Electricity 05 00005
Electricity 05 00005
Abstract: Over the years, a rapid evolution of smart grids has been witnessed across the world
due to their intelligent operations and control, smart characteristics, and benefits, which can over-
come several difficulties of traditional electric grids. However, due to multifaceted technological
advancements, the development of smart grids is evolving day by day. Thus, smart grid researchers
need to understand and adapt to new concepts and research trends. Understanding these new
trends in smart grids is essential for several reasons, as the energy sector undergoes a major trans-
formation towards becoming energy efficient and resilient. Moreover, it is imperative to realize the
complete potential of modernizing the energy infrastructure. In this regard, this paper presents a
comprehensive bibliometric analysis of smart grid concepts and research trends. In the initial search,
the bibliometric data extracted from the Scopus and Web of Science databases totaled 11,600 and
2846 records, respectively. After thorough scrutiny, 2529 unique records were considered for the
bibliometric analysis. Bibliometric analysis is a systematic method used to analyze and evaluate the
scholarly literature on a particular topic and provides valuable insights to researchers. The proposed
analysis provides key information on emerging research areas, high-impact sources, authors and
Citation: Purna Prakash, K.; Venkata
their collaboration, affiliations, annual production of various countries and their collaboration in
Pavan Kumar, Y.; Himajyothi, K.;
smart grids, and topic-wise title count. The information extracted from this bibliometric analysis
Pradeep Reddy, G. Comprehensive
Bibliometric Analysis on Smart Grids:
will help researchers and other stakeholders to thoroughly understand the above-mentioned aspects
Key Concepts and Research Trends. related to smart grids. This analysis was carried out on smart grid literature by using the bibliometric
Electricity 2024, 5, 75–92. https:// package in R.
doi.org/10.3390/electricity5010005
Keywords: bibliometric analysis; energy consumption; smart home; smart building; smart meter;
Academic Editors: Andreas Sumper
smart grid
and Eduard Bullich-Massagué
The literature works on key concepts such as energy consumption behavior, forecasting
energy consumption, load forecasting, the Internet of Things, non-intrusive load monitor-
ing, smart meters and smart meter data, smart home reasoning systems, smart buildings,
smart grids, and assimilation of variable renewable energy resources with power systems
are discussed in Table 1. These works present the details related to the implementation of
various methods and technologies with respect to smart grids.
Table 1. Cont.
2. Methodology
To better comprehend the importance of smart grids, a systematic literature review
on smart grids was conducted in the Scopus and WOS databases utilizing the “preferred
reporting items for systematic reviews and meta-analyses (PRISMA)” model as shown
in Figure 1. For this, a search was undertaken using the keywords, viz. energy con-
sumption readings, energy consumption data, power consumption data, power consump-
tion readings, smart building data, smart meter data, smart meter readings, and smart
home data.
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Criteria for extracting records from Scopus and Web of Science (WOS) databases – PRISMA Model
Figure 1. PRISMA model for extracting records from Scopus and WOS databases.
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Figure 1. PRISMA model for extracting records from Scopus and WOS databases.
The
The search
searchprocess
processfor forthe
theproposed
proposed bibliometric
bibliometricanalysis is given
analysis in Figure
is given 2. Further,
in Figure 2. Fur-
the
ther,detailed research
the detailed stepssteps
research and and
flowflowfor for
extraction of of
extraction records
records from
fromthetheScopus/WOS
Scopus/WOS
databases
databases areare shown
shown in in Figure
Figure 3.3. In
In the
the identification
identification stage,
stage, the
the initial
initial search
search extracted
extracted
11,600
11,600 and 2846 records from Scopus and WOS databases, respectively. Several criteria
and 2846 records from Scopus and WOS databases, respectively. Several criteria
such
such asasyear,
year,subject
subjectarea,
area,document
document type, WOS
type, categories,
WOS source
categories, type,type,
source and language were
and language
considered for reducing the number of extracted records. The number
were considered for reducing the number of extracted records. The number of records of records extracted
based on the
extracted considered
based criteria was
on the considered 2000was
criteria out2000
of 7775 from
out of 7775Scopus and 949and
from Scopus from949WOS.
from
These
WOS. records were merged
These records from both
were merged from Scopus and WOS
both Scopus andfiles
WOS [41].
files [41].
Start
Topic selection
Keyword selection
Data collection
No Selection
Excluded criteria
satisfied?
Yes
Stop Conclusion
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Figure 2. Research steps in the proposed bibliometric analysis.
Start
AND
AND
Stop
Figure3.3.Proposed
Figure Proposed search
search process.
process.
Therecords
The records (2949)
(2949) extracted
extracted in the identification stagestage were
werefurther
furtherscrutinized
scrutinizedininthe the
screening stage.
screening stage. During
During this screening, duplicate
duplicate records
records are
are observed.
observed. Here,
Here,duplicate
duplicate
records refer to
records to the
thearticles
articlesrecorded
recorded in in
oneone
database
database thatthat
are also
are recorded in twoinortwo
also recorded moreor
databases.
more The duplicate
databases. records
The duplicate (420) were
records (420) identified and excluded;
were identified this resulted
and excluded; in 2529in
this resulted
unique
2529 records.
unique records.
After reading
After reading the the titles,
titles, 1426 records werewere found
found to to be
be irrelevant
irrelevanttotothethestudy
studyand and
theywere
they wereexcluded.
excluded. This resulted in 1103 records. records. After
Afterreading
readingthe theabstract,
abstract,847
847records
records
werefound
were foundto to be
be irrelevant
irrelevant and they were were excluded.
excluded.This Thisresulted
resultedinin256
256records.
records.Further,
Further,
theeligibility
the eligibility of these 256 records
records was
wasverified
verifiedininthe
theeligibility
eligibilitystage
stagebased
based onon
thetheavaila-
avail-
bility and assessment of the full text. Out of 256 records, 46 records were
ability and assessment of the full text. Out of 256 records, 46 records were found to have found to have
unavailabilityof
unavailability of full
full text
text and they were excluded.
excluded. After
Afterscrutinizing
scrutinizingthetheavailable
availablefullfulltext,
text,
170records
170 recordswere
werefound
foundto to be
be ineligible for the study and and they
theywere
wereexcluded.
excluded.By Byfollowing
following
theabove
the abovecriteria,
criteria, 4040 records
records were
were eligible and included in the literature
literature review.
review.
Extraction
ExtractionofofTopic-Wise
Topic-WiseTitle
TitleCount
Countfrom
fromMerged
Merged Dataset
Dataset
The extraction
The extraction of topic-wise titles and their countisisvital
titles and their count vitalto
tounderstanding
understandingthe theim-
im-
portance
portanceofofthe
the topic
topic in
in smart
smart grid research. The
The process
process starts
startswith
withthe
theinstallation
installationofofthe
the
required packages (readxl, stringr) and the loading of the respective libraries. After this,
the reading of the merged dataset (records included from Scopus and WOS) is executed
Electricity 2024, 5 82
and it is saved into an object. Then the columns in the dataset are observed and the titles
column is selected for extracting the titles by using string-matching. The extracted titles
are saved into a CSV file for further processing. Finally, the count of topic-wise titles is
retrieved and printed. The complete steps of this extraction process are given in Table 2.
Table 2. Extraction process for finding the topic-wise title count from the merged dataset.
1. Install essential packages (readxl, stringr) and load the libraries to read the Excel file and
perform string-matching
2. Read the merged dataset that contains records from both Scopus and Web of Science and
store them in “object name” using
object name ← read_excel (“path of the excel file”)
3. Read the column names from the “object name” using
colnames (object name)
4. Extract the titles from the “object name” based on the string-matching and save them in the
object “titles”. This is performed using
titles ← object name %>%
filter (str_detect (column name of the title, “title name to be matched|title name to be matched
|. . ..| title name to be matched”))
5. Store the details of extracted titles in a CSV file using
write_csv (titles, “path of the file name to be saved”)
6. Calculate the count of titles and store it in the object “count of titles” using
count of titles ← nrow (titles)
7. Print the object “count of titles” for the count using
print (count of titles)
Wang Y has published 52 documents (RQ5). The top 10 affiliations that have published
research works on smart grids are shown in Figure 9. From this, it is revealed that Tsinghua
University has published the highest number of articles (57) on smart grid research work.
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The North China Electric Power University is in second place with 44 articles published on99
smart grid research work (RQ6).
Figure4.4.Important
Figure Important keywords
keywords related
related to
to smart
smart grid
grid research.
research.
Figure 4. Important keywords related to smart grid research.
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2024, The top 10 journals that have published research works on smart grids are shown in84 10
Figure 7. From this, it is observed that the journal Energies is in the top place with 132
documents. The journal IEEE Transactions on Smart Grid is in second place with 102 docu-
ments
1400published on smart grid research work (RQ4).
The top 10 most relevant authors that have1150 the highest number of documents on
1200
Number of Articles
smart grid research work are identified and presented in Figure 8. From this, it is evident
Wang Y has published 52 documents (RQ5). The top925
that1000 10 affiliations that have pub-
lished research
800 works on smart grids are shown in Figure 9. From this, it is revealed that
Tsinghua University has published the highest number of articles (57) on smart grid re-
search600work. The North China Electric Power University is in second place with 44 articles
400 on smart grid research work (RQ6).
published
The distributions of annual
200 109 collaborated
126 140publications from the viewpoints of country,
75
affiliation, and author are presented in Figure 10. The top nine countries were selected for
0
collaboration analysis. This analysis reveals that the highest number of single-country
publications and the highest numberYear of multiple-country collaborative publications on
smart grids are2017
from 2018 2019second-highest
China. The 2020 2021number2022of single-country publications
are from the USA. The second-highest number of multiple-country collaborative publica-
Figure6.6.Annual
Figure Annualproduction
production of articles
of articles fromfrom
2017 2017 to 2022.
to 2022.
tions are from the United Kingdom (RQ7).
The top 10 journals that have published research works on smart grids are shown in
Figure 7. From this, it is observed that the journal Energies is in the top place with 132
documents. The journal IEEE Transactions on Smart Grid is in second place with 102 docu-
ments published on smart grid research work (RQ4).
The top 10 most relevant authors that have the highest number of documents on
smart grid research work are identified and presented in Figure 8. From this, it is evident
that Wang Y has published 52 documents (RQ5). The top 10 affiliations that have pub-
lished research works on smart grids are shown in Figure 9. From this, it is revealed that
Tsinghua University has published the highest number of articles (57) on smart grid re-
search work. The North China Electric Power University is in second place with 44 articles
published on smart grid research work (RQ6).
The distributions of annual collaborated publications from the viewpoints of country
affiliation, and author are presented in Figure 10. The top nine countries were selected for
collaboration analysis. This analysis reveals that the highest number of single-country
Electricity 2024, 5, FOR PEER REVIEWpublications and the highest number of multiple-country collaborative publications 11 on
Figure 7.
smart
Figure 7. Most relevant
grids
Most are from
relevant sources in
in smart
China.
sources Thegrid
smart research.
second-highest
grid research. number of single-country publications
are from the USA. The second-highest number of multiple-country collaborative publica-
tions are from the United Kingdom (RQ7).
Figure
Figure 8.
8. Most
Most relevant
relevant authors
authors in
in smart
smart grid
grid research.
research.
The country-wise scientific production of the research articles on smart grids is pre-
sented in Figure 11. The top 10 countries are included in the figure. From this tree plot, it is
confirmed that China has the highest production of research articles (1423). The second
highest number of research articles is produced by the USA (RQ8). The box that has a
larger area represents the highest production of the research articles and the box that has a
smaller area represents the least production of the research articles on smart grids.
a smaller area represents the least production of the research articles on smart grids.
Figure 10. Corresponding author countries (multiple-country and single-country publications) in
The top 10 countries that have the most cited research articles are presented in Figure
smart grid research.
12. In this figure, the citation count is on the x-axis and the countries’ details are on the y-
axis. Further, it is noticed
The country-wise that China
scientific has theofhighest
production number
the research of citations
articles on smart (3020)
grids isamong
pre- all
Electricity 2024, 5 countries
sented inproducing smart
Figure 11. The topgrid researchare
10 countries work. Australia
included is the From
in the figure. second
thiscountry
tree plot,that
it has
86
theishighest
confirmed that China
number has the highest
of citations production
after China (RQ9).of research articles (1423). The second
highest number of research articles is produced by the USA (RQ8). The box that has a
larger area represents the highest production of the research articles and the box that has
a smaller area represents the least production of the research articles on smart grids.
The top 10 countries that have the most cited research articles are presented in Figure
12. In this figure, the citation count is on the x-axis and the countries’ details are on the y-
axis. Further, it is noticed that China has the highest number of citations (3020) among all
countries producing smart grid research work. Australia is the second country that has
the highest number of citations after China (RQ9).
Figure 11.11.
Figure Country-wise
Country-wisescientific productionininsmart
scientific production smart grid
grid research.
research.
The top 10 countries that have the most cited research articles are presented in Figure 12.
In this figure, the citation count is on the x-axis and the countries’ details are on the y-
axis. Further, it is noticed that China has the highest number of citations (3020) among all
countries producing smart grid research work. Australia is the second country that has the
highest number of citations after China (RQ9).
Figure 11. Country-wise scientific production in smart grid research.
A
A network
network analysis
analysis of
of the
the countries
countries that
that have
have collaborated
collaborated to
to do
do research
research on
on smart
smart
grid
grid areas
areas is
is shown
shown in
in Figure
Figure 13.
13. The
The majority
majority of
of research
research collaboration
collaboration comes
comes from
from China
China
with various countries. It is also observed that some countries such as India have very little
collaboration on smart grid research (RQ10).
country (middle), and author keyword (right) is shown in Figure 15. The analysis estab-
lished which smart grid-related keywords have been used most frequently by different
authors from different countries. The study of the top authors, countries, and keywords
indicated that there are keywords, i.e., “smart grid”, “machine learning”, “smart me-
Electricity 2024, 5 ter(s)”, “deep learning”, “energy consumption” and “energy efficiency”, and the authors
87
Wang Y., Zhang X., Li Y., Li J., Wang X., et al., mainly used these keywords, and published
their articles in the countries China, USA, and India (RQ12).
The top 10 documents that have the highest global citations on the research work
related to smart grids are shown in Figure 14. From this, it is revealed that the documents
from Tsinghua University published by IEEE Transactions on Smart Grid make up the highest
number of most-cited articles (57) on smart grid research work. North China Electric Power
University is in the second position with 44 articles published on smart grid research work
Electricity 2024, 5, FOR PEER REVIEW 14
(RQ11).
Based
The on Callon’s
research in smarttwo
gridmeasures—centrality andbetween
literature on the relation density—research themes
author (left), authorarecoun-
mapped with four quadrants called niche themes, motor themes, basic
try (middle), and author keyword (right) is shown in Figure 15. The analysis established themes, and
emerging
which smart orgrid-related
declining themes as shown
keywords haveinbeen
Figure
used16.most
Fromfrequently
this, it is identified thatauthors
by different the
motor themes (upper-right) quadrant includes themes such as smart grid, smart
from different countries. The study of the top authors, countries, and keywords indicated meter(s),
demand
that thereresponse, and clustering.
are keywords, These
i.e., “smart themes
grid”, are welllearning”,
“machine developed“smart
and vital in the smart
meter(s)”, “deep
grid research field. Themes in the niche (upper-left) quadrant are COVID-19, simulation,
learning”, “energy consumption” and “energy efficiency”, and the authors Wang Y., Zhang
climate change, cluster analysis, and residential buildings, and are of marginal im-
X., Li Y., Li J., Wang X., et al., mainly used these keywords, and published their articles in
portance. Themes in the lower-left quadrant are emerging or declining themes. Further, it
the countries China, USA, and India (RQ12).
is evident that themes such as deep learning, energy consumption, non-intrusive load
monitoring, smart metering, and time series are emerging themes in this field. In the
lower-right quadrant, machine learning, energy efficiency, the Internet of Things, anom-
aly detection, and big data are identified as basic themes in the smart grid research area
(RQ13).
climate change, cluster analysis, and residential buildings, and are of marginal im-
portance. Themes in the lower-left quadrant are emerging or declining themes. Further, it
is evident that themes such as deep learning, energy consumption, non-intrusive load
monitoring, smart metering, and time series are emerging themes in this field. In the
lower-right quadrant, machine learning, energy efficiency, the Internet of Things, anom-
Electricity 2024, 5
aly detection, and big data are identified as basic themes in the smart grid research area 88
(RQ13).
Figure 16.
Figure 16. Themes
Themes in
in smart
smartgrid
gridresearch.
research.
The factor analysis, in other words the topic dendrogram, is shown in Figure 17. In
this figure, twenty topics are considered and all the topics are clustered with the appro-
priate topic. These clusters show the relativeness between the topics, which is useful for
understanding the topic’s importance and collaboration (RQ14). The data points of the
topics can be seen on the x-axis to make the clusters, and the distance between clusters
can be seen on the y-axis. The point to be noted concerning the factorial analysis is that
the number of topics can be increased as per the requirement, but here a few topics are
Electricity 2024, 5 89
Figure 16. Themes in smart grid research.
The factor analysis, in other words the topic dendrogram, is shown in Figure 17. In
The factor
this figure, twenty analysis, in other
topics are words and
considered the topic
all thedendrogram, is shownwith
topics are clustered in Figure 17. In
the appro-
this figure,
priate topic. twenty topics are
These clusters showconsidered and all between
the relativeness the topics
thearetopics,
clustered
which with the appro-
is useful for
priate topic. These clusters show the relativeness between the topics, which
understanding the topic’s importance and collaboration (RQ14). The data points of the is useful for
understanding the topic’s importance and collaboration (RQ14). The data
topics can be seen on the x-axis to make the clusters, and the distance between clusters points of the
topics
can can be
be seen on seen on theThe
the y-axis. x-axis to make
point to be the
notedclusters, and the
concerning thedistance
factorialbetween
analysis clusters
is that
can be seen on the y-axis. The point to be noted concerning the
the number of topics can be increased as per the requirement, but here a few factorial analysis
topicsis are
that
the number of
demonstrated fortopics can be increased
understanding as per the requirement, but here a few topics are
purposes.
demonstrated for understanding purposes.
Figure17.
Figure Clusteringofofrelevant
17.Clustering relevanttopics.
topics.
The topic-wise title count is given in Table 3. From this table, it is perceived that the
The topic-wise title count is given in Table 3. From this table, it is perceived that the
highest count (190) is identified with the keyword “Energy Consumption” and the next
highest count (190) is identified with the keyword “Energy Consumption” and the next
highest count (107) is identified with the keywords “Smart Meter Readings|Smart Meter
highest count (107) is identified with the keywords “Smart Meter Readings|Smart Meter
Data” in the titles. Further, the total of topic-wise titles with various keywords is identified
Data” in the titles. Further, the total of topic-wise titles with various keywords is identified
as 828 in the considered bibliometric data.
as 828 in the considered bibliometric data.
Table 3. Topic-wise titles count.
Table 3. Cont.
4. Conclusions
The presented comprehensive bibliometric analysis has provided key information
that is beneficial for future researchers of the smart grid domain. From the results and
analysis, it is found that all the RQs are successfully solved and obtained precise results.
The summary of these key findings in various aspects is given as follows.
Various themes/topics namely smart meter(s), demand response, clustering, resi-
dential buildings, machine learning, energy efficiency, Internet of Things, anomaly
detection, big-data analytics, deep learning, energy consumption, and non-intrusive
load monitoring are identified as key topics in smart grids research. It is also found
that there is a strong connection between the keywords “smart grid”, “smart me-
ter”, and “machine learning”. This implies that the selection of research topics as
a combination of these keywords can lead to successful work. Further, the highest
topic-wise title count (190) is identified with the keyword “energy consumption” and
the next highest count (107) is identified with the keywords “smart meter readings”
and “smart meter data” in the titles.
There is a gradual increment in the production of articles from 2017 to 2022. However,
from the year 2021, there is a drastic change in the annual production with the highest
production of articles (1150) found in the year 2021 and the next highest production of
articles (925) found in 2022. This showcases the recent growing importance of smart
grid research. Further, most of these research works are published in journals namely
Energies and IEEE Transactions on Smart Grid with the numbers of documents being
132 and 102, respectively.
The most relevant authors identified from the analysis are Wang Y and Li Y. Similarly,
the affiliations “Tsinghua University” and “North China Electric Power University”
are identified as the most impactful affiliations with the number of articles 57 and
44, respectively.
This analysis reveals that China and the USA have occupied the top two positions
with the production of articles, the numbers being 1423 and 566, respectively. More-
over, the highest number of single-country publications and the highest number
of multiple-country collaborative publications on smart grids are from China. The
second-highest number of single-country publications are from the USA. The second-
highest number of multiple-country collaborative publications are from the United
Kingdom. Moreover, the top two positions concerned with having the most citations
are occupied by China (3020) and Australia (1279), respectively.
Thus, in summary, conducting bibliometric analysis on smart grids provides a sys-
tematic and data-driven approach to understanding the current state of research, and
identifying key concepts and research trends. It plays a crucial role in advancing knowl-
edge, guiding research efforts, and supporting evidence-based decision-making in the field
of smart grids.
Author Contributions: Conceptualization, K.P.P.; methodology, Y.V.P.K., K.H. and G.P.R.; software,
K.H.; formal analysis, G.P.R.; funding acquisition, Y.V.P.K.; investigation, K.P.P.; resources, K.H.; data
curation, Y.V.P.K., K.H. and G.P.R.; supervision, Y.V.P.K.; validation, Y.V.P.K.; visualization, K.H.;
project administration, Y.V.P.K.; writing—original draft, K.P.P.; writing—review and editing, Y.V.P.K.
and G.P.R. All authors have read and agreed to the published version of the manuscript.
Electricity 2024, 5 91
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