SUSTAINABLE TRANSPORTATION SYSTEMS
Lecture 11: Introduction to Environment Impact Assessment (EIA)
                                     By-
                           Prof. Bhola Ram Gurjar
                          Dept. of Civil Engineering
                                                           1
    Contents
• Development V/s Environment ?
• Environmental Impact Assessment (EIA): A Middle Path !
• Evolution of Environmental Impact Assessment
     – Worldwide
     – India
•   Types of EIA
•   Classification of Environmental Impacts
•   Forms of Impact Assessments
•   Benefits and Flaws of EIA
•   Positive and Negative Externalities of EIA
•   Conclusion
                                                           2
What will you choose between Development & Environment?
       Development V/s Environment
         Poverty Reduction
         Employment
                             Environment Protection
         Ease of Living
                             Biodiversity
                             Human Health
                                                      3
   An Everlasting Debate: Development Vs. Environment
                                Unplanned
                                developments
                                negatively affects
                                the Environment
 What is the solution???
Image Source: Delhigreens.com
                                                        4
  Development V/s Environment: An Example of the Case of
  Aarey Forest
  • Approx. 800-acre land in Mumbai city
  • 2600 trees need to be cut for setting up metro shed.
  • Protest erupted after 1500 trees were cut down.
  • Later government changed the decision and
    declared it as reserved forest land.                   Image: Aarey
                                                           Forest
                                                           Source: Economic
      What should be basis of such decisions?              Times
Source: (Financial express)
                                                                              5
   Development Vs. Environment: An Example of the Case
   of Kudankulam Power Plant
 • The Kudankulam Nuclear Power plant
   was a project to reduce dependence on
   coal based thermal power plants in India.
 • Villagers protested it citing negative
   environmental impact.
 • An example of a Case of regional/national                                         Image: Nuclear Power Plant
                                                                                     Source: Indian Express
   interest vs. local interests.
                   What should be basis of such decisions?
Source: The Hindu (https://www.thehindu.com/news/national/The-story-of-Kudankulam-From-1988-to-2016/article14564027.ece)
                                                                                                                           6
Philosophy of Madhyam-Pratipada
•   Buddha suggested: “Enlightenment by avoiding
    the extremes of self-gratification on one hand and
    self-mortification on the other” Source: (Britannica)
          The Concept of middle path
    The answer for our debate between
    development goals vs. environmental
    goals is by balancing the two sides.
                                                            7
Environmental Impact Assessment (EIA): A Middle Path!
Environment                  Development
              The Solution is EIA
 EIA can be termed as balancing process between
 developmental and environmental goals.
                                                        8
What is Environmental Impact Assessment (EIA)?
  • EIA is a tool for decision making to find out the best
    possible alternative in terms of environmental as well
    as the economic costs & benefits.
  Definition of EIA
  Environmental impact assessment (EIA) is a process of
  identifying, predicting, evaluating, and mitigating the
  biophysical, social, and other relevant effects of
  proposed projects and physical activities prior to major
  decisions and commitments being made.
Source: (Barry Sadler, 1996)
                                                             9
   Need for Environmental Impact Assessment Studies
                            EIA aims to minimize Environmental
                            and social impacts and can enhance
                            Sustainability development in the
                            area, where large-scale projects are
                            implemented.
Source: (IISD, 2016)
                                                             10
Need for Environmental Impact Assessment studies
                                         To consider
                                         the Impacts of
                                         Transportation
                                         Sector in
                                         Planning
                                                    11
Purpose of Environment Impact Assessment
To facilitate decision-        To aid in the formation of              To be an instrument for
making                         development                             sustainable development
- Systematic examination of    - Framework for considering location,   - Overall quality of life
  the environmental              design and environmental issues in    - Continuing access to
  implications of a proposed     parallel.                               natural resources
  action, and sometimes        - Aid to the formulation of             - Avoiding lasting
  alternatives, before a         developmental actions                   environmental damage
  decision is taken.           - Environmentally sensitive
                                 developments
                                                                                           12
Core Values of EIA
                                               Integrity
                               •   Should be fair, unbiased and balanced
Utility                                                                    Sustainability
•   Provide a balanced and                                                 •   Should result in
    credible information for                                                   decisions protecting
    decision making                Core values of EIA                          the environment
                                                                                                  13
Components of Environment Impact Assessment
                                  1. Resource capability and
                                     ecosystem mapping
                                  2. Natural hazard and landscape
                                     sensitivity evaluation
                                  3. EIA and other forms of Impact
                                     Assessment
                                  4. Ecosystem approaches ex.
                                     Critical zone, habitat supply
                                     etc.
                                                            14
 Timeline of Environmental Impact Assessment
                                                               • Union Ministry of
  • EIA was made legislation         • Espoo Convention          Environment & Forests, GOI        • The Ministry of Environment,
    in the US in the National        • To consider Trans-        under Environment                   Forests and Climate Change
    Environmental Policy Act           boundary effects in       (Protection) Act 1986,              (MoEFCC) notified new EIA
    (NEPA)                             EIA studies               promulgated EIA notification        legislation
                   1969                    1991                1994                                  2006
                                                                                                                • The MOEFCC notified
                                                                                                      2020        new EIA draft
      1960’s                    1980’s               1992                      1997
• EIA as part of a              • World Bank         • Rio Declaration          • Public hearing
  rational decision               adopted EIA        • UN declares EIA as a       was made
  making process                  for major            national decision          compulsory
• A technical evaluation          development          making instrument          before impact
  that would lead to              projects                                        assessment
  decision making               • UNEP adopts                                     was finalized
                                  EIA studies
                                                                                                                                    15
   Evolution of EIA in Countries Worldwide
 Period                                     Development of EIA
 Pre-1970              •   Project review based on the technical/engineering and
                           economic analysis.
                       •   Limited consideration given to environmental
                           consequences.
 Early/mid             •   EIA introduced by NEPA in 1969-70 in US.
 – 1970s               •   Standard methodologies for impact analysis developed (e.g.
                           matrix, checklist and network).
                       •   Canada, Australia, New Zealand and Columbia became the
                           first countries to follow NEPA in 1973-1974.
                       •   Australia legislated EIA, whereas Canada and New Zealand
                           established administrative procedures.
Source: (IAIA, 1996)
                                                                                        16
   Evolution of EIA in Countries Worldwide
    Period                                    Development of EIA
 Late 1970 •                More formalized guidance.
 and early •                Other industrial and developing countries introduced formal
   1980s                    EIA requirements
           •                (France, 1976; Philippines, 1977), began to use the process
                            informally or experimentally (Netherlands, 1978) or adopted
                            elements, such as impact statements or reports, as part of
                            development applications for planning permission (UK, 1988).
                       •    Use of EIA by developing countries (Brazil, Philippines, China,
                            Indonesia)
                       •    Strategic Environment Assessment (SEA), risk analysis
                            included in EIA processes.
                       •    Provision for public involvement.
                       •   Coordination with land use planning processes.
Source: (IAIA, 1996)
                                                                                              17
   Evolution of EIA in Countries Worldwide
    Period                                    Development of EIA
 Mid 1980s •               In Europe, EC Directive on EIA establishes basic principle
  to 1990                  and procedural requirements for all member states.
                           Increasing efforts to address cumulative effects.
                       •   World Bank and other leading international aid agencies
                           establish EIA requirements.
                       •   Spread of EIA process in Asia
    1990s              •    Requirement to consider trans-boundary effects under
                            Espoo convention.
                       •    Increased use of GIS and other information technologies
                            (IT).
                       •    Sustainability principle and global issues received increased
                            attention.
                       •   India adopted the EIA formally.
Source: (IAIA, 1996)
                                                                                            18
Evolution of EIA- Key International agreements
 Convention on Environmental Impact Assessment in a
 Trans-boundary Context (Espoo, 1991).
 • This is the first multi-lateral EIA treaty.
 • Treated EIA in a trans-boundary context and entered into
   force in 1997.
 • The Espoo Convention sets out the obligations of Parties to
   assess the environmental impact of certain activities at an
   early stage of planning.
 • It also lays down the general obligation of states to notify
   and consult each other on all major projects under
   consideration that are likely to have a significant adverse
   environmental impact across borders.
                                                                  19
Evolution of EIA- Key International agreements (cont’d..)
    Rio Declaration (1992)
    • Principle 17 of Rio Declaration on Environment and
      Development calls for use of EIA as a national
      decision making instrument to be used in assessing
      whether proposed activities are likely to have
      significant adverse impact on the environment.
    • It also emphasized the role of competent national
      authority in the decision making process
                                                            20
EIA Timeline in India
                        21
 Types of EIA
                                                             • Comprehensive Environmental
                    Types of                                   Impact Assessment includes
                                                               collection of data for various
                      EIA                                      components for four seasons
                                                               i.e. Monsoon, Post-monsoon,
  Rapid                                    Comprehensive       Winter and Summer.
   EIA                                         EIA           • Time taking process
                                                             • Conducted only if required and
                                                               asked by the assessment body.
• Rapid Environmental Impact Assessment (REIA) is done for
  quick assessment of likely adverse impacts.
• Mostly conducted at the initiation of the new activity.
• Rapid Environmental Impact Assessment study covers one
  season baseline data for various environmental
  components i.e. Air , Noise, water, land, Biological and
  Socio-economic including parameters of human interest.
                                                                                                22
Objective-based Classification of EIA
                                        EIA can be classified
          Regional     Sectoral         on the basis of
                                        objectives of the
                       Project          project or its theme.
          Strategic
                        Level
                Life Cycle
               Assessment
                                                         23
   Life Cycle Assessment (LCA)          • Highlights that environmental concerns
                                          enter every step of the process.
                                        • Examines environmental impacts of the
                                          product at all stages of the product life
                                          cycle.
                                        • Way to deal with environmental impacts,
                                          especially in manufacturing.
                                        • Considers the total picture rather than
                                          just one stage of the production.
                                     Example of LCA
                                     for a Product
Source: (Jiawen Liu et. al, 2019,)
                                                                                24
Regional EIA
• Environmental concerns    integrated
  with regional planning.
• Adequate integration of economic
  growth with management of natural
  resources.
• Critical for achieving    sustainable
  development goals.
                                          25
Regional EIA example of the Doon Valley, Uttarakhand
                                         • Doon valley is situated
                                           around the Dehradun
                                           (Capital     city     of
                                           Uttarakhand).
                                         • Map showing the master
                                           plan of Doon valley
                                           submitted     by   state
                                           government
                                                            26
Regional EIA example of the Doon Valley, Uttarakhand (cont’d..)
• Location of industries will be as per Water
  (Prevention and Control of Pollution) Act, 1974 and
  the Air (Prevention and Control of Pollution) Act,
  1981.
• Land use, tourism and grazing will be as per plan
  approved by ministry of Environment, Forest and
  Climate Change (known as MoEF).
                                                        Image:
• Any mining activities needs prior clearance from      Doon Valley
  MOEF.
• Red category industries (most polluting) is not
  allowed.
                                                                      27
Sectoral EIA                    • EIA concerning specific
                                  sectors such as
                                  transportation, energy,
                                  mining etc.
                                • Addresses specific issues
                                  encountered during
               Transportation
                   sector         implementing any sectoral
                                  project/s.
                                                      28
Sectoral EIA for Transportation Sector
Key Features:
• Wider impacts (on national or global level).
• Promotes integration of various transportation
  modes.
• Overall assessment of energy and fuel
  consumption by transport sector and
  implementation of best strategy to minimize
  adverse impacts.
• Encourage better usage of resources in
  sustainable manner.
                                                   29
  Strategic EIA (SEIA or SEA)
                                                • SIEA is the systematic analysis of the
                                                  environmental effects of development
                                                  policies, plans, programmes (PPP) and other
                                                  proposed strategic actions including the
                                                  preparation of a report that helps in decision-
                                                  making.
                                                • Proactive approach to integrate
                                                  environmental concerns in the decision-
                                                  making process.
                                                    SEA is the EIA of
                                                    policies, plans and
    Relationship   between     Strategic   Impact   programs
    Assessment and Environment Impact Assessment
Source: (Javier Rodrigo-Ilarri et. al, 2020)
                                                                                           30
Difference between EIA and SEA
Environment impact assessment Strategic environment assessment
•   Takes place at end of decision-      •   Takes place at earlier stages of decision making cycle
    making cycle
•   Reactive to a development            •   Pro-active to development proposals
    proposal
•   Identifies specific impacts on the   •   Access effects of a policy, plan or programme on the
    environment                              environment or the effect on environment on
                                             development needs and opportunities.
•   Addresses a specific project         •   Addresses areas, regions or sectors of development
•   Considers limited number of          •   Considers broad range of potential alternatives
    feasible alternatives
•   Emphasis on mitigating and           •   Emphasis on meeting environmental objectives,
    minimizing impacts                       maintaining environmental quality
•   Narrow perspective and a high        •   Broad perspective and lower level of detail to provide a
    level of detail                          vision and overall framework
•   Well-defined process, clear          •   Multi-stage process, overlapping components, policy
    beginning and end                        level is continuing and iterative
•   Focuses on project specific          •   Creates a framework against which impacts and benefits
    impacts.                                 can be measured.
                                                                                                        31
Example of SEIA for Helsinki Metropolitan Transport System (Finland)
• 3 alternatives were compared
    Ø Existing 1994 system (Baseline scenario)
    Ø Based on policy to develop public transport
    Ø Based on policy to develop private vehicle
      traffic
• For each alternative, positive and negative
  points were identified based on:
    Ø Land use                                      Helsinki Metro
    Ø Environment
    Ø Traffic and mobility
                                                                     32
Project level EIA
• Developmental activities considered
  in isolation.
• Impact assessment specifically for
  activities proposed in project.
• Most common EIA process
• Example: EIA for any section of
  highway or a small project.
                                        33
  Classification of Environmental Impacts
Source: (Bai Yong and Bai Qiang, 2014)
                                            34
Beneficial or Detrimental Impacts
                                    Example: Transport projects such as
                                    new construction of roads, widening
                                    of roads
                                    • Detrimental impact: Deteriorating air
                                      quality
                                    • Beneficial impact: Improved air quality
                                      by using roads for public
                                      transportation and Non-motorized
                                      transports
Image Source: nhpr.org
                                                                       35
Naturally Reversible or Irreversible Impacts
                                    Example: Waterbodies such as rivers
                                    • Reversible impact: Maintaining
                                      natural flows enhances self
                                      purification properties of water
                                      bodies (by increased dissolved
                                      oxygen levels).
                                    • Irreversible Impact: Extensive
                                      pollution leads to extinction of
                                      species.
                                                                     36
Repairable or Irreparable Impacts
Impacts Repairable via management
practices or irreparable
Example: Deforestation for Road
construction
• Repairable impact: Forest cover may be
  increased through plantation.
• Irreparable impact: Irreparable once sensitive
  ecological cycle is disturbed, it is irreparable.
                                                      37
Short-term or Long-term Impacts
                                                            Example: A Metro Project
                                                            • Short-term impact: Congestion
                                                              on roads during construction
                                                              period.
                                                            • Long-term        Impact: GHG
                                                              emissions during the entire
                                                              project life of a metro.
Congestion on roads due to construction activities of a Metro project
Source:(https://www.dnaindia.com/mumbai/)
                                                                                      38
 Local, Regional, National Scales & Impacts
                           Regional Socio-economic     Regional Environmental
Local Impacts example
                           Impacts example of          Impacts example of Acid rain
of Dirt from Unpaved
                           benefits of BRTS or MRTS    due to SOX / NOX emissions
roads and construction
sites
                 National Impacts example of
                 Alternate fuels (Ex. Implementation
                 of BS VI) in India
                                                                               39
Forms of Impact assessments
•   Social Impact Assessment                   Based on the type of
•   Risk Assessment
•   Life Cycle Analysis (LCA)
                                               Project and the need for
•   Energy Analysis                            study, an EIA study can
•   Health Impact Assessment                   include any of the following
•   Regulatory Impact Assessment               Impact assessments in the
•   Species Impact Assessment                  study.
•   Technology Assessment
•   Economic Assessment
•   Cumulative Impact Assessment
•   Strategic Environmental Assessment (SEA)
•   Integrated Impact Assessment
                                                                              40
Benefits of EIA
                          Transparency
      Accountability                       Certainty
                          Benefits
     Credibility                                          Participation
                           of EIA
              Cost
          effectiveness                  Practicability
                          Flexibility
                                                                          41
Benefits of EIA and their Levels of Success
                                              According to
                                              International
                                              Institute of
                                              Sustainable
                                              Development
                                              (IISD), 2016.
Source: (IISD, 2016)
                                                          42
  Comparison of Benefits and Flaws in EIA Studies
                            Benefits                                      Flaws
     •     Provides systematic method of impact       •   Time consuming
           assessment
     •     Estimates the Cost/Benefit trade-off of    •   Costly
           alternate actions
     •     Facilitates the public participation       •   Little public participation in actual
                                                          implementation
     •     Provides an effective mechanism for:       •   Unavailability for reliable data (mostly in
            •     Coordination                            developing countries
            •     Environmental Mitigation
            •     Negotiations
            •     Feed back
     •     Top-level decision making                  •   Too focused to scientific analysis
                                                          (sometimes)
     •     Achieves a balance between the impact of   •   Compliance monitoring after EIA is
           developments and environmental concerns        seldom carried out
Source: (School of Planning and Architecture)
                                                                                                        43
Positive and Negative Externalities
                                 +ve
Positive Externalities                   Negative Externalities
   1. New jobs generated, economic              1. Additional pressure on
      growth is stimulated.                        Physical Infrastructure
   2. Growth of local business                  2. Escalation of Cost
      enterprises supported.                    3. Extended time in project
   3. Development of supporting                    implementation
                                          -ve
      and complementary industries.
   4. Influx of capital and disposable
      income.
                                                                              44
Conclusion
• Environmental Impact Assessment (EIA) is an effort to
  having harmony with nature while without
  compromising the economic benefits of growth and
  development activities.
• EIA considers various environmental impacts with
  respect to its type, level or nature.
• An EIA study not only prevents any damage to natural
  resources and environment, but also helps to gain
  developmental and economic profits in long-term,
  thereby ensuring Sustainable development.
                                                          45
References
• Bai Yong and Bai Qiang, (2014). “Environmental Impact Assessment”, Chapter 17, Subsea Pipeline Integrity and Risk Management 2014, pp. 363-376,
  DOI. 10.1016/B978-0-12-394432-0.00017-2.
• European Coommission, (2000). “Strategic Environmental Assessment in the Transport Sector: An Overview of Legislation and Practice in EU Member
  States”, Environmental Resources Management, https://ec.europa.eu/environment/archives/eia/sea-studies-and-reports/pdf/sea_transport.pdf
• International Association of Impact Assessment (IAIA), (1996). “Environmental Assessment in a Changing World: Evaluating Practice to Improve
  Performance”, Barry Sadler, https://unece.org/DAM/env/eia/documents/StudyEffectivenessEA.pdf.
• International Institute of Sustainable Development (IISD), (2016). “Environmental Impact Assessment Training Manual”, EIA Online Learning
  Platform, www.iisd.org/learning/eia.
• Ministry of Environment, Forest and Climate Change (MOEFCC), https://cckpindia.nic.in/
• Ministry of Environment, Forests and Climate Change (MOEFCC), “Master plan for Dehradun city and environmental regulations”,
  http://moef.gov.in/en/rules-and-regulations/esa-notifications/
• Ministry of Environment, Forests and Climate Change (MOEFCC), “Pollution and guidelines”, http://moef.gov.in/en/environment/pollution/
• Ministry of Environment, Forests and Climate Change (MOEFCC),                          “Doon valley amendments”, http://moef.gov.in/wp-
  content/uploads/2017/06/doon-valley-amendment.pdf
• Prof. Sandeep Hegde, https://www.slideshare.net/prithvighag/env-mgt-2-eia42slides.
• U.S. Energy Information Administration, (2016). “Transport sector energy consumption”,                    International Energy Outlook 2016,
  https://www.eia.gov/outlooks/ieo/pdf/transportation.pdf
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Thank You
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