Asynchronous common subset (ACS) has been extensively studied since the asynchronous Byzantine fault tolerance (BFT) framework was introduced by Ben-Or, Kemler, and Rabin (BKR). The line of work (i.e., HoneyBadgerBFT, BEAT, EPIC) uses parallel reliable broadcast (RBC) and asynchronous binary agreement (ABA) instances to reach an agreement on a subset of proposed transactions. In this paper, we further progress the BKR paradigm by presenting Janus, the first hybrid ACS protocol...

Byzantine Fault Tolerance (BFT) Consensus protocols with trusted hardware assistance have been extensively explored for their improved resilience to tolerate more faulty processes. Nonetheless, the potential of trust hardware has been scarcely investigated in leaderless BFT protocols. RedBelly is assumed to be the first blockchain network whose consensus is based on a truly leaderless BFT algorithm. This paper proposes a trusted hardware-assisted leaderless BFT consensus protocol by offering...

This work addresses the problem of Byzantine Fault-Tolerant (BFT) Total-Order Broadcast (TOB) in a dynamically available setting, where parties can transition between online and offline states without knowing the number of active parties. Existing dynamically available protocols rely on a synchronous network assumption, which means their latency remains tied to the pessimistic network delay $\Delta$, even when the actual network delay is $\delta << \Delta$. This raises the question of...

Directed Acyclic Graph (DAG)-based BFT consensus protocols often suffer from limited throughput and scalability due to bandwidth-intensive data replication to all participants. However, it is sufficient to replicate data to a smaller sub-committee of parties that holds an honest majority with high probability. In this work, we introduce tribe-assisted reliable broadcast, a novel primitive that ensures reliable broadcast (RBC) properties within a smaller honest-majority...

The performance of traditional BFT protocols significantly decreases as $n$ grows ($n$ for the number of replicas), and thus, they support up to a few hundred replicas. Such scalability issues severely limit the application scenarios of BFT. Meanwhile, the committee sampling technique has the potential to scale the replica size significantly by selecting a small portion of replicas as the committee and then conveying the consensus results to the rest. However, this technique is rarely used...

Most practical synchronous Byzantine fault-tolerant (BFT) protocols, such as Sync HotStuff (S&P 2020), follow the convention of partially synchronous BFT and adopt a deterministic design. Indeed, while these protocols achieve O(n) time complexity, they exhibit impressive performance in failure-free scenarios. This paper challenges this conventional wisdom, showing that a randomized paradigm terminating in expected O(1) time may well outperform prior ones even in the failure-free...

When Nakamoto invented Bitcoin, the first generation of cryptocurrencies followed it in applying POW (Proof of Work) consensus mechanism; due to its excessive energy consumption and heavy carbon footprints, new innovations evolved like Proof of Space, POS (Proof of Stake), and a lot more with many variants for each. Furthermore, the emergence of more blockchain applications and kinds beyond just cryptocurrencies needed more consensus mechanisms that is optimized to fit requirements of each...

Current DAG-based BFT protocols face a critical trade-off: certified DAGs provide strong security guarantees but require additional rounds of communication to progress the DAG construction, while uncertified DAGs achieve lower latency at the cost of either reduced resistance to adversarial behaviour or higher communication costs. This paper presents Starfish, a partially synchronous DAG-based BFT protocol that achieves the security properties of certified DAGs, the efficiency of...

BFT protocols usually have a waterfall-like degradation in performance in the face of crash faults. Some BFT protocols may not experience sudden performance degradation under crash faults. They achieve this at the expense of increased communication and round complexity in fault-free scenarios. In a nutshell, existing protocols lack the adaptability needed to perform optimally under varying conditions. We propose TockOwl, the first asynchronous consensus protocol with fault adaptability....

Byzantine fault-tolerant (BFT) state machine replication (SMR) protocols form the basis of modern blockchains as they maintain a consistent state across all blockchain nodes while tolerating a bounded number of Byzantine faults. We analyze BFT SMR in the excessive fault setting where the actual number of Byzantine faults surpasses a protocol's tolerance. We start by devising the very first repair algorithm for linearly chained and quorum-based partially synchronous SMR to recover from...

Directed Acyclic Graph (DAG) based protocols have shown great promise to improve the performance of blockchains. The CAP theorem shows that it is impossible to have a single system that achieves both liveness (known as dynamic availability) and safety under network partition.This paper explores two types of DAG-based protocols prioritizing liveness or safety, named structured dissemination and Graded Common Prefix (GCP), respectively. For the former, we introduce the first...

The increasing number of blockchain projects introduced annually has led to a pressing need for secure and efficient interoperability solutions. Currently, the lack of such solutions forces end-users to rely on centralized intermediaries, contradicting the core principle of decentralization and trust minimization in blockchain technology. In this paper, we propose a decentralized and efficient interoperability solution (aka Bridge Protocol) that operates without additional trust assumptions,...

\textit{Federated Learning} (FL) is a distributed machine learning paradigm that allows multiple clients to train models collaboratively without sharing local data. Numerous works have explored security and privacy protection in FL, as well as its integration with blockchain technology. However, existing FL works still face critical issues. \romannumeral1) It is difficult to achieving \textit{poisoning robustness} and \textit{data privacy} while ensuring high \textit{model accuracy}....

The increased throughput offered by modern blockchains, such as Sui, Aptos, and Solana, enables processing thousands of transactions per second, but it also introduces higher costs for decentralized application (dApp) developers who need to track and verify changes in the state of their application. This is true because dApp developers run full nodes, which download and re-execute every transaction to track the global state of the chain. However, this becomes prohibitively expensive for...

Frontrunning is rampant in blockchain ecosystems, yielding attackers profits that have already soared into several million. Most existing frontrunning attacks focus on manipulating transaction order (namely, prioritizing attackers' transactions before victims' transactions) $\textit{within}$ a block. However, for the emerging directed acyclic graph (DAG)-based blockchains, these intra-block frontrunning attacks may not fully reveal the frontrunning vulnerabilities as they introduce block...

This paper presents a collection of lessons learned from analyzing the real-world security of various Byzantine Fault Tolerant (BFT) consensus protocol implementations. Drawing upon our experience as a team of security experts who have both developed and audited BFT systems, including BA★, HotStuff variants, Paxos variants, and DAG-based algorithms like Narwhal and Bullshark, we identify and analyze a variety of security vulnerabilities discovered in the translation of theoretical protocols...

Blockchain consensus, a.k.a. BFT SMR, are protocols enabling $n$ processes to decide on an ever-growing chain. The fastest known asynchronous one is called 2-chain VABA (PODC'21 and FC'22), and is used as fallback chain in Abraxas* (CCS'23). It has a claimed $9.5\delta$ expected latency when used for a single shot instance, a.k.a. an MVBA. We exhibit attacks breaking it. Hence, the title of the fastest asynchronous MVBA with quadratic messages complexity goes to sMVBA (CCS'22), with...

Arma is a Byzantine Fault Tolerant (BFT) consensus system designed to achieve horizontal scalability across all hardware resources: network bandwidth, CPU, and disk I/O. As opposed to preceding BFT protocols, Arma separates the dissemination and validation of client transactions from the consensus process, restricting the latter to totally ordering only metadata of batches of transactions. This separation enables each party to distribute compute and storage resources for transaction...

Byzantine fault-tolerant (BFT) protocols are known to suffer from the scalability issue. Indeed, their performance degrades drastically as the number of replicas $n$ grows. While a long line of work has attempted to achieve the scalability goal, these works can only scale to roughly a hundred replicas. In this paper, we develop BFT protocols from the so-called committee sampling approach that selects a small committee for consensus and conveys the results to all replicas. Such an...

State-of-the-art asynchronous Byzantine Fault Tolerance (BFT) protocols integrate a partially-synchronous optimistic path. The holy grail in this paradigm is to match the performance of a partially-synchronous protocol in favorable situations and match the performance of a purely asynchronous protocol in unfavorable situations. Several prior works have made progress toward this goal by matching the efficiency of a partially-synchronous protocol in favorable conditions. However, their...

We present Rondo, a scalable and reconfiguration-friendly distributed randomness beacon (DRB) protocol in the partially synchronous model. Rondo is the first DRB protocol that is built from batched asynchronous verifiable secret sharing (bAVSS) and meanwhile avoids the high $O(n^3)$ message cost, where $n$ is the number of nodes. Our key contribution lies in the introduction of a new variant of bAVSS called batched asynchronous verifiable secret sharing with partial output (bAVSS-PO)....

Multi-valued Validated Byzantine Agreement (MVBA) is vital for asynchronous distributed protocols like asynchronous BFT consensus and distributed key generation, making performance improvements a long-standing goal. Existing communication-optimal MVBA protocols rely on computationally intensive public-key cryptographic tools, such as non-interactive threshold signatures, which are also vulnerable to quantum attacks. While hash-based MVBA protocols have been proposed to address these...

Directed Acyclic Graph (DAG) based BFT protocols balance consensus efforts across different parties and maintain high throughput even when some designated parties fail. However, existing DAG-based BFT protocols exhibit long latency to commit decisions, primarily because they have a \emph{leader} every 2 or more ``rounds''. Recent works, such as Shoal (FC'23) and Mysticeti, have deemed supporting a leader vertex in each round particularly difficult, if not impossible. Consequently, even under...

Targeted Denial-of-Service (DoS) attacks have been a practical concern for permissionless blockchains. Potential solutions, such as random sampling, are adopted by blockchains. However, the associated security guarantees have only been informally discussed in prior work. This is due to the fact that existing adversary models are either not fully capturing this attack or giving up certain design choices (as in the sleepy model or asynchronous network model), or too strong to be...

Sharding enhances blockchain scalability by dividing the network into shards, each managing specific unspent transaction outputs or accounts. As an introduced new transaction type, cross-shard transactions pose a critical challenge to the security and efficiency of sharding blockchains. Currently, there is a lack of a generic sharding blockchain consensus pattern that achieves both security and low overhead. In this paper, we present Kronos, a secure sharding blockchain consensus...

To improve the throughput of Byzantine Fault Tolerance (BFT) consensus protocols, the Directed Acyclic Graph (DAG) topology has been introduced to parallel data processing, leading to the development of DAG-based BFT consensus. However, existing DAG-based works heavily rely on Reliable Broadcast (RBC) protocols for block broadcasting, which introduces significant latency due to the three communication steps involved in each RBC. For instance, DAGRider, a representative DAG-based protocol,...

To enable parallel processing, the Directed Acyclic Graph (DAG) structure is introduced to the design of asynchronous Byzantine Fault Tolerant (BFT) consensus protocols, known as DAG-based BFT. Existing DAG-based BFT protocols operate in successive waves, with each wave containing three or four Reliable Broadcast (RBC) rounds to broadcast data, resulting in high latency due to the three communication steps required in each RBC. For instance, Tusk, a state-of-the-art DAG-based BFT protocol,...

The conventional Byzantine fault tolerance (BFT) paradigm requires replicated state machines to execute deterministic operations only. In practice, numerous applications and scenarios, especially in the era of blockchains, contain various sources of non-determinism. Despite decades of research on BFT, we still lack an efficient and easy-to-deploy solution for BFT with non-determinism—BFT-ND, especially in the asynchronous setting. We revisit the problem of BFT-ND and provide a formal and...

Although having been popular for a long time, Byzantine Fault Tolerance (BFT) consensus under the partially-synchronous network is denounced to be inefficient or even infeasible in recent years, which calls for a more robust asynchronous consensus. On the other hand, almost all the existing asynchronous consensus are too complicated to understand and even suffer from the termination problem. Motivated by the above problems, we propose SimpleFT in this paper, which is a simple asynchronous...

The adoption of Distributed Ledger Technology (DLT) for critical financial infrastructures like Central Bank Digital Currencies (CB- DCs) is hindered by a significant performance gap. Permissioned blockchains such as Hyperledger Fabric, while conceptually suit- able, are limited by architectural bottlenecks in their monolithic peer design and consensus mechanisms, preventing them from achieving the required scale. This paper presents a fundamental re-architecture of Hyper- ledger...

The Byzantine Fault Tolerance (BFT) protocol is a long-standing topic. Recently, a lot of efforts have been made in the research of asynchronous BFT. However, the existing solutions cannot adapt well to the flexible network environment, and suffer from problems such as high communication complexity or long latency. To improve the efficiency of BFT consensus in flexible networks, we propose FaBFT. FaBFT's clients can make their own assumptions about the network conditions, and make the most...

Motivated by proof-of-stake (PoS) blockchains such as Ethereum, two key desiderata have recently been studied for Byzantine-fault tolerant (BFT) state-machine replication (SMR) consensus protocols: Finality means that the protocol retains consistency, as long as less than a certain fraction of validators are malicious, even in partially-synchronous environments that allow for temporary violations of assumed network delay bounds. Accountable safety means that in any case of inconsistency, a...

We present Phoenixx, a round and leader based Byzantine fault tolerant consensus protocol, that operates in the partial synchrony network communications model. Phoenixx combines the three phase approach from HotStuff, with a novel Endorser Sampling, that selects a subset of nodes, called endorsers, to "compress'' the opinion of the network. Unlike traditional sampling approaches that select a subset of the network to run consensus on behalf of the network and disseminate the outcome,...

Classic BFT consensus protocols guarantee safety and liveness for all clients if fewer than one-third of replicas are faulty. However, in applications such as high-value payments, some clients may want to prioritize safety over liveness. Flexible consensus allows each client to opt for a higher safety resilience, albeit at the expense of reduced liveness resilience. We present the first construction that allows optimal safety-liveness tradeoff for every client simultaneously. This...

Byzantine fault-tolerant state machine replication (BFT-SMR) replicates a state machine across a set of replicas, and processes requests as a single machine even in the presence of Byzantine faults. Recently, synchronous BFT-SMRs have received tremendous attention due to their simple design and high fault-tolerance threshold. In this paper, we propose Arena, the first multi-leader synchronous BFT-SMR. Thanks to the synchrony assumption, Arena gains the performance benefit from...

To reduce latency and communication overhead of asynchronous Byzantine Fault Tolerance (BFT) consensus, an optimistic path is often added, with Ditto and BDT as state-of-the-art representatives. These protocols first attempt to run an optimistic path that is typically adapted from partially-synchronous BFT and promises good performance in good situations. If the optimistic path fails to make progress, these protocols switch to a pessimistic path after a timeout, to guarantee liveness in an...

In this paper, we observe that it is possible to solve partially-synchronous BFT and simultaneously achieves $O(n^2)$ worst-case communication, optimistically linear communication, a two-phase commit regime within a view, and optimistic responsiveness. Prior work falls short in achieving one or more of these properties, e.g., the most closely related work, HotStuff, requires a three-phase view while achieving all other properties. We demonstrate that these properties are achievable through a...

Byzantine Fault-Tolerant (BFT) protocols that are based on Directed Acyclic Graphs (DAGs) are attractive due to their many advantages in asynchronous blockchain systems. These DAG-based protocols can be viewed as a simulation of some BFT protocol on a DAG. Many DAG-based BFT protocols rely on randomization, since they are used for agreement and ordering of transactions, which cannot be achieved deterministically in asynchronous systems. Randomization is achieved either through local sources...

Asynchronous common subset (ACS) is a powerful paradigm enabling applications such as Byzantine fault-tolerance (BFT) and multi-party computation (MPC). The most efficient ACS framework in the information-theoretic setting is due to Ben-Or, Kelmer, and Rabin (BKR, 1994). The BKR ACS protocol has been both theoretically and practically impactful. However, the BKR protocol has an $O(\log n)$ running time (where $n$ is the number of replicas) due to the usage of $n$ parallel asynchronous...

Asynchronous Byzantine fault-tolerance (BFT) protocols (e.g., HoneyBadger and Dumbo family protocols) have received increasing attention as the consensus mechanism of permissioned blockchains, given their particular robustness against timing and performance attacks. However, there is a substantial performance gap before they can be applied in real systems. In this paper, we identify and address two critical issues, and design Dory, an asynchronous BFT consensus protocol with improved...

Player-replaceability is a property of a blockchain protocol that ensures every step of the protocol is executed by an unpredictably random (small) set of players; this guarantees security against a fully adaptive adversary and is a crucial property in building permissionless blockchains. Forensic Support is a property of a blockchain protocol that provides the ability, with cryptographic integrity, to identify malicious parties when there is a safety violation; this provides the ability...

Bitcoin's longest-chain protocol pioneered consensus under dynamic participation, also known as sleepy consensus, where nodes do not need to be permanently active. However, existing solutions for sleepy consensus still face two major issues, which we address in this work. First, existing sleepy consensus protocols have high latency (either asymptotically or concretely). We tackle this problem and achieve $4\Delta$ latency ($\Delta$ is the bound on network delay) in the best case, which is...

We provide an expressive framework that allows analyzing and generating provably secure, state-of-the-art Byzantine fault-tolerant (BFT) protocols. Our framework is hierarchical, including three layers. The top layer is used to model the message pattern and abstract key functions on which BFT algorithms can be built. The intermediate layer provides the core functions with high-level properties sufficient to prove the security of the top-layer algorithms. The bottom layer carefully defines...

The LMD GHOST consensus protocol is a critical component of proof-of-stake Ethereum. In its current form, this protocol is brittle, as evidenced by recent attacks and patching attempts. We propose Goldfish, a new protocol that satisfies key properties required of a drop-in replacement for LMD GHOST: Goldfish is secure in the sleepy model, assuming a majority of the validators follows the protocol. Goldfish is reorg resilient so that honestly produced blocks are guaranteed inclusion in the...

Dynamic-committee proactive secret sharing (DPSS) enables the refresh of secret shares and the alternation of shareholders without changing the secret. Such a proactivization functionality makes DPSS a promising technology for long-term key management and committee governance. In non-asynchronous networks, CHURP (CCS ’19) and COBRA (S&P ’22) have achieved best-case square and cubic communication cost, respectively, w.r.t. the number of shareholders. However, the overhead of asynchronous DPSS...

Public blockchains are state machines replicated via distributed consensus protocols. Information on blockchains is public by default---marking privacy as one of the key challenges. We identify two shortcomings of existing approaches to building blockchains for general privacy-preserving applications, namely (1) the reliance on external trust assumptions and (2) the dependency on execution environments (on-chain, off-chain, zero-knowledge, etc.) with heterogeneous programming...

A distributed network has Mempool Privacy if transactions remain en- crypted until their inclusion is finalized, and inclusion guarantees decryption and execution. Mempool Privacy is highly desirable to prevent transaction censorship and a broad class of MEV attacks. We present Ferveo, a fast protocol for Mempool Privacy on BFT consensus blockchains, such as those based on Tendermint. Blockchain validators use new Distributed Key Generation and Threshold Public Key Encryption schemes to...

State-of-the-art Byzantine fault-tolerant (BFT) protocols assuming partial synchrony such as SBFT and HotStuff use \textit{regular certificates} obtained from $2f+1$ (partial) signatures. We show that one can use \textit{weak certificates} obtained from only $f+1$ signatures to \textit{assist} in designing more robust and more efficient BFT protocols. We design and implement two BFT systems: Dashing (a family of two HotStuff-style BFT protocols) and Star (a parallel BFT framework). We...

This paper studies dynamic BFT, where replicas can join and leave the system dynamically, a primitive that is nowadays increasingly needed. We provide a formal treatment for dynamic BFT protocols, endowing them with a flexible syntax and various security definitions. We demonstrate the challenges of extending static BFT to dynamic BFT. Then we design and implement Dyno, a highly efficient dynamic BFT protocol under the partial synchrony model. We show that Dyno can seamlessly handle...

Byzantine reliable broadcast (BRB) is one of the most fundamental primitives in fault-tolerant distributed computing. It is well-known that the best BRB protocol one can hope for has $O(nL+n^2)$ communication. It is unclear if this bound is achievable. This paper provides a novel BRB protocol---BRB1, which achieves $O(nL + kn + n^2 log n)$ communication, where $n$, $L$, and $k$ are the number of replicas, the message length, and the security parameter, respectively. Our protocol is...

As the first Byzantine fault-tolerant (BFT) protocol with linear communication complexity, HotStuff (PODC 2019) has received significant attention. HotStuff has three round-trips for both normal case operations and view change protocols. Follow-up studies attempt to reduce the number of phases for HotStuff. These protocols, however, all give up of one thing in return for another. This paper presents Marlin, a BFT protocol with linearity, having two phases for normal case operations and two...

Blockchain protocols have revolutionized the way individuals and devices can interact and transact over the internet. More recently, a trend has emerged to harness blockchain technology as a catalyst to enable advanced security features in distributed applications, in particular fairness. However, the tools employed to achieve these security features are either resource wasteful (e.g., time-lock primitives) or only efficient in theory (e.g., witness encryption). We present McFly, a protocol...

Dynamic participation support is an important feature of Bitcoin's longest-chain protocol and its variants. But these protocols suffer from long latency as a fundamental trade-off. Specifically, the latency depends at least on the following two factors: 1) the desired security level of the protocol, and 2) the actual participation level of the network. Classic BFT protocols, on the other hand, can achieve constant latency but cannot make progress under dynamic participation. In this work, we...

We introduce Zef, the first Byzantine-Fault Tolerant (BFT) protocol to support payments in anonymous digital coins at arbitrary scale. Zef follows the communication and security model of FastPay: both protocols are asynchronous, low-latency, linearly-scalable, and powered by partially-trusted sharded authorities. In contrast with FastPay, user accounts in Zef are uniquely-identified and safely removable. Zef coins are bound to an account by a digital certificate and otherwise stored...

Asynchronous BFT consensus can implement robust mission-critical decentralized services in the unstable or even adversarial wide-area network without relying on any form of timing assumption. Starting from the work of HoneyBadgerBFT (CCS 2016), several studies tried to push asynchronous BFT towards practice. In particular, in a recent work of Dumbo (CCS 2020), they redesigned the protocol backbone and used one multi-valued validated Byzantine agreement (MVBA) to replace $n$ concurrent...

Asynchronous Byzantine fault-tolerant (BFT) protocols assuming no timing assumptions are inherently more robust than their partially synchronous counterparts, but typically have much weaker security guarantees. We design and implement WaterBear, a family of new and efficient asynchronous BFT protocols matching all security guarantees of partially synchronous protocols. To achieve the goal, we have developed the local coin (flipping a coin locally and independently at each replica)...

The classic asynchronous Byzantine fault tolerance (BFT) framework of Ben-Or, Kemler, and Rabin (BKR) and its descendants rely on reliable broadcast (RBC) and asynchronous binary agreement (ABA). However, BKR does not allow all ABA instances to run in parallel, a well-known performance bottleneck. We propose PACE, a generic framework that removes the bottleneck, allowing fully parallelizable ABA instances. PACE is built on RBC and reproposable ABA (RABA). Different from the conventional...

This paper presents the design and evaluation of Wendy, the first Byzantine consensus protocol that achieves optimal latency (two phases), linear authenticator complexity, and optimistic responsiveness. Wendy's core technical contribution is a novel aggregate signature scheme that allows leaders to prove, with constant pairing cost, that an operation did not commit. This No-commit proof addresses prior liveness concerns in protocols with linear authenticator complexity (including view...

The problem of Byzantine Fault Tolerance (BFT) has received a lot of attention in the last 30 years. The seminal work by Fisher, Lynch, and Paterson (FLP) shows that there does not exist a deterministic BFT protocol in complete asynchronous networks against a single failure. In order to address this challenge, researchers have designed randomized BFT protocols in asynchronous networks and deterministic BFT protocols in partial synchronous networks. For both kinds of protocols, a basic...

This paper explores the good-case latency of synchronous Byzantine Fault Tolerant (BFT) consensus protocols in the rotating leader setting. We first present a lower bound that relates the latency of a broadcast when the sender is honest and the latency of switching to the next sender. We then present a matching upper bound with a latency of $2\Delta$ ($\Delta$ is the pessimistic synchronous delay) with an optimistically responsive change to the next sender. The results imply that both our...

Blockchain as an enabler to current Internet infrastructure has provided many unique features and revolutionized current distributed systems into a new era. Its decentralization, immutability, and transparency have attracted many applications to adopt the design philosophy of blockchain and customize various replicated solutions. Under the hood of blockchain, consensus protocols play the most important role to achieve distributed replication systems. The distributed system community has...

Classic Byzantine fault tolerant (BFT) protocols are designed for a specific timing model, most often one of the following: synchronous, asynchronous or partially synchronous. It is well known that the timing model and fault tolerance threshold present inherent trade-offs. Synchronous protocols tolerate up to $n/2$ Byzantine faults, while asynchronous or partially synchronous protocols tolerate only up to $n/3$ Byzantine faults. In this work, we generalize the fault thresholds of BFT and...

For applications of Byzantine fault tolerant (BFT) consensus protocols where the participants are economic agents, recent works highlighted the importance of accountability: the ability to identify participants who provably violate the protocol. At the same time, being able to reach consensus under dynamic levels of participation is desirable for censorship resistance. We identify an availability-accountability dilemma: in an environment with dynamic participation, no protocol can...

BFT protocols in the synchronous setting rely on a strong assumption: every message sent by a party will arrive at its destination within a known bounded time. To allow some degree of asynchrony while still tolerating a minority corruption, recently, in Crypto'19, a weaker synchrony assumption called mobile sluggish faults was introduced. In this work, we investigate the support for mobile sluggish faults in existing synchronous protocols such as Dfinity, Streamlet, Sync HotStuff, OptSync...

A great challenge for distributed payment systems is their compliance with regulations, such as anti-money laundering, insolvency legislation, countering the financing of terrorism and sanctions laws. After Bitcoin's MtGox scandal, one of the most needed auditing functionalities for financial solvency and tax reporting purposes is to prove ownership of blockchain reserves, a process known as Proof of Assets (PoA). This work formalizes the PoA requirements in account-based blockchains,...

Agreement protocols for partially synchronous or asynchronous networks tolerate fewer than one-third Byzantine faults. If parties are equipped with trusted hardware that prevents equivocation, then fault tolerance can be improved to fewer than one-half Byzantine faults, but typically at the cost of increased communication complexity. In this work, we present results that use small trusted hardware without worsening communication complexity assuming the adversary controls a fraction of the...

We consider leader-based Byzantine state machine replication, a.k.a. "BFT", under partial synchrony. We provide a generic solution enabling to match simultaneously, for the first time, three arguably gold standards of BFT: in two phases, with a responsive view change and a linear complexity per view. It is based on a new threshold primitive, which we call Proofs of non-Supermajority (or PnS for short). A PnS system enables players, each with an input number, to report their input to a...

Most state machine replication protocols are either based on the 40-years-old Byzantine Fault Tolerance (BFT) theory or the more recent Nakamoto’s longest chain design. Longest chain protocols, designed originally in the Proof-of-Work (PoW) setting, are available under dynamic participation, but has probabilistic confirmation with long latency dependent on the security parameter. BFT protocols, designed for the permissioned setting, has fast deterministic confirmation, but assume a fixed...

The specific order of commands agreed upon when running state machine replication (SMR) is immaterial to fault-tolerance: all that is required is for all correct deterministic replicas to follow it. In the permissioned blockchains that rely on Byzantine fault tolerant (BFT) SMR, however, nodes have a stake in the specific sequence that ledger records, as well as in preventing other parties from manipulating the sequencing to their advantage. The traditional specification of SMR correctness,...

The CAP theorem says that no blockchain can be live under dynamic participation and safe under temporary network partitions. To resolve this availability-finality dilemma, we formulate a new class of flexible consensus protocols, ebb-and-flow protocols, which support a full dynamically available ledger in conjunction with a finalized prefix ledger. The finalized ledger falls behind the full ledger when the network partitions but catches up when the network heals. Gasper, the current...

Generating randomness collectively has been a long standing problem in distributed computing. It plays a critical role not only in the design of state-of-the-art BFT and blockchain protocols, but also for a range of applications far beyond this field. We present RandRunner, a random beacon protocol with a unique set of guarantees that targets a realistic system model. Our design avoids the necessity of a (Byzantine fault-tolerant) consensus protocol and its accompanying high complexity and...

HoneyBadgerBFT, proposed by Miller et al. [32] as the first practical asynchronous atomic broadcast protocol, demonstrated impressive performance. The core of HoneyBadgerBFT (HB-BFT) is to achieve batching consensus using asynchronous common subset protocol (ACS) of Ben-Or et al., constituted with $n$ reliable broadcast protocol (RBC) to have each node propose its input, followed by $n$ asynchronous binary agreement protocol (ABA) to make a decision for each proposed value ($n$ is the total...

We present LotMint, a permissionless blockchain, with a purposely low set bar for Proof-of-Work (PoW) difficulty. Our objective is for personal computers, cloud virtual machines or containers, even mobile devices, and hopefully future IoT devices, to become the main, widely distributed, collectively much securer, fairer, more reliable and economically sustainable mining workforce for blockchains. An immediate question arises: how to prevent the permissionless network from being flooded of...

Optimistic responsiveness was introduced to shorten the latency of a synchronous Byzantine consensus protocol that is inherently lower bounded by the pessimistic bound on the network delay $\Delta$. It states that a protocol makes a decision with latency on the order of actual network delay $ \delta $ if the number of actual faults is significantly smaller than $f$, which is the worst-case allowed. In this paper, we investigate if a Byzantine consensus can simultaneously achieve (i)...

We present a novel framework for asynchronous permissioned blockchain with high performance and post-quantum security for the first time. Specifically, our framework contains two asynchronous Byzantine fault tolerance (aBFT) protocols SodsBC and SodsBC++. We leverage concurrently preprocessing to accelerate the preparation of three cryptographic objects for the repeated consensus procedure, including common random coins as the needed randomness, secret shares of symmetric encryption keys for...

The problem of Byzantine Fault Tolerance (BFT) in partial synchronous networks has received a lot of attention in the last 30 years. There are two types of widely accepted definitions for partial synchronous networks. This paper shows that several widely deployed BFT protocols would reach deadlocks in the widely accepted Type II partial synchronous networks (that is, they will not achieve liveness property). Based on the analysis of BFT security requirements for partial synchronous networks,...

Metering is a critical process in large-scale distributed industrial plants, which enables multiple plants to collaborate to offer mutual services without outside interference. When distributed plants measure the data from a shared common source, e.g., flow metering in an oil pipeline, trustworthiness and immutability must be guaranteed among them. In this paper, we propose a hierarchical and scalable blockchain-based secure metering system, \textit{SMChain}, to provide strong security,...

We review several solutions for the Byzantine Fault Tolerance (BFT) problem and discuss some aspects that are frequently overlooked by existing literatures. For example, PBFT and HotStuff BFT protocols (HotStuff has been adopted by Facebook Libra) require a reliable broadcast primitive. We show that if the broadcast primitive is not reliable then the PBFT and HotStuff BFT protocols could not achieve the liveness property (that is, the system will never reach an agreement on a proposal)....

Synchronous solutions for Byzantine Fault Tolerance (BFT) can tolerate up to minority faults. In this work, we present Sync HotStuff, a surprisingly simple and intuitive synchronous BFT solution that achieves consensus with a latency of $2\Delta$ in the steady state (where $\Delta$ is a synchronous message delay upper bound). In addition, Sync HotStuff ensures safety in a weaker synchronous model in which the synchrony assumption does not have to hold for all replicas all the time. Moreover,...

We present a simple, deterministic protocol for ledger consensus that tolerates Byzantine faults. The protocol is executed by $n$ servers over a synchronous network and can tolerate any number $t$ of Byzantine faults with $t<n/3$. Furthermore, the protocol can offer (i) transaction processing at full network speed, in the optimistic case where no faults occur, (ii) instant confirmation: the client can be assured in a single round-trip time that a submitted transaction will be settled,...

Classical-style BFT protocols use two or more rounds of voting to confirm each block, e.g., in PBFT, they are called the “prepare” round and the “commit” round respectively. Recently, an elegant pipelining idea came out of the cryptocurrency community, i.e., if each block required two rounds of voting, why not piggyback the second round on the next block’s voting? We refer to this idea as the pipelined-BFT paradigm. We describe a simple partially synchronous blockchain protocol called PaLa...

In this paper we describe how to couple reputation systems with distributed consensus protocols to provide high-throughput highly-scalable consensus for large peer-to-peer networks of untrusted validators. We introduce reputation module Guru, which can be laid on top of various consensus protocols such as PBFT or HoneyBadger. It ranks nodes based on the outcomes of consensus rounds run by a small committee, and adaptively selects the committee based on the current reputation. The protocol...

Bias-resistant public randomness is a critical component in many (distributed) protocols. Existing solutions do not scale to hundreds or thousands of participants, as is needed in many decentralized systems. We propose two large-scale distributed protocols, RandHound and RandHerd, which provide publicly-verifiable, unpredictable, and unbiasable randomness against Byzantine adversaries. RandHound relies on an untrusted client to divide a set of randomness servers into groups for scalability,...

The surprising success of cryptocurrencies has led to a surge of interest in deploying large scale, highly robust, Byzantine fault tolerant (BFT) proto- cols for mission-critical applications, such as finan- cial transactions. Although the conventional wisdom is to build atop a (weakly) synchronous protocol such as PBFT (or a variation thereof), such protocols rely critically on network timing assumptions, and only guarantee liveness when the network behaves as ex- pected. We argue these...

Atomic broadcast is a communication primitive that allows a group of n parties to deliver a common sequence of payload messages despite the failure of some parties. We address the problem of asynchronous atomic broadcast when up to t < n/3 parties may exhibit Byzantine behavior. We provide the first protocol with an amortized expected message complexity of O(n) per delivered payload. The most efficient previous solutions are the BFT protocol by Castro and Liskov and the KS protocol by...