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Course Outline

Introductory Overview of ISO 37301 and Compliance Management

  • Summary of ISO 37301 and its intended purpose
  • Core compliance principles: integrity, accountability, and transparency
  • Key distinctions between ISO 19600 and ISO 37301

Organizational Context and Leadership Roles

  • Analyzing the organization’s internal and external environment
  • Defining top management responsibilities and leadership involvement
  • Formulating compliance policies and strategic objectives

Strategic Planning and Support Mechanisms

  • Evaluating compliance risks and defining mitigation strategies
  • Requirements for competence, awareness, and communication
  • Documentation and resource allocation needs for the CMS

Operational Controls and Compliance Workflows

  • Defining operational procedures and assigning responsibilities
  • Addressing compliance considerations for outsourcing and third parties
  • Recording compliance obligations and control measures

Oversight, Assessment, and Reporting

  • Measuring compliance performance and tracking KPIs
  • Performing internal audits and compliance evaluations
  • Managing compliance reporting and escalation protocols

Management Reviews and Continuous Enhancement

  • Assessing system performance and incorporating leadership feedback
  • Managing noncompliance issues and implementing corrective actions
  • Driving ongoing improvement within the CMS

Certification, System Integration, and Future Preparedness

  • Procedures for ISO 37301 certification and third-party auditing
  • Aligning with ISO 37001, ISO 9001, or ISO 27001 standards
  • Navigating emerging compliance trends and digital governance shifts

Recap and Recommended Next Steps

Requirements

  • A solid grasp of compliance and risk-related concepts
  • Familiarity with management system standards
  • Background in regulatory, legal, or internal control roles

Target Audience

  • Compliance officers and internal control managers
  • Auditors, legal advisors, and risk specialists
  • Senior executives and governance leaders committed to upholding compliance integrity
 14 Hours

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