CH 12
CH 12
Chemical Mechanical
          Polishing
                       Hong Xiao, Ph. D.
                    hxiao89@hotmail.com
               www2.austin.cc.tx.us/HongXiao/Book.htm
                                                             Dielectric       Test
                       Metalization           CMP
                                                             deposition
 Wafers
Design
                                                                 Passivation 1
                       Al•Cu Alloy                 Al•Cu         USG
CMP USG                                            Metal 4                        Ti/TiN
                    IMD33
                   IMD                   USG
                                                                                  TiN ARC
                                      Metal 3                 Al•Cu Alloy
CMP USG, W                                                                        Ti
                   IMD 2                 USG         W
                                                                                  Ti/TiN
                                 M2                Al•Cu
CMP USG, W
                   IMD 1         W       USG         W                            TiSi2
Partial Planarization
Global Planarization
      Planarity                       R(µm)                         θ
Surface Smoothing                   0.1 to 2.0                    > 30
Local Planarization                 2.0 to 100                  30 to 0.5
Global Planarization                  > 100                       < 0.5
                                   BPSG
                                   SiO2
              n+       n+                            p+            p+
    p+                               p+
                                                          N-well
                         P-type substrate
                                     BPSG
                                     SiO2
              n+         n+                            p+            p+
    p+                                 p+
                                                            N-well
                           P-type substrate
                                  USG
                                 Al·Cu·Si
                                  BPSG
                                  SiO2
              n+       n+                            p+            p+
    p+                              p+
                                                          N-well
                         P-type substrate
                                  USG
                                 Al·Cu·Si
                                  BPSG
                                  SiO2
              n+       n+                            p+            p+
    p+                              p+
                                                          N-well
                         P-type substrate
                                  USG
                                 Al·Cu·Si
                                  BPSG
                                  SiO2
              n+       n+                            p+            p+
    p+                              p+
                                                          N-well
                         P-type substrate
                                  USG
                                 Al·Cu·Si
                                  BPSG
                                  SiO2
              n+       n+                            p+            p+
    p+                              p+
                                                          N-well
                         P-type substrate
Oxide
Metal Metal
Photoresist
Oxide
Metal Metal
Oxide
Metal Metal
Oxide
Metal Metal
Oxide
Metal Metal
IMD 1
                                                     Metal 1
                                                     PMD
Hong Xiao, Ph. D.   www2.austin.cc.tx.us/HongXiao/Book.htm     35
 Planarized Dielectric Surface, no
    Metal Line Thinning Effect
                                                     Metal 2
                                                     IMD 1
                                                     Metal 1
                                                     PMD
Hong Xiao, Ph. D.   www2.austin.cc.tx.us/HongXiao/Book.htm     36
                    Advantages of CMP
• Eliminate the requirement of excessive
  exposure and development to clear the thicker
  photoresist regions due to the dielectric steps
   – This improves the resolution of via hole and
     metal line pattering processes
• Uniform thin film deposition
   – Reduce required over etch time
   – Reduce chance of undercut or substrate loss
Hong Xiao, Ph. D.     www2.austin.cc.tx.us/HongXiao/Book.htm   37
             Over Exposure and Over
                  Development
                                    Possible CD loss due to more
                                    exposure and development
                    Needs more exposure
            PR      and development                           PR
PR Metal 2
Metal 2
IMD 1
Metal 2
IMD 1
IMD 1
CMP USG
CMP USG
CMP W
                                                                   CMP PSG, W
                                                                   CMP PSG, W
CMP USG
                STI
            Heavily
            doped Si                                             Pad
                                                                 Oxide
            Silicon
            Substrate
            Silicon
            Substrate
            Silicon
            Substrate
            Silicon
            Substrate
            Silicon
            Substrate
            Silicon
            Substrate
            Dielectric                                            Nitride
            Layer
                                                                  Pad
                                                                  Oxide
            Heavily
            doped Si
            Silicon
            Substrate
            Dielectric                                            Nitride
            Layer
                                                                  Pad
                                                                  Oxide
            Heavily
            doped Si
            Silicon
            Substrate
            Silicon
            Substrate
            Silicon
            Substrate
            Silicon
            Substrate
            Silicon
            Substrate
            Heavily
            doped Si
            Silicon
            Substrate
Nitride
PSG W
STI                 n+         n+    USG                      p+             p+
                            P-Well                            N-Well
                               P-Epi
                                     P-Wafer
Hong Xiao, Ph. D.        www2.austin.cc.tx.us/HongXiao/Book.htm                   59
                         PECVD USG
Nitride
USG
PSG W
STI                 n+         n+    USG                      p+             p+
                            P-Well                            N-Well
                               P-Epi
                                     P-Wafer
Hong Xiao, Ph. D.        www2.austin.cc.tx.us/HongXiao/Book.htm                   60
           PECVD Etch Stop Nitride
Nitride
USG
PSG W
STI                 n+         n+    USG                      p+             p+
                            P-Well                            N-Well
                               P-Epi
                                     P-Wafer
Hong Xiao, Ph. D.        www2.austin.cc.tx.us/HongXiao/Book.htm                   61
                         PECVD USG
                          USG
                          USG
PSG W
STI                 n+         n+    USG                      p+       p+
                            P-Well                            N-Well
                               P-Epi
                                     P-Wafer
Hong Xiao, Ph. D.        www2.austin.cc.tx.us/HongXiao/Book.htm             62
                    Photoresist Coating
                    Photoresist
                        USG
                          USG
PSG W
STI                 n+         n+    USG                      p+       p+
                            P-Well                            N-Well
                               P-Epi
                                     P-Wafer
Hong Xiao, Ph. D.        www2.austin.cc.tx.us/HongXiao/Book.htm             63
                        Via 1 Mask
PSG W
  STI                 n+         n+    USG                      p+       p+
                              P-Well                            N-Well
                                 P-Epi
                                       P-Wafer
  Hong Xiao, Ph. D.        www2.austin.cc.tx.us/HongXiao/Book.htm             65
          Etch USG, Stop on Nitride
                          Photoresist
                          USG
                          USG
PSG W
STI                 n+         n+    USG                      p+       p+
                            P-Well                            N-Well
                               P-Epi
                                     P-Wafer
Hong Xiao, Ph. D.        www2.austin.cc.tx.us/HongXiao/Book.htm             66
                     Strip Photoresist
                             USG
                          USG
PSG W
STI                 n+         n+    USG                      p+       p+
                            P-Well                            N-Well
                               P-Epi
                                     P-Wafer
Hong Xiao, Ph. D.        www2.austin.cc.tx.us/HongXiao/Book.htm             67
                    Photoresist Coating
                          Photoresist
                             USG
                          USG
PSG W
STI                 n+         n+    USG                      p+       p+
                            P-Well                            N-Well
                               P-Epi
                                     P-Wafer
Hong Xiao, Ph. D.        www2.austin.cc.tx.us/HongXiao/Book.htm             68
                     Metal 1 Mask
PSG W
STI                 n+         n+    USG                      p+       p+
                            P-Well                            N-Well
                               P-Epi
                                     P-Wafer
Hong Xiao, Ph. D.        www2.austin.cc.tx.us/HongXiao/Book.htm             70
                    Etch USG and Nitride
                           Photoresist
                              USG
                           USG
PSG W
STI                  n+         n+    USG                      p+       p+
                             P-Well                            N-Well
                                P-Epi
                                      P-Wafer
Hong Xiao, Ph. D.         www2.austin.cc.tx.us/HongXiao/Book.htm             71
                     Strip Photoresist
                             USG
                          USG
PSG W
STI                 n+         n+    USG                      p+       p+
                            P-Well                            N-Well
                               P-Epi
                                     P-Wafer
Hong Xiao, Ph. D.        www2.austin.cc.tx.us/HongXiao/Book.htm             72
  Deposit Tantalum Barrier Layer
                             USG
                          USG
PSG W
STI                 n+         n+    USG                      p+       p+
                            P-Well                            N-Well
                               P-Epi
                                     P-Wafer
Hong Xiao, Ph. D.        www2.austin.cc.tx.us/HongXiao/Book.htm             73
                         Deposit Copper
                                            Copper
                             USG
                          USG
PSG W
STI                 n+         n+    USG                      p+       p+
                            P-Well                            N-Well
                               P-Epi
                                     P-Wafer
Hong Xiao, Ph. D.        www2.austin.cc.tx.us/HongXiao/Book.htm             74
        CMP Copper and Tantalum
  M1                         USG               Cu
                          USG
PSG W
STI                 n+         n+    USG                      p+       p+
                            P-Well                            N-Well
                               P-Epi
                                     P-Wafer
Hong Xiao, Ph. D.        www2.austin.cc.tx.us/HongXiao/Book.htm             75
                    PECVD Seal Nitride
  M1                          USG               Cu
                           USG
PSG W
STI                  n+         n+    USG                      p+       p+
                             P-Well                            N-Well
                                P-Epi
                                      P-Wafer
Hong Xiao, Ph. D.         www2.austin.cc.tx.us/HongXiao/Book.htm             76
                    CMP Hardware
                    • Polishing pad
                    • Wafer carrier
                    • Slurry dispenser
Polishing Pad
Platen
  Wafer
                                                                           Polish
                                                                           Pad
                                                            Orbital Motion, ωp
                    Slurry
Wafer
Film
Wafer
Film
                             Polishing Pad
                                                  Pad Movement
                                                                 Slurry
                           Wafer                                 Dispenser
                           Carrier
                    Polishing
                    Pad                      Pad
                                             Conditioner
                            Carrier
                            Membrane
Restraining
Ring                     Membrane                                    Restraining
                                                                     Ring
                         Wafer
  Hong Xiao, Ph. D.        www2.austin.cc.tx.us/HongXiao/Book.htm           90
                    Pad Conditioner
• Sweeps across the pad to increase surface
  roughness required by planarization and
  removes the used slurry
• Conditioner is a stainless steel plate coated
  with nickel-plated diamond grits
• Diabond CMP conditioner: stainless steel
  plate coated with CVD diamond film plated
  diamond grids
Hong Xiao, Ph. D.    www2.austin.cc.tx.us/HongXiao/Book.htm   91
      Surface of CMP Conditioners
                                                    Silicon Substrate
    Stainless Steel Plate                           Stainless Steel Plate
Conventional Diabond
Neutral
0 1 2 3 4 5 6 7 8 9 10 11 12 13 14
DI + Suspensions LFC
                                                                  CMP
    pH Adjuster                    LFC                   Mixer
                                                                  Tool
Oxidant LFC
<1710 °C Agglomerates
                                                       Aggregates
                    >1800 °C
                               O2                   SiCl4
                                          H2
Hong Xiao, Ph. D.      www2.austin.cc.tx.us/HongXiao/Book.htm         103
                Fumed Silica Particles
                                   1
                                                 W12O4110-
                                        WO3
                                                                            WO42-
                                   0
                                               WO2                                          Corrosive
                                   -1
                                                                     W
                                   -2
                                     0     2        4        6   8        10      12   14
                                                              pH
Hong Xiao, Ph. D.                             www2.austin.cc.tx.us/HongXiao/Book.htm                  109
                      Tungsten Slurry
• Adjusting slurry pH allows low wet etch rates
  and chemical-mechanical polish removal
• Tungsten slurries normally are quite acidic with
  pH level from 4 to 2.
• Tungsten slurries have lower solid contents and
  much shorter shelf lifetime.
• Tungsten slurries require mechanical agitation
  prior to and during delivery to the CMP tools
  Hong Xiao, Ph. D.    www2.austin.cc.tx.us/HongXiao/Book.htm   110
                    Aluminum Slurry
•    Water-based acidic solutions
•    H2O2 as oxidant,
•    Alumina as abrasives.
•    Limited shelf lifetime
•    H2O2 molecule is unstable
•    Aluminum CMP is not popularly used
      – Hard to compete with copper metallization
Hong Xiao, Ph. D.    www2.austin.cc.tx.us/HongXiao/Book.htm   111
                    Copper Slurry
• Acidic solutions
• Oxidants: hydrogen peroxide (H2O2),
  ethanol (HOC2H5) with nitric acid (HNO4),
  ammonium hydroxide (NH4OH) with
  potassium ferri- and ferro-cyanide, or nitric
  acid with benzotriazole
• Alumina as abrasives
                                                                                  Corrosive
                                       Corrosive
            Potential (Eh) Volts
                                   1                          Passivation
                                        Cu2+
                                                                   Cu2O
                                   0    Cu+                      Cu
                                   -1 Passivation
                                       regime with       Immunity
                                       stable alumina
                                   -2
                                     0    2    4   6   8 10 12 14
                                                    pH
Hong Xiao, Ph. D.                        www2.austin.cc.tx.us/HongXiao/Book.htm                        113
                    Copper Slurry
• Need colloidally stable slurry to achieve
  consistent polishing process results
• A colloidally stable alumina suspension can
  be achieved at pH just below 7.
• Only a small window for copper slurries to
  achieve both electrochemical passivation
  and colloidally stable suspension of
  aqueous alumina particles
Hong Xiao, Ph. D.   www2.austin.cc.tx.us/HongXiao/Book.htm   114
                     CMP Basics
                    •   Removal rate
                    •   Uniformity
                    •   Selectivity
                    •   Defects
Polishing Pad
W Oxide W W
Cu Oxide Cu Cu
W Oxide W W
USG Tungsten
USG USG
Silicon Substrate
                                                             Reflected Light
                                      Scattered light
                                                                            Photodetector
Scattered light
         Particle
         or Defect                                        Scattered light
Substrate
                                                             Elliptical Mirror
                              Reflected Light
Wafer Photodetector
                                                             Elliptical Mirror
                              Reflected Light
Wafer Photodetector
                                                             Elliptical Mirror
                              Reflected Light
Wafer Photodetector
Elliptical Mirror
Wafer Photodetector
                                                             Elliptical Mirror
                              Reflected Light
Wafer Photodetector
                                                             Elliptical Mirror
                              Reflected Light
Wafer Photodetector
                                                             Elliptical Mirror
                              Reflected Light
Wafer Photodetector
                                                             Elliptical Mirror
                              Reflected Light
Wafer Photodetector
                                                             Elliptical Mirror
                              Reflected Light
Wafer Photodetector
                                                             Elliptical Mirror
                              Reflected Light
Wafer Photodetector
                                                             Elliptical Mirror
                              Reflected Light
Wafer Photodetector
                                                             Elliptical Mirror
                              Reflected Light
Wafer Photodetector
                                                             Elliptical Mirror
                              Reflected Light
Wafer Photodetector
                                                             Elliptical Mirror
                              Reflected Light
Wafer Photodetector
                                                             Elliptical Mirror
                              Reflected Light
Wafer Photodetector
                                                             Elliptical Mirror
                              Reflected Light
Wafer Photodetector
Elliptical Mirror
Wafer Photodetector
                                                             Elliptical Mirror
                              Reflected Light
Wafer Photodetector
                                                             Elliptical Mirror
                              Reflected Light
Wafer Photodetector
                        Abrasive Particle
                                                          Si
                                                               O
                                                                    H
H     H      H      H     H    H      H     H      H     H      H       H   H   H    H
O     O      O      O     O    O      O     O      O     O      O       O   O   O    O
Si Si Si Si Si Si Si Si Si Si Si Si Si Si Si
O    O      O       O    O     O     O      O     O O O O O O                       O
                                                  Silicon Oxide Surface
Hong Xiao, Ph. D.          www2.austin.cc.tx.us/HongXiao/Book.htm                   161
      Oxide CMP, Hydrogen Bond
                 Abrasive Particle
                                                Si
                                                     O
                                                          H
H     H      H      H   H   H      H     H      H     H       H   H   H   H    H
O     O      O      O   O   O      O     O      O     O       O   O   O   O    O
Si Si Si Si Si Si Si Si Si Si Si Si Si Si Si
O    O      O       O   O   O     O      O     O O O O O O                    O
                                               Silicon Oxide Surface
Hong Xiao, Ph. D.       www2.austin.cc.tx.us/HongXiao/Book.htm                162
       Oxide CMP, Molecule Bond
                        Abrasive Particle                            O       H
                                                                 H
H     H      H      H   H   H      H     H      H Si         H   H       H       H    H
O     O      O      O   O   O      O     O      O     O      O   O       O       O    O
Si Si Si Si Si Si Si Si Si Si Si Si Si Si Si
O    O      O       O   O   O     O      O     O O O O O O                           O
                                               Silicon Oxide Surface
Hong Xiao, Ph. D.       www2.austin.cc.tx.us/HongXiao/Book.htm                       163
    Oxide CMP, Removal of Oxide
                                                                     O   H
    Abrasive Particle                  Si
                                               O                 H
                                                     Si
H H H H H H H H H H H H H H
O     O      O      O   O   O      O     O      O            O   O       O   O    O
Si Si Si Si Si Si Si Si Si                                   Si Si Si Si Si
O     O     O       O   O   O     O      O     O O O O O O                       O
                                               Silicon Oxide Surface
Hong Xiao, Ph. D.       www2.austin.cc.tx.us/HongXiao/Book.htm                   164
                    Tungsten CMP
• Form plugs to connect metal lines between
  different layers
• Tungsten etch back and Tungsten CMP
     – Fluorine based tungsten RIE etchback
           • In-situ with tungsten CVD process in a cluster tool
           • Recessing of the Ti/TiN barrier/adhesion layer due
             to the aggressive fluorine chemical etch of Ti/TiN
             and affects the chip yield
     – Tungsten CMP: winner for higher yield
Hong Xiao, Ph. D.     www2.austin.cc.tx.us/HongXiao/Book.htm   165
Recess of Ti/TiN due to W Etchback
USG
Polishing Pad
Metal
                                Copper                     Tantalum
           USG                                             Barrier
                                                           Layer
                              Copper                     Tantalum
           USG                                           Barrier
                                                         Layer
                              Copper                     Tantalum
           USG                                           Barrier
                                                         Layer
                              Copper                     Tantalum
           USG                                           Barrier
                                                         Layer
Cu Ta Exposed
                               Substrate
                    Dielectric Film
                        Laser
                                                           Photodetector
        Light
        Intensity
                                                                     Time
Hong Xiao, Ph. D.     www2.austin.cc.tx.us/HongXiao/Book.htm                183
             Optical Endpoint: Metal
• The change of reflectivity can be used for
  metal CMP process endpoint
• Usually metal surface has high reflectivity
• Reflectivity significantly reduces when
  metal film is removed
• Trigger endpoint
Laser Laser
Photodetector Photodetector
      Reflective
      Intensity
                                                                   time
Hong Xiao, Ph. D.     www2.austin.cc.tx.us/HongXiao/Book.htm               185
                     Post CMP Clean
• Post-CMP cleaning need remove both particles
  and other chemical contaminants
• Otherwise, defect generation and low yield
• Mechanical scrubbing cleaners with DI water
• Larger DI water volume, higher brush pressure
  high cleaning efficiency
• Three basic steps: clean, rinse, and dry
 Hong Xiao, Ph. D.    www2.austin.cc.tx.us/HongXiao/Book.htm   186
                     Post CMP Clean
• Usually brush is made of porous polymers,
  allows chemicals to penetrate through it and
  deliver to wafer surface
• Double-sided scrubbers are used in the post-
  CMP clean process
Acidic Solution:
Oxidation and
Dissolution
Alkaline Solution:
Surface Etch and
Electrostatic
Repulsion