ONLY AN ARCHETYPE CAN BEAT ANOTHER ARCHETYPE PT. 4

In this essay I defined stereotypes in terms of simple functionality and archetypes in terms of super-functionality. With that in mind I might re-state my title as "only super-functionality can beat super-functionality."

I won't say that the same is the case for stereotypes. It's more common for one stereotype to overcome another, but an archetype of sufficient power can eliminate, or at least mitigate, the power of stereotypes. In this essay I advanced the hypothesis that the archetype of "the African slave as demonic rebel" that permeates Melville's BENITO CERENO was essentially nullified by a more popular archetype, that of "the redeemed slave." In the Judeo-Christian tradition the first descends principally from literary takes on Satan, while the latter may be traced more directly from the Biblical Messiah-tradition.  Yet if Leslie Fiedler is correct in believing that UNCLE TOM'S CABIN is the first American novel that presents black characters as developed narrative presences, then CABIN's influence made it harder to promulgate that view. Wikipedia notes how the minstrel shows attempted to ameliorate the impact of the novel:

Tom acts largely came to replace other plantation narratives, particularly in the third act. These sketches sometimes supported Stowe's novel, but just as often they turned it on its head or attacked the author. Whatever the intended message, it was usually lost in the joyous, slapstick atmosphere of the piece. Characters such as Simon Legree sometimes disappeared, and the title was frequently changed to something more cheerful like "Happy Uncle Tom" or "Uncle Dad's Cabin."

In the 20th century minstrel shows passed out of favor, arguably as part of a very graduated response to the consciousness of "black people as human beings" that the novel promoted. Ironically, before the minstrel shows died, they left behind a reactionary legacy by making the name "Uncle Tom" into a stereotypical shorthand for a "cringing bootlicker to White Massa"-- which the character in the novel is not. But the fact that the character of Uncle Tom is a prophet not honored in his own hometown does not nullify the greater impact of the novel.

I said earlier that the franchise-character of Superman-- who of course is something of a palimpsest, changing his persona according to the proclivities of his authors-- combined both stereotypical and archetypal characteristics. All fictional characters possess the potential for both, from those of Willie Shakespeare to those of Mickey Spillane.  I'm sure that there are critics who choose to view the character's status in American culture to be independent of his archetypal nature; who see his success as purely the result of clever marketing. This pat explanation does not explain why the character became popular in his early ACTION COMICS appearances even though for the first eleven issues the character is only cover-featured three times (though his name is occasionally added in the background of some generic pulp-adventure scene). Earlier I have identified Superman's primary mythic appeal for Americans of the 1940s as a trope I termed CHRIST WITH MUSCLES-- a trope Superman certainly did not originate but one that he came to exemplify better than any previous pop-culture character.

This archetype, though, was to some extent conquered by an archetype closer in tone to the "suffering servant" archetype found in UNCLE TOM'S CABIN. Superman's appeal has never completely vanished, but it has been eclipsed in large part by Stan Lee's trope of the "suffering hero," who is best exemplified by the Amazing Spider-Man.

The first few appearances of the web-slinger are replete with references to the Superman mythos. Sometimes they are straightforward, in that Peter Parker wears glasses like Clark Kent, and at other times they are inverted, in that Parker really is a 98-pound weakling, rather than a strapping fellow who merely pretends to be a weakling.  In some cases the Superman tropes are a little of both: Parker continues to make his living in roughly the same way Kent does-- working for a big-city newspaper-- but Kent works for an editor who is a nice guy beneath his bluster, and Parker works for a conceited windbag with inferiority issues.

At a quick glance some fans might see the Lee-Ditko Spider-Man as a satirical jab at the Siegel-Shuster hero. And there are moments of satire present in early Spider-Man, particularly through the authors' focus on the character's money problems. Clearly, even though both heroes are fantasy-creations, Spider-Man's authors are claiming greater verisimilitude, showing that when their character becomes a costumed superhero, that transformation doesn't obviate all of his other problems.  At an equally quick glance, this might seem to be the same strategy pursued by Harvey Kurtzman in his full-blown satires, such as MAN AND SUPERMAN, discussed here.

Nevertheless, this particular Kurtzman short story is merely stereotypical in the simplicity with which Kurtzman addresses the lack of verisimilitude in comic-book superhero stories. Lee and Ditko's criticism of Superman's lack of "real-life problems" is only one aspect of Spider-Man's mythos, for Spider-Man as much as Superman must deal with such non-realistic worries as preventing mad scientists from creating Bizarro duplicates or turning themselves into giant lizards. Thus Spider-Man is not a satire of Superman, but an attempt to evolve a new ethic for the costumed hero; to show that Spider-Man is more of a hero precisely because he deals with both medical bills and lizard-men.  I don't claim that Lee and Ditko thought about their new approach to heroes in such lofty terms at the time. But I am claiming that both of them drew on a deep reservoir of narrative strategies from various genres-- superheroes, crime, horror, and science fiction-- rather than sticking too close to the superhero model as that had been defined prior to the Silver Age.  This openness to narrative strategies also made them open to the power of the archetype that most defines Spider-Man: the aforementioned "suffering hero."

Superman's emotionally imperturbable archetype once influenced dozens of epigoni. But in the wake of Spider-Man specifically and other Marvel characters generally, that archetype no longer inspires more than a handful of imitators-- and some of those make conscious appeal to nostalgia, rather than celebrating the archetype of "Christ with Muscles" in new forms.

 I won't say that it is impossible to conceive of a modern costumed hero who doesn't juggle both realistic and unrealistic problems, but it has become the "new norm," despite mitigating influences from Miller, Morrison, and others.

Of course, in the case of many Spider-Man imitators-- the 1970s character Nova, for one-- the archetype of the suffering hero has been dumbed down to an array of stereotypical devices, and any archetypal potential goes unrealized.  Even the new breed of cinematic superheroes have inclined toward "Marvel style" rather than "DC style," as shown by such films as SUPERMAN RETURNS and MAN OF STEEL, which failed to mount a persuasive cinema-archetype for the Man of Steel.

VERTICAL VIRTUES PT. 2

In this essay I began my current set of essays on the interlinked topics of sublimity and transcendence in reaction to the outlook dominant among comic-book critics, and possibly academics generally as well:

Whatever their individual differences, in general all [comic critics] display the desire not to regard the productions of fantasy as significant in themselves, but only as signifiers of "reality" that can be viewed as either ideologically pure or ideologically suspect.

In my follow-up essay I cited a discussion-thread on HOODED UTILITARIAN, whose link I provided there. Here is a prime example of a critic deciding to reduce a fantastic text to realistic signifiers:

Any status quo is heterogeneous. When you’re fighting to keep things the same, you’re fighting to keep things the same. I guess it would depend on the particular narrative at hand, but (for example) in Crisis on Infinite Earths, the destruction of the universe is embodied in the anti-monitor, who’s basically a super-villain; opposite of all that is good (monitor, anti-monitor, whatever.) So fighting to save the universe is figured basically as just another especially big battle against bad guys who are trying to change who’s in charge. They’re evil rebels, a la Shakespeare (who also always supported the status quo.)

I think you’d have to talk about a particular green lantern story, but this is how a lot of destroying the universe stories work. It’s just a big, impressive way of saying “you’re going to destroy the status quo!”

Since I recognize that this was not a formal analysis of CRISIS ON INFINITE EARTHS, I won't repeat the points I made in the thread to refute Berlatsky. However, since I have myself stated that it's possible to produce narratives whose appeal is largely on the "horizontal plane," this means that there are some narratives where this sort of reasonable "status quo" argument can be correctly applied. Further, since so many sociological readings of this type boil down to "Superman= Super-Imperialist," I may as well choose three examples of texts that involve the sort of race/class struggles so beloved by critics of the Sociological School.

For my horizontal example, I choose Margaret Mitchell's GONE WITH THE WIND. I recently finished this work for the first time, and it's my verdict that although it's rife with all manner of agreeable "sympathetic affects" (the blissful images of the Southern aristocracy) and disagreeable "antipathetic affects" (those uppity Carpetbaggers and white trash), I find no trace of any affects that reach into the realms of the sublime, either going "up" or "down." Religion appears in the novel but only as a social form; a character like Scarlett's mother may incarnate a sort of mundane Madonna-figure, but she's only significant to the novel as a whole as an incarnation of the blessed South. There can be little question that this is a novel set up to defend a status quo, albeit one that has been overthrown. Mitchell's justification for slavery is based on the viewpoint character's conviction that all black people are essentially childlike, except when bad whites put ideas of freedom in their heads, thus causing the blacks to run amuck. Interestingly, Mitchell makes a brief reference to the Haitian slave revolt of the late 1700s, but no one in the novel ever inquires as to the reasons for this revolt.

However, not all works involving slavery can be reduced to "is it ideologically pure or ideologically suspect." Case in point: in 1855, less than ten years before the Emancipation Proclamation, Herman Melville wrote BENITO CERENO. This fictional tale was based on a real 1805 incident wherein a group of slaves revolted aboard a Spanish ship and took it over, only to be later defeated by American forces. Melville does not argue for or against slavery in this novella. Rather, his purpose is to show how the Spanish captain, the "Benito Cereno" of the title, is traumatized by the suspense of being captured by the black slaves. The viewpoint character is an American, Captain Delano, who comes aboard the ship after the slaves have taken it over. However, Delano is so dense that he never guesses until the end that the slaves are forcing the Spaniards to pretend that everything is normal. The Spanish captain Benito Cereno is particularly terrorized by the slaves' demonic-seeming leader "Babo," who at one point holds a razor to Cereno's throat in full view of Delano, on the pretext of giving Cereno a shave. In time Delano tumbles to the deception and naval forces re-take the slave ship. Babo is sentenced to death but never once shows any concern for what the white people may do to him. The last conversation between Delano and Cereno makes clear that Cereno, despite having escaped his captors without injury, is haunted by the power of the rebellious slave. Cereno even goes to his own grave a mere three months after Babo's execution, signifying the typical fate of a man enthralled by a demonic presence.

To call this story either a defense of slavery or a refutation of it would be foolish in the extreme. Melville is concerned with portraying Cereno as a man haunted by ill fortune, in terms similar to the fate of the author's more famous Captain Ahab. Babo is at no time a literal demon, but he and his fellow slaves are spectres of demonic retribution, and as such, are grotesques who produce the effect of downward transcendence as surely as more obviously monstrous figures like Dracula and the Hunchback of Notre Dame.

Is it possible to realize the obverse, to transform the ugly realities of American slavery into something that suggests "upward transcendence," the experience of a sublime affect that expands consciousness?  I find a serviceable example in the novel Leslie Fiedler asserts to have been the first novel to create fully realized black characters: Harriet Beecher Stowe's UNCLE TOM'S CABIN.

Like GONE WITH THE WIND and BENITO CERENO, CABIN is resolutely naturalistic in its phenomenality. However, whereas in GONE WITH THE WIND religious symbols are used merely to buttress Mitchell's beatific vision of Southern society, Stowe uses religious discourse to condemn the abomination of slavery. As Fiedler and others have observed, though, this does not signify that the Connecticut-born authoress believed that African traditions were on a par with the Christianity of her world. Fiedler asserts that she envisioned a future in which black people were both freed from slavery and sent back to Africa, where their Christianity would spread throughout the "Dark Continent." Modern readers might find this only slightly more palatable than Margaret Mitchell's political views. Still, the fact remains that Stowe used her religious ideals to oppose the secular defenses of the slave institution.

Yet UNCLE TOM'S CABIN at base is not a political novel. Stowe's commentary attests that the novel began with a vision of a black man being beaten to death by a white man: later, the novel itself would feature the titular character beaten by two black slaves under the aegis of the Yankee slaver Simon Legree. CABIN recapitulates many motifs common to the Christianity of Stowe's time-- not least that of the mother wailing for her children, a motif that had strong emotional appeal for an author who, like Stowe, had borne children. But the most important one is that of the imitatio dei enacted by Uncle Tom when he gives up his life to shield two slaves who escape Legree. Whatever emotions the scene may inculcate in modern readers, clearly the intent at the time was to invest Tom's sacrifice with the gravity of Christ's sacrifice on the cross. Thus the effect of seeing Tom forgive his murderers before he dies is an expansive one, one that transforms Tom's sufferings into a scenario of expansive, positive emotion-- that is, in Huxley's terms, "upward transcendence."

Again, this is not to suggest that there are no affects in the latter two novels that approximate the "horizontal transcendence" affects that dominate the Mitchell novel. But BENITO CERENO and UNCLE TOM'S CABIN are more concerned with bringing forth extreme states of sympathetic or antipathetic affects-- and for that reason, they cannot, any more than a fantastic farrago of apocalyptic superheroes, be reduced to simplistic sociological factors.