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Course Outline
Fundamentals of ISO 37301 and Compliance Management
- An introduction to ISO 37301 and its objectives.
- Core compliance principles: integrity, accountability, and transparency.
- Distinguishing between ISO 19600 and ISO 37301.
Organizational Context and Leadership Roles
- Analyzing the internal and external environment of the organization.
- Defining top management responsibilities and leadership duties.
- Formulating compliance policies and setting strategic objectives.
Planning and Supportive Functions
- Evaluating compliance risks and developing mitigation strategies.
- Requirements for competence, awareness, and communication.
- Documentation and resource needs for the CMS.
Operational Controls and Compliance Workflows
- Defining operational procedures and assigning responsibilities.
- Addressing outsourcing and third-party compliance issues.
- Recording compliance obligations and control measures.
Monitoring, Assessment, and Reporting Mechanisms
- Measuring compliance performance through KPIs.
- Performing internal audits and compliance evaluations.
- Structuring compliance reporting and escalation paths.
Management Review and Ongoing Improvement
- Assessing system performance with leadership input.
- Managing non-compliance and implementing corrective actions.
- Driving continuous enhancement of the CMS.
Certification, System Integration, and Future Preparedness
- Procedures for ISO 37301 certification and external audits.
- Aligning with ISO 37001, ISO 9001, or ISO 27001.
- Exploring emerging compliance trends and digital governance.
Recap and Subsequent Actions
Requirements
- A solid grasp of concepts related to compliance and risk.
- Knowledge of management system standards.
- Background in regulatory, legal, or internal control operations.
Target Audience
- Compliance officers and internal control managers.
- Auditors, legal counsel, and risk specialists.
- Executive managers and governance leaders focused on maintaining compliance integrity.
14 Hours
Testimonials (1)
Theory followed by practical examples and exercices. Job well done!