THE READING RHEUM: BARON MUNCHAUSEN (1785)

 I gave this oddball quasi-novel a second read after having buzzed through it years ago. I tried this time to take notes about some of the highlights in this very episodic conglomeration of tall tales, but they all read about the same and there's no unity between them. Since there is not, I'll start out by listing a few episodes that stood out for me in a creative sense.

Many of the incidents in the novel feel like callbacks to the once popular "travelers' tales," of which the 13th century "Mandeville's Travels" is representative. Like ancient authors such as Pliny and Herodotus, Mandeville mixed genuine historiography with all sorts of bizarre, supposedly real marvels. Here's author Raspe using his narrator, his fictionalized version of the real Baron Munchausen, making up crap about things he saw in Antarctica.

We had not proceeded thus many weeks, advancing with incredible fatigue
by continual towing, when we fell in with a fleet of Negro-men, as they
call them. These wretches, I must inform you, my dear friends, had found
means to make prizes of those vessels from some Europeans upon the coast
of Guinea, and tasting the sweets of luxury, had formed colonies in
several new discovered islands near the South Pole, where they had a
variety of plantations of such matters as would only grow in the coldest
climates. As the black inhabitants of Guinea were unsuited to the
climate and excessive cold of the country, they formed the diabolical
project of getting Christian slaves to work for them. For this purpose
they sent vessels every year to the coast of Scotland, the northern
parts of Ireland, and Wales, and were even sometimes seen off the coast
of Cornwall. And having purchased, or entrapped by fraud or violence,
a great number of men, women, and children, they proceeded with their
cargoes of human flesh to the other end of the world, and sold them to
their planters, where they were flogged into obedience, and made to work
like horses all the rest of their lives.

This is of particular literary interest since the peculiar trope of "Black People in Antarctica" proves of inestimable importance to Edgar Allan Poe's "The Narrative of Arthur Gordon Pym."      

And here's a crossover I certainly didn't remember from the earlier reading. 

I proceeded with the same retinue that I had before--Sphinx,
Gog and Magog, &c., and advanced along the bridge, lined on each side
with rows of trees, adorned with festoons of various flowers, and
illuminated with coloured lights. We advanced at a great rate along the
bridge, which was so very extensive that we could scarcely perceive the
ascent, but proceeded insensibly until we arrived on the centre of the
arch. The view from thence was glorious beyond conception; 'twas divine
to look down on the kingdoms and seas and islands under us. Africa
seemed in general of a tawny brownish colour, burned up by the sun:
Spain seemed more inclining to a yellow, on account of some fields of
corn scattered over the kingdom; France appeared more inclining to a
bright straw-colour, intermixed with green; and England appeared covered
with the most beautiful verdure. I admired the appearance of the Baltic
Sea, which evidently seemed to have been introduced between those
countries by the sudden splitting of the land, and that originally
Sweden was united to the western coast of Denmark; in short, the whole
interstice of the Gulf of Finland had no being, until these
countries, by mutual consent, separated from one another. Such were my
philosophical meditations as I advanced, when I observed a man in armour
with a tremendous spear or lance, and mounted upon a steed, advancing
against me. I soon discovered by a telescope that it could be no other
than Don Quixote, and promised myself much amusement in the encounter.

Cervantes would turn over in his grave. But maybe he deserved a little static, since DON QUIXOTE's greatest feat in the literary world was to kill off the chivalric romance-- albeit only temporarily, since Walter Scott brought the genre back to life in the 1800s. My main interest, one might anticipate, is to ask how relevant the tale-telling Baron is to the superhero idiom, given that he performs feats like this one:

Having made a track with my chariot from sea to sea, I ordered my Turks
and Russians to begin, and in a few hours we had the pleasure of seeing
a fleet of British East Indiamen in full sail through the canal. The
officers of this fleet were very polite, and paid me every applause and
congratulation my exploits could merit. They told me of their affairs in
India, and the ferocity of that dreadful warrior, Tippoo Sahib, on which
I resolved to go to India and encounter the tyrant. I travelled down the
Red Sea to Madras, and at the head of a few Sepoys and Europeans pursued
the flying army of Tippoo to the gates of Seringapatam. I challenged him
to mortal combat, and, mounted on my steed, rode up to the walls of the
fortress amidst a storm of shells and cannon-balls. As fast as the bombs
and cannon-balls came upon me, I caught them in my hands like so
many pebbles, and throwing them against the fortress, demolished the
strongest ramparts of the place. I took my mark so direct, that whenever
I aimed a cannon-ball or a shell at any person on the ramparts I was
sure to hit him: and one time perceiving a tremendous piece of artillery
pointed against me, and knowing the ball must be so great it would
certainly stun me, I took a small cannon-ball, and just as I perceived
the engineer going to order them to fire, and opening his mouth to give
the word of command, I took aim and drove my ball precisely down his
throat.

Now, one reason MUNCHAUSEN is not a combative work is because it varies too much between occasional combative scenes like this one and incidents where Munchausen is just (say) standing around describing the giants of (his version of) Swift's Brobdingnag. This stands in contrast to at least two of the feature films that adapted Raspe, the 1943 MUNCHAUSEN (an excellent fantasy movie tainted by having been released under the aegis of Nazi Germany) and Terry Gilliam's ADVENTURES OF BARON MUNCHAUSEN-- both of which imposed some comparatively greater degree of unity on Raspe's wild imaginings.

But though I don't have a problem with viewing those two Barons as combative heroes, there's a second reason I don't think Raspe's original character qualifies to be included in the superhero idiom. The diegesis doesn't actually state outright that Munchausen is relating a bunch of tall tales, but it's perhaps implicit, because the Baron's world is just as mutable as his abilities. The book, for instance, starts out by having Munchausen claim that he witnessed how a great storm uprooted several trees, which flew into the air, and which fell to earth when the storm passed. But one tree in particular harbored a man and his wife who happened to be picking cucumbers at the time the storm hit, and when their tree falls to the ground, it happens to crush a local tyrant, after which the couple become the realm's new rulers.

This sort of "anything for a laugh" aesthetic fits Bugs Bunny more than Superman. Even some of the Baron's feats anticipate animated cartoons. When the Baron is attacked by a wolf and has to stave the critter off by jamming his arm into its open mouth, he solves the problem by-- pulling the wolf inside-out! 

Summing up, I don't think the superhero idiom works if the characters involved don't have some sort of limits, however variable they might be. Nothing's at stake for the hero without those limits, and so Raspe's wacky Baron doesn't even belong in the same company as funny-animal superheroes like Mighty Mouse-- who at least takes a hit once in a while-- but rather with Bugs, Porky, and all those zombies.      

     

THE READING RHEUM: "THE UNNAMEABLE" (1923/1925)

I've heard various HPL stories described as being "his most Poe-like." Though it's true that Poe is probably HPL's greatest influence, Poe had many aspects to his work, so it makes a difference as to what aspect one thinks HPL was imitating.

"The Unnameable" is HPL emulating Poe's penchant for oddball philosophical pieces disguised as fiction. I've argued elsewhere that Poe's "Morella" is the author's take on the Aristotelian "A is A" argument, in that the narrator's daughter suffers when he first addresses his daughter by her mother's name. 

"The Unnameable" is a hard-to-follow colloquy between two characters, Carter and Manton, that takes place near an abandoned house. Conveniently enough, their argument is settled when they are attacked by an unnameable something or other, though for a change, both potential victims survive. There are no "Mythos" associations in this brief tale-- I for one don't consider this "Carter" in any way related to the "Randolph Carter" who appears in a few Mythos-stories-- and I imagine that the two movie "adaptations" had to make up anything resembling a conventional story.

UP WITH FANTASY, DOWN WITH HORROR

 In WORLD AS WILL AND REPRESENTATION, Schopenhauer distinguishes between "intuitive" and "abstract" representations: humans share "intuitive representations" with other animals, in that they are based in the body's "percepts."  But humans alone have the power to conceive "abstract representations," for humans alone can base representations in "concepts."-- HERO VS. VILLAIN, MONSTER VS. VICTIM PART 3 (2012).

So in my previous essay I extended my terms of "grotesque and arabesque" to two "super-genres," horror and fantasy. I call them "super-genres" because both subsume so many subgenres that it's difficult to claim that any single genre embraces works as far apart as Poe's HOUSE OF USHER and the Chichester-Johnson JIHAD (for horror) or Tolkien's LORD OF THE RINGS and Clark Ashton Smith's "Zothique" stories (for fantasy). I think it's plain enough as to which super-genre is aligned with the grotesque and which is aligned with the arabesque.

It's more challenging, though, to place these super-genres-- which extend their influence far beyond their manifestations in popular fiction-- in the Schopenhaurean categories of authorial will. I've attempted to rename, for my literary project, Schopenhauer's names for his two types of representation, "intuitive" and "abstract," but I'm not going to reference any of my revisions in this essay. I want to get at a very narrow aspect of how audience expectations form patterns within authorial will.

I referenced that aspect-- or two manifestations of that aspect-- in the 2012 HUXLEY, JUNG AND STRANGENESS, where I summarized Thomas Huxley's distinctions between what he termed "upward transcendence" and "downward transcendence." 

UPWARD TRANSCENDENCE-- a state of mind that Huxley doesn't adequate define, though he associates it with "theophanies" and the veneration of a " liberating and transfiguring Spirit."


 DOWNWARD TRANSCENDENCE-- a state of mind in which the transcendence "is invariably downward into the less than human, the lower than personal."  Huxley's three main venues toward this form of transcendence are "drugs, elementary sexuality and herd-intoxication," though he mentions some others as well.

It also should not be difficult to guess which super-genre I'm likely to align with downward transcendence, and which with the upward species. Although the "intuitive representations" that human beings share with lower animals are not inherently "lower" by themselves, they become "lower" in contrast with "abstract representations," which generally suggest principles that supervene the world of base animal existence. Such principles may be metaphysical, as in religion, or empirical, as in science, but both systems depend on abstractions in order to promote the philosophies of their adherents. I may never have reason to further use terminological terms for the two forms of literary transcendence, but for convenience I'll name them after two Greek religious terms: "chthonic" for "earthbound," and "ouranian" for "heaven-bound." 

So what are the "audience expectations" I referenced above? With respect to the super-genres, horror is expected to give audiences "the worst case scenario," and fantasy is expected to give audiences "the best case scenario." There are naturally exceptions, and I named two of them above. 

HOUSE OF USHER is in every way a grim, grotesque look at familial relations, and thus represents the "mainstream" of horror fiction. In contrast, the narrative of JIHAD somewhat transcends many of the gruesome activities of both Cenobites and Nightbreed, and offers to the audience-- if not to the characters-- a metaphysical rapprochement between their respective worlds.

 LORD OF THE RINGS offers a panoramic vision of human courage against overwhelming odds, and of redemption even in the face of near-total degradation (i.e., Gollum, Frodo's "shadow-self.") Thus Tolkien's book represents the mainstream of the fantasy super-genre. In contrast, though Smith's "Zothique" stories take place in an apocalyptic fantasy-verse full of colorful arabesques, many of them have downbeat or diffident endings worthy of Smith's idol Poe. Yet none of these exceptions disprove the rule, the rule being that audiences look to fantasy for the feeling of positive life-affirmation, while they look to horror to feel as though they have met the negativity of all life-denying forces, and still survived. 

I may develop these points further, but that's a decent stopping-place for now.

REPETITION AND PROLONGATION PT. 1

The main reason I devoted time to sussing out "the two escalations" was because the earlier-conceived term bears on my also sussing out the quantitative form of "conflict-escalation" with respect to the long neglected topic of fictional sadism. To be sure, this line of thought was generated when I began thinking about how the quantitative form of "stature-escalation" depended on duration, and this led me to think about duration's influence upon a particular type of conflict-escalation.

My most concentrated observations on sadism were made in essays like POP GOES THE PSYCHOLOGY, aimed at disproving the simplistic attempts of Frederic Wertham and Gershon Legman to define all forms of fictional violence as "sadism." In the same month I also observed, in SADISM OF THE CASUAL KIND, that the majority of audience-members are not vulnerable to becoming syndromic sadists just because they get a little jazzed reading about some criminal going on a crime-spree, which was another piece of nonsense from Wertham and Legman.

But while all forms of violence are not reducible to sadism, sadism and its "opposite number" masochism (which will have to wait for later discussion) have their own respective dynamics. 

Sadism, as previously related, is the ethical opposite of combat. Combat almost always involves two or more subjects in contention, where all have some ability for self-defense. Sadism depends upon one subject wielding control over the other subject and imparting physical (and sometimes emotional) violence upon the latter. I distinguish four patterns of fictional sadism. Two categories are the newly minted "prolongation" and "repetition," which are further subdivided (at the risk of inducing terminological overload) by my earlier categories of "the exothelic and the endothelic."

ENDOTHELIC PROLONGATION-- This type of scenario largely focuses upon one sadism-victim, or a group of victims, suffering prolonged acts of sadism, whether it's just one repeated scenario or an assortment of assaults. In fiction one of the most famous scenarios is that of Edgar Allan Poe's "Pit and the Pendulum," in which an unnamed prisoner must endure the agonies of the titular horrors, without his even interacting with the sadistic authors of his predicament.

ENDOTHELIC REPETITION-- Repetition, in contrast to prolongation, often depicts several independent scenarios separated by assorted time-frames. One of the most famous victims of repeated sadism appears in Sade's JUSTINE. Toward the end of the book the afflicted heroine provides a long chronicle of the many persons who have tormented her just for the hell of it, a list which apparently includes whatever God rules her world. Just a partial list:

During my childhood I meet a usurer; he seeks to induce me to commit a theft, I refuse, he becomes rich. I fall amongst a band of thieves, I escape from -hem with a man whose life I save; by way of thanks, he rapes me. I reach the property of an aristocratic debauchee who has me set upon and devoured by his dogs for not having wanted to poison his aunt. From there I go to the home of a murderous and incestuous surgeon whom I strive to spare from doing a horrible deed: the butcher brands me for a criminal; he doubtless consummates his atrocities, makes his fortune, whilst I am obliged to beg for my bread. I wish to have the sacraments made available to me, I wish fervently to implore the Supreme Being whence howbeit I receive so many ills, and the august tribunal, at which I hope to find purification in our most holy mysteries, becomes the blcody theater of my ignominy: the monster who abuses and pluncers me is elevated to his order’s highest honors and I fall back into the appalling abyss of misery.

As "endothelic" describes centric icons with whose will the reader is expected to sympathize, "exothelic" describes centric icons who ought to inspire antipathy.

EXOTHELIC PROLONGATION-- Whereas the unnamed narrator of "Pit" is the sufferer, the narrator of Poe's "The Cask of Amontilado," one Montresor, shows the slow and careful progress of Montresor's plan to trap his perceived enemy Fortunato into a death-trap; that of being confined behind a wall of bricks in a catacombs, where Fortunato will, and does, suffer a lingering demise.

EXOTHELIC REPETITION-- And, to maintain parallelism, my selection here also comes from Sade, who followed up JUSTINE with JULIETTE. The latter book takes the point of Justine's sister Juliette, who prospers despite visiting pain and death on innumerable victims, the most notable of which I discussed in this essay. 

More variations to come in Part 2.

CHALLENGER VS. DEFENDER PT.2

Though the terms “challenger and defender” are patterned on the idea of physical conflict, they can be applied to any number of narrative forms, such as those involving a conflict of expectations.

In THE BASE LEVEL OF CONFLICT I observed that Bradbury’s short story “The Last Night of the World” as one that has nearly no conflict in the “X vs. Y” sense. A man and wife, the only characters in the story, become privy to the fact that the world is about to come to an end. Yet instead of their registering emotions of fear or frustration, the couple is totally okay with such a transcendent doom, implicitly because it’s better than the fate of nuclear annihilation. I noted in the essay that because the story focuses on the characters’ mental turnabout rather than on the phenomenon of the world’s death, so that in my current terminology, the world’s doom is the thing that challenges the select couple, and they are defenders not in the sense of rising to the challenge, albeit only in the sense of professing their total acceptance of their fate. Indeed, during my reading of Poe’s complete prose works, I became aware that in some of his vignettes—“Island of the Fay,” “The Oval Portrait”—the viewpoint characters have even less internal conflict. In both vignettes, the “defenders” are just windows into the author’s perspective, as he illustrates how something fair devolves into something foul.

The “conflict of expectations” feeds into a trope I discussed in CHANGING PARTNERS IN THE MONSTER-DEMIHERO DANCE, where I surveyed the use of the focal presence in a number of comic-book horror stories. I remarked that there’s a dominant tendency for the “monster”—what Frank Cioffi calls “the anomaly”—to be the star of the story. “The Gentle Old Man” overtly follows this tendency, while both “Grave Rehearsal” and “Bridal Night” do so in more covert fashion. At the beginning of each story, there’s an evil presence—respectively, Madame Satin and Count Von Roemer— both of whom take the role of “the challenger” and who seem more than able to overpower each of the viewpoint characters, respectively B.S. Fitts and Helena Ayres. But Ayres, though she is a defender, has greater power than Von Roemer and easily defeats him. B.S. Fitts does the same to Madame Satin, though Fitts only gains power after Satin has killed him.

Some defenders are the stars precisely because the evil in their nature calls up some sort of reciprocal evil, and this pattern is seen in both “The Speed Demon” and “Den of Horror.” The evils that doom both defenders fit the role of challengers, but they have a subordinate role, not least because they seem to evolve from the defender’s own nature, not unlike the doppelganger in Poe’s “William Wilson.” At the same time, irony doesn't always imply consubstantiality, for Prince Prospero, despite the way he perishes while defending himself from the Red Death, is not the personified plague's sole victim.

THE MYTHS OF POE

Poe was such a pivotal figure in the development of modern-day metaphenomenal literature that I devoted several essays on my companion-blog OUROBOROS DREAMS. All of these posts analyzed the phenomena in each of Poe's stories in order to determine whether it was naturalistic, uncanny, or marvelous. I sometimes "doubled up" more than one story per post because I felt like it, so my labels for each phenomenality don't always reflect one story per post. However, skewed though this count was, it suggested that Poe was invested in all three phenomena in terms of the prose fiction he produced, with roughly 16-20 stories fitting each category.

Then it occurred to me that Poe was also unique in creating so many iconic images, usually with Gothic or horrific overtones, that I ought to detail which of his works I rated as high in mythicity.

The following is a list of those works, but the only analysis I'll provide, if any, appears in the linked OUROBOROS essays.

METZGERSTEIN (1832)

BERENICE (1835)

MORELLA (1835)

KING PEST (1835)

SILENCE-- A FABLE (1835)

THE NARRATIVE OF ARTHUR GORDON PYM (1837)

LIGEIA (1838)

THE FALL OF THE HOUSE OF USHER (1839)

MURDERS IN THE RUE MORGUE (1840)

THE PIT AND THE PENDULUM (1842) 

MASQUE OF THE RED DEATH (1842)

THE TELL-TALE HEART (1843)

THE BLACK CAT (1843)

THE SYSTEM OF DR. TARR AND PROF. FETHER (1844)

"THOU ART THE MAN!" (1844)

THE PREMATURE BURIAL (1844)

THE SPECTACLES (1844)

THE IMP OF THE PERVERSE (1845)

THE POWER OF WORDS (1845)

THE CASK OF AMONTILLADO (1846)

As it happens, I chose exactly 20, with very few examples of "the naturalistic," somewhat more of "the marvelous," and with the majority fitting the domain of "the uncanny." Most of the Usual Suspects fit my criteria for high mythicity, though there are a few obscurities-- "Thou Art the Man," "The Spectales," and "The Power of Words"-- that loomed larger for me than comparative favorites like "William Wilson" and "M. Valdemar," and "Hop-Frog."

RATIONAL AND IRRATIONAL PROBLEMS

Back in March 2014 I was deeply involved in sussing out metaphors for my conception of intelligibility. In the essay RIDDLE, MYSTERY, ENIGMA, I used those terms as analogues for the different types of phenomenality I've analyzed under the concept of the NUM formula. In this essay I'll use just two of these terms for a totally different purpose: to denote two poles of what's commonly called the "mystery genre."

Though mystery may have roots going back to the Greek Oedipus and the Hebrew Daniel, it's not inappropriate to credit Edgar Allan Poe with creating the genre. Poe was so deeply invested in working out his personal epistemology, his quest for the meaning of knowledge. that he conceived of both the "riddle" and the "enigma" versions of the genre.

In the earlier essay, I used this definition of riddle:

a "riddle" is a perplexing arrangement of words that does (as Macmillan says) does finally have some rational or quasi-rational answer

This would aptly describe the "rational pole" of the mystery-genre, as represented by the stories of the so-called "first detective," C. Auguste Dupin. In each of his three tales, Dupin is confronted by some bizarre phenomenon that no one else can explain, but which he alone can resolve through his analytical power. The first of the Dupin stories, "Murders in the Rue Morgue," devotes its first four paragraphs to a discussion of said power, starting out by characterizing the genius of people like the story's main character, who will be able to entangle "enigmas," "conundrums," and "hieroglyphics" with equal acumen:

THE mental features discoursed of as the analytical, are, in themselves, but little susceptible of analysis. We appreciate them only in their effects. We know of them, among other things, that they are always to their possessor, when inordinately possessed, a source of the liveliest enjoyment. As the strong man exults in his physical ability, delighting in such exercises as call his muscles into action, so glories the analyst in that moral activity which disentangles. He derives pleasure from even the most trivial occupations bringing his talent into play. He is fond of enigmas, of conundrums, of hieroglyphics; exhibiting in his solutions of each a degree of acumen which appears to the ordinary apprehension pr�ternatural. His results, brought about by the very soul and essence of method, have, in truth, the whole air of intuition.

However, though Dupin never meets a problem he cannot solve, other Poe characters do so. In 1844, the same year that Poe wrote the last Dupin story, he also completed the less-heralded stand-alone story, "The Oblong Box," which I believe ends with an "enigma," defined earlier as:

"a puzzling or inexplicable occurrence or situation"

Since the events of "Oblong Box" aren't as well as known as those of "Rue Morgue," I'll summarize the former's action. Poe's unnamed narrator takes a sea-cruise, and finds that the guests include his former fellow college-student Wyatt, his wife, and his two sisters, who also bring aboard the ship a mysterious "oblong box." The extremely nosy narrator observes some odd discontinuities in the behavior of Wyatt and his fellow travelers, and wonders if it somehow bears on the unseen contents of the box. While the unnamed fellow doesn't come to the correct conclusion, the resolution of the mystery-- one of the few in mystery-fiction that doesn't involve a crime as such-- is explained at the end. And yet, despite the (accidental) solution of the mystery, the nature of Wyatt's relationship to the oblong box is one that remains enigmatic even after the basic situation is understood-- with the result that the narrator is haunted by the disclosures, as C. Auguste Dupin never is, as the story's closing lines relate:

My own mistake arose, naturally enough, through too careless, too inquisitive, and too impulsive a temperament. But of late, it is a rare thing that I sleep soundly at night. There is a countenance which haunts me, turn as I will. There is an hysterical laugh which will forever ring within my ears. 

I would say, then, that all mysteries after Poe tend to follow either the rational model of the Dupin stories, where the detective's acumen resolves all the problems, and or the irrational model of "The Oblong Box," where even the solution of a given problem merely generates a sense of greater mystery, often of some mystery that remains insoluble.

THE READING RHEUM: THE BLACK MONK PT. 2

The aforementioned CLASSIC HORROR post came about when a poster mentioned this essay on the blog GOTHIC WANDERER, wherein author Tyler Tichelaar makes this argument with respect to the King Richard character in MONK:

The Crusader: This last character is the real superhero of the novel. He arrives at the castle while Sir Rupert is away and attempts to put things to rights. All the while, his identity is kept hidden because he wears a velvet mask. He is described by Eldred as “a whopper,” meaning he is large and strong, true heroic elements, yet his mask is more reminiscent of the Gothic. It is interesting that his name in the book is “The crusader”—he is the masked crusader, but that is not such a far cry from the “caped crusader,” Batman. In the end, it amounts to the same thing—he is fighting crime to see the castle saved and returned to its rightful owner. The astute reader will guess his identity before the novel is over—he is King Richard, and his return restores the social order to not only the castle but also to England.

I'm glad Tichelaar drew my attention to the book, and I can see why he draws attention to the resemblances between the "crusader" (not given a capital in the reissued novel) and later types like Batman. However, I see some objections to this comparison.

As I said in Part 1, I don't view "the crusader" or any of the other goodguy character in MONK, to be the main characters. They all exist to react against the schemes of Morgatani, much as Nayland Smith and Petrie define themselves by striving against Fu Manchu. Now, when one is dealing with putative ancestors of the superhero, it might not be strictly necessary that all such ancestors should be the stars of every show. Indeed, I tend to view Dirk Peters, a supporting character in Edgar Allan Poe's 1838 CONFESSIONS OF ARTHUR GORDON PYM, to have certain "superhero-like" qualities.

Like Peters, the disguised Richard is, as Tichelaar says, shown to be very strong. However, there's nothing really "super" about his strength: he's just a tough, experienced warrior. Furthermore, the crusader doesn't actually do much in the story. He fights off a trio of assassins, and bullies Eldred and Agatha-- and that's about it. Morgatani tries to take his life a couple of times, but the two of them never engage directly, though Richard does seal the Black Monk's doom at the end.

I surmise that Tichelaar's biggest reason for viewing the crusader as a proto-superhero is that during part of the novel, he wears a mask, in contrast to the Richard of IVANHOE. However, the mask is only briefly an element in the crusader's getup. When he first comes to Brandon Castle, posing as a pilgrim, he enters with his regular face hanging out, and is simply fortunate that no one there recognizes him. The author then reasoned that a subtle fellow Morgatani probably would recognize the true King of England, though-- and for that reason, the author belatedly has the disguised king wear the velvet mask, at least until he's ready to unveil himself to all and sundry.

In a word, I don't consider that everyone who wears a mask fits the mold of the superhero. In this essay,  I noted how a character in Zane Grey's 1912 RIDERS OF THE PURPLE SAGE went around in a mask, and was even given a fancy name, but that this character in no way participated in the superhero idiom:

This employment of a "masked rider" trope is thus entirely functional.  Bess wears a mask not to create an attitude of awe, as Zorro and the Durango Kid do, but only to camouflage her gender. (Since she is not known by any locals save the rustlers, the mask doesn't even serve to conceal her identity.)

Richard's mask does conceal his "secret identity," but again, I don't consider that he has created a double identity by donning a mask. Until the other characters in the novel are made privy to the Big Secret, he's just a pilgrim who evinces some weird habits.

If the crusader even had a moment in which he crossed swords with the main villain, as Nayland Smith and Petrie do with the minions of Fu Manchu, I might deem King Richard to be sort of a "subordinate hero" figure. But like the Richard in IVANHOE, the crusader is little more than a plot-device. He's less a subordinate hero than the "wild man" Nemoni, or a couple of the knights who more or less stand in for the absent Sir Rupert.

So-- supervillain yes. Superhero no.

OBJECTS GIVEN LUSTER, PT. 3

I've just written a very brief exploration of Poe's PIT AND THE PENDULUM, but wanted to expand on the subject on my theory-blog to further explore the remarks made in OBJECTS GIVEN LUSTER PT. 2., where I said:

...I briefly touched on Rene Clair's silent film THE CRAZY RAY for purpose of contrast, saying that, unlike the Destroyed Earth, the focal presence of the Crazy Ray really was the source of "chaos on a global scale," and that in itself would argue a similitude with the persona of the monster. This also applies to other non-sentient phenomena that get out of control, whether they are objects created by man...or have come into being through geologic processes...

In my Poe-fragment I noted:

 ...whereas a setting like the House of Usher has become monstrous simply by dint of absorbing the nature of the corrupt Usher family, the prison-cell that encloses both the Pit and the Pendulum has been designed to be monstrous by its creators, the torturers of the Inquisition.

That said, I don't think of the Cell with the Pit and the Pendulum as a focal presence. Rather, the story's focal presences are the Inquisitors, the conscious architects of the cleverly designed torture-device, just as the Ushers, the unconscious architects of the titular House of Usher, are the focal presences of their story.

There are, however, other Poe stories in which a "non-sentient phenomenon" is the star of the show. The great storm of A DESCENT INTO THE MAELSTROM, which is uncanny only in terms of the "natural science" Poe attributes to it, rates in my system as a "monster." The naturalistic sketch-story THE ISLAND OF THE FAY, however, presents a "demiheroic" physical setting upon which the unnamed narrator projects both his desires for innocent happiness and his fears of doleful death.

ARCHETYPE AND ARTIFICE PT. 2

At the end of PART 1 I stated that I would investigate a particular archetypal trope, that of the "birth-mystery plot," across the three phenomenalities of the NUM theory. The two examples more or less introduced by Frye in the earlier quoted section from his ANATOMY were Oliver Twist (my selection of a Dickens "mystery orphan") and Ion (from the Euripides play of the same name). Within the domain of "the uncanny," the most famous example of this trope is almost inevitably Tarzan. whose origin-tale may be more widely known than that of the other two.

I'll backtrack here just enough to reference my 2013 statement here as how the uncanny differs from the purely naturalistic, both in terms of the principle of "strangeness" and in terms of a potential for combinatory power:

What Todorov fails to comprehend here is that the "quite rational explanations" in USHER do not dispel the sense of something bizarre taking place, as is seen when the "statue" in WINTER'S TALE seems, ever so briefly, to have come to life.  The slight nods to possible rational explanations in USHER do not the banish the strangeness of the House, with its face-like facade, its doomed occupants and its cataclysmic descent into the tarn.  This is the common element of all of my ten uncanny-tropes.  In each case the uncanny-author plays a game that resembles the game of the advocate of naturalism, in that he does not violate causality.  But he does so not to reify "the real," as Todorov suggests.  He does so to create a "supra-real world," one in which there is a far greater potential for combinatory sublimity than in any naturalistic work. 

Now, in PART 1 I made a brief comparison between the narrative strategies of Oliver's creator and the dramatist of ION:

the author [Dickens] will seek to emphasize that, say, Oliver Twist is the product of an unjust social system, rather than the obvious spawn of either a fiction-writer or of any mythological entities that might stand in for the author. (Again following Frye's example, the god Apollo exists to "explain" the provenance of his mortal son Ion, in more or less parallel fashion to the sacrificed giant whose death "explains" the origins of the universe.)

Now, the caveat must be made that Euripides did not "invent" Ion as the other two invented their respective characters. Nevertheless, an author who follows the basic outlines of a traditional myth-tale about a traditional character tacitly accepts the phenomenality implied in that material, and anyone who attempts to produce a mythology out of whole cloth, as Tolkien did, is likely to pursue roughly the same narrative strategies as the archaic authors, as far as how the gods function with relation both to mortals and to godly kindred.

Again I return to the definition I formulated of the three phenomenalities in response to my reading of Roy Bhaskar: 

In the NATURALISTIC category, all phenomena are both "coherent" and "intelligible."
In the UNCANNY category, all phenomena are "coherent" in that they do not exceed the cognitive//physical nature of causality, but some phenomena are not "intelligible" given that they may prove unintelligible by the standards of the NATURALISTIC.
In the MARVELOUS category, some phenomena may be neither "coherent" nor "intelligible."

(Note:my current term "coherent" substitutes for the discontinued one "regular.")

Everything in Oliver Twist's world is both coherent and intelligible, just as certain things in Ion's world are neither coherent nor intelligible. In the world that Burroughs created for Tarzan, however, he pursues some of the same goals as the naturalistic author as described in Part 1:

an author's focus upon verisimilitude means that he automatically seeks to limit the potential "affective freedom" of his work, in favor of a "cognitive restraint" based in his audience's acceptance of the rules of consensual reality. 

But Tarzan is not strictly intelligible as is Oliver Twist. I'm not speaking of incidents in the first book that strain credulity, like the ape-man teaching himself to read, because Burroughs wants his readers to believe that this miracle falls within the bounds of naturalistic possibility. Rather, it's that the author allows his character an "affective freedom" that exceeds the type of affectivity normally possible for characters in naturalistic worlds. Burroughs isn't being literal when he styles Tarzan a "forest god," but the impression of godhood is conveyed by the hero's strength, which on one hand is entirely human in its scope, and yet on the other hand has been developed to an extent most men never experience, including jungle-dwelling tribesmen who haven't been raised by apes.

Marvelous works by their nature must privilege the world of literary artifice, whether they are creating a whole world of marvelous things (Tolkien again) or just one marvelous thing in an otherwise natural-seeming world (Verne, and, in a narrative sense, Euripides). Naturalistic works privilege the perceptions, by the author and his culture, as to the restrictions of verisimilitude. The uncanny author utilizes strategies from both domains. Poe in Todorov's example of "House of Usher" allows his reader to pursue a naturalistic interpretation if he really wants it, but the author doesn't buttress that interpretation with assorted facts about the tendency of houses to sink into tarns at the least provocation.

In Part 3, I'll get back to the matter of how archetypes and artifice go together.

OUT WITH THE BAD WILL, IN WITH THE GOOD PT. 2

A few refinements to what I wrote in Part 1:

I stated that "...no matter what sort of viewpoint character the author may choose, he may focus as easily upon the "will" within the viewpoint character (or on some figure allied to him, or an ensemble of such characters), OR upon things, people, or phenomena that are perceived as "the other" to the viewpoint character's will." I should have noted, however, that the will of the viewpoint character is a construction of the author, since no fictional character is a willing entity. Thus the viewpoint character's will-construct may subsume even things that seem opposed to that character's personal interests.

In CREATOR AND CREATOR ENSEMBLED HE THEM, I stated that I considered that both Victor Frankenstein and his monster constituted an "ensemble," in that both characters were central to the concerns of Shelley's novel. Some iterations of the Frankenstein concept have chosen to center upon just one of the two. The 1931 FRANKENSTEIN film is *exothelic,* in that it emphasizes the monstrous "other" of the Monster, but the 1957 CURSE OF FRANKENSTEIN centers upon the megalomaniacal monster-maker, and is thus *endothelic.*

The novel FRANKENSTEIN is told from the POV of Victor Frankenstein, but this in itself does not make it *endothelic,* given that the 1931 film also follows Frankenstein's POV. But unlike either of the films, the Shelley novel explores the psyche of Frankenstein as a divided will. I'm far from the first to suggest that Shelley's work owes something to the German folklore of the doppelganger. The Monster is certainly not Victor's physical double in accordance to most folklore and literature about doppelgangers (notably Poe's WILLIAM WILSON). However, the Monster stalks Victor relentlessly after the former's unfortunate creation, and, more importantly, the creature may be acting upon Victor's suppressed desires and hostilities, visiting horrible deaths upon people Victor supposedly cares about. Thus, even though Victor and the Monster are opposed on the literal, "lateral" level of the novel's action, in terms of the story's *underthought* the two are one.

However, it's not impossible for characters linked via some sort of shared psyche to become distinct. In the ENSEMBLED essay, I argued that even though Robert Louis Stevenson's Jekyll and Hyde were literally two sides of the same man, Stevenson devotes far more attention to Hyde than to Jekyll, so that Hyde is the focal presence of the story-- as he is in most adaptations-- while Jekyll is reduced to something of a "supporting character" to Hyde, much as the beast-men of Wells' DOCTOR MOREAU are subsidiary to the titular scientist. Of course, both the Stevenson and Wells novels are told from the POV of a largely uninteresting narrator, so there's no question that both of these are *exothelic.* The matter becomes a little more complicated in that most Jekyll-and-Hyde film adaptations take Jekyll's POV, but these tend to be *exothelic* as well, like the 1931 FRANKENSTEIN film. In many respects "Jekyll the support guy" conjures forth a more dynamic "alter ego" a la both Clark Kent and Billy Batson-- and so all three would be examples of the theory of exteriorization discussed here, though the latter two examples are *endothelic* in that the alter ego is not an "other" to the viewpoint "support-character."

In (temporary) conclusion, I'm meditating on also devising adjectivial forms for "the idealizing will" and "the existential will." The appropriate Greek words would seem to yield *ideothelic* and *physiothelic,* but I'm not in love with these terms at present.

VERTICAL VIRTUES PT. 2

In this essay I began my current set of essays on the interlinked topics of sublimity and transcendence in reaction to the outlook dominant among comic-book critics, and possibly academics generally as well:

Whatever their individual differences, in general all [comic critics] display the desire not to regard the productions of fantasy as significant in themselves, but only as signifiers of "reality" that can be viewed as either ideologically pure or ideologically suspect.

In my follow-up essay I cited a discussion-thread on HOODED UTILITARIAN, whose link I provided there. Here is a prime example of a critic deciding to reduce a fantastic text to realistic signifiers:

Any status quo is heterogeneous. When you’re fighting to keep things the same, you’re fighting to keep things the same. I guess it would depend on the particular narrative at hand, but (for example) in Crisis on Infinite Earths, the destruction of the universe is embodied in the anti-monitor, who’s basically a super-villain; opposite of all that is good (monitor, anti-monitor, whatever.) So fighting to save the universe is figured basically as just another especially big battle against bad guys who are trying to change who’s in charge. They’re evil rebels, a la Shakespeare (who also always supported the status quo.)

I think you’d have to talk about a particular green lantern story, but this is how a lot of destroying the universe stories work. It’s just a big, impressive way of saying “you’re going to destroy the status quo!”

Since I recognize that this was not a formal analysis of CRISIS ON INFINITE EARTHS, I won't repeat the points I made in the thread to refute Berlatsky. However, since I have myself stated that it's possible to produce narratives whose appeal is largely on the "horizontal plane," this means that there are some narratives where this sort of reasonable "status quo" argument can be correctly applied. Further, since so many sociological readings of this type boil down to "Superman= Super-Imperialist," I may as well choose three examples of texts that involve the sort of race/class struggles so beloved by critics of the Sociological School.

For my horizontal example, I choose Margaret Mitchell's GONE WITH THE WIND. I recently finished this work for the first time, and it's my verdict that although it's rife with all manner of agreeable "sympathetic affects" (the blissful images of the Southern aristocracy) and disagreeable "antipathetic affects" (those uppity Carpetbaggers and white trash), I find no trace of any affects that reach into the realms of the sublime, either going "up" or "down." Religion appears in the novel but only as a social form; a character like Scarlett's mother may incarnate a sort of mundane Madonna-figure, but she's only significant to the novel as a whole as an incarnation of the blessed South. There can be little question that this is a novel set up to defend a status quo, albeit one that has been overthrown. Mitchell's justification for slavery is based on the viewpoint character's conviction that all black people are essentially childlike, except when bad whites put ideas of freedom in their heads, thus causing the blacks to run amuck. Interestingly, Mitchell makes a brief reference to the Haitian slave revolt of the late 1700s, but no one in the novel ever inquires as to the reasons for this revolt.

However, not all works involving slavery can be reduced to "is it ideologically pure or ideologically suspect." Case in point: in 1855, less than ten years before the Emancipation Proclamation, Herman Melville wrote BENITO CERENO. This fictional tale was based on a real 1805 incident wherein a group of slaves revolted aboard a Spanish ship and took it over, only to be later defeated by American forces. Melville does not argue for or against slavery in this novella. Rather, his purpose is to show how the Spanish captain, the "Benito Cereno" of the title, is traumatized by the suspense of being captured by the black slaves. The viewpoint character is an American, Captain Delano, who comes aboard the ship after the slaves have taken it over. However, Delano is so dense that he never guesses until the end that the slaves are forcing the Spaniards to pretend that everything is normal. The Spanish captain Benito Cereno is particularly terrorized by the slaves' demonic-seeming leader "Babo," who at one point holds a razor to Cereno's throat in full view of Delano, on the pretext of giving Cereno a shave. In time Delano tumbles to the deception and naval forces re-take the slave ship. Babo is sentenced to death but never once shows any concern for what the white people may do to him. The last conversation between Delano and Cereno makes clear that Cereno, despite having escaped his captors without injury, is haunted by the power of the rebellious slave. Cereno even goes to his own grave a mere three months after Babo's execution, signifying the typical fate of a man enthralled by a demonic presence.

To call this story either a defense of slavery or a refutation of it would be foolish in the extreme. Melville is concerned with portraying Cereno as a man haunted by ill fortune, in terms similar to the fate of the author's more famous Captain Ahab. Babo is at no time a literal demon, but he and his fellow slaves are spectres of demonic retribution, and as such, are grotesques who produce the effect of downward transcendence as surely as more obviously monstrous figures like Dracula and the Hunchback of Notre Dame.

Is it possible to realize the obverse, to transform the ugly realities of American slavery into something that suggests "upward transcendence," the experience of a sublime affect that expands consciousness?  I find a serviceable example in the novel Leslie Fiedler asserts to have been the first novel to create fully realized black characters: Harriet Beecher Stowe's UNCLE TOM'S CABIN.

Like GONE WITH THE WIND and BENITO CERENO, CABIN is resolutely naturalistic in its phenomenality. However, whereas in GONE WITH THE WIND religious symbols are used merely to buttress Mitchell's beatific vision of Southern society, Stowe uses religious discourse to condemn the abomination of slavery. As Fiedler and others have observed, though, this does not signify that the Connecticut-born authoress believed that African traditions were on a par with the Christianity of her world. Fiedler asserts that she envisioned a future in which black people were both freed from slavery and sent back to Africa, where their Christianity would spread throughout the "Dark Continent." Modern readers might find this only slightly more palatable than Margaret Mitchell's political views. Still, the fact remains that Stowe used her religious ideals to oppose the secular defenses of the slave institution.

Yet UNCLE TOM'S CABIN at base is not a political novel. Stowe's commentary attests that the novel began with a vision of a black man being beaten to death by a white man: later, the novel itself would feature the titular character beaten by two black slaves under the aegis of the Yankee slaver Simon Legree. CABIN recapitulates many motifs common to the Christianity of Stowe's time-- not least that of the mother wailing for her children, a motif that had strong emotional appeal for an author who, like Stowe, had borne children. But the most important one is that of the imitatio dei enacted by Uncle Tom when he gives up his life to shield two slaves who escape Legree. Whatever emotions the scene may inculcate in modern readers, clearly the intent at the time was to invest Tom's sacrifice with the gravity of Christ's sacrifice on the cross. Thus the effect of seeing Tom forgive his murderers before he dies is an expansive one, one that transforms Tom's sufferings into a scenario of expansive, positive emotion-- that is, in Huxley's terms, "upward transcendence."

Again, this is not to suggest that there are no affects in the latter two novels that approximate the "horizontal transcendence" affects that dominate the Mitchell novel. But BENITO CERENO and UNCLE TOM'S CABIN are more concerned with bringing forth extreme states of sympathetic or antipathetic affects-- and for that reason, they cannot, any more than a fantastic farrago of apocalyptic superheroes, be reduced to simplistic sociological factors.

TWO SUBLIMITIES HAVE I -- PART 5

“The fantastic in literature doesn’t exist as a challenge to what is probable, but only there where it can be increased to a challenge of reason itself: the fantastic in literature consists, when all has been said, essentially in showing the world as opaque, as inaccessible to reason on principle.”-- Lars Gustaffson, cited in Franz Rottensteiner's THE FANTASY BOOK.

Of course, fairy-stories are not the only means of recovery, or prophylactic against loss. Humility is enough. And there is (especially for the humble) Mooreeffoc, or Chestertonian Fantasy. Mooreeffoc is a fantastic word, but it could be seen written up in every town in this land. It is Coffee-room, viewed from the inside through a glass door, as it was seen by Dickens on a dark London day; and it was used by Chesterton to denote the queerness of things that have become trite, when they are seen suddenly from a new angle. That kind of “fantasy” most people would allow to be wholesome enough; and it can never lack for material. But it has, I think, only a limited power; for the reason that recovery of freshness of vision is its only virtue. The word Mooreeffoc may cause you suddenly to realize that England is an utterly alien land, lost either in some remote past age glimpsed by history, or in some strange dim future to be reached only by a time-machine; to see the amazing oddity and interest of its inhabitants and their customs and feeding-habits; but it cannot do more than that: act as a time-telescope focused on one spot. Creative fantasy, because it is mainly trying to do something else (make something new), may open your hoard and let all the locked things fly away like cage-birds. The gems all turn into flowers or flames, and you will be warned that all you had (or knew) was dangerous and potent, not really effectively chained, free and wild; no more yours than they were you.-- Tolkien, ON FAIRY-STORIES.

There are fictional works that come as close to pure verisimilitude (as defined by Frye here) as is humanly possible, and many writers follow Zola's dictum that the best fiction is that which adheres to observed reality.  Still, fidelity to nature can be in the eye of the beholder. When I read GERMINAL, I found it incredible that Zola's brutish peasants apparently subsisted on nearly no food at all.  This would be, in the terms I introduced in the above essay, an "incoherent improbability."

In all naturalistic works, both improbability and impossibility can only be sources of incoherence, even in works from a period less demanding than that of Zola's era.  At the climax of THE WINTER'S TALE, the audience is asked to believe that Queen Hermoine, supposedly dead for the last sixteen years,can fool her husband Leontes into thinking she is a statue of herself simply by standing very still. And Leontes seems to be convinced, though he does express curiosity that the sculptor has made Hermoine look the same age she would be in the present, rather than the age she was at her "death."  Some audience-members might jeer at the improbability, while others might cheer.  But in neither case has the improbability served any function comparable to the one Lars Gustaffson assigns to "the fantastic:" that of forming a "challenge to reason" itself.

 This "challenge" is the foremost element which gives rise to the affect of "strangeness" in a fictional work, irrespective of whether or not the work abides by the rules of causality (at least on the "cognitive" level) or thwarts those rules.  In works like GERMINAL and WINTER'S TALE, the "incoherent improbability" cannot challenge causality either in its cognitive or affective senses.  The audience simply passes over these moments of improbability like a fleet of trucks trundling over low speed-bumps.  Such moments have no positive value in themselves: they're nothing but minor instances of "the atypical," instantly subsumed by the straight road of naturalistic typicality.  Because naturalistic works seek to be "iso-real," to imitate consensual reality, their ability to produce the affect of sublimity-- of feeling as if the boundaries of experience have been dizzyingly extended-- is necessarily, as Tolkien observes in the above quote, "only a limited power."

In Tzvetan Todorov's formulation of his Freud-influenced version of "the uncanny" in THE FANTASTIC, a work that even takes an ambivalent stance toward the marvelous has all but capitulated to the forces of causality and reason:

“Although the resurrection of Usher’s sister and the fall of the house after the death of its inhabitants may appear supernatural, Poe has not failed to supply quite rational explanations for both events.”

What Todorov fails to comprehend here is that the "quite rational explanations" in USHER do not dispel the sense of something bizarre taking place, as is seen when the "statue" in WINTER'S TALE seems, ever so briefly, to have come to life.  The slight nods to possible rational explanations in USHER do not the banish the strangeness of the House, with its face-like facade, its doomed occupants and its cataclysmic descent into the tarn.  This is the common element of all of my ten uncanny-tropes.  In each case the uncanny-author plays a game that resembles the game of the advocate of naturalism, in that he does not violate causality.  But he does so not to reify "the real," as Todorov suggests.  He does so to create a "supra-real world," one in which there is a far greater potential for combinatory sublimity than in any naturalistic work. 

I suspect that if any current comics-critics read the above statement, their collective panties would become as twisted as tourniquets.  "How dare you say," they might protest, "say that any of the works you cite as "uncanny" are in any way "better" than any naturalistic work!  Even if THE WINTER'S TALE is not the greatest Shakespeare, it's still greater in every way than all those things you list in TEN DYNAMIC DAEMONS, except maybe the approved canonical literary works by Carroll, Hugo and Melville."  (Current comics-scholars tend to suck on the tits of High Literature without about as much comprehension of the juice of their sustenance than a swaddling infant has.)

Of course, what I've stated is that the potential is always greater, not that every work in the "uncanny" category fulfills that potential.  I've experienced a considerable number of "Lone Ranger" comics and television shows, but with very few exceptions the franchise has only rarely fulfilled the potential of the "supra-real sublime."  However, I have no scruples against asserting that a pop-fiction work like Sax Rohmer's MYSTERY OF FU-MANCHU does tap into a higher level of combinatory power.  Whether or not it's as great or greater than the sublimity-quotient of Hugo's NOTRE DAME DE PARIS scarcely matters to me.  Once a work partakes of  the uncanny phenomenality, that work is dealing with far more than mere "freshness of vision."  Such works are "coherent improbabilities," in which the source of the "strangeness"-- be it a weird house or a weird society, a wildly improbable hero or criminal-- circumvents the causal reality in which that element exists.  I don't know if this will be any easier to understand that my having said that "affectivity exceeds causality," though.

Obviously the "marvelous" phenomenality is one where both the cognitive and affective worlds of the work break with consensual reality, so that the combinatory sublimity here is of an "anti-real" nature.  Sometimes the marvelous phenomenon is relatively minor in its combinatory power: I recently reviewed a 1940 B-horror film called THE APE, in which the only marvelous element was a mad doctor's rather grotesque cure for polio.  But the potential of "anti-real" worlds for combinatory power is always greater than the execution, as Tolkien analyzes in his hypothetical example of a fiction about a "green sun:"

To make a Secondary World inside which the green sun will be credible, commanding Secondary Belief, will probably require labour and thought, and will certainly demand a special skill, a kind of elvish craft. Few attempt such difficult tasks. But when they are attempted and in any degree accomplished then we have a rare achievement of Art: indeed narrative art, story-making in its primary and most potent mode.

I've stated before that the three phenomalities are absolutely equal in terms of their potential for mythicity-- defined as the complexity of symbolic discourse-- and in terms of their potential for what I now define as "dynamic sublimity."  But I'm reversing myself on the first of these. The sublimity of combinatory power is not one where equality reigns.  The marvelous possesses the greatest power of this kind, followed by the uncanny, with the naturalistic possessing nothing more than the power to  recover "the freshness of vision."

ESCALATION PROCLAMATION

“It was this unfathomable longing of my soul to vex itself—to offer violence to its own nature—to do wrong for the wrong’s sake only—that urged me to continue and finally to consummate the injury I had inflicted upon the unoffending brute”—narrator, Edgar Allen Poe’s THE BLACK CAT.

 

“Poe’s great contribution [to the spread of the murder-mystery and its sadistic nature] had been the enheroing [sic] of the avenger instead of the criminal… The reading public went on a century-long debauch of printed sadism to replace the sex notoriously absent in Victorian literature.  (For weaker stomachs, with a religious turn, the ghost story simultaneously served up masochist terrors.)”—Gershon Legman, LOVE AND DEATH, p. 11.

 

Though I specified in NARRATIVEDEATH-DRIVE PT 2 that narrative conflict did not require literal violence, narrative violence does have a potential, beyond that of any other literary device, for escalating the immediacy of the conflict.  Even the kinetic appeal of sex—so earnestly defended by Legman above—cannot match violence in terms of fomenting the narrative principle of escalation. 

 

To be sure, narrative violence only has this potential when it is repeated within the narrative.  A single violent act, such the sort of unsolved killing that initiates most murder-mysteries—including two of Poe’s three efforts in that genre—merely serves to incite the average reader’s curiosity.  What incites that reader’s deeper identification is the repetition of violence.  Through repetition of violence, the reader’s potential fears for the story’s characters are escalated.  Which character may die next? Can the hero save the next victim from the villain’s machinations?

 

This response in no way validates the sort of syndromic sadism that Legman and his fellow travelers imputed to it.  I’ve called it “casual sadism,” in order to signify that the reader’s appreciation of a villain’s violence and/or sadism goes no deeper than a casual acquaintance.  The average reader wishes only to identify with the villain in order to witness that the villain’s acts fulfill his expectations—in other words, to fulfill the demand of the story that there be a violent and/or sadistic villain. Masochism, which Legman touches on ever-so-briefly, follows essentially the same pattern, though this psychological pattern is less frequently evoked than its counterpart, as it doesn’t lend itself as well to escalation of suspense—not even in the genre of the ghost-story which, contra Legman, does not universally deal with “masochist terrors.”

 

But all of the above deals with readers, as to what extent sadism, or its counterpart masochism, informs their responses. I said at the end of the previous essay that I would demonstrate examples of fictional characters who evinced sadistic or masochistic characteristics, in illustration of what I’ve called abstract goal-affects.

 

One approach might be to cite characters from the writers whose names Kraft-Ebing used to denote the paraphilias about which each one wrote.  But both Sade and Sacher-Masoch were syndromic writers, exorcising their personal demons into prose.  Neither was writing for the audience of “casual sadomasochists” that devours such genre-fiction as murder-mysteries and ghost-stories.  So those writers’ characters don’t suffice for my purposes.

 

If one were to credence Legman’s rant, Poe—writer of both murder-mysteries and ghost-stories-- ought to supply examples of both sadistic and masochistic goal-affects.  In Poe’s works, one ought to find characters either perpetrating violence or suffering it for no concrete goal, but purely to fulfill the abstract goal of “doing wrong for the wrong’s sake only.”

 

However, anyone familiar with Poe’s three Auguste Dupin stories will recognize the silliness of Legman’s claim.  “The Purloined Letter” contains no “printed sadism” in any form, unless one counts Dupin’s desire to confound the conniving schemes of the villain because the villain did Dupin some unspecified injury in the past.  Both “Murders in the Rue Morgue” and “The Mystery of Marie Roget”—to which Legman makes direct reference in the paragraph preceding the quoted passage—do concern mysterious murders.  However, though the fates of the murder-victims are discussed in great detail, so that the detective (and his readers) can form a forensic picture of the crimes, there is in the end no sadistic character in “Rue Morgue”—only an angry, befuddled animal—and the never-seen murderer in “Roget” seems to have committed the crime for reasons relating to his personal safety.

 

 

 

Poe’s horror stories seem to provide a little more grist for Legman’s mill; at least there are stories of torture-devices (“Pit and the Pendulum”) and of detailed murder-schemes (“Cask of Amontillado,” “The Tell-Tale Heart”). But rarely do Poe’s characters kill for pleasure’s sake.  Montressor in “Amontillado” kills in the spirit of vengeance, and the narrator of “Heart” murders a man who was always kind to him simply out of some mysterious compulsion.  Given the conclusion of “Heart,” in which the narrator’s guilt forces him to reveal his evil deed, he, like the narrator of “The Black Cat,” would seem to be motivated by an abstract masochism; to commit evil that will “vex” his own soul in the end.       

 

   “Pit and the Pendulum” probably comes closest to the model of a “casual sadism” entertainment. Here the unnamed narrator has no wish, conscious or subconscious, to be victimized, for he welcomes his providential escape at the climax.  The faceless Inquisition-priests seem to be Poe’s most thoroughgoing sadists, for they have condemned the narrator to death and have nothing to gain from his prolonged sufferings but the knowledge that he suffers at their hands.  Further, it’s the only Poe tale that uses its sadistic terrors to escalate suspense, albeit just for one character, as opposed to the multiple victims one finds in novel-length stories.

 

In terms of the escalation of masochistic terrors, Poe’s “Black Cat” is the standout example.  Though the unnamed narrator might be mistaken for a sadist due to the violence he metes out upon his pets and his wife, he takes no pleasure in his violence, and seems, like the “Heart” narrator, to be soliciting punishment by his repeated acts.  However, because the majority of Poe’s tales are short, his oeuvre does not make the ideal illustrations of the principle of escalation.  If I do a Part 2 to this essay, I will undoubtedly choose another author or perhaps authors.  I may or may not stay within a particular genre, but the best illustration of how the principle of escalation works will certainly be in formats—be they novels or films—that can take advantage of plots that develop over a considerable amount of time and with a sufficient number of characters.

 

In conclusion, Poe’s use of sadistic and masochistic character-motivations validates my concept that such abstract goal-affects need not appear only in syndromic narratives directly concerned with sadism or masochism as such.  And despite the horror Legman shows regarding Poe’s inimical influence upon readers, it’s obvious that Poe has remained one of the most-read American authors without causing those readers to become syndromic sadists or masochists.  I reiterate that this is possible because the “death-drive” that implicates much though not all narrative is not about literal death, but is a formalized anticipation of the real thing, a pure gesture made in the face of the infinite.