10,151 Compliance Officer Jobs in Maharashtra

You will be responsible for ensuring compliance with ESG standards, industrial sustainability practices, and Green Building Certifications. Your role will involve the following key responsibilities: - Monitoring and evaluating ESG compliance within the organization - Implementing and overseeing industrial sustainability initiatives - Managing the process of obtaining and maintaining Green Building Certifications The ideal candidate for this position should have the following qualifications: - Bachelor's & Master's degree in Environmental science, Sustainability or equivalent - Minimum 3-5 years of relevant experience in ESG compliance, Industrial sustainability, and Green Building Certifications Please note that this is a full-time, permanent position with benefits including health insurance, paid sick time, paid time off, and provident fund. The work schedule is a day shift, and the work location is in person.,

As a global leader in integrated logistics, Maersk is seeking an individual to provide operational sanction assessment advice to the Maersk Compliance and commercial teams, ensuring business continuity and supporting the Maersk Compliance Programme. Your role will involve the following key responsibilities: - Conduct and support daily and pending sanctions and export control screenings of parties, shipments, and commodities, including analysis and documentation of approvals or rejections. - Engage and assist the Maersk Compliance and stakeholders with daily and pending sanctions, and export controls when applicable, screening of commodities/cargoes to determine whether the commodity is restricted or permitted. - Monitor and comply with country-specific approval processes for dealing with highly sanctioned countries and high-risk sanctioned countries. - Manage and execute the documentation process for the screening of parties and commodities/cargoes. - Maintain detailed documentation of approvals and rejections of parties and commodities/cargoes. - Support risk assessments, performance tracking, and reporting related to sanctions and export controls. - Assist in investigations involving potential sanctions or export control concerns, in collaboration with Maersk Compliance. - Contribute to internal control activities, including spot checks and assessments of the effectiveness of the compliance program. - Respond to ad-hoc requests from Maersk Compliance, providing timely and accurate support. - Ensure timely documentation and assessment of screening results for both parties, shipments, and cargoes. - Support the development of SOPs and training materials and assist in delivering onsite and virtual training sessions as and if needed. Your qualifications should include: - Minimum of 3 years of experience within trade compliance related functions and/or within Know Your Customer due diligence and screening. - Knowledge of the logistics supply chain, with respect to shipping will be an advantage. - Good knowledge of sanctions & export control regulations such as OFAC, OFSI, EU, UN. - Strong experience in conducting due diligence and assessments. - Excellent intercultural and problem-solving skills. - Excellent written and verbal skills in English. - Experience in implementing internal control frameworks. - Excellent working knowledge of Word, Excel, PowerPoint. Familiarity with data visualization tools like Power BI, and collaborative systems including SharePoint and ServiceNow for workflow and documentation management. - Highly motivated and detail-oriented with great organizational skills. In addition, the following behavioral skills are essential: - Performance-minded with a strong strive to deliver high quality. - Be a trusted adviser. - Ability to work across cultures. - Ability to hold a position yet partner with the business teams to find solutions. - Ability to work independently and in a team environment. - Unwavering ethics & integrity in a competitive and demanding work environment. - Attention to detail. - Self-driven and willing to take on individual responsibility for your work. - Able to handle and prioritize tasks at the same time. - Positive attitude towards ownership of compliance issues.,

As a Compliance Testing Manager, your role involves conducting Compliance reviews of Banks functions and new products to provide reasonable assurance to the Management regarding compliance with regulatory norms. Your key responsibilities include: - Assisting in the preparation of Compliance Review plan to be presented to the Board. - Preparing and updating Compliance review checklists in alignment with regulatory guidelines and internal policies. - Undertaking field work and ensuring timely completion of the review. - Drafting Compliance Review reports and discussing them with relevant stakeholders. - Gathering responses from stakeholders and preparing Final Compliance Review Report. - Maintaining proper documentation and working papers for all conducted compliance reviews. - Creating an Open Issue tracker for Compliance Review Reports issued. - Following up with the management to close compliance review open issues. In addition to the responsibilities, the essential competencies required for this role include: - In-depth knowledge of the regulatory environment for banks in India, especially RBI regulations. - Strong research capabilities and ability to intelligently interpret regulatory guidelines. - Minimum of 5 years of experience in the Banking Industry. - Good understanding of all elements (commercial, operational) of banking areas such as Trade, Remittances, Treasury, etc. - Strong interpersonal skills. Please note that the above details are based on the information provided in the job description for the Compliance Testing Manager position.,

As a Compliance Officer working in Hadapsar, Pune, your key responsibility will include: - Having knowledge of Insurance claims such as ESI /PF/WC etc in case of any site accidents This position requires 5 to 7 years of experience and is a full-time job with the work location being in person. Kindly note that the company prefers a male candidate for this role. The salary range for this position is between Rs. 25,000/- to 35,000/-.,

Role Overview: As a Company Secretary and Compliance Officer at Xolopak India Ltd, you will play a crucial role in ensuring the company's operations comply with legal and regulatory frameworks. Your responsibilities will include managing compliance programs, drafting legal documents, and providing expert advice on corporate governance matters. You will serve as a key liaison between the board of directors, management, and regulatory authorities, contributing to the company's overall success. Key Responsibilities: - Develop, implement, and manage compliance policies and procedures to ensure adherence to relevant laws, regulations, and standards. - Conduct regular compliance audits and risk assessments to identify potential areas of noncompliance and recommend corrective actions. - Keep abreast of changes in regulatory requirements and ensure timely updates to company policies and procedures. - Advise the board and senior management on corporate governance best practices and legal requirements. - Manage the company's statutory obligations, including filings with regulatory authorities and maintenance of corporate records. - Draft and review legal documents including contracts, agreements, and regulatory filings. - Ensure that all legal documents are in compliance with applicable laws and regulations. - Coordinate with external legal counsel as necessary to address complex legal issues. - Serve as the primary point of contact for regulatory agencies, shareholders, and other external stakeholders on compliance and corporate governance matters. - Build and maintain positive relationships with key stakeholders. Qualifications Required: - Bachelor's degree in law, Business Administration, or a related field. - A Master's degree or professional certification (e.g., Chartered Secretary) is preferred. - Proven experience of 8-10 years, working in a similar role, preferably in listed companies. - In-depth knowledge of corporate governance principles, compliance requirements, and relevant laws and regulations. - Strong analytical and problem-solving skills, with the ability to interpret complex legal and regulatory issues. - Excellent communication and interpersonal skills, with the ability to interact effectively with individuals at all levels of the organization. - Attention to detail and a commitment to accuracy and confidentiality. - Ability to work independently and manage multiple tasks simultaneously in a fast-paced environment. - Proficiency in MS Office and other relevant software applications. Please note: Candidates preferred from Pune/Mumbai only. Xolopak India Ltd is a pioneering company in manufacturing bio-degradable disposable products, specializing in wooden cutlery, ice-cream sticks, spoons, paper napkins, and paper-based bakery disposable products. The company's prestigious customers include some of the largest brands in the food and ice-cream industry.,

As an accomplished compliance executive, you have the opportunity to serve as the Regional Compliance Officer (RCO), Lead Country India for Siemens India. In this strategic role, you will oversee a comprehensive compliance program to protect a 10 billion market cap company in regional operations across multiple jurisdictions. Your expertise in building world-class compliance cultures, leading large teams, and influencing executive decision-making will be instrumental in this role. **Key Responsibilities:** - **Being a trusted business partner:** Proactively evaluate risks, adapt the Compliance Management System (CMS) to changing business environments, and advise on external and internal regulations. - **Safeguarding the Company:** Design and implement monitoring mechanisms tailored to local risk environments, laws, and regulations. Support investigation teams, conduct Compliance Review Board meetings, and lead reporting to the Board of Directors. - **Training for Transformation:** Develop training programs to promote ethical decision-making across the organization. Manage and develop skills for the team of compliance professionals. - **Supercharging your Impact:** Utilize new technologies to drive process and cost efficiency. Build trusted stakeholder relationships and contribute to Collective Action efforts. - **Embrace the ONE Company Spirit:** Collaborate on projects to deliver compliance value in the implementation of global strategy. Work with internal governance functions to address topics with entity-wide impact. **Qualifications Required:** - **Education:** Masters degree in auditing, accounting, law, business, or related fields. Professional certifications like CIA, CFE, CRM are advantageous. - **Experience and Skills:** Minimum 18 years of experience in audit, risk, compliance, and governance roles. Expertise in compliance frameworks, risk assessments, internal controls, and leadership experience are essential. - **Ways of Working:** Ability to provide business-oriented solutions while addressing compliance risk requirements. Strong communication skills and proficiency in business-fluent English. - **Language:** Strong communication skills in English. **Additional Details:** Siemens fosters a people-centric culture that offers endless career possibilities. You will receive an attractive remuneration package, flexible working models, share matching programs, and opportunities for personal and professional development. Siemens values diversity and supports individual growth, creating a working environment that reflects the diversity of society. About Siemens: Compliance at Siemens is guided by the highest ethical standards, ensuring that every decision and action is driven by compliance principles. The Legal, Compliance, and Intellectual Property team at Siemens is dedicated to establishing standards that shape the future. Visit https://www.siemens.com/global/en/company/about/compliance.html for more information about the department and its services.,

As an InfoSec Compliance Officer, your role involves ensuring IT/Business Information Security Compliance by conducting IT internal or external audits, reviewing evidence, and preparing audit reports. You should have a good understanding of all IT departments" fundamentals and basic procedures, such as server management, network management, antivirus, patch management, SOC, VAPT, access management, and ITIL processes. Your technical know-how should include expertise in advanced Excel or Power Point, with additional skills in Power BI and Excel VB Macros being advantageous. Key Responsibilities: - Ensuring IT/Business Information Security Compliance - Ensuring timely completion of vulnerability assessment and penetration testing - Conducting User Access Review and Firewall Rule Review - Checking Monthly IT Security KPIs and preparing the Security Deck - Managing Security Incidents and Issue Trackers - Performing Quarterly Internal Audit and Yearly Client External Audit - Preparing for ISO27001, SSAE18 SOC1, SOC2, GDPR, and PCIDSS Audits - Responding to client's vendor risk assessment questionnaire and conducting Vendor security reviews - Conducting yearly BCP/DR drill and Information Security Awareness Sessions Qualifications Required: - 3-5 years of Industry Experience with 3 years of relevant experience - Bachelor's degree in B.E., B.SC IT, B.SC Computer Science, or equivalent - Experience in IT audit, governance, RIA Advisory, and compliance - Excellent communication skills and analytical thinking abilities Location: Pune, India (5 days from the office) Please note that as an InfoSec Compliance Officer, you will play a crucial role in ensuring the organization's IT security compliance and should possess the necessary technical skills and qualifications to excel in this role.,

Role Overview: You will be responsible for coordinating regulatory inspections and ensuring IT compliance for the Bank. Your primary task will include conducting Information Systems Audit and assisting in compliance reviews. Key Responsibilities: - Take care of IT compliance and conduct Information Systems Audit for the Bank. - Conduct Information Systems and Security audits, application control reviews, and application functionality reviews. - Perform IT audits as per the agreed annual audit plan. - Assist team members in conducting compliance reviews. - Assist in preparing monthly/quarterly/annual submissions to the Board/Audit & Compliance Committee. Qualification Required: - Chartered Accountant (preferably on the first attempt). A degree in Law or Company Secretary will be an added advantage. - 1-2 years of post-qualification experience in a Financial Services environment, preferably in handling RBI Inspections. - Impeccable integrity and compliance consciousness. Additional Details: In-depth knowledge of the regulatory environment for banks in India, particularly RBI & FEMA requirements, is essential. You should possess good coordination skills, research capabilities, and an intelligent interpretation of regulatory guidelines. Furthermore, having good knowledge of banking areas like Trade, Remittances, and Treasury, along with demonstrated ability to drive results effectively, will be beneficial. Good interpersonal skills are also required for this role.,

As a Company Secretarial & Compliance Officer at our Mumbai office in Andheri East, your role will involve leading the corporate compliance and secretarial function. You will need to have a strong regulatory background with active engagement with SEBI, NSE, and BSE, especially in light of the current listing suspension. The ideal candidate will have at least 4 years of experience in a listed company and be adept at managing corporate compliance and governance processes effectively. **Key Responsibilities:** - **Corporate Compliance & Regulatory Affairs:** - Act as the primary liaison with SEBI, NSE, and BSE, particularly regarding compliance related to listing suspension and reactivation. - Ensure full compliance with SEBI regulations, LODR, Companies Act, and other legal requirements. - Handle all regulatory filings, disclosures, and correspondence with stock exchanges. - **Company Secretarial Functions:** - Organize and manage Board Meetings, Committee Meetings, and AGMs, including preparing agendas, drafting minutes, and ensuring compliance with legal timelines. - File statutory documents with the ROC, manage annual report preparation, and governance documentation. - Maintain all statutory registers and corporate records in line with regulatory requirements. - **Capital Market & Corporate Transactions:** - Manage compliance and documentation related to NCD issuance, IPO allotments, and other securities offerings. - Coordinate with legal advisors, merchant bankers, agents, and regulators on transaction-related compliance. - **Documentation & Communication:** - Prepare accurate and timely board resolutions, statutory disclosures, annual returns, and other investor and regulator communications. - Maintain a high standard of corporate communication, both written and verbal. As a Company Secretarial & Compliance Officer, you are required to hold an LLB and CS qualification with a minimum of 4 to 8 years of experience. Your expertise in regulatory affairs and company secretarial functions will be crucial in ensuring seamless compliance and governance processes within our organization.,

Role Overview: As a Compliance Officer for AFC & Compliance Testing at Deutsche Bank, you will be a part of the DWS Anti-financial Crime (AFC) and Compliance Testing team, responsible for evaluating the firm's compliance with laws and regulations. Your role will involve supporting the Americas Head of AFC and Compliance Testing in conducting reviews, tests, and branch inspections to ensure effective mitigation of AFC and Compliance risk within DWS in the Americas Region. Key Responsibilities: - Perform AFC and Compliance reviews to assess compliance with legal, regulatory, and internal firm policy requirements for DWS products and services in the Americas, and potentially in global reviews covering other regions. - Develop testing modules, conduct testing across DWS Americas business activities, and evaluate adherence to regulatory requirements. - Build and maintain relationships with business line leadership, Operations groups, Internal Audit, and other stakeholders in the region. - Support the development of testing universe and review plan based on the annual AFC and compliance risk assessment. - Design effective testing scripts to identify control gaps and non-compliance with laws and regulations. - Identify AFC and Compliance risks in business processes, assess control framework effectiveness, and guide the development of remediation plans. - Prepare and distribute reports detailing review findings and recommendations to DWS leadership and senior management. - Ensure findings and recommendations are entered into the issue tracking system for corrective actions and perform follow-up for proper resolution. - Meet with senior management to provide an overview of significant risks and control gaps. - Assist in drafting periodic reports to senior management and regulators and support ad hoc projects. Qualifications Required: - BA or BS Degree required, JD or MBA a plus. Additional Company Details: Deutsche Bank aims for a culture of empowerment, responsibility, commercial thinking, initiative, and collaboration. The company values continuous learning, training, and development to aid in career progression. They promote a positive, fair, and inclusive work environment, welcoming applications from all individuals. Visit the company website for further information: [Deutsche Bank Website](https://www.db.com/company/company.htm),

Role Overview: You will be the Litigation & Compliance Officer at Hoora Technologies, responsible for preventive legal action and grievance resolution. Your main objective will be to establish and lead a specialized function dedicated to resolving disputes and consumer grievances before they escalate to formal court litigation. Additionally, you will serve as a key advisor to ensure proactive legal compliance across all hiring, business functions, and expansion initiatives. Key Responsibilities: - Grievance Resolution & Mediation - Pre-Litigation Resolution: Build and manage the end-to-end grievance resolution mechanism focused on achieving out-of-court settlements and mediation with the goal of resolving cases internally. - Team Building: Recruit, train, and lead a dedicated team to handle and track consumer, partner, and vendor grievances efficiently across all service verticals (B2C, D2C, Insurance). - Process Ownership: Define clear Standard Operating Procedures (SOPs) for logging, tracking, investigating, and resolving grievances rapidly and effectively. - Legal Prevention & Compliance - Criminal Law Focus: Utilize expertise in Criminal Law to anticipate, investigate, and proactively resolve complex issues related to partner conduct, operational safety, and consumer complaints with high legal risk. - Proactive Vetting: Advise on preventive measures in hiring for field staff, service partners, and vendors to mitigate fraud and misconduct risk. - Expansion Advisory: Provide immediate legal consultation on regulatory risks and compliance requirements during the launch of new business verticals and expansion projects. - Operational Integration - Hyper-local Strategy: Utilize experience from large hyper-local or marketplace models to design scalable grievance systems that align with Hoora's operational complexity. - Reporting: Maintain detailed documentation of all grievance patterns and outcomes, identifying recurring issues to implement actionable policy changes for the leadership team. Qualification Required: - Legal Qualification (Mandatory): Must possess a formal LLM and LLB degree. - Specialization (Mandatory): Specialized experience or demonstrated expertise in Criminal Law is essential for managing high-risk operational disputes. - Experience: 7+ years of experience in legal practice, compliance, or grievance management, ideally within a high-volume, customer-facing business. - Hyper-local Acumen: Experience or clear understanding of the operational risks and grievance patterns typical of hyper-local, logistics, or on-demand service platforms. - Resolution Focus: Proven track record in successfully mediating, negotiating, and achieving pre-litigation settlement and resolution of complex disputes. - Leadership: Ability to autonomously build and lead a new strategic function within a fast-paced technology company.,

Role Overview: As a Compliance Officer with NBFC experience, you will be responsible for leading the identification, assessment, and mitigation of risks to ensure full compliance with applicable laws, regulations, and internal policies. Your deep knowledge of RBI regulations, digital lending guidelines, and financial sector compliance requirements will be crucial in building a strong governance and risk culture in the fintech space. Key Responsibilities: - Ensure compliance with RBI regulations, Digital Lending Guidelines, PMLA, KYC/AML requirements, NBFC Master Directions, and IT Act. - Develop and implement compliance policies, frameworks, and programs to meet regulatory standards. - Act as the point of contact with regulators, manage inspections, and ensure timely submission of reports. - Conduct compliance audits, risk assessments, and monitor regulatory changes for internal updates and staff training. - Prepare for audits, address queries, and ensure audit readiness. - Identify compliance gaps, recommend mitigation measures, and maintain records of compliance activities. - Provide expert advice on compliance risks, contracts, agreements, and governance matters. - Conduct compliance training and promote a culture of compliance within the organization. Qualifications Required: - Education: CA/CS/LLB/MBA/PG in Risk Management/Finance/Compliance/Law or equivalent. - Experience: 5-10 years in risk and compliance roles within NBFCs, Fintechs, or Banks. - Strong understanding of RBI regulations, credit/lending business, digital lending ecosystem, and data privacy laws. - Exposure to RegTech tools and reporting systems is a plus. Additional Details: The company operates in the financial services industry, specifically in NBFCs. The employment type for this role is full-time based in Mumbai (Andheri East).,

Role Overview: As a Compliance Operations position, you will be responsible for disseminating, tracking, and monitoring Regulatory Communications and Circular Dissemination to stakeholders. Your role will involve maintaining various trackers, preparing reports, and supporting compliance operations activities. Key Responsibilities: - Disseminate Regulatory communication to internal stakeholders and track responses, ensuring timely submission to regulators. - Maintain Regulatory Communication Tracker, including publishing monthly MIS reports under supervision. - Manage a repository of Regulatory communications. - Track regulatory guidelines in the Circular Tracker, prepare monthly CIT MIS reports for Senior Management. - Create, modify, and discontinue returns based on regulatory guidelines, track them in the Returns Tracker. - Prepare and circulate fortnightly Regulatory Returns MIS reports to Senior Management. - Contribute to Compliance projects, automation initiatives, and other operational activities. - Assist in data entry, submission uploading, ID creations, and reconciliation on Regulatory portals. - Engage in liaison activities with regulators, quasi-regulators, and internal stakeholders. - Participate in departmental audits and implement corrective measures to address identified gaps. Qualification Required: - Bachelor's degree in a relevant field. - Strong understanding of regulatory compliance and operations. - Excellent communication and coordination skills. - Ability to work independently and collaboratively in a fast-paced environment. - Experience in compliance operations or similar role is preferred. (Note: No additional details about the company were provided in the job description.),

As a candidate for this role, you should have 10-12 years of post-qualification experience with excellent communication skills and a strong understanding of Credit regulations (Wholesale/Retail) and related compliances. Your responsibilities will include: - Guiding Business Units on Regulatory Compliance for transactions handled by the Bank, specifically focusing on Credit regulations. - Providing guidance and support to business teams regarding Credit (Wholesale and Retail) regulations and guidelines issued by RBI. - Liaising with RBI to seek clarification on regulatory matters. - Reviewing Product and Process notes to ensure compliance from a regulatory perspective. - Representing the Compliance unit in PPAC Committee Discussions to ensure proper communication of compliance comments. - Implementing Circular Tracker by disseminating regulatory guidelines within set timelines, reviewing action points, and following up with stakeholders for implementation. - Testing compliance submitted by stakeholders before closing circular action points. - Conducting periodic training on RBI guidelines related to Credit Portfolio, including developing online training modules and ensuring regular updates. - Preparing and submitting quarterly compliance agenda notes to the CS team. - Compiling a Monthly Report on Compliance Activities. Please note that this job description does not include any additional details about the company.,

As a Regulatory Compliance Specialist at the Bank, you will be responsible for ensuring compliance with various regulations such as SEBI, IRDA, and AMFI for the third-party products distribution business. Your key responsibilities include: - Handling Regulatory Compliance for the Bank, including regulations from SEBI, IRDA, and AMFI. - Ensuring compliance with regulations related to Mutual Fund & Insurance Distribution Business. - Circulating action points from regulatory circulars/notifications and following up with stakeholders for timely implementation. - Reviewing processes, corresponding with regulators on compliance matters, and handling Onsite Regulatory Inspections. - Providing clarifications on compliance queries from stakeholders within the Bank and Group entities. - Drafting and vetting submissions for the ACB/Board and submitting regulatory reports as required. In your role, you will need to interact with regulatory authorities like SEBI and IRDA, as well as engage with middle and senior management within the Bank.,

Role Overview: As an Income Tax and Trust Compliance Officer at U.P.Pai & Co Chartered Accountants located in Kalyan Dombivli, your role will involve tasks related to tax compliance, tax preparation, analyzing financial data, understanding tax laws, and ensuring trust compliance. Key Responsibilities: - Conduct tax compliance activities - Prepare tax documents - Analyze financial data - Understand and apply tax laws - Ensure trust compliance Qualifications Required: - Proficiency in Tax Compliance and Tax Preparation - Strong Analytical Skills and Financial Knowledge - Understanding of Tax Law and Regulations - Experience in finance-related roles - Excellent attention to detail and organizational skills - Ability to work effectively in a team setting - Bachelor's or Master's degree in Accounting, Finance, or related field,

As a Company Secretary / Compliance Officer at the hiring partner of Workassist, you will be responsible for monitoring compliance with SEBI Regulations & IFSCA regulations, timely reporting to relevant authorities, addressing investor grievances, vetting communications to investors, maintaining the Compliance Manual, and providing guidance on employee dealing policy. Your role will also involve checking and filing documents with IFSCA for approval. - Monitor compliance of SEBI Regulations & IFSCA regulations and report timely to authorities, Board of AMC, and Trustees. - Submit periodical reports to Regulators, AMFI, Board of Trustees, and AMC. - Address and resolve Investor Grievances promptly. - Vet and approve various communications to investors such as advertisements, factsheets, and posters. - Maintain Compliance Manual and update Management on regulatory changes. - Approve personal trades by employees and provide guidance on employee dealing policy. - Check & File Draft Offer Documents, additional features/proposals with IFSCA for approval, and coordinate between IFSCA. - Post Graduate degree or Masters in a relevant field. - Key skills in Compliance, SEBI Regulations, Legal Compliance, and Company Secretary. Workassist is an online recruitment and employment platform based in India. We specialize in providing relevant profiles to employers and job opportunities to job seekers across various industries using e-recruitment technology. Our platform connects job seekers with recruiters in sectors such as Banking & Finance, Consulting, Sales & Marketing, Healthcare, IT, Operations, and Legal. If you are seeking a new challenge, a supportive work environment, and an opportunity to elevate your career, we encourage you to apply today. Join us at Workassist and take the next step in your professional journey. We look forward to welcoming you onboard!,

As a Senior Compliance Professional at Aikyam Capital, you will play a crucial role in ensuring trust, governance, and integrity through compliance practices. Your responsibilities and qualifications are outlined below: Role Overview: - Lead and manage compliance programs across multiple verticals - Ensure adherence to SEBI, Exchange regulations, and internal policies - Review SOPs, policies, agreements to align with compliance standards - Drive internal audits, risk assessments, and training initiatives - Oversee regulatory submissions, CTCL, ALGO, COLO, and exchange approvals - Act as the key liaison between leadership, regulators, and industry bodies Key Responsibilities: - CS and/or LLB (mandatory) | Finance degree preferred - NISM certifications (must-have) - 10+ years experience in broking / merchant banking compliance (clearing experience a plus) - Hands-on with compliance systems (LD, Comptek, TSS) - Strong regulator & exchange network - Strategic thinker with attention to detail Join Aikyam Capital to lead compliance for a high-growth, trusted investment firm where transparency, governance, and regulatory excellence are valued. You will have the opportunity to collaborate with senior leaders and make a meaningful impact in capital markets. Apply now by sending your resume to hr@aikyamcap.com with the subject line "Application - Senior Compliance Professional".,

As a member of the Groww Mutual Fund team, you will play a crucial role in providing mutual fund schemes tailored to meet the diverse needs and objectives of investors. Anchored by principles of simplicity, transparency, long-term wealth creation, and customer focus, the organization focuses on identifying investment opportunities with growth potential and solid fundamentals. **Key Responsibilities:** - Perform daily compliance activities and ad-hoc reporting related to SEBI and AMFI. - Prepare and review policies and procedures for annual review. - Coordinate internal audits and ensure adherence to PMLA guidelines and STR reporting. - Review alerts from surveillance systems and maintain compliance trackers. - Monitor SEBI recovery and folio freezing orders, track PIT approvals, and ensure compliance with website requirements. - Support compliance in marketing materials, maintain policy trackers, review policy compliance, and assist in committee and board meeting agenda preparation. **Qualifications Required:** - Bachelor's degree in business administration, law, finance, or a related field; advanced degree preferred. - Minimum 4 years of experience in compliance, regulatory affairs, or a related field. - Strong understanding of relevant laws, regulations, and industry standards. - Excellent analytical skills, attention to detail, and effective written and verbal communication skills. - Proficiency in Microsoft Office Suite and other relevant software. At Groww Mutual Fund, the focus is on creating steady, long-term wealth for investors by uncovering promising opportunities and designing innovative schemes. The organization prioritizes simplicity, transparency, and customer centricity to help investors achieve their financial aspirations. Innovation is key, with a team that embodies passion, commitment, and a drive to challenge norms in wealth management.,

Role Overview: As a Risk and Compliance Consultant at Accenture, you will be responsible for advising financial and non-financial institutions across various risk management areas including risk strategy, transformation programs, enterprise risk, portfolio management, capability maturity assessments, fraud, and financial crime risk compliance. You will also partner with global deal teams to provide subject matter expertise on risk-related topics, shape thought capital, support practice development, and build strong relationships with global Accenture Risk Management teams. Key Responsibilities: - Demonstrate good project management skills and experience in managing teams across functions and geographies - Possess strong business acumen and knowledge of risk management processes - Solve complex business problems and deliver client satisfaction - Build thought leadership on current industry trends through strong writing skills - Utilize analytical and problem-solving skills to learn quickly and address challenges - Communicate effectively, build relationships, and excel in presentations - Exhibit cross-cultural competence to thrive in a dynamic consulting environment Qualification Required: - MBA from Tier-1 B-schools with specialization in risk management - 3-7 years of risk management experience in Financial Services institutions, Rating Agency, Professional Services, or Risk Advisory - Hands-on experience in areas such as credit risk measurement, market risk measurement, liquidity risk measurement, operational risk management, treasury experiences, and enterprise risk management - Knowledge of risk regulatory framework of major economies across the globe - Industry certifications such as FRM, PRM, CFA are preferred Additional Information: Accenture offers an opportunity to work on transformative projects with key G2000 clients, co-create with industry leaders, develop strategy & consulting acumen through personalized training modules, and thrive in a culture committed to accelerating equality for all. Engage in boundaryless collaboration across the entire organization to shape and recommend innovative solutions leveraging emerging technologies.,