Review
Review
Review
Assessing Indoor Air Quality and Ventilation to Limit Aerosol
Dispersion—Literature Review
Nadine Hobeika * , Clara García-Sánchez and Philomena M. Bluyssen
Abstract: The COVID-19 pandemic highlighted the importance of indoor air quality (IAQ) and
ventilation, which researchers have been warning about for years. During the pandemic, researchers
studied several indicators using different approaches to assess IAQ and diverse ventilation systems
in indoor spaces. To provide an overview of these indicators and approaches in the case of airborne
transmission through aerosols, we conducted a literature review, which covered studies both from
before and during the COVID-19 pandemic. We searched online databases for six concepts: aerosol
dispersion, ventilation, air quality, schools or offices, indicators, and assessment approaches. The
indicators found in the literature can be divided into three categories: dose-, building-, and occupant-
related indicators. These indicators can be measured in real physical spaces, in a controlled laboratory,
or modeled and analyzed using numerical approaches. Rather than organizing this paper according to
these approaches, the assessment methods used are grouped according to the following themes they
cover: aerosol dispersion, ventilation, infection risk, design parameters, and human behavior. The
first finding of the review is that dose-related indicators are the predominant indicators used in the
selected studies, whereas building- and occupant-related indicators are only used in specific studies.
Moreover, for a better understanding of airborne transmission, there is a need for a more holistic
definition of IAQ indicators. The second finding is that although different design assessment tools
and setups are presented in the literature, an optimization tool for a room’s design parameters seems
to be missing. Finally, to efficiently limit aerosol dispersion in indoor spaces, better coordination
Citation: Hobeika, N.;
between different fields is needed.
García-Sánchez, C.; Bluyssen, P.M.
Assessing Indoor Air Quality and
Keywords: indoor air quality; aerosol dispersion; ventilation; numerical modeling; computational
Ventilation to Limit Aerosol
fluid dynamics; experimental measurements
Dispersion—Literature Review.
Buildings 2023, 13, 742. https://
doi.org/10.3390/buildings13030742
the spread of the virus was advocated, highlighting current buildings’ poor indoor air
quality (IAQ).
However, this was not the first time that respiratory diseases indicated problems with
IAQ, particularly in relation to ventilation in indoor environments. In the last twenty
years, the Severe Acute Respiratory Syndrome (SARS-CoV-1) epidemic in 2003, H1N1
influenza epidemic in 2011, and Middle East Respiratory Syndrome (MERS) outbreak in
2012 were red flags that highlighted the problems with a lack of indoor ventilation [5].
Thus, several literature studies prior to the COVID-19 pandemic presented overviews of
existing research that assessed airborne transmission in relation to indoor ventilation. Some
studies reviewed the application of experimental measurement techniques to visualize
and analyze aerosol dispersion and airflow patterns [6–8], whereas other studies reviewed
the use of Computational Fluid Dynamics (CFD) and its limitations to assess airborne
transmission [9]. More recent reviews aimed to clarify terminology [10] or present a more
up-to-date overview of ventilation systems [11], CFD studies [12], and risk assessment
models [13].
Additionally, several researchers emphasized that current guidelines and regulations
for IAQ were insufficient to fulfill the needs of occupants [14,15]. These guidelines typ-
ically provide the maximum values of certain pollutants that should not be exceeded
indoors and/or the minimum required levels of ventilation. However, they do not present
specific ventilation standards or design recommendations to curb the spread of airborne
diseases [14]. The issue is not only limited to the lack of proper ventilation standards but
also extends to the indicators used to assess ventilation with regard to health and comfort
in indoor spaces. These indicators can be divided into three categories: dose-, occupant-,
and building-related indicators [16]. For airborne transmission studies, dose-related indi-
cators, such as CO2 concentrations, temperature, and relative humidity, are mainly used,
although their usability was questioned in the context of the SARS-CoV-2 virus.
Moreover, most studies that use these indicators focus on the general room level,
which makes an important assumption that pollutants dilute in a space. However, this
is not consistent with the physics underlying airborne transmission. When a virus-laden
particle is emitted, three propelling forces act upon it: gravity, inertia, and aerodynamic
force [17]. If gravity is dominant, meaning that the weight of the particle is greater than
all the other forces, the particle falls to the floor and is no longer inhaled. However, when
inertia and aerodynamic forces take over, the particle (in this case, an aerosol) is suspended
in the air and can travel further distances, potentially reaching other individuals in the
room. Studying the ventilation of the entire room might not be the most suitable solution
for limiting the dispersion of these aerosols in indoor spaces [14].
Another issue is that studies often focus on a single indicator, even though different
indicators may be correlated with each other [18,19]. Researchers were calling for a more
integrated analysis of indoor environments even before the outbreak of the coronavirus.
Thus, the aim of this literature review is to present the indicators and approaches used to
assess IAQ in the case of airborne transmission through pathogen-laden aerosols across
multiple disciplines. In addition, this study attempts to answer the following research
questions:
• How has IAQ been assessed so far to reduce the dispersion of aerosols?
• Which indicators and approaches have been used and for what purpose?
combinations, multiple keywords within a concept were connected using the word OR and
the concepts were connected using the word AND.
The initial search covered articles published in the last ten years and studies relevant
to indoor air quality and airborne diseases were selected based on their titles. Papers that
mainly focused on energy consumption and ventilation were excluded. Moreover, the
search focused specifically on ventilation strategies that used airflow to extract pathogen-
laden aerosols from the room or proxies that studied those aerosols and did not include
other equally important strategies that purified the air from pathogens such as UVC and
ionizers. From the filtered sources, papers were chosen based on the content of their
abstracts. If a reference citation in a paper was found to be interesting, it was also included
in this review. This ultimately led to the inclusion of studies that went beyond the past
ten years and that covered a wider range of room settings and functions beyond educational
buildings or offices. Books available at the TU Delft library that were related to this topic
were also included in this review.
While sorting through the references, different indicators and assessment methods
were found. The indicators could be divided into dose-, occupant-, and building-related
indicators. The assessment methods could be divided into measurements and numerical
simulations. However, five main concepts could be identified relating to ventilation effi-
ciency with regard to airborne diseases: airborne transmission, ventilation, risk of infection,
design parameters, and human behavior. These concepts highlight the importance of
combining the dose-, occupant-, and building-related indicators. Therefore, the references
were first divided into these five concepts and then further divided into sub-concepts. Some
additional references were found to support, extend, or complement certain claims within
a reference found in the preliminary literature search. Figure 1 provides an overview of the
process used in this review.
Buildings 2023, 13, 742 4 of 27
Figure 1. Flow chart showing an overview of the process used in this review.
Buildings 2023, 13, 742 5 of 27
3. Results—Assessment of IAQ
3.1. General Overview of IAQ Assessment Methods
There are two main approaches used to assess IAQ and ventilation with regard to
airborne transmission: measurements and numerical modeling. Measurements can be
performed either in the field (real environment) or a laboratory (controlled environment).
Field measurements provide values for dose-related indicators and account for real-world
uncertainties resulting from human behavior and environmental conditions. Field mea-
surements rely on different measuring devices depending on the purpose of the field study.
In contrast, the advantage of laboratory measurements is that they allow the environmental
conditions to be controlled, resulting in a deeper understanding of certain parameters
without exposing the test subjects to any contaminants or pathogens [20].
With the increase in computational power, numerical modeling of aerosol dispersion
and ventilation strategies is more commonly used to study infection risk in indoor en-
vironments. Based on the findings of this review, two approaches are typically adopted
depending on the scale being studied: (1) zonal network methods are used for floor-scale
modeling, where a floor is a network of rooms and each room is a node, where equations
such as pressure and contaminant equations are solved; and (2) CFD methods allow for
more detailed modeling of the airflow in rooms with different ventilation systems or model-
ing of aerosol dispersion in a space from the source to the receptor [21–23]. In the literature
reviewed, different turbulence models were used for CFD simulations, including Large
Eddy Simulations (LES), Detached Eddy Simulations (DES) (more specifically the Spalart–
Allmaras model [24]), or Reynolds-averaged Navier–Stokes (RANS) models with either
a k-e [25] or a k-ω model [26]. The k-e model integrates two partial differential transport
equations, as well as the Navier–Stokes equations, for the description of turbulence, one for
kinetic energy (k) and the other for the rate of dissipation of turbulence (e) [27]. The k-ω
turbulence model adopts a modified turbulent kinetic energy equation from the standard
k-e model and introduces a new equation for ω. The k-ω model incorporates modifications
for low Reynolds number effects. It is applicable to flows limited by walls. The k-ω SST
model is used for the robustness of a k-ω model near the wall and the ability to transition
to a k-e model in the far field [28]. Table 2 provides more details about the CFD simulations
that were found in the literature.
In the literature selected in this review, these approaches are often combined to create
more holistic studies. More advanced approaches use Artificial Intelligence (AI) and com-
bine both field measurements and numerical approaches. AI methods rely on monitoring
and/or simulations, as well as the analysis of these data to predict aerosol dispersion, ven-
tilation performance, or human behavior. Therefore, this section is organized thematically
based on the topics discussed in the literature and how they were combined:
• Aerosol dispersion;
• Ventilation;
• Infection risk;
• Design parameters;
• Human behavior.
Each sub-section is organized according to the type of studies performed (field mea-
surements, laboratory experiments, or numerical simulations). Table 3 presents an overview
of the themes covered in each of the publications and the methods used (experiments, sim-
ulations, or both). It should be noted that if a study was only “numerical”, it does not
mean that it was not validated. It means that the study only addressed the simulation or
that it validated the simulation based on another study or simulation. Additionally, if a
study utilized both numerical and experimental approaches, it does not mean that the
results were validated. The researchers in the study may have used the experimental part
to determine the initial boundary conditions of the simulation.
Buildings 2023, 13, 742 6 of 27
Table 2. Summary of the CFD solvers and methods used in the selected references.
Table 3. Themes of the selected papers. E indicates experiments and N indicates numerical simula-
tions.
Ventilation
parameters
dispersion
Infection
behavior
Methods
Articles
Aerosol
Human
Design
risk
de Man et al. [53], Han et al. [54], Hebbink et al.
[55], Ho et al. [56], Li et al. [57], Ortiz et al. [58], Tan
E
et al. [59], Akhtar et al. [60], Kim et al. [61], Bourouiba
et al. [62], Hui et al. [63], Tang et al. [64]
Miller et al. [71], Dai and Zhao [72], Sun and Zhai
N [73], Peng and Jimenez [74], Sze To and Chao
[75], Rudnick and Milton [76], Riley et al. [77]
Table 3. Cont.
Ventilation
parameters
dispersion
Infection
behavior
Methods
Articles
Aerosol
Human
Design
risk
both Ascione et al. [21]
the generation of aerosols from the alveoli into the air [39]. These studies typically used
k-ω SST as a turbulence model in their simulations because it accurately simulates the
transition from laminar to turbulent in the respiratory tract. CFD was also used to test
theories about the evaporation and behavior of aerosols in the air. Dbouk and Drikakis
[38] developed a new theory for the evaporation of the coronavirus particles that included
the transient Nusselt and Sherwood numbers in the Reynolds, Prandtl, and Schmidt
numbers. The results of their simulations were consistent with the study by Yang and
Marr [106], which hypothesized that the virus was not deactivated at high RH. Therefore,
temperature and relative humidity, as well as the various uncertainties that accompany
these two environmental conditions, should be included in the assessment of airborne
transmission.
Mathematical models were also used to model aerosol dispersion. To determine
how far droplets can travel in a space, Xie et al. [67] added more complexities to the
Wells evaporation–falling curve by accounting for RH, air speed, and respiratory jets.
Regarding the use of probabilistic models, different Lagrangian stochastic models were
used for particle tracking in turbulent flows: the Discontinuous Random Walk (DRW)
model, Continuous Random Walk (CRW) model, and Stochastic Differential Equation
(SDE) method. The DRW model was mostly used because it is the least computationally
expensive. Wei and Li [66] used the DRW model to model the cough jet and distance of the
dispersion of various sizes of particles in a space. In the study, the dispersion of aerosols
beyond the 2 m safe distance proved the long-range transmission of 10 µm particles in the
air. Other studies developed their own mathematical models based on existing equations
and models [47,65]. Chen et al. [65] combined the simple dynamics of expired jets with
available probabilistic models of inhalation and deposition to study cross-infection between
two people facing each other while having a conversation.
3.3. Ventilation
Studying ventilation involves either assessing the concentrations of specific pollutants
in a space or more generally assessing the ventilation rate, mean age of the air, and airflow
patterns and distributions in a space. These parameters mainly depend on the type of
ventilation (natural or mechanical) and the position and configuration of air inlets and
outlets [11]. Some researchers focused on the ventilation of the entire room, whereas others
focused on the ventilation near the source of infection. PIV was the most commonly used
measurement technique to assess the airflow in a room. Several researchers presented
reviews on how to use PIV to measure the airflow and air motion to experimentally assess
indoor spaces in laboratories and test chambers [6–8].
At the numerical level, CFD simulations were the most commonly used numerical ap-
proach to assess ventilation. For natural ventilation, running CFD is not so straightforward
because two levels of airflow are present in the computational domain, the urban wind flow
and the indoor airflow. Decoupled simulation strategies were typically adopted to study
indoor natural ventilation. This means that the urban wind flow was modeled first and
then the relevant values near the openings of the studied building were used to later model
the indoor ventilation [45]. However, due to the increase in computational power in the
past decade, several studies used coupled simulations, where outdoor and indoor air were
modeled together [41,95]. Using coupled simulations, van Hooff and Blocken [45] studied
the CO2 concentration decay over time inside a semi-enclosed stadium after a concert. For
mechanical ventilation, some studies used CFD to assess the airflow patterns in a space [43]
to test optimization strategies for the ventilation system using machine learning [70] and for
sensitivity analysis to either determine the most influential parameters of the mechanical
ventilation system or determine the most convenient locations for a limited number of
sensors for full-scale measurements [50].
CFD also allows for the testing of more advanced ventilation systems. Lipinski et al.
[11] presented an overview of the three main types of ventilation (recirculating ventilation,
mixing ventilation, and displacement ventilation). They ran CFD simulations of two types
Buildings 2023, 13, 742 10 of 27
the source and the receptor [23,82]. In the paper by Villafruela et al. [23], the breathing
boundary conditions of the mouth and nostrils were sinusoidal equations that mimicked
the inhalation and exhalation patterns. In addition to the distance, Nielsen et al. [82] studied
the impact of the relative positions of two individuals on their exposure to particles. They
studied four positions: face to face, face to the side of the target individual, face to the
back of the target, and seated. Both papers showed that in the micro-environment of an
individual, the closer the target is to the source, the higher the exposure. Additionally, both
papers used the tracer gas N2O for the simulation of displacement ventilation.
Most of these studies drew similar conclusions regarding the importance of including
more design parameters, such as rooms with different sizes and shapes [80], or human
behavior, such as movable bodies [44], continuous breathing [35], or the level of activity [82],
to better understand and evaluate IAQ and the impact of ventilation in a given space.
tested a personalized ventilation system using breathing manikins and Collison nebulizers
to replicate aerosol generation. The intake fraction of the inhaling manikin was measured
with an aerodynamic particle sizer that measures the number and size of particles. The
objective of the study was to study the efficiency of a personalized ventilation (PV) system
when the occupants of a space change how they face each other. The side-by-side position
of individuals was determined to be the most critical position for the PV system.
Zivelonghi and Lai [92] studied the aerosol dispersion, ventilation, and infection
risk mathematically to provide recommendations to schools returning to physical edu-
cation classes for the 2021–2022 school year. They used mathematical equations for the
average Emission Rate (ER) to model aerosol emissions. For the infection risk, they used
the Gammaitoni–Nucci model, a Wells–Riley-based model that can account for the time
evolution of the viral charge using the thermal gradient airflow. The viral load equation
considered the exposure time, saturation, decay rates, and opening/closing of windows.
The study also tested different occupancy levels in classrooms and whether the teacher
or any of the students were infected. This study not only accounted for the number of
pathogens in the air but also added human behavior to the assessment of the infection
rate. In addition, they highlighted the importance of cumulative airborne risk and the
importance of time in understanding infection in indoor spaces. They also highlighted the
two critical factors that can affect the infection risk: the ventilation and volume of the room.
Foster and Kinzel [34] differentiated between mathematical models (risk infection
models) and numerical models (CFD simulations) to estimate the infection risk in a class-
room setting and compared the percentage of error between the two models in two different
ventilation settings: no ventilation and mechanical ventilation with heating. To enable a
meaningful comparison, they used the Gammaitoni and Nucci form of the Wells–Riley
model because it considers the Reynolds transport theorem and provides an infection risk
estimate closest to a CFD simulation. For the CFD simulation, the infection risk probability
was calculated based on the volume of the breathing zone of individuals in a room and the
concentration of particles in that breathing zone. With no ventilation, the Wells–Riley model
had a relative under-prediction error of 6% compared to the CFD simulations. However,
with ventilation, the under-prediction error increased to 29%, highlighting the added value
of modeling the entire space, including its turbulence complexities, to identify the areas
in a room with a higher risk of infection. Dai et al. [29] used CFD to model the impact of
natural ventilation on the dispersion of pollutants inside a building. They tested three wind
directions and used the Wells–Riley model to assess the infection risk originating from a
source room to the rest of the building. When the source room was facing the dominant
wind direction, the risk of infection in other rooms that faced the same direction was found
to be the highest. They also validated the results by conducting wind tunnel experiments
using a scaled model of the studied area.
Regional climates were also used in several CFD studies to choose the best type of
ventilation system. Ascione et al. [21] studied the differences between air distribution
systems using diffusers and grilles in a school classroom in Campobasso in southern
Italy (cold climate). They computed the temperature, airflow velocity, and mean age of
the air. They determined the optimal air distribution system (linear slot diffusers) but
emphasized that it was not a universal solution and that it would only apply to similar
types of classrooms in similar climates. This means that optimized ventilation solutions
are case-dependent and architects and engineers should be cautious when deciding on a
particular ventilation system.
On a larger scale, Kembel et al. [94] addressed the biogeography of a set of rooms
and how they are connected by assessing their degree of centrality (the organization of the
space) through betweenness (the number of shortest paths that go through a space) and
connectance (number of intermediate spaces that connect two spaces). They determined
the impact of the organizational design of a space on the traffic of occupants through the
central node and, consequently, how this impacts the microbiology of a space. The greater
the number of people that share a space, the higher the risk of exposure to pathogens.
This emphasizes the importance of different design layouts in the formation of microbial
communities in a space. It also highlights the need to understand both microbiology and
indoor design to ensure better IAQ.
5. Particle size;
6. Type of mask.
Based on the inputs, the geometry of the room, including the location of the occupants,
was created and used to run the simulation. The idea of the app was to provide an
accessible tool for non-CFD users to model the infection risk in a space based on certain
inputs. Including ventilation modeling in CFD, however, would provide more detailed
information about the infection risk in a space.
Figure 2. Input for CFD simulations. Green indicates the technical parameters; purple indicates the
design parameters; blue indicates are stochastic input; black indicates additional information for
specific scenarios.
Buildings 2023, 13, 742 15 of 27
Input Parameters
Initial boundary conditions for exhaled breath (velocity, pressure, relative humidity, temperature,
turbulence parameters)
Initial boundary conditions for ventilation system (velocity, pressure, turbulence parameters)
Turbulence model and solver
Mesh resolution
Ventilation type
Room volume (x, y, z)
“Human” parameters (dimension of mouth and nostrils, body surface temperature)
For mechanical ventilation, position, direction, and airflow of inlets and outlets and
ventilation rate
Ambient conditions (temperature, pressure, relative humidity)
For natural ventilation, number, size, and location of windows and doors, regional climate
Number of occupants
Number of infected people (usually one)
Position of occupants with respect to each other
Position of the source generating aerosols (i.e., occupant’s location)
Presence of personal ventilation
With or without masks
Particle injection (kinematic or particle cloud parameters) (in some cases, it was a tracer gas)
CFD simulations to measure the air velocity, temperature, and contaminant concentration
under different scenarios such as a person walking, the changing of bed sheets, and the
swing of a door in an inpatient ward. Brohus et al. [51] also used CFD and contaminant
concentrations to demonstrate the impact of moving staff in an operation room on the
concentration of contaminants near the patient’s table. All studies showed that the closer
the moving person was to the source of the contaminant, the greater the disturbance.
Blocken et al. [100] used CFD simulations to study people emitting aerosols in gyms
with mixed mechanical ventilation and the effects of a high-quality air cleaner in a field
experiment. The experiment only involved stationary workouts, such as stationary bicycles,
treadmills, and weight-based equipment, to limit the re-suspension of particles. During
the experiment, they measured the aerosol particle concentration of particles smaller than
0.25 µm and up to 10 µm, temperature, and CO2 . One conclusion of this study was that
gyms should be considered complex spaces because of their large height (5.1 m, in this
case) since the source emitting the pollutant was far from the inlet and outlet of the mixed
ventilation system. Another conclusion of this study was that measurements of particles
should be conducted at higher levels than those already measured (at 1.367 m and 1.247 m)
to capture the vertical gradient change in the gym.
To include human behavior in the numerical simulations, some studies used prob-
abilistic models. Vuorinen et al. [10] used a Monte Carlo model to simulate the effect of
people entering and leaving a supermarket, with or without coughing, on the dispersion
and concentration of aerosols per cubic meter. They introduced “the domain of elevated
risk (DER)”, which is a volume of accumulated exhaled aerosols based on the breathing
rate and assumption of the critical exposure dose to virus-laden aerosols in the order of 100.
Table 5. Studies grouped according to the three main categories of indicators: dose-, occupant-, and building-related indicators.
[6–8,11,53,54,
[32,35,37,39,
[29,34,73,76,
[43,49,50,70]
[10,36,86,88]
42,44,47,51,
52,57,59,60,
[45,46,100]
[48,55,56]
[17,83,90]
[41,69,95]
[103,104]
58,63,64]
81,84,99]
[66,106]
[82,101]
[87,92]
[22,30]
[38,68]
[23,85]
[75,77]
[72,74]
62,78–
91,97]
[102]
[105]
[71]
[31]
[40]
[21]
[33]
[61]
[67]
[65]
[89]
[96]
[98]
[93]
[94]
Articles’ References
Physics of particles x x x x x x x x x x x x x x x x x x x x x x x x x x
Dose-related
Airflow patterns x x x x x x x x x x x x x x x x x x x x x x x x x
indicators
Temperature x x x x x x x x x x x x x
Relative Humidity x x x x x x x x
Occupant-related
Relative position x x x x x x
Duration of stay x x x x x x x
Building-related
Windows/doors x x x x x x x x
indicators
Inlet–outlet mechanical x x x x
Space layout/volume x x x x x x x x
Buildings 2023, 13, 742 18 of 27
4. Discussion
4.1. Indicators
Several IAQ indicators were used to assess aerosol dispersion in the papers selected
for this review. Dose-, occupant-, and building-related indicators were used to understand
and simulate the behavior of aerosol dispersion and ventilation in a given space. However,
dose-related indicators were predominantly used, as seen in Table 5. Only 4 out of the
95 reviewed papers did not use dose-related indicators and only 14 studies used all three
categories of indicators. This highlights the lack of a holistic approach to assessing IAQ and
ventilation regarding airborne transmission. Moreover, the use of some of these indicators
has been questioned during the coronavirus pandemic.
For instance, using CO2 levels as a proxy for virus-laden particles has been widely
criticized due to the disconnection between CO2 levels (used generally as occupancy indi-
cators) and infection risk [92,108,109]. In the study by SAGE-EMG [109], CO2 levels were
identified as good indicators of poor ventilation in high-occupancy spaces. Nevertheless,
this does not hold for low-occupancy or large-volume spaces where CO2 levels are diluted
but virus-laden aerosols still accumulate at breathing levels. Eykelbosh [108] also argued
that air filters can considerably reduce the risk of infection without affecting the CO2 levels
in a room, thus weakening the use of CO2 levels as the only indicator for infection risk.
Consequently, researchers have been working to develop new infection risk proxies by
combining CO2 levels and other chemical pollutants such as PMs or VOCs. For example,
Zhang and Bluyssen [78] explored the possibility of using CO2 as a proxy for exhaled
particles to predict the risk of indoor exposure to pathogens but could not find a significant
relationship between the number of indoor particles and the CO2 level.
Additionally, there was no overall consensus among researchers on the thresholds
of the environmental conditions. Studies showed contradictory results in terms of the
impact of temperature and relative humidity on the deactivation and transmission of
SARS-CoV-2 [110,111]. One reason could be the lack of a strong correlation between the
environmental conditions and the spread and viability of the virus [112]. Another reason
could be the use of experimental aerosols. More water added to the initial mixture can lead
to a delay in the evaporation process and not a higher relative humidity [106].
With the coronavirus, it has become necessary to consider these indicators using an
integrated approach, considering not only objective indicators but also the perception of
the occupants of a space. Similar to soundscape [113], which approaches sound in indoor
spaces in a more holistic way, the authors of this paper would like to introduce the term
airscape. Airscape covers the perception of the occupants in an indoor space such as
smell, draft, and thermal comfort. However, the term can be extended to combine all the
IAQ indicators, including but not limited to the indicators mentioned in this paper (air
pollutants, environmental conditions, ventilation, and effects on people) (see Figure 3).
Therefore, the airscape of a room is defined as the combination of all pollutants in the air
(environmental conditions, airflow and distribution patterns, ventilation rate, and mean
age of the air), the perception of the occupants (smell, draft, and thermal comfort), and the
health symptoms and health effects, which are expressed, for example, as an infection rate
or disease.
The choice of some of these parameters is not always straightforward and depends on
the researcher and the purpose of the study. The most uncertain parameters are related to
the input of the CFD simulations. Table 2 shows that there is no consensus on technical CFD
setups. The physics involved in the modeling are chosen based on whether the simulation
is a single-phase flow simulation, i.e., air and particles are modeled as a continuous gas,
or a multi-phase flow, i.e., air is modeled as a continuous gas and particles as discrete
elements. After choosing the physics, the actual solver needs to be chosen. This depends on
the different assumptions that the simulation should take into account, such as the choice
of turbulence model and steadiness, which mainly depends on the overall scope of the
research and is typically limited by the computational and time costs of the CFD. This
makes the optimization of several ventilation systems a very challenging task that depends
on each different scenario.
Numerical simulations also include parameters that are affected by natural variations
between individuals such as their height, weight, age, and gender. These parameters are
estimated based on experimental measures and included in the final simulation. Nev-
ertheless, an adequate way to efficiently prevent and assess the risk of infection based
on aerosol dispersion in indoor environments is still needed. So far, researchers have
suggested different approaches to model aerosol dispersion; however, not all aerosols are
virus carriers. Therefore, more information is needed on the viral shedding of an aerosol.
In addition, inhaling the virus does not automatically lead to infection [10]; a certain viral
load needs to be reached to result in illness. The value of that viral load depends on the
virus and is an important factor in determining the infection risk in a space.
There appears to be a gap in the current literature in terms of an optimization tool that
utilizes the findings from previous assessment tools and proposes design solutions that are
tailored to specific built or newly conceived spaces. As can be seen in this review, many
fields have incorporated machine learning into their research to assess aerosol dispersion
and ventilation in a room based on relatively few validated training samples from existing
cases. A numerical tool can be built based on this data to propose design parameters that
best optimize the airscape in a room. This tool can inform architects and engineers about
the IAQ in their designs and the improvements needed either during the concept phase or
later stages of a building’s life cycle.
Figure 4. A summary of the themes discussed in this review, the topics addressed, and the indica-
tors used.
Table 3 shows that the topics of aerosol dispersion, ventilation, and infection risk were
covered more extensively individually than in combination with one other or in comparison
with design parameters and human behavior. A possible reason is that introducing all
these factors would increase the complexity of the system to study and model. Another
reason could be that the papers did not necessarily represent the entire work of researchers
but rather defined certain milestones in their research. Moreover, Table 3 shows that there
was a lack of papers covering the topics of human behavior and design parameters in
assessing IAQ and airborne transmission. This is consistent with the increasing demand to
include these themes as parameters in studies addressing IAQ and airborne transmission
in indoor spaces. Consequently, there is a need for more interdisciplinary research between
experts from different fields. This means that more stakeholders need to be included in
studies such as building engineers, architects, epidemiologists, virologists, and behavioral
scientists [114–116]. Megahed and Ghoneim [115] proposed a “holistic IAQ management
plan” that includes all engineering fields in the architectural design process. Numerical
tools were proposed as the optimal way for the fields to collaborate to yield more holistic
performance-based design solutions. Figure 5 shows a more holistic approach to collabo-
ration among the various disciplines. In fact, aerosol dispersion and ventilation depend
on the design of a space and the intensity of human behavior in that space. Despite the
complexity of the system and its various biological and behavioral uncertainties, true
interdependence between these fields leads to a pathogen source-based design [117], where
the design of the indoor environment can be more resilient to airborne pathogens.
It should be noted that because of the use of “healthy” ventilation, energy consump-
tion is the sixth theme that was found in the literature but was not included in this review
because it is outside the scope of the research question. In fact, most references that con-
cluded that the improvement of ventilation systems could limit the dispersion of aerosols
highlighted that these improvements should not come at the expense of higher energy
consumption [11,118]. Therefore, another degree of complexity should also be added to the
system that includes energy efficiency. The challenge is to design smarter ventilation sys-
tems, including relying more on natural ventilation [11], installing personalized ventilation
to target the breathing area [88], installing sensors that indicate when ventilation is (not)
needed [119], or a combination of these strategies so that energy costs can be minimized.
Buildings 2023, 13, 742 21 of 27
Figure 5. The interdependence between the design and human behavior disciplines and the engi-
neering fields that deal with aerosol dispersion and ventilation. The term "Pathogen-source-based
Design" was found in Shen et al. [117].
5. Conclusions
The coronavirus pandemic has emphasized the underlying weaknesses in IAQ and
ventilation strategies in indoor spaces. It is clear that existing building regulations related
to IAQ need to be revised and better implemented given the understanding of airborne
transmission.
The aim of this review was to investigate the steps that have been taken so far to
reduce aerosol dispersion with regard to IAQ. This resulted in identifying the indicators
and assessment approaches used to assess IAQ and ventilation systems in the case of
aerosol dispersion. The studies reviewed in this paper were divided into five themes:
aerosol dispersion, ventilation, infection risk, design parameters, and human behavior.
The aerosol dispersion studies addressed the physics of aerosol-generating tasks and the
impact of environmental conditions on aerosolization. The ventilation studies covered the
various types of ventilation and ventilation rates to understand the airflow patterns in
spaces. The studies that covered both topics aimed to extract or dilute aerosols. Based on
aerosol dispersion and ventilation, the studies that included the infection risk assessed the
risk based on the concentration of aerosols. The design-related studies addressed a room’s
geometrical parameters and the human behavior studies tried to add more uncertainty to
the ventilation models.
An important conclusion of this review is the predominant use of dose-related indi-
cators compared to the use of occupant- or building-related indicators. This underlines
the need for a broader definition of the IAQ indicators to understand and mitigate the
dispersion of aerosols in indoor spaces. For this purpose, the authors introduced the term
airscape, which covers all IAQ indicators used in the reviewed papers with the addition of
the perception and impact of the occupants of a space.
Moreover, different design assessment tools were found in the literature but there was
no proper optimization tool identified. This was mainly attributed to the fact that different
scenarios may require different numerical setups, which makes it difficult to efficiently test
different room designs and determine an optimal solution.
Finally, the reviewed literature seems to focus on analyzing the topics of aerosol
dispersion, ventilation, and infection risk separately rather than together, mostly avoiding
the inclusion of the topics of design parameters and human behavior. However, separating
Buildings 2023, 13, 742 22 of 27
aerosol dispersion and ventilation from the parameters of the space where they occur does
not allow for a comprehensive understanding of the airflow at the breathing level and
the optimal solutions that are needed. An integrated approach to optimizing the space is
needed that is consistent with the growing demand to include design parameters when
assessing the IAQ of a room.
This requires interdisciplinary work among different stakeholders that approaches
the problem from different perspectives. We can no longer afford to allow our health to
depend on poor coordination among experts. Coupling existing IAQ knowledge, advanced
computational technologies, and architectural design is the future for healthy buildings
and, consequently, healthy societies.
Author Contributions: Conceptualization, N.H., C.G.S. and P.B.; methodology, N.H., C.G.S. and P.B.;
formal analysis, N.H.; investigation, N.H.; writing—original draft preparation, N.H., C.G.S. and P.B.;
writing—review and editing, N.H., C.G.S. and P.B.; supervision, C.G.S. and P.B.; All authors have
read and agreed to the published version of the manuscript.
Funding: This research received no external funding.
Institutional Review Board Statement: Not applicable.
Informed Consent Statement: Not applicable.
Data Availability Statement: No new data were created or analyzed in this study. Data sharing is
not applicable to this article.
Conflicts of Interest: The authors declare no conflict of interest.
Abbreviations
The following abbreviations are used in this manuscript:
AI Artificial Intelligence
BPNN Back-Propagation Neural Network
CFD Computational Fluid Dynamics
CO2 Carbon dioxide
CRW Continuous Random Walk
DRW Discontinuous Random Walk
HEPA High-Efficiency Particulate Air
IAQ Indoor Air Quality
MERS Middle East Respiratory Syndrome
PIV Particle Image Velocimetry
PSO Particle Swarm Optimiser
PTV Particle-Tracking Velocimetry
REHVA Federation of European Heating, Ventilation, and Air-Conditioning Associations
RH Relative Humidity
RNG Re-Normalization Group
SARS-CoV-1 Severe Acute Respiratory Syndrome Coronavirus 1
SARS-CoV-2 Severe Acute Respiratory Syndrome Coronavirus 2
SDE Stochastic Differential Equation
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