depository-operations-jobs-in-bangalore, Bangalore

1 Depository Operations Jobs nearby Bangalore

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posted 2 months ago

Banking Consultant

OVERNET TRADING PRIVATE LIMITED
experience20 to >25 Yrs
Salary40 - 55 LPA
location
Bangalore, Chennai
skills
  • banking
  • depository services
  • banking operations
  • direct banking
  • core banking implementation
  • depository operations
  • derivative operations
  • exchange traded derivatives
  • capital market operations
  • consultant
Job Description
Banking Consultants provide support to bank customers and help them handle their deposits and payments. They perform both operational and clerical tasks: maintaining filing systems, collecting customer data, monitoring transactions, assessing customer credentials, and adhering to bank procedures and policies. A well-written resume sample in the field usually focuses on abilities like knowledge of banking operations, customer service skills, computer competences, confidentiality, and teamwork. Employers select resumes highlighting at least an Associates Degree in banking or finance.

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posted 2 months ago
experience5 to 9 Yrs
location
Karnataka
skills
  • Pledge
  • EDIS
  • Depository Backoffice
  • Demat Remat Request Process
  • Authorisation offmarket buy back
  • Unpledge
  • Cusa file
  • Batch export
  • Physical DIS scanning
  • Daily DIS DPU4 report
  • Easeist
  • Physical Documents indexing
  • Account Closure form batch file generation
  • Physical CMR printing
  • CDSL AUDIT data handling
Job Description
As a Depository Backoffice UAT, you will be responsible for various tasks related to demat and remat request process, including the execution of physical DIS received from clients. Your key responsibilities will include: - Authorizing off-market, buyback, and various transaction requests - Handling pledge, unpledge, invocation instruction process, and file uploads - Processing the EDIS and Cusa files from the Settlement Team - Managing off-market and buyback requests received through easiest - Exporting various batches from DP Back office and uploading them on CDAS - Scanning and uploading physical DIS in the CDSL system - Checking the Daily DIS DPU4 report for pending DIS uploads on a daily basis - Uploading monthly transaction files in Easeist as per audit requirements - Generating batch files for account closure forms and uploading them in CDSL - Handling physical documents, including scanning, inwarding, and storage - Printing, stamping, signing, and sharing physical CMR with the Customer Service Team as per client requests Additionally, you must have knowledge and experience in handling CDSL AUDIT data and responding to inspection requirements. Qualifications Required: - Knowledge and experience in depository operations - Familiarity with CDSL processes and systems - Strong attention to detail and accuracy in handling physical documents - Ability to work efficiently in a fast-paced environment Please note that CDSL AUDIT data handling and inspection response knowledge is a mandatory requirement for this role.,
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posted 2 months ago
experience0 to 3 Yrs
location
Karnataka
skills
  • Companies Act
  • MS Office
  • Compliance Management
  • SEBI LODR Regulations
  • Secretarial Standards
Job Description
As a Company Secretary at Tracxn Technologies Limited, you will be a part of the Legal & Secretarial team responsible for supporting the company's compliance and regulatory requirements. Your role will involve hands-on exposure to SEBI regulations, Companies Act compliance, stock exchange filings, and board-level governance processes. **Key Responsibilities:** - Assist in preparation and filing of statutory forms, returns, and disclosures under the Companies Act, 2013 and SEBI Listing Regulations. - Support in drafting and maintaining Board and Committee minutes, resolutions, and agenda papers. - Maintain statutory registers and assist in preparing annual reports and secretarial audit documents. - Help coordinate with stock exchanges, Registrar & Transfer Agent (RTA), and depositories. - Assist in insider trading compliance, pre-clearance workflows, and maintaining trading window closure records. - Track updates in SEBI circulars, MCA notifications, and secretarial standards, and summarize key changes for internal awareness. - Support preparation of documents for AGM/EGM, ESOP administration, and investor communication. - Liaise with internal stakeholders (finance, legal, HR, auditors) for timely compliance submissions. - Participate in governance-related projects such as board evaluation, policy updates, and process automation. **Skills & Qualifications:** - Qualified Company Secretary (CS) from the Institute of Company Secretaries of India (ICSI). - Strong understanding of Companies Act, SEBI (LODR) Regulations, and Secretarial Standards. - Excellent written and verbal communication skills. - Strong attention to detail, documentation accuracy, and confidentiality. - Proficiency in MS Office (Excel, Word, PowerPoint); exposure to compliance management tools preferred. - Eagerness to learn, adapt, and work in a fast-paced SaaS environment. At Tracxn, you will get exposure to end-to-end compliance of a listed tech company with global operations. You will receive mentorship from experienced professionals in corporate governance, finance, and legal affairs. The work environment is collaborative and growth-oriented, offering you the opportunity to build a strong foundation in listed company secretarial practices and digital compliance systems.,
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posted 1 week ago
experience0 to 4 Yrs
location
Karnataka
skills
  • Reconciliation
  • Operations
  • Verification
  • Knowledge transfer
  • Documentation
  • Process mapping
  • NSDL SPEED portal
  • Maintain records
Job Description
As an intern at the company, your day-to-day responsibilities will include: - Handling units transfer requests through the NSDL SPEED portal. - Maintaining records of transferred units and investor transaction logs. - Assisting in reconciliation of units with depositories and internal trackers. - Coordinating with the operations team for verification of demat details and follow-up on pending transfer instructions. - Supporting in knowledge transfer (KT) documentation and process mapping. - Identifying and reporting any discrepancies or delays in the transfer flow. LetsVenture is an online marketplace for startups and investors to meet. They facilitate startups" fundraise and investors" discovery of awesome startups they can invest in.,
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posted 2 weeks ago
experience5 to 9 Yrs
location
Karnataka
skills
  • Risk Management
  • Regulatory Compliance
  • SEBI Compliance
  • NSDL
  • Corporate Actions
  • Reconciliation
  • Depository Participant Operations
  • Equity Markets
  • Derivatives Markets
  • Risk Controls
  • Margin Management
  • CDSL
Job Description
As an experienced professional, you will be responsible for managing Risk Management (RMS) and Depository Participant (DP) operations. Your role will involve overseeing equity and derivatives markets, risk controls, margin management, and ensuring regulatory compliance for smooth daily operations. Key Responsibilities: - Risk Management (RMS): - Monitor real-time client risk such as margins, exposure, and trading limits. - Set and review client trading limits based on collateral, risk profile, and regulatory norms. - Execute RMS calls, square-offs, and alerts to mitigate risk. - Track MTF collateral, client pledges/unpledges, and exposure sufficiency. - Review margin files, client-wise exposure reports, and exchange submissions. - Ensure compliance with SEBI, Exchanges (NSE/BSE), and Clearing Corporations regarding margins and exposure. - Identify operational and risk gaps and suggest process improvements. - Depository Participant (DP) Operations: - Manage daily DP operations for NSDL/CDSL, including account opening, modification, and closure. - Handle Corporate Actions (CA) such as bonus, splits, dividends, rights, etc. - Perform daily reconciliation of DP holdings, client accounts, and back-office records. Qualifications Required: - Solid knowledge of equity and derivatives markets. - Experience in risk controls, margin management, and end-to-end DP processes. - Familiarity with SEBI regulations and compliance requirements. - Strong analytical skills to identify operational and risk gaps. - Ability to recommend and implement process improvements for efficient operations.,
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posted 1 week ago
experience7 to 11 Yrs
location
Karnataka
skills
  • Drafting
  • Negotiation
  • Compliance management
  • Business transactions
  • Legal advisory
  • Corporate agreements
  • Due diligence
  • Regulatory compliance
  • Corporate governance
  • Risk mitigation
  • Collaboration
  • Mentoring
  • IPO documentation
  • Transaction structuring
  • Mergers acquisitions
  • Legal proceedings representation
  • Intellectual property matters
Job Description
You are a diligent and proactive Corporate Lawyer responsible for supporting the legal needs of the organization. Your role includes drafting and negotiating contracts, managing compliance, guiding business transactions, and serving as a strategic legal advisor to the executive team. Key Responsibilities: - Draft, review, and negotiate various corporate agreements such as vendor contracts, NDAs, joint ventures, partnership agreements, and organizational documents like bylaws or articles of incorporation. - Draft and manage IPO documentation, including Red Herring Prospectus, offering circulars, underwriting agreements, depository agreements, escrow arrangements, and related securities instruments. - Expertise in IPO-related due diligence, securities filings, regulatory compliance, and transaction structuring. - Lead or assist in mergers & acquisitions, including due diligence, deal structuring, document preparation, and closing coordination. - Provide ongoing regulatory and compliance guidance covering securities, corporate governance, intellectual property, employment, tax, and industry-specific legal obligations. - Counsel on corporate governance, advising senior leadership and boards on their duties and reporting obligations. - Identify and mitigate legal and strategic risks, offering proactive solutions to support business growth and avoid legal disputes. - Represent the company in legal proceedings, arbitrations, regulator meetings, or when coordinating with external counsel. - Support intellectual property matters, including trademarks, copyrights, patents, or trade secrets, where applicable. - Collaborate across departments (Finance, HR, R&D, Operations) to align legal strategies with overall business objectives. - Mentor junior legal associates and act as a thought partner on complex legal workflows. Essential Qualifications: - Juris Doctor (JD), LLB, or equivalent legal degree; admission to the bar/licensing in the relevant jurisdiction is required. - Prior experience (7-10 years) working in corporate law, either at a law firm or in-house legal department. - Capital markets or corporate securities law, with demonstrable IPO transaction exposure. - Deep understanding of corporate, contract, securities, M&A, compliance, and IP laws. - Strong negotiation, drafting, analytical, and communication skills. - Exceptional attention to detail, with solid project-management abilities. - Ability to manage tight deadlines, multiple stakeholders, and shifting business priorities. - Sound ethical judgment, discretion, and ability to maintain confidentiality.,
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