Eyasu Shishigu
Eyasu Shishigu
By:
Eyasu Shishigu
. \
,-/
By:
Eyasu Shishigu
Yl1y attempts alla'Ejforts wou[cf na've not 6een rearizeawithout goas orr miglity hand, 'First auafor most
~iI1y heart furr acliJlOwCecfgmel1t goes to my alfviser, !lJr WOlldimu }l6e)e, witli out liis varua6Ce alia
:Num6er oj peopres' neart furc cooperation ana encouragements nas contri6uteafor tne success of my stud),
~Hy tfiall/iJ goes to my famiues, my fatner alIa my sisters, wlio contri6utea a Cot for the success of my stud),
Yl1y gratituae nos arso goes to }lto :Niguse Yl1ellgesha, wfio naa sponsorea me auring my first year stud) time,
!lJagmawit 'Teffera, wfio assist my stud) 60tfi in morar encouragement ana printing papers, }lster 'Tirulleh,
wfio pro'viae aeriar pfiotos for tfiis tne51S, Yl1inyafiiC gatew al1a'Yusuj}l.6ao, wfio give l/Ie tfieir computers for
eaitillg tfiis tfie51s, I ao not faiC to acliJlOwCecfge Sa6a g/,Egzia6fier, tfie typist of tfiis tfiesis,
Last 6ut not Ceast, l/Iy choir mem6ers ana aCC otner peopCes wfio were praying for my success aeserve my
acliJwwCeagmellt,
Table of Contents
Page
Aclmo wledg ments ...... .. ... . ...... ......... ... . ... . ... . ......... . ..... .....
...... .. ... .. .. .... .. ........ ..... .i
Li st of Table s ......... .... .. ... .. . ..... . .. ...... . ... , ..... . .. ..... . ... .. ..... ....
....... ... . ..... .. .. ..... ....... v
List of Annex es ...... ..... .... .. . ... ... .... .. .... ...... .. ....... .. ... . .... .... ...
......... ..... ......... . ... .... vi
Acron yms .... ... ......... ... . .. ... ......... ......... ......... ......... .. . .. .........
... ......... ......... ......... .. vii
Abstr act ......... ........ ......... ......... .. .. ... .... ...... ......... ......... .........
......... ......... ......... .... viii
CHAP TER ONE ....... ... ..... .. ... ........ ........ .. ... .. ........ ..... .. ... ... .. ........
....... ........ .. 1
1. Introd uctio n ...... .. ..... ... .. ... ... ........ ..... ..... ..... . ...... ........ ........
..... ........ ........ 1
1.1. Back groun d of the Study Area .. ........ ... ..... ... ..... .. ... ... ........
.. ..... ..... .... 2
1.2. State ment of the Problem .. ....... ....... ........ ........ ........ ........
........ ........ . 3
1.3 . Objec tive of the Study ... .... ...... ...... .... .. .... .. ....... ...... ... ....
.... .... .... ........ 5
1.4. Resea rch Ques tions ..... .. ... ........ ........ .. .... ........ .... ... .. ... ...
..... ........ ..... . 5
1.5. Meth odolo gy ... ........ ....... .... ... ........ ... ........ ........ . .... ........
........ .... ........ 6
1.5.1 Study Site Selec tion .... .... .. ... .... .. .. ..... ... ........ .. ........ ....
... .. ........ ..6
1.5.2 Samp ling .. ... .... .. .. .... ..... .. .... ... .... .... ........ ... .... ...... .... ... .....
... .......
... 6
1.5.3 Key Inform a nts .. ........ ........ ...... ... ........ .... ........ ........ .......
........ ...... 7
1. 5.4 Focu s Grou p Discu ssion ........ ........ .... .. ....... .. ..... .. ........
........ ....... 7
1. 5 .5 Sourc e of Secon dary Data ........ ..... .... ..... .. ... .... .... .. ... .....
... ......... ... 7
1. 5.6 Analy s is of the Findi ngs .... .. ... ........ . ... ..... ........ .. ...... ........
.. ........ . 8
1.6 Scope of the Stud y ........ ........ .. ........ ... .... ...... . ... ..... .. .... ...
..... ...... .... ..... 8
1.7 Limit ations of the study ....... .... ........ ...... ........ ...... ..... .. ...
..... ... ........ .... 8
1.8 Organ izatio n of the the s is .. ... .. .. ........ ........ ...... . .... .. ..... .. ...
... .. ........ . .. .. 8
CHAP TER TWO ....... ..... .... .. .. ........ ........ ........ .. .. ..... .. ... ..... ........
.... ..... ........ .. . 9
Revie w of Litera tures .. .. .... ... ........ ........ ........ ....... .. ... ... ..... ...
........ ........ ........ 9
2. 1 Ecolo gical argum ent of Urba n Expa nsion .... .. .... . .. .. .. .....
.. .... .... .. ..... 10
2.2 Caus es of Urba n Expa nsion ...... ........ ..... .. .. ........ . ........ ...
... ....... .... .... 11
2.3. Cons equen ce of Urba nizati on ........ ........ ........ ..... ..... ... ..
..... ........ ... .. 13
2.4. Decis ion Maki ng on Urba n Expa nsion ... .... ........ .. .. ... ....
.... ... ....... 15
2 .5. Urba nizati on a nd Chan ge of livelih ood ........ ...... .. .. ... ........
. ........ ...... 15
2.6. Li veliho od ........ ........ ... .. ........ ........ .. ..... ..... . .. ...... ... ........
.... ........ ... 17
2.6.1 . Liveli hood Asset s ...... .. ........ .... .. .. .... .. .. ...... . .. ... ..... ... ...
.... .... ... ... 16
2.6.2 Livel ihood Strate gies ..... ....... .. .. ... .. ........ ... ........ ........ ........
... .... .. . 17
2.6.3 . Liveli hood analy sis ..... .... ... .............. ................................................
............. 17
CHAPTER THRE E ........ ..... ........ .. ..... ...... .. .. ... .... ... ........ ... ....
....... .. .. .... ... .. .. 20
GROWTH OF THE TOWN ........ .. ...... ... ..... .. .. ... .. ........ . ........ ........
........ ........ 20
3 .1 Histo rical Overv iew ........ ........ ........ ........ ........ ....... .. ... ........
. ... ... .. .. ... 20
3.2. Popu lation Grow th of the Town .. .. .. .. .... .... .. .... .. .. ........ ....
.. .... .. ........ . 21
3.3 Grow th of the town in terms of Ch ange of econo mic activi
ty ........ .... . 22
3.4 Spatia l Exten t of Urba n Built u p Area ........ .. .. .... .. .. .. .. .. ..
.. .. ...... ... .. ... 24
3.5 Plann ing and Expa nsion in Alam gena Town ........ ... ..... ..
.. ... ... ... .. ...... 26
3.5 . 1 Plann ing ........ .. ..... .... .. .... .. .. .. ........ ........ .... .. ........ ........
...... .. ....... 26
3.5 .2. Natur e of the Expa nsion ........ ........ ........ ........ ........ .......
.... ........ 27
3.5.2 . 1 Expa nsion befor e 2002 : Dema nd Drive n ........ .. ... .......
.. . 28
3.5.2 .2. Expa nsion a fter 2002: Supp ly Drive n .... .. .. .. .. .... .. ...
.. ... 28
CHAPTER FOUR ....... ........ .... ........ ...... ...... ... ... ... ... .. .... ..... ...
.. ... .. ...... ........
. 30
ANALYSIS OF THE FIND INGS ........ .. .. .. .... .. .. .. .... .. .. .... ...... .. ...
.... .. ... ........ .. . 30
4. 1 Gene ral backg round of the respo nden ts .. .. ........ .. .. ... ... .......
... .... ....... 31
4.1.1 . Physi cal backg round of th e study sites ........ . .. .... .. ... ...
........ ..... . 3 1
4.1.2 . Socio -econ omic backg round ........ ........ ........ .... .. ........
...... ...... .. . 33
4.2. Imple ment ation of land expro priati on and fa rmers motiv
e ....... ...... 35
4 .2 . 1 Imple ment ation stage ........ ........ ........ ........ ...... .. .. ......
.. .. .. ........ .. 35
4.2.2 Farm e rs respo nse ..... .. ........ .... .... .... ........ .. ........ ........ .
.... .. ... .. ... .. 38
4.3 Comp ensat ion and a llotm ent of benef its to the farme rs ......
... .... .. .. .. . 40
4.3 .1 Comp ensat ion paym ent proce sses .. .... .. .. .. .. .. ...... .. .. ..
.. ... .... ...... .40
4.3 .2 Prom ised and Obtai ned Benef its ........ ........ ........ .. .. ......
. .. . .. ... .. ... 42
4.3 .3 Farm e rs Attitu de towar ds the Benef its Obta ined ...... .....
.. .. .. .. ..... 44
4.4 Impa ct of expan sion on the livelih ood of Farm ers .. .... .. ..
........ . .. ... ..... 46
4.4.1 . Econ omic Statu s of the Farm e r befor e Expa nsion . .. ..
.. .. ........ .... 46
4.4 .2 Analy sis of Impact of Expa nsion on Asset s of the Farm
ers ........ . 49
4.4.2 .1 Impa ct on La nd Hold ing ........ ... .... ........ .... .... ...... ... ..
... .. 49
4.4 .2 .2.Im pact on Other Asset s . .. ....... ...... ........ ... .. .. ... ... ........
... 54
4.4. 2.2 .1 Impa ct on Dome s tic Anim a ls ..... ... .... .... ....... ....... ..
54
4.4 .2 .2 .2 Impa ct on Pe rman e nt Plant s ... ..... .... ........ .... .. .......
55
4.4. 2 .2. 3 Impa ct on Numb er of Hous es ... ........ ... .. ...... ... .. .....
56
4.4. 3 . Impa ct of Expa n s ion on Fa rme rs' Incom e ........ . ........ ........
....... . 56
4.4.4 Mean s of Survival and Job Acces sibilit ies a fter Expro pria
tion ... . 59
4.4. 5 Socia l and Envir onme ntal Impa ct ........ ........ ........ ....
...... .... ..... . 57
4.4. 5. 1 Envir onme ntal Cons eque nce of the Expa nsion .... ... ..
.... 57
4.4. 5. 2 . Socia l conse quen ce of the expa nsio n ........ . ........ .. ........
58
4.4. 6 . Copin g m ech a nis m ........ .... ..... .. ........ ... .... .... ........ .. ...
.... .. ..... ..... 59
4.4 .7 Fa rmers ' Probl ems to Ad a pt Urban ways of Life . ..... ........
........ ... 65
CHAP TER FIVE ...... ... ...... .. ... ..... ... .. .. ... ........ ..... ...... .. . ... ......
.. ... ........ ... ...62
Conc lusion a nd Reco mme ndati ons ........ . .. ........ ........ . ... .. ........
........ ........ 6 2
5.1 Conc lusio n .... .. ...... .. .... .. ... ..... ..... .. ........ ..... ........ . .. .... ..
........ .. ..... ...62
5.2 Recom mend a tions ..... .. .. .. ... ...... ... .... ... ... ... ..... .... ... .......
... .. ... ........ . 65
Refer en ce
Anne xes
List of Table
Page
Table 3 .1 Alem gen a Town La nd Cover j Use (1972 -2007 ) ... ....
..... .... ... .. .. .. 26
Table 3 .2 Muni cipa l Land suppl y by Func tion ... .. ........ ........ .
.. ... .. ..... ........ . 30
Table 4.1 socio econo mic backg round of the re s pond e nts ...
........ .. ... ........ . 33
Table 4.2 Awa r e ne ss of farme r s a bout urban expan sion befor
e their la nd
expro priate d ..... ........ . ........ ........ ........ ... ...... ........ . ........ ........
.... ..... 36
Table 4.3. Fa rmers who did not get enou gh time to prepa re
thems elves
before expro priati on of their la nd s and there r espon se . ... ... ........
... 37
Table 4.4 Fa rme rs respo n se towar d s expro priati on of their la
nd .. ........ ... ... 38
Table 4.5 Farm e rs' attitu de towar ds expan sion ... .. ... .. ... ........
. ...... .. ...... ... .. 39
Table 4.6 Bene fit s fa rmers go t becau se of expan sion ........ ........
. ........ ........ 44
Table 4.7 Farm ers' h appin ess with the benefits they h a ve
obtai ned . ...... 45
Table 4 .8 Farm e r s feelin g a bout the b en efit they obtai ned ........
... ...... ... ..... 45
Table 4.9 Farm e rs a n swer for the quest ions wh er e the lost prope
rty gon e
does ....... .. .... .. ... .. .. ... ....... ........ ..... ........ .... .. ........ ........ .... .... ....
.. ..... 54
Table 4.10 Reaso n for the declin e of incom e ... .. .. .... ........ ........
. ....... ...... ..... 57
Table 4. 11 Mean s of live lihood for th e prece ded 12 m on t h s
after
expro priati on .. ........ ..... ..... ....... ........ ........ ........ ... ..... .. ... .. .. ..
... .. .. ... 55
Table 4.12 Fa rmers ' Probl em to Get Job a fter Expa nsion . ........
.. ... .. ..... ..... 56
Table 4.13 Easy Acces sib le Job s for Fa rmers after Land Expro
priati on ..... 56
Table 4 .14 Exist ence of Envir onme nta l Pollu tion ........ .. ... .....
... ..... .. ... ... ..... 57
Table 4. 15 Socia l relati on of farme rs in comp ariso n with the
previou s ... .... 59
Table 4. 16 Farm ers copin g mech a nism ........ ........ ... .. ...... ....
.. ....... .. .... ....... 65
Table 4.17 Probl em s Farm ers Faced to Adap t Urba n Ways of
Life ..... ........ 66
List of Annexes
VII
Acronyms
VII I
Abstract
Urban ce" ters are expanding towards their periphery rescuing the livelihood of
farmin g communities. Alamgena town has been expanding towards the periphery
sin ce its foundation. Th e expansion has two characteristics, demand driven expansion
and supply driven expansion. Expansion before 2002 was caused by increased land
demand while expansion after 2002 is caused by supply driven expansion. The second
expansion is the result of revision of the town's plan by BOWUD. Th e plan has brought
646.9 hectares of land for urban use from the surrounding rural areas.
Implementation of the expansion plan has bee n done through expropriation of land
from (armers holding and as a result, more than 300 (arm el's became land less.
Th e thesis dealt about the impact o( the expansion on the livelihood of these farm ers.
Surveying, key informant in depth interview, (ocu s group discussion and personal
obse rvatif''1s are the methods employed in the thesis.
Result o( th e (indings shows that implemenll..llion o( land expropriation was not
participatory and hence (armers' resistance was obse rved. In order to control (armers '
resistance the implementers use force, which create hostility among farm ers towards
government o((icials.
Compensation payment bases have don e at (ederal and regional governm ent level.
Th e amount o( income disconnected was what farm ers got as compensation. During
implementation though the government promised bene(its to the farm ers, they fail to
fUlfill all the promised benefits to the (armers. Th e expansion has destroyed (ann ers'
assets throu g h expropriating their land. Following thiS, they became job insecure. 1.ack
of du e follow up (rom conce rned organization, lack of knowledge how to us their
money and lack o( sill and education are the problems (arm ers face while they are
adapting urban ways o( Ii(e.
In order to alleviate farmers from their problem, Government, NGOs and private
investors should put their effort for farm ers.
IX
CHAPTER ONE
1. Introduction
For instance, urban centers of countries like England, USA and others h ave
expanded horizontally with the loss of agricultura l land . During 1930s,
England and Wales experienced the loss of 240000 hectares of farmla nd p er
year (UN habitat, 2003).
In the past three de cades, African cities growth has manifested by their hi gh
populatio. growth. The increase in their population is surprising, even its
rate is higher than the growth rate of the national population growth rates
in almost a ll counties of the continent. (Birhanu, 2005) Such population
pressure causes horizontal expansion of African cities. The horizonta l
expansion of cities is at the expense of prime agricultural la nd s and
agricultural productivity.
In Ethiopian urban history, a s of other African urban cente rs, we can see
rapid growth, which results in loss of agricultural livelihood. The growth
rates of Ethiopian urban centers were registered to be 5. 1% per a nnu m
(Minwuyelet, 2004).
The total area of the town is estima ted to be 1355 .22 h ec ta r e s including the
expan s ion sites . The total area h a s been a llocated to different land u ses .
The existing land u ses are ; Industry, residence , commercial a rea, recreation,
mining a nd agriculture. Because of its vicinity to Addis Ababa , the town h a s
high growth pote ntia l.
According to Sebeta municipality social a ffairs office estima tion the to tal
population of the town in 2 007 is 15265.
Regarding socia l se rvices, there is one governm ent and more than five
private primary schools . Ther e is a lso one private collage in the town.
Students, who complete their primary education, will go to eithe r Sebeta or
Addis Ababa for secondary education.
Since the existing m a rket is not a dequa t e to m eet the goods demand , m os t
dwelle r s of the town purchase goods from S ebeta and Addis Aba ba.
Agri cultural produ cts are mainly purchased from Sebe ta w hile processed
goods a re bought from Addis Ababa.
The h ealth sector is not yet develo ped in the town . Since ther e is only one
government h ealth post and one private small clinic, the patients from
Al a mge na town go to Sebeta for treatment. Patients who n eed fur th er
treatmen t a re re ferred to Addis Ababa.
2
This can tell us how the town infrastructures are not sufficient for the
dwellers and hence depends on Addis Ababa (ORAAMP, 2000b).
As the cit:9 is expandin g fast to its adjacent areas, settlem ent pattern wi ll be
unplanned, extensive fertile farmland will consumed and peasants either be
displaced or become urban dwellers. As a result, farmers depart from
agriculture and consequently agricultural production declined. (Shuaib
Lawsa, 2005) Such trend is a serious challenge of city governments In
search for land (ORAAMP, 2000a). Moreover, peoples from Sebeta prefer
Alamgena for residence . According to Sebeta municipali ty techni cal
department archive, many peoples who are living in Sebeta h ave registered
for housin g land from Alamgena Town. All this, in collaboration with the
development of squ atter settlem e nts a long Addis Ababa Jimma road, exerts
pressure on the town's land. Consequently, the shape of the town became
elongated . The Town's plan, which was prepared in 1998, has failed to
3
control this irregularity of the town an d hence revlsmg the plan became
essential. BOWUD planning experts revise the plan through incorporating
farmlands from surrounding rural areas .
Land expropriation is still on going. For the coming year , the municipality
has planed to give housing plots for more than 3000 registered la nd seekers
and 40 hec tares of land for investors . This will results in a dditiona l loss of
land from farmers holding.
Having this in mind, the thesis deals with about the impact of Alamgena
town expansion on th e livelihood of the peri urban farming communiti es
whose land is expropriated .
4
1.3. Objective of the Study
What are the causes a nd extent of Alamgena town expan s ion after
2 002?
How did the government implemen t expa nsion program and what a re
farm ers ' opin ion towards implem en tation?
What benefits did t h e farmers received? And wh at was their r espon se?
What a r e th e impacts of the expansion on fa rmers' assets?
Do farm e rs h ave access to different livelihood strategies?
What are farme r s ' coping m ech a nis ms a nd their problem s in a dapting
urban ways of life?
5
1.5. Meth odol ogy
In order to answ er the above resea rch quest ions, the resea
rch has used
both prima ry and secon dary sourc es of data. Surve y, key infor
mant in de pth
inte rview , fo c us group discu ssion and perso nal obser
vation s are the
meth ods used in this study .
The re are three expan sion sites: two indus trial and one reside
nti a l. The first
indus trial site (Kera bu) is found at the get of the town when
one come s from
Addis Abab a. The secon d indus trial site (Daleti) is found
a long Butag ira
road. The resid entia l site is found in front of the first
indus trial site
(Kera bu). It stretc hes all the way back to Ethio pian Trans
port corpo ration
Autho rity (ETCA) traini ng cente r. For the purpo se of
this study , one
indus trial site has been select ed. For select ion, the follow ing
two criter ia are
used.
1. Thl" numb er of farme rs who lost their farml and.
2 . Year after la nd expro priati on
Based on the first criter ia, 197 and 23 farme rs were those
who lost their
land in Kerab u site a nd Dalet i s ite respe ctively. For the secon
d criter ia, land
expro priati on in Dalet i site has been done in 2006 where as
in Kerab u site it
starte d in 2001 . So based on the criter ia Kerab u site is
select ed for the
purpo se of this study .
1.5.2 Sampling
After site selec tion is comp leted, samp ling of samp le house
hold farme rs has
been doT'~. In resid entia l site the total numb er of house holds
whos e land is
expro pr iated is 92 and in the indus trial site 197. For
the purpo se of
struc tu red quest ion e r surve y, 40% (37 hous ehold s) from reside
ntial site and
40% (79 house holds ) from indus trial site are select ed from
the samp le frame
using syste m a tic samp ling techn ique.
6
Out of the total nin e industries , based on their duration in the area, five are
selected.
In order to e nri ch the d a ta, out of the total 2000 n ew comers, based on their
duration in th e a rea, 50 responde nts are selected for surveying.
7
1.5.6 Analysis of the Findings
SPSS software is used for data processmg. For analysis, both qualitative
and quantitative methods like percentage, means, mode, and range are
employed.
Absence of written documents about th e town, lack of the town 's detail map,
munici pal officials' workloads, and displacements of officials from their
previous position are the limitations encountered in the thesis.
The thesis is organized into five chapters . The fir st chapter is about
in troductory part. The second chapter is review of the literature and the
third chapter discusses growth of the town since its establishment. The
fourth chapter is a ll about impact of the expansion on the farmers'
livelihood. The last c h apter is conclusion and recommendation part of the
study.
8
CHAPTER TWO
Review of Literatures
Ka itz a nd Hym a n (1971) diffe re ntiate urba n areas from rura l b ased on work
h a bit of peoples. In urban areas peo ples are not de pe ndent on family based
ac tivates like farming a nd animal breeding for their livelihood. People III
se rvice areas for which s ome kind of specialized skills or knowledge are
required.
9
2.1. Ecological Argument of Urban Expansion
10
economIc viability, technology, space preferences, and the like, produce
furth e r de mands for adjustment in the behavior of activities and social
groups , a nd thus III the resulting patterns of land and building
occupancy.(Larry S., 1971)
11
Between the two components of population change migration IS more
importa nt tha n n a tura l inc rease in urban a reas. Rural urba n migration
especia lly in developing countries is high due to unba lance economiC
d eveloplJ1e nt rural and urba n areas. Peoples a re a ttracted by employmen t
opportunity and education available in urban areas . (Allen C. and Jeffery
G ., 198 4)
The global urban share of population in 2001 was a bout 0.8% varymg
be tween a bout 1.6% for a ll African countries to about 0.3% for all developed
countries (Un -Habit, 2001)
Africa is the fastest urbanizing reglOn m the World. (Foeken & M.wangi,
2000; Nuwagaba, 1996'; Gugle r, 1996) Its urban popUla tion IS doub ling
a lmost every 2 0 years. The rural population is growing at a rate of 2 .5% per
a nnum, while the urba n popula tion is experiencing a 5-10% growth per
a n num, (UN, 1998). Such urban popula tion increa se creates add itional
urban land demand that require the out ward expan s ion of the boundary of
the towns .
12
Other Causes
Allen C. a nd Jeffery G (1 984) have iden tified three cau ses of urban
expanSlOn .
l. High-income peoples go to th e periphery in search of wide land for
dwe lling. This will lead to the expan sion of the city boundary.
2. The low-in com e p eoples wh o cannot a fford land price of city cen ter
w ill go to the periphery in search of cheap la nd. Because of such
process urban sprawl will be formed.
3. Bntr epren eurs and investors in order to control the strategic
position for market accessibility prefer to invest at the n ear
periphery of the city. After investors a nd e ntrepren eurs,
agglomerate surrounding city center the boundary of the city will
expand In order to incorpora te them in to the municipal
management.
Cloudia (2005) has identified four causes of urban expansion in th ird World
cities. These are :
1. The pnce and productivity ch a nge In m anufacturing and
agriculture,
2. Lubor for ce growth.
3. Capital accu mula tio n in manufactur ing.
4. Accumulation in rural a nd urban housing stocks.
Analysists and policy m arkers are a little divided on the city growth
pro ble m. Pessimists advocate the third world's inability to cope with th e
social overh ead requirements of rapid urban growth a nd high urba n
de nsities. They view the third world city growth as anothe r example of the
"tragedy of the common", the classic example of the over use of a collective
r esource.
13
In contrast, optimists vIew city growth as a central force ralsmg average
living standards. They view urbanization as the natural out come of
eco nomic development and a necessary requirement for the more rational
use of ec cnomic resources. (Allen C. and Jeffery G., 1984).
Shuaib (2005) has also seen urbanization as a means that give opportunity
to n ew urban development.
The a bove two idea s are based on two consequence of urbanization, positive
and negative planners and policy analysists are disagrees among themselves
on these possible two consequences of urban growth. Whatever the cause
any urban centers grow horizontally with these two possible consequences,
positive and negative
Env ironmental consequences of urbanization are not only air and water
pollution. Urban heat, which increase level of surface ran off and high flood
frequ e nc J
and loss of natural habitats have been described among
environmental consequences of urbanization. (Stephan and Yuonne, 2005)
14
land, agricultura l productivity, agricultural labor, natural vegetation , open
space, and decline in extent of wet lands and wild life h abitats. (UDR, 1999)
In America, lands, which were covered by farms, wet lands and desert lands
during 1900, have now been transformed in to human settlements with in
100 yeas. (UDR, 1999) In Egypt, more than 10% of the national's most
productive land has been lost to city expansion. (Harday, et aI., 2001)
The land use conversion from urban has followed by change of livelihood in
rural areas. Since the re is no land to cultivate the x-farmers, need to ch ange
their livelihood strategies to urban way of living. To generalize th e impact of
urban expansion on the life of farmers Mohan (1996) h as said that
"The poor farmers are the net losers w hile largely better off urban settlers
get the benefit of obtaining land at subsidized price"
The key issue facing public sector decision makers at the local, national and
international leve ls is not whether or not urban expansion will ta~e place,
but rather what is likely to be the scale of urban expansion and what needs
to be done now to adequately prepare for it. The message is quite clear
developing country cities should be making serious plans for urban
expansion, including planning for where this expansion would be most
easily accommodated, how infrastructure to accommodate a nd serve the
projected expansion is to be provided and paid for and how this can be done
with minimum environmental impact. (Angel,S. and D.L Civoc, 2005)
15
of a coordinated proactive approach is astounding. This lack of attention is
the product of several factors, including politicians' short planning horizons;
governments' unwillingness to accept urbanization as a positive trend and
to prepare for orderly urban expansion; planners' preference for ambitious
and utopian master plans (that, ultimately, have little prospect of being
implemented) ; and the failure of international organizations to push this
agenda. (Angel,S. and D.L Civoc, 2005)
The loss of land from farmin g, because of urban expansion, pushed peoples
out of farm. The phenomenon is directly attributed to change in property
rights. (Roth, 1996) Change in property right causes land less ness, which is
a result of either the loss of land for housing, as the city sprawl out ward, or
it may be a result of environmental damage. (D aniel, M. et a i, 1999)
Such phenomenon, land less ness, made its impact on livelihoods In the
peri-urban a rea. In other word land lass ness causes loss of agricultural
live lihood (Roth, 1996).
16
In summ ery urban expan sion resul ts in chang e of prope
rty right which
bring land less ness . Land lessn ess is accom panie d by loss
of agric ultura l
livelih ood.
2.6. Livelihood
"A livelih ood comp nses the capab ility, asset s and activi
ties
requi red for a mean s of living" (Cham bers and Conw ay, 1992,
cited in CHF, 2003)
All defin itions indic ate mean s of living , which can be achie
ved throu gh
ilctivi ties using the availa ble asset s. There fore, livelih ood can
also be define d
as a mean s of surviv al, which can be achie ved throu gh comb
ining differ ent
asset s with differ ent strate gies to get livelih ood outpu
ts unde r certai n
envir onm, nt.
17
b. Natural capital: Represents the n atural resource stock, such as la nd ,
water, forests and minerals, from which resource flow and services
use full for livelihoods are derived.
c. Financial capital: Denotes the financial resources that people use to
achieve their livelihood objectives. It includes savings and credit,
remittance and other liquid assets.
d. Social capital: Represents the social resources up on which people
draw in pursuit of their live lihood objectives. These are social
n etworks, relationships, shared values trust and culture.
e. Physical capital: Comprises the basic infrastructure and producer
goods needed to support live lihoods . These assets divided in to two:
househo ld level assets and community level assets. The household
level asset includes holding of livestock, machineries, farm and off
farm equipments, seeds and fertilizers, etc . The community level asset
includes roads, buildings etc.
The term livelihood strategies is used to indicate the range and combination
of activities and choice that people undertake in order to achieve th eir
livelihood objectives (Carney, 1998).
18
2.6.3. Livelihood Analysis
The key ques tion to be asked in any a nalysis of sustainable livelihood is; in
a give n particular context ; policy setting, politics, history, agro ecology and
socio-economic conditions what combination of livelihood assets result in
the ability to follow what combination of livelihood stra t egy with what out
co m es? (IDS , 1998)
Livelihood a n a lysis seeks to understa nd the fac t that lie behind people's
choice of livelihood strategy . (D FID, 1999) . Livelihood a nalysis also shows
how the diffe r ent livelihood strategies of the household relate to each other ,
it recognizes that poor p eople simultaneously undertake a range of different
activities and seek to achieve ra nge of livelihood out comes (Masfield , 2001).
There a re va rious ways of undertaking livelihood ana lysis to unde rstand
hou sehold livelihood dive rsity. Marry (2001) grouped the approaches in to
three categories:
1. Circumspective approach: Refers to understa nding livelihood diversity
a t a momen t of tim e.
2. Retrospective approach: Refers to understa nding livelihood change
over time.
3. Prospective approach: Refers to the a nalysis of effects of policies; a
commitment to change mind set a mongst government officials,
planners, donors , NGOs etc, the development of specific rationa les for
interve ntion a t various levels a nd procedures for monitoring and
evalu a tion.
19
CHAPTER THREE
This chapter deals with growth of the town since before Italians occupation.
The fir st part is about historical background of the town. This part of the
c h apter is presented based on primary data gathered from in depth
interview with e lders, who have lived in the town since Italians.
The second part of the chapter deals with population growth of the town
since Italian. Interview with old people, office documents from kebele and
municipality, OBPED statistical abstract and CSA publications are the
sources of data.
The th ird part of the chapter is about economic growth of the town SInce
Italian. Interview with elders a nd municipality documents a re sources of
data for this part.
The fourth part is about spatial extent of built up area of the town SInce
Itali an. T - present this part, aeria l and Satellite photos are used. 1972 and
1994 aerial photos and 2007 Satellite image are the sources of data used to
s how the extent of built up urban areas in different time intervals.
The last part of this chapter is about planning and nature of the expansion
of the town . In terview with p la nners , review of municipal five-year report
and pe rsonal observation are sources of data for this part.
Probably, a t the beginning of 20 th c few peoples, not more than 100, had
been living in the town. These peoples migrated to the town from different
parts of Le country. The Amharas, fr om Merhabete, a nd the Oromos, from
differe n t parts of the country were the first settlers in this area.
20
On his way to Jimma, Emperor Minillik II asked the name of the place and
the people told him that the place had not had a name. Then he named it
"Alamgena". Then the name "Alamgena" becomes the name of the place .
"Alamgena", is the Amharic word, which literally means yet not developed .
The location of the town, presence of Empress Mennen's silo and Italian
occupation has contributed a lot for growth of the town. Since the place is
located along Addis Ababa Jimma road, traders who com e from and go to
Jimma use the place as a bulk break point. The Empress had brought
peoples who guard h er s ilo. The Italian during their occupation had built
prison and weapon storage at the entry of the town, "/centery" . Following the
constru ction of the prison, many people migrated to this place in search of
their relatives, who are prisoners of Italian. All these situations contributed
to the growth of the town.
After Italian left Ethiopia, the weapon store and the pnson changed into
police station and latter administration office for Alamgena wereda.
Alamgena, then b ecome the capital of Alamgena wereda. During Emperor
Hailesilase regime, royal families owned the land.
After the fall of the regime, the town has administered under s h ewa province
and the wereda renamed as Awraja. The wereda capita l had been shifted to
sebeta town and as a result, Alamgena town became special kebele
administered under Sebeta municipality.
21
3.2. Population Growth of the Town
Thriving back to early history of the town, the population of the Alamgena
was small, not more than 100 people. During the time of Hailesilase, the
population had shown sharp increment. The construction of Empress
Mennen's silo and the Ita lian occupation was the main forces that attracted
people to the town. In the same period, the establishment of ETCA offices,
garage a nd camp has a lso contributed to the increase of the town's
population.
Unlil the first national population and housing census of 1984, the town's
exact number of population was not known. The 1984 national population
a nd housing census result for Shewa province shows that the number of
population of Alemgena town was 2786, of which 1317 are males and the
rest were fem a les. (CSA, 1984)
The second national population and housing census of 1994 result for
Oromiya region shows that the number of population of Alamgena town was
4654; of which Males were 2197 and females were 2457. The computed
annual growth rate between the two censuses, a te n yeas growth rate , was
5 .53 %. (CSA, 1994) The percentage change between the two censuses was
40.07%. The growth rate of the town's population was higher than the
national growth rate.
From the census result, it can be concluded that migration is the maJor
responsible factor for such high growth rate. The 1994 population and
housing census result shows that out of the total population migrants were
2124, which is 45.6% of the total population . Of which 128 1 are from other
urban areas and 843 are from rural areas. Urban to urban migration
accounts 60.3% of a ll migration to the town. The proximity of the town to
Addis Ababa is the reason for such high rate of urban to urban migration.
22
Based OJ" its growth ra te , population of the town has calculated to be 6250
in 2 000 (OBPED, 2 000). The percentage change between 1994 and 2000 ,
which is a 6 years inte rval , is 25.54% . Howeve r , to made comparison
between the two ce nsuses a nd betwee n 1994 and 2000 population
percentage changes, the six-year population percentage change between the
two censuses need to calculate. The six-year percentage population growth
was 24. 04%. Ther e is a s light p ercentage increment between the two time
intervals , 1984-1994 a nd 1994-2 000.
Since its fou ndatio n , the town 's popula tion has been growing with different
ra te of c hange over time. The h ighest growth was recorded a fter 2 000 .
Accordin!5 to Sebeta municipality social a ffa irs office population record, the
population of the town is 15265 in 2 007. The popula tion percentage change
between 2 000 and 2007 is 59 .05 %, which is more tha n h alf of the base
year population . Prepa ration of la nd for reside ntial purpose in the town
a long with other factors is the main pooling factor of population to th e town
s ince 2003.
In ge n eral, since the est a blishme nt of the town, the popUla tion keeps on
growing. It is an es tablished fact that as population grows d em and for land
a lso incr eases . In order to meet this dema nd the town has physically
exp and ed to the pe riphery.
Thriving back to early history of the town, probably during Imperia l per iod,
there was ethni c based la bor division. The Amha ras we r e wavers and
artesian whil e th e Oromos were farmers. The Gurages were m e rch a nts.
23
The growth of the town's population results in land use segregation . The
center became residence and commercial s ites while the surrounding
periphery became farmland.
Along with intr oduction of economic sector s, the labor division In the town
h as grown. Establishments of ETCA in Alamge na town results In
24
3.4 Spatial Extent of Urban Built up Area
The total built up area has incre ased to 450.4 hecta res
in 1994. The
expan sion in this time was not only towar ds Addis Abab a
direct ion , it has
also goes in to the rural areas , which are situa ted at left and
right sides of
the main road (Map 1) .
The expan sion has conti nues reach ing its peak in 2003
, where the
expan sion plan, which is pre pared by BOW UD, provi des addit
ional land for
urban use. The pla n has incor pora ted 646.9 hecta res of land
to urban use.
Curre ntly total area of the town, inclu ding the expan sion
sites is 1355. 2
hecta res. (See Map below )
25
Table 3.1 Alem gena Town Land Cove r/Use (1972 -2007 ).
Years
Land 1972 1994 2007
cover / use
Resid ential 112.8 3 450.4 1102. 0 6
Agric ultura l 1230 .3 892.7 3 3.76
Indus tria l - - 223.6
Other s* 1 12 .07 12.07 25.76
*Chur ch, Mosq ues, Gover nmen t organizatIOns and schoo l.
Eve n thoug h , Bour ne, L.S (1971 ) urban land use succe
ssIOn matri x IS
essen tial to show the town 's land succe ssion , it is diffic ult
to show it with
the availa ble data. Howe ver, other resea rcher s will do it to
show land use
succe ssion of the town.
26
38 39'
6
38· 40' 38°4 1'
ETHIOPIA
8°57'
W
*E - s 8057
1
L
8 56'
6
1- - 1m(/§§/////JV//7////~//§/#//§/7JVJV//ff- -( \ 1 8°56'
Legend
Asphalt
<lIIJTlP 1972
§ 1994
2007
8°55, 1
To Se5eta
~~ l· --- I 1 8°55'
27
3.5 Planning and Expansion in Alamgena Town.
3.5.1 Planning
The town h as got its first pla n in 1998 pre pared by BOWUD . The plan was
prepar ed with the objective of proper utilization of the available land .
According to the plan, land use of the town h as b een sub divided into
resid enti a l land use, urban agri cultural land use, industrial land use,
servi ce land uses a nd open spaces.
The plan h as provided 646.9 hectares of land for urban use from the
s urrounding rural areas. Ou t of these, 4 23 .3 hectares are for residentia l
la nd use a nd 223 .6 h ec tares are for industrial land uses . The industria l
la nd use areas located at Daleti and Kerabu, which are 88.1 hec tares a nd
135.5 hecta r es res pectively. (Annex 2)
Acco rding to the plan, the land uses h ave divided into three. Reside ntial a nd
co mme rcia l la nd uses, which is found at the right side of the m a in road as
on e comes [rom Addis Ababa a nd th e previous built up areas. The second
type is industria l land use that exists a t the left s ide of reside ntial a nd
commercia l site a nd at Butajira roa d. The third typ e is urba n agriculture
a nd ope n s p aces.
28
3.5.2 Nature of the Expansion
The n ature of expansion of Ala m gen a town has two characteristics, demand
driven expan sion and s upply driven expansion . Expansion before 2002
c h a racterized by demand driven expa nsion and expa nsion after 2002 is
c h a r acterized by s upply driven expansion.
The n ature of expansion before 2 002 was because of the incr ease in la nd
deman d . La nd demand in the town is a fun ction of population growth ,
which is highly a ffected by the town's proximity to Addis Ababa a nd
establishment of differe nt government a nd priva te organizatio ns. It is a n
established fact that land is a fixed r esource that cannot increase or
d ec rease. In order to m eet th e demand, pus hing the town's boundary
toward s its pe riphery is the available solution. Such trend of the expansion
h as leads to the conclusion that exp a nsion before 2002 is a result of
increase in land de mand in the town.
Revision of the 1998 pla n is the cause for exp ansion of Alamgena town a fter
2002. With the o bj ectives of compacting shape of the town, controlling
spontan eous urba n sprawl a nd squatter d evelopment, BOWUD planners
h ave prmid ed additional urban land through incorporating the surrounding
fa rmland s into urba n land uses. Following land supply, people a r e attrac ted
to area. In o ther word , la nd supply attr acts d em and .
29
Table 3.2 Municipal Land supply by Function
Supplied land by use lype
From the above Table, 85.59 hecta res of land allocated to residential land
uses a nd 111.29 hectares has been given for commercial, industrial and
other uses during 2 001 - 2005 .
More over, according to interviewed 5 investors, the attr active land lease
price a nd land supply pull them to invest in the town. Additionally, all 50
interviewed new comers said they are attracted by land supply of the
municip&,ity. Therefore, one can say that land supply caut;es expansion
Alamgena town.
30
CHAPTER FOUR
This chapter deals with the impact of Alamgena town expansIon on the
livelihood of per urban farming communities. Expansion after 2002 has
been done through expropriation of land from the farmers. In order to
analyze the consequence of expansion on farmers' livelihood, different
methodological triangulation has been used. Surveying, key informant in
depth interview, focus group discussion and personal observation are the
methods employed.
The fourth part deals with the impact of expansion on the live lihood of the
farmers. Here more emphasis is given to assets of the farmers. Social and
Environmental impact of expansion is analyzed in this part. The last part of
the chapter deals with farmers' coping mechanism and the problem they
face wh ile they are adapting urban ways of life .
31
4.1 General background of the respondents
Before a n a lyzing the findin gs, it is essential to in troduce phy sical a nd socio-
economic backgr ounds of the respond en ts. The following discussion is
a bou t the gen eral backgrounds of the respondents.
The p hys ical setting of r esidential site is differ ent from industrial s ite .
Before e"pansion, farmers were living in a form of d econcentrate rural
settlement. Their fa rmlands, which were used for cereal production, were
found immed iately a fte r farmers's reside n ce . However, after la n d
expropriation, th ese fa rmers totally becam e urban ized.
32
4.1.2. Socio-Economic Background
33
Socio-economi c backgrounds of th e r esponde nts a re prese nted in Table 4. 1.
Out of the total 79 selected r espondents , 68 m a les and 11 female s Re found
in the ir.'iustrial site. The figure for residentia l site shows that out of the
total 37 selected respondents, 7 8.4% a re male and 21.6% are fem a le.
From the age data, in industria l site 26 res pondents a re aged between 41 -50
years old. Thirty- five are a bove 50 years old . Respondents who a re between
3 0 a nd 40 years old are 16 and the remaining 2 are b elow 30 years old.
From the figures, the m ajority of the responde nts (44.3%) are above 50
years old.
Family size of the respond ents, from both s ites, ra nges b etwee n 2 to 14. On
ave rage, q household has 7 fa mily membe r s in industrial site and 5 family
m e mbe rs in residential site.
Except four respondents , in industria l site none are migra nts. Only one
respond e nt from residential site is immigra nt to the town.
34
are able to a ttend high school level education. The majority of the
respondents (4 5 .6%) are illiter ates.
In residen tial site though majority of the responde n ts (45.9%) are illiterate,
th e re are few respondents who attend above grade 12 (5.4%). Therefore, in
both site many of the respond e n ts a re illiterate.
Regardinp; their socia l r ela tion, according to key inform a nts, in industrial
s ite farmers h ave strong relation among themselves. All a r e relatives to each
oth er. Th ey are rela ted to each oth er by eith e r m arriage or blood. In th e
residential s ite, the social relation is limited to social institutions like iddir,
equb, se nbe te a nd neighborhood.
35
respo nden ts 97.5% did not know abou t la nd expro priati on
until their land
was expL,priat ed. (Tabl e 4.2)
Table 4.2 Awar eness of Farm ers abou t Urban Expa nsion befor
e Their Land
Expro priate d.
Resid ential site Indus trial site
Frequ ency Perce nt Frequ ency Perce nt
Yes 2 5.4 2 2.5
No 35 94 .6 77 97.5
Total 37 100 79 100
Table 4.3 show s farme rspre awar eness and their respo nse to the
gover nmen t. Ninet y two point two perce nt of the respo nden ts from
indus tria l site answ ered that they did not get enou gh
time to prepa re
them selve s befor e expro priati on of their land. Amon g these
respo ndent s, 40
(54.8) are those who refus ed to give their land at the requi
red time . Thirty -
three respo nden ts (45 .2%) left their land with out objec tion.
Simil arly, the
data from resid entia l site show s that 86 .5% of the total
respo ndent s
answ ered that they did not get enou gh t ime to prepa re them
selve s before
expro priati on of their land. Amon g these farme rs, none
of them has
negot iated with the gover nmen t for addit ional time. Twen
ty-tw o of them
(68.8% ) refus ed to hando ver their land at the r equir ed
time and the
rema ined 10 respo nde nts (31.2 5%) leave their land with out
objec tion.
Many of key infor mant s and discu ssant s of focus group said
that giving out
their land at the time set by the gover nmen t witho ut objec
tion does not
36
mean that they are happy and accep t land expro priati on but
it is becau se of
their li mited powe r to resist the gover nmen t action .
Table 4.3. Farm ers who did not get enoug h time to prepa
re them selve s
befor e expro priati on of their lands and there respo nse.
Farm ers, who did not get
Site,; Farm ers who did enoug h time, respo nden ts
not ge t enou gh
time befor e Refus ed to Leave their
expro priati on of leave their land witho ut
their lands land at the objec tion
requi red time.
F % F % F %
Indus trial 73 92.2 40 54.8 33 45 .2
site
Resid en tial 32 86.5 22 68.8 10 31.25
site
From the above data, one unde rstan ds that there was no
consu ltatio n with
the farme rs on imple ment ation . This appro ach of the gover
nmen t paves the
way for fa rmers ' appri se . As show n in Table 4.3, major ity of
the farme rs did
not leave their la nd as reque sted by the gover nmen t.
The surve y resul t, prese nted in Table 4.4, also show s the forcef u l
imple ment ation land expro priati on.
37
Table 4.4 Farmers response towards expropria tion of th eir land.
Sites
Industria l site Residential site
F % F %
Accept with out 2 2 .5 3 8. 1
obj ection
Resis ted and forced 75 94 .9 13 35.1
to leave m y la nd
First r esisted the m 2 2 .5 21 56.8
convin ced to level
my land
In t he industrial site out of the total 79 responde nts, only two accept
expropriation of their la nd without objection. The majority of the
respondents (94 .9 % ) are those who r esisted and fo rced to leave their la nd.
In the residential sit e, out of the total 37 r espondents, only three accept
expropriation of th eir la nd. The majority (56.8%) of the respondents first
resisted and th e n convin ced to leave th eir land. The remaining 35. 1% a re
those who r esisted until they are forced to leave their la nd. These responses
of t he farm e rs indicate how the implem e ntation was forceful.
good but when it com es to lower level implem e nters, like municipa li ty, IS
really offen s ive". This expres sion tells us how the farmers develop hostility
toward s govern ment officials who are workin g at lower level.
During fo cu s group di scu ssion with eleven farmers from indus tria l site, they
express their disappointmen t by saying "Look my h a ir; it was black like
38
yours before I lost my land but now it became white this is because of my
land." As I observe all of them except one person have white hair.
Out of the total 37 sampled households from residential site, 40.5% agree
with the expansion program. Twenty four point three percent of the
respondents did not support the expansion program while 38% of the total
79 respondents from industrial site agree with the expansion program.
Twenty six point six percent of the respondents are those who disagree with
the program. Thirty five point one percent of th e respondents from
residential site and 35.4% of the respondents from indus trial site neither
agree nur disagree with the expansion program. Their neutra lity is
emanated from their dissatisfaction.
39
that at initia l stage of site preparation, respect and r egard for the interest of
project-affected peoples (farmers) is less. More attention is given for the sake
of advan cin g th e interest of investors. This action of the government will
lead to the creation of a period of stress a nd hostility towards government
and its officials by the fa rmers.
Five year after the letter, 2002, executive council of the region decided to
reduce the year factor from 10 to 5. The reason for reducing the year factor
was it amounts the compensation cost b eyond payment capacity of the
government.
In 2005, FORE has issued procla mation No. 455/2005 to guide the
expropriation of land holdings for public purposes and payment of
compe nsation. Part 3 of the proclamation h as set the bases for amount of
compensation payment for la nd expropriation. The bases are; current
repayment cost of the properties, which are lost due to expropriation, cost
in curred for the improvements made to the land and other elements such as
cost of removal, transportation cost for properties, reconstruction cost,
whic h w •.l relocate, and income discontinued due to expropriation . The
proclamation empowers reglOns to Issue directives for the proper
40
implementation of this proclamation. Weredas and urban administrators are
responsible for determining types of compensation, valuation of properties
and com~ li ance of landholders handling.
41
disconnected because of expropria tion, properties on the land a nd
improvement made to the land by the landholders.
The benefits promised to and obtained by the farmers have been classified
in to three: mon ey, private infrastructure and communal infrastructure.
Electric, water and telephone are private infrastructure and road , school
health institution and market are communal infrastructure.
As the survey result shows, 94.6% of the respondents from r esidential site
proved that the government has promised to give money compensation,
housing plot, urban services, job opportunity and training. Among the
..
promises majority of farmers (73%) got only money compensation, 13.5% of
got nothing.
•
In the industria l s ite a lmost all respondents , 97.5%, have witnessed that the
governm ' :11: has promised to give money compensation , housing plot, u rban
services, job opportunity and training. However, th e fu lfilled promIses, as
majority of the respondents (65 .8%) answered, were only money
compe nsation. Thirty four point two percent of the respondents got nothing.
All respo ndents got h ousing plot for themselves. In fact, 1 1 farmers from
industrial site a nd some other farmers who refused to take what they called
"u nfair" money did not get compensation.
42
have cor ,tructed a tertiary road by their own labor and they have brought
electricity by their own money before the implementation of the expansion.
From the survey result, (Table 4.6) 64 .9% of respondents from residentia l
site have answered that they obtained electric, pipe water and telephone for
their house. In industria l site, only 12.7% of the total respondents answer
as they h ave got e lectric, water and telephone for their house.
Ninely seven point two percent of the r espondents in residential site said
that they have got communal infrastructures like school and road . From
industrial site, 16.5% of the total 79 respondents are those who witnessed
as they have got road a nd school.
The aforeme ntioned data tells that the farmers in residential site have
benefited more with communal infrastructures than farmers from industria l
site. Regarding the private infrastructure, it is same as to the communal
infrastructure where by residential site farmers a r e benefited more than
those in the industrial s ite.
Out of 50 interviewed new comers, 82% responded that they offered jobs for
the farmers and a ll the 5 interviewed investor s a nswered that th ey gave job
opportunity for the farmers who are able to compete.
43
4.3 .3 Farmers Attitude towards the Benefits Obtained
Table 4.7 Farmers' happiness with the benefits they have obtained .
Industrial site Residential site
All Some None All Some None
F % F % F % F % F % F %
2 2 .5 1 1.3 76 96.1 1 2 .7 15 30.5 21 56.8
As prese nted in Table 4.8, in industrial site , 75 .9% of the total respondents
are highly di ssatisfied and discouraged with what they got. Only 2.5% are
satisfied with the benefit. In residential site, 51.4 % of the total respondents
are dissatisfied w ith the benefits they obtained and 24.3% are highly
dissatisfied and discouraged.
44
Both tables (Table 4 .7 and Ta ble 4.8) show tha t respondent in indus tria l site
are more dissa tisfied tha n respond ents in r esidential site. From my personal
observation, r espondents from industria l site are more offended when they
are talkin g about the issue of land expropriation. Most of them are a ngry
when they express their feeling towards the benefits. Though respondent in
residential site are dissatisfied with the benefit they got, I did not see any
person who is very a ngry and offended.
Fro m the data , one unde rsta nds that the benefits a llotted to the fa rmers
were not in favor of farmers' interest. Th e government way of handling
compliar ~e shows how the farmers were m arginalized a nd get little attention
from the governme nt.
45
holding. The maximum land holding s ize for one household was 8 hectares.
Two households had held the maximum amount of land for each . There was
no land balding less than 1 hector for a household. Many of the respondents
(26 .6%) had 3 hectares of land holding.
In residential s ite, there was a total 77.4 hectares of land holdings under 37
selected sampled households. The average holding size of one household
was 2.09 hectares and the maximum holding size was 5 hectares. Two
households had held the maximum amounts of land for each. No household
had less than 0 .5 hectare of land. Seven farmers had 1.5 hectares of land
holding for each.
For comparison, the average holding size in residential site IS lesser than
industrial site average holding size by 0.77 h ectare (26.9 %) of land. The
maximum holding size in industrial site was 8 hectares while in residential
s ite it was 5 hectares. The minimum size of land holding by a farm
household in industria l site was 1 hectare and in residential site, it is lesser
by 0.5 hectare (50 %). The data in general shows that a farm household In
46
animals we re 84 and the remammg 782 were poultries. On average, a
house hold had 14 livestock and 2 pack animals . The maximum number of
livestock owned by a household was 85 and the maximum number of pac k
animals owned by a household was 6. Out of the total sampled households,
one household had 85 livestock and another one had 6 pack animals. The
minimum a mount of livestock owned by a household was 2. Sixteen
house ho1rjs had no pack animal.
As can be seen from the above data presentation average livestock owned by
a household is higher by 14.3% in residential s ite than the industrial site.
Average pack animal owned by a household in residential site was higher by
50% than the industrial site. In the residential site, maximum number of
livestock owned by a household was higher by 35 livestock (41.2%) than the
industrial site . The comparison on maximum number of pack a nimals
owned by one household shows that in residential s ite it was higher by
33.3% than the industrial site.
In resid e nti a l site , there were total of 49924 permanent plants owned by 37
households. On ave rage, each household has 1349 permanent plants. The
maximum amount of p e rmane nt pla nt owned by a household was 10000;
where as the minimum amount was 1. Thirteen point five percent of the
total respondents h a d 150 permanent plants each.
The average holding of permanent plant per hou seh old was higher in
industrial site th a n th e residential site by 11.2%. The maximum amount of
47
permanedt plant own ed by a house hold was also higher in indus trial site by
10% than residential site.
The in com e data of the respondents' shows that three farmers h ad earned
less than 151 birr per month. Twenty-nine respondents had earned 15 1-500
birr per m o nth. Respondents who earn 501- 1000 birr per month were 27.
Eigh t respondents h ad earned 1001-1 500 birr per month and two
respondents h a d earned 1501-2000 birr per month . The remaining 10
respondents had earned more than 2 000 birr per m onth. Three thousand
Birr Per month was the m aximum a mount of income earned per month
where as 100 birr were the minimum a mount of monthly income earned by
the fa rm ns per month .
In reside nti a l s ite, seven respondents had earned 15 1-500 birr per month.
The m aj ori ty of the respondents (2 6 ) had earned 501 - 1000 birr p er month .
Three resp ond e nts had earned 100 1-1500 birr p er m onth . The remaining
one res pondent h as earned m ore than 2001 birr pe r month. One thousand
five hundred Birr per month was the maximum amount of m oney earned by
a h ousehold a nd th e minimum amount of monthly income earned by one
household per month was 300 birr.
48
To ge neralize, fa rme r s from indus tria l site wer e rich e r tha n farm er s In
The r esiden tia l s ite, 37 selected sa m ple h ouse h olds lost a tota l of 74 .86
h ectar es of la nd a nd wer e left w ith 2.54 h ectar es . The total h oldin g size h as
d eclin ed by 96 .7% . The ave rage h olding s ize of on e h ouseh old h as a lso
declined from 2 .09 h ectare to 0. 069 h ectare, whi ch m ean s th at on e
h ou seh old in a ve rage , h as lost 2 .0 2 h ectares (9 6 .7% of the p reviou s h olding)
of la n d becau se of urba n expa n sion . The maximum holding s ize , which was
5 h ectare, h as declined to 0. 5 hecta re . The minimum s ize of la nd holding
h as d eclined by 0.48 h ec ta r e (96%). Majority of the re s p onde nts (67.6%) a re
le ft with 0. 05 h ectares of la nd.
49
In avera ge, th e res identi al s ite farm e rs lost m ore land than
the indus trial
site farme rs.
Table 4.9 prese nts wh e r e farme rs' prope rties, excep t land,
has gone after
th eir la nd is expro priate d . From reside ntial site 83.8% a nd
from ind u strial
site 62% of the total respo nden ts s a id that they sold t h eir
p r opert ies . These
respo nse;; of the fa rmers indic ate how the expa n s ion indire
ctly affect s their
prope rties oth e r than la ndho lding .
Table 4.9 Farm e rs' Resp onse on where their Prope rty has
gon e a fte r Lan d
Expro priati on.
Resid ential site Indus tria l site
F % F %
Sold 31 83 .8 49 62
Cons umed 6 16.2 30 38
To tal 37 100 79 100
Fa rmers asset , other tha n land h oldin g, a n a lyzed in this
thesis are their
dome stic a nima ls, perm anen t pla nts a nd roo m numb er.
50
4.4.2.2.1 Impac t on Dome stic Animals
The reside ntial s ite data s hows that a fter expan sion the numb
er of dome stic
an ima ls owne d by 37 respo nden ts h as declin ed by 83.3% . They
left with 238
dome stic anim a ls . The avera ge numb er of lives tock owne d by
one h ouseh old
h as declin ed by 79%. Each h ou sehol ds in avera ge, h as left
with 3 livest ock.
Followin ~' expro priati on of their land, 16
hous e h olds are left with no
livest ock. Avera ge numb e r of pack a nima ls own ed by one
house hold has
declin ed by 39.2% .
For comp ariso n in indus tria l site, the total numb er of dome
stic a nimal s has
declin ed by 8 1.6% while in r eside ntia l site it d ecline d by 83
.3%. This mean s
more dome stic a nima ls have lost in resid ential s ite th a n indus
trial site.
51
plant s . Obvio usly, from the data, more n u mber of perm anen
t p lants are lost
in reside ntial site than indus trial site.
In concl usion , excep t room numb er, all oth er farme rs'
asset s like lan d,
dome s tic anim als, a n d perm anen t plant s are affect ed negat
ively. The impac t
is more prono unced in resid entia l site than indus trials site.
52
As h as bee n found out In this study , farme rs have lost their land due to
urban expan sion. The loss of land is follow ed by loss
of agricu ltural
Produ ction. Loss of agric ultur al produ ctivit y mean s loss
of agricu l tural
incom e . More over, out of the total 79 respo nden ts from indus
trial site, 77
confi rmed the declin e in their incom e . Out of the total 37
respo nden ts from
resid e ntia l site, 26 h ave confi rmed the declin e of their incom
e . Accor ding to
th em , lack of farml a nd, lack of regul a r incom e and lack
of job a r e the
reaso ns for the declin e of their incom e. Out of 77 respo
nden ts from
indus trial site, 57.1 % respo nded, lack of farml and is the reaso
n for declin e
of the ir incom e . In a dditio n , out of 26 respo nde n ts from
r eside n tial site,
42.3% respo nded that the reaso n for the declin e of their
incom e is lack of
farmlanC: . Thirt ee n perce nt of 77 respo nden ts from indus
trial site and
15.4% of 26 respo nden ts from reside ntial site have attrib uted
absen ce of job
for the declin e of their incom e . The rest 42.3% of 26 respo
nden ts from
resid e ntia l site and 29.9% of 77 respo nden ts from indus tria
l s ite, reaso n ed
lack of regul ar incom e for the declin e of their incom e . (Table
4.10)
Table 4.10 Reaso n for the declin e of incom e .
Rea sons Resid entia l Indus trial site
F % F %
No regul a r incom e 11 42.3 23 29.9
Nojo b 4 15.4 10 13 .0
No fa rm land 11 42.3 44 57.1
Total 26 100 77 100
Abse nce of job and r egula r incom e resul ted from loss of
agric ultura l land.
The refore , h aving these prem ises, chang e on farme rs' incom
e is a resul t of
urban expan sion.
In indus trial s ite, there were only three respo nd ents who
used to earn less
than 151 birr per mont h befor e expan sion. After expan sion,
this numb e r
reach ed to 47. Twen ty- five respo nden ts earn betwe en 151
a nd 500 birr per
mont h. Resp onden ts who u sed to earn betwe e n 501
a nd 1000 before
expan sion we r e 27 but this d ecrea sed to five a fter exp a nsion
. Respo nd ents
53
who used to earn between 1000 and 1500 birr per month were eight before
expan sion and after expansion , this number declined to 1 after expansion .
Before expansion, 10 respondents h a d earned more than 2000 birr per
month. After expansion, no respondent earns more than 2000-birr income
per month. After expa nsion, only one respondent can get income between
150 1 and 2000. After exp a nsion, the average monthly income of one
h ouseh old h as d eclined by 647.59 Birr pe r month (70. 7% of the previous
income). The maximum monthly income earned by one household has a lso
dec lined by 1000 Birr and minimum a mount declined by 100 Birr. Because
of expansion, 2.5% of the total respondents h ave no income at a ll currently.
From the residential site, 62.2% of the total respondents and 22.8% from
industrial site have been jobless for the preceded 12 months a fter their la nd
exp ropric.~e d . Out of the total re spondents, who were working for the
preceding 12 months after land expropriation, 33 from industria l site and 1
from residential site were e n gaged in agr iculture. Twenty-eight r esponde nts
from industria l site and 13 r esponde nts from residential site were engaged
in non-agric ultural work. Among those who did not e n gage in any work for
54
the preceding 12 months, 20 respondents from residential site and 7
responders from industrial site used the compensation for consumption .
One respondent from residential site and 5 respondents from the industrial
si te re lied on remittance (Table 4.11).
55
4.4.5 Social and Environmental Impact
From residential s ite, farmers confirmed the presence of air and nOise
pollution only . Out of t h e total 37 r espondents , 5.4% has witnessed the
presen ce of noise pollution only. E ight point one percent of the total
r espondents witnessed the presence of air pollution only. Air and water
pollutions are felt by 8 . 1% of the respondents . Majority of them (78.4%) said
that the re is no environmental pollution.
57
Out of the tota l 50 interv iewed n ew com ers, 2% h as fe lt
th e existe nce of
envir o nme n tal pollu tion while 98% did not feel a ny form
of envir onme ntal
pollu tion cause d by indus tri es. From the data, the
prese nce of
envi ro nm enta l pollu tion in reside ntial site is not as such
prono unced . In
indu s tri a l s ite, as m ajority of the r espon dents indic
ate , there IS
e nviro nmen tal probl em.
Major ity of the r eside ntia l site respo nden ts (62 .2%) reply
indic ates that
there is no chang e of socia l relati onshi p. Five point four
perce nt of the
respo nden ts s a id their re lation declin ed and 13 .5% r espon
ded that their
social relati on has incre ased. Farm ers' socia l r elatio n amon
g th emsel ves
seem s to be a ffe c ted a little by the expan sion progr a m
. The impac t of
expan sion in indus trial site affect s farm ers' socia l relati on positi
vely while in
r eside nti a l site it has no impa ct.
58
Table 4.15 Socia l relati on of farme rs in comp ari son with the
previ ous
Socia l Relat ion amon g Indus trial site Resid en tia l site
farme rs Fr~quency % Frequ en cy %
Decli ned 6 7.6 2 5.4
Incre ased 22 27 .8 5 13 .5
Mu ch more d ecline d 4 5 .1 5 13 .8
Much more incr eased 27 34 .2 2 5.4
No ch ange 20 25 .3 23 62.2
Total 79 100 37 100
59
Table <! . 16 Farmers coping mechanism
Coping m echanism Residen tial site Industrial site
F % F %
Daily labor 13 35. 1 21 26.6
Farming 1 2.7 41 51.9
House rent 7 18.9 - -
Employing in government 7 18.9 - -
organization Cguard)
Consuming compen sation 9 18 .9 6 7 .6
money
Petty trade - 24 .3 11 13 .9
Though th ese farme r are struggling to recover from the Shock (loss of their
assets), majority of them are not satisfied w ith their livelihood strategy. Out
of the total r espondents from residential site, 40.5% are among those who
are satisfied with their livelihood strategies. In industrial site, 16.5% of the
total respondents arc satisfied with their livelihood s trategy. The rest 59 .9%
from residentia l site a nd 83.5% from industria l s ite are n ot satisfied with
the ir livelihood strategies.
Farmer s h ave mentioned many problems they face while they a re struggling
to adapt urban ways of life . Lack of knowledge how to use their money, lac k
of foll ow up from the conce rned organization a nd lack of s kill and knowledge
are the problems farm ers faced in adapting urban ways of life.
Out of t h e total 79 respond ents from industria l site, 12 .7% answer lack of
knowledge how to utilize their money is the problem they have faced to
adopt urban way of life . Twe n ty- seven p er ce n t of the total respondents from
residential s ite have faced the same problem . Out of the total respondents
60
from residential site, 21.6% said that lack of follow up from the concerned
organization is a proble m they fa ced to adapt urban ways of life. Out of the
total respondents from the industria l site, 68.4% said that lack of follow up
from the concerned organization is a problem they have faced while they are
struggling to adapt urban ways of life . Three point eight p ercent of th e total
respondents from industria l site and 32.4% of the total respondents from
re sidential site are those who answer lack of skill a nd knowledge as a
proble m they have faced to adapt urban ways of life. The remaining 15.2%
from industrial site and 18.9% from reside ntial site do not have any problem
to adapt urban was to life.
Key informants from municipality also confirmed the lack of follow up from
the governme n t . They realize this as their failure.
61
CHAPTER FIVE
Urban expa nsion towards the periphery can be caused by eith er population
pressure or urban development or investment gr owth or combination of a ll
these factors.
The second type of expansion is a result of revis ion of t h e 1991 plan of the
town. With the obj ective of controlling squatter settlements and reshaping
the shape of the town, the plan has provided 646.9 h ectares of land for
urban u se. The la nd, which is provided for urban use was from the
s urrounding rural la nd uses .
62
Thi s thesis h as dealt with impact of Alamgena town expansion on th e
livelihood s of these fa rm ers . More emphasis is give n to the impact of the
expansion on farmers' asset.
The expa n sion, through expropriating farmers' land, d estroys oth er assets of
the farm e r s . The loss of their asset results in decline of their monthly
inco m e. Except numbe r of rooms, a ll other assets of the farmer s have
declined after la nd expropria tion .
Following expropria tion of farmland, the r eside ntia l site fa rme rs tota lly
departed from agri culture . The industrial site fa rme r agricultura l activity
has limited to vegetable production .
63
Old age, lack of skill a nd educa tion are probl ems farme r s
faced to get j o b
after la nd expro priati on . Da ily labor, guard , p etty tr a d
e and veget able
produ ction a re curre ntly the availa ble jobs for t h e farme r
s. These jobs are
not secur ed a nd reliab le, some times farme rs can work and
other time they
cann ot get these jobs. Cons equen tly, lack of reliab le jobs
r esults in lack of
r egula r incom e for the farme rs.
The prese nce of envir onme ntal pollu tion in r eside ntial site
IS not as s u ch
prono unced but in indus tria l s ite, there is envir onme ntal probl
em.
Farm ers' socia l rela tion amon g them selve s a ffecte d a little
by the expan sion
progr a m. The impa ct of exp a n sion in indus trial site affect
s farme rs' social
r elatio n positively while in reside ntial site it h as n o impac t .
64
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UNC HS (199 1). Evaluation of Re location Experie nce . Ge neva .
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Annex 1 : Questionnaires and Guidelines .
Questionnaires 1 : For selected sample household heads
I. Background ofthe respondent
1. Address
l. Ind u stria l site 2 . Residentia l s ite
2. Age _ _ __
3 . Sex 1. Mal e 2 . Fem a le
4 . Ma ri tal s ta tu s 1. Single 2 . Ma rrie d
3. Divorced 4. Widowed 5 . Sepa rated
4. Level of Education
l. Illite ra te 2. Read a nd write 3 . Primary (1 -6)
4 . Junior secondary (7- 8) 5. Se condary (9- 12 ) 6 . 12+
6. Fa m ily s ize _ _ _ __
1. Ma le _ _ _ __ 2 . Female_ _ _ _ __
7. Place o f bir th
1 . In Ala mge n a 2 . Out of Ala mgena
9 . If your p la cc of birth is not Alamgena, wh y do you c a me h e re?
18. What was the total possession of the household before and after land
expropriation?
Before expropriation now
1. Land (hecto r)
2. Ox (numbe r)
3. Cow (number)
4 . Sheep (number)
5 . Goat (number)
6 . /-'oultry (numbe r)
7. Perma n e nt plant (no .)
8 . House (room no.)
9. Othe rs
19. Where did the lost prospe rities gone?
1. Soled 3. Consumed
2. Expro pria ted 4. Others, specify _ _ _ __
2 0 . Do you h ave more asset s now than before land expropriation?
l. Yes 2 . No
2 1. Are you satisfied with your live lihood strategy now before land
expl ,;pria tion?
1. Yes 2. No
22. If no , for which of the foll owing reasons do you prefe r rura l way of life?
1. For food is secure for my family 2 . S imple and c h eap life
3. Easily access to dive rsified live lihood m ean s for fami ly
4. Strong social a nd cultura l ties. 5 . Others, specify _ _ __
23. Do you think you h ave secured source of income tha n b e fore?
1. Yes 2 . No
24. [s your social li fe affected by expansion?
1. "es 2. No
25. How do you compare your social life with before and after expansion?
Adders: _ __ _ __ _ _ _ _ _ __
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DECLARATION
The thesis, my original work , has not been presented for a degree in other university
and all sources of materials used for the thesis have been duly acknowledged .
Signature~
July 2007.