10 Sarbanes Oxley Act Jobs nearby Bidar

Role Overview: As a Senior Internal Auditor in Information Technology, you will be responsible for executing IT audits, data analytics, and other internal audit activities across the organization's global operations. Your main focus will be evaluating the effectiveness of IT systems, processes, and controls, ensuring accuracy, compliance, and alignment with internal policies, procedures, GAAP, and applicable laws and regulations. You will play a crucial role in identifying control deficiencies, assessing risks, and providing actionable recommendations to enhance internal controls and governance frameworks. Key Responsibilities: - Perform testing of IT Application Controls, Information Provided by the Entity (IPE), Interface Controls, and IT General Controls review. - Conduct risk assessment, identification, and evaluation of controls. - Plan and execute audits, including SOX and internal audits. - Maintain relationships with client management and Project Manager(s) to manage expectations. - Demonstrate a thorough understanding of complex information systems. - Coordinate effectively with the Engagement Manager and Company Management. - Support internal audits that require data analytics skills. - Perform additional duties as assigned. Qualifications Required: - Strong analytical and problem-solving skills. - Experience in data analysis using tools such as Alteryx, Power BI, Python, or R. - Ability to prepare clear and organized audit work papers. - Excellent communication skills. - Proficiency in Microsoft Word, Excel, Visio, and other MS Office tools. - Knowledge of security measures and auditing practices. - Exposure to Risk Management and Governance Frameworks/Systems is an advantage. - 4-7 years of auditing experience with a focus on IT audits and data analytics. - Bachelor's degree in Accounting, Finance, Computer Science, Information Technology, or a related field. - Certified Information Systems Auditor (CISA) or Diploma in Information System Auditing preferred. - Knowledge of GAAP, GAAS, IIA, COSO, Sarbanes-Oxley Act, and progressive internal auditing techniques.,

Role Overview: As a Finance Specialist at Caterpillar Inc., you will be part of the Centre of Excellence in Dealer Finance Team, providing central support to region Finance representatives. Your role will involve leveraging technical skills such as Power BI to drive process improvement and ensure timely administration of dealer receivables, country limits, country exposure, compliance documents, and access management. Key Responsibilities: - Collect financial data, analyze confidential financial reports, and evaluate the financial strength in assigned region(s). Provide preliminary insights for region finance representatives to further investigate. - Assist dealers in financial planning, credit and collections, accounting, cash management, etc., in collaboration with the Finance Manager. Report financial trends and identify problem areas affecting dealer performance, recommending solutions to dealers, Region Finance, District, and Vice Presidents. - Participate in projects aimed at enhancing/automating current dealer financial reporting/analysis and improving existing processes. - Monitor compliance with Dealer Finance Procedures, Sarbanes Oxley Act, and Treasury Letters, including but not limited to country limit, country exposure, and user access management. Qualifications Required: - A degree in Finance, Business Administration, Economics, Accounting, or Business Analytics from a college. - 3-5 years of practical experience in financial management and corporate finance is desired. - Experience with Power BI is preferred. - Credit/risk management/treasury experience is a plus. - Excellent verbal and written communication skills in English, along with the ability to work effectively with a diverse workforce and dealer management. - Good project management skills and data analytical skills, with an understanding of commercial needs. Additional Details: This position requires working onsite five days a week. Caterpillar does not currently sponsor employment visa status for this position but offers job opportunities outside of India through their employment website. Relocation is available for this position. About Caterpillar: Caterpillar Inc. is a global leader in manufacturing construction and mining equipment, off-highway diesel and natural gas engines, industrial gas turbines, and diesel-electric locomotives. With a commitment to a reduced-carbon future, Caterpillar has been helping customers build a better, more sustainable world for nearly 100 years. They offer a total rewards package that includes day one benefits, potential variable bonus, paid annual leave, flexi leave, medical, and insurance. Please check your email frequently for updates on your application status. If you are interested in joining the Caterpillar team, apply with an English version of your CV through their career website. Posting Dates: November 24, 2025 - November 30, 2025 Caterpillar is an Equal Opportunity Employer, welcoming qualified applicants of any age to apply.,

Role Overview: As a Risk Manager (RM) for Commercial Operations at Microsoft, your primary responsibility will be to serve as the guardian of compliance, governance, and risk mitigation throughout the end-to-end revenue operations lifecycle. Your core mandate will involve embedding robust risk controls and compliance checks at every stage of the Quote to Cash (Q2C) process. You will play a crucial role in ensuring that Microsoft's revenue engine operates smoothly and efficiently while meeting legal, financial, and regulatory requirements without hindering business operations. Key Responsibilities: - Act as an expert checkpoint for complex or non-standard deals, ensuring contract terms and discounts align with corporate compliance guidelines and risk appetite. - Monitor and resolve issues during revenue operations processing, reviewing escalations, and advising on deal exceptions in real-time. - Collaborate with key stakeholders to ensure compliant processing of all revenue at each financial closing period. - Oversee end-to-end operational compliance in Q2C, including managing an Enterprise Risk Management (ERM) program covering various areas such as Business Continuity Planning, Trade compliance, Privacy and Security incident management. - Ensure the business is always Audit ready and support internal and external auditors in audit planning and execution. - Own and monitor controls to ensure the integrity of revenue and financial reporting, including Sarbanes-Oxley (SOX) controls and other operational controls in the Q2C process. - Provide risk and compliance input for new products, programs, or process changes before launch to ensure compliance by design. - Continuously monitor transactional data and processes to detect emerging risks and drive improvements. - Design programs to promote a culture of compliance across Microsoft. Qualifications Required: - Bachelor's degree in business, Operations, Finance, Legal, or related field; or equivalent experience in process management or process improvement. - Experience in deal risk management, legal/regulatory controls, and policy enforcement. - Preferred knowledge of Microsoft Commercial Volume Licensing and Services offerings. Preferred Qualifications: - Experience in driving operational performance and improvements. - Experience working in a complex, fast-paced, cross-functional, and high-change environment. - Experience collaborating across business and technical teams. - Working knowledge of international business practices. Note: Benefits/perks mentioned may vary based on the nature of employment with Microsoft and the country of work.,

As a member of the EY GRC Tech team, you will play a crucial role in contributing technically to IT Risk and Assurance client engagements, as well as Transformation projects. Your responsibilities will include actively establishing, maintaining, and strengthening internal and external relationships. Identifying potential business opportunities for Ernst & Young within existing engagements and escalating them as necessary will be a key part of your role. Additionally, you will be expected to anticipate and identify risks within engagements and communicate any issues to senior team members. **Key Responsibilities:** - Interact with business stakeholders to gather, understand, document, and analyze business requirements. - Analyze reports and assessments to provide insights on whether a solution/technology being implemented is meeting business requirements. - Evaluate business models, processes, and operations to develop a good understanding of business needs and requirements. - Perform control testing for both ITAC & ITGC as per the client scope and requirement. - Work effectively as a team member, share responsibility, provide support, maintain communication, and update senior team members on the progress of tasks. - Conduct research and assist senior team members in preparing client presentations and information memorandums. - Continuously strive towards exceeding client & team expectations and work on increasingly complex assignments. - Develop and maintain productive working relationships with client/onsite personnel. **Qualifications Required:** - Minimum 1-3 years of experience in SAP IT Audit with knowledge of IT governance practices. - Good functional understanding of the application/module being implemented and ability to provide a holistic view from both business process risks and controls as well as roles and authorizations perspectives. - Understanding of business processes, controls frameworks, compliances and regulations, and segregation of duty concepts in an SAP ERP environment (SAP ECC & S4 HANA). - Strong experience in performing test of design and effectiveness for internal controls related to SOD, ITAC, ITDM, ICFR and IFRS along with the ability to suggest best practice recommendations. - Good understanding of risks and controls for S/4 HANA modules (Simple Finance, Simple Logistics, Cash Management, TRM, etc.) and Fiori apps. - Strong knowledge of automated, semi-automated, and manual controls for configuration, data migration, interfaces to mobile devices and cloud platforms in SAP ECC and S/4 HANA environment. - Professional consulting experience in technology risk management ideally with a Big 4 or similar large consulting firm will be preferred. By joining EY, you will have the opportunity to work on inspiring and meaningful projects, surrounded by engaging colleagues. You will have the freedom to develop new skills, progress your career, and control your own development with an individual progression plan. Additionally, you will be part of an interdisciplinary environment that emphasizes high quality and knowledge exchange. EY offers support, coaching, and feedback from experienced colleagues, as well as the opportunity to shape your role in a way that suits you best. EY is dedicated to building a better working world by creating new value for clients, people, society, and the planet, while building trust in capital markets. With the help of data, AI, and advanced technology, EY teams assist clients in shaping the future with confidence and developing solutions for today's and tomorrow's most pressing issues. EY provides services across assurance, consulting, tax, strategy, and transactions, leveraging sector insights and a globally connected network to operate in more than 150 countries and territories.,

Role Overview: You will be responsible for designing, testing, and maintaining software programs for operating systems or applications to be deployed at client end, ensuring they meet 100% quality assurance parameters. Key Responsibilities: - Manage the Sarbanes-Oxley (SOX) IT compliance Testing for all programs across the organization - Ensure robust IT general controls (ITGCs), application controls, and interface controls are tested and remediated effectively - Act as a strategic partner to internal stakeholders including Finance, Internal Audit, IT, and external auditors - Maintain a strong control environment in line with regulatory requirements - Understand IT SOX program lifecycle, including risk assessment, SOX testing, deficiency tracking, and remediation planning - Partner with Internal Audit, IT, Finance, and Business stakeholders to ensure controls are properly designed & tested - Test tools and automation of compliance processes including evidence collection and assessment, controls operation, and Identity & Access Management Qualifications Required: - 8+ years of experience in SOX compliance, IT audit, or IT risk management Additional Details: You will be joining a modern Wipro, an end-to-end digital transformation partner with ambitious goals. The company values reinvention and empowers its employees to evolve constantly. Wipro seeks individuals inspired by reinvention of themselves, their careers, and their skills. As the world changes, Wipro adapts, and you will be part of a business powered by purpose and a culture that encourages you to design your own reinvention.,

As a Wealth Solutions and Retail Banking Global Reconciliation professional at Standard Chartered, you will play a crucial role in ensuring optimal end-to-end delivery of financial controls. Your responsibilities will include: - Leading the reconciliation strategy for Wealth Solutions and Retail Banking Global Reconciliation function across markets, products, and account types - Driving the alignment of GRU services with operational and technology change deliverables - Supporting Product, Operations, and other Value centers on a day-to-day basis in process changes, improvements, and new product launches - Leading re-engineering initiatives for identification of cost-saves, process improvement opportunities, and customer service enhancement In terms of qualifications, you should be a Chartered Accountant or equivalent with expertise in Financial Accounting, Financial Reconciliations, and Sarbanes and Oxley Act (UK SOX). Standard Chartered is an international bank committed to driving commerce and prosperity through diversity. If you are looking for a purpose-driven career in a bank that values difference and advocates inclusion, we want to hear from you. Our core values include doing the right thing, never settling, and being better together. In return for your contributions, we offer a range of benefits including core bank funding for retirement savings, medical, and life insurance, flexible working options, proactive wellbeing support, continuous learning opportunities, and an inclusive work culture. Join us at Standard Chartered and be part of a team that celebrates diversity and empowers individuals to realize their full potential. Visit www.sc.com/careers to explore career opportunities with us.,

As a Sr. Associate in the Internal Audit Services team, your role will involve working closely with clients from various industries to drive internal audit engagements, ensure compliance, and enhance internal controls. This is an excellent opportunity to advance your career in risk advisory, process improvement, and audit consulting with a leading consulting firm. **Key Responsibilities:** - Execute Internal Audit / Process Audit engagements using structured methodologies and frameworks. - Assess and test controls in alignment with the COSO Framework and Sarbanes-Oxley Act (SOX) requirements. - Evaluate business processes, sub-processes, and activities to identify risk areas and control gaps. - Demonstrate proficiency in internal control concepts such as Preventive, Detective, and Anti-Fraud Controls. - Validate process controls in ERP / IT systems environments. - Apply knowledge of relevant laws and regulations (e.g., Income Tax Act 1967, Companies Act 1956, Prevention of Food Adulteration Act, etc.). - Collaborate with stakeholders to discuss findings and propose actionable recommendations. - Prepare audit documentation, client deliverables, and status reports. - Provide guidance and support to associates/specialists in audit assignments as needed. - Utilize GRC tools/APM systems for monitoring and reporting. **Qualifications Required:** - Strong expertise in Internal Audit concepts, methodology, and execution. **Preferred Skills:** - Internal Audit experience across industries such as: - Technology, Media & Telecom (TMT) - Manufacturing, Retail, FMCG, Pharma, Hospitality - Energy, Power, Mining, Oil & Gas, Infrastructure - IT/ITES, Healthcare - Strong analytical, communication, and client-interaction skills. - Experience in a consulting or professional services environment would be advantageous. **Educational Qualifications:** - Preferred: MBA / CA - Acceptable: ACCA, Semi-Qualified CA, B.Com, or other relevant graduates - Note: Fully Qualified CA candidates will not be considered. In addition, this is a full-time, permanent position offering benefits such as health insurance and provident fund. The job requires a Bachelor's degree, a minimum of 2 years of experience in Internal Audit / Process Audit, proficiency in English, and the ability to work in Bangalore, Karnataka, in person.,

Role Overview: As a Sr. Analyst, SOX Testing at Synchrony, you will be responsible for conducting design and operating effectiveness testing of controls for the Sarbanes-Oxley (SOX) program, with a primary focus on financial reporting controls supporting the development of Synchrony's financial statements. You will report to the VP, Senior SOX Testing Manager and work closely with internal and external stakeholders to assess the effectiveness of controls in mitigating operational, regulatory, and financial risks. Key Responsibilities: - Execute control testing, ensuring high-quality deliverables are produced on time and within budget, in compliance with departmental and professional standards - Assist the Senior Manager in building the SOX testing program and establish positive relationships with control owners - Identify control gaps, propose solutions to address them, and obtain management action plans for remediation - Apply audit sampling and testing techniques following industry and departmental standards - Utilize tools like Excel and data analytics packages to perform control tests efficiently - Communicate test results to stakeholders and document issue validation and close audit findings - Maintain internal audit competency through continuous professional development and pursuit of internal audit certifications - Perform other assigned duties and special projects Qualification Required: - Bachelor's degree in finance, accounting, business, or related field with a minimum of 3+ years of experience in audit, financial control, or control testing; or 5+ years of experience in the absence of a degree - Minimum of 3+ years of experience in SOX audit or in an industry with SOX 404 regulatory requirements - Working knowledge of Sarbanes Oxley Act Section 404, control framework (COSO), and auditing standards - Strong Microsoft Office skills, including Excel, Word, PowerPoint, and Outlook Additional Company Details: Synchrony is a leading consumer financial services company known for its complete digitally enabled product suites. The company has received several accolades for being one of the best workplaces in India and offers flexibility, choice, and a range of employee benefits to support work-life integration and overall well-being. Internal Audit at Synchrony plays a crucial role in enhancing the organization's governance, risk management, and controls to support agile and innovative growth. Grade/Level: 09,

Your work at Caterpillar Inc. shapes the world by contributing to the creation of stronger, more sustainable communities. As a Finance Specialist Dealer Support, your main responsibilities will include: - Conducting Dealer Financial Analysis/Financial Health: - Analyzing confidential financial reports to evaluate the financial strength of India Region dealers. - Assisting dealers in financial planning, credit and collections, accounting, and cash management. - Reporting financial trends and issues affecting dealer performance, recommending solutions to dealers and management. - Collaborating with industry partners on strategic deals and initiatives. - Asset Management: - Assisting dealers in continuity planning to assess the financial impact during transitions to new owners. - Evaluating proposals from prospective dealer candidates and making recommendations. - Financial Institution Relationship: - Supporting dealers in securing affordable financing and flexible credit line arrangements. - Analyzing existing lending agreements and participating in negotiations with dealers and lenders. - Other Governance: - Monitoring compliance with Dealer Finance Procedures, Sarbanes Oxley Act, and Treasury Letters. - Performing other duties as assigned by Caterpillar management. Qualifications required for this role include: - Bachelor's degree in Finance, Business Administration, Economics, Accounting, or Business Analytics. - 5+ years of practical experience in financial management and corporate finance. - Excellent verbal and written communication skills. - Strong financial and data analytical skills with an understanding of commercial needs. - Previous experience with PowerBI is preferred. Additional Details: This position involves on-site work five days a week and may require up to 10-15% travel. Unfortunately, relocation is not available for this role. Caterpillar does not sponsor employment visas for this position at present. However, global opportunities can be explored through the Caterpillar careers website. At Caterpillar, you can expect a rewarding career with a total rewards package that includes day one benefits and potential bonuses. Benefits also include paid annual leave, flexi leave, medical, and insurance (pro-rated based on hire date). Caterpillar Inc. is a global leader in construction and mining equipment, engines, gas turbines, and locomotives. With a commitment to sustainability and innovation, Caterpillar has been helping customers build a better world for almost a century. If you are interested in joining the Caterpillar team, please apply with an English version of your CV. We look forward to the opportunity of working together to shape a better future.,

As an AVP, SOX Testing Analytics Lead at Synchrony, you will play a crucial role in enhancing key components of Sarbanes-Oxley (SOX) compliance testing through the development and implementation of data analytics and testing automation. Your primary responsibilities will include: - Designing, developing, and executing data analytics solutions to support SOX compliance testing, such as automated control testing, exception identification, and risk assessment - Applying data mining, statistical analysis, and visualization techniques to assess control effectiveness and identify risk indicators - Leveraging advanced AI technologies, including robotic process automation and machine learning, to enhance and automate key components of SOX testing - Collaborating with various teams to identify analytical approaches that improve control testing coverage and detect anomalies or deficiencies - Supporting continuous improvement initiatives by automating manual testing processes and developing scalable analytics frameworks - Preparing high-quality deliverables, including dashboards, reports, and documentation of analytic methodologies in accordance with professional audit and SOX standards - Effectively communicating analytic insights and findings to senior management and external auditors - Coordinating with external auditors to align analytical testing efforts across assurance functions - Staying informed on emerging data analytics tools, AI technologies, and regulatory requirements related to SOX compliance Qualifications required for this role include: - A degree in Engineering, Business Analytics, Data Science, Information Technology, Finance, or related field, with a minimum of 6+ years of relevant work experience - Minimum 2+ years of experience in developing and implementing data analytics or similar innovation strategies, preferably in Big 4 accounting firms or large financial institutions - Ability to analyze large datasets, familiarity with databases and ERP systems, and solid communication skills - Strong project and time management skills, with the ability to prioritize multiple concurrent initiatives - Relevant certifications such as CISA, CISM, Certified Data Analyst, or similar credentials are a plus - Excellent attention to detail, critical thinking skills, and problem-solving abilities Desired skills and knowledge include: - 4+ years of experience in the Financial Services industry or internal audit data analytics environment - Working knowledge of Sarbanes-Oxley Act requirements and IT/general control environments - Expertise in data analytics tools such as ACL, SAS, SQL, Python, R, Tableau, Power BI, or AI tools - Experience in automating control testing and continuous monitoring methodologies - Ability to develop dashboards and visual reports to facilitate decision-making - Strong Microsoft Office skills, especially Excel for data analysis and PowerPoint for presentations If you meet the eligibility criteria and have the necessary skills and experience, this role offers Enhanced Flexibility and Choice, allowing you to work remotely or from the office with flexible hours. Please discuss any exceptions with the hiring manager for more details.,