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Course Outline
Introductory Overview of ISO 37301 and Compliance Management
- Summary of ISO 37301 and its intended purpose
- Core compliance principles: integrity, accountability, and transparency
- Key distinctions between ISO 19600 and ISO 37301
Organizational Context and Leadership Roles
- Analyzing the organization’s internal and external environment
- Defining top management responsibilities and leadership involvement
- Formulating compliance policies and strategic objectives
Strategic Planning and Support Mechanisms
- Evaluating compliance risks and defining mitigation strategies
- Requirements for competence, awareness, and communication
- Documentation and resource allocation needs for the CMS
Operational Controls and Compliance Workflows
- Defining operational procedures and assigning responsibilities
- Addressing compliance considerations for outsourcing and third parties
- Recording compliance obligations and control measures
Oversight, Assessment, and Reporting
- Measuring compliance performance and tracking KPIs
- Performing internal audits and compliance evaluations
- Managing compliance reporting and escalation protocols
Management Reviews and Continuous Enhancement
- Assessing system performance and incorporating leadership feedback
- Managing noncompliance issues and implementing corrective actions
- Driving ongoing improvement within the CMS
Certification, System Integration, and Future Preparedness
- Procedures for ISO 37301 certification and third-party auditing
- Aligning with ISO 37001, ISO 9001, or ISO 27001 standards
- Navigating emerging compliance trends and digital governance shifts
Recap and Recommended Next Steps
Requirements
- A solid grasp of compliance and risk-related concepts
- Familiarity with management system standards
- Background in regulatory, legal, or internal control roles
Target Audience
- Compliance officers and internal control managers
- Auditors, legal advisors, and risk specialists
- Senior executives and governance leaders committed to upholding compliance integrity
14 Hours
Testimonials (1)
Theory followed by practical examples and exercices. Job well done!