Krahn Et Al. 2006
Krahn Et Al. 2006
        People with ID represent approximately 2% of the population and,            abilities, had no previous medical records for Suzanne, and had
as a group, experience poorer health than the general population. This              difficulty understanding her. The caregiver staff could interpret
article presents recent conceptualizations that begin to disentangle health
from disability, summarizes the literature from 1999 to 2005 in terms of the        much of Suzanne’s speech and nonverbal communication but
cascade of disparities, reviews intervention issues and promising practices,        did not know Suzanne’s medical history. On physical examina-
and provides recommendations for future action and research. The recon-             tion, the physician found a lump in Suzanne’s breast. At that
ceptualization of health and disability examines health disparity in terms of
the determinants of health (genetic, social circumstances, environment,
                                                                                    point, the office visit had already extended beyond 15 minutes,
individual behaviors, health care access) and types of health conditions            and there was no time to address her combative behavior,
(associated, comorbid, secondary). The literature is summarized in terms of         unidentified pain, and need for routine preventive care for aging
a cascade of disparities experienced by people with ID, including a higher          adults.
prevalence of adverse conditions, inadequate attention to care needs, in-
adequate focus on health promotion, and inadequate access to quality
                                                                                           Suzanne’s experience is all too common among persons
health care services. Promising practices are reviewed from the perspective         with intellectual disabilities (ID) and their care providers. People
of persons with ID, providers of care and services, and policies that influence     with ID represent approximately 2% of the population, with
systems of care. Recommendations across multiple countries and organiza-            anticipated growth due to increasing survival rates related to
tions are synthesized as guidelines to direct future action. They call for
promoting principles of early identification, inclusion, and self-determina-
                                                                                    improvements in neonatal care, nutrition, and socioeconomic
tion of people with ID; reducing the occurrence and impact of associated,           conditions [Cooper et al., 2004]. As a group, people with ID
comorbid, and secondary conditions; empowering caregivers and family                experience poorer health than the general population. This
members; promoting healthy behaviors in people with ID; and ensuring                difference in health status is particularly evident for people with
equitable access to quality health care by people with ID. Their broadscale
implementations would begin to reduce the health disparity experienced by
                                                                                    more severe disabilities and is observed across the typical mea-
people with ID.                                           © 2006 Wiley-Liss, Inc.   sures used for population comparisons. Health disparities for
MRDD Research Reviews 2006;12:70 – 82.                                              people with ID have been documented in mortality [Hollins et
                                                                                    al., 1998; Durvasula and Beange, 2001; Bittles et al., 2002],
Key Words: intellectual disability; health care; health disparities;
                                                                                    morbidity [Beange et al., 1995; Janicki et al., 1999], and quality
learning disabilities; health promotion; provider practices                         of life [Hensel et al., 2002].
                                                                                           The unmet health care needs of people with ID were
                                                                                    starkly illustrated in the early 1990s by the work of Helen
S
                                                                                    Beange, Michael Kerr, and other researchers [Beange et al.,
      uzanne, 49 years old, currently lives in a group home in a large
                                                                                    1995; Kerr et al., 1996; Whitfield et al., 1996]. Much of the
      city with two other housemates and two care attendants. In the
      past six months, both staff members in her new home have                      research conducted subsequently has been reviewed elsewhere.
changed. Until a year ago she lived in a large residential facility                 Fisher [2004a] summarized selected literature published from
that provided in-house physician care; now she accesses health                      1992 to 2002 from the perspective of the nursing profession,
care through local providers. She has moderate intellectual dis-                    noting high rates of mental health concerns and gaps in medical
ability, cerebral palsy (CP) with dysarthria, generalized tonic–                    care and health promotion involvement. Tuffrey-Wijne [2003]
clonic seizure disorder that is poorly controlled by medication,                    compiled the literature on palliative care for people with ID,
and recurrent muscle and joint pain. Several months ago the staff                   primarily around cancer care. Lennox’s presentation at the 2003
noticed that Suzanne seemed more agitated, resisted going on                        White Plains Conference on Health and Intellectual Disabilities
outings, and refused to take her medications. They also thought                     summarized the literature on the impact of health and social care
her head-banging and self-biting were increasing and that she
was losing weight. They arranged for a medical consultation                          *Gloria Krahn, Child Development & Rehabilitation, P.O. Box 574, Portland, OR
with a local physician. When Suzanne and her caregiver arrived,                      97207-0574. E-mail: krahng@ohsu.edu
the physician was already running an hour behind schedule and                        Received 2 November 2005; Accepted 4 November 2005
                                                                                     Published online in Wiley InterScience (www.interscience.wiley.com).
had scheduled only 15 minutes for the appointment. The phy-                          DOI: 10.1002/mrdd.20098
sician had limited experience with adults with intellectual dis-
© 2006 Wiley-Liss, Inc.
delivery on the health status of people        tinguishing impairment from environ-             al. [2002] estimated that, for the general
with ID [Lennox et al., 2003].                 ment, these integrative models begin to          population, medical care is estimated to
       The purpose of this article is to       provide a means to tease apart health            contribute about 10% and individual be-
summarize the literature on the health         from disability and to identify and under-       haviors contribute 40%. Other determi-
status of people with ID from 1999 to          stand those factors that contribute to           nants include genetics (30%), social cir-
2005, with particular emphasis on exam-        health disparities observed for people           cumstance (15%), and environment (5%).
ining the role of health care access in        with disabilities.                               Health care access and environment
influencing health outcomes. Its intended              The definition of several terms as-      likely play a larger role for people with
contribution is to synthesize findings         sists in understanding this new conceptu-        ID, particularly for persons with ongoing
across multiple countries to illustrate that   alization of health and disability:              health conditions [Horner-Johnson et al.,
the health status of people with ID is                 Intellectual Disability (ID) is a dis-   submitted for publication]. Fig. 1 depicts
adversely influenced by a cascade of dis-      ability acquired before the age of 18 and        how these determinants contribute to the
parities; disparities that can be addressed    is characterized by significant limitations      health disparities of persons with ID.
to improve health outcomes. The paper          both in intellectual functioning and in                 We propose a conceptual frame-
(1) presents recent conceptualizations         adaptive behavior as expressed in con-           work to disentangle health from disability
that begin to disentangle health from dis-     ceptual, social, and practical adaptive          that is based on determinants of health
ability, (2) summarizes the literature from    skills [American Association of Mental           (genetic, social circumstance, environ-
1999 to 2005 in terms of the cascade of        Retardation (AAMR), 2002].                       ment, individual behavior, and health
disparities, (3) reviews intervention issues           Health is defined as a state of com-     care access) and recognizes distinctions
and promising practices, and (4) provides      plete physical, mental, social well being,       among categories of health conditions
recommendations for future action and          and not merely the absence of disease            (associated, comorbid, and secondary).
research.                                      [WHO, 2005].                                     Such a framework can begin to identify
                                                       Health disparities are defined in var-   the contributors to health disparities in
                                               ious ways that differ as to whether or not       people with ID and how to address those
                                               they attribute causality to the observed         contributors. The observed poor health
  The health status of                         differences [HRSA, 2000; Smedley et al.,         of the population of people with ID is
                                               2002]. For this article, health disparity is
   people with ID is                           defined as population-specific differences
                                                                                                seen as resulting from a combination of
                                                                                                factors: genetic factors that contribute to
adversely influenced by a                      in key health indicators between people
                                                                                                higher rates of associated conditions and
                                               with and without ID, without inference
 cascade of disparities;                       to the cause of these differences.
                                                                                                their subsequent sequelae (e.g., thyroid
                                                                                                problems associated with Down syn-
 disparities that can be                               It is important to distinguish
                                                                                                drome); social circumstances that are
                                               among different types of health condi-
  addressed to improve                         tions experienced by people with ID.
                                                                                                characterized by low income, social iso-
                                                                                                lation, vulnerability to abuse, and inade-
    health outcomes.                           These conditions can all contribute to
                                                                                                quate attention of care providers to
                                               measured health disparities but reflect
                                               different points of entry along the cascade      health needs; environments (e.g., expo-
                                               of disparities. These conditions are:            sure to unhealthy levels of lead or other
                                                       Associated health conditions refer to    contaminants; environments physically
RECONCEPTUALIZING                                                                               inaccessible for people using wheel-
HEALTH AND DISABILITY                          medical conditions that are regarded as
                                               having led to the impairment in intellec-        chairs); individual behaviors that contrib-
       The conceptual differentiation of                                                        ute to secondary conditions because of
health from disability is relatively new.      tual functioning [McNeil and Binette,
                                               2001]. CP, Down syndrome, and en-                inadequate knowledge about health-pro-
Until recently, disability was presumed                                                         moting lifestyles (e.g., oral health care,
equivalent to illness, with similar expec-     cephalitis are examples of associated
                                               health conditions leading to ID.                 nutrition), cognitively inaccessible treat-
tations of dependence, inactivity, and ex-                                                      ment programs for high risk behaviors
clusion from participation in community                Comorbid conditions refer to con-
                                               comitant but unrelated pathological or           (e.g., smoking, alcohol and drug use, an-
life that are typically associated with ill-                                                    ger management), and residential settings
                                               disease processes that have an adverse im-
ness [Krahn, 2003]. People with disabil-                                                        that support inactivity and poor nutri-
                                               pact on health [Steadman, 2005]. For
ities were reputed to necessarily have                                                          tion; and inadequate health care access
                                               people with ID, comorbid conditions
poorer health. However, models of dis-                                                          that contributes to poor management of
                                               would be adverse health conditions, such
ability have evolved from the writings of      as cancer or hypertension, that are nei-         associated conditions (e.g., seizure disor-
the sociologist Nagi in the 1950s to con-      ther caused by nor occur as a result of the      ders), comorbid conditions (e.g., late-
sider both the attributes of the environ-      intellectual disability.                         stage diagnosis of cancers, untreated car-
ment as well as of the individual [Drum                Secondary conditions refer to those      ies), and secondary conditions whose
et al., 2005]. The International Classifi-     conditions that a person with a preexist-        occurrence or impact could be mini-
cation of Functioning, Disability, and         ing disability experiences at higher rates       mized with better care (e.g., recurrent
Health (ICF) [WHO, 2001] reflects such         than the general population and are gen-         pneumonia, bowel obstruction, depres-
an integrative model. The ICF recog-           erally regarded as preventable [Simeon-          sion). Interventions may be directed at
nizes what disability scholars have been       sson and Leskinen, 1999]. For people             improving social circumstances, increas-
saying for decades—that the physical and       with ID they may include decubitus ul-           ing caregiver attention to poor health,
social environments in which people            cers, bowel obstructions, and depression.        altering individual lifestyle behaviors, or
with impairments live actually contribute              In their review of the variance that     improving access to quality health care.
to many of the disabilities they experi-       could be attributed to early mortality as a      Unfortunately, the extant literature has
ence [Bickenbach et al., 1999]. By dis-        measure of health outcome, McGinnis et           not adequately differentiated among
MRDD RESEARCH REVIEWS DOI 10.1002/mrdd            ●   DISPARITIES   IN   HEALTH   AND   HEALTH CARE   ●   KRAHN   ET AL.                71
          Fig. 1.   Representation of determinants of health and health status disparities for persons with intellectual disabilities.
these different types of contributors to              for hearing and vision problems [Kerr et               in findings related to differences in meth-
health disparities.                                   al., 2003]. Researchers have advocated                 ods. Table 1 summarizes findings across
                                                      for soliciting the input of people with ID             studies on prevalence rates of a number
A CASCADE OF DISPARITIES                              [Koch et al., 2001] and several studies                of conditions, with studies varying in
FOR PEOPLE WITH                                       have looked at this specifically [Cea and              sample, conditions studied, and criteria
INTELLECTUAL DISABILITIES                             Fisher, 2003; Schwartz and Rabinovitz,                 for noting presence of a condition.
       A systematic literature review was             2003]. These findings suggest that proxy
conducted using MEDLINE, PsychINFO,                   reporting should only be used judiciously              Studies conducting physical examinations of
and Cinahl dating from 1999 through                   and with knowledge of its limitations.                 groups of ID
2005. Search terms included: “mental re-                      The findings of these articles are                    Several studies were based on med-
tardation,” “disabled persons,” “develop-             summarized as a cascade of disparities.                ical examinations and chart reviews to
mental disabilities,” “health services ac-            The effects of differences in prevalence               establish prevalence rates of health prob-
cessibility,” “primary health care,”                  rates of adverse health conditions and                 lems. Kerr and his colleagues studied a
“barriers,” “obstacles,” “stigma,” “ac-               behavior disorders are compounded by                   large sample of people with ID (most
cess,” and “hinder.” All results were lim-            disparities in attention to care needs,                with moderate to profound ID) prior to
ited to English language publications and             which are further impacted by disparities              discharge from a large institution in the
those focusing on adults (19 plus years).             in preventive care and health promotion                United Kingdom between 1995 and
Many of the papers that were excluded                 practices, and all are finally impacted by             1999 [Kerr et al., 2003]. They ascertained
addressed broader issues of intellectual              disparities in equitable access to health              high rates of epilepsy, skin problems, lac-
disability (e.g., residential workforce,              care for people with ID. We believe that               erations or fractures, and respiratory dis-
parents with ID). Additional articles were            it is the culminating effect of this cascade           orders. Approximately one-half were
obtained through hand searching and                   of disparities that results in the poor                medicated for behavioral problems; 96%
through review of recent presentations at             health status of persons with ID.                      were prescribed two or more medica-
the International Association for the Sci-                                                                   tions and 22% were prescribed seven or
entific Study of Intellectual Disabilities            Disparities in Prevalence of Adverse                   more. In the United States, Lewis et al.
(IASSID) and the DisAbility Forum of                  Health Conditions and Behavioral                       [2002] examined a representative sample
the American Public Health Association.               Disorders                                              of adults (mild to profound ID) living in
For this paper, ID is used as a general                      As described below, health condi-               a variety of community settings. More
term to capture research about people                 tions that were repeatedly documented at               than a quarter of their sample had epi-
with “mental retardation,” “develop-                  relatively high rates in persons with ID               lepsy, about half were receiving psycho-
mental disabilities” (with emphasis on in-            include epilepsy, behavioral/mental                    tropic medications, more than half were
tellectual disabilities), and “learning dis-          health problems, fractures, skin condi-                overweight or obese, and only 16% had
abilities” as used in the United Kingdom              tions, poor oral health, and respiratory               dental status rated as “good.”
to reflect significant ID. Where available,           disorders. Intellectual disability, particu-
level of severity of disability is indicated.         larly severe and profound ID, was asso-                Studies using extant data
The review also provides some detail on               ciated with high mortality rates due to                       A number of studies were based on
the research methods used and prioritizes             cardiovascular diseases, intestinal obstruc-           record review and linkage of extant data
studies using methods with a stronger                 tion, pneumonia, trauma, and other                     sets. A UK population-based study with
evidence base.                                        causes [Shavelle and Strauss, 1999; Patja              record-linkage across multiple data sets
       A methodological issue in under-               et al., 2001]. Unrecognized problems                   determined epilepsy prevalence and
standing observed findings on health re-              with vision and hearing were also re-                  health service utilization among people
lates to the informant in data collection.            ported repeatedly. Studies differed in                 with ID [Morgan et al., 2003]. Findings
Proxy reporting by direct caregivers has              methodologies used to collect data (e.g.,              indicated that epilepsy prevalence during
been implicated in substantial underre-               physical examinations, database linkages,              the 5-year study period for the entire ID
porting of problems, most dramatically                questionnaire surveys), with differences               population was 16.1%, with much
72                       MRDD RESEARCH REVIEWS DOI 10.1002/mrdd                     ●   DISPARITIES   IN   HEALTH   AND   HEALTH CARE    ●   KRAHN   ET AL.
                                                                                                                                                                                                                                                                                                                         greater likelihood of epilepsy in people
                                                                                                                                                                                                                                                                                                                         who had spent at least 1 year in an insti-
                                                                                                                                                                                                                                            Hearing: 9–57*
                                                                                                                                                                                                                                            Vision: 20–67*
                                                                                                                                                                                                                                                                                                                         tution (33%) compared with those dwell-
Impairments
Hearing: 27
Hearing: 19
                                                                                                                                                                                              Hearing: 89
                                                                                                                                Vision: 34
Vision: 32
                                                                                                                                                                                              Vision: 99
                                                                                                                                                                                                                                                                                                                         ing exclusively in the community (3%).
                                                                                                        Sensory
                                                                                                                                                                                                                                                                                                                         There was a strong, positive correlation
                                                                                                                                                                                                                                                                                                                         between prevalence of epilepsy and so-
                                                                                                                                                                                                                                                                                                                         cioeconomic deprivation [Morgan et al.,
                                                                                                        Psychiatric/
                                                                                                                                                                                                                                                                                                                         2000]. A small sample record review of
Behavioral
                                                                                                                                                                                                                                            21–47**
                                                                                                                                                                                                                                                                                                                         nonambulatory adults with profound ID
                                                                                                                                                                                                                                                                                                                         in the Washington, DC area documented
25
26
49
                                                                                                                                                                                              53
                                                                                                                                                                                                                                                                                                                         high rates of epilepsy, constipation, skin
                                                                                                                                                                                                                                                                                                                         problems, fractures, respiratory concerns,
                                                                                                             Cardiovascular
                                                                                                                                                                                                                                            8–45*
                                                                                                                                                                                                                                                                                                                         three medications [Kozma and Mason,
                                                                                                                                14
17
2003].
                                                                                                                                                                                              9
         Frequencies of Conditions in Persons with Intellectual Disabilities
Gastrointestinal
                                                                                                                                                                                              10
                                                                                                                                8
33
44
11
46
40
21–49*
18
34
70
Record review
                                                                                                                                                                        Record review
                                                                                                                                                                         examination
examination
Physical
Survey
Survey
Survey
                                                                                                                                                                                                                      MR in care
                                                                                                                                                   dential care
                                                                                                                                                   nity dwell-
                                                                                                                                                                                                                      in residen-
                                                                                                                                                353 commu-
                                                                                                                                                                                                                   55 profound
                                                                                                                                                589 in resi-
                                                                                                                                                                                                                      tial care
                                                                                                                                                   homes
ing
                                                                                                                                                                                                                   Washington,
                                                                                                                                                                                                                      DC, USA
                                                                                                                                                                        CA, USA
                                                                                                             Location
                                                                                                                                                                                                                                                                                                                         Mental health
                                                                                                                                                Janicki et al. [2002]
   I. Promote principles of early identification, inclusion, and self-determination of people with ID in quality health care
      a. Include persons with ID, family members, and caregivers in establishing health agendas, developing practices, and conducting research
      b. Increase the understanding of persons with ID and family members about health treatment options and support their role in decision making
   II. Reduce the occurrence and impact of associated, comorbid, and secondary conditions in people with ID
      a. Ensure regular assessments by knowledgeable health care providers, which include
         i. Management of associated conditions (e.g., epilepsy, cerebral palsy, specific conditions related to disorder)
         ii. Review of medications
         iii. Diagnosis and intervention for mental health and behavior disorders
         iv. Adherence to general population guidelines for clinical preventive services to screen and treat comorbid conditions (e.g., cancers, diabetes, hy-
              pertension)
         v. Monitoring of hearing, vision, weight, height, skin, constipation, and oral health
      b. Provide for regular dental care
      c. Provide for specialty care to diagnose and manage genetic, neurological, psychiatric, behavioral, and nutrition conditions and problems
      d. Provide health care coordination for persons with ID who have complex health needs
      e. Conduct research to determine etiologies and syndromes for persons with ID to optimize their current and future health
      f. Conduct research to distinguish preventable secondary conditions from associated conditions and from progression of disorders over the lifespan
      g. Establish mechanisms to accurately monitor mortality and assess cause of death for persons with ID, particularly those in the community
   III. Empower caregivers and family members to meet the health needs of persons with ID in their care
      a. Provide assistance and supports to reduce the burden of care for families
      b. Improve wages, benefits, and required credentials to assure greater continuity in non-family caregivers
      c. Educate and train people with ID and their cargivers to
         i. Monitor nutrition, height, weight, and physical activity and to record changes
         ii. Prevent and treat chronic constipation
         iii. Improve oral hygiene of persons with ID
         iv. Monitor functional decline, particularly in older adults with ID
         v. Communicate with health care professionals
      d. Conduct research to determine effectiveness of training and intervention models with caregivers and family members.
   IV. Promote healthy behaviors for persons with ID
      a. Include persons with ID in all health promotion and preventive health practices across the lifespan
the cascade of disparities leading to poor             health status and care needs, challenging                 changing conceptualizations of health
health outcomes of people with ID as                   behaviors that are poorly understood and                  and of disability, this poorer health status
presented in Table 3.                                  managed, insufficient attention to indi-                  is now recognized as a health disparity
                                                       vidual health-promoting behaviors, and                    experienced by people with disabilities.
SUMMARY                                                difficulty in implementing clinical pre-                  The reconceptualization of health and
      The vignette of Suzanne that                     ventive services. It is now generally rec-                disability presented in this paper directs
opened this paper illustrates the range of             ognized that persons with ID experience                   future researchers to examine health dis-
contributing factors that have resulted in             poorer health than the general popula-                    parity in terms of the determinants of
poor health in persons with ID— com-                   tion in many countries. Until recently,                   health (genetic, social circumstances, en-
plex health conditions that are poorly                 however, poor health was implicitly ac-                   vironment, individual behaviors, health
managed, frequent changes in direct care               cepted as being an inevitable conse-                      care access) and through distinguishing
providers that result in inattention to                quence of having a disability. With                       among types of health conditions (asso-
MRDD RESEARCH REVIEWS DOI 10.1002/mrdd                     ●   DISPARITIES   IN   HEALTH    AND   HEALTH CARE        ●   KRAHN    ET AL.                         79
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