t;ttt=ttt:tt'
The Pathclogical Approach to Crime
 ;,idividually Based Theories
   ,::li Rimke, Uttiuersitl' of Winnipeg
 iiiTRODUCTIOn'l                                            examine their history and social contexts of emer-
 *-: notions of the crrminal as "sick," or, specifi-        gence. Understanding the history of the develop-
                                                            ment of pathological approaches is important :n
 -::,,r", "psychopathic" are prevalent in North             this context because 21st-century criminological
.:-'erican society, finding regr-rlar expression in aca-
                                                            theory is the product of theories developed in previ-
 .r:'.i;c writings, in everyday life and in popular         olis centuries. Wh;le most of these theories did not
 "':Jia and culture alike, Persons suspected or con-
                                                            originate in Canada, tl-rey have influenced Canadian
- ::ed of crirnes are commoniy represented as in-
                                                            criminal justice policies and university based re-
   ::ently bad or defective individuals suffering from      search, not to mentiorr popular representations and
r oathology, or abnornral condition. One need only          misconceptions about crinre and criminality in con-
:^ ::k of Oliver Stone's 1994 movie Natural Born            temporary society. As will be seen, individually
- 'ers and its sensationalistic storyline that docu-        based theories of criminalrty are distinct from the
.^ents the random, senseless murder spree of two
                                                            sociological theories presented in Chapter 6, and
  - -:ng lovers lvho themselves insist they were            they are based on a different set of assumptions
  :crn bad." Paul Bernardo, convicted in 1995 of            and goals.
  .:rng and murdering two teenage girls, is also               lndividually based theories generally rely on the
--:rrmonly presented in the mecJia as a socio-              pathological perspective rooted in tlre tradition of
; :rr ic/ psyclropathic/anti socia I persona ity suffer-
                                             I
                                                            Western hunran sciences r,vhereby criminality is
 -g from a clinical pathology. More recent is the
                                                            akin to a sickness or illness, Centrai to the patho-
:ise of Vince Weiguang Li, who stood trial for the          logical approach is the idea that criminality is in-
._,'iB stabbjng, beheading and cannibalization of           herent rn the individual (e.g., in the irind, hor-
-?-year-old Tim Mclean. Li was found not criminally         mones, personality, brain, neurotransnritters or
 :sponsible on accoLint       of a mental        disorder   genetic makeup) and that it can be explained by
 '.CRMD), sparking public demands for reinstating
                                                            isolating biological d ifferences, psychological differ'
.-e death penalty and abolishing human rights for           ences, or both in individuals. Another basic feature
:-e mentally ill. ln a culture obsessed with con-           of the pathological approach is that il is positivist.
 .-,n:ing crime, the spectacle and horrors of these         The scientific approach or positivism in criminology
 :ases often overshadow serious academic exanri-            assunres that the methods of the natural sciences
 -ation, thus perpetuating various probiematic as-
                                                            slrould be applied to the objective (value-free)
 3rmptions about the nature of criminality.                 study of criminality. The basis of knowiedge (epis-
     The idea that some people are criminal by na-          tenrology) is dispassionate data collection and
:.;r'e and commit crimes due to their essential             analysis based on observation, experimentation
-rakeup as human beings is a powerfuily alluring
                                                            and measurement and is thus quantitative rather
  ;ea, but one that poses serious qirestions arrd           than qualitative in iis approach. The emergence of
:rallenges. This chapter provides an overview of            positivistic crirninology in the late 19th century
.re historrcal development of nonsociologica, theo-         was part of llroader movement lvhereby ail social
',es that focus on criminal condLrct and crirninality       problenrs were increasingly viewed through the
:s pathology. ln order to understand individually           widening lens of science. Biogenic and psychogenic
rased theories of criminality, ii is necessary to           theories are a hailmark of the pathological approach
                                                                                                          70
80   Heidi Rimke
                                                            behaviour, biological and/or    psy-
to crime and criminal conduct. ln order to explain criminal
                                                                 The body and/or mindlpsyche
chological factors and attributes are isolated and measured'
                                                          Positivists assumed that human con-
are taken as flawed and at the root of criminal activity'
                                                      psychiatric factors' The new perspective
duct was determined by biological, psychological or
                                                      individual pontrol; thus, with the proper
argued that criminality had natural causes beyond
                                                                            and social ills such
application  of the positivist method, social progress would be achieved
as crime (and vice) would be eliminated'
                                                       problematic and elusive' yet millions of
    constructing a science of criminality has proven
                                                          tune in to watch enormously popular
dollars are spent researching it and millions of viewers
                                                                 have historically been among
crime shows based on these ideas. Biological explanations
                                                           Today they are again proliferating in
the most popular and influential of all theories of crime,
                                                        biochenlistry' neuropsycholo$y' behav-
academia, recast in terms of evolutionary psychology,
iourai genetics and so on.                       ,,psychopat]h,,, or in some other way bio-
    While popular Conceptions of the criminal as
                                            granted in everyday discourses' sociological
logically constituted have become taken for
approacheshavelongrejectedthishypothesisontheoretical,empiricalandethical
grounds(Taylor,Walton,&Young,lg7t).However,theresurgenceofbiologicaltheories-
               popular culture alike-makes it imperative to address
                                                                    the serious impli-
in academia and
                                                            defined in biological' psychological
cations of the concept of individual criminality whether
or psychiatric terms.
                                                         theories of crime and criminality has a
    The crusade to establish bio- and psycho-scientific
                                                            ideas about,evit and human nature
long, erratic and tragic history. Before the 1-8th century,
                                                             developed by church authorities'
were essentially derived from a religious framework
                                                      rejected and replaced by philosophical ex-
 Supernatural theories of criminality were eventually
 planationsdevelopedbytheclassicalschoolinthelSthcentury'postulatingthatcrimewas
                                                          agents rather than the result of mys-
the result of calculated choices made by rational human
                                                             pqsitive philosophy during the
tical forces circulating the cosmos- with the birth of
                                                            emerged and replaced the specu-
Enlightenment, scientific theories of crime and criminality
 lativephilosophyoftheclassicaltheories'Thepositivistcriminplogyofthelatelgthandearly
                                                                                 or psy-
 2Oth centuries hypothesized that criminality was
                                                  the result of biological, physiological
                                                         were the product and effects of the
 chological factors, or all three. such new explanations
 growingscientificrationalityofsociety.Theoriesshiftedtowarps,individualexplanationsthat
                                                                                      individual'
 searched for "endogenous"    (or internal) causes rooted in the body and mind of the
    We will look at each of these approaches in
                                                turn'
 THE DEMONOLOGICAL APPROACH                                   :
 CRIMINALITY AS SIN
                                                 the demonoioqlcal perspective or spiriru-
 The oldest known explanation for criminality is
 aiismcharacteristicofprescientificEuropeduringtheMiddieAges(13001700AD)
                                                       basis from religious authority and
 (pfohl, 1985). The demonological approach derives its                         and crimi-
                                                        This framework sees crime
 viewed crime as a sin and the"criminal as a sinner.
                                                            forqes operating on mortal beings
 nality as the product of supernatural or "otherworldty"
                                                          explanations for-transgression domi-
 in a spiritual battle betrveen gooa and evil. Two main
                                                  possession' The  cause o^f criminal conduct is
 nate this viewpoint: temptation and demonic
                                                      from otherworldly forces external to and
 thus supernalural orpreternafural; that is, it stems
 coerciveoftheindividualneatlysumm.dupbythep}u.ase.ithedeviimademedoit,',
                                        Chapter Five: The Pat ological APProach to             Crime     81
             Although the chapter is organized around hi             deveiopments and Paradigm shifts,
 sy-
        it is imperative to understand that hard and fast            between perspectives are more fic-
rhe
        titious than factual. For example, it is both naive and       orrect to assume that the religious
 3n-
        perspective is simply a relic of the past rather tlran         influential force on ruodern dis-
 ive
        courses operating in contemporary sociery. The                of moral insaniry the Precursor to
 ler
        "antisocial personality disorder," or psychopathy, is        exanrple ofthe hybridization of re-
rch
        ligious views and scientific discourses: Psychiatric di              about "moral insanitY" were
        the product of both Christian moralism and scientific            ies. Thus what was viewed as a
  of
        sin or sinfulness became renamed spiritualism still i           ts theoperation of law; the man-
rlar
        dates that politicians mobilize during election cam          igns when theY frequentlY call for
)ng
        punishments to be based on retributiorl; in correcti        , rvhere various kinds ofchaplaincy
lin                                                                 any one of the number of available
 av-    remain impofiant; and in treatment, for instance, in
        "twelve-step" programs based on the work of A                 ics Anonymous and the idea of a
)io-    "higher power."
cal
cal     THE CLASSICAL AND NEOCLAS ICAL SCHOOLS:
;-      CRIMINALITY AS HEDONISM
 pli-
        The Enlightenmeat, emerging in the late iTth                 and dominating the 18th, Produced
cal
        the first formal academic theories about criminality'             theories, dating frorn the 1Sth
        cenfury, sought to establish the crininal as a calcul       ing individual exercising rationaiiry
sa                                                                      inated for manY centuries which
ure     and fi'ee rvill. They rejected the perspective that had
        vierved transgression as a sin cot.rmitted against God        ing to human weakness in the face
es.
        ofexogenous or external forces such as demons or ev         spirits that compeiled particular be-
 ex-
        haviours. The cruel and arbitrary punishnlent cl            :istic of earlier centuries, organized
vas
        around ideas ofrevenge and retribution, u'as increast       gly criticized as barbaric, inhumane
]ys-
        and ineffective. For example, the English penal code            referred to as the "bloodY code"
the
        because over 250 offences were punishable by                In 1878, a7-Year-old girl was sen-
)cu-
arly    tenced to death by the Canadian State for stealing a
            In the global North and West, social and politi         I upheavals such as the French and
)sy-
        American revolutions ovefthrerv the feudal systelrl o       monarchical power, resulting in gov-
the
        ernmental reform and major political gains for the m          e classes. One of the principal op-
hat
        erations of this emergent Enlightenment positivism             the provision of a scientificallY
Jal.                                                                                       and otherwise
        constructed framework deployed to oversee the " ealth" of disruPtive
        "abnormal" individuals. The law was essential in            ing    the new  social  order could be
                                                                       demands     for  enlightened    legal
        policed. The campaign for property-or'vner rights nd
                                                                 ral  utiiitarian  philosopirers    such   as
        rationality, as seen in the writings of classical lib
        Jeremy Bentham and John Stuart Mill, occurred        al      ide   the clevelopment   of industrial
        capitalism. As Newburn QA07,p. 115) writes: "Pt            g needed to be Protected sYstems
ltu-                                                                   centres given a degree oforder."
        of production maintained, workers disciplined and
lD)                                                               utilitarianism     and Enlightenment
             Influenced by the ideas emerging from Briti
and                                                                   and   the ciassical  school rejected
        thought more genelally, Cesare Beccaria (1738-1           )
mi-                                                        For        utilitarians, punishment     could be
        religious authority in law and criminal matters.
ngs                                                                                This philosoPhical     aP-
        justified only ifit served the greatest good for the            number.
mi-                                                               criminality.    At the heart  of the  clas-
        proach set out to provide a ratioaal theory of crime   a
:t is                                                                                   with free will and
         sical conception is the view of the criminal as a rati al actor endorved
and                                                                     itted  based  upon   a cost-benefil
        reason. According to the classical schooi, crime     is
A2   Heidi Rimke
                                                    as hedonistic, guided by a pleasufe-pain
calculation. This approach viewed the individual
                                                   involved in one's choice to act' The pleas-
principie used to calculate the risks and rewarcls
ure_painprinciple,orl.elicitycalculus,statestlrathumanbeingsconductthemselvesin
                                                pain. The theory argued thaf the selrerity
such ways as to maxinriJ" pr.u*.. and r'inimize
                                                       dedved from committing the clirne to deter
of the punlshment had to o'verride the pleasure                                                          In
                                                   devise a graduated system of punishment'
criminaiity. T'his provided the rationale to                                   prevention    of criminal
                                                      was del"rre'-tce-the
order to be effective, the goal of pu'ishme*t
                        u   iurling imiressron    on  the minds of offenclers and others, with the
activity_by making                                                                               criminal
 least necessary tor*rni to ,ii. oooy of
                                                the offender. The foundation of 'rodern
                                                             the punishment    must   lit the crine;    ex'
justice systems was built on the classical tenet that                                         ha|sh    and
                                                previously' punirh,]1tnt    nu.o.b:tn   both
 cessive punishment was not effective.
 very public (Foucault,   r  szil U,rt rhe clagsical rt.r"otiir pointed out this had failed to reduce
                                                          in a reduction of barbarity and helped es-
 criminal coilrjuci. This school of thought resrilted
  tablish "modern" criminal justice systems'                                                    problems
      The classical                 ir.utlrrg individuals as rational agents, overlooked
                     "pp."".rr,l,                        important   differences    based   on  age' This
  of incapacity and impairment as werl as other                                        factors  and   other
                                                        tho;ght   rvhere  mitigating
  gave birth to what i, ,.i;;;;,o as neoclassical                                                 difficul-
                                               issues of ag{ mental     illness and   learning
  allowances are made to accommodate                                                             crirninal
  ties, fot example. The    neoclassical    line of thougli tun b"- seen in most modern
                                                            is a good  example   illustrating  this  influ-
  justice legislation. The youth crinti,al ,trtrstice A7r
  ".n""
         on Canadian criminal justice policy'
 THE PATHOLOGICAL APPROACH                                     :
 CRIMINALITY AS SICKNESS
 Theciassicalapproaclrtocrimeandcriminalitydonrinatedforapproximatelyl00years          rise to
                                            the iast half of the 19th century' giving
 until criminological positivism emerged in                             that criminality was
                                                            science cleterrnined
 scientific criminology. An "enlightenecl" modern
                                                     ot body' As Foucauit (1987' p' 1988)
                                                                                             has
 chiefly a state due,o u ai'oJt'Ja psy:h:'Tlld                        involved   creating a new
          .,the psychiatriruiion of tt .rinrinal" in the lgth century
 shown,                               " to fear and govern. The positivist school emerged as a
 social group uno ,.i"niili, ia.ntny                                       the individual crimi-
 loose network of   ."p..t, no* ai".tt. disciplinJs a'd fieldsihat took             ofwhat
                                         prnderstood as an aspect ofthe development
 nal as its object ofconcern and is best
 arebroadlyunderstoodasthehumansciences.Thedisciplinarycompositionthusmoves             knowledges
                                           the sociai sciences to inclucle medical
 beyond what is typi.utfiirorrght of as                                          forth' It is impor-
                                                sexology, kinesiology.and,so
 and other disciplines such as social rvork,                            the chapter  provide   a gen-
                                                    in ihis section  of
 tant to bear in mind tfruiift. theories surveyed                                     ihat irnpacted
                                            of the most influential developrnents
 eral historical and intellectual mapping                                   than  a comprehensive
                                                       criminality  rather
 the rise of pathologicui tt "ori", ,;of inaiviauat
  account of the
                  ..trumal     ,.r.*",      olu*lng,tri.t boundaries betrveen the disciplines-
  crirrinology,psychology,sociology"ptdicint'u"thropology'biologyandpsychiatry-is         research
                                                   betrveen 19th-ttntuty subfields and
  particularly difficult aue to ttre great dverlap
  within the human sciences'
      Thepathologicaiapproachtocrinleoccut.redalongsideseveral^otherimportantandin-
                                                       the rise of the professions' the emergence
  terrelated lgth- and ZOii -c.nt r.y devilopments:
                                                             compulsory schooling and governmental
  of the middre   .turr"r,l"r.,r""-ril ffi;ir"ii"r,
                                  Chapter Five: The Pathological Ap          ach to   Crime   83
  reform. The rise of "the expert"-psychiatrists, academic resea         ,   teachers, social hy-
  giene reformers, psychologists, health workers and social                        the develop-
  ment of professional knowledges that relied upon a scientific rati          ity to understand
  explain and control human conduct. Positivist techniques were thus              ngly sought in
  projects aimed at identifying and improving individuals deemed          ically unfit, degen-
  erate and inferior. This process involved the shift from focusing on     act (crime) to one
  that redefined the identity of the person (criminal) in scientifical   positive terms. This
  served to regulate the population through a regime of medical di          and expert huths
  that eventually almost entirely replaced the barbarous examples o      bloody spectacle of
  punishment of previous eras, which had been declining under the in          ofthe classical
  school (Fouc ault, I 97 9).
       The emergence of the Age of Reason had marked a shift in thi      ng about the individ-
  ual and sociefy. A modern, progressive, "civilized" society thus        upon the new ideals
  of science, reason and progress. Human problems were increasingl        viewed as scientific
 problems that could be studie4 known, categorized, regulated,              and cured. Under
  late l9th-century positivism, explanations of crime could specifical    be found in the dif-
  ferences among individuais, whether in terms of "character" or c       umstance. The opti-
 mistic conviction was that crime and criminality could be                  and cured by the
 proper application of science. Scholars stafied positing that pe         a set of underlying
 forces propelled individuals to conduct themselves in particular        Just as the scientific
 theory ofgravity could explain faliing apples, positivist approaches       out to identiff the
 underlying forces causing criminality in the human being. While t       classical school em-
 phasized the free will of individuals, the new positivist approaches        interested in de-
 termining the "natural laws" predisposing an individual to criminal         uct. Rather than
 provide a speculative and therefore subjective view, the positivists         sted that through
 systematic observation, human behaviour could be explained in the            objective manner
 as the hard sciences explained the natural world.
      In the wake of the French Revolution, as industrialization and           ization were ex-
 panding both in Westem Europe and North America, the traditi              social bonds based
 upon religious convictions and moral duties to the monarchy and            church were being
 challenged, criticized and overthrown, creating massive social,            ic and political un-
 rest. Positive criminology suggested social disorder could be           ied without specific
 reference to discredited spiritual explanations. As a result of the      ivist movement, any
 kind ofconduct viewed negatively could be classified and calcified      I'scientifically sick."
 Not only was criminality seen as a social problem to be combated        the general health   of
 the social body, it was at the social body's very foundations owing     physiology, biology,
 ancestry and place of birth-all factors indisputably beyond the           I of the individual.
      Yet popular religious and spiritual discourses were also i          in the development
of nonsociological positivism. Johann Kaspar Lavater (I741-1801)          ued that there was a
direct relationship between facial features and character. His 1789           on physiognomy
provided a means of performing "character diagnosis" on the basis             al characteristics
which, although written by a clergyman and famous spiritual                   , made an enor-
mous impact on psychiatric medicine and helped to push charac             logy to the popular
fore in both medicine and the wider literate middle classes. This        ted in the influential
psychological discourse ofthe nineteenth century: phrenology, w             would eventually
branch offinto the physiognomic sciences. Between 1810 and 181           oFranz Joseph Gall
(1758-1828) and Johann Caspar Spurzheim published five volumes             the anatomy and
                             il-ilJrill:.r:]:,:::i
                             r:;.iJ,iJ.1/t,i]ir:'i].li
a4   Heidi
                                                                                                                  !1.
                                                                                                                  .l
                                          in the    brain;;;;";;;td      io the'shape of the skull'
lunctionsofthebrain,arguingthatallmentaldifferencesarr}onghumanbeingsweredue                                      .l'i
to character    differencesiotut'"d                                               a "theft organ" in
                                        a "murder 9tg""; i" *"tg*1t-^and
                                                                                                                  t:ir
                                                                                                                  irt
                 to  have  iA""tif*O                                                     studied the
Gall claimed                                                a scienti{ic practice that
convicted thieves.      ,J;;;;          *us   ,onsid"ied
                                                                  of human behaviour' The theorv
                          dt';;;l;;     anatomical    t";;;;                        separafe and dis-
 shape of the head
                                                                                                                  t-::
                        '"           . uruin  could   be ."*ptt,*""t alized into
 nosited that the   aiuiilonr-oitt                                           its normal funclioning'
                                     io, a purti.rlarrriJn',iiru.urry and
 iinct organs..u"t r.rp*rifr.
                                                                                                                  ,.::
                                                                                       also posited a
                  tfr" irraiuii.,"uii"-" fr""f,rl      d";;;;  rt"fi' hn'tio     ::*v                              :..
 thus reducing                                      ",               qfaiity of the soul but encom-
                                  external Uoiily sttucture and
  direct relationstrip UetwJen                                                     and phvsiognomv
                                                 of ihe iJiuiOuuf' rfitt"totogv
  passed the entire b"U;;;';-r"1r"is                                   to  quantify  and measure the
                             developments      in the por'iiJi*"tirotf
  were key 19th-century
 '*'rnffi 1".::li#Til:liill,*'o*"' j':.'l:T*T$illi:Y.'J:i:,::Tff
                                     of immoral 4cts' the prec
                                                                 ;:;
 tematic scientific ttt"o'y
                            for the commission
                         p!'*""ri'v tlisorder" t;tiil; t H'nt'and immoral
                                                                                zitoz' Rimke' 2003)'
 popular "anti-social                                                                        conduct had
                                           that ft"*""
 Froponenrs    of the doct';;;;.;;ove                  "tt"t{cter
 ;;;il;i;;i,"o,,una,"p'l#:;1i""ts:::,i;1q;T{.:il1""ffi'#l'T.'i'?!"J':t
                                              in the ltopicar                    i"u"''or *o     ratitv ana
 L';r'.:;r.;':i:Ti'l$ ,,:rr1?:i'11l,]Jlii];;'
                                         #'i;&i:::*T1[1Tiff?:1"1
 healrh in an age ordisruptive lo.deryizatioi caoitalist expanslonlsm
                                 secularization and.
 resistance, urbanizationl                             *nt.ti.""ii              for these effects as indi-
 landscape. giving     rise,;
                                ""1;;;;
                                            science                  ".i""* t*ptns in a varietv of fields
 vidual problenr,     o'     o'rJnlr"n"tt*t tl"i:ift;;;o*                'r                       criminal
                                                    prtv'iogno'iy' irttt""r"sv' evolutionism'joined the
  including biology' ttoi'url'ytnoLgy'                     ttti"i'Li ""eeni;     and  genetics
  anthropologv. p'v'h"l;;;:
                                  fr';i;'';lj l"i'"'               I'ntni *imke & Hunt' 2002;
                                                                                                     Rafter'
                                                      iqqo,'i'i.t.
  search tor rhe causes "i?t*.'iorrfr.A
                              diisc;;r:;, ;ff..;a "r.i.nii"t"'l
                                                                     *t{n' to explain' identifv' regulate
  2005). The disciptinary                                ;;;;^t*                               established
                                     ail its dangerous                   4;1ttt ,ttil1i"sists            that
   and combat d"g"n.rut,o;,-in                        ...o!ti*"      t!l*"a                 argument
                                      wider   puUU"                          "111t^9::*"1 the scientific
   their expertis. una A.n*nO"d
                             rJfi;;;              ;lg @rnedical experts possesseda tangible sub-
   sociery required
                       "                    :ttrf
                                     ends. th" uttemp'J.;;;; d"L,n
                                                                                 qualrties
   knowiedge to achi"u" s-r,ih                             i"t",rt" li"$iric11r^o.n of criminality
                                                                                                      can be
    srance or give them    u  *"tiriurirt   foundation                                         professor of
                           i" trr" *"rt   of cesare   L"*;;;;;      iieTj-isosl' an Italian
    seen most strikingly                                                                   Lombroso more
                 u'*'i'           t""tfa"*J           founA"' of positive criminology'
    legal psychiat'r'                           'f''t o1'1".i"tnui upp'ou't'bv his criminal anthropo-
    than  any  thinrel';;;;;;;t1'
               other
         :i"#X.n                                                                                    c ientiri c
                  :HT;;]?:ffi ;lr::,il:'1'J*- ** rl'"t"
    ffil"                                                                            e d bv manv s
                                                                                                    pbrenol-
                                                           L'lr"r.at ttta*i"ii ""0 Spurzheim's
     developments, tt.," ,plriruui.huru.i.rotog, "t.J"ruiion and Prichard's doctrine of moral tn-
                                           ,rr.or,.r of
     ogy and ptlyriognomy.'il.*ir=                                            his kev text' Criminal Man'
                         ii
     saniry. These theones
                                    i"n"t"t"d';;;;;t"L"a                             moraliry anthropology
                              ""aL'
                      dJ;;;;oral     insanity,.""pt"J"" "f]christian                  were
     Drawing upon rhe                         ".iuninut anthropology" where humans
                                 he devised u
     and evolutionrry o.r;;;;;s,                   .".i"r and moraldifferences'
                                                                                Using prts-
                  fit into                                               phvsical differences
     thought ro              ",;ffi;ru,;;il:l""T.ri,
     oners as raborarory ,,r13..,r,
                                       photographJ;;r;;s;.f "Td tt'1t:^1
                                            he.
                                                              cause for crime' Based
                                                                                        on the
     of virtually            Uoaf O"t"**t t''o"Juf ' p"hysfical that the "horn criminal" was
                                    fu't   io
                "uttyth.rl;;;;rfaiff.r.n."r, t.*ut"tJiroi"''"a
     measuremenr
                   "f            p*""*,    rr"*ut .i"i"J"{.  ntt Lombroso' the criminal or
     a regression in  the nairi;        "r
                                                                       l
                                                                       +:
                                                                       |               ..,
                                                                       I,
                                                                       i       ,';'i
                                                                       I
                              Chapter Five: The Pathological        APP      ch to   Crime     85
                                                                              ment rooted in a
atavistwasan..evoiutionarythrowback,'sufferingfromarresteddeve                                       - ti.
                                                                and ex            ons. Atavism,
d"g"n".ut. ancestry displayed by visible bodily characteristies
                                                                  phys        I stigmata, which
LJmbroro argue{ co.ttJ ue identified by a number of measurable
                                                                              drooping eyes, a
included anomalies of the cranium, left-handedness' outstretched
                                                                      ea
protruding jaw, heavy forehead and asymmetries of the face'
                                                                         shed through mass
    Widespread circulation of medical knowledge had been
                                                              experts        both sides of the
publication and reproductions made available to interested
                                                                           . One of the main
Atlantic. Lombroso's work was accepted as part of this
                                                          disseminati
..solutions" to the dilemma of crime rvas the application of biological        other scientific
                                                        were thus  ci       rized as naturallY
theories of hurnan difference. The dangerous classes                                       ad-
                                                                             physiological
 ciminal owing to physical factors' The argument that criminality
                                                                          ifferentiate human
vancedtheideathatmaterial,objectivecriteriacouldscientifically
groups. However, it also justified a moral apartheid.and wen
                                                             el,ilina on ofthose danger-
                                                                  This r    linked to the social
irr*         that threatened the health and safety ofthe nation'
     "lurr",                                                 including      ial ciasses and gen-
Darwinist perspective that claimed that sociai hierarchies'
                                                                 forces  r       in "natutal" se-
der distinciionr, *.r. the biological product of evolutionary
                                                             was mobili        as a "princiPle of
lection. The scientific theory oi progressive degeneration                                  is no-
                                                     approaches in the    h       sciences
causation." The misappropriation of evolutionary
                                                               research   a   theories.
table and also made a particularly strong mark Lombroso's
                                                                                  many bio- and
       The influence of  Lombroso's "positive criminology" remains ir tire
                                                                             ual differences are
psycho- scientific approaches. Whatever the .specific "lp:"":ll,i1l
                                                                    of           lity that are as-
*"usrrrrd and classified according to culturally defined standards
                                                    socially defined at      produced. Focus ts
sumed to be universal rather than historically and
                       of the individual in biological terms' psyclo-lc      ical terms or both'
piut"O on the nature
                                                            individual de          ies and innate
bmphasis is placed on personal characteristics or traits'
                             deficits are accentuated and explained   as      by-product of anY
pr"dispositions. Personal
                              heredity, environment  and so  forth' The       s of this aPProach
trr., o. a combination of,
                                                                        by     ined exPerls.
ut" iit" diagnosis, classification and treatment or cure ofoffenders
 I   NVENTI NG NORMAL
 Measurement and quantification became hallmarks
                                                            of the positi ist approach in the
                                                                            Adolphe Quetelet
 human sciences. In the i840s, the Franco-Belgian statisticia
                            notion   of I'homme    moyenl   which    trans tes to "the average
 (1196-1894) created the
                                                                   human        lation. Through
 *un" o. "the normal man," as a way to measure traits in the                     to establish the
 thecollectionofstatisticaldataonsocialcharacteristics,Queteletsr
                                                        statistical technj ues to   find Patterns
 basis of the average cr normal man by employing
                                                      rnan" was a matt     maticai     abstraction
 and regularities in the population' The "nortnal                                         form of
                                                                     and    duct   in the
 which irought together the diversity of human characteristics
                                                                        j            the criminal-
 "the mean.'iUsing the noncriminality of the average man' Quetelet
                             primitive s, gypsies, the "inferior classes"' erlain
                                                                                    ethnic groups
 ity
    "it"g"U"ndsivagrants,                                         (Bi      e,1987, P' 1159).
 oi "irrf"r]o, moral stock" u,td "ptttont of low moral character"
                                                                         al"  as scientific, brtt
 Quetelet's invention helped
                             to institution ahze the notion of "the nort
                                                                            ial judgments and
 "iormal" is always already socially defined because it is based upon
                                                                  the        ility of universal
 prescriptions ofiesirability and respectability, thus defying
                                                                       average person as a
 iui        and neutrality. The practi cal^outcome of c once1vl1s
   "o*ity                                              those who devi ed from it as criminal
                                                           ,
 mathematical mean was tihe justification for defining
86 Heidi       Rimke
                                                                          not just as a ciuster
                    abnormal'   Criminality could th refore be defined
types or otherwise                                                                        vart-
                                                        as an example of pathological
                    personal
Jf rign, signifving               Yt^fttj
                                        :l        ::t:,::l:
                                                   t    ,i", thu, sei out to clemonstrate that
;;;il;;      ;;.,,i1uucting, 1 eeo)' Pathologrcal
                                                          . measurable PhYsicai
                                                                                  traits'
.t*i""fit".ou1<1be    identified and verified by dis
GENETICS AND CRIMINALITY
                                                                          heredity' The no-
                        biological normality and de iance rvere linked to
Srudies of   supposedly                                                  selecti:"
                                     be improved-i not, p.rt "t.d-bY                                                    9*"qit
tion tttat trumanity can and shonld                         deerned  undesirable   is called
 il *                   of certain individuals and
              .ilrninorion                                                                        tralts so
                                            *l1fi::.itl          rllv identify heritable inferior
 ;;;'.         ilenicists claim"d'1:Y,
                     popuiatiotr could be improved
                                                            b    fr.u.nting    inferior individuals from
 ;":;;ilffin                                                    n'.ura"rution, sterilization
                                                                                             and even ex-
 ;;;      ;;iteir inierioriti" tt':,1q1:'::11:::                itr. ttotf. of the hurnan race' Not only
                                     was to llnpro
 t.rmin'ation. The goal ol eugenics                                        as inferior stock of their
                                                                                                      most
 were eugenicists willing to strip 1]to.se lnon,t-leV
                                    had distinctiy ractst- nd murderous-aspects'
 "-" ,ift',tr, the movetnent
 Uo*i.                                                          nutity              the heritability of crimi-
      C.r[ti. upproaches to studying cryne 1a 1,nn ;; ;""y              "*u*ine
                                                                             comPeting    fi'ameworks within
                As  for other  individualist   theones'
 nal conduct'                                                      Alf.t gt.xfyin aim and methodology'
 tftir rriro"f of thought' Although research.appr                  **ining toi. in the mentai' moral and
                                        that geneti::        t
 ,fr"V tft*" tn.  basic  assumption
                                                       {1t"                   seek to differentiate genetlc
                                         indwiduais' Such
 behavioural differences among                                    i'soositions to criminal behaviour
                                                                                                        due to
                                   in order to determine pr
  il;;;;L"t*ental         effects
                                                                 ,q";ur o.ur of t'esearch is conducted
  i"ft.ti"a factors (Wasserman & Wachroit' of imiiuflry. Key methodologies have been
                                                        2.00.1
  ,.^*f,itg for eviclence of a genetic component                   g;t.titt rerearch that search for mark-
  ir*trv   v'"-'
           t*ai"s,  twin and adoption t*11e1:ll?t^l                                                           to
  'q'LLt'r                               neurobiological    ap     iches that examine neural pathways
                       and  vlcrlence'
  ers of aggresslon
                                                               , fu.t of *ia.nce
                                                                                      of causal genetic mech-
                                           so forth'
   ,*AV i,iiuftitiry aggression and                 ?::ll::                       transmission     accounts for
                                of   any  conclusive   resea f, ,ftut-g.n.ri.
   u;it-t and the    absence
                                                      t1c1 is stiifwideiy held today' Further'
                                                                                                          tt ap-
   criminatiry the idea that genes nredistrose                                             years has  occurred'
                                                     and net olutionism in         recent
    nears that a resurgence ofbiocriminology                          dates back to the mid-19th-century
    "'-irt.    **   heli ttntt   that "crime nrns in fam ies"
                                    now infamous                  ;.t ;f a small number of suPPosedlY
   ao.oin" ofloral insanity          an<l
                                                                  ;;J.k.t (Rimke & Hunt' 2a0l'The
                          Kallikaks' the Chesters a
   .rf-f"* famiiies:  the
                                                                   for criminality has been a consistent
                                  differences acco
   idea that individual inherited
     -- since Lombroso'
   trend                                                         seek to identify, classify,
                                                                                             treat and cure
        X"rl public health programs of crime                     , ."tOt*r. The search  for  biological.dis-
                                            or. impuls
   ino*ii.tui, predisp osed to ag gre ssive                      ntive detention, ffeatment
                                                                                             as a condition
                  also played an increased  role in pre                                                  in-
              has                                                                and  other preemptlve
    ""ri,.".
    Lf u non.orrodial sentence'
                                 genetic screenlng ln            sk assessments
                                                                                              21st century
                                          protection             d pubiic safety in the early
    terventions in the name of security'
                                                                   )
    iii"r., looo, Tavlor, 2001; Rafter' 2004'2006'
                           ITY
    PSYCHOLOGY AND CRIMINA                                                                       qualities of
                                      the causati               olcrirlinal activity to specific
    Psvchological explanations reduce
                                         identifli              uu.io"t internal factors or determinants:
    ,lrJ t"*J?t pry.tlt ol the offender'                         ,r.itt                                        impulsivity' childhood
                               personality types a                        "tt*t.ion,
    low intelligence, abnormal
                                                                             :q,qii,fi1
                                                                             ri:i;ililt:,i
                                                                             ,l,r,r   i'li.i:l1'lii   j.i-r,rii:l
                                                   Chapter Five: The Pathological Approach to               Crime      87
                     trauma, failures of psychosociai development, stress or cogni ve dysfunction, for exam-
                     ple. Cognitive psychologists see crimes as resulting from cri nals'deficits in cognitive
                     processing, while psychoanalytic theorists have suggested cri   are the resuit of uncon-
                     scious psychodynamics.
                         Psychologically based explanations grew out of human scie         tific knowledge, from ob-
                    servation of prisoners, animal sfudies and academic research. B             ly speaking, the major
                    difference between biologicai and psychological explanation             is that the former views
                    crirninality as inbom or imate, while the latter approaches it as      an effect of psychological
                    processes or external factor(s) influencing the mind or psyche         Stiil, psychoiogical theo-
                    rists view crimes are the direct product of some internal flaw or             t, rvhatever rts cause
                    As a result, psycholcgical and biological approaches are not rn          lly exclusive; in fact,   an
                    increasing number of studies are examining the interrelation           p between the two, rvhere
                    the growing focus appears to be on nurture and nafure rather           n one or the other.
                    BIO-PSYCHOLOGICAL THEORIES OF                                    C     IM E:
                    THE INFLUENCE ON CORRECTIONAL                                          ORK
                    The pathological approach to crime relies upon the medical r             ei by characterizing the
                    offender as "abnormal" or "sick" and in need ofa cure or tre              . Because criminality is
                    understood as determined by a scientifically identifiable cause,         is approach is described
                    as deterministic. This can be seen in the psychicai determin           sm of psychoanalytic or
                    personality theory or the genetic or neurochemical determi             ism found in biological
                    approaches. The issue of legal responsibility in criminal law i        based on a conception of
                    the free wiil of the individual, not the determinisrn that defines t    positivist approach. The
                    scientific determinism of the pathological approach is thus at            with the legal practice
                    of holding the individual responsible.
                        The debate on criminality and responsibility dates back              years. The insanity de-
                    lence is best knorvn as the M'Naghten Rules due to the highi            publicized 1843 trial of
                    Daniel M'Naghten, who shot and killed Edward Dru                                the secretary to
                     Conservative English prime minister Robert Peel. M'Naghte                lawyers argued that he
                    was not guilty of murder by reason of insanity. He was ex                   ng paranoia and delu-
                     sions and did not rationally understand the nature of his                 , and even if he did,
                    M'Naghten hadno undersfanding that it was wrong. He beli                that Peel was otganizing
                    a conspiracy against him and that he was acting in self-defence         The case gave rise to the
                    most thorough debate on criminal responsibility and the le             I test of insanity largely
                    because the verdict roused a great deal of opposition. This                     in large part fi'om
                    accusations that the doctrine condoned criminai behaviour                     a determinist model
                    ofdisease which contradicted the rvidely endorsed doctrine oft          e free will and moral re-
                    sponsibility. The practical consequences of using the insanity         plea based on a medical
                    condition undermined the iong-held belief in the necessity of                ishing the dangerous
                    with "a just measure of pain." Psychiatrists exciaimed that it w         unjust and inhumane to
                    punish, legally or otherwise, an individual for a biological             ition. Objections to the
                    doctrine involved charges that it subverted the doctrine ol free        ill
                                                                                              and by extension the
                    cherished classical liberal discourses ol moral responsibility,          ountability, rationality
                    and calculability-in short, the free agency of the subject. An              clear challenge was
                    the difficulty of distinguishing criminality from sin and the            em of drawing a clear
                    conceptual boundary between willful vice and disease (Va                 , 1998; Rimke, 2003)
  :ti{!tll;jr,,,:
i;:,l]:..lilrr
,,i!:,.1 i:r:i.
88 Heidi         Rimke
                                                       as Foucaul (1978) has Pointed out'
                                                                                                 the
The rise of positivist science not only signaled
                                                    mad; it therel transformed the ungovern-
modern traniformation of the criminal into the
                                             r'viro needed rnedi a1 attention bY scientific ex-
abie sinner into a moraliy mad degenerate
                                                            scienc would begin to address the
perts above all eise (Rimke & Hunt, 2002)' Modern
old social evils and ills in new ways'
                                                                         life to psYchological dis-
    Psychocentrism, or the reduction of human probiems
                                                                                    The rise of PsY-
.o,r.*, should be understood as the cultural corollary of oiiberaiism.
                                                                    or both ali forms of human
chocentrismhashadtheeffectofrecuperating,nuilifyir
                                                pathology'    As    n  enduring characteristic of
challenges, differeirces ancl difficuities as
                                                     as the com lsory ontoiogY of PathologY'
Western"societies, psychocentrism can be seen
                                                           thror      the lens of the PsY comPiex
Culturally, we are expected to view human existence
                                                             and    ting.   To date, there exists no
rather than alternative frameworks for understanding
                                                                 P ychiatric theories are flawed
ih"o.y of criminality that explains ail criminal conduct'
                                                    i11, and ferv i    ividuals diagnosed as men-
beca..,e not all convicted persons are mentaliy
                                                                              are "psYchoPathic" or
      n have criminai records' Similarly, not ali convicted
:torioputttit," related diagnoses most directly. associated ith criminalitY, so PsYchiatric
"fiy
 theories of crilre also are inadequate. Yet
                                             psychiatric and bi psychological aPProaches to
                                                                    is a key aspect of these aP-
 corrections temain immensely influential' Individualisn
                                                      offender'  T  e punishment came to be de-
 p.ou.tt", because the focus is on the individual
                                                      t*plut1t,:     the supposed characteristics
 iG".a to suit the riminai, not the crime' This                                  dangerous offender
                                                                     rtencing,
 oithe criminal is seen in probation, parole' indeterminate
                                                                 t
                                                                        her entrenched bY the dts-
 legislation and community sentences' Individuahztil:l]:
                                                   using a
 cretionary powers exelcised by expert authorities
                                                     work i
     Vuriants ofpsychology influencing correctional
                                                                      Freud.   P   sYchoanaiYtic the-
        1. Psychoanalytic tlteory, developed initially by Sigmt
                                                stems from ur           ved unconscious conflicts
 ory basically assumes that criminai conduct
                                                            or        lfunction in the ego (realitY-
 inihe psyche or stnrcture of the personality' Disfurbances
                                                                    instincts) to satisfY its urges
 U"r.Oj and sup".rgo (conscience) allorv the ld.(p:i-1ti":
                                                           rules. For examPle, criminal
             laws and the consequences of violating le;
 ,.gurii"r, of
                                                                     tification due to an underde-
 biaviour is viewed as the resuit of an inability to delay
                                                             d. Other psYchoanalYsts have
 t"f"p"A superego that cannot reguiate the desires of
                                                        the
                                                  superego xperience excessive guilt and
 claimed ttrat inJivlauals with an overdeveioped
                                                  in efforts ) restore psYchical balance' In
 anxiety and thus unconsciously seek punishment
                                         because they have     unconscious and comPulsive
 othe, wordr, individuais commit crimes
                                                           f mework,   unconsclous motlva-
 r."J t"              punishment' In the psychoanailtical
               "*plri"n."                                          nt issues, are taken as the driv-
 tionsandinternaiconflict,oftenrelatedtoparentalattac
 - forces of criminal behaviour'
 ing
    '                                                                mplex set of emotional, men-
        2. Purronatity theoty Per:sonality can be defined.as.a
                                               remain stable         ist over a long Period of time)
  tal and behavioral attributes that generaliy
  and constant  (in different situations)'
                        Psychiatrists require m-1di1t and sp.ec     ized training and iegallY Pre-
        3. Psychiatty'
                                               interventi           (lobotomy, electro-convulsive
  scribe medication and other forms of medical
  -shock theraPY', etc.)'                             personai         itive develoPment fhrough
         4r.   Socia'l psychology' Focus is placed on
                                          criminaliry incl          , poor parenting,
                                                                                      lack of suPer-
  childhood .tp"ri"n..,. Expianations for
  vision and emotional, physical and sexual abuse'
                                                        1,
                                                      .ri,    :
                                                       '.1t:':1.
                                Chapter Five: The Pathological          pproach to    Crime        89
  PSYCHOLOGY AND WILL: NEW MORAL DISCOURSES
  If one examines concepts such as "lack of willpower," one can            how both the religious
  and philosophical still operate in the academic biogenic and          ychogenic explanations.
 Hirschi and Gottiiiedson's (1990) control theory reduces crimi          I activity to impulsivity,
 self-centeredness, the inability to delay gratification, the propens      for risk-taking and low
 threshold for stress. The inability to resist a sinful temptation       the metaphysical notion
 of "will" are retained within this contemporary approach.
      The partly deterministic individualism of this approach can         criticized for avoiding
 the consideration of broader structural factors which might help        piain crimes. For exam-
 ple, Marc L6pine, who gunned down 13 women engineering                    ts at Montreal's Ecole
 Polytechnique on December 6, 1989, is often described in main                 media as suffering
 ffom antisocial personality disorder (psychopathy, sociopathy,              ial disorder) or from
 having a bad relationship with his mother. Feminists and critical t    inkers have provided so-
 cial and poiitical explanations claiming that his act of violence        an extreme expression
 of the general and systematic physical, sexual, emotional and               ic violence against
 women that occurs regularly in a patriarchal society. Asociai ex       nations chose to ignore
 that fact that Lepine wrote in his suicide letter that he           all feminists" and that
  "women were the reason he failed at life." A social perspective    ld explain that the mur-
 der of explicitly females is an occurrence is an explicit act of mi       , the hatred of fe-
 males. An individualist explanation would argue his crime wa the result of an innate
 pathology or perhaps blame his mother (rtself considered a mi       ist and otherwise prob-
 lematic theory; why not blame the absent father, for example?),             a socially based
 theory would point to the social factors that influence and shape
 Conclusion: Crime and the "Psy Scie cestt
  Positivists rejected the claim that criminality was the result of           c possesslon or to
  the calculated decision to do evil. This was a kev transformation     in the history of expla-
  nations for criminal conduct. The respectability of science           ed upon objective and
  testable theories of criminality rather than upon superstition and    subjective claims char-
 acteristic of the demonological iiamework that dominated for                centuries. With the
 rise of positivism, previous definitions of sinful conduct (crime)          me reconfigured as
 abnormal conditions which required attention by human scienti          ic experts, not theolo-
 gians or philosophers. Rather than attribute the cause of crimi          lity to an exogenous
 demon, the new and modern sciences insisted that crime must be         an effect ofan internal
 disordered state, initially identified by Lombroso and others          a pureiy biological or
 physiological. Criminality, like other human pathoiogies, was thu       taken to be caused by
 organic or endogenous factors rooted in the body itself. As such,        soul-eventuallv the
psyche, mind or personality-became the object to sfudy, know,           regulate, reform, treat
 and cure. At first, these mental phenomena were seen as purely e           ts ofthe disordered
or abnormal body, aithough later psychological theories also            asized the traumatic or
deficit-producing effects of a dysfunctional biography. The             igm shift produced by
positive criminology introduced a medical model of crime where           iminalitv became seen
as a mental or biological pathology.
     The history of individualist theories of crime and criminality     monstrates that a uni-
linear or progressivist analysis of the progress of science so cha       teristic of scientists'
    90 Heidi        Rimke
      understanding oftheir otvn places in history insufficient
                                                                        to account for the muitipie and
      often contradictory claims advanced within pert domains
                                                                          of knowledge. The heteroge_
      neous and often inconsistent or contradi          expert claims and tlie reigning ambiguity
      and claims about the scientific discourses ca be seen
                                                                   in the problematic theoretical dis-
      tinctions between disease/depravity, responsi ilifylnonculpability,
                                                                                  freedom/determinism
      and normal/pathologtcal, not to menfion the n ind-body
                                                                    relationship.
          Forensic psychologists and psychiatrists,         qualified specialists. today dominate the
     most recent developments in the field. Forensi psychoiogy
                                                                        and psychiatry can be defined
     as pathological approaches in service to the      iminal justice system. That is, the field of
     "psy forensics" works explicitly for the             in clinical and administrative capacities
     rather than engaging in the pursuit of empiri I knowledge
                                                                         or the improvement of social
     conditions, for example. Many roies are pia d by forensic psy
                                                                               expertsj predicting and
    classiSring risk (of reoffending), interpreting               culpability, providing presentence
    reports, acting in the capacity of expert witne es, providing
                                                                          expert testimony and imple_
    menting treatment programs. Crime prevention is based on
                                                                        early diagnosis and determin-
    ing individuals "at risk" of committing             . The task of the expert is to identify and
    correct or fix the pathology.
         Psychological and biologrcal theories of        me and criminality are contentious and
   problematic owing to classificatory ambiguity, ack ofphysical/organic
                                                                                      evirlence and the
   highly subjective nature of notions such as ri , threat and dangerousness.
                                                                                            To date, no
   known biological or genetic factors have been             rmined to cause crime, yet the popu-
   larity of this approach appears to be growing i both the academy
                                                                                and everyday culfure.
   Pathological theories of crime causation have             criticized on numerous grounds. The
   long and controversial history of individualist reories, the lack oftheoretical
                                                                                             and disci-
   plinary consensus on the mind-body reiationsh
                                                         , fhe political history of its use and im-
  plications, etioiogical uncertainties, the long list of human
                                                                     rights abuses by the authorities
  and inconclusive empirical data highlight the            blematic nature of individually based
  theories of crime and criminalify. Theories that            criminality is a pathological condi-
 tion remain questionabie and highly controversi
                                                         , not least of all because of the impiica-
 tions these conceptions have on criminal justir policies that affect
                                                                                 many individuals in
 custodial and noncustodial settings. The return          biogenic explanations signals the need
 to understand their histories, for those who do         t learn fi'om the past are destined to re-
 peat the worst of it.
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