 RP-50 RP-101197 0483 - Clarification on Meaning of FGI Bits 9.4.0 9.5.0
RP-50 RP-101197 0485 - Clarification regarding reconfiguration of the quantityConfig 9.4.0 9.5.0
RP-50 RP-101210 0486 1 Corrections to the presence of IE regarding DRX and CQI 9.4.0 9.5.0

3GPP
Release 11 483 3GPP TS 36.331 V11.3.0 (2013-03)

RP-50 RP-101210 0493 - The field descriptions of MeasObjectEUTRA 9.4.0 9.5.0

RP-50 RP-101197 0498 1 Clarification of FGI settings non ANR periodical measurement 9.4.0 9.5.0
reporting
RP-50 RP-101209 0500 - Corrections to RLF Report 9.4.0 9.5.0
RP-50 RP-101206 0519 1 T321 timer fix 9.4.0 9.5.0
RP-50 RP-101197 0524 - Restriction of AC barring parameter setting 9.4.0 9.5.0
RP-50 RP-101210 0525 - Removal of SEQUENCE OF SEQUENCE in 9.4.0 9.5.0
UEInformationResponse
RP-50 RP-101197 0526 1 Clarification regarding default configuration value N/A 9.4.0 9.5.0
RP-50 RP-101431 0532 - Splitting FGI bit 3 9.4.0 9.5.0
RP-50 RP-101183 0476 4 36.331 CR on Introduction of Minimization of Drive Tests 9.4.0 10.0.0
RP-50 RP-101293 0477 4 AC-Barring for Mobile Originating CSFB call 9.4.0 10.0.0
RP-50 RP-101214 0478 - Addition of UE-EUTRA-Capability descriptions 9.4.0 10.0.0
RP-50 RP-101214 0481 - Clarification on Default Configuration for CQI-ReportConfig 9.4.0 10.0.0
RP-50 RP-101215 0487 - CR to 36.331 adding e1xCSFB support for dual Rx/Tx UE 9.4.0 10.0.0
RP-50 RP-101227 0488 1 Introduction of Carrier Aggregation and UL/ DL MIMO 9.4.0 10.0.0
RP-50 RP-101228 0489 1 Introduction of relays in RRC 9.4.0 10.0.0
RP-50 RP-101214 0490 1 Priority indication for CSFB with re-direction 9.4.0 10.0.0
RP-50 RP-101214 0491 - SIB Size Limitations 9.4.0 10.0.0
RP-50 RP-101214 0513 - Combined Quantity Report for IRAT measurement of UTRAN 9.4.0 10.0.0
RP-50 RP-101214 0527 1 UE power saving and Local release 9.4.0 10.0.0
RP-50 RP-101429 0530 1 Inclusion of new UE categories in Rel-10 9.4.0 10.0.0
03/2011 RP-51 RP-110282 0533 - 36331_CRxxx_Protection of Logged Measurements Configuration 10.0.0 10.1.0
RP-51 RP-110294 0534 1 Stage-3 CR for MBMS enhancement 10.0.0 10.1.0
RP-51 RP-110282 0535 - Clean up MDT-related text 10.0.0 10.1.0
RP-51 RP-110282 0536 - Clear MDT configuration and logs when the UE is not registered 10.0.0 10.1.0
RP-51 RP-110280 0537 - Correction to the field description of nB 10.0.0 10.1.0
RP-51 RP-110289 0538 - CR on impact on UP with remove&add approach_2 10.0.0 10.1.0
RP-51 RP-110282 0539 - CR to 36.331 on corrections for MDT 10.0.0 10.1.0
RP-51 RP-110290 0543 - Introduction of CA/MIMO capability signalling and measurement 10.0.0 10.1.0
capability signalling in CA
RP-51 RP-110282 0544 - MDT PDU related clarifications 10.0.0 10.1.0
RP-51 RP-110282 0545 - Correction on release of logged measurement configuration while 10.0.0 10.1.0
in another RAT
RP-51 RP-110289 0546 - Miscellaneous Corrections for CA Running RRC CR 10.0.0 10.1.0
RP-51 RP-110280 0547 1 Miscellaneous small clarifications and corrections 10.0.0 10.1.0
RP-51 RP-110293 0548 4 Necessary changes for RLF reporting enhancements 10.0.0 10.1.0
RP-51 RP-110282 0549 1 Memory size for logged measurements capable UE 10.0.0 10.1.0
RP-51 RP-110289 0550 - Parameters confusion of non-CA and CA configurations 10.0.0 10.1.0
RP-51 RP-110272 0553 - Presence condition for cellSelectionInfo-v920 in SIB1 10.0.0 10.1.0
RP-51 RP-110282 0554 1 Removal of MDT configuration at T330 expiry 10.0.0 10.1.0
RP-51 RP-110289 0556 1 Signalling aspects of existing LTE-A parameters 10.0.0 10.1.0
RP-51 RP-110280 0557 1 Some Corrections on measurement 10.0.0 10.1.0
RP-51 RP-110291 0558 - Stored system information for RNs 10.0.0 10.1.0
RP-51 RP-110291 0559 - Support of Integrity Protection for Relay 10.0.0 10.1.0
RP-51 RP-110290 0561 2 Updates of L1 parameters for CA and UL/DL MIMO 10.0.0 10.1.0
RP-51 RP-110291 0571 1 Note for Dedicated SIB for RNs 10.0.0 10.1.0
RP-51 RP-110272 0579 - Correction to cs-fallbackIndicator field description 10.0.0 10.1.0
RP-51 RP-110289 0580 - Clarification to the default configuration of sCellDeactivationTimer 10.0.0 10.1.0
RP-51 RP-110289 0581 - Miscellaneous corrections to TS 36.331 on Carrier Aggregation 10.0.0 10.1.0
RP-51 RP-110280 0584 - Correction of configuration description in SIB2 10.0.0 10.1.0
RP-51 RP-110265 0587 - Clarification of band indicator in handover from E-UTRAN to 10.0.0 10.1.0
GERAN
RP-51 RP-110285 0588 1 36331_CRxxxx Support of Delay Tolerant access requests 10.0.0 10.1.0
RP-51 RP-110292 0590 - Update of R2-110807 on CSI measurement resource restriction for 10.0.0 10.1.0
time domain ICIC
RP-51 RP-110292 0591 - Update of R2-110821 on RRM/RLM resource restriction for time 10.0.0 10.1.0
domain ICIC
RP-51 RP-110290 0592 - Corrections on UE capability related parameters 10.0.0 10.1.0
RP-51 RP-110282 0596 - Validity time for location information in Immediate MDT 10.0.0 10.1.0
RP-51 RP-110280 0597 - CR to 36.331 adding UE capability indicator for dual Rx/Tx 10.0.0 10.1.0
e1xCSFB
RP-51 RP-110289 0598 - Miscellaneous corrections to CA 10.0.0 10.1.0

3GPP
Release 11 484 3GPP TS 36.331 V11.3.0 (2013-03)

RP-51 RP-110280 0599 - Further correction to combined measurement report of UTRAN 10.0.0 10.1.0
RP-51 RP-110280 0600 - Correction to the reference of ETWS 10.0.0 10.1.0
RP-51 RP-110269 0602 1 Introduction of OTDOA inter-freq RSTD measurement indication 10.0.0 10.1.0
procedure
RP-51 RP-110280 0603 - Correction of use of RRCConnectionReestablishment message for 10.0.0 10.1.0
contention resolution
RP-51 RP-110282 0604 - CR to 36.331 on MDT neighbour cell measurements logging 10.0.0 10.1.0
RP-51 RP-110272 0609 - Minor ASN.1 corrections for the UEInformationResponse message 10.0.0 10.1.0
RP-51 RP-110280 0613 - Clarification regarding dedicated RLF timers and constants 10.0.0 10.1.0
RP-51 RP-110282 0615 - Release of Logged Measurement Configuration 10.0.0 10.1.0
RP-51 RP-110280 0616 - Some corrections on TS 36.331 10.0.0 10.1.0
RP-51 RP-110280 0623 - AC barring procedure clean up 10.0.0 10.1.0
RP-51 RP-110282 0624 - Counter proposal to R2-110826 on UE capabilities for MDT 10.0.0 10.1.0
RP-51 RP-110280 0628 1 UE information report for RACH 10.0.0 10.1.0
RP-51 RP-110289 0629 2 Measurement on the deactivated SCells 10.0.0 10.1.0
RP-51 RP-110282 0632 1 Trace configuration paremeters for Logged MDT 10.0.0 10.1.0
RP-51 RP-110282 0635 - Clarification on stop condition for timer T3330 10.0.0 10.1.0
RP-51 RP-110282 0637 - User consent for MDT 10.0.0 10.1.0
RP-51 RP-110280 0638 - Correction on the range of CQI resource index 10.0.0 10.1.0
RP-51 RP-110272 0640 1 Small corrections to ETWS & CMAS system information 10.0.0 10.1.0
RP-51 RP-110290 0641 1 UE capability signaling structure w.r.t carrier aggregation, MIMO 10.0.0 10.1.0
and measurement gap
RP-51 RP-110289 0642 1 Normal PHR and the multiple uplink carriers 10.0.0 10.1.0
RP-51 RP-110280 0643 1 Corrections to TS36.331 on SIB2 handling 10.0.0 10.1.0
RP-51 RP-110280 0644 1 Adding a Power Management indication in PHR 10.0.0 10.1.0
RP-51 RP-110289 0646 1 Clarification for CA and TTI bundling in RRC 10.0.0 10.1.0
RP-51 RP-110443 0648 1 Updates to FGI settings 10.0.0 10.1.0
06/2011 RP-52 RP-110836 0651 - Add MBMS counting procedure to processing delay requirement for 10.1.0 10.2.0
RRC procedure Section 11.2
RP-52 RP-110830 0653 - Add pre Rel-10 procedures to processing delay requirement for 10.1.0 10.2.0
RRC procedure Section 11.2
RP-52 RP-110847 0654 1 Addition of a specific reference for physical configuration fields 10.1.0 10.2.0
RP-52 RP-110839 0656 - Clarification of inter-frequency RSTD measurement indication 10.1.0 10.2.0
procedure
RP-52 RP-110830 0658 - Clarification of optionality of UE features without capability 10.1.0 10.2.0
RP-52 RP-110839 0660 - Clarification on the definition of maxCellBlack 10.1.0 10.2.0
RP-52 RP-110839 0661 - Clarification on upper layer requested connection release 10.1.0 10.2.0
RP-52 RP-110850 0662 3 Clarification regarding eICIC measurements 10.1.0 10.2.0
RP-52 RP-110839 0663 - CR for s-measure handling 10.1.0 10.2.0
RP-52 RP-110851 0664 1 CR on clarification of RLF Report in Carrier Aggregation 10.1.0 10.2.0
RP-52 RP-110830 0669 - FGI bit for handover between LTE FDD/TDD 10.1.0 10.2.0
RP-52 RP-110847 0670 2 Further updates on L1 parameters 10.1.0 10.2.0
RP-52 RP-110839 0671 2 General error handling for extension fields 10.1.0 10.2.0
RP-52 RP-110851 0672 2 Additional information for RLF report 10.1.0 10.2.0
RP-52 RP-110843 0673 - Introduction of TCE ID for logged MDT 10.1.0 10.2.0
RP-52 RP-110670 0674 4 Miscellaneous corrections (related to review in preparation for 10.1.0 10.2.0
ASN.1 freeze)
RP-52 RP-110843 0675 - PLMN check for MDT logging 10.1.0 10.2.0
RP-52 RP-110839 0677 - UE actions upon leaving RRC_CONNECTED 10.1.0 10.2.0
RP-52 RP-110847 0678 - Clarification on bandEUTRA-r10 and supportedBandListEUTRA 10.1.0 10.2.0
RP-52 RP-110837 0679 - Updated value range for the Extended Wait Timer 10.1.0 10.2.0
RP-52 RP-110839 0680 1 Value range of DRX-InactivityTimer 10.1.0 10.2.0
RP-52 RP-110828 0693 1 Correction for SR-VCC and QCI usage 10.1.0 10.2.0
RP-52 RP-110847 0694 - Restructuring of CQI-ReportConfig-r10 10.1.0 10.2.0
RP-52 RP-110839 0695 2 Correction on DL allocations in MBSFN subframes 10.1.0 10.2.0
RP-52 RP-110850 0700 - Reference SFN for MeasSubframePattern 10.1.0 10.2.0
RP-52 RP-110846 0701 - Clarifications to CA related field descriptions 10.1.0 10.2.0
RP-52 RP-110847 0702 - Corrections to codebookSubsetRestriction and SRS parameters 10.1.0 10.2.0
RP-52 RP-110834 0704 - Corrections to the handling of ri-ConfigIndex for TM9 10.1.0 10.2.0
RP-52 RP-110715 0710 2 UE capabilities for Rel-10 LTE features with eICIC measurement 10.1.0 10.2.0
restrictions as FGI (Alt.1)
RP-52 RP-110839 0713 - CR to 36.331 on redirected utra-TDD carrier frequency 10.1.0 10.2.0
RP-52 RP-110839 0714 - Explicit AS signalling for mapped PTMSI/GUTI 10.1.0 10.2.0

3GPP
Release 11 485 3GPP TS 36.331 V11.3.0 (2013-03)

RP-52 RP-110847 0718 - Counter proposal for Updates of mandatory information in AS- 10.1.0 10.2.0
Config
RP-52 RP-110839 0719 - CR for Reconfiguration of discardTimer in PDCP-Config 10.1.0 10.2.0
RP-52 RP-110847 0723 - On the missing multiplicity of UE capability parameters 10.1.0 10.2.0
RP-52 RP-110830 0735 - Radio frame alignment of CSA and MSP 10.1.0 10.2.0
RP-52 RP-110847 0740 - Reconfiguration involving critically extended IEs (using 10.1.0 10.2.0
fullFieldConfig i.e. option 2)
RP-52 RP-110839 0744 - Counter proposal to R2-112753 on CR to remove CSG Identity 10.1.0 10.2.0
validity limited to CSG cell
RP-52 RP-110839 0746 1 Increase of prioritisedBitRate 10.1.0 10.2.0
RP-52 RP-110847 0747 - CA and MIMO Capabilities in LTE Rel-10 10.1.0 10.2.0
09/2011 RP-53 RP-111297 0752 - TS36.331 Correction 10.2.0 10.3.0
RP-53 RP-111297 0754 - maxNumberROHC-ContextSessions when no ROHC profile is 10.2.0 10.3.0
supported
RP-53 RP-111280 0757 - Correction to Subframe Allocation End in PMCH-Info 10.2.0 10.3.0
RP-53 RP-111288 0761 - Correction on PUCCH configuration for Un interface 10.2.0 10.3.0
RP-53 RP-111297 0762 - Miscellaneous corrections to 36.331 10.2.0 10.3.0
RP-53 RP-111278 0764 2 36.331 correction on CSG identity validity to allow introduction of 10.2.0 10.3.0
CSG RAN sharing
RP-53 RP-111283 0770 2 AdditionalSpectrumEmissions in CA 10.2.0 10.3.0
RP-53 RP-111297 0773 - CR to 36.331 on Small correction of PHR parameter 10.2.0 10.3.0
RP-53 RP-111283 0775 2 Clarifications to P-max on CA 10.2.0 10.3.0
RP-53 RP-111280 0784 - Clarification on for which subframes signalling MCS applies 10.2.0 10.3.0
RP-53 RP-111283 0792 - Corrections in RRC 10.2.0 10.3.0
RP-53 RP-111297 0793 - Replace the tables with exception list in 10.5 AS-Config 10.2.0 10.3.0
RP-53 RP-111297 0796 - Corrections to the field descriptions 10.2.0 10.3.0
RP-53 RP-111283 0798 - Configuration of simultaneous PUCCH&PUSCH 10.2.0 10.3.0
RP-53 RP-111297 0806 - Corrections to release of csi-SubframePatternConfig and cqi-Mask 10.2.0 10.3.0
RP-53 RP-111272 0810 - GERAN SI format for cell change order&PS handover& enhanced 10.2.0 10.3.0
redirection to GERAN
RP-53 RP-111283 0811 - Corrections to PUCCH-Config field descriptions 10.2.0 10.3.0
12/2011 RP-54 RP-111711 0812 1 Clarification of PCI range for CSG cells 10.3.0 10.4.0
RP-54 RP-111716 0813 - Clarifications to Default Radio Configurations 10.3.0 10.4.0
RP-54 RP-111716 0814 1 Corrections to enhancedDualLayerTDD 10.3.0 10.4.0
RP-54 RP-111716 0815 - Miscellaneous small corrections 10.3.0 10.4.0
RP-54 RP-111716 0816 1 Correction on notation of SRS transmission comb 10.3.0 10.4.0
RP-54 RP-111706 0823 1 36.331 CR SPS reconfiguration 10.3.0 10.4.0
RP-54 RP-111716 0827 2 Clarification of list sizes in measurement configuration stored by UE 10.3.0 10.4.0
RP-54 RP-111706 0835 - Clarification of the event B1 and ANR related FGI bits 10.3.0 10.4.0
RP-54 RP-111714 0840 1 Clarification on MBSFN and measurement resource restrictions 10.3.0 10.4.0
RP-54 RP-111706 0845 - Clarification on parallel message transmission upon connection re- 10.3.0 10.4.0
establishment
03/2012 RP-55 RP-120326 0855 1 Limiting MBMS counting responses to within the PLMN 10.4.0 10.5.0
RP-55 RP-120321 0857 - CR to 36.331 on cdma2000 band classes and references 10.4.0 10.5.0
RP-55 RP-120326 0862 1 Clarification on MBSFN and measurement resource restrictions 10.4.0 10.5.0
RP-55 RP-120325 0871 - On SIB10/11 Reception Timing 10.4.0 10.5.0
RP-55 RP-120326 0875 1 Clarification on MBMS counting for uncipherable services 10.4.0 10.5.0
RP-55 RP-120325 0876 - Minor correction regarding limited service access on non-CSG- 10.4.0 10.5.0
member cell
RP-55 RP-120326 0894 - Time to keep RLF Reporting logs 10.4.0 10.5.0
RP-55 RP-120356 0895 1 Introducing means to signal different FDD/TDD Capabilities/FGIs 10.4.0 10.5.0
for Dual-xDD UE
RP-55 RP-120321 0899 - Clarification on SRB2 resumption upon connection re- 10.4.0 10.5.0
establishment (parallel message transmission)
RP-55 RP-120321 0900 1 Duplicated ASN.1 naming correction 10.4.0 10.5.0
06/2012 RP-56 RP-120805 0909 - SPS Reconfiguration 10.5.0 10.6.0
RP-56 RP-120805 0912 1 Change in Scheduling Information for ETWS 10.5.0 10.6.0
RP-56 RP-120807 0914 - Clarification of mch-SchedulingPeriod configuration 10.5.0 10.6.0
RP-56 RP-120808 0916 1 Change in Scheduling Information for CMAS 10.5.0 10.6.0
RP-56 RP-120814 0919 1 Introducing means to signal different REL-10 FDD/TDD 10.5.0 10.6.0
Capabilities/FGIs for Dual-xDD UE
RP-56 RP-120812 0920 1 Clarification on setting of dedicated NS value for CA by E-UTRAN 10.5.0 10.6.0
RP-56 RP-120808 0931 - T321 value for UTRA SI acquisition 10.5.0 10.6.0

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Release 11 486 3GPP TS 36.331 V11.3.0 (2013-03)

RP-56 RP-120813 0957 1 Korean Public Alert System (KPAS) in relation to CMAS 10.5.0 10.6.0
RP-56 RP-120812 0969 1 Introduction of supported bandwidth combinations for CA 10.5.0 10.6.0
RP-56 RP-120734 0970 1 Introduction of multiple frequency band indicator 10.5.0 10.6.0
RP-56 RP-120825 0934 - Introduction of a new security algorithm ZUC 10.5.0 11.0.0
RP-56 RP-120813 0973 1 EU-Alert in relation to CMAS 10.5.0 11.0.0
09/2012 RP-57 RP-121371 0982 1 Introduction of EAB 11.0.0 11.1.0
RP-57 RP-121381 0990 - Additional special subframe configuration related correction 11.0.0 11.1.0
RP-57 RP-121423 1000 4 36.331 CR introducing In-Device Coexistence (IDC) 11.0.0 11.1.0
RP-57 RP-121359 1008 - Voice support Capabilities 11.0.0 11.1.0
RP-57 RP-121361 1013 - Differentiating UTRAN modes in FGIs 11.0.0 11.1.0
RP-57 RP-121368 1022 1 Introduction of absolute priority based measurements and 11.0.0 11.1.0
reselection in CELL_FACH State in 36.331
RP-57 RP-121370 1024 - Introducing MDT enhancements for REL-11 11.0.0 11.1.0
RP-57 RP-121349 1025 2 Introducing Carrier aggregation enhancements for REL-11 11.0.0 11.1.0
RP-57 RP-121375 1026 - Introducing MBMS enhancements for REL-11 11.0.0 11.1.0
RP-57 RP-121376 1052 2 Signaling support for CRS interference management in eICIC 11.0.0 11.1.0
RP-57 RP-121395 1055 - CR on scell measurement cycle 11.0.0 11.1.0
RP-57 RP-121395 1056 - CR on measurement report 11.0.0 11.1.0
RP-57 RP-121378 1057 3 Introduction of 'Power preference indication' 11.0.0 11.1.0
RP-57 RP-121280 1060 - Correction for PUCCH/SRS Release 11.0.0 11.1.0
12/2012 RP-58 RP-121933 1063 - Correction related to differentiating UTRAN modes in FGIs 11.1.0 11.2.0
RP-58 RP-121936 1065 - Processing delay for RRCConnectionReconfiguration 11.1.0 11.2.0
RP-58 RP-121953 1066 2 Addition of the stage-3 agreements on IDC 11.1.0 11.2.0
RP-58 RP-121951 1067 3 Carrier Aggregation Enhancement RAN1 parameters 11.1.0 11.2.0
RP-58 RP-121957 1068 1 Clarification of SR period 11.1.0 11.2.0
RP-58 RP-121957 1069 1 Clarification on HandoverCommand message 11.1.0 11.2.0
RP-58 RP-121957 1070 - Clarification on mobility related issues 11.1.0 11.2.0
RP-58 RP-121946 1071 1 Correction of the signaling for Uncertainty and Confidence 11.1.0 11.2.0
RP-58 RP-121940 1072 2 Corrections to MBMS Service Continuity 11.1.0 11.2.0
RP-58 RP-121940 1073 - CR to 36.331 on SIB15 acquisition 11.1.0 11.2.0
RP-58 RP-121957 1074 1 Handling of 1xCSFB failure 11.1.0 11.2.0
RP-58 RP-121957 1075 - Miscellaneous corrections 11.1.0 11.2.0
RP-58 RP-121958 1076 1 RAN overload control using RRC connection Rejection 11.1.0 11.2.0
RP-58 RP-121954 1077 - RRC support for CoMP in UL 11.1.0 11.2.0
RP-58 RP-121951 1078 - Some clarification to Carrier aggregation enhancements 11.1.0 11.2.0
RP-58 RP-121939 1079 1 Validity of EAB SIB and acquisition of SIB1 11.1.0 11.2.0
RP-58 RP-121922 1085 - Clarification for Multiple Frequency Band Indicators feature 11.1.0 11.2.0
RP-58 RP-121924 1089 1 Moving the TM5 capability 11.1.0 11.2.0
RP-58 RP-121959 1093 1 CR to 36.331 on introducing ROHC context continue for intra-ENB 11.1.0 11.2.0
handover
RP-58 RP-121946 1100 - Correction on MDT multi-PLMN support 11.1.0 11.2.0
RP-58 RP-121953 1102 - Clarification and alignment of handling of other configuration 11.1.0 11.2.0
RP-58 RP-121970 1103 6 Introducing support for Coordinated Multi-Point (CoMP) operation 11.1.0 11.2.0
RP-58 RP-121922 1105 2 Introducing further UE aspects regarding multi band cells 11.1.0 11.2.0
RP-58 RP-121947 1120 - CR to 36.331 on additional information in RLF report for inter-RAT 11.1.0 11.2.0
MRO
RP-58 RP-121952 1125 1 Correction on Power preference indication 11.1.0 11.2.0
RP-58 RP-121950 1127 1 SIB1 provisioning via dedicated signalling 11.1.0 11.2.0
RP-58 RP-121936 1128 2 Measurement reporting of Scells 11.1.0 11.2.0
RP-58 RP-121956 1129 1 Introduction of EPDCCH parameters in TS 36.331 11.1.0 11.2.0
RP-58 RP-121961 1130 2 Introduction of Rel-11 UE capabilities 11.1.0 11.2.0
RP-58 RP-121958 1131 - Introducion of wideband RSRQ measurements 11.1.0 11.2.0
RP-58 RP-121958 1146 - Introduction of network sharing for CDMA2000 inter-working 11.1.0 11.2.0
RP-58 RP-121960 1157 - Broadcast of Time Info by Using a New SIB 11.1.0 11.2.0
RP-58 RP-121957 1175 - GERAN measurement object at ANR 11.1.0 11.2.0
03/2013 RP-59 RP-130246 1182 2 Miscellaneous corrections from review preceeding ASN.1 freeze 11.2.0 11.3.0
RP-59 RP-130243 1186 2 DL COMP capability related correction 11.2.0 11.3.0
RP-59 RP-130231 1193 1 Mandatory supporting of B1 measurement to UMTS FDD (FGI bit 11.2.0 11.3.0
15)
RP-59 RP-130241 1197 - Clarification on MBMS Service Continuity 11.2.0 11.3.0
RP-59 RP-130241 1198 - IDC Problem Reporting 11.2.0 11.3.0
RP-59 RP-130247 1210 - Corrections on definition of CSG member cell 11.2.0 11.3.0

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Release 11 487 3GPP TS 36.331 V11.3.0 (2013-03)

RP-59 RP-130237 1211 - Extension of FBI and EARFCN 11.2.0 11.3.0

RP-59 RP-130228 1220 - Invalidation of ETWS with security feature 11.2.0 11.3.0
RP-59 RP-130225 1224 - Invalid measurement configuration with different (E)ARFCN 11.2.0 11.3.0
RP-59 RP-130241 1231 2 PPI and IDC indication upon handover 11.2.0 11.3.0
RP-59 RP-130227 1235 1 Correcting further UE aspects regarding multi band cells 11.2.0 11.3.0
RP-59 RP-130248 1236 1 Behaviour in case of excessive dedicated priority information 11.2.0 11.3.0
RP-59 RP-130225 1241 - Clarification on EARFCN signalling in Mobility control info 11.2.0 11.3.0
RP-59 RP-130241 1244 - IDC-SubframePattern length for FDD 11.2.0 11.3.0
RP-59 RP-130249 1252 - Introduction of wideband RSRQ measurements in RRC_IDLE 11.2.0 11.3.0
RP-59 RP-130240 1255 - Optional support of RLF report for inter-RAT MRO 11.2.0 11.3.0
RP-59 RP-130233 1258 2 The presence of bandcombination for non-CA capable UEs 11.2.0 11.3.0
RP-59 RP-130248 1259 - Correction for event A5 11.2.0 11.3.0
RP-59 RP-130332 1265 - Mandating the settings of FGI bit 14, 27 and 28 to true 11.2.0 11.3.0

3GPP