Religare Broking Ltd.

R250502450
Form No. : ............................. Client Code : .........................

Extensive research. Insightful trading.

Intelligent investments.

Account Opening Form - Trading & Depository (NSDL/CDSL)

(Individual & Non-Individual)
 FOR OFFICE USE ONLY
NSDL CDSL

Branch Code 6 4 1 0 Depository Scheme Normal Bandhan BIMA BSDA

Client Code Depository

Initial Cheque Details (1)

Cheque No. 1 2 3 4 5 6 Date D2 D2 M
0 M
5 2Y 0Y Y
2 Y
5 Amount 5 0 0
Drawn No.

Initial Cheque Details (2)

Cheque No. Date D D M M Y Y Y Y Amount
Drawn No.

Name Employee Code Signature

Introducer Tarun Kumar.

97082

RM TARUN KUMAR.

97082

Dealer 1 Tarun Kumar.

97082

Dealer 2 Tarun Kumar.

97082
 ACCOUNT OPENING KIT INDEX

S.No. Name of the Document Brief Significance of the Document Page No.
MANDATORY DOCUMENTS AS PRESCRIBED BY SEBI & EXCHANGES
A. KYC form - Document captures the basic information about the
constituent and an instruction / check list. 1-7
1. Account Opening Form B. Document captures the additional information about the constituent
relevant to trading & depository account and an instruction / check list. 8-19
A. Schedule of Charges for Depository Services 20
2. Tariff Sheet
B. Document detailing the rate / amount of brokerage and other charges
levied on the client for trading on the stock/commodity exchange(s). 21
A. Document stating the Rights & Obligations of stock broker / trading
member, authorised person and client for trading on stock/commodity
3. Rights and Obligations exchanges (including additional rights & obligations in case of L 1-15
internet/wireless technology based trading).
B. Rights and Obligations of Beneficial Owner and Depository Participant. L 16-18
4. Risk Disclosure Document (RDD) Document detailing risks associated with dealing in the securities & L 19-26
commodities market.
Guidance Note Document detailing do's and don'ts for trading on stock/commodity
5. exchange, for the education of the investors. L 27-30
6. Policies and Procedure Document describing significant policies and procedures of the L 31-47
stock broker / trading member.
7. Most Important Terms and Conditions (MITC) Document for non-custodial settled trading accounts. 22 & L48
VOLUNTARY DOCUMENTS AS PROVIDED BY THE STOCK BROKER / TRADING MEMBER & DEPOSITORY PARTICIPANT
8. Request for Trade Alerts through Document requesting trade alerts through SMS & / or Email from Exchanges.
SMS and / or Email
9. Authorization For Sharing Document authorizing stock broker to share personal information to receive
Personal Information offers and information on various products/services etc.
10. Authority Letter to Pledge the Document authorizing stock/commodity broker to pledge clients shares /
shares / securities / commodities securities / commodities lying towards margin / collateral.
Verbal Order Acceptance Document authorizing Stock Broker / Trading Member to accept verbal orders 23-25
11. Authorisation in the manner mentioned therein.
12. Running Account Authorisation Document authorizing Stock Broker / Trading Member to maintain the running
account of funds, securities & commodities in the manner mentioned therein.
13. Format for Client Opting Online
Document for client opting for online trading facility.
Trading Facility
14. Product Addendum Intraday products for client enhancing limit / margin facility.
15. Option for Issue of Delivery Consent for Delivery Instruction Booklet (DIS Booklet)
Instruction Booklet (DIS) 26

16. Account Handling Mandate/Letter Authorisation for accepting instructions from third person. 27-29
of Authority/KYC of Related Person KYC of Related person (Authorised Representative / Guardian of Minor)
Categorization of the clients Self Declaration - Categorization of the clients for each commodity
17. for commodity 30-31
18. FATCA / CRS Declaration FATCA / CRS Declaration for Individuals 34-35
Download Consent Form Document authorizing stock broker to download client KYC Records from the
19. 36
(CKYCR) Central KYC Registry (CKYCR).
Demat Debit and Pledge Execution of Demat Debit and Pledge Instruction (DDPI) for transfer of securities
20. A1
Instruction (DDPI) towards deliveries / settlement obligations and pledging / re-pledging of securities.
Voluntary Additional Terms &
21. Conditions for availing Additional Terms & Conditions for availing depository services. L49
depository services
22. Product Terms and Conditions Terms and Conditions for availing Intraday product services. L50-54
23. Terms & Conditions-Cum-Registration / Modification Form for Receiving SMS Alert from CDSL L55-56
24. Investor Charter and disclosure for Stock Investor Charter and disclosure by Stock Broker and Depository Participant L57-71
Broker and Depository Participant for clients.
25. Format for Written Orders Format for order placement in writing. L72
NACH Mandate Document authorizing to debit depository / other charges electronically from
26. (to be submitted with banker) bank.
Name of Stock Broker / Trading Member / Clearing Member: Religare Broking Limited
Name of Stock Exchange and Depository Membership Regn. SEBI Registration Number and Date
National Stock Exchange of India Limited 06537
BSE Limited 3004
Cash | F&O | Currency Derivatives | Debt |
Metropolitan Stock Exchange of India Limited 1051 Commodity Derivatives :
INZ000174330 | May 03, 2018
National Commodity & Derivatives Exchange Ltd 01276
Multi Commodity Exchange of India Ltd. 56560
National Securities Depository Limited DP ID: IN301774 | IN-DP-385-2018 | October 16, 2018
Central Depository Services (India) Limited DP ID: 30200 | IN-DP-385-2018 | October 16, 2018

Registered Office Address

802 -815B, 8th Floor, Gopal Das Bhawan, 28-Barakhamba Road, Connaught Place, New Delhi - 110001
Ph: +91-011-49871213 | Fax: +91-011-49871189 | Website: www.religareonline.com
Correspondence Office Address
A-3/4/5, Club 125 (Tower-A), Sector-125, Noida-201301 (U.P.)
Ph: 0120-486-6666 | Fax: 0120-486-6274 | Website: www.religareonline.com
CIN : U65999DL2016PLC314319
Compliance Officer Details CEO Details
Name : Nilesh Jain Name : Mr. Gurpreet Singh Sidana
Phone No. : 0120-4866643 Phone No. : 0120-486-6575
Email Id : compliance@religare.com Email Id : brokingceo@religare.com

For any grievance/dispute please contact Religare Broking Limited at the above address or email id:
igreligare@religare.com and Phone No.: 1860 25 88888. In case not satisfied with the response, please contact the concerned
exchange(s) at :
Exchange Name Email Id Phone No.
NSE ignse@nse.co.in 022-26598100 / 1800 266 0050 (Select IVR option 5)
BSE is@bseindia.com 022-22721233/34
MSE investorcomplaints@msei.in 022-61129000 Ext. 9028
Senior Manager, Investor Services Centre,
Metropolitan Stock Exchange of India Limited, Exchange Square, Suren Road, Chakala, Andheri (East), Mumbai-400 093
NCDEX ig@ncdex.com 022-66406789
MCX grievance@mcxindia.com 022-66494070
NSDL relations@nsdl.co.in (022) 2499 4200 / (022) 4886 7000 / (022) 2499 7000
CDSL complaints@cdslindia.com 1800 22 55 33

ACKNOWLEDGEMENT
I / We acknowledge receipt of the documents at serial 3, 4, 5, 6, 7, 19, 20, 21, 22 & 23 mentioned overleaf under INDEX. I / We
have read the contents of these and agree to abide by them. I / We further understand that the copies of rest of the documents
mentioned in Index shall be provided to me / us after Verification / Acceptance / Execution by the broker and Depository
Participant.

Digitally signed by
Anshul
Date: 2025.05.22 12:59:29
+5:30
Reason: Digital Onboarding

1 1 1

Sole/First Holder Signature Second Holder Signature Third Holder Signature

 INSTRUCTIONS / CHECK LIST FOR FILLING KYC FORM
A. IMPORTANT POINTS: document as prescribed below shall be deemed to be the
OVD for the limited purpose of proof of address for three
1. Self attested copy of PAN card is mandatory for all clients,
including Promoters / Partners / Karta / Trustees and whole month under Conditions that welcome letter after KYC
time directors and persons authorised to deal in securities/ should not returned back in reasonable time to start
commodities derivatives on behalf of company / firm / others. transaction in account:
2. Copies of all the documents submitted by the applicant 1. Utility bill which is not more than two months old of any
should be self-attested and accompanied by originals for service provider (electricity, telephone, post-paid mobile
verification. In case the original of any document is not phone, piped gas, water bill).
produced for verification, then the copies should be properly 2. Property or Municipal tax receipt.
attested by entities authorised for attesting the documents,
as per the below mentioned list. 3. Pension or family pension payment orders (PPOs) issued
to retired employees by Government Departments or
3. If any proof of identity or address is in a foreign language, Public Sector Undertakings, if they contain the address.
then translation into English is required.
4. Letter of allotment of accommodation from employer
4. Name & address of the applicant mentioned on the KYC
form, should match with the documentary proof submitted.
issued by State Government or Central Government
Departments, statutory or regulatory bodies, public sector
5. If current & permanent address are different, then proofs for undertakings, scheduled commercial banks, financial
both have to be submitted. institutions and listed companies and leave and licence
6. Sole proprietor must make the application in his individual agreements with such employers allotting official
name & capacity. accommodation.
7. For non-residents and foreign nationals, (allowed to trade 5. For FII / sub account, Power of Attorney given by FII /
subject to RBI and FEMA guidelines), copy of passport / PIO subaccount to the Custodians (which are duly notarized
Card / OCI Card and overseas address proof is mandatory. and / or apostiled or consularised) that gives the
8. For foreign entities, CIN is optional; and in the absence of registered address should be taken.
DIN no. for the directors, their passport copy should be D. Exemptions / Clarifications to PAN (*Sufficient
given. documentary evidence in support of such claims to be
9. In case of Merchant Navy NRI's, Mariner's declaration or collected.)
certified copy of CDC (Continuous Discharge Certificate) is 1. In case of transactions undertaken on behalf of Central
to be submitted along with other statutory approvals required
Government and / or State Government and by officials
for investment in commodities. (as applicable)
appointed by Courts e.g. Official liquidator, Court receiver
10. For opening an account with Depository participant or Mutual etc.
Fund, for a minor, photocopy of the School Leaving
Certificate / Mark sheet issued by Higher Secondary Board / 2. Investors residing in the state of Sikkim.
Passport of Minor / Birth Certificate must be provided. 3. UN entities / multilateral agencies exempt from paying
11. Politically Exposed Persons (PEP) are defined as individuals taxes / filing tax returns in India.
who are or have been entrusted with prominent public 4. SIP of Mutual Funds upto Rs. 50,000/- p.a.
functions in a foreign country, e.g., Heads of States or of
Governments, senior politicians, senior Government / judicial 5. In case of institutional clients, namely, FIIs, MFs, VCFs,
/ military officers, senior executives of state owned FVCIs, Scheduled Commercial Banks, Multilateral and
corporations, important political party officials, etc. Bilateral Development Financial Institutions, State
Industrial Development Corporations, Insurance
B Proof of Identity (POI) & Address (POA): - List of Companies registered with IRDA and Public Financial
documents admissible as Proof of Identity & Address: Institution as defined under section 4A of the Companies
1. Passport. Act, 1956, Custodians shall verify the PAN card details
2. Driving license. with the original PAN card and provide duly certified
copies of such verified PAN details to the intermediary.
3. Unique Identification Number (UID) (Aadhaar).
E. List of people authorised to attest the documents:
4. Voter's Identity Card issued by Election Commission of India.
5. Job card issued by NREGA duly signed by an officer of the
1. Notary Public, Gazetted Officer, Manager of a Scheduled
State Government. Commercial / Co-operative Bank or Multinational Foreign
Banks (Name, Designation & Seal should be affixed on
6. Letter issued by the National Population Register containing the copy).
details of name, address, or any other document as notified
by the Central Government in consultation with the 2. In case of NRIs, authorised officials of overseas branches
Regulator. of Scheduled Commercial Banks registered in India,
Notary Public, Court Magistrate, Judge, Indian Embassy /
C. In case of “Officially Valid Documents (OVD)” listed in Proof
Consulate General in the country where the client resides
of Identity & Address does not contain updated address, the
are permitted to attest the documents.
01
 F. In case of Non-Individuals, additional documents to be obtained from non-individuals, over & above the POI & POA, KYC
details of all related persons to be provided as per regulatory requirement, as mentioned below:

Types of entity Documentary requirements

• Copy of the balance sheets for the last 2 financial years (to be submitted every year).
• Copy of latest share holding pattern including list of all those holding control, either directly or indirectly, in the
company in terms of SEBI takeover Regulations, duly certified by the company secretary / Whole time director /
MD (to be submitted every year).
Corporate • Photograph, OVD, PAN and DIN numbers of whole time directors / two directors / person authorised to transact /
beneficial owner in charge of day to day operations.
• Photograph, OVD, PAN of individual promoters holding control - either directly or indirectly.
• Copies of the Memorandum and Articles of Association and certificate of incorporation.
• Copy of the Board Resolution for investment in securities market.
• Authorised signatories list with specimen signatures.
• Copy of the balance sheets for the last 2 financial years (to be submitted every year).
Partnership • Certificate of registration (for registered partnership firms only).
Firm • Copy of partnership deed. • Authorised signatories list with specimen
• Photograph, OVD, PAN of Partners. signatures alongwith KYC.
• Copy of the balance sheets for the last 2 financial years (to be submitted every year).
• Certificate of registration (for registered trust only).
Trust • Copy of Trust deed. • List of trustees certified by managing trustees / CA.
• Photograph, OVD, PAN of Trustees.
• PAN of HUF. • Deed of declaration of HUF / List of coparceners.
HUF
• Bank pass-book / bank statement in the name of HUF. • Photograph, OVD, PAN of Karta.
Unincorporated • Proof of Existence / Constitution document.
association or • Resolution of the managing body & Power of Attorney granted to transact business on its behalf.
a body of individuals • Authorised signatories list with specimen signatures alongwith KYC.
Banks/ Institutional • Copy of the constitution / registration or annual report / balance sheet for the last 2 financial years.
Investors • Authorised signatories list with specimen signatures alongwith KYC.
Foreign Institutional • Copy of SEBI registration certificate. • Authorised signatories list with specimen signatures alongwith KYC.
Investors (FII)
Army/Government
Bodies • Self-certification on letterhead. • Authorised signatories list with specimen signatures alongwith KYC.
• Copy of Registration Certificate under Societies Registration Act.
Registered • List of Managing Committee members.
Society • Committee resolution for persons authorised to act as authorised signatories with specimen signatures alongwith KYC.
• True copy of Society Rules and Bye Laws certified by the Chairman/Secretary.
• Power of Attorney granted to transact business on its behalf.

INSTRUCTIONS/ CHECK LIST (for filling additional information related to trading account)
1. Additional documents in case of trading in derivatives segments - illustrative list:
Copy of ITR Acknowledgement Copy of Annual Accounts
In case of salary income - Salary Slip, Copy of Form 16 Net worth certificate
Copy of demat account holding statement. Bank account statement for last 6 months
Any other relevant documents substantiating ownership of assets. Self declaration with relevant supporting documents.

*In respect of other clients, documents as per risk management policy of the stock broker need to be provided by the client
from time to time.
2. Copy of cancelled cheque leaf / pass book / bank statement specifying name of the constituent, MICR Code or / and IFSC
Code of the bank should be submitted.
3. Demat master or recent holding statement issued by DP bearing name of the client.
4. For Individuals:
a. Stock broker has an option of doing 'in-person' verification through web camera at the branch office of the stock broker /
Authorized person.
b. In case of non-resident clients, employees at the stock broker's local office, overseas can do ‘in-person’ verification.
Further, considering the infeasibility of carrying out 'In-person' verification of the non-resident clients by the stock broker's
staff, attestation of KYC documents by Notary Public, Court, Magistrate, Judge, Local Banker, Indian Embassy /
Consulate General in the country where the client resides may be permitted.
5. For non-individuals:
a. Form need to be initialized by all the authorised signatories.
b. Copy of Board Resolution or declaration (on the letterhead) naming the persons authorised to deal in securities on behalf
of company / firm / others and their specimen signatures.
02
 KNOW YOUR CLIENT (KYC) / CENTRAL KYC REGISTRY APPLICATION FORM (For Individuals)
PHOTOGRAPH
Religare Broking Limited Account Type: Normal Minor Aadhar OTP Based E-KYC
A-3 / 4 / 5, Club 125, (Tower-A) Application Type* New Update Please affix your
Sector-125, Noida-201301 (U.P.) recent passport
CKYC Number size photograph
(Mandatory for KYC update request)
Please fill this form in ENGLISH and in BLOCK LETTERS 2 Digitally signed by
Anshul
Date: 2025.05.22 12:59:29
A. PERSONAL IDENTITY DETAILS +5:30
Reason: Digital Onboarding

1. Name of the Applicant ANSHUL (Same as ID Proof)

Maiden Name (if any)
2. Father’s / Spouse Name NARESH KUMAR
3. Mother Name
4. a) Gender Male Female Transgender
b) Marital Status Single Married c) Date of Birth D0 D3 M 0 M4 2Y 0Y 0Y 0Y
5. a) Nationality Indian Others Pls. specify...................................
b) Residential Status Resident Individual Non Resident Foreign National Person of Indian Origin
6. a) PAN C X B P A 0 2 3 0 L b) Aadhaar Number, if any X X X X X X X X 1 4 0 4

B. ADDRESS & IDENTITY DETAILS

Address Type Residential / Business Residential Business Registered Office Unspecified
C-2/410 GALI NUMBER - 13 MANDOLI, HARSH VIHAR MANDOLI SABOLI NORTH EAST DELHI MANDOLI
1. Permanent Address
(For Non-Resident Applicant Mandatory to specify overseas address)
City / Town / Village NORTH EAST DELHI PIN Code 1 1 0 0 9 3
State DELHI Country I N D I A
2. Specify the proof of Identity & Address submitted Aadhaar Card Any other (please specify).................................
3. Contact Tel. (Off.) with STD Code Tel. (Res.) with STD Code
Details Fax No. with STD Code Mobile No. 7 6 7 8 5 0 5 4 2 6
Email ID ANSHULNARESH109@GMAIL.COM
4. Current Address (If different from above)
Same as above
City / Town / Village NORTH EAST DELHI PIN Code 1 1 0 0 9 3
State DELHI Country I N D I A
5. Specify the proof of address submitted for Current Address Aadhaar Card
C. DECLARATION
• I hereby declare that the details furnished above are true and correct to the best of my knowledge and belief
3
and I undertake to inform you of any changes therein, immediately. In case any of the above information is
found to be false or untrue or misleading or misrepresenting, I am aware that I may be held liable for it.
• I am aware of other modes of KYC which are available and I have chosen Aadhaar based method voluntarily.
My Aadhaar record can be used by KRA Registration Agency/Central KYC Registry only for the specific purpose
of validating/maintaining / sharing my KYC record and as an audit evidence. I will have an option to request for
deletion of my Aadhaar record.
• I hereby consent to receiving information from KRA Registration Agency/Central KYC Registry through
SMS/Email on the above registered number/email address.
• I am also aware that for Aadhaar OVD based KYC, my KYC request shall be validated against Aadhaar details. Signature / Thumb Impression of Applicant
I hereby consent to sharing my masked Aadhaar card with readable QR code or my Aadhaar XML/Digilocker
XML file, along with passcode and as applicable, with KRA and other Intermediaries with whom I have a
business relationship for KYC purposes only. Date D2 D2 M
0 5M 2Y 0Y 2Y 5Y

ATTESTATION / FOR OFFICE USE ONLY

In person Verification (IPV) Details / KYC Verification Carried out by :
KYC
Name Process
of the Completed
by downloading
person who has done the IPV:

DigiLocker Data On Date Employee

Designation: 22-05-2025
ID:
Name of Authorised Person Seal/Stamp of the Intermediary
Name of the Organization: Religare Broking Ltd. Emp. Branch _______________________

Date of IPV:
Signature of the person who has done the IPV Religare Broking Limited
Method of receipt of Document: .........................................................................................................
Original Verified, Self Attested Documents & Certified copies received Date D D M M Y Y Y Y Signature of the Authorised Signatory 03
 KNOW YOUR CLIENT (KYC) APPLICATION FORM (For Non-Individuals) PHOTOGRAPH

Religare Broking Limited Application Type* New Update Please affix your
Club 125, (Tower A), A-3,4 & 5, recent passport
CKYC Number size photograph
Sector-125, Noida-201301 (U.P.)
(Mandatory for KYC update request)
Please fill this form in ENGLISH and in BLOCK LETTERS Signature Across
A. ENTITY DETAILS Photograph

1. Name of the
Applicant
2. Date of incorporation/ D D M M Y Y Y Y Place of incorporation/
formation formation
3. Date of commencement of business D D M M Y Y Y Y
4. Country of Incorporation / Formation
5. PAN Registration No. (e.g. CIN)
6. TIN/GST Registration No.
TIN/Equivalent Issuing Country
7. Entity Constitution Type (please tick  any one) Private Limited Co. Public Ltd. Co. Liquidator HUF
ALP FI FII AJP AOP BOI Government Body Section 8 Companies (Company Act, 2013)
CGD/SGD or Agency Defense Establishment BOI Society LLP Bank FPI-Category I
FPI-Category II FPI-Category III Partnership Trust Others (Please specify) ..............................

B. PROOF OF IDENTITY (PoI)

Officially valid document(s) in respect of person authorised to transact
Certificate of Incorporation / Formation
Registration Certificate No.
Memorandum and Articles of Association Partnership Deed Trust Deed
Resolution of Board / Managing Committee
Power of attorney granted to its manager, officers or employees to transact on its behalf
C. ADDRESS DETAILS
1. Registered Office Address/Place of Business
Proof of Address Certificate of Incorporation/Formation Registration Certificate Other Document
Line 1
Line 2
Line 3 City/Town/Village
District State
PIN/Post Code Country
2. Contact Tel. (Off.) with STD Code Tel. (Res.) with STD Code
Details Fax No. with STD Code Mobile No.
Email ID
3. Local Address in India (if different from above)
Line 1
Line 2
Line 3 City/Town/Village
District State
PIN/Post Code Country
4. Specify the proof of address submitted for Local Address in India
D. NUMBER OF RELATED PERSONS (KYC to be provided for all related persons)

04 Signature of the Authorised Signatory(ies)

E. OTHER DETAILS
1. Name, PAN, residential address and photographs of Promoters/
Partners / Karta / Trustees and whole time directors: If space is insufficient, enclose
these details separately
2. DIN of whole time directors [Illustrative format enclosed on page no. 6 & 7]
3. Aadhaar number of Promoters / Partners / Karta

F. REMARKS (If any)

G. APPLICANT DECLARATION
• I/We hereby consent to receiving information from Central KYC
Registry through SMS/Email on the above registered number/email
address.
• I/We hereby declare that the details furnished above are true and
correct to the best of my / our knowledge and belief and I / we
undertake to inform you of any changes therein, immediately. In case
any of the above information is found to be false or untrue or
misleading or misrepresenting, I am / we are aware that I / we may be
held liable for it.
Date D D M M Y Y Y Y
Place Name & Signature of the Authorised Signatory(ies)

ATTESTATION / FOR OFFICE USE ONLY

In person Verification (IPV) Details / KYC Verification Carried out by :
Name of the person who has done the IPV:
Designation: Employee ID:
Name of Authorised Person Seal/Stamp of the Intermediary
Name of the Organization: Religare Broking Ltd. Emp. Branch _______________________

Date of IPV:
Signature of the person who has done the IPV
Method of receipt of Document: .........................................................................................................
Original Verified, Self Attested Documents & Certified copies received Date D D M M Y Y Y Y Signature of the Authorised Signatory

05
 DETAILS OF AUTHORISED SIGNATORY(IES) / PROMOTERS / PARTNERS / KARTA / TRUSTEES / WHOLE TIME
DIRECTORS & TWO DIRECTORS FORMING A PART OF KNOW YOUR CLIENT (KYC) APPLICATION FORM FOR NON-INDIVIDUALS
Application Type New Update Delete
CKYC Number PAN of the Applicant
Name of Applicant

1. DETAILS OF RELATED PERSON

PHOTOGRAPH
Addition of Related Person Deletion of Related Person
Update Related Person Details Please affix your
CKYC Number of Related Person (if available) recent passport
size photograph
(If CKYC number is available, Only "Related Person Type" & "Name" is mandatory)
Related Person Type Director Promoter Trustee Partner Signature Across
Karta Beneficiary Authorised Signatory Photograph
Power of Attorney Holder Court Appointment Official
Beneficial Owner Other (Please Specify) ..................................................
DIN (Director Identification Number)
(Mandatory if related person type is director)

Please tick, If applicable Politically Exposed Person (PEP) Related to a Politically Exposed Person (RPEP)
Not a Politically Exposed Person (PEP) Not Related to a Politically Exposed Person (RPEP)

1.1 PERSONAL DETAILS

Prefix First Name Middle Name Last Name
Name (Same as ID Proof)
Maiden Name
Father/Spouse Name
Mother Name
Date of Birth D D M M Y Y Y Y
Gender M - Male F - Female T - Transgender
Nationality IN-Indian Others (Specify) ________________________________________________
PAN

1.2 PROOF OF IDENTITY AND ADDRESS

1. Certified copy of OVD or equivalent e-document of OVD or OVD obtained through digital KYC process needs to be
submitted (anyone of the following OVDs)
A - Passport Number
B - Voter ID Cardd
C - Driving Licence
D - NREGA Job Card
E - National Population Register Letter
F - Proof of Possession of Aadhaar
2. E-KYC Authentication
3. Offline verification of Aadhaar
Address
Line 1
Line 2
Line 3 City/Town/Village
District State
06 PIN/Post Code Country
1.3 CURRENT ADDRESS DETAILS
Same as above mentioned address (in such cases address details as below need not be provided)
1. Certified copy of OVD or equivalent e-document of OVD or OVD obtained through digital KYC process needs to be
submitted (anyone of the following OVDs)
A - Passport Number
B - Voter ID Cardd
C - Driving Licence
D - NREGA Job Card
E - National Population Register Letter
F - Proof of Possession of Aadhaar
2. E-KYC Authentication
3. Offline verification of Aadhaar
4. Deemed Proof of Address -
5. Self Declaration
Address
Line 1
Line 2
Line 3 City/Town/Village
District State
PIN/Post Code Country

4. CONTACT DETAILS
Tel. (Off) Tel. (Resi)
Mobile Email ID

5. DECLARATION
• I/We hereby consent to receiving information from Central KYC
Registry through SMS/Email on the above registered number/email
address.
• I/We hereby declare that the details furnished above are true and
correct to the best of my / our knowledge and belief and I / we
undertake to inform you of any changes therein, immediately. In case
any of the above information is found to be false or untrue or
misleading or misrepresenting, I am / we are aware that I / we may be
held liable for it.
Date D D M M Y Y Y Y
Place Name & Signature of the Authorised Signatory(ies)

ATTESTATION / FOR OFFICE USE ONLY

In person Verification (IPV) Details / KYC Verification Carried out by :
Name of the person who has done the IPV:
Designation: Employee ID:
Name of Authorised Person Seal/Stamp of the Intermediary
Name of the Organization: Religare Broking Ltd. Emp. Branch _______________________

Date of IPV:
Signature of the person who has done the IPV
Method of receipt of Document: .........................................................................................................
Original Verified, Self Attested Documents & Certified copies received Date D D M M Y Y Y Y Signature of the Authorised Signatory

07
 ACCOUNT OPENING FORM FOR TRADING & DEPOSITORY (For Individuals & Non Individuals)
Religare Broking Limited Date D2 D2 M
0 M
5 2Y 0Y Y
2 Y
5
A-3 / 4 / 5, Club 125 (Tower-A), Sector-125,
Noida-201301 (U.P.)
Client ID NSDL I N 3 0 1 7 7 4
Client Code:
(to be filled by DP ) CDSL 1 2 0 3 0 2 0 0

I/We request you to open a Trading & Demat Account Trading Account Demat Account in my/our name as per the following details:
(Please fill all the details in CAPITAL LETTERS only)

A. TYPE OF ACCOUNT NSDL (Please tick whichever is applicable)

Ordinary Resident NRI-Repatriable NRI-Non Repatriable Foreign National Promoter
Qualified Foreign Investor Margin Body Corporate Partnership Firm HUF
Bank FI Mutual Fund CM FII Trust Minor Others (Pls. Specify) ______________
TYPE OF ACCOUNT CDSL (Please tick whichever is applicable)
Status Sub – Status

Individual Individual Resident Individual-Director Individual Director’s Relative

Individual HUF / AOP Individual Promoter Minor
Individual Margin Trading A/C (MANTRA) Others(specify) __________________
NRI NRI Repatriable NRI Non-Repatriable NRI Repatriable Promoter
NRI Non-Repatriable Promoter NRI – Depository Receipts
Others (specify) ___________________________________________________________

Foreign National Foreign National Foreign National - Depository Receipts Others (specify)______

Body Corporate Banks Trust Mutual Fund OCB To be filled by the DP

FII CM FI Clearing House
Other (Specify) __________________________________________________________

B. DETAILS OF ACCOUNT HOLDER(S)

I. SOLE / FIRST ANSHUL
HOLDER NAME
(For Depository Account) PAN C X B P A 0 2 3 0 L

Occupation ✔ Private Sector Public Sector Government Service Business Professional

(please tick any one Agriculturist Retired Housewife Student Others (Pls. Specify)______
and give brief details)
Brief Details

Mobile Number Declaration I hereby declare that the Mobile number mentioned on KYC belongs to :
(*Family to strictly include spouse, ✔ Self Family* (please specify the relation below) :
dependent children and dependent Spouse Dependent Children Dependent Parents
parents only, Kindly tick on relevant
option.) Family PAN & Name

Consent for SMS ✔ Yes No [Mandatory, if account to be operated through Power of Attorney / Demat
Alert facility Debit and Pledge Instruction (DDPI)].
Ensure that the Mobile number is provided in the KYC application form. Refer to T&C given
in Annexure 2.4 CDSL, available on our website: www.religareonline.com
E-mail ID Declaration I hereby declare that the E-mail ID mentioned on KYC belongs to:
(*Family to strictly include spouse, ✔ Self Family* (please specify the relation below) :
dependent children and dependent
parents only, Kindly tick on relevant Spouse Dependent Children Dependent Parents
option.) Family PAN & Name

Please tick, If applicable Politically Exposed Person (PEP) Related to a Politically Exposed Person (RPEP)
✔ Not a Politically Exposed Person (PEP) Not Related to a Politically Exposed Person (RPEP)
08
 II. SECOND HOLDER
NAME
(For Depository Account) PAN
Occupation Private Sector Public Sector Government Service Business Professional
(please tick any one Agriculturist Retired Housewife Student Others (Pls. Specify)______
and give brief details)
Brief Details
Mobile Number Declaration I hereby declare that the Mobile number mentioned on KYC belongs to :
(*Family to strictly include spouse, Self Family* (please specify the relation below) :
dependent children and dependent Spouse Dependent Children Dependent Parents
parents only, Kindly tick on relevant
option.) Family PAN & Name
Consent for SMS Yes No [Mandatory, if account to be operated through Power of Attorney / Demat
Alert facility Debit and Pledge Instruction (DDPI)].
Ensure that the Mobile number is provided in the KYC application form. Refer to T&C given in Annexure 2.4 CDSL,
available on our website: www.religareonline.com
E-mail ID Declaration I hereby declare that the E-mail ID mentioned on KYC belongs to:
(*Family to strictly include spouse, Self Family* (please specify the relation below) :
dependent children and dependent Spouse Dependent Children Dependent Parents
parents only, Kindly tick on relevant
option.) Family PAN & Name
Please tick, If applicable Politically Exposed Person (PEP) Related to a Politically Exposed Person (RPEP)
Not a Politically Exposed Person (PEP) Not Related to a Politically Exposed Person (RPEP)
III. THIRD HOLDER NAME
(For Depository Account) PAN
Occupation Private Sector Public Sector Government Service Business Professional
(please tick any one Agriculturist Retired Housewife Student Others (Pls. Specify)______
and give brief details) Brief Details
Mobile Number Declaration I hereby declare that the Mobile number mentioned on KYC belongs to :
(*Family to strictly include spouse, Self Family* (please specify the relation below) :
dependent children and dependent Spouse Dependent Children Dependent Parents
parents only, Kindly tick on relevant
option.) Family PAN & Name
Consent for SMS Yes No [Mandatory, if account to be operated through Power of Attorney].
Alert facility Ensure that the Mobile number is provided in the KYC application form. Refer to T&C given
in Annexure 2.4 CDSL, available on our website: www.religareonline.com
E-mail ID Declaration I hereby declare that the E-mail ID mentioned on KYC belongs to:
(*Family to strictly include spouse, Self Family* (please specify the relation below) :
dependent children and dependent
Spouse Dependent Children Dependent Parents
parents only, Kindly tick on relevant
option.) Family PAN & Name
Politically Exposed Person (PEP) Related to a Politically Exposed Person (RPEP)
Please tick, If applicable
Not a Politically Exposed Person (PEP) Not Related to a Politically Exposed Person (RPEP)
C. In case of Firms, Association of Persons (AOP), Partnership Firm, Unregistered Trust, etc., although the account is
opened in the name of the natural persons, the name of the Firm, Association of Persons (AOP), Partnership Firm,
Unregistered Trust, etc., should be mentioned below.
a) Name
b) PAN

D. FATCA / CRS DECLARATION / SELF CERTIFICATION FOR INDIVIDUALS

First/Sole Holder Second Holder (if any) Third Holder (if any)
Are you U.S. Person? Yes ✔ No Yes No Yes No
(Includes person born in USA)
Residence for Tax purposes in
jurisdictions(s) outside India Yes No Yes No Yes No
Citizenship of any country other than Yes No Yes No Yes No
India
Note: If your answer to any of the above questions is ‘YES’, please fill the declaration of FATCA / CRS given on page no. 34 of the form 09
.
 E. INCOME DETAILS
Gross Annual Income Range per annum Net- worth Amount (`)
Income Details Below `1 Lac ✔ `1-5 Lac `5-10 Lac `10-25 Lac As on (date) D D M M Y Y Y Y
(please specify)
`25 Lac -1 Crore Above 1 Crore (Net worth should not be older than 1 year)

F. I/ We wish to receive dividend / interest directly in to my bank account as given below through ✔ Yes No
ECS (If not marked, the default option would be ‘Yes’)
[ECS is mandatory for locations notified by SEBI from time to time ]

G. BANK ACCOUNT DETAILS (1) [Dividend Bank Details]

Bank Name CITY UNION BANK LIMITED
Branch Address KELTRON CHAMBERS, GROUND FLOOR, 18 7, ARYA SAMAJ ROAD, KAROL BAGH, NEW DELHI

City / Town / Village NEW DELHI PIN Code

State DELHI Country I N D I A
Bank Account No. 5 0 0 1 0 1 0 1 2 8 5 7 4 4 7
Bank Account Type ✔ Savings Current Others_________ In case of NRI : NRE NRO
MICR Code IFSC C I U B 0 0 0 0 1 0 2

(i) Photocopy of the cancelled cheque having the name of the account holder where the cheque book is issued, (or)
(ii) Photocopy of the Bank Statement having name and address of the BO
(iii) Photocopy of the Passbook having name and address of the BO, (or)
(iv) Letter from the Bank.
• In case of options (ii), (iii) and (iv) above, MICR code of the branch should be present / mentioned on the document.
BANK ACCOUNT DETAILS (2)
Bank Name
Branch Address

City / Town / Village PIN Code

State Country
Bank Account No.
Bank Account Type Savings Current Others_________ In case of NRI : NRE NRO
MICR Code IFSC

H. (1) DEPOSITORY ACCOUNT(S) DETAILS

Depository Participant Name Religare Broking Limited
Depository Name NSDL CDSL DP ID I N 3 0 1 7 7 4 Beneficiary ID (BO ID)
Beneficiary Name ANSHUL

(2) DEPOSITORY ACCOUNT(S) DETAILS

Depository Participant Name
Depository Name NSDL CDSL DP ID Beneficiary ID (BO ID)
Beneficiary Name
(3) TRADING ACCOUNT DETAILS (applicable for Depository Account only)
I already have trading account and want to map my/our demat account with my trading account:
Name of Stock Broker and Depository Participant : Religare Broking Limited
DP ID - IN301774 Beneficiary ID (BO ID)
Trading Code
DP ID - 12030200 Beneficiary ID (BO ID)

10
I. TRADING PREFERENCES
* Please sign in the relevant boxes where you wish to trade. Please strike off the segment not chosen by you.
Exchanges NSE & BSE MCX & NCDEX

All Segments Cash / Mutual Currency Commodity

F&O Debt
Fund Derivatives

Please sign here to select all the segments

Not Available
4

Commodity, F&O, Currency

If you do not wish to trade in any of segments / Mutual Fund, please mention here ________________________________

J. CATEGORIZATION OF THE CLIENT FOR COMMODITY

Category Farmers/FPOs Value Chain Participants (VCPs) Proprietary Traders
(Please Specify) Domestic Financial Institutional investors Foreign Participants Others
Note: Declaration for commodities given on page no.30 is required to be filled, if not opted "others".

K. PAST ACTIONS
Details of any action / proceedings initiated / pending / taken by SEBI / Stock exchange / Commodity exchange any other
authority against the applicant / constituent or its Partners / promoters / whole time directors / authorised persons in charge of
dealing in securities during the last 3 years, give details (attach annexure if required) - N O -

L. ADDITIONAL DETAILS / STANDING INSTRUCTIONS

Whether you wish to receive Contract Note, Statement of Account Electronic Mode Physical Mode
1. & Transaction-cum-holding statement in Physical or Electronic mode (please specify)
[If Opted Electronic Mode, read note 6 and ensure that Email ID is provided in KYC application form.

2. Mode of receiving Standard Account Opening Documents Electronic Mode Physical Mode
(Sr. No. 3, 4, 5 ,6 & 7 under INDEX):

3. Number of years of Investment/Trading Experience No Yes 0 0 Years of Experience 0 0 Years in Commodities

I/We authorise you to receive credits automatically into my / our Demat account. [Automatic Credit]
4.
(If you do not wish to receive credits automatically please tick þ on “No” and cross ý the option “Yes”) Yes No

11
 5. I / We would like to instruct the DP to accept all the pledge instructions/enable with flag “Standing Instruction for Auto
Pledge Confirmation” in my /our account without any other further instruction from my/our end.
I / We have read and understood the Securities and Exchange Board of India's guideliens on Pledging of shares in
dematerialised form as regulated by SEBI (Depositories and Participants) Regulations, 1996 and Depositories Act, 1996.
(If not marked, the default option would be ‘No’) Yes No

6. Account Statement Requirement As per SEBI Regulation Daily Weekly Fortnightly Monthly
7. I / We would like to share the email ID with the RTA Yes No
I / We would like to receive the Annual Report Physical / Electronic / Both Physical and Electronic
8. (Tick the applicable box. If not marked the default option would be in Physical)

9. Account to be operated through Power of Attorney (PoA) Yes No

10. Account to be operated through Demat Debit and Pledge Instruction (DDPI) Yes No
if Yes, client is required to Sign & Execute DDPI Form
11. For Joint Accounts communications to be sent to (See Note 8) First Holder All Joint Account Holders
12. In case of non-individual, Name, Designation, PAN, UID, Signature, Residential Address and Photograph of persons authorised
to deal in securities on behalf of company / firm / others (attach annexure if required) :

13. Any other information

14. To register for easi, please visit our website www.cdslindia.com

Easi allows a BO to view his ISIN balances, transactions and value of the portfolio online.

M. G.S.T. Registration Details:

State GST Registration Number
1.

N. SALES TAX REGISTRATION DETAILS (As applicable, State wise)

Local Sales Tax State Registration No Validity Date D D M M Y Y Y Y
Name of the State
Central Sales Tax Registration No Validity Date D D M M Y Y Y Y
Other Sales Tax State Registration No Validity Date D D M M Y Y Y Y
Name of the State

O. VAT DETAILS (As Applicable, State wise)

Local VAT Registration No Validity Date D D M M Y Y Y Y
Name of the State
Other VAT Registration No Validity Date D D M M Y Y Y Y
Name of the State

P. GUARDIAN DETAILS (where sole holder is a minor), applicable for Depository Account only :
[For account of a minor, two KYC Application Forms must be filled i.e. one for the guardian and another for the minor (to be signed by guardian)]
Guardian Name
PAN Relationship of guardian with minor

Q. CLEARING MEMBER DETAILS (to be filled up by Clearing Members only)

1. Name of Stock Exchange
2. Name of Clearing Corporation/ Clearing House
3. Clearing Member ID 4. SEBI Registration Number
5. Trade Name 6. CM-BP-ID (to be filled up by Participant)

12 7. Trading member ID
0 0 0
 V DECLARATION FORM FOR OPTING OUT OF NOMINATION - TRADING AND DEMAT ACCOUNTS
Date D2 D2 M
0 M
5 Y
2 Y
0 Y2 Y5

UCC DP ID I N 3 0 1 7 7 4 Client ID
Sole/First Holder Name ANSHUL

Second Holder Name

Third Holer Name
I / We hereby confirm that I / We do not wish to appoint any nominee(s) in my / our trading / demat account and understand
the issues involved in non-appointment of nominee(s) and further are aware that in case of death of all the account
holder(s), my / our legal heirs would need to submit all the requisite documents / information for claiming of assets held in
my / our trading / demat account, which may also include documents issued by Court or other such competent authority,
based on the value of assets held in the trading / demat account.
Detail of Witness*
Name of the Witness Address Signature of Witness

*Signature of witness, along with name and address are required, if the account holder affixes thumb impression, instead of signature.

W MODE OF OPERATIONS FOR JOINT ACCOUNTS

Jointly Anyone of the holder or survivor(s)

If Mode of Operation for Joint Account is chosen as anyone of the holder or survivor(s), only specified operations such as
transfer of securities including Inter-Depository Transfer, pledge / hypothecation / margin pledge / margin re-pledge
(creation, closure and invocation and confirmation thereof as applicable) of securities and freeze/unfreeze of account and /
or securities and / or specific number of securities will be permitted

DECLARATION
1. I/We understand that the Stock / Commodity Broker is relying on this information for the purpose of determining the status of the
applicants named above in compliance with FATCA/CRS. The Stock Broker is not able to offer any tax advice on FATCA or CRS or its
impact on the applicants and I/We shall seek advice from professional tax advisor for any tax questions. Further, I/We agree to submit a
new form within 30 days if any information or certification on this form gets changed. I /We agree, as may be required by Regulatory
authorities, Stock Broker shall be required to comply to report, reportable details to regulators / tax authorities / or close or suspend
my/our account(s).
2. I / We hereby declare that the details furnished above are true, correct and complete to the best of my/our knowledge and belief and I/we
undertake to inform you of any changes therein, immediately. In case any of the above information is found to be false or untrue or
misleading or misrepresenting, I am / we are aware that I/we may be held liable for it.
3. I / We confirm having read / been explained and understood the contents of the document on policy and procedures, all voluntary / non-
mandatory documents of the stock / commodity broker and the tariff sheet.
4. I / We further confirm having read and understood the contents of the ‘Right and Obligations’ document(s) and ‘Risk Disclosure
Document’. I / we do hereby agree to be bound by such provisions as outlined in these documents. I / We have also been informed that
the standard set of documents has been displayed for Information on stock/commodity broker’s designated website:
www.religareonline.com.
5. The rules and regulations of the Depository and Depository Participants pertaining to an account which are in force now have been read
by me / us and I / we have understood the same and I / we agree to abide by and to be bound by the rules as are in force from time to
time for such accounts. In case non-resident account, I / we also declare that I / we have complied and will continue to comply with FEMA
regulations. I / we acknowledge the receipt of copy of the document, “Rights and Obligations of the Beneficial Owner and Depository
Participant”.
6. I/We have received and read the document of 'Rights and Obligation of BO-DP' (DP-CM agreement for BSE Clearing Member Accounts)
including the schedules thereto and the terms & conditions and agree to abide by and be bound by the same and by the Bye Laws as are
in force from time to time. I / We declare that the particulars given by me/us above are true and to the best of my/our knowledge as on
the date of making this application. I/We further agree that any false / misleading information given by me / us or suppression of any
material information will render my account liable for termination and suitable action.
15
Name(s) of holder(s) / Authorised Signatory(ies) / KARTA in case HUF Signature(s) of Holder(s)/Signatory(ies)

Sole / First Holder / Signatory / ANSHUL

KARTA / Guardian (in case sole 5

holder is minor) (Mr. / Ms.)

Second Holder / Signatory 2

(Mr. / Ms.)

Third Holder / Signatory 2

(Mr. / Ms.)

Authorised Signatories (Enclose a Board Resolution for Authorised Signatories)

Mode of Operation for Sole / First Holder (In case of joint holdings, all the holders must sign)
Any one singly
Jointly by
As per resolution
Others (please specify)

Notes
1. All communication shall be sent at the address of the Sole / First holder only.
2. In case of additional signatures, separate annexures should be attached to the application form.
3. Thumb impressions must be attested by witness or a Magistrate or a Notary Public or a Special Executive Magistrate.
4. Signatures other than English or Hindi or any of the other language not contained in the 8th Schedule of the Constitution of
India must be attested by a Magistrate or a Notary Public or a Special Executive Magistrate.
5. The nomination and Declaration form may be signed using e-Sign facility or wet signature and in these cases, witness will
not be required.
6. For receiving Statement of Account in electronic form in NSDL:
I. Client must ensure the confidentiality of the password of the email account.
II. Client must promptly inform the Participant if the email address has changed.
III. Client may opt to terminate this facility by giving 10 days prior notice. Similarly, Participant may also terminate this
facility by giving 10 days prior notice.
7. In case of joint account, on death of any of the joint account holders, the surviving account holder(s) has to inform
Participant about the death of account holder(s) with required documents within one year of the date of demise.
8. In case if ‘first holder’ is selected, the communication will be sent as per the preference mentioned at Sr. No. L1. In case
‘All joint account holders’ is opted, communication to first holder will be sent as per the preference mentioned at Sr. No. L1
and communication to other holders will be in electronic mode. The default option will be communication to ‘first holder’, if
no option selected.
9. Signatures should be preferably in black ink.
10. Details of the Names, Address, Telephone Number(s), etc., of the Magistrate / Notary Public / Special Executive
Magistrate / Special Executive Officer are to be provided in case of attestation done by them.
11. In case of applications containing a Power of Attorney, the relevant Power of Attorney or the self-certified copy thereof,
must be lodged along with the application.
12. Strike off whichever is not applicable.
13. In case applicant wish to apply for BSDA services, he/she shall submit additional request form as prescribed by regulatory
authority from time to time, available on our website: www.religareonline.com

16
 FOR OFFICE USE ONLY
UCC Code allotted to the Client
Documents verified with Originals Client Interviewed By In-Person Verification done by
Name of the KYC Process Completed by downloading DigiLocker Data On Date
Employee / AP 22-05-2025
Employee Code
Designation of the
Employee / AP

Date D D M M Y Y Y Y D D M M Y Y Y Y D D M M Y Y Y Y

Signature

I / We undertake that we have made the client aware of ‘Policy and Procedures’, tariff sheet and all the non-mandatory documents. I / We have
also made the client aware of ‘Right and Obligations’ document(s), RDD and Guidance Note. I / We have given / sent him a copy of all the KYC
documents. I / We undertake that any change in the ‘Policy and Procedures’, tariff sheet and all the non-mandatory documents would be duly
intimated to the clients. I / We also undertake that any change in the ‘Right and Obligations’ and RDD would be made available on my / our
website: www.religareonline.com, for the information of the clients.

Religare Broking Limited

Seal/Stamp of the stock broker Signature of the Authorised Signatory

*AP: Authorised Person Date D2 D2 M

0 5
M 2Y 0Y 2
Y 5
Y

17
 COMTRACK ACCOUNT DETAILS OF THE CLIENT

Religare Broking Limited

A-3/4/5, Club 125 (Tower-A), Sector-125,
Noida-201301 (U.P.)

To be filled and submitted by clients holding COMTRACK account to the Member by clients.
1. Name of Client
2. Client Address

City/Town/Village PIN Code

State Country
3. PAN No.
4. Bank Details:
Bank Name
Branch Address
City/Town/Village PIN Code
State Country
Bank Account No.
Bank Account Type Savings Current Others
MICR Number IFSC Code
5. Name of Trading Member
6. Trading Member ID
7. COMTRACK Details of Client :

COMTRACK Participant Name COMTRACK Participant ID COMTRACK Account

Sr. No No. of Beneficiary
1.
2.
3.
4.

DECLARATION
I/We hereby declare that the details furnished above are true and correct to the best
of my knowledge and belief and I/We undertake to inform you of any change therein,
immediately. In case any of the above information is found to be false or untrue or
misleading or misrepresenting. I am/we are aware that I/We may be held liable for it.
Place Date D D M M Y Y Y Y Signature of Client

NOTE
1. Please provide a certified copy of COMTRACK master or a recent COMTRACK holding statement issued by a COMTRACK
Participant bearing name of Client.
2. In case the client has multiple COMTRACK account, Please provide proof and details of the same.
3. In case of PAN provide certified copy of PAN.
4. In case of Bank account provide copy of cancelled cheque as proof for all the bank account details provided.

18
 SCHEDULE – A: SCHEDULE OF CHARGES FOR DEPOSITORY SERVICES (w.e.f. 01-09-2024)
ACCOUNT TYPE DEMAT ACCOUNT
NORMAL BANDHAN BIMA
Account Opening Charges NIL
Account Maintenance Charges ₹400. p.a. (Payable upfront NIL AMC on providing Refundable NIL AMC with Non- Refundable one
(Choose any one Scheme) on a monthly basis) Interest free Security Deposit of time subscription fee
₹3000/- of ₹1999/- (Exclusive of Taxes)
If account tagged as Basic Service Demat Account (BSDA) and Value of Holdings in the Demat Account
(Debt as well as other than debt securities combined) Upto ₹4 Lakhs– NIL AMC If Value of Holdings in the
Demat Account (Debt as well as other than debt securities combined) More than ₹ 4 lakhs but up to ₹ 10
lakhs ₹ 100/- p.a. AMC.
In case of corporate account, AMC (as per scheme selected above) plus applicable statutory charges
(currently ₹500/- AMC as charged by NSDL/CDSL) would be additionally levied.
TRANSACTION CHARGES
Credit NIL N
• Debit I
L
- Delivery Given to Religare Broking Pool Account ₹12/- for Client with POA / DDPI, ₹ 25/- for Client without POA/DDPI
- Delivery Given to any other Account ₹30/- per debit or 0.02% of the value of transaction whichever is higher.
Dematerialization - Demat Processing Charges ₹5/- per certificate
Demat / Remat / MF Rejection Charges ₹30/- per rejection
Conversion of Mutual Fund units represented by
₹20/- per request
SOA into Demat
Rematerialisation / Repurchase / Redemption ₹20/- per request + NSDL/CDSL Charges
of Mutual Fund / Reconversion of Mutual Fund (NSDL/CDSL Remat Charge @ ₹10/- per hundred shares or part thereof or a flat fees of ₹10 per certificate whichever is higher
units into SOA Charges (Maximum upto ₹5 Lac)

Margin Pledge: 1. Margin Pledge Creation - ₹10/- Per Transaction 2. Margin Pledge Release (Religare Broking Limited Initiated) -
Client with POA / DDPI to Religare Broking Limited ₹10/- Per Transaction. 3. Margin Pledge Release (Client-Initiated) - ₹20/- Per Transaction.
Margin Pledge: 1. Margin Pledge Creation - ₹15/- Per Transaction. 2. Margin Pledge Release (Religare Broking Limited Initiated) -
Client without POA / DDPI to Religare Broking Limited ₹15/- Per Transaction. 3. Margin Pledge Release (Client-Initiated) - ₹30/- Per Transaction.
Pledge creation/closure/invocation in favour of ₹20/- per transaction
Religare CUSPA account (per transaction)
Pledge creation/closure/invocation in favour of ₹50/- per transaction
Religare MTF account (per transaction)
Normal Pledge / Hypothecation (per transaction) ₹50/- per request or 0.02% of the value of transaction whichever is higher
Creation/closure / Confirmation / Invocation
Pledge/Margin Pledge Booklet Issuance/re-issuance ₹5/- per leaf
Freeze / Unfreeze Instruction ₹50/- per request
Delivery Instruction Booklet (Re-issuance) ₹3/- per leaf
Courier Charges for Demat / Remat / Repurchase /
Redemption Conversion of Mutual Fund units represented
by SOA / Reconversion of Mutual Fund units into SOA /
Re-issuance of DIS / Pledge Booklet / Margin Pledge ₹50/- per request or as per actuals whichever is higher
Booklet / Rejection Notification / Re-issuance of Statement
of Transaction and Holding. For BSDA ₹ 25 will be
charged for additional physical statement.
TERMS & CONDITIONS :
• Clients are required to maintain ₹500/- as security amount towards depository charges, except for clients under BIMA / BANDHAN scheme.
• Changes in Client Master Details, ₹50/- per modification request shall be charged.
• An amount of ₹100/- shall be charged if DIS reissuance request is received on plain paper and DIS booklet is reported lost.
• All charges are payable on a monthly basis and any additional charges / taxes / statutory levies, charged by statutory authority and/or NSDL/CDSL as and
when applicable will be levied. Delayed payment will be liable for interest @18% per annum for NSDL & 13% per annum for CDSL, charged on monthly basis.
• Depository charges of Broking Client will be debited to their trading account.
• Any other service, which is not mentioned above, will be charged separately as per the rates applicable from time to time. Out of pocket expenses
including courier charges for consignment will be charged extra.
• The value of transactions will be in accordance with rates provided by NSDL/CDSL.
• I/We have read and understood the Securities and Exchange Board of India’s guidelines for facility for a BSDA. I/We are aware that if I/we are eligible to open a depository
account as a BSDA, the account shall be opened as a BSDA. I/We also understand that in case, I/We at any point of time do not meet the eligibility criteria as a BSDA holder,
my / our demat account is liable to be converted to regular account. I/We also state that if at any time choose to opt out of BSDA i.e. avail the facility of regular account the
same will be communicated to the Participant from Sole / First Holder registered email ID.

Any other specific charges structure : Religare Date D2 D2 M

0 M
5 2Y 0Y 2Y 5Y

Digitally signed by
Anshul
6 Date: 2025.05.22 12:59:29 3 3
+5:30
Reason: Digital Onboarding

Note : NSDL & CDSL

19 1.
2.
It is hereby informed that with the issuance of CAS from Depositories, RBL have discontinued dispatching mandatory annual physical statement.
Further, it should also be noted that the dispatch of annual CAS statements shall be discontinued if the account continuous to remain zero balance even after one year and /or if no
Annual Maintenance Charges (AMC) is received by the DP.
 TARIFF SHEET

PRODUCT PLAN* / BROKERAGE

Religare FLEXI MARGIN PLAN-A (*Scheme details as per executed addendum)

CASH SEGMENT in% (subject to max. Minimum Paise (subject

Tick () any one
Brokerage of 2.5%) to max. 25 paise)
Delivery Based One Side Both Side
Daily Square up One Side Both Side
Minimum brokerage charge for trading in illiquid / high risk scrips in cash segment will be .50% on delivery and .05% on intraday turnover with
minimum 5 paisa (Scrip list available under client login).

DERIVATIVE SEGMENT in% (subject to max. 2.5% /

Minimum Paise/ Per Lot Tick () any one
Brokerage `100/- Per Lot)
Future One Side Both Side
Option One Side Both Side

CURRENCY DERIVATIVES & INTEREST RATE FUTURES SEGMENT

Brokerage Brokerage per lot (in `) Tick () any one
Future One Side Both Side
Option One Side Both Side

COMMODITIES DERIVATIVES SEGMENT:

Exchange and Segment Brokerage Slab in % Minimum Paise/
One Side Both Side
Per Lot
BSE / MCX / NCDEX - Future

Exchange and Segment in % (subject to max. 2.5% of premium amount or Minimum Paise/ One Side Both Side
Rs.250/- per lot, whichever is higher) Per Lot
MCX-Option

Exchange and Segment in % (subject to max. 2.5% of premium amount or Minimum Paise/
One Side Both Side
Rs.100/- per lot, whichever is higher) Per Lot
BSE / NCDEX-Option

OTHER CHARGES
Nature of Charge Applicable Charge
a) Annual Subscription Fee for EXE Based Diet Users `999/- per annum.
b) Inter Settlement Charges `15/- + applicable taxes per transaction
c) Administrative Charges - Offline : on per offline executed order `10/- (Maximum `50/- per day /per segment)
d) Delayed Payment Charges – On overdue balance towards upto 29.50%
trading or margin (Standard rate per annum)
e) Account Processing Charges `500/-
f) Document Handling Charges
(i) Customer opted for receiving documents by Electronic Mode : In case such customer
intends to receive additional / duplicate copies of documents (contract notes,
statements etc.) by Physical mode or physical documents are sent due to email getting
bounced. `25/- + applicable taxes per contract note/other
(ii) Customer opted for receiving documents by Physical Mode: In case such customer documents.
intends to receive additional / duplicate copies of documents (contract notes,
statements etc.) by Physical mode.

In addition to brokerage additional charges including statutory levies i.e. stamp duty, exchange transaction charges, SEBI fees, Goods and
Service Tax (GST), CTT, Clearing Charges, STT, other taxes and levies, investor protection fund fees etc. charged by the statutory authorities/
Exchange(s), delayed payment charges, cheque bounce charges, auction settlement charges as may be applicable will be levied. For details
please login on our website www.religareonline.com
I/We understand that economic conditions change over time and therefore agree that RBL is authorised to change the tariff in future.

Digitally signed by
Anshul
Date: 2025.05.22 12:59:29
+5:30

Date D2 D2 M
0 M
5 2Y 0Y 2Y 5Y Reason: Digital Onboarding
7

Client Signature 20
 MOST IMPORTANT TERMS AND CONDITIONS (MITC)
(For non-custodial settled trading accounts) Annexure A

1. Your trading account has a “Unique Client Code” (UCC), different from your demat account number. Do not allow anyone
(including your own stock broker, their representatives and dealers) to trade in your trading account on their own without
taking specific instruction from you for your trades. Do not share your internet/ mobile trading login credentials with anyone
else.
2. You are required to place collaterals as margins with the stock broker before you trade. The collateral can either be in the form
of funds transfer into specified stock broker bank accounts or margin pledge of securities from your demat account. The bank
accounts are listed on the stock broker website. Please do not transfer funds into any other account. The stock broker is not
permitted to accept any cash from you.
3. The stock broker’s Risk Management Policy provides details about how the trading limits will be given to you, and the tariff
sheet provides the charges that the stock broker will levy on you.
4. All securities purchased by you will be transferred to your demat account within one working day of the payout. In case of
securities purchased but not fully paid by you, the transfer of the same may be subject to limited period pledge i.e. seven
trading days after the pay-out (CUSPA pledge) created in favor of the stock broker. You can view your demat account
balances directly at the website of the Depositories after creating a login.
5. The stock broker is obligated to deposit all funds received from you with any of the Clearing Corporations duly allocated in
your name. The stock broker is further mandated to return excess funds as per applicable norms to you at the time of
quarterly/ monthly settlement. You can view the amounts allocated to you directly at the website of the Clearing
Corporation(s).
6. You will get a contract note from the stock broker within 24 hours of the trade.
7. You may give a one-time Demat Debit and Pledge Instruction (DDPI) authority to your stock broker for limited access to your
demat account, including transferring securities, which are sold in your account for pay-in.
8. The stock broker is expected to know your financial status and monitor your accounts accordingly. Do share all financial
information (e.g. income, networth, etc.) with the stock broker as and when requested for. Kindly also keep your email Id and
mobile phone details with the stock broker always updated.
9. In case of disputes with the stock broker, you can raise a grievance on the dedicated investor grievance ID of the stock broker.
You can also approach the stock exchanges and/or SEBI directly.
10. Any assured/guaranteed/fixed returns schemes or any other schemes of similar nature are prohibited by law. You will not have
any protection/recourse from SEBI/stock exchanges for participation in such schemes.

Client Signature 8 Date D2 D2 M

0 M
5 2Y 0Y 2Y 5Y

Client Name ANSHUL

Client Code

21
 VOLUNTARY DOCUMENT(S)

Religare Broking Limited

A-3/4/5, Club 125 (Tower-A), Sector-125, Noida-201301 (U.P.)

I / We have been / shall be dealing through you as my / our broker on the Capital Market and / or Futures & Options Segments /
Currency Derivative Segments/Commodity Derivative Segments. As my / our broker i.e. agent I / we direct and authorise you to
carry out trading / dealings on my / our behalf as per instructions / authorisations given below.
1. REQUEST FOR TRADE ALERTS THROUGH SMS AND / OR Email: In agreement and pursuance to directions and
conditions specified by SEBI vide circular no. CIR/MIRSD/15/2011 dated August 2, 2011 and circulars/ clarifications issued by
SEBI / exchanges from time to time in this regard.
1.1 I/We hereby confirm that I / we wish to receive the trade alerts through (tick whichever is applicable):
a) SMS alerts ✔ b) Email alerts ✔

1.2 The alerts should be sent:

I. On my registered Mobile Number / Email Id as per your records, or
II. You are requested to update the Mobile Number / Email Id mentioned below in your records and for the purpose of trade
alerts:
a) Mobile No. 7 6 7 8 5 0 5 4 2 6

b) Email Address ANSHULNARESH109@GMAIL.COM

I/We am/are aware that the recipient of SMS/Email alerts on the above Mobile Number and / or Email address can be stopped only
on my/our written request.
2. AUTHORIZATION FOR SHARING PERSONAL INFORMATION: I/We understand that RBL has outsourced/may outsource
certain activities including but not limited to activities relating to KYC, Information Technology functions, technical support
functions or any other functions as may be decided by RBL to one or more third parties including group / related entities. I/We
would further like to mention that I/We want to make investments in mutual funds, initial public offerings/follow on public
offerings, rights issue, fixed deposit(s), money market instruments and other products / services etc. and generally to invest in
various avenues/products and to redeem/liquidate any investments and want RBL to give effect to my/our desires/
requirements. In view of the above I/We authorise RBL to share my/our personal and other information with one or more third
parties including group/related entities for any one or more of the above said purpose. I/We agree that any offers/information
received shall not be contested on grounds of address/phone included in national do not call registry or any other such
restrictive regulations/ laws.
3. AUTHORITY TO PLEDGE THE SHARES / SECURITIES: I/We am/are aware that securities can be deposited by me/us to
you as collateral (“Said Securities”) towards my/our margin requirement. I/We am/are further aware that Said Securities can
be further deposited by you with Exchanges/ Clearing Members/ Clearing Corporations of Equity and Commodity Exchanges
provided authorization from client has been obtained by the Member. Accordingly, I/We hereby authorise you to deposit the
Said Securities as collateral with Exchanges/ Clearing Members/ Clearing Corporations of Equity and Commodity Exchanges
and mark the pledge in favour of the Exchanges/ Clearing Members/ Clearing Corporations of Equity and Commodity
Exchanges. In this regard, I/We confirm/ declare as under:
(i) the Said Securities are in existence, owned by me/us and are and shall be free from any charge, lien or encumbrance,
whether prior or otherwise.
(ii) that the Said Securities will be subject to the creation of pledge in favour of or for the benefit of Exchange/ Clearing
Member/ Clearing Corporation and further that the Securities over which pledge may be created in future would be in
existence and owned by me/us at the time of creation of such pledge and that the Said Securities to be given in future as
security to Exchange/ Clearing Member/ Clearing Corporation would likewise be unencumbered, absolute and disposable
property of the client.
(iii) that Religare Broking Limited is authorized to do all such acts and things, sign such documents and pay and incur any
such costs, debts and expenses as may be necessary under this Deed of Pledge and the same shall be subject to terms
and conditions as contained herein.
(iv) that the Said Securities shall be subject to the first priority and lien in favour of Exchange/ Clearing Member/ Clearing
22 Continued on next page......
 Corporation to secure, the client's obligations and that the rights or interests of the client with respect to the Said
Securities shall be subject and subordinate to the rights, claims and interests of Exchange/ Clearing Member/ Clearing
Corporation in respect of the Said Securities.
(v) that Exchange/ Clearing Member/ Clearing Corporation may invoke the pledge without any reference to or permission of
the client and upon receipt of the Said Securities, Exchange/ Clearing Member/ Clearing Corporation may utilize the
proceeds in meeting the my/our obligations in such manner as it may deem fit and that such invocation of pledge will be
final and irrevocable against the Clearing Member and me/us.
(vi) I/We shall not make any claims or demands for refund or any reimbursement in relation to the Said Securities.
(vii) I/we hereby confirm that I/we have read the terms and conditions to this effect and fully aware of the consequences of the
same.
4. VERBAL ORDER ACCEPTANCE AUTHORISATION: I/We agree and acknowledge that in order to avoid any disputes
it is recommended by you that I/we should give instructions for order placement/modification and cancellation in
writing in the format given along with Policies and Procedure Document, and take signatures of two authorised officers of the
branch where orders are tendered along with company stamp on the carbon/photocopy of the instructions in acknowledgment
of receipt of my/our instructions. However it is my/our view that the fluctuations in market are so rapid that it is not practical to
give written instructions for order placement / modification and cancellation. I/We therefore authorise you to accept my (our) /
my (our) authorised representative’s verbal instructions for order placement/modification and cancellation in person or over
phone (fixed line or mobile phone) and execute the same. I/We understand the risk associated with verbal orders and accept
the same, and agree that I/We shall not be entitled to disown orders and consequent trades (if any) by shifting the burden of
proof by asking you to prove the placement of orders through telephone recording etc.
5. RUNNING ACCOUNT AUTHORISAION: In order to avoid time consuming repeated pay-in by me/us and pay-out by you of
funds, I/we hereby direct and authorise you to maintain running account(s) and debit/credit funds from/to the running accounts
and make pay-in/receive funds to/from exchanges/clearing corporations/other receiving parties (if applicable). Further, subject
to your discretion, please treat my/our funds lying to my/our credit in running accounts as margin/collateral for my/our
dealings/trading. In the event I/we have outstanding obligations on the settlement date, you may retain the requisite funds
towards such obligations along with funds required to meet margin obligations in all the segments across exchanges as
permissible within in regulatory provisions. In case, I/we have traded during my/our chosen settlement period, you may retain
upto the maximum amount as permissible within in regulatory provisions duly netting off across all stock/commodities
exchanges and their segments. Authorisation is subject to changes as prescribed by the exchange(s)/SEBI from time to time.
While settling the account, please send a 'statement of accounts' containing an extract from ledger for funds and an extract
from the register of securities displaying all receipts/deliveries of funds/securities/commodities. In the statement(s) being sent,
please provide details regarding retention of funds and pledge of securities/commodities, if any. I/We shall bring any
discrepancy in the statement(s) preferably within 7 working days from the date of receipt to your notice so as to allow you to
take remedial steps, if any are warranted. Please do not carry out above stated settlement of running account in the event
I/We avail margin trading facility. Further, do not carry out settlement of running account referred to above for funds given by
me/us towards collaterals/margin in the form of bank guarantee (BG)/Fixed Deposit receipts (FDR).
I/We am/are entitled to revoke this Authorisation at any time. My/Our preference for actual settlement of funds is at least:
Once in a Calendar Quarter Once in a Calendar Month

6. FORMAT FOR CLIENT OPTING ONLINE TRADING FACILITY :

I/We wish to avail the following facility being offered by you:

Product / Facility (Please tick the appropriate)

Browser based EXE based (Annual Subscription Fees ` 999) Wireless Trading

1. I/We also hereby authorize you to debit the annual subscription fees as applicable to my/our trading account for availing opted
facility. The Subscription fee is non-refundable.

Continued on next page...... 23

 2. I/We hereby authorize you to debit the yearly subscription fees as applicable for Exe based services opted by me/us on annual
basis. In case I/We wish to withdraw the said facility, I/We will submit the related request in writing.
3. I/We fully aware and agree to the provisions specifying possible risks, responsibilities, obligations and liabilities associated with
internet based trading in terms of clauses defined under section “Internet & Wireless Technology based trading facility provided by
Members to Client” of the document “Right and Obligations of Members, Authorized Persons and Client” of account opening form.

7. PRODUCT ADDENDUM : I/We desire to avail the below mentioned facility for trading in segments opted by me/us:
1. TradeSmart Order: TradeSmart order is an intraday product having an order placement feature wherein a client can limit
the loss on every position by necessarily placing a cover order specifying the SLTP and a limit price along with Profit
order to book profit.
2. Intraday / High Multiplier Facility: In Intraday/High Multiplier Facility, the Client will be allowed leverage for intra-day
trading on available margin/security/collateral. The leverage available shall be liable to change as per company's risk
management policy.
3. Purchase Today Sell Tomorrow (PTST): In PTST Facility, client can put buy orders and sell trade on next trading day. If
Client does not execute square off “sell trades” against previous trading day's trades done under “PTST” facility prior to
Designated Time on T+1 day, then in that event for such trades/open positions of Client trading system will take over
control at Designated Time & put square off order.

DECLARATION
I/We hereby declare that the decision to register/enroll under above mentioned products and for making all trades thereby is/ shall
be entirely mine/ours decision and I/we have neither been given nor have been in any way influenced by you/your officers with any
financial or other advice regarding the suitability or profitability of availing the Facilities as stated above or making any trades
thereby. I/We may suffer losses on account of square off/non-square off by the Company with in or at end of the day and I agree to
bear such losses without protest or claim against the Company. I/We further acknowledge that not only for above Facility(s) but for
any other facility or general trading also, in no case any employee/officer/director or agent of the Company is authorized to give
any advice, assurance or handle my/our account in any discretionary manner. I/we agree that in the event I/we were to seek any
advise, assurance or allow handling my/our account in any discretionary manner by any employee/officer or agent of the Company,
the same shall be mine/our personal arrangement and Company shall be in no way liable for losses etc. which I/we were to suffer
as a consequence of such arrangements.
I/we have read and accepted all terms and conditions specified hereinabove and given in document titled “Product Terms &
condition” under/as client copy and agree to be bound by all of them.

Digitally signed by
Anshul
Date: 2025.05.22 12:59:29
+5:30
Client Signature 9 Reason: Digital Onboarding
Date D2 D2 M
0 M
5 2Y Y
0 Y
2 Y
5

Client Name ANSHUL

Client Code

24
 OPTION FOR ISSUE OF DELIVERY INSTRUCTION BOOKLET (DIS BOOKLET)

To, Date D2 D2 M
0 M
5 2Y 0 2 Y
Y Y 5

Religare Broking Ltd.

A-3/4/5, Club 125, (Tower-A),Sector-125,
Noida-201301 (U.P.)

Dear Sir / Madam,

I / We hereby state that: [Select one of the options given below]

OPTION 1:
I / We require you to issue Delivery Instruction Slip (DIS) booklet to me / us immediately on opening of my / our NSDL/CDSL
account though I / we have issued a Demat Debit and Pledge Instruction (DDPI) / registered for eDIS / executed PMS agreement in
favour of / with Religare Broking Limited (name of the DDPI Authority Holder / Clearing Member / PMS manager) for executing
delivery instructions for settling stock exchange trades [settlement related transactions] effected through such DDPI Authority
Holder-Clearing Member / by PMS manager/ for executing delivery instructions through eDIS.

OR
✔ OPTION 2:
I / We do not require the Delivery Instruction Slip (DIS) booklet for the time being, since I / We have issued a Demat Debit and
Pledge Instruction (DDPI)/registered for eDIS / executed PMS agreement in favour of / with Religare Broking Limited (name of the
DDPI Authority Holder / Clearing Member / PMS manager) for executing delivery instructions for settling stock exchange trades
[settlement related transactions] effected through such DDPI Authority Holder - Clearing Member / by PMS manager or for
executing delivery instructions through eDIS. However, the Delivery Instruction Slip (DIS) booklet should be issued to me / us
immediately on my / our request at any later date.
Yours faithfully

First/Sole Holder Second Joint Holder Third Joint Holder

ANSHUL
Name

Signatures

Digitally signed by
Anshul
Date: 2025.05.22 12:59:29
+5:30

Sole / First Holder Signature

Reason: Digital Onboarding
10 4
Second Holder Signature 4 Third Holder Signature

25
 ACCOUNT HANDLING MANDATE
I/We wish to operate account at my/our own.
Digitally signed by
✔ Anshul
Date: 2025.05.22 12:59:29

(Strike off the authorization details below) Client Signature 11 +5:30

Reason: Digital Onboarding

OR

I/We wish to appoint an authorized person besides dealing myself.

(In case this option is selected then kindly give requisite details in below letter)
LETTER OF AUTHORITY
Religare Broking Limited
A-3/4/5, Club 125 (Tower-A), Sector-125, Noida-201301 (U.P.)
Sir,
I / We have been / shall be dealing through you as my / our broker i.e. agent.
I / We hereby appoint Mr. / Ms. / Mrs
with residence and other particulars as given below as my / our authorised representative to deal / transact on my behalf and to
place orders, give instructions, receive / collect and / or sign contract notes, bills, account statements, settlements, order and / or
trade confirmations (whether written or oral / over phone) and any other documents or communication and generally to do any and
all act(s) on my / our behalf which I / we can do and I / we undersigned do hereby agree and declare and confirm that all the acts
and things done by him/her shall be my / our acts, deeds and things validly done by me / us to all intents and purposes.

Please treat this authorization as written ratification of my verbal directions / authorizations if any given and carried out by you
earlier. I agree to indemnify you and keep you indemnified against all losses, damages and actions which you may suffer or face
as a consequence of adhering to and carrying out my directions given above.

Please take the above information on record & oblige.

Thanking you
Details of Authorised Representative
Name
Address

City / Town / Village PIN Code

State Country
Telephone No. with STD Code Mobile No.
PAN
Relationship of Authorised Representative with the client

Signature of Authorised Representative

• Enclosed self-attested copy of identity proof of the Authorised Representative.

• An employee or authorised person of Religare Broking Limited cannot be appointed as an authorised representative.

Client Signature Date D2 D2 M0 M

5 Y
2 Y
0 Y
2 Y
5

Client Name ANSHUL

Client Code

26
 DETAILS OF RELATED PERSON

Application Type New Update Delete

CKYC Number PAN of the Applicant
Name of Applicant

1. DETAILS OF RELATED PERSON PHOTOGRAPH

Addition of Related Person Deletion of Related Person Updation Please affix your
CKYC Number of Related Person (if available) recent passport
size photograph

Related Person Type Guardian of Minor Assignee Authorized Representative Signature Across
Photograph
Prefix First Name Middle Name Last Name
Name
(If CKYC number and name are provided, below details are optional)
Maiden Name
Father/Spouse Name
Mother Name
PAN Date of Birth D D M M Y Y Y Y
Gender M - Male F - Female T - Transgender

Please tick, If applicable Politically Exposed Person (PEP) Related to a Politically Exposed Person (RPEP)
Not a Politically Exposed Person (PEP) Not Related to a Politically Exposed Person (RPEP)

2. PROOF OF IDENTITY AND ADDRESS

1. Certified copy of OVD or equivalent e-document of OVD or OVD obtained through digital KYC process needs to be
submitted (anyone of the following OVDs)
A - Passport Number
B - Voter ID Cardd
C - Driving Licence
D - NREGA Job Card
E - National Population Register Letter
F - Proof of Possession of Aadhaar
2. E-KYC Authentication
3. Offline verification of Aadhaar
Address
Line 1
Line 2
Line 3 City/Town/Village
District State
PIN/Post Code Country
3. CURRENT ADDRESS DETAILS
Same as above mentioned address (in such cases address details as below need not be provided)
1. Certified copy of OVD or equivalent e-document of OVD or OVD obtained through digital KYC process needs to be
submitted (anyone of the following OVDs)
A - Passport Number
B - Voter ID Cardd
27
 C - Driving Licence
D - NREGA Job Card
E - National Population Register Letter
F - Proof of Possession of Aadhaar
2. E-KYC Authentication
3. Offline verification of Aadhaar
4. Deemed Proof of Address
5. Self Declaration
Address
Line 1
Line 2
Line 3 City/Town/Village
District State
PIN/Post Code Country

4. CONTACT DETAILS
Tel. (Off) Tel. (Resi)
Mobile Email ID

5. REMARKS (If any)

6. DECLARATION
• I hereby consent to receiving information from Central KYC Registry
through SMS/Email on the above registered number/email address.

• I hereby declare that the details furnished above are true and correct
to the best of my knowledge and belief and I undertake to inform you
of any changes therein, immediately. In case any of the above
information is found to be false or untrue or misleading or
misrepresenting, I am aware that I may be held liable for it.

Date D D M M Y Y Y Y
Place Name & Signature of the Authorised Signatory(ies)

ATTESTATION / FOR OFFICE USE ONLY

In person Verification (IPV) Details / KYC Verification Carried out by :
Name of the person who has done the IPV:
Designation: Employee ID:
Name of Authorised Person Seal/Stamp of the Intermediary
Name of the Organization: Religare Broking Ltd. Emp. Branch _______________________

Date of IPV:
Signature of the person who has done the IPV
Method of receipt of Document: .........................................................................................................
Original Verified, Self Attested Documents & Certified copies received Date D D M M Y Y Y Y Signature of the Authorised Signatory

28
 SELF DECLARATION - CATEGORIZATION OF THE CLIENTS FOR EACH COMMODITY
Religare Broking Limited
A-3/4/5, Club 125 (Tower-A), Sector-125, Noida-201301 (U.P.)

Subject: Categorization of the clients for each commodity

I/We have been/shall be dealing through you as my/ our member broker on different Commodity Exchanges. I/We hereby declare
my/ our category for the commodities mentioned therein, as given below in accordance with SEBI circular no.
SEBI/HO/CDMRD/DNPMP/CIR/P/2019/08 dated January 04, 2019:
CATEGORIES
Sr. Farmer / Value chain Domestic financial Foreign Proprietary
Name of Commodities Others
N. FPO participant (VCP) institutional investor participant trader
1 BARLEY
2 CHANA
3 MAIZE
4 WHEAT
5 MOONG
6 PADDY (BASMATI)
7 KAPAS / COTTON
8 BLACK PEPPER
9 CARDAMOM
10 CASTOR SEED
11 GAUR SEED 10 MT
12 GAUR GUM
13 SOY BEAN
14 MUSTARD SEED
15 CRUDE PALM OIL
16 MENTHA OIL
17 RBD PALMOLEIN
18 REFINED SOY OIL
19 COTTON SEED OILCAKE
20 SUGAR M
21 TURMERIC
22 JEERA
23 CORIANDER
24 CRUDE OIL
25 NATURAL GAS
26 ALUMINIUM
27 BRASS
28 COPPER
29 LEAD
30 NICKEL
31 ZINC
32 GOLD
33 SILVER

I/We further declare that in case declaration is not provided for any of the particular exchange traded commodity, please consider
the “Others” category for the same. I/We undertake that I/we shall inform the member broker in case there is any change in
category for any of the exchange traded commodity.

Client Signature Date D2 D2 M

0 5M 2Y 0Y 2Y 5Y

Client Name ANSHUL

Client Code
Continued on next page 29
 CATEGORIES
• Farmers/FPOs: It includes participants such as farmers, farmers' cooperatives, Famers Producers Organisations (FPOs) and
such entities of like nature.
• Value chain participants (VCPs): It includes participants such as Processors, Commercial users as Dal and Flour Millers,
Importers, Exporters, Physical Market Traders, Stockists, Cash & Carry participants, Produces, SMEs/MSMEs & Wholesalers
etc., but exclude farmers/FPOs.
• Proprietary traders: It includes the members of stock exchanges trading in their proprietary account.
• Domestic financial institutional investors: It includes participants such as Mutual Funds (MFs), Portfolio Managers, Alternative
Investment Funds (AIFs), Banks, Insurance Companies and Pension Funds etc., which are allowed to trade in commodity
derivatives.
• Foreign participants: It includes participants such as Eligible Foreign Entities (EFEs), NRIs etc. which are allowed to trade in
commodity derivatives markets.
• Others: All other participants which cannot be classified in the above categories.

30
 FATCA / CRS DECLARATION FOR INDIVIDUALS
DP ID IN301774 | Demat ID
Trading Code
DP ID 12030200 | Demat ID
Sr. No. Details 1st Holder 2nd Holder 3rd Holder
1. Address in the Address
jurisdiction details
where applicant is
resident outside City / Town / Village
India for tax

State, Pin Code

and Country

2. Country of Birth US
Other
3. Place of Birth City / Town

4. Source of Wealth Salary

Business
Gift
Ancestral Property
Rental Income
Prize Money
Others
Please specify the details of all countries where you hold tax residency and its Tax identification Number & Type :
Sr. No. Details 1st Holder 2nd Holder 3rd Holder
1. Country of Residence for Tax Purpose
(Other than India)#
2. Tax Identification No. (US TIN) or Equivalent (Other)

3. Identification Type

# To include all countries other than India, where investor is Citizen/Resident/Green Card Holder/ Tax Resident in those respective
countries especially of USA.
Declaration & Acknowledgement:
1.
I have understood the information requirement of this form (read with the FATCA-CRS Instructions below) and hereby confirm
that the information provided above is true, correct and complete to the best of my knowledge and belief. In case any of the
above specified information is found to be false or untrue or misleading or misrepresenting, I/ am aware that I may liable for it.
In case of any change in the above given status on a future date, I undertake to inform Religare Broking Limited the same
within 30 Days.
2.
I agree that if I/am a U.S. person or tax resident of a reportable foreign jurisdiction (other that U.S.) requiring reporting under
FATCA/CRS or any other Law, my account details, as required under inter governmental agreement (IGA)/Multilateral
competent authority agreement (MCAA) Signed by Indian government, Would be reported by Religare Broking Limited to the
relevant Tax Authority.
3.
If My Country of Birth is US, I/am providing a certificate of relinquishment of Citizenship (loss of Nationality) or a self certification
for stating reason for not having such a certificate despite relinquishing US citizenship OR not obtaining US citizenship at birth.
I hereby authorize you to disclose, share, remit in any form, mode or manner, all / any of the information provided by me,
including all changes, updates to such information as and when provided by me to Mutual Fund, its Sponsor, Asset
Management Company, trustees, their employees / RTAs ('the Authorized Parties') or any Indian or foreign governmental or
statutory or judicial authorities / agencies including but not limited to the Financial Intelligence Unit-India (FIU-IND), the tax /
revenue authorities in India or outside India wherever it is legally required and other investigation agencies without any
obligation of advising me of the same. Further, I authorize to share the given information to other SEBI Registered
Intermediaries to facilitate single submission / updation & for other relevant purposes. I also undertake to keep you informed in
writing about any changes / modification to the above information in future and also undertake to provide any other additional
information as may be required at your end.

Signature Sole/First Holder Second Holder Third Holder 33

 FATCA/ Common Reporting Standards (CRS)

1. Who is US person?
In case of individuals, U.S. person means a citizen or Resident of the United States. Persons who would qualify as US person
could be born in the United States, Born outside the united states of a US parents, Naturalized Citizens, Green Card Holders,
Tax residents.
2. Who is a reportable person (non US) under common reporting standards (CRS)?
Under common reporting standards (CRS), Reportable person means tax resident of a reportable foreign jurisdiction other
than US and India.
3. Document to be collected if Customer's Country of birth is US but Declares that he/she is not a US person
• Certificate of relinquishment of citizenship (loss of nationality certificate); or
• Self certification for stating reason for not having such a certificate despite relinquishing US citizenship; Or
• Self certification for stating reasons for not obtaining US citizenship at birth.
4. MF transactions will be permitted to clients/ joint holders in new folios after reviewing this declaration and existing KYC data
and only if permitted by AMCs.
5. Towards compliance with tax information sharing laws, such as FATCA, we would be required to seek additional personal, tax
and beneficial owner information and certain certifications and documentation from our account holders. Such information
may be sought either at the time of account opening or any time subsequently. In certain circumstances we may be obliged to
share information on your account with relevant tax authorities. If you have any questions about your tax residency, please
contact your tax advisor. Should there be any change in any information provided by you, please ensure you advise us
promptly, i.e., within 30 days. Towards compliance with such laws, we may also be required to provide information to any
institutions such as withholding agents for the purpose of ensuring appropriate withholding from the account or any proceeds
in relation thereto. As may be required by domestic or overseas regulators/tax authorities, we may also be constrained to
withhold and pay out any sums from your account or close or suspend your account(s).
Also note that you may receive more than one request to provide this information, if you have multiple relationships with us or
our group entities. Therefore it is important that you respond to our request, even if you believe that you have already provided
this information earlier.
Please note that above information is provided only for quick reference to customers. You are requested to refer Rule 114F,
114G and 114H of Income-tax Rules, 1962 consult a legal/tax advisor for any clarification.

34
 ANSHUL

NARESH KUMAR

2 2 0 5 2 0 2 5

ANSHUL

35
 To be used if Demat account opened with joint holders
KNOW YOUR CLIENT (KYC) / CENTRAL KYC REGISTRY APPLICATION FORM (For Individuals)
PHOTOGRAPH
Religare Broking Limited Account Type: Normal Minor Aadhar OTP Based E-KYC
A-3 / 4 / 5, Club 125 (Tower-A), Application Type* New Update Please affix your
Sector-125, Noida-201301 (U.P.) recent passport
CKYC Number size photograph
(Mandatory for KYC update request)
Please fill this form in ENGLISH and in BLOCK LETTERS 2 Signature Across
Photograph
A. PERSONAL IDENTITY DETAILS
1. Name of the Applicant (Same as ID Proof)
Maiden Name (if any)
2. Father’s / Spouse Name
3. Mother Name
4. a) Gender Male Female Transgender
b) Marital Status Single Married c) Date of Birth D D M M Y Y Y Y
5. a) Nationality Indian Others Pls. specify...................................
b) Residential Status Resident Individual Non Resident Foreign National Person of Indian Origin
6. a) PAN b) Aadhaar Number, if any X X X X X X X X

B. ADDRESS & IDENTITY DETAILS

Address Type Residential / Business Residential Business Registered Office Unspecified
1. Permanent Address
(For Non-Resident Applicant Mandatory to specify overseas address)
City / Town / Village PIN Code
State Country
2. Specify the proof of Identity & Address submitted Aadhaar Card Any other (please specify).................................
3. Contact Tel. (Off.) with STD Code Tel. (Res.) with STD Code
Details Fax No. with STD Code Mobile No.
Email ID
4. Current Address (If different from above)

City / Town / Village PIN Code

State Country
5. Specify the proof of address submitted for Current Address

C. DECLARATION
• I hereby declare that the details furnished above are true and correct to the best of
my knowledge and belief and I undertake to inform you of any changes therein, 3
immediately. In case any of the above information is found to be false or untrue or
misleading or misrepresenting, I am aware that I may be held liable for it.
• I hereby consent to receiving information from Central KYC Registry through
SMS/Email on the above registered number/email address. Signature / Thumb Impression of Applicant
Date D D M M Y Y Y Y

ATTESTATION / FOR OFFICE USE ONLY

In person Verification (IPV) Details / KYC Verification Carried out by :
Name of the person who has done the IPV:
Designation: Employee ID:
Name of Authorised Person Seal/Stamp of the Intermediary
Name of the Organization: Religare Broking Ltd. Emp. Branch _______________________

Date of IPV:
Signature of the person who has done the IPV
Method of receipt of Document: .........................................................................................................
Original Verified, Self Attested Documents & Certified copies received Date D D M M Y Y Y Y Signature of the Authorised Signatory
Cover Back Inner
 Equity | Commodity | Currency | Insurance | Investments

For more information,

1860-25-88888 wecare@religareonline.com www.religareonline.com

Date : 01/04/2025 Version - 5.7

 ACKNOWLEDGMENT
R 2 5 0 5 0 2 4 5 0
Form No. ...........................................................
ANSHUL
Received the application from Mr./Ms................................................................................. as the Sole, First holder alongwith
................................................................... and .................................................................... as the Second and Third holders
respectively for opening Trading and Demat account. Your account will be opened after due verification by us. You can check the status
of the application submitted by you on our website (www.religareonline.com)
Your Client Id will be intimated to you once your account gets opened successfully. Please quote the DP ID & Client ID allotted to you
(CM-BP-ID in case of Clearing Members) in all your future correspondence.
For Religare Broking Limited
Name of Relationship Manager TARUN KUMAR.

Mobile No. of Relationship Manager + 9 1 8 7 5 0 9 8 0 8 7 6 Stamp and Sign

You may contact us at our
Customer Care No. 1860 25 88888 or Email to us at wecare@religareonline.com
P.S.: Please take this acknowledgement receipt from the RM/Branch who has contacted you.
*Trading account can not be opened in joint names.
 Debit Mandate Form NACH / ECS / DIRECT DEBIT
2 2 0 5 2 0 2 5

ICIC0TREA00 ICIC00261000001992
Religare Broking Limited

5 0 0 1 0 1 0 1 2 8 5 7 4 4 7
CITY UNION BANK LIMITED C I U B 0 0 0 0 1 0 2

DPID - I N 3 0 1 7 7 4 - 7 6 7 8 5 0 5 4 2 6
DP Charges ANSHULNARESH109@GMAIL.COM

ANSHUL
• This is to confirm that the declaration has been carefully read, understood & made by me/us. I am authorizing the User entity / corporate to debit my account.
• I have understood that I am authorized to cancel / amend this mandate by appropriately communicating the cancellation / amendment request to the User entity / corporate or the bank where I have authorized the debit.
 DECLARATION FOR NAME MISMATCH

 I state that I have applied for the opening of a trading/demat account with you i.e.
Religare Broking Limited (RBL).
 I state that I have submitted my PAN &/or Bank account proof &/or Address -Id proof
wherein my name is spelt differently.
 I state that all aforesaid submitted documents belong to one and the same person, i.e.
myself.
 I agree that my account(s) be opened in my name as appearing on PAN whereas for
processing fund requests my name as appearing on bank account proof be considered.
 I agree to indemnify RBL at all times from and against all costs (including attorney’s
fees), charges, damages, penalties suffered &/or incurred by RBL for any act done or
omitted to be done on above declaration.

Digitally signed by
Anshul
Date: 2025.05.22 12:59:29
Client Signature +5:30
Reason: Digital Onboarding
 Photo

Latitude : 28.6261248

Longitude : 77.3292032

Digitally signed by
Anshul
Date: 2025.05.22 12:59:29
+5:30
Reason: Digital Onboarding
 PAN proof
Identity

Latitude : 28.6261248

Longitude : 77.3292032

PAN Verification:
Digitally signed by
Anshul
Date: 2025.05.22 12:59:29
PANVerification
Pan
PAN VerificationDate
dateTime
time Stamp:
stamp: +5:30
Reason: Digital Onboarding
 SignatureSignature
Verification Proof

Latitude : 28.6261248

Longitude : 77.3292032

Digitally signed by
Anshul
Date: 2025.05.22 12:59:29
+5:30
Reason: Digital Onboarding
 Bank Proof

Latitude : 28.6261248

Longitude : 77.3292032

Digitally signed by
Anshul
Date: 2025.05.22 12:59:29
+5:30
Reason: Digital Onboarding
 Identity and Address proof

Identity and Address

Address Proof proof

Latitude : 28.6261248
Longitude : 77.3292032
Digitally signed by
Anshul
Date: 2025.05.22 12:59:29
+5:30
Reason: Digital Onboarding
 Income&Proof
Income Documents Bank Statements

Latitude : 28.6261248

Longitude : 77.3292032

Digitally signed by
Anshul
Date: 2025.05.22 12:59:29
+5:30
Reason: Digital Onboarding
 GST Certificate

Latitude : 28.6261248

Longitude : 77.3292032

Digitally signed by
Anshul
Date: 2025.05.22 12:59:29
+5:30
Reason: Digital Onboarding
 Other Documents

Latitude : 28.6261248

Longitude : 77.3292032

Digitally signed by
Anshul
Date: 2025.05.22 12:59:29
+5:30
Reason: Digital Onboarding
Latitude : 28.6261248

Longitude : 77.3292032

Digitally signed by
Anshul
Date: 2025.05.22 12:59:29
+5:30
Reason: Digital Onboarding
Latitude : 77.3292032

Longitude : 28.6261248

Digitally signed by
Anshul
Date: 2025.05.22 12:59:29
+5:30
Reason: Digital Onboarding
 CML

Latitude : 28.6261248

Longitude : 77.3292032

Digitally signed by
Anshul
Date: 2025.05.22 12:59:29
+5:30
Reason: Digital Onboarding
 DigiLocker verified e-Aadhaar
This document is generated from verified Aadhaar XML obtained from DigiLocker with due user consent and authentication

Document type e-Aadhaar generated from DigiLocker verified Aadhaar XML

XML verified

Generation date 2025-05-22T 10:49:34.932+05:30 Download date 2025-05-22T 10:49:34.932+05:30

Masked Aadhaar number

xxxxxxxx1404
Name Anshul

Date of Birth 03-04-2000

Gender Male

c/o , s/o

Address C-2/410 GALI NUMBER - 13 MANDOLI,

HARSH VIHAR MANDOLI SABOLI NORTH
EAST DELHI Mandoli

City/District North East Delhi

Pin Code 110093 State Delhi

Your data has been fetched securely from Digilocker with unique id : e357d0b609ed49f1b38bac59ceaeb34e

Declaration:

I have authorized Religare Broking Limited to download issued/uploaded documents from digilocker and use these as
officially valid document for account opening process.

I provide my consent to Religare Broking Limited for my Name, Date of Birth, and Gender to be used for the purpose of
Digital/Online KYC and for sharing the Aadhaar data and documents with KRA.

The shared documents and data shall be used by KRA to validate the KYC information.

I authorize Religare Broking Limited to pull my e-Aadhaar data.

This digitally signed verification document is valid as per the IT Act 2000 when used electronically.

Digitally signed by
Anshul
Date: 2025.05.22 12:59:29
+5:30
Reason: Digital Onboarding
 PAN VERIFICATION RECORD
Permanent Account Number

CXBPA0230L
NAME ANSHUL

GENDER MALE

DATE OF BIRTH 03-04-2000

VERIFIED ON 22/05/2025 10:49:44

Digitally signed on
Date : 22/05/2025 10:49:44 IST

Note:

1. This PAN data is accessed using DigiLocker.

2. This digitally signed document is valid as per IT Act.

Digitally signed by
Anshul
Date: 2025.05.22 12:59:29
+5:30
Reason: Digital Onboarding

Powered by TCPDF (www.tcpdf.org)

This stamp paper is an integral part of the document titled as Demat Debit and
Pledge Instruction executed between ANSHUL and Religare Broking Limited.

Digitally signed by
Anshul
Date: 2025.05.22 12:59:29
+5:30
Reason: Digital Onboarding
 DEMAT DEBIT AND PLEDGE INSTRUCTION
Beneficial Owner Account: Trading Code:
DP ID DP ID
DP Name BO Name BO Account No. BO Account No.
(NSDL) (CDSL)
ANSHUL
Religare
Broking IN301774
Limited

Details of accounts where securities can be Transferred/Pledged:

I. Pool (TM/CM) / Clearing Corporation/ Client Securities Margin Pledge / Client Securities under Margin Funding Account
Demat A/c Purpose NSDL CDSL CM Name
NSE Pool A/c IN558537 12030200 00000039 (Normal), 12030200 00031889 (SLBS), Religare
11000011 00016472 (EPI) Broking
BSE Pool A/c IN630043 12030200 00000062 (Normal Pay-In), 12030200 00000081 (Normal Pay-Out) Limited
NSE MFSS A/c IN565576 11000011 00017837 NSCCL
BSE STAR MF A/c IN620031 11000010 00020972 BOISL/ICCL
Demat A/c Purpose DP Name Depository DP ID Beneficiary ID
Client Securities NSDL IN301774 19955264
Religare Broking Limited
Margin Pledge Account CDSL 12030200 00096533
Client Securities Margin Religare Broking Limited
NSDL IN301774 19980827
Pledge Account - MTF
Client Securities Under Religare Broking Limited NSDL IN301774 19955272
Margin Funding Account
The Client hereby authorises the broking division of Religare Broking Limited(i.e. Stock Broker/ Trading Member) to do the following acts:
S. No. Purpose Signature of Client *
1. Transfer of securities held in the beneficial owner accounts of the Digitally signed by
Anshul
client towards Stock Exchange related deliveries / settlement Date: 2025.05.22 12:59:29
+5:30
Reason: Digital Onboarding
obligations arising out of trades executed by clients on the Stock
Exchange through the same stock broker 12

2. Pledging / re-pledging of securities in favour of trading member (TM)

/ clearing member (CM) for the purpose of meeting margin Digitally signed by
Anshul
Date: 2025.05.22 12:59:29
requirements of the client in connection with the trades executed by +5:30
Reason: Digital Onboarding
the clients on the Stock Exchange. 12

3. Mutual Fund transactions being executed on Stock Exchange order

entry platforms
Digitally signed by
Anshul
Date: 2025.05.22 12:59:29
+5:30
Reason: Digital Onboarding
12

4. Tendering shares in open offers through Stock Exchange platforms

Digitally signed by
Anshul
12 Date: 2025.05.22 12:59:29
+5:30
Reason: Digital Onboarding

* Religare Broking Limited accepts the authority given by the Client at Telangana.

Religare Broking Limited

Authorized Signatory

(Signatory Name)
* the same may be signed physically against each purpose of DDPI. The same may also be eSigned. In case of eSign, client shall be
given an option for choosing thepecific purpose(s) of DDPI.
A1
Digitally signed by
Anshul
Date: 2025.05.22 12:59:29
+5:30
Reason: Digital Onboarding
 RELIGARE BROKING LTD.
Rights & Obligations of Stock Brokers & Clients for Margin Trading Facility
(MTF)

As prescribed by NSE:

Client Rights:

1. Client shall receive all communications in a mode mutually agreed between the broker and the
client regarding confirmation of orders/trades, margin calls, decision to liquidate the position
/security.

2. Client shall be free to take the delivery of the securities at any time by repaying the amounts
that was paid by the Stock Broker to the Exchange towards securities after paying all dues.

3. Client has a right to change the securities collateral offered for Margin Trading Facility at any
time so long as the securities so offered are approved for margin trading facility.

4. Client may close / terminate the Margin Trading Account at any time after paying the dues.

Client Obligations:

1. Client shall, in writing in his own hand or in any irrefutable electronic method, agree to avail of
Margin Trading Facility in accordance with the terms and conditions of Margin Trading Facility
offered by the broker, method of communication for confirmation of orders/trades, margin
calls and calls for liquidation of collateral/security/position.

2. Client shall identify transactions to be shifted under Margin Trading Facility at the time of order
placement itself failing which the transaction will be treated under the normal trading facility.

3. Client shall place the margin amounts as the Stock Broker may specify to the client from time to
time.

4. On receipt of ‘margin call’, the client shall make good such deficiency in the amount of margin
placed with the Stock Broker within such time as the Stock Broker may specify.

5. By agreeing to avail Margin Trading Facility with the broker, client is deemed to have authorized
the broker to retain pledge of the securities provided as collateral and re-pledge of same with
clearing member/clearing corporation as the case may be; and right to initiate the advance
margin pledge request for securities purchased under the Margin Trading Facility on behalf of
client and retain the pledge of same till the amount due in respect of the said transaction
including the dues to the broker is paid in full by the client.

6. Client shall lodge protest or disagreement with any transaction done under the margin trading
facility within the timelines as may be agreed between the client and broker.

Client Name: ANSHUL

Client Code:

IP Address:

Date & Time: 22-05-2025 12:43:57 PM Digitally signed by

Anshul
Date: 2025.05.22 12:59:29
+5:30
Reason: Digital Onboarding
Stock Broker Rights:

1. Stock Broker and client may agree between themselves the terms and condition including
commercial terms if any before commencement of MTF.

2. Stock broker may set up its own risk management policy that will be applicable to the
transactions done under the Margin Trading Facility. Stock broker may make amendments there
to at any time but give effect to such policy after the amendments are duly communicated to
the clients registered under the Margin Trading Facility.

3. The broker has a right to retain the pledge of the securities provided as collateral and re-pledge
of same with clearing member/clearing Corporation as the case may be; and right to initiate the
advance margin pledge request for securities purchased by the client under the Margin Trading
Facility and retain the pledge of same.

4. The broker may liquidate the securities if the client fails to meet the margin call made by the
broker as mutually agreed of liquidation terms but not exceeding 5 working days from the day
of margin call.

Stock Broker Obligations:

1. Stock broker shall agree with the client the terms and condition before extending Margin
Trading Facility to such client. However, for clients who already have existing trading
relationship and want to avail of Margin Trading Facility, stock broker may take consent in
writing in his own hand or in any irrefutable electronic method after stock broker has
communicated the terms and conditions of Margin Trading Facility to such existing clients.

2. The terms and conditions of Margin Trading Facility shall be identified separately, in a distinct
section if given as a part of account opening agreement.

3. The mode of communication of order confirmation, margin calls or liquidation of

position/security shall be as agreed between the broker and the client and shall be in writing in
his own hand or in any irrefutable electronic method. Stock broker shall prescribe and
communicate its margin policies on haircuts/ VAR margins subject to minimum requirements
specified by SEBI and exchanges from time to time.

4. The Stock Broker shall monitor and review on a continuous basis the client’s positions with
regard to MTF. It is desirable that appropriate alert mechanism is set up through which clients
are alerted on possible breach of margin requirements.

5. Any transaction to be considered for exposure to MTF shall be determined as per the policy of
the broker provided that such determination shall happen not later than T + 1 day.

6. If the transaction is entered under margin trading account, there will not be any further
confirmation that it is margin trading transaction other than contract note.

7. In case the determination happens after the issuance of contract, the broker shall issue
appropriate records to communicate to Client the change in status of transaction from Normal
to Margin trading and should include information like the original contract number and the
margin statement and the changed data.

Client Name: ANSHUL

Client Code:
Digitally signed by
IP Address: Anshul
Date: 2025.05.22 12:59:29
+5:30
Reason: Digital Onboarding
Date & Time: 22-05-2025 12:43:57 PM
 8. The Stock Broker shall make a ‘margin call’ requiring the client to place such margin; any such
call shall clearly indicate the additional/deficient margin to be made good.

9. Time period for liquidation of position/security shall be in accordance declared policy of the
broker as applicable to all MTF clients consistently. However, the same should not be later than
5 working (trading) days from the day of ‘margin call’. If securities are liquidated, the contract
note issued for such margin call related transactions shall carry an asterisk or identifier that the
transaction has arisen out of margin call.

10. The daily margin statements sent by broker to the client shall identify the margin/collateral for
Margin Trading separately.

11. Margin Trading Accounts where there was no transactions for 90 days shall be settled
immediately.

12. The stocks pledged as collateral with the stock broker for availing margin trading facility
(Collaterals) and the stocks purchased under the margin trading facility (Funded stocks) shall be
identifiable separately and there shall not be any comingling for the purpose of computing
funding amount;

13. Stock Broker shall close/terminate the account of the client forthwith upon receipt of such
request from the client subject to the condition that the client has paid dues under Margin
Trading Facility.

Termination of relationship:

1. The margin trading arrangement between the stock broker and the client shall be terminated; if
the Stock Exchange, for any reason, withdraws the margin trading facility provided to the Stock
Broker or the Stock Broker surrenders the facility or the Stock Broker ceases to be a member of
the stock exchange.

2. The MTF facility may be withdrawn by the broker, in the event of client committing any breach
of any terms or conditions therein or at anytime after due intimation to client allowing such
time to liquidate the MTF position as per the agreed liquidation terms without assigning any
reason. Similarly, client may opt to terminate the margin trading facility in the event of broker
committing any breach of any terms or conditions therein or for any other reason.

3. In the event of termination of this arrangement, the client shall forthwith settle the dues of the
Stock Broker. The Stock Broker shall be entitled to immediately adjust the Margin Amount
against the dues of the client, and the client hereby authorizes the Stock Broker to make such
adjustment.

4. After such adjustment, if any further amount is due from the client to the Stock Broker, the
client shall settle the same forthwith. Upon full settlement of all the dues of the client to the
Stock Broker, the Stock Broker shall release the balance amount to the client.

5. If the client opts to terminate the margin trading facility, broker shall forthwith return to the
client all the collaterals provided/pledged and funded securities pledged with broker on
payment of all the dues by clients.

Client Name: ANSHUL

Client Code:
Digitally signed by
IP Address: Anshul
Date: 2025.05.22 12:59:29
+5:30
Reason: Digital Onboarding
Date & Time: 22-05-2025 12:43:57 PM
 As prescribed by BSE:

1. Stock Broker/ Trading Member is eligible to provide Margin Trading Facility (MTF) in accordance
with SEBI & Exchange Guidelines as specified from time to time.

2. Stock Broker/ Trading Member desirous of extending MTF to their clients is required to obtain
prior permission of BSE. Stock Broker/ Trading Member may note that BSE has the right to
withdraw the permission at anytime.

3. Stock Broker/ Trading Member shall extend the MTF to the client, on such terms and conditions
as specified by the Stock Exchange / SEBI from time to time. Stock Broker/ Trading Member and
the client shall abide by the requirements of the margin trading framework, including rights and
obligations, as prescribed by Stock Exchange/ SEBI/ Stock Broker/ Trading Member.

4. Stock Broker/ Trading Member shall intimate all the terms and conditions, including maximum
allowable exposure, specific stock exposures etc., as well as the rights and obligations to the
client desirous of availing MTF.

5. Stock Broker/ Trading Member may, at its sole and absolute discretion, increase the limit of
initial and/or maintenance margin, from time to time. The Client shall abide by such revision,
and where there is an upward revision of such margin amount, he agrees to make up the
shortfall within such time as the Stock Broker/ Trading Member may permit. It may however, be
noted that the initial/ maintenance margins shall never be lower than that prescribed by Stock
Exchange/ SEBI.

6. Stock Broker/ Trading Member shall provide MTF only in respect of such shares, as may be
permitted by Stock Exchange/ SEBI.

7. Stock Broker/ Trading Member shall liquidate the securities and other collateral, if the client
fails to meet the margin call to comply with the margin requirement as specified by Stock
Exchange/SEBI/ Stock Broker/ Trading Member. In this regard, Stock Broker/ Trading Member
shall also list down situations/ conditions in the which the securities may be liquidated (Stock
Broker/ Trading Member to list down situations/ conditions):

8. Stock Broker/ Trading Member shall not use the funds of one client to provide MTF to another
client, even if the same is authorized by the first client.

9. The stocks pledged as collateral with the Stock Broker/ Trading Member for availing margin
trading facility (Pledged Collaterals) and the stocks purchased under the margin trading facility
(Funded stocks) shall be identifiable separately and no comingling shall be permitted for the
purpose of computing funding amount

10. IPF shall not be available for transactions done on the Stock Exchange, through MTF, in case of
any losses suffered in connection with the MTF availed by the client.

The rights and obligations prescribed hereinabove shall be read in conjunction with the rights and
obligations as prescribed under SEBI circular no. CIR/ MIRSD/ 16/ 2011 dated August 22, 2011.

Client Name: ANSHUL

Client Code:
Digitally signed by
Anshul
IP Address: Date: 2025.05.22 12:59:29
+5:30
Reason: Digital Onboarding
Date & Time: 22-05-2025 12:43:57 PM
As prescribed by Religare Broking Ltd. (RBL)

1. Initial margins to be provided by the clients will be decided by the company management as per
its Risk Management Policy from time to time and same can be higher than the margins
prescribed by regulator/exchanges. The client agrees to pay such applicable initial margins or
such other margins as are considered necessary by the stock broker or the Exchange or as may
be directed by SEBI from time to time as applicable to Margin Trading segment in which the
client trades.

2. The client will pay the initial margin to the Stock Broker in form of cash, cash equivalent or
Group I equity shares (via pledging of securities), on which appropriate hair cut will be
applicable as specified in SEBI Master circular no. SEBI/HO/MRD/DP/CIR/P/2016/135 dated
December 16, 2016.

3. Eligible Scrips under facility: The Margin Trading facility is applicable to Group I scrips or as
specified by SEBI / Stock Exchange(s) from time to time. The broker may choose to not to
provide Margin Trading facility on certain eligible scrips at its discretion as per its risk
management policy.

4. The Client understands that it is his obligation to identify orders/trades to be shifted under MTF
at the time of placement of order

5. In order to avail margin trading facility, minimum initial margin required shall be as under:

Category of Stock Applicable margin

Group I stocks available for trading in the F & O VaR + 3 times of applicable ELM*
Segment
Group I stocks other than F&O stocks VaR + 5 times of applicable ELM*

*For aforesaid purpose the applicable VaR and ELM shall be as in the cash segment for a
particular stock.

6. The above-mentioned rates of VAR margin are minimum and the same can increased on case to
case basis at member’s discretion as per its risk management policy.

7. Limits & Exposure: RBL at its discretion will provide exposure to client based on maximum
allowable exposure limit as prescribed by SEBI/Exchange(s) from time to time. However, based
on exchange margin requirements and member’s risk perception about the market the stock
broker may set the Exposure limits on the basis of available base capital which may be total of
Ledger and stocks (after suitable margin hair cut). The exposure limits may be allowed on a
actual VAR margin basis or a specified margin depending on the Market conditions. However
RBL may use its own discretion in providing the limits in exceptional situations and may modify
limits for a client depending on market condition. In case overall positions has reached a
particular specified level in a particular scrip or across all scrips as per stock broker risk
management policy, then client may not be allowed to take further position.
8. RBL reserves the right to square-off open MTF positions of client or convert the same to normal
trades regardless of the availability of required margin in the client’s MTF ledger in case of
client’s failure to approve advance margin pledge request raised by RBL on behalf of the client
for pledging of securities purchased under MTF in favour of RBL on an immediate basis and
maximum by Settlement day. Client will be solely responsible for losses, if any, arising due to
the action of RBL.

Client Name: ANSHUL

Client Code:
Digitally signed by
Anshul
IP Address: Date: 2025.05.22 12:59:29
+5:30
Reason: Digital Onboarding

Date & Time: 22-05-2025 12:43:57 PM

9. RBL may close the existing / partial positions of a client if the margin cover falls below minimum
prescribed margin limits as specified by SEBI / Exchange(s) / RBL guidelines.

10. If debit / margin shortfall still exist after closing the client’s positions, collaterals provided by
client may also be liquidated to recover the debits / margin shortfalls.

11. Even if sufficient Margin cover is available to RBL on behalf of a client, RBL may still choose to
not to allow further positions or may close the existing position of a client, in case there are
outstanding debits in clients normal trading account or based on the market conditions and its
risk perception by RBL.

12. The above referred liquidation of client’s position / collateral may be carried out by RBL at any
point of time after the day of Margin Call.

13. The Client agrees that he will keep himself updated with regards to changes in the eligible
stocks / collaterals that can be purchased / furnished for the Margin Trading Facility by visiting
Exchange websites. The client further agrees that he will take necessary action to replenish the
margins (Cash/stocks as collaterals) in case of any margin shortfall to avoid any RMC Actions.

14. In addition to what the client has agreed in the agreement, RBL may choose to terminate a
client’s account with immediate effect, but not limited to the following reasons –

• If the client is debarred by SEBI or any other regulatory authority.

• As a part of surveillance measure, if a client appears to be indulging in manipulative
practices.
• Under the circumstances when there is a reasonable ground to believe that the client is
unable to clear its dues or has admitted its inability to pay its debt.
• If the client violates any of the terms of the agreement.

15. Interest will be charged on the MTF gross exposure or debit MTF ledger balance whichever is
higher at the rates as defined and intimated by RBL.

16. Collateral/Securities provided/pledged by client towards Margin should be totally

unencumbered.

17. Any disputes arising between the client and RBL in connection with the margin trading facility
shall have the same treatment as normal trades and will be covered under the investor
grievance redressal mechanism, arbitration mechanism of the stock exchange.

Religare Broking Limited Website: www.religareonline.com

Registered Office Address: 802 -815B, 8th Floor, Gopal Das Bhawan, 28-Barakhamba Road,
Connaught Place, New Delhi - 110001
Board line number: +91-011-49871213 | Fax: +91-011-49871189

Correspondence Address: Club 125, (Tower A), A-3,4 & 5, Sector - 125, Noida - 201301, Uttar Pradesh.
Board line number: 0120-4866666

Client Name: ANSHUL

Client Code:
Digitally signed by
Anshul
IP Address: Date: 2025.05.22 12:59:29
+5:30
Reason: Digital Onboarding

Date & Time: 22-05-2025 12:43:57 PM

Compliance Officer: Mr. Nilesh Jain, Email Id: compliance@religare.com, Contact No.:0120-486-6643

For any grievance / dispute please contact stock broker (Religare Broking Limited) at the above address or
Email id igreligare@religare.com for stock broking related dispute. In case not satisfied with the
response, please contact BSE at is@bseindia.com and Phone no. 91-22-2728097 and NSE at
ignse@nse.co.in and Phone no. +91-22-26598190

Stock Broker Registration details: Religare Broking Limited (RBL): SEBI Regn. No. INZ000174330 NSE CM,
F&O, CD TM Code: 06537 Clearing Member (F&O) No. M50235; BSE CM, F&O, CD, CO Code:
3004 Clearing No: 3004; MSEI CM, F&O, CD, TM Code: 1051 | MCX Membership No. 56560 | NCDEX
Membership No. 01276

Depository Participant: Religare Broking Limited (RBL) - NSDL: DP ID: IN 301774 | SEBI Regn. No: IN-DP-
385-2018 | CDSL DP ID: 30200 | SEBI Regn. No: IN-DP-385-2018

Religare Broking Limited (RBL): Research Analyst SEBI Regi. No: INH100006977

Religare Broking Limited (RBL): ARN No. 139809

Client Name: ANSHUL

Client Code:
IP Address: Digitally signed by
Anshul
Date: 2025.05.22 12:59:29
Date & Time: 22-05-2025 12:43:57 PM +5:30
Reason: Digital Onboarding
 Flexi Margin Plan A – Equity, Currency and Commodity – 500

Plan type Flexi Margin Plan A- Equity, Currency and

Commodity
Account Opening Charge Rs 500
Free Software Option Unified Portal (www.religareonline.com) & Mobile
App
Free Research Recommendation Notifications Life Time Free
DP AMC Waived for first year
Equity Currency Commodity
Margin Delivery Intraday/Future Options(Rs. Per Intraday/ Futures/Opt Delivery Intraday/Future Options(Rs. Per lot)
Amount* lot) Brokerage Rate (Rs. Per Lot) Bullions Rest
(Agri,
Base
metals
and
Energy)
20,000 0.40% 0.04% 100 25 0.30% 0.03% 250 100
–
<25,000

Terms & Conditions:

 The product pricing is valid for trades done in Equity Cash, Equity Futures & Options, Currency and Commodity segment only
 For accounts to be opened under this scheme a minimum cash / collateral margin based on the slab type is required to be given along with the
account opening application.
 For stock margin to be considered, demat statement must be given along with this addendum.
 Without Demat statement, stock margin will not be considered.
 Demat has to be transferred within 30 days from the date of account opening to avail the brokerage plan as per the slab type.
 DP AMC charges are waived off for the first year and applicable from second year onwards.
 For accounts with cash and stock, the sum of cash margin + stock value after haircut, will be taken as the margin amount.
 The pricing will be applicable for each leg (Buy/Sell) separately.
 For Options, the brokerage rate applicable will be the rates as per slabs given.
 The brokerage rate for each product segment will be applicable as per the plan type chosen on the account addendum and will remain unchanged.
 Inter Settlement charges only for sell transactions in case of deliveries administered from RBL beneficiary a/c shall be Rs.1 5 per transaction exclusive of
GST (as applicable).
 Administrative charges- For offline orders (on per executed order) shall be Rs.10 (maximum Rs.50 per day/per segment).
 This pricing cannot be clubbed or interchanged with any other plan type and does not allow any discount on brokerage plans.
 The product pricing is on individual accounts only and not for family accounts.
 Taxes, duties and other charges shall be levied apart from brokerage as applicable from time to time.
 Annual Subscription fee for EXE Based Diet users will be Rs.999 p.a.  Paid Research will be applicable with the charge of Rs.999 per annum.
 To subscribe for Paid Research, the customer needs to submit a separate request and applicable charges will be debited from l edger.
 Free life time Research Recommendation notifications on Mobile Dynami app.
 Minimum brokerage of 1paisa per scrip will be applicable on plans.
 Minimum brokerage charge for trading in illiquid/high risk scrips in cash segment will be 0.50 on delivery and 0.05% on intra day turnover with
minimum 5 paisa (Scrip list available under client login)
 Religare Broking Ltd. reserves the right to discontinue or withdraw the plan at any point of time without prior notice. Further RBL reserves the right to
modify, alter, amend, add or delete part or whole of the terms of this Plan.
 Disputes, if any, will be settled under the exclusive jurisdiction of Civil Courts in Mumbai where exchange has been made a party, and in all other
matters, proper courts within the area covered under the Regional Arbitration Centre shall have jurisdiction in respect of the arbitration proceedings
falling under or conducted in that Regional Arbitration Centre.

Note: Administration/Offline Order charges are subject to regulatory recommendations. These are reconciled and extra charges if any will be refunded without any
request from the client monthly.

I wish to avail the above-mentioned plan offered by you. I have understood the above plan details and agree to abide by the same. You are hereby authorized to debit
the Upfront subscription charge/Account opening charge/Software upgrade charge/Research subscription charge as applicable from my/our tra ding account for
availing the facility.

…………………………………………………………….

Client’s Signature
Digitally signed by
Anshul
Date: 2025.05.22 12:59:29
+5:30
Version 5 Reason: Digital Onboarding